REVIEW OF CIVIL MILITARY COORDINATION AND COOPERATION ... · Reference, commissioned a report in...
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REVIEW OF CIVIL MILITARY COORDINATION AND
COOPERATION ARRANGEMENTS
Report commissioned by the Performance Review Commission
December 2016
EUROCONTROL
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Background
This report has been produced by the Performance Review Commission (PRC). The PRC was established by the Permanent Commission of EUROCONTROL in accordance with the ECAC Institutional Strategy 1997. One objective of this strategy is “to introduce a strong, transparent and independent performance review and target setting system to facilitate more effective management of the European ATM system, encourage mutual accountability for system performance…”
All PRC publications are available from the website: http://www.eurocontrol.int/prc
Notice
The PRC has made every effort to ensure that the information and analysis contained in this document are as accurate and complete as possible. Only information from quoted sources has been used and information relating to named parties has been checked with the parties concerned. Despite these precautions, should you find any errors or inconsistencies we would be grateful if you could please bring them to the PRU’s attention.
The PRU’s e-mail address is [email protected]
Copyright notice and Disclaimer
© European Organisation for the Safety of Air Navigation (EUROCONTROL)This document is published by the Performance Review Commission in the interest of the exchange of information.
It may be copied in whole or in part providing that the copyright notice and disclaimer are included. The information contained in this document may not be modified without prior written permission from the Performance Review Commission.
The views expressed herein do not necessarily reflect the official views or policy of EUROCONTROL, which makes no warranty, either implied or express, for the information contained in this document, neither does it assume any legal liability or responsibility for the accuracy, completeness or usefulness of this information.
Printed by EUROCONTROL, 96, rue de la Fusée, B-1130 Brussels, Belgium. The PRC’s website address is http://www.eurocontrol.int/prc. The PRU’s e-mail address is [email protected].
EUROCONTROL
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DOCUMENT IDENTIFICATION SHEET
DOCUMENT DESCRIPTION
Document Title
Review of Civil Military Coordination and Cooperation Arrangements
PROGRAMME REFERENCE INDEX EDITION: EDITION DATE:
Report commissioned by the PRC Final 01-December-2016
SUMMARY
This document presents the findings of the PRC review into civil military coordination and cooperation arrangements
within EUROCONTROL Member States.
Keywords
Civil, Military, Coordination, Cooperation
CONTACT: Performance Review Unit, EUROCONTROL, 96 Rue de la Fusée,
B-1130 Brussels, Belgium. Tel: +32 2 729 3956,
E-Mail: [email protected]
DOCUMENT STATUS AND TYPE
STATUS DISTRIBUTION
Draft General Public
Proposed Issue Proposed issue
Released Issue Restricted
INTERNAL REFERENCE NAME: Civil Military Coordination and Cooperation
Arrangements
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Review of Civil Military Coordination and Cooperation Arrangements Page i
Table of Contents
1 INTRODUCTION ................................................................................................................... 1
1.1 General .............................................................................................................................. 1
1.2 Purpose of the review ........................................................................................................ 1
1.3 Scope ................................................................................................................................. 1
1.4 Timeline of the review ........................................................................................................ 2
1.5 Acronyms and terminology ................................................................................................ 2
2 DEVELOPMENT OF THE QUESTIONNAIRE ...................................................................... 3
2.1 Approach ........................................................................................................................... 3
2.2 Explanation of individual criteria used ............................................................................... 4
3 SUMMARY OF RESPONSES ............................................................................................... 6
3.1 Overview of responses received ....................................................................................... 6
3.2 Strategic ASM – Level 1 .................................................................................................... 6
3.3 Observations on Strategic ASM – Level 1 ......................................................................... 7
3.4 Pre-tactical ASM – Level 2 ................................................................................................ 7
3.5 Observations on Pre-tactical ASM – Level 2 ..................................................................... 8
3.6 Post – operations Monitoring and Reporting ..................................................................... 8
3.7 Observations on Post – operations Monitoring and Reporting .......................................... 8
3.8 Additional Observation....................................................................................................... 8
4 OVERALL FINDINGS ON CIVIL MILITARY COORDINATION AND COOPERATION ........ 9
5 REPLIES PER STATE......................................................................................................... 10
Quick reference guide for reading the replies by state ............................................................ 10
AUSTRIA ................................................................................................................................. 12
BELGIUM ................................................................................................................................. 14
BULGARIA ............................................................................................................................... 16
CROATIA ................................................................................................................................. 18
CYPRUS .................................................................................................................................. 20
CZECH REPUBLIC ................................................................................................................. 22
DENMARK ............................................................................................................................... 24
ESTONIA ................................................................................................................................. 26
FINLAND ................................................................................................................................. 28
FRANCE .................................................................................................................................. 30
FYROM .................................................................................................................................... 32
GERMANY ............................................................................................................................... 34
GREECE .................................................................................................................................. 36
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HUNGARY ............................................................................................................................... 38
IRELAND ................................................................................................................................. 40
ITALY ....................................................................................................................................... 42
LATVIA .................................................................................................................................... 44
LITHUANIA .............................................................................................................................. 46
MONTENEGRO ....................................................................................................................... 48
NETHERLANDS ...................................................................................................................... 50
NORWAY ................................................................................................................................. 52
POLAND .................................................................................................................................. 54
PORTUGAL ............................................................................................................................. 56
ROMANIA ................................................................................................................................ 58
SLOVAK REPUBLIC ............................................................................................................... 60
SLOVENIA ............................................................................................................................... 62
SPAIN ...................................................................................................................................... 64
SWEDEN ................................................................................................................................. 66
SWITZERLAND ....................................................................................................................... 68
TURKEY .................................................................................................................................. 70
UKRAINE ................................................................................................................................. 72
UNITED KINGDOM ................................................................................................................. 74
List of Figures
Figure 1: Criteria used for the questionnaire on civil/military cooperation ........................................ 3
List of Tables
Table 1: Timeline .............................................................................................................................. 2
Table 2: Acronyms and terminology ................................................................................................. 2
Table 3: Overview of responses for Criteria (A) to (D) ..................................................................... 7
Table 4: Overview of responses for criteria (E), (F) & (G). ............................................................... 7
Table 5: Overview of responses for criteria (H) & (I). ....................................................................... 8
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Review of Civil Military Coordination and Cooperation Arrangements Page 1
1 Introduction
1.1 General
The Performance Review Commission (PRC), in accordance with Article 10(h) of its Terms of
Reference, commissioned a report in 2007 entitled “Evaluation of Civil/Military Airspace
utilisation”. The report was a direct response to a request from EUROCONTROL’s Provisional
Council in July 2004 concerning airspace utilisation and implementation on the FUA concept.
