Sampling in Survey Methodology

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    Sampling in Survey Methodology

    Skerdi Zahaj

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    Are Americans romantic?

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    A survey conducted specifically to compare findingsto a French survey regarding love and relationships

    (Schwartz, 2010).

    Are they romantic compared to the French, who arerenowned for their passion for passion?

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    (Schwartz, 2010)

    In LoveCan true love exist without a radiant

    sex life?

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    If you want to know what people are doing, observe

    them!

    If you want to know what people are thinking, askthem!

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    Survey

    Survey research involves selecting a sample (or samples)

    and using a predetermined set of questions.

    When a representative sample of people is asked the same

    set of questions, we can describe the attitudes of thepopulation from which the sample was drawn.

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    If the human population on Earth was homogenous incharacteristics, how many people would an alien need toabduct in order to understand what humans were like?

    If all members of a population were identical, thepopulation is considered to be homogenous.

    That is, the characteristics of any one individual in thepopulation would be the same as the characteristics of anyother individual (little or no variation among individuals)

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    When individual members of a population are differentfrom each other, the population is considered to be

    heterogeneous (having significant variation amongindividuals).

    How does this change an aliens abduction scheme to find

    out more about humans?

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    In order to describe a heterogeneous population,

    observations of multiple individuals are needed toaccount for all possible characteristics that may

    exist.

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    Population

    Assume youve decided your research question is bestanswered using a survey, and youve determined the

    population of interest for your survey.

    The next step is to decide who should respond to yoursurvey questions.

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    Population

    Is any well-defined set of unit of analysis

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    Population lists

    Countr

    yorst

    ate

    Country or state

    Work

    ingin

    aorgan

    Working in a organization

    Se

    tofco

    untr

    ie

    Set of countries

    Cor

    poratio

    ns

    Corporations

    Ev

    ents

    Events

    Magaz

    i

    Magazine articles

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    Population

    Population = People

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    Sample

    Any subset ofunits collected in some manner from population

    Samplingis the process of selecting a small number of elementsfrom a larger defined target group of elements such that theinformation gathered from the small group will allow judgments to

    be made about the larger groups

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    The Language of Sampling

    Sample frame: a specific list that closely approximates allelements in the populationfrom this the researcher selects

    units to create the study sample

    Sample frame: The particular population from which asample is actually drown

    Sample element: a case or a single unit that is selected froma population and measured in some waythe basis ofanalysis (e.g., an person, thing, specific time, etc.).

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    Basics of Sampling Theory

    Population

    Sampling frame

    Sample

    Element

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    Basics of Sampling Theory

    All students on campus

    Registrars list of all students

    100 students

    Student

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    What is Sampling?Population

    SampleSamplingFrame

    Sampling Process

    What youwant to talk

    about

    What youactually

    observe inthe data

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    Conceptual ModelUniverse

    Population

    Sample Population

    Sample Frame

    Elements

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    Population or Sample

    Populations, not samples, are of primary interest

    The power of samples to describe the larger population is

    based on the assumption that survey responses in a sample canbe applied to the population from which the sample wasdrawn.

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    Why do researchers select a sampleand do not study the population?

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    We select the sample

    Time Money

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    Population or sample

    Advantages

    Disavantages

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    If the sample is selected properly the information may beused to make interference about the whole population.

    Sampling arises whenever a researcher takes measurementson a subset of population, however defined, covered by thehypothesis being investigated

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    The major threat to representativeness is bias

    Biased sample is one in which the distribution ofcharacteristics in the sample is systematically different from

    the target population.

    A sample of 100 adults that included 80 women and 20 menwould likely be biased if the population were 60% female

    and 40% male

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    Biased sample

    Selection biasprocedures used to selectthe sample result in theoverrepresentation of somesegment of the populationor, conversely, in the

    exclusion orunderrepresentation of asignificant segment.

    Exit Polls

    exit polls are used to surveypeoples attitudes.

    demographic characteristics

    such as age, race, education,and income of votersinterviewed in exit pollsdiffer from characteristicsof the population.

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    Literary Digest poll 1936

    Alf. M Landon Franklin D. Roosevelt

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    Overrepresented wealthy individuals

    The sample frame was selected from :

    1. Telephone numbers

    2. Automobile ownership

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    Types of samples

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    We have a problem.

    Two student researchers have been asked to do a survey todetermine the attitudes of students toward fraternities and

    sororities on campus.

    There are 3,200 students in the school. About 25% of thestudents belong to the Greek organizations and 75% do not.

    The two student researchers disagree about what samplingplan is best for the study. One researcher thinks they shoulddraw a stratified random sample of200 students: 100 fromamong those students who belong to Greek organizationsand 100 from among the independent students. The secondresearcher thinks they should draw one simple randomsample of 100 students from the campus as a whole.

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    The problems

    A potentially serious flaw of this plan is that the overallsample would not represent the proportions of Greeks and

    independents in the population (25% and 75%,respectively). This would result in a biased sample becauseGreeks would be systematically overrepresented in thesurvey.

