Robert H Whaley Financial Disclosure Report for 2009

8/3/2019 Robert H Whaley Financial Disclosure Report for 2009

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1. Person R eporting (last name, first, middle initial) 2. Court or Organizat ion 3. Date of ReportWhaley, Kobert H. United States District Cour~ 07/09/2010

4. Title (Article IlI judges indic~la actiw or ~e~i~ slams; $a. Report Type (check appropriate "t~pe) "" 6. Report ing Pe~odmagistcate judges indicate full- or pad-tire)[] Nomination , Date 01/01/2009

District Court Judge [] ]ni~l [] aanu~l [] Final tor-~ ......... 12/31/2009Report

7. Chambers or Offke Address 8. Oa the bas is of the information centained In (his Repo rt and anymodifications pertaining thereto, It is, in my opinion, in complianceUnited Slates District Coul~ with applicable laws and reg ulations.P.O. Box 283Spokane, WA 99210-0283 Reviewing Officer Date

I M P O R T A N T N O T E S : the instructions accompanying this form must be followed. Complete all parts,checking the N O N E box for eac~ part where you have no reportable information. Sign on last pag~

[~] N O N E ( N o reportable positions.)P O S I T I O N N A M E O F O R G A N I Z A T I O N / E N T I T y

I.2,

4.

H.NONE 0go reportable agre~ent~.)

P A R T IE S AN D T E R M St.


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F IN A N C I AL D I SC L O S U R E R E P O R T N am e of Persoa Reporting i Date Of Report-Page 2 of 15 W h a l e y , R o b e r t H .

[07/09/2010

N O N - I N V E S T M E N T I NCOME.A . F l ie r s N o n - I n v e st m e n t I n c o m e

N O N E ( N o reportable non-investment income.)~ S O U R C E A N D T YP E ~ N C O M E( y o u r s , n o t s p o u s e s)

1 .2.

3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during ady porli~n of the reporting(Dotlar amount not required except for honoraria,)["-] N O N E ( N o reportable non-investment income.)

~ S O U R C E A N DL 2009 Winston & Cashatt Law Firm, Salary2.

3.4.

IV . REIMBURSEMEN TS -,,a,~o,-~o~. t,,,~,,S..ro~, ,,,t,,-t,a~,~(Includes those to spouse and dependent thilcbem see pp. 25-27 of filing instructions,)

N O N E ( N o reportable reimlrursements.)~ ~ L O C A T I O N P U R P O S E I T E M S P A I D O R P RO V I D E D

1 .2.3.4.

5.


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FINANCIAL DISCLOSURE REPORT n~ of Person Reporting Date of ReportPage 3 of 15 W h a l ey , R o b e r t H . 07/09/2010

[~] NONE (No reportable liabilities.)~ C R E D I T O R DESCRIPTION VALUE CODE

1,2.3.4.5.


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INamef Person Reporting Date of ReportF!N AN CIAL D I S C L O S U R E REPORT[ Whaley, Robert H. 07/09/2010age 4 of 1 5

NO~ ~o re~rtable income, assets, or tra~actio~.)~on of Asse~ ~eo~ ~ng ~s s value at ~d T~fio~ during ~g ~

P~ "~" ~er ~h ~t ~o~t T~ (e.g,, Value [ Val~e T~ (e.g~ Da~ I Value Gain ldenfi~ ofexempt ~m pfi~ di~l~ C~ 1 div., renL buy~/~ller

ACCO~:2 . ~ m C ~ h A ~ o u n t A Divided J T3.4, F~N ~mL~ON:

5, -Templeton DewI~ing M~T~ Mat Fd A Dividend J T

6.

7. B~ ~ LLON (SEE V~~):

g. -Ocddea~ PI~]~ Co~. Common S~k A Dividend ~ J T

! ~ 0 . ~FIDELITY EDUCATION ACCOUNT1 1 . -NH 100% Equity Conm~oution None J T B uy 01/30/09 ~(~))1 2 . Buy 02/27/09 J(addD1 3 . Buy 03/31/09 J(add!)