The PRC continued to report on civil military matters. The Performance Review Report (PRR)
2012 highlighted the operational benefits of improved civil military coordination and cooperation in
terms of flight efficiency and more significantly capacity, for GAT, whilst simultaneously satisfying
the requirements of military stakeholders demonstrated by the FABEC Olympic Cell during the
London Olympic and Paralympic games in August 2012.
In PRR 2014 a review of civil military coordination and cooperation arrangements in just 3
Member States, identified 3 very different approaches to coordination and cooperation. In light of
this review, the PRC presented recommendations regarding civil military coordination and
cooperation for consideration by the Provisional Council.
Accordingly, The Provisional Council at its 43rd
session gave the following mandate:
(i) Request the PRC, in accordance with Article 10(h) of the PRC’s Terms of Reference,
to review arrangements for Civil Military coordination and cooperation in Member
States by the end of 2015;
(ii) Request the civil and military authorities in the Member States to assist the PRC to
conduct this review;
(iii) Invite the PRC to report to PC 44 (December 2015)
1.2 Purpose of the review
The review was performed for the following purposes:
To understand the existing processes;
To identify progress made on civil military coordination and cooperation since the
application of the FUA concept in 1996;
To stimulate dialogue between civil and military stakeholders
1.3 Scope
The review concerns the existing civil and military coordination and cooperation arrangements in
each Member State.
The perspective taken is that of the civil and/or military Airspace Managers, who are responsible
for the day-to-day operations at Airspace Management Cell (AMC) level, and who are tasked with
making the decisions on the allocation / restriction / segregation of airspace. The PRC considers
the Airspace Managers to be in the best position to comment on the actual state of civil military
coordination and cooperation of airspace - pre-tactical and post operations and understand how
the available information is used, shared and reviewed between all different actors.
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1.4 Timeline of the review
Civil Military Coordination and Cooperation Questionnaire
Mandate From Provisional Council (PC/43) June 2015
Development of Questionnaire With internal and external stakeholders
June - September 2015
Dispatch of questionnaire To Member States September 2015
Receipt of responses From Member States October 2015 – March 2016
Initial report to PC Summary of progress December 2015 (PC/44)
Request for additional information To Member States March to August 2016
Compilation of findings By PRC September 2016
Table 1: Timeline
1.5 Acronyms and terminology
Term Definition
AIP Aeronautical Information Publication
AMC Airspace Management Cell
ANSP Air Navigation Services Provider
ASM Airspace Management
ATC Air Traffic Control
AUP Airspace Use Plan
CAA Civil Aviation Authority
GAT General Air Traffic
Level 1 Strategic ASM – High Level Airspace Policy Body tasks.
Level 2 Pre-tactical ASM [Generally, but not always, up to the day before operations]
Level 3 Tactical ASM [Day of operations]
NM Network Manager
OAT Operational Air Traffic
PC EUROCONTROL Provisional Council
PRC Performance Review Commission
PRR Performance Review Report
PRU Performance Review Unit
UUP Updated Airspace Use Plan
Table 2: Acronyms and terminology
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2 Development of the Questionnaire
2.1 Approach
The civil military coordination and cooperation questionnaire was developed in coordination with
both civil and military stakeholders. It was trialled by several Member States, and subsequent
comments and suggestions were incorporated.
The questionnaire focuses in particular on the information that is available to the Level 2 actors of
airspace management, to the airspace managers involved in the pre-tactical activities and in the
allocation of airspace to satisfy the requirements of both civil and military airspace users.
Civil and military stakeholders were asked to complete the questionnaire separately to obtain the
different perspectives and better view the coordination between the two.
The questionnaire is structured around 9 specific criteria relevant to individual aspects of civil
military coordination and cooperation. All criteria are linked; the information obtained in each
allows the different entities (civil and military) to share information and take effective decisions for
the benefit of all airspace users.
The 9 criteria are illustrated in Figure 1 below and explained in more detail in the next section.
Figure 1: Criteria used for the questionnaire on civil/military cooperation
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2.2 Explanation of individual criteria used
CRITERION (A) – Identification of specific airspace
This criterion relates to the fundamental elements, the building blocks of civil military coordination
and cooperation: individual airspace areas that whenever restricted or segregated, have an
impact on available ATC capacity and /or flight efficiency. Decisions on airspace management,
that affect available ATC capacity and flight efficiency, have to be based on the areas that actually
have an impact on GAT. It is important to know if all such areas are properly identified within the
State or territory for which airspace management (ASM) is applicable. It is also relevant to know if
the different entities (civil and military) responsible for the restriction or segregation of such areas
are engaged in the ASM process.
CRITERION (B) – Assessment of the impact of each area
Criterion (B) stems from the information provided in (A). The civil and military stakeholders
responsible for ASM decisions should be able to quantify the benefits and drawbacks of restricting
or segregating individual airspaces, at the request of airspace users, for the other airspace users.
This requires impact assessments, in terms of flight efficiency and ATC capacity, per identified
airspace. When such impact assessments take place, the PRC considers it critical that these
findings are recorded and available to the airspace managers.
CRITERION (C) – Strategic Objectives
Level 1, civil and military stakeholders, (Strategic airspace management) must decide the
strategic objectives / targets to be accomplished within the State or Region. If the relevant entities
have separately defined GAT and OAT Strategic Objectives, it is crucial that consistency checks
are performed – to ensure that the civil and military objectives are consistent with each other. An
effective review system with feedback from level 2 (pre-tactical) and level 3 (tactical) stakeholders
will enable evaluations of the strategic objectives / targets in consideration of the operational
realities (see criterion I). The PRC considers it crucial that the civil and military strategic objectives
/ targets are properly communicated to airspace managers
CRITERION (D) – Priorities and procedures
Criterion (D) is linked with criteria (A), (B), (C) and (I). The role of airspace managers is to achieve
the national / regional strategic objectives (C) by allocating the specific airspaces (A) whilst
considering the adverse effects (B) on other airspace users. To do this effectively, it will be
necessary to stipulate operational priorities and procedures that give preference to one or more
airspace users within a certain airspace for a certain period of time. Such priorities and
procedures are mainly for those cases where the strategic objectives for civil and military
stakeholders cannot be simultaneously achieved,
Priorities and procedures should be defined per area and published accordingly. The priorities
and procedures should be subject to periodic review, based on feedback from both pre-tactical
and tactical stakeholders in their efforts to achieve the strategic objectives defined in (C). The
PRC considers it appropriate to consider both Civil- Military and Military/Military priorities.