    The second student researcher is proposing a simplerandom sample of 100 students from the campus

    population. While this is likely to lead to a morerepresentative sample, it will probably result in too few

    respondents in the Greek category (wed expect about 25Greeks) to adequately represent their viewpoint.

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    The solution

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    Here it is

    A preferred sampling plan would use a stratifiedrandom sample in which the sample sizes for

    Greeks and independents are proportional to thepopulation values. With 200 students in the sample,

    you would select 150 students from the samplingframe of independent students and 50 students

    from the sampling frame of Greek students

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    Types of sampling

    P

    rob

    abi

    lit

    y

    Probability sample

    Non

    pro

    b

    Nonprobability sample

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    Click icon to add picture

    Probability sample

    Click icon to add picture

    Is a sample for which each element in thetotal population has a known probability

    of being included in the sample.

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    Click icon to add picture

    Nonprobability sample

    Click icon to add picture

    Is a sample for which each element in the totalpopulation has a known probability of beingincluded in the sample.

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    Probability sample

    Sim

    pler

    andom

    sam

    p

    l

    Simple random sample

    Syst

    ematic

    sam

    pl

    e

    Systematic samples

    S

    tratif

    iedsa

    m

    Stratified samples

    Clu

    sters

    a

    Cluster samples

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    Probability sampling is far superior to

    nonprobability sampling in ensuring

    that selected samples represent the

    population.

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    Simple random

    Each element and combination of elements has an equal chance ofbeing selected.

    A list of all elements in the population must be available and a methodof selecting those elements must be used that ensures that each elementhas an equal chance of being selected.

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    Random lottery

    Write every-day of year on separate slips of paper

    Placing the slips in separate capsules

    Putting all the capsules in a barrel

    After turning the drum, days would be drawn randomly

    On December 1, 1969 the dates were drawn one afteranother and given a number

    The firs date 14 September was given number 1

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    Problems

    Anyone with a number 200 or would probably not be called

    If birthday was early on, there was a good chance that hewould have serve

    Randomness supposedly ensured the systems fairness

    Was noticed that people with low numbers tended to beborn in the latter months

    The capsules may have been insufficiently mixed

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    The steps of Random Samples

    Assigni

    nganu

    mbert

    o

    Assigning a number to each element in a sample frame

    Usi

    ngara

    ndom

    n

    Using a random numbertable

    Sele

    ctasa

    m

    Select a sample of numbers

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    The steps of Random Samples

    Po

    pulati

    on

    Population

    Dra

    w

    Draw

    Star

    t

    Start

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    By the lot method

    Elements are drawn outrandomly until the

    desired sample size hasbeen reached.

    Click to edit Master text stylesSecond level

    Third level Fourth level

    Fifth level

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    In Simple RandomSampling

    The gap, or period between successive elements is

    random, uneven, has no particular pattern

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    Simple random sampling requires a

    list of the members of population

    The conclusion

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    Systematic Sample

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    Systematic Sample

    Elements are selectedfrom a list at

    predetermined intervals

    Elements are chosen

    from the listsystematically ratherthan randomly

    Everyxth element onthe list is selected

    This number is calledsampling interval

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    In SystematicSamplingGaps between elements are equal andConstant There is periodicity.

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    Problem????

    We want to draw a sample of 100 names from a list of5000 students attending a college.

    We would go through the list andselect every fiftieth students

    We would select a random start

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    Systematic sampling

    We deal with a long listof population elements

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    Disadvantages

    Elements of the listhave been ranked

    according to acharacteristic

    Students grades

    People income

    .

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    Disadvantages

    List contains a patternthat corresponds to

    the sampling interval

    Attitudes of children

    from large families

    Sampling interval is 5

    Families included in thelist have 5 children

    We will sample all thechildren who were in

    the same position

    Birth Order

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    Stratified sample

    Probability sample inwhich elements sharing

    one or morecharacteristics aregrouped

    Divide the population by certaincharacteristics into homogeneoussubgroups (strata) (e.g., UI PhD

    students, Masters Students,Bachelors students).

    Elements within each strataare homogeneous, but areheterogeneous across strata.

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    A simple random or a systematic sample is taken from each stratarelative to the proportion of that stratum to each of the others.

    Stratified sample

    Proportionate (Each stratum is representedin proportion to its size in the population)

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    POPULATION

    STRATA 1STRATA2

    n = 1000; SE = 10%

    n= 500; SE=7.5% n = 500; SE=7.5%

    Equal intensity

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    POPULATION

    STRATA 1

    STRATA 2

    n =1000, SE = 10%

    n = 600SE=5.0%

    n =400SE=7.5%

    Proportional to size

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    Sample equal intensity vs.?proportional to size ?

    What do you want to do? Describe the population,ordescribe each strata?

    1. Equal intensity

    2. Proportional size

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    Stratified sample

    Characteristics that are expected to be related to or affectthe depended variable in the study.