Buy 04130109 J(addl)

15. Buy 05/29/09 J( a d d l )

1 6 , B uy 0 6 / 3 0 1 1 Y ) J(add!)1 7 . Buy 07/30/09 J( a d d a )


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FINANCIAL DISCLOSURE REPORT ~ame of Person Reportlag Date of Report 1Page 5 of 15 Whaley, Robert H. 07/09/2010

NO~ ~o reportable income, ~sets, or transactions.)A. B. C. D.~on of A~ts In.me d~ng Gr~ wlue at ~d T~fio~ du~ng re~g(i~luding ~t ~e~) ~po~ing p~ 0f ~ing ~od

(1) (2) (I) j (2) (I) (2) (3) (4)~1~ "~)" ~ e~h ~t ~t T~ (e.g., Value [ Va~e T~ (e.g., Da~ V~ G~n j Id~fiW ofex~pt ~m p~ d~los~e C~e 1 div., r~% Code 2 Me~ b~, ~1~ m~dd/~ ] ~de 2 [ C~e 1 [ b~/~ller(A-~ or int.) (J-P) Code 3 r~emp~on) -1 (J-P) ~ (A-H) ~ (if private~ (Q~ ! ~ ~don)

18. Buy 08/31/09 J(~l)1 9 . Buy 09/301~ J(~)20 . Buy 10/301~ J

(a~l)21 . Buy 11/30/~ J(a~l)22 . B~ 1~31109(~dO

[23.

24 . FIDELITY EDUCATION ACCOUNT

25. -NH IOI)% Equity Contribation None J T Buy 01/30/09 J(addl)26. Buy 02/27109 J

(addl)27 , Buy 03/31/09 J

(addl)28 . Buy 04/30/09 J(addl)29. Bay 05/29/09 J

(addl)30 , Buy 06/30/09 J

(addl)Buy 07/30t09 J

(addl)32 . Buy 08/31 f09 J

(addl)33. B uy 09/30/09 J(addl)34 . Buy I 0/30/09

(add!)

Income G ain Codes: A = $1,00~ or le~s B = $ 1 , 6 ( I

(~ Co~ ~) U =B~ V~ V ~


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N a m e o f Person Reporting [ D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORTWhaley, Robert H .

[07/09/20] 0age 6 of 1 5

~ NO~ ~o repomable income, ~sets, or transactiom.)~ B. C. D.Dvscfi~on of As~ts ln~me d~ng G r o s s v M u e a t e n d T~sac~o~

0) ( 2 ) ( ~ ) ( 2 ) (D (2)~ ( 5 )Pt~"(X)" ~ ~ch ~t A~t . T~e (e.g. V M u ~ Value T~ (e.g,, Da~~)2 i~ [ V a~e [ G ain [ Id~n6~ of(A-~ or inQ ( J - F ) Co~ 3 ~empfi~) (if p~te

35. B uy 11~0/09

(addl)3 7 .

38. FIDEL~ EDUCATION ACCOST

3 9 . -NH 1~% ~uiW Contribution None J T B uy 01/30/09(~)40, B uy 0~27/09

03/31/09(~,~)~ 4 2 . Buy 04~0/~ J(~dt)4 3 . B~ o~/ag/~ J~. B uy 0~0/~ J45. B uy 07~0/0946. B uy 08/31~9(addq)47. B ay 09/30/0948. B uy t 0/30/~ J(addl)49. B ~y 1/30/09 J(addl)5 0 . B~ 1~31/09 J(a~l)