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CRITERION (E) – Pre-tactical demands, constraints and opportunities
To enhance the discussion between civil and military stakeholders and to effectively propose the
least constraining airspace scenarios for airspace users, a certain amount of information is
required:
Expected GAT traffic
Request OAT traffic (e.g. monthly exercise plans?)
ANSP constraints e.g. staffing, weather
Military constraints e.g. mission requirements
Priority list to manage military constraints
Military opportunities e.g. alternative areas, non-time critical mission.
Flexibility to manage / adapt military requirements
CRITERION (F) – Achievement of Optimum allocation of airspace
This criterion focuses on the discussions, based on information obtained on criteria (A) to (E)
above, between civil and military airspace managers, with the objective and empowerment to
achieve the optimum allocation of airspace in accordance with the national or regional procedures
and published strategic objectives. If airspace requests are in line with both the civil and military
national / regional objectives then they should be granted. If there are problems then a dialogue
should ensue so that the most optimal solution can be agreed considering the needs of all
airspace users.
CRITERION (G) – Notification to airspace users
For safety reasons, airspace users must be made aware of the restrictions from ASM decisions.
Similarly, to improve capacity and flight efficiency performance, airspace users must be made
aware of opportunities arising from updates to ASM decisions. Notification to airspace users of
the allocation/restriction/availability of airspace should be made through the AUP and UUP
processes so that the Network Manager can advise all airspace users simultaneously, and so that
the network situation is known by the Network Manager. The PRC considers it preferable if ALL
the available information, affecting capacity and flight efficiency, and ALL updates are always
reported to the Network Manager.
CRITERION (H) – Post-operations monitoring
Once the all processes are completed, it is important to evaluate the impact of the ASM decisions
on the airspace users affected and to gauge the achievement of the national / regional strategic
objectives. For this purpose, a post-operations monitoring process for both general and
operational air traffic should be established, with the outcomes shared with all stakeholders in the
ASM process.
CRITERION (I) – Feedback to level-1 stakeholders.
Considering the findings obtained in criteria (H) – Post- operations monitoring and criteria (D) –
Priorities and procedure, it is important to understand if the feedback loop is closed and that the
conclusions are properly fed back to level 1 – since such exchange will enable stakeholders to
learn from past experiences.
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3 Summary of responses
3.1 Overview of responses received
Of the 41 EUROCONTROL Member States, 38 States1 are considered to have ASM components.
Overall, 32 of the 38 States (84%) completed the questionnaire:
Only one State provided in separate a Civil and Military reply to the questionnaire;
4 States provided multiple replies (ANSP or CAA and AMC – Civil and/or Military);
28 States provided (single) consolidated replies based on the outcome of a consultation amongst all different actors.
3.2 Strategic ASM – Level 1
A) Identification of specific airspace that, when restricted or segregated, can affect the availability of route options or the availability of ATC capacity for general air traffic
5 out of 32 States (16%) have not yet identified all the airspaces that can affect the
availability of route options or the availability of ATC capacity for general air traffic.
B) Assessment of the impact of each area listed in (A) on the availability of route options or on the reduction of ATC capacity for general air traffic;
11 out of the 32 States (34%), have not performed an impact assessment in terms of flight
efficiency;
12 out of the 32 States (38%) have not performed an impact assessment in terms of ATC
capacity.
More than half (18 out of 32 States) do not make impact assessments available to airspace
managers.
C) Strategic objectives: Agreement between (ASM Level 1) civil and military stakeholders of the strategic objectives to be accomplished within the State / region;
Only 21 out of the 32 States (66%) have national strategic objectives for GAT;
19 out of 32 States (59%) report that national strategic objectives for OAT are known and
available to airspace managers;
13 out of 32 States (41%) report that GAT and OAT strategic objectives have been checked
for consistency, however only 11 States review and notify airspace managers of such
reviewed conclusions.
Only 14 out of 32 States review the strategic objectives according to feedback received
from ASM Level 2 (although 22 States provide this information from ASM level 3
1 Monaco and Luxembourg (no ASM components); Malta (no ASM component, although one reply received).
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D) Promulgation of priorities and procedures for the management of national / regional airspace in accordance with the strategic objectives stated in (C) and feedback from (I) below
31 out of 32 States (97%) claim that priorities and procedures are established for the
allocation of the areas defined in Criteria A (although only 26 States report that they have
identified all specific airspace).
30 out of 32 States (94%) report that they consider civil as well as military priorities.
However, only 21 report to have national strategic objectives for GAT and 19 for OAT.
Table 3: Overview of responses for Criteria (A) to (D)
3.3 Observations on Strategic ASM – Level 1
Although national AIP’s list all potential restricted and segregated airspace, 5 of the 32 States
report that they have not identified all the areas that have an impact on ATC capacity and
available route options.
More than 34% of the reporting States do not perform impact assessments in terms of flight
efficiency or available ATC capacity.
In more than 50% of the 32 States, impact assessments are not recorded or made available to
airspace managers, resulting in limited transparency on how the airspace structures are
managed.
9 States indicated that they do not have national strategic objectives for either GAT or OAT with
even less States cross-checking GAT and OAT strategic objectives.
3.4 Pre-tactical ASM – Level 2
E) Exchange of pre-tactical demands, constraints and opportunities for civil and military airspace requirements;
In general the constraints, opportunities and pre-tactical traffic demand are known for both
GAT and OAT; 19 out of 32 States have a priority list to manage the military constraints.
F) Discussion, based on (A) to (E) above, between civil and military airspace managers, with the objective and empowerment to achieve the optimum allocation of airspace in accordance with the national / regional procedures and published strategic objectives;
In general the received answers provide a positive feedback on discussions between civil and military
airspace managers to optimise airspace allocation in accordance with user demands and strategic
objectives. However, it is difficult to reconcile this with reports of lack of Strategic Objectives and Impact
assessments etc.
G) Notification to airspace users of the allocation / restriction / availability of airspace;
11 out of 32 States (34%) report that they do not notify the Network Manager, and therefore
the airspace users, of ALL airspace management decisions impacting available route
options / availability of ATC capacity for general air traffic.
12 States report that they do not notify the Network Manager, and therefore the airspace
users, of ALL updates in airspace availability affecting route options and/or ATC capacity.
Table 4: Overview of responses for criteria (E), (F) & (G).