    Measure the average income of households

    Education Sex Race Household head

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    Conducting a survey of 200

    500

    liberal

    artmajo

    r

    500 liberal art major

    100enginee

    ringmaj

    o

    100 engineering major

    200busi

    nessmaj

    200 business major

    125li

    beral

    artma

    jo

    r

    125 liberal art major

    25eng

    ineeri

    ngma

    jo

    r

    25 engineering major

    50

    busin

    essma

    jo

    50 business major

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    If we want to investigate some questions in eachmajor separately

    Number LA Engin Business Total

    Stud. 500 100 200 800

    P.W 0.625 0.125 0.25 1

    Size

    Sample

    100 50 50 200

    Samplemeangrade

    2.5 3.3 2.7 2.65

    100li

    beral

    artma

    jo

    r

    100 liberal art major

    50eng

    ineeri

    ngma

    jo

    r

    50 engineering major

    50

    busin

    essma

    jo

    50 business major

    Weighting factor

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    Describe thepopulation

    The mean would be = 0.625 (2.5) + 0.125 (3.3) + 0.25 (2.7)= 2.65

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    Cluster SamplesThe list of elements does not exist

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    Cluster sample

    Is a probability sample in which the sampling frameinitially consist of cluster of element

    It is groups or clusters of elements are identified and listedas sampling unit

    The sample is drown from the list of sampling units

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    POPULATION

    CLUMP

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    POPULATION

    Primary samplingUnit

    POPULATION

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    POPULATION

    = Randomly selected PRIMARY SAMPLING UNITS.

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    Cluster samplingSome populations are spread out (over a state or country).

    Elements occur in clumps (towns, districts)Primary samplingunits.

    Elements are hard to reach and identify.

    You cannot assume that any one clump is better or worse thananother clump.

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    Opinion Poll of 1000 people in a city

    Obt

    ainingama

    pofth

    e

    Obtaining a map of thecity

    Identi

    fyingandli

    s

    Identifying and listing allblocks

    Sm

    allnum

    berof

    b

    Small number of blocks are sampled at random orsystematically

    Sele

    ctthe

    d

    Select the dwellingunits

    Contac

    t

    Conta

    ct

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    Opinion Poll of 1000 people in a city

    1

    2

    3

    The probability of one household being selected is :25/500 x 1000/4000 = 1/80

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    Cluster sampling

    Reduces fieldwork cost

    Reduces travel andadministrative costs

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    Errors

    Errors occur at each stage of the cluster sample

    The random errors at each levels must be added together to arrive at

    the total sampling error for a cluster sample

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    What to chose?

    40 individuals from 25 blocks

    25 individuals from 40 blocks

    Homogenous population

    States regions

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    Nonprobability Samples

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    NonprobabilitySamples

    Is a sample for whicheach element in the total

    population has aunknown probability ofbeing selected

    Click to edit Master text stylesSecond level

    Third level Fourth level

    Fifth level

    P

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    NonprobabilitySamples

    Pur

    posiv

    esam

    ple

    Purposive sample

    Conve

    nienc

    esam

    pl

    Convenience sample

    Qu

    otasa

    mple

    Quota sample

    Snow

    ballsa

    m

    Snowball sample

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    NonprobabilitySamples

    To expensive

    Unusual cases

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    Purposive sample

    Researcher exercisesconsiderable discretion

    over what observationto study

    Study a diverse andusually limited numberof observations

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    Convenience Sample

    Elements are includedbecause they are

    convenient or easy toreachI havesomequestions

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    Quota sample

    Elements are sampledin proportion to their

    representation in thepopulation

    Stratified vs Quota ?

    Elements in the quota

    sample are not chosenin a probabilisticmanner

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    Quota sample

    550 women

    450 men

    Select whomever theypleased until the

    quota were reached

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    Snowball sample

    The respondents areused to identify other

    persons who mightqualify for inclusion inthe sample.

    The elements are askedto supply appropriatenames for furtherinterviewing

    We interview untilenough persons are

    interviewed to satisf

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    Snowball sample

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    Sample Statistics

    Parameter: any characteristic of a population that is trueknown on the basis of a census (e.g., % of males orfemales; % of college students in a population).

    Estimate: any characteristic of a sample that is estimatedestimated on the basis of samples (e.g., % of males or

    females; % of college students in a sample)

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    Sampling error

    An estimate of precision; estimates how close sampleestimates are to a true population value for a characteristic.

    Occurs as a result of selecting a sample rather thansurveying an entire population

    A measure of

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    S t a n d a r d E r r o r

    A measure ofsampling error.

    Sample size As sample size

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    SE is an inverse function of sample size

    Sample size

    Standard

    pincreases, SEdecreasesthesample is more

    precise.

    So, we want to usethe smallest SE wecan greatest

    precision!

    When in doubtincrease sample size.

    Click to edit Master text stylesSecond level

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    How large a sample?

    Third level Fourth level

    Fifth level

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    ?

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