I. Income Ga~ C.edes : A ,ffis 1,000 or less B =$1,00! - ~,500 ~--$2,501 - $5,000 D =$5,001 - $15~000 E = $15,001 - $50,000(S~ Colturms BI ~ D4) F =$5~,001. $100,000 G = $ 1 0 0 , 0 I l l - $ l , O 0 0 , 0 0 0 H I ~ : 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 H 2 ~ M o ~ l h a n $ ~ , 0 0 0 , 0 0 02. Value Codes J =$15,000 o~ I$s . K ~! 5,00 [ - $50,000 L =$ 50,001 - $100,00~ M --$100,001 - ~250,000( S~ e C .o ~u ~t C :! a nd D3 ) N ~$ 25 0, 00 1 - $ 50 0,0 00 O ~, ~5 00 ,0 01 - $ 1, 00 0,0 00 P I = $ 1,0 00 ,0 01 - $ 5, 00 0,0 00 P2 ~;5,000,001 - $25,000,000P3 ~$25,000,0013. Val~ Mgth~ Codes Q -ApFrais~d R ~ (Real Estal~ O,n~y) S ~Ass~smc ,t~ T = ,Cash Market(S~e Column C2) U


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IN a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tI N A N C I A L D I S C L O S U R E R E P O R T[ Whaley, Rober t H.

07/09/2010ag e 7 o f 1 5

NONE ~o reportable income, ~sets, or transaction.)~on of A~ G~s value at ~d T~s~o~ d~ng(including ~ ~ts) ~o~ing p~od offing ~

( ~ ) (2) ..... O) [ (~) ( ~ ) (2) (3) (4)Pl~ "(x)- ~r ~ch ~s~t ~t [email protected]., V M u ~ Value T~ (~.g., D a m Value G a~ ( 5 )ex~m~ ~om pH~ di~Ios~ ] Code I ] ~v., ~t , C~ 2 Me~od b u y , s ~ i I , m~d@~ C~ 2 Code I ~rlseH~~ o r i n t . ) ( J - ~ } C o d e 3 md~m~i~) ( ~ - P ) ( A - H ) (ifpfivam53 ~ . -FideH~ ~tl D~scow~ Mull F~d A Di~dend K T54. -Fi~li~ ~a Mu~] F~d A Dividend K T5 5 . -Fi~H~ ~fl Sm al l ~p Opp F~d M utua l Nun~ Sold 09~II09Fund5 6 . -Fi~li~ Diw~ifl~ ]ntq Mu~I Fu~ None Sold ~123/~ K5 7 . -Fideli~ New Markets Income M ulti F~d B Divided K T B uy 07!20/~ J

5 8 . Mu~lS~FundTtd ~t Index Inv~tor Cl~s A Divi~d Sold 1 0 / 1 3 1 0 9 K5 9 . ~pan~ Int l Index Investor ~s M um~ A Dividend K TF~d

]~. -Fi&li~ Small Cap Stock Mutual Fund None Sold ~ 1 ~ 2 8 / 0 9 K B61. -Fideli~ Capitol & ~come Mutual Fund C Dividend L T6 2 . -Fidelity Contrafund Mutual Fund A Dividend Sold 12/28/09 K D63. -Fidelity Real Estate Investment Mutual A Dividend Sold 07/20/09 ,IFund64. -Fidelity B alanced Mutual Fund A Dividend Sold 10/16/09 K( p a r t )65. Sold ! 0/16109 K A

Sold IO/2O/67. -Fidelity Low Priced S tock Mutual Fund A Dividend K T~68. -Fidelity S trategic Income M utual Fund B Dividend L T B uy 08/14/09 K(addl)


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FINANCIAL DISCLOSURE REPORT ~ N a , ,, . o r V e . ~ o n R . ~ = I n g D ~ t ~ o f R e p o r tPage 8 of 15 W h a l e y , R o b e r t H . 0 7 / 0 9 / 2 0 1 0

NO~ ~o reportable income, ~sets, or transaction.)A. B. C. D.D~scd~ion of As~ In.me d~g ~ value at end T~ons du~ ~ng pe~od([ncl~ing ~t ~) ~po~ing ~ offing p~od