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3.5 Observations on Pre-tactical ASM – Level 2
Despite the lack of national strategic objectives and impact assessments in a number of States
(see ASM level 1), the answers received from the 32 States provide, in general, a positive
feedback on the discussions between civil and military airspace managers at national level.
However, more than one third of the States do not share all relevant information with the Network
Manager.
3.6 Post – operations Monitoring and Reporting
H) Post- Operations Monitoring of the impact of the airspace management decisions on both general and operational air traffic
17 out of 32 States (53%) do not do any post-operations monitoring for GAT.
20 out of 32 States (63%) do not do any post-operations monitoring for OAT.
In the majority of States (56%), the findings of post-operations monitoring are not recorded.
I) Regular review of (H) and feedback to ASM Level 1 stakeholders: including problems, issues and requests for change to the priorities and procedures listed in (D) above.
23 of the 32 States (72%) report that they provide feedback to ASM Level 1 stakeholders.
Table 5: Overview of responses for criteria (H) & (I).
3.7 Observations on Post – operations Monitoring and Reporting
More than half of the States do not have a post-operations process in place to assess the impact
of airspace management decisions on GAT and OAT.
Even though 23 States (72%) indicated that they provide feedback to ASM level 1 (strategic) on
findings and reviews performed this is not in line with the low number of post-operations
monitoring reported.
3.8 Additional Observation
The PRC tried to obtain additional information and clarification on the civil military coordination
and cooperation process from several Member States. Unfortunately it was difficult to convince
and engage the majority of the contacted Member States in such a process.
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4 Overall Findings on Civil Military Coordination and
Cooperation
The results of the civil military coordination and cooperation questionnaire indicate that there is
scope for improvement in the overall processes related to the management of airspace.
The main identified issues relate to the:
lack of impact assessments for restricted or segregated airspaces and the effect they have on general air traffic in terms of available ATC capacity and route options.;
absence of clear national / regional strategic objectives for both OAT and GAT at ASM level 1;
haphazard flow of information throughout the ASM process (availability of the right information to the relevant parties at the right time).
There is a need to ensure a functioning feedback loop in order to ensure that results and issues
observed at ASM level 3 are fed back to the previous two levels (strategic, pre-tactical) in order to
improve processes where necessary for the benefit of all airspace users.
Despite the mandate from the PC, it is difficult to obtain relevant information on civil military
coordination and cooperation from several Member States.
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5 REPLIES PER STATE
Quick reference guide for reading the replies by state
This quick reference guide describes how to best read and interpret the replies per State in this
section. For each State there are two pages which provide an overview of the received replies.
PAGE 1
As illustrated below, the first page for each State is structured in accordance with the nine criteria
shown in Figure 1 on page 3.
The questions asked within each of the nine areas are colour coded according to the consistency
of the replies provided by the civil and the military stakeholders (inconsistent replies, consistent
positive, consistent negative).
AUSTRIA
Inconsistent replies
The replies provided by
the two parties were
conflicting and it was
not clear what the real
situation was.
Consistent positive
replies
The replies provided
were consistent and
both parties agree that
they meet the criteria.
Consistent negative
replies
The replies provided
were consistent and
both parties agree that
they do not meet the
criteria.
A) Identification of specific airspace
All restricted or segregated areas identifiedAll entities responsible for the activation and
deactivation engaged in the ASM process
B) Impact Assessment
I.A. in terms of flight efficiency when the area is active
I.A. in terms of available ATC capacity when the area is active
I.A. recorded and available to airspace manager
C) Agreement on Strategic Objectives for civil/military use
GAT Strategic objectives defined
and notified
GAT/OAT Strat.Obj.
Consistency checkReview Strat. Obj.
Outcome review Strat. Obj. notified
to Airspace Managers
OAT Strategic objectives defined
and notified
D) Notification of priorities and procedures
Priorities and procedures established
Priorities and procedures per
specific area
Priorities and procedures
regularly reviewed
Civil as well as Military /Military
priorities
Priorities and procedures published
E) Exchange of pre-tactical demands, constraints and opportunities
Expected GAT traffic known
Expected OAT traffic known
ANSP constraints knownMilitary constraints
known
Priority list to manage military constraints
Military opportunities known
Flexibility in managing Military requirements
F) Discussion on how to achieve optimum allocation of specific airspace
Discussion civil and military airspace
managers before an allocation of airspace
Relevant and useful information available
Initial OAT request´s impact Assessment on
the expected GAT traffic
All Initial OAT requests approved
Adaptation of time & allocation of requested
OAT exercises
Quantification of benefits of revising the
initial OAT requests
Contribution of the military stakeholders
recorded
Missed opportunities recorded
G) Notification of allocation/restriction/ availability
Notify NM of ALL airspace management decisions Notify NM of ALL updates
H) Post-Operations monitoring
Post-ops monitoring process for impact assessment on GAT
decisions
Post-ops monitoring process for impact assessment on OAT
decisions
Post-ops monitoring findings recorded
I) F
eed
bac
k lo
op
Feed
bac
k to
Lev
el 1
Rev
iew
of
pro
ced
ure
s/p
roce
sses
Rev
iew
’s f
ind
ings
co
mm
un
icat
ed
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Review of Civil Military Coordination and Cooperation Arrangements Page 11
PAGE 2
Page two for each State provides a summary table with the results given for Criteria A-I and a
factual evaluation of identified issues and inconsistencies followed by a short conclusion.
Negative findings
Res
ult
s
Missing elements based
on the answers
provided by the civil and
military stakeholders
Inconsistencies in replies
from different
stakeholders
Summary:
Main conclusions of the identified issues for each State
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 2 1
C 4 1
D 5 0
E 7 0
F 8 0
G 2 0
H 3 0
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
Summary table of the answers provided for Criteria A-I
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Review of Civil Military Coordination and Cooperation Arrangements Page 12
AUSTRIA
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Review of Civil Military Coordination and Cooperation Arrangements Page 13
Negative findings
Res
ult
s
F. The benefits of revising the initialOAT request cannot be quantifiedfor both civil and military airspaceusers;
H. Post-operations monitoring of theimpact of the airspace managementdecisions on both general andoperational air traffic is notperformed;
I. Regular review of (H) and feedbackto (level 1, strategic airspacemanagement) stakeholders:including problems with, and changerequests to the priorities andprocedures listed in (D), process notin place;
.
Summary:
In the opinion of the PRC, it is important to evaluate the impact of the ASM decisions on the airspace users affected and to gauge the achievement of the national/regional strategic objectives.
A post operations monitoring process for both GAT and OAT traffic should be established and the outcomes shared with all stakeholders in the ASM process, such exchange will enable stakeholders to learn from past experiences.
Austria does not have a post-operations monitoring process in place and therefore cannot provide effective feedback to Level 1 (Strategic level).
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 3 0
C 5 0
D 5 0
E 7 0
F 7 1
G 2 0
H 0 3
I 0 3
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 14
BELGIUM
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Review of Civil Military Coordination and Cooperation Arrangements Page 15
Negative findings
Res
ult
s
B. Impact assessments for each areaare not recorded and are notavailable to the airspacemanagers;
C. Strategic objectives for civil andmilitary traffic are not reviewed
Summary:
It is difficult to understand how Belgium reports performing impact assessments for both initial OAT requests and revisions to OAT requests with the fact that impact assessments for the specific areas being allocated are not recorded or available to the airspace managers.
In general, Belgium reports on having well established processes in place and effective discussions between civil and military stakeholders.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 2 1
C 4 1
D 5 0
E 7 0
F 8 0
G 2 0
H 3 0
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 16
BULGARIA
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Review of Civil Military Coordination and Cooperation Arrangements Page 17
Negative findings
Res
ult
s
A. All restricted or segregated areasthat can affect the available routeoptions or available ATC capacityfor GAT are not identified;
B. Impact assessments for each areain terms of ATC capacity and flightefficiency are neither performednor recorded
D. Priorities and procedures do notvary according to the specific areas
E. Bulgaria does not have a prioritylist to manage military constraints;
F. If a revised airspace allocation isagreed based on adapted OATrequests, the contribution of themilitary stakeholders is notrecorded. If it is not possible torevise the initial allocation plan, themissed opportunities are notrecorded
H. No post-operations monitoringprocess
.
Summary:
Identifying the areas that adversely impact GAT, and quantifying the impact associated with thosearea are fundamental elements in effective airspace management, but are missing in Bulgaria.
In the opinion of the PRC, it is important to evaluate the impact of the ASM decisions on the airspaceusers affected and to gauge the achievement of the national/regional strategic objectives.
A post operations monitoring process for both GAT and OAT traffic should be established and theoutcomes shared with all stakeholders in the ASM process, such exchange will enable stakeholders tolearn from past experiences.
Bulgaria does not have a post-operations monitoring process in place and therefore cannot provideeffective feedback to Level 1 (Strategic level).
Conclusions
Inconsistencies
Criteria Yes No
A 1 1
B 0 3
C 5 0
D 4 1
E 6 1
F 6 2
G 2 0
H 0 3
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 18
CROATIA
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Review of Civil Military Coordination and Cooperation Arrangements Page 19
Negative findings
Res
ult
s
Croatia does not have processes in place for:
Criteria (B) to (D)
Criterion (E), military constraints and opportunities are not known . Croatia has no flexibility in managing military requirements.
Criterion (F), there is no discussion between civil and military stakeholders, all initial OAT requests are approved
Criteria (H) & (I)
Summary:
Main issues identified:
Lack of impact assessments Lack of strategic objectives Priorities and procedures are not established neither published No flexibility in managing OAT requirements and operational matters Lack of post-operations monitoring No feedback provided to level 1
Relevant information is neither available nor the processes are well defined, this undermines the civil military coordination and cooperation process.
Despite several attempts to collect and obtain additional information, the PRC did not receive any additional explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 0 3
C 0 5
D 0 5
E 3 4
F 1 7
G 2 0
H 0 3
I 0 3
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 20
CYPRUS
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Review of Civil Military Coordination and Cooperation Arrangements Page 21
Negative findings
Res
ult
s
B. Impact assessments are not recorded or available to airspace manager;
C. GAT/OAT Strat. Objectives are not defined or notified;
Consistency checks between civil and military strategic objectives are not performed;
Strategic Objectives are neither reviewed, nor notified to airspace managers;
.
Summary:
Lack of strategic objectives prevents effective assessment of the airspace management decisions.
Even when Impact Assessment processes are in place, the relevant information is not properlyrecorded and there are shortcomings in the information flows both at local (between partiesinvolved) and at system level (with Network manager, Airspace Users) suggesting scope forimprovement.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 2 1
C 0 5
D 4 1
E 7 0
F 8 0
G 2 0
H 3 0
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 22
CZECH REPUBLIC
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Review of Civil Military Coordination and Cooperation Arrangements Page 23
Negative findings
Res
ult
s
A. Not all restricted or segregated areas are properly identified;
B. Impact assessments in terms of flight efficiency and available ATC capacity are not performed;
C. GAT/OAT Strat. Obj. - Consistency checks, reviews are not performed;
E. Expected OAT traffic not known, Priority list to manage military constraints not available, no flexibility in managing Military requirements.
F. No discussion between civil and military stakeholders
H. No post-operations process in placeI. No feedback to level 1
The PRC received 2 replies from the CzechRepublic with significant differences intheir answers.
Since the PRC received at least onenegative response to each question, it istreated as a negative finding.
However, it is evident that within theState, there are two greatly differingperceptions of how civil militarycoordination and cooperation isperformed.
The processes in question could not bevalidated despite the efforts of the PRC.
Summary:Czech Republic provided 2 replies
Identifying the areas that adversely impact GAT, and quantifying the impact associated with thosearea are fundamental elements in effective airspace management, but are missing in CzechRepublic.
Lack of Strategic Objectives and Impact Assessments prevent effective assessment of the airspace management decisions.
Relevant information is not properly recorded and there are shortcomings in the information flows both at local (between parties involved) and at system level ( with Network manager, Airspace Users) suggesting scope for improvement.
Czech Republic does not have a post-operations monitoring process in place and therefore cannot provide effective feedback to Level 1 (Strategic level).
Despite several attempts to collect and obtain additional information to better understand the existing processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 1 1
B 0 3
C 2 3
D 4 1
E 4 3
F 3 5
G 2 0
H 0 3
I 0 3
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 24
DENMARK
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Review of Civil Military Coordination and Cooperation Arrangements Page 25
Negative findings
Res
ult
s
F. Contribution of the military stakeholders is not recorded
H. Post –operations monitoring for impact assessments on OAT decisions is not done
Summary:
Lack of post-operations monitoring process for impact on OAT decisions,;
In general Denmark has well established processes and the coordination and cooperation between civil and military entities works quite well.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 3 0
C 5 0
D 5 0
E 7 0
F 7 1
G 2 0
H 2 1
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 26
ESTONIA
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Review of Civil Military Coordination and Cooperation Arrangements Page 27
Negative findings
Res
ult
s
Estonia does not have processes in placefor: Criteria (B) & (C)
Criterion (E) - expected OAT trafficnot known, military constraints andopportunities are not known ;
Criterion (F), - not possible toquantify the benefits of revised initialOAT requests, contribution of themilitary stakeholders and missedopportunities are not recorded;
Criteria (G) & (H)
Summary:
Quantifying the impact of restricting or segregating specific airspace on the affected GAT traffic is a fundamental aspect of airspace management but has not been performed in Estonia.