( 0 ( 2 ) O) (2) (D ( 2 ) ( D C 4 ) (5)Pl~e "(X)" ~ ~h ~t ~ount T~e (e.g., Va l ~ Value T~ (e.g., D a t e Va~ Oa~ l~d~ ofexempt ~om prior ~los~ C~ 1 die., ~ ~de 2 M~od buy, se~ ~ I C~ 2 C~ 1 bnyer/sell~(A-H) [ o r i n t . ) ( J - P ) ] C~e 3 ~ e m ~ o n ) ( J - P ) ( A -H ) (if~

6 9 . -Fidcliw Ex~ & M~tinational Mural None Sold 0~14/09 KFund7 0 . -Amish Intl Mull F~d None Sold 01/13/09 K7 1 , -Fi~t Eagle G lobal Class A M utual Fund B Dividend L T72. O~ Equi~ & l~ome Fd 1 Mull A Dividend M T B uy 1 0 t 1 9 / 0 9 KFund73. .........Buy 10/21/09 J

:74, B~ 1~9/09 L7 5 . -Kine6cs S~I Ca~ Op~fi~ Mull No~ 3 TFund7 6 , -Nonhero Sma~ C~ V~ue Mu~! F~ A Dividend J T

7 7 , -Schwab Small Cap ~ui~-Invest Shs None Me~ed ~8f09 JMural Fund (wi~ line7 8 . Schwab Sm~l cap ~ F~d Select Mull None Sold 10~16/~Fund7 9 . -~ird Avenue R~I ~mte V~ ue Mutual A D i ~de nd K TFund80. -Van ~ampen ~ui~ & In.me ~ C A Dividend K TMu~ Fund8 1 . V~ Well~on F~d Mutual Fund A Dividend K T B uy ~/24/09 K8 2 . -Fideli~ C~h R~es A Di~nd J T8 3 .

8 4 . FIDELITY INVESTMENTS:8 5 . -Amgen Inc. Common Stock None J T

1. Income Gain Codes : A = $1,000 or lee* B = $1,001 - $2,500 C ---$2,501 - $5,000 D ~$5,001 - $15,000 E = $I~ ,001 - $50 ,~0(f ke Co lu mn s B I a~ l D 4 ) F -$ 50.00 1 - $ t ~ 0,~ 00 G ~$IOO,O01. $1,000.000 HI =$1,00O.O0;I - $ 5,000.000 H2 =Mm ~ than2. Value Code* J =Sl "~.000 or I.tms K = 115,001 - 150,000 L ..$50.00l - $10~ .000 M = $100,00t -(S~e Columns Cl and D3) N "g250,001 - $$00,000 O --$ $00,001 - $1 ,000.000 P1 ~$1,000,001 - $~000,000 P2 ~$5,000,001 - $25,00D,000P3 "$25D~0.001 - SS0,000,000 P~- =Moze than3. Value Method Codes Q =Appraisal R = Cost (Real Eatae O~|y) S = Assessment T = C~h M arke~(See Coltmm C2) O =Book V a lue V =Other W =E .vtim ated


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N a m e o f P e r s o n R e p o r t in g I D a t e o f R e p o r tP a g e F I N A N C I A L 9 o f 1 5 D I SC L O S U R E R E P O R T [ Whaley, Robert H.[

0 7 / 0 9 1 2 0 1 0

N O~ ~o repor~ble income, ~sets, or ~sactions.)A. B, C. ] D.

~cd~on of As~ I n c o m e d ~ n g G r o s s v ~ u e a t e n d T~o~ during ~ng ~od(inel~g ~ ~s~) ~ing ~ of ~ p o ~ n g ped~(1) (2) ( 1 ) ( 2 ) ( 1 ) (2 ) ( 3 ) (4 )P~e "~)" a~er ~ch ~t ~ount T~ (e.g., Val~ Value T~ (e.g., ~ Value G a~ Id~w of