Lack of Strategic Objectives and Impact Assessments prevent effective assessment of airspace management decisions.
Relevant information is not properly recorded and there are shortcomings in the information flows both at local (within parties involved) and at system level (Network manager, Airspace Users) suggesting scope for improvement.
Estonia does not have a post-operations monitoring process in place and therefore cannot provide effective feedback to Level 1 (Strategic level).
Despite several attempts to collect and obtain additional information to better understand the existing processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 0 3
C 0 5
D 5 0
E 3 4
F 5 3
G 0 2
H 0 3
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 28
FINLAND
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Review of Civil Military Coordination and Cooperation Arrangements Page 29
Negative findings
Res
ult
s
B. Impact assessments are notrecorded and made available toairspace managers;
C. Strategic Objective – Airspacemanagers are not notified of theoutcome of each review;
E. Priority list to manage militaryconstraints not available;
F. No flexibility in managing Militaryrequirements;
G. Updates are not notified toNetwork Manager;
H. No post-operations process forimpact assessments on OATdecisions; assess the impact ofprocess;
Summary:
Lack of Strategic Objectives and Impact Assessments prevent effective assessment of the airspace management decisions.
Relevant information is not properly recorded and there are shortcomings in the information flowsboth at local (between parties involved) and at system level (with Network manager, Airspace Users)suggesting scope for improvement.
Finland does not have a OAT/post-operations monitoring process in place and therefore cannotprovide effective feedback to Level 1 (Strategic level)
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 2 1
C 4 1
D 5 0
E 5 2
F 5 3
G 1 1
H 2 1
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 30
FRANCE
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Review of Civil Military Coordination and Cooperation Arrangements Page 31
Negative findings
Res
ult
s
France does not have processes in placefor:
Criterion (B) Impact assessment ofspecific airspace on GAT (routing,capacity)
Criterion (C): Agreement on strategicobjectives for civil military use.
Criterion (G): Initial OAT request´simpact Assessment on the expectedGAT traffic
The PRC received 2 replies from Francewith significant differences in theiranswers.
When the PRC received at least onenegative response to each question, it istreated as a negative finding.
However, it is evident that within theState, there are two differing perceptionsof how civil military coordination andcooperation is performed.
The processes in question could not bevalidated despite the efforts of the PRC.
Summary:France provided 2 replies
Quantifying the impact of restricting or segregating specific airspace on the affected GAT traffic is afundamental aspect of airspace management but whether or not this has been performed in Franceis questionable.
Lack of Strategic Objectives for both GAT and OAT traffic prevent effective assessment of theairspace management decisions, since there is no benchmark against which to measureperformance..
Questions remain over whether or not impact assessments on the initial OAT requests are carriedout, which would be required as a basis of airspace management discussions.
Despite several attempts to collect and obtain additional information to better understand theexisting processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 0 3
C 0 5
D 5 0
E 7 0
F 7 1
G 1 1
H 3 0
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 32
FYROM
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Review of Civil Military Coordination and Cooperation Arrangements Page 33
Negative findings
Res
ult
s
B. Impact assessments in terms offlight efficiency and available ATCcapacity are not performed;
C. GAT/OAT Strat. Obj. - Consistencychecks, reviews are not performed;
D. Priorities and procedures are notpublished;
E. Expected OAT traffic not known,Priority list to manage militaryconstraints not available;
F. No discussion between civil andmilitary stakeholders;
G. Neither the notification of allairspace decisions is made to theNetwork manager nor updates
H. No post-operations process inplace;
Summary:
Lack of Strategic Objectives and Impact Assessments prevent effective assessment of the airspacemanagement decisions.
Relevant information is not properly recorded and there are shortcomings in the information flowsboth at local (between parties involved) and at system level (with Network manager, Airspace Users)suggesting scope for improvement.
FYROM does not have a post-operations monitoring process in place and therefore cannot provideeffective feedback to Level 1 (Strategic level)
Despite several attempts to collect and obtain additional information to better understand theexisting processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 0 3
C 2 5
D 4 1
E 5 2
F 4 4
G 0 2
H 0 3
I 2 1
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 34
GERMANY
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Review of Civil Military Coordination and Cooperation Arrangements Page 35
Negative findings
Res
ult
s
Criterion (B) :Impact assessment of specific airspace on GAT (routing, capacity);
Criterion (C) : Agreement on strategic objectives for civil military use;
Criterion (G) Notification of allocation / restriction/ availability to airspace users;
Criterion (I) Feedback loop.
The PRC received 2 replies from Germanywith significant differences in theiranswers.
When the PRC received at least onenegative response to each question, it istreated as a negative finding.
However, it is evident that within theState, there are two greatly differingperceptions of how civil militarycoordination and cooperation isperformed.
Summary:Germany provided 2 replies
Lack of Strategic Objectives and Impact Assessments prevent effective assessment of the airspace management decisions.
Relevant information is not properly recorded and there are shortcomings in the information flows both at local (between parties involved) and at system level (with Network manager, Airspace Users) suggesting scope for improvement.
No feedback provided to Level 1, there is a need to ensure that results and issues observed at ASM level 3 are fed back to the previous two levels in order to ensure review and improve processes where necessary for the benefit of all airspace users.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 0 3
C 0 5
D 4 1
E 3 4
F 4 4
G 0 2
H 3 0
I 0 3
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 36
GREECE
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Review of Civil Military Coordination and Cooperation Arrangements Page 37
Negative findings
Res
ult
s
A. All restricted or segregated areas that can affect the available route options or available ATC capacity for GAT are not identified;
H. No post-operations monitoring process;
I. No feedback to level 1
The PRC received 2 replies from Greece,the feedback received shows somecontradictions and different perceptions ofthe existing processes., in particularcriterion (I), feedback to level 1.
When the PRC received at least onenegative response to a question, it istreated as a negative finding.
The processes in question could not bevalidated despite the efforts of the PRC.
Summary:Greece provided 2 replies
In the opinion of the PRC, the identification of all airspaces that through restriction or segregationhave an adverse impact on available ATC capacity or route options is a fundamental aspect ofairspace management but is missing in Greece.
Greece does not have a post-operations monitoring process in place and therefore cannot provide effective feedback to Level 1 (Strategic level).
No feedback provided to Level 1, there is a need to ensure that results and issues observed at ASM level 3 are fed back to the previous two levels in order to ensure review and improve processes where necessary for the benefit of all airspace users.
Despite several attempts to collect and obtain additional information to better understand the existing processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 1 1
B 3 0
C 5 0
D 5 0
E 7 0
F 7 1
G 2 0
H 0 3
I 0 3
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 38
HUNGARY
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Review of Civil Military Coordination and Cooperation Arrangements Page 39
Negative findings
Res
ult
s
F. Adaptation of time & allocation ofrequested OAT exercises is notpossible;
Contribution of the militarystakeholders and missedopportunities are not recorded;
H. Post –operations monitoring forimpact assessments on OATdecisions is not done
Summary:
In general Hungary reports well established processes and coordination and cooperation between civiland military entities seem to work effectively.
However, since requests for OAT exercises cannot be adapted in terms of time or geography, it isdifficult to understand the effectiveness of the discussions between the civil and military stakeholdersin advance of the airspace allocation.
Despite several attempts to collect and obtain additional information to better understand the existingprocesses, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 3 0
C 5 0
D 5 0
E 7 0
F 7 1
G 2 0
H 2 1
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 40
IRELAND
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Review of Civil Military Coordination and Cooperation Arrangements Page 41
Negative findings
Res
ult
s
C. GAT Strategic Objectives not defined or notified;Consistency checks, are not performed;Strategic Objectives are neither reviewed, nor a notification to airspace users is done;
F. Initial OAT request’s impact assessment on the expected GAT traffic is not done and the missed opportunities are not recorded;
G. Notification to Network Manager of all ASM decisions and updates is not done
Summary:
Lack of Strategic Objectives prevent effective assessment of the airspace management decisions.
Relevant information is not properly recorded and there are shortcomings in the information flows in particular at system level ( with Network manager, Airspace Users) suggesting scope for improvement.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 3 0
C 1 4
D 5 0
E 7 0
F 6 2
G 0 2
H 3 0
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 42
ITALY
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Review of Civil Military Coordination and Cooperation Arrangements Page 43
Negative findings
Res
ult
s
E. Expected OAT traffic not known,Priority list to manage militaryconstraints not available;
G. Notification to Network Manager ofall updates is not done;
H. No post-operations process inplace;
Summary:
Italy does not have a post-operations monitoring process in place and therefore cannot provide effective feedback to Level 1 (Strategic level).
Despite several attempts to collect and obtain additional information to better understand the existing processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 3 0
C 5 0
D 5 0
E 4 3
F 7 1
G 1 1
H 0 3
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 44
LATVIA
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Review of Civil Military Coordination and Cooperation Arrangements Page 45
Negative findings
Res
ult
s
B. Impact assessments are not recorded and made available to airspace managers;
C. OAT Strat. Obj. not defined or notified;Consistency checks, are not performed;
E. Expected OAT traffic not known, Priority list to manage military constraints not available;
F. Not all relevant information is available, adaptation of time & allocation of requested OAT exercises is not possible;Contribution of the military stakeholders and missed opportunities are not recorded;
H. No post-operations process in place.
Summary:
It is difficult to understand how Latvia reports performing impact assessments for initial OAT requests with the fact that impact assessments for the specific areas being allocated are not recorded or available to the airspace managers.
Lack of OAT/Strategic Objectives prevent effective assessment of the airspace management decisions.
Relevant information is not properly recorded and there are shortcomings in the information flows at local (between parties involved), suggesting scope for improvement.
Latvia does not have a post-operations monitoring process in place and therefore cannot provide effective feedback to Level 1 (Strategic level).
Despite several attempts to collect and obtain additional information to better understand the existing processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 2 1
C 3 2
D 5 0
E 2 5
F 3 5
G 2 0
H 0 3
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 46
LITHUANIA
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Review of Civil Military Coordination and Cooperation Arrangements Page 47
Negative findings
Res
ult
s
C. OAT strategic objectives are neither defined nor notified; GAT/OAT Strategic Objectives. -Consistency checks, reviews are not performed;
D. Priorities and procedures do not vary per specific area;
E. Expected OAT traffic not known, Priority list to manage military constraints not available;
F. Contribution of military stakeholders and missed opportunities are not recorded;
H. No post-operations process in place;
I. No feedback loop to level 1
.
Summary:
Lack of OAT/Strategic Objectives prevent effective assessment of the airspace management decisions.
Relevant information is not properly recorded and there are shortcomings in the information flows both at local (between parties involved) and at system level ( with Network Manager and Airspace Users), suggesting scope for improvement.
Lithuania does not have a post-operations monitoring process in place and therefore cannot provide effective feedback to Level 1 (Strategic level).
No feedback provided to Level 1, there is a need to ensure that results and issues observed at ASM level 3 are fed back to the previous two levels in order to ensure review and improve processes where necessary for the benefit of all airspace users.
Despite several attempts to collect and obtain additional information to better understand the existing processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 3 0
C 1 4
D 4 1
E 4 3
F 6 2
G 2 0
H 0 3
I 0 3
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
![Page 54: REVIEW OF CIVIL MILITARY COORDINATION AND COOPERATION ... · Reference, commissioned a report in 2007 entitled “Evaluation of Civil/Military Airspace utilisation”. The report](https://reader036.fdocuments.us/reader036/viewer/2022062318/5fddd6f257284a1cf1515f39/html5/thumbnails/54.jpg)
Review of Civil Military Coordination and Cooperation Arrangements Page 48
MONTENEGRO
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Review of Civil Military Coordination and Cooperation Arrangements Page 49
Negative findings
Res
ult
s
A. All restricted or segregated areas that can affect the available route options or available ATC capacity for GAT are not identified;
B. Impact assessments in terms of available ATC capacity are not performed;
C. OAT strategic objectives are neither defined nor notified; GAT/OAT Strat. Obj. - Consistency checks and reviews are not performed;
E. Expected OAT traffic not known, Priority list to manage military constraints not available;
F. No discussion between civil and military stakeholders
Summary:
Identifying the areas that adversely impact GAT, and quantifying the impact associated with those areas, are fundamental elements in effective airspace management, but are missing in Montenegro.
Lack of OAT/Strategic Objectives and Impact Assessments prevent effective assessment of the airspace management decisions.
Relevant information is not properly recorded and there are shortcomings in the information flows both at local (between parties involved) and at system level (with Network manager, Airspace Users) suggesting scope for improvement.