8 6 , -~e B~ F~kl~ F~ S&L Assn Common None J TStock8 7 . -~ton V~e T~ Advantage Div h~me B Di~dend S old I0/231~ K BFd Mu~ F~d ~)8 8 . ~ld 1 ~ 2 3 1 0 9 J8 9 , -Zimmer H oldingsInc. Common S tock N one J T

90. -Fidelity International Discovery Mutual A Dividend J TFund91. -Fidelity Canada M utual Fund A Dividend J T9 2 , -Fidelity Diversified International Mutual A Dividend J TFund93. -Fidelity New Markets Income M utual Fund A Dividend J T9 4 . -Fidelity Small Cap Independence M utual A Dividend Sold 10/06/09 JFund95. -Fidelity Sm all Cap Stock M utual Fund A Dividend K T96. -Fidelity Capital & Income Mutual Fund A Dividend J T97, -Fidelity Contrafund M utual Fund A Dividend K. T98. -Fidelity Mid Cap G rowth Mutual Fend None Sold 10/06/09 J99. -Fidelity Real Estate Investments Mutual A Dividend J TFund1130. -Fidelity Balanced Mutual Fund A Dividend K T10!. -Fidelity Low-Priced S tock M utual Fund A Dividend L T102. -Fidelity Strategic Income Mutual Fund A Dividend J T


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F I N A N C I A L D I S C L O S U R E R E P O R T ~ a m e o f V e t o . n ~ | , o ~ t i ., ~,a,o ot..~. IPage 10 of 15 W haley, R o b e r t H . 07/09/2010V H . I N V E S T M E N T S a n d T R U S T S - ~,,co,.~. ,~t,,0, ,, . . . . ~ , , , , , (Includes those of sp .. . . and depcndent c hildren; seepp. $4-60 of filing in~tructlons.)

[] N O 1 N E (No reportable income, assets, or transactions.)A. B. C.D e s c r i p t i o n o f A s , c o t s I n c o m e d u r in g Gross value ai end T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d elrepotting period

P l a c e " C K ) " a t e : o r e a c h a s s e t I A m o u m T y p e ( e . g ,, Value Value T y p e ( e .g . , D a t e Value O ~ i n I d e n t i ty o ff c o m p r i o r d i s c l o ,c u r e I C o d e 1 d i v . . r e n t , Code 2 [ M ethod buy, sell, mm/dd/yy C o d e 2 Code I buyer]seller(A-H) or lilt,) (J..P) Code3 redemption) (J.P) ( A - H ) (if private

( Q - W ) traasacdon).103. -Fidelity D ividend G rowth Mutual Fund Non~ Sold 10/21/09 K E

1 0 4 . -Fidelity Leveraged Company Stock Mutual None Sold 10/13/09 K CFund1 0 5 . -Fidelity Export & Multinational Mutual None Sold 10f13/09 K B

Fund106. -Fidelity Value Mutual Fund None Sold 10/06/09 J107. -American Balanced Class C M utual Fund A Dividend K T Sold 10/21/09 K D( p a r t )1 0 8 . -Calamus Growth Fund Class C M utual None K TFund1 0 9 . -Ameriem G rowth Fund of America Class O A Dividend K TMutual Ftmd1 1 0 . Oalonark Equity & Income Fd ! Mutual B Dividend M T B uy l 0 / 0 9 1 0 9 JFundI11. B uy 10/14/09 L(addI)1 1 2 . B uy 1 0 1 2 2 / 0 9 K(addl)1 I3. -Vanguard Index Trust S&P Port Mutual None Sold 10/13/09 K AFund114, Vanguard Wellington Fund Mutual Fund A Dividend M T B uy 10/14/09 K1 1 5 . Buy 10/22/09 K( a d d q )116. -Fidelity Cash Reserves A Dividend K T

1 1 7 .

18. FIDELITY INVES TMENTS IRA:

119. -Fidelity Cash R eserves A Dividend J T


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F IN A N C I A L D IS C L O S U R E R E P O R T ~ , , .~ o f P e r s o n R e p o r t i n g D.tt of Report IPage 1 1 o f 1 5 W ~ .l e r , R o b e r t H . 0 7 / 0 9 / 2 0 ! 0V I I . I N V E S T M E N T S a n d T R U S T S - ~,,o,~, ~ ,tue, t ,*,suc,~o,~ (lndudes those of spouse and dependent ehltdren; s,l~ 34-40 of fltlng lnstmcaons~)

NO~ ~o reportable income, ~se~, or ~a~actions.)

De~pfion of As~ Income d~g G rins value at ~d [ T~fions dudng r~ng ~(incl~i~ ~st ~t$) ~po~ng ~6od of~ p~od

ex~pt ~m prior di~l~re Co~ 1] dlv.. ~g ~ 2 [ Ma~ [ bu~, sell. ~ ~e 2 C~ I} buys/seller( A - H ) o r i r a . ) ( J - P ) C~, 3 re~mption) O-P) (A-~ (if(Q-w)120~ -Fiddi~ Intl Small Cap ~p Fund None Sold 09~3109 J1 2 1 . -Fi~li~ D ive~ified M temmional ~und A Difidend J TMu~ Fund122. -Fi&li~ New M~ke~ Income Mural F~ A Divided J T B uy 09~2/09 J

(addq)t23. -Fiddi~ Small Cap Stock MumM F~d None J T124. -Fidelity Capital & Income Mutual Fund A Dividend J T125. -Fiddity Capital Appreciatio~ Mutual Fund None Sold 09/23/09 J126. -Fidelity Large Cap V alue Mutual Fund A Dividend Sold 09/22/09 J127. -Fidelity Real Estate Investment Mutual A Dividend J TFund128. -Fiddity Total B ond M utual Fund A Dividend Sold 10/05/09 J B129. -FideliU B alanced Mutual Fund A Dividend J T130. fFiddity Strategic Income Mutual Fund A Dividend K T B uy 09/22/09 J131. B u y 1 0 / 0 5 / 0 9( a d d O1 3 2 . -Fiddity Leveraged Company S tock Mutual A Dividend Sold 09/22/09Fund133. -Fidelily Select Technology M utual Fund None J T134. -Fidelity S elect H ealth Care Mutual Fund A Dividend Sold 10/06/09

135. -Oakmark Select M utual Fund None Sold 10/09/09 J Ci 36. -Vanguard G rowth Index Mutual Fund A Dividend Sold 10/06/09 J


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F I N A N C I A L p a g e 1 2 o f ! 5 D I S C L O S U R E R E P O R T [ o 7 / o ~ / 2 o l o

VII . INV ESTMENTS and T R U S T S - i.~o~ .... i.~, transactions (Incl~d@ -s tho~ of ~pouse and d~nde~ c~dren ; se~ p~ $4~0 of f!~ i~tru~o~.)~ ~o reportable income, assets , or tra~actio~.)ON E

~ B, C. D.D~s~on of A~ lncom~ d~g ~s v~u~ a~ ~d ~ac~o~ during r~g(including ~st as~) ~i~ ~ of ~ng ~O) i (~) ( ~ ) (2 ) (I) (2 ) (~) (4)Va~ V~u T~e (e.g~ ~te Valu~ ~in ld~fi~ of

137. -D~y~s Inel Bond ~d Mural F~d A Dividend K T B uy ~8/~ J1 3 8 . B uy 10/14/~ J139. -O~ ~ui~ ~Income Mutual F~d A Di~nd J T B uy 10/14/09 J

141. S MITH B A RNE Y :142. -Aim E quity - Constellation Mutual Fund None Sold 09/22/09143. -Calanaos G rowth Fund N one Sold 09/22/09 J

t45. BankofAmerica Money M arket Fund (X) A Interest J T B u y 10/01109 l146.

1 4 7 . Ltd. Parmer, Deming & Ass., Roswell, NM A Interest J W(HUD Project)148. Ltd. Partner, Deming Apartments, LLC A Dismbution J W149.

150. MassMutuai: G P Life at 69 A Dividend K TIS1.

152. MassMutual: Whole Life None K T153.


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F I N A N C I A L D I S C L O S U R E R E P O R T S,me of P e r s o n R e p o r t i n g ] D a t e o f R e p o r tPage 13 of i 5 W h a l e y , R o b e r t H . 07/0912010

V I I . I N V E S T M E N T S a n d T R U S T S - a.a.de, d~.ae., chlta, e.; see pp. NO~ ~o reportable income, ~sets, or ~ansactio~.)

A . B . C, D.~pfion of A~ Income dung ~ ~lue at ~d Tm~6o~ dufi~ ~ng

( 1 ) ( 2 ) ( 1 ) ( 2 ) (1 ) [ ( 2 ) l ( 3 ) (4) ] ( 5 )Pla~ "(~" a~ e~h ~et ~nt T~(e.g., V~e Vahe T~ (e.g., m ~[ ValueGa~[ ld~fiW ofex~pt ~m prior disetosu~ C~ I d~., ~ Co~ 2 Me~od b~, ~IL ~ 2 Co~ 1 buy~/~ller(A-~ or ~t.) ( J - P ) ~de 3 ~p~on) ( J - P ) (A-~ (ff p~va~

; 1~. CBSS, LLC None K U B uy 03115/09 J1 5 5 .

1 5 6 . TRU ST #1(Fil lip)1 5 7 . - Fidelity M unicipal Money Market Fund A Interest J T1 5 8 . - Fidelity B alanced Muvoal Fund A Dividend J T

1 5 9 . - Fidelity Contrafund Mutual Fund A Dividend J T1 6 0 . - Fidelity Dividend G rowth Mutual Fund A Dividend J T1 6 1 . - Fidelity Export & Multintl Mutual Fund A Dividend J T1 6 2 . - Fidelity Canada Mutual Fund A Dividend J T1 6 3 , - Fidelity Intq Discovery Mutual Fund A Dividend J T1 6 4 . - Fidelity Strategic Income Mutual Fund A Dividend J T1 6 5 , - Fidelity Sm all Cap Stock M utual Fund None J T1 6 6 . - Fidelity Total B ond Mutual Fund A Dividend J T1 6 7 . - Oakmark Select M utual Fund A Dividend J T!68.

169. Trust#I, Sutter County, CA B Distribution M W1 7 0 .

3. Vflue Me~d C~ Q -A~I R ~ (R~I ~tam O~) S = A~ssment T = C~h(S~ CoI~ ~2) U =B~k V~ V ~ W ~imamd


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FINANCIAL DISCLOSURE REPORT N~me of Person Report ingPage 14 of 15 W h a le y , R o b e r t H . 07/09/2010VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. andie~ep~.

Page 4, Line 7: The name ChaseMellon has beta corrected to BNY Mellon.


15/15

N a m e o f P e r s o n R e p o r t i n g D a t e o f ~ e p o r tD I S C L O S U R E ~PORT~ w~ y, R o ~ H .age 15 of 15 7 -Oq-lG

~. CER~ICATION.I certify that all Information given above (including information pertaining to m y spouse and minor or dep endent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutorypro~isloos permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance w ith the provisions of 5 U ~.C. app. ~01 et. seq, 5 U .S.C. 7353, and Judicial Conference regulations.

N OT E: AN Y I N D MD U AL WH O K N OWIN G L Y AN D WI LF U L L Y F AL SIF IES OR F AI LS T O F IL E T H I S R EP OR T MAY B E S U B J EC T T O C IV I LAND CRIMINAL S ANCTIONS {5 U.S.C. app. 10,1)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdm inistrative Office oft.he U nited States CourtsSuite 2-301One Columbus Circ le , N .E.Washington, D .C. 20544

Robert H Whaley Financial Disclosure Report for 2009

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Transcript of Robert H Whaley Financial Disclosure Report for 2009