Despite several attempts to collect and obtain additional information to better understand the existing processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 1 1
B 2 1
C 1 4
D 3 2
E 3 4
F 6 2
G 2 0
H 2 1
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
![Page 56: REVIEW OF CIVIL MILITARY COORDINATION AND COOPERATION ... · Reference, commissioned a report in 2007 entitled “Evaluation of Civil/Military Airspace utilisation”. The report](https://reader036.fdocuments.us/reader036/viewer/2022062318/5fddd6f257284a1cf1515f39/html5/thumbnails/56.jpg)
Review of Civil Military Coordination and Cooperation Arrangements Page 50
NETHERLANDS
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Review of Civil Military Coordination and Cooperation Arrangements Page 51
Negative findings
Res
ult
s
C. GAT Strategic Objectives not defined or notified;Consistency checks and review of the strategic objectives is not performed;
E. Expected GAT traffic not known, ANSP constraints not known;
F. Not all relevant information is available, no discussion between civil and military airspace managers; missed opportunities are not recorded;
F. Notification to Network Manager of all ASM decisions is not done;
H. No post-operations process in place;
Summary:
Lack of GAT Strategic Objectives prevent effective assessment of the airspace management decisions.
The absence of information about GAT demand and ANSP constraints, combined with the absence of discussion between civil and military stakeholders makes it difficult to see how this is a collaborative process between civil and military stakeholders.
Relevant information is not properly recorded and there are shortcomings in the information flows both at local (between parties involved) and at system level (with Network manager, Airspace Users) suggesting scope for improvement.
The Netherlands does not have a post-operations monitoring process in place and therefore cannot provide effective feedback to Level 1 (Strategic level). Despite several attempts to collect and obtain additional information to better understand the existing processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 3 0
C 1 4
D 5 0
E 5 2
F 3 5
G 1 1
H 0 3
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 52
NORWAY
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Review of Civil Military Coordination and Cooperation Arrangements Page 53
Negative findings
Res
ult
s
B. Impact assessments are not doneC. OAT Strategic Objectives not
defined or notified;Consistency checks of the strategic objectives is not done;
E. Expected GAT traffic not known; No flexibility in managing military requirements;
F. Not possible to quantify the benefits of revising the initial OAT requests; missed opportunities are not recorded;
F. Notification to Network Manager of all ASM decisions and updates is not done;
H. No post-operations process in place;
Summary:
Lack of Strategic Objectives and Impact Assessments prevent effective assessment of the airspace management decisions.
Relevant information is not properly recorded and there are shortcomings in the information flows both at local (between parties involved) and at system level (with Network manager, Airspace Users) suggesting scope for improvement.
Norway does not have a post-operations monitoring process in place and therefore cannot provide effective feedback to Level 1 (Strategic level).
Despite several attempts to collect and obtain additional information to better understand the existing processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 0 3
C 3 2
D 5 0
E 4 3
F 6 2
G 0 2
H 0 3
I 3 0
Processes (in place) Partially implemented Not implemented
Ratio (process) YES vs NO
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 54
POLAND
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Review of Civil Military Coordination and Cooperation Arrangements Page 55
Negative findings
Res
ult
s
A. All restricted or segregated areas that can affect the available route options or available ATC capacity for GAT are not identified;
E. Expected OAT traffic not known;military opportunities not known;
F. Missed opportunities are not recorded;
Summary:
The PRC considers that the identification of areas that, when restricted or segregated, can adversely impact available ATC capacity and route options is a fundamental requirement for effective airspace management.
In general the received answers provide a positive feedback on discussions between civil and military airspace managers to optimise airspace allocation in accordance with user demands and strategic objectives.
However, it is difficult to reconcile this with the lack of information regarding expected OAT traffic and with the failure to identify all the airspaces that impact GAT traffic.
Despite several attempts to collect and obtain additional information to better understand the existing processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 1 1
B 3 0
C 5 0
D 5 0
E 5 2
F 6 2
G 1 1
H 3 0
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 56
PORTUGAL
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Review of Civil Military Coordination and Cooperation Arrangements Page 57
Negative findings
Res
ult
s
.
Summary:
In general the received answers provide a positive feedback .
However, this scenario is somewhat contradicted by observations in the 2015 national monitoringreport for Portugal which shows a considerable amount of delay attributed to military operations andtraining.
Despite several attempts to collect and obtain additional information to better understand the existingprocesses, the PRC did not receive any other explanations..
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 3 0
C 5 0
D 5 0
E 7 0
F 8 0
G 2 0
H 3 0
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 58
ROMANIA
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Review of Civil Military Coordination and Cooperation Arrangements Page 59
Negative findings
Res
ult
s
D. Priorities and procedures are notpublished ;
F. Neither the contribution of militarystakeholders nor the missedopportunities are recorded;
G. Not all airspace managementdecisions are communicated to theNetwork Manager;
Summary:
In general Romania has well established processes and procedures.
There are shortcomings in the information flow at system level (with Network manager, Airspace Users) suggesting scope for improvement.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 3 0
C 5 0
D 4 1
E 7 0
F 4 4
G 1 1
H 3 0
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 60
SLOVAK REPUBLIC
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Review of Civil Military Coordination and Cooperation Arrangements Page 61
Negative findings
Res
ult
s
(B): Impact assessment of specific airspaceon GAT;
(C): Agreement on strategic objectives forcivil/ military use;
(H): Post-operations monitoring;
(I) Feedback loop
The PRC received 2 replies from the SlovakRepublic with significant differences in theiranswers.Since the PRC received at least onenegative response to each question, it istreated as a negative finding.
However, it is evident that within the State,there are two greatly differing perceptionsof how civil military coordination andcooperation is performed.
Summary:Slovak Republic provided 2 replies
Lack of Strategic Objectives and Impact Assessments prevent effective assessment of the airspacemanagement decisions.
Relevant information is not properly recorded and there are shortcomings in the information flowsboth at local (between parties involved) and at system level (with Network manager, AirspaceUsers) suggesting scope for improvement.
The Slovak Republic does not have a post-operations monitoring process in place and thereforecannot provide effective feedback to Level 1 (Strategic level).
There is a need to ensure that results and issues observed at ASM level 3 are fed back to theprevious two levels in order to ensure review and improve processes where necessary for thebenefit of all airspace users.
Despite several attempts to collect and obtain additional information to better understand theexisting processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 1 1
B 0 3
C 1 4
D 5 0
E 6 1
F 5 3
G 0 2
H 0 3
I 0 3
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 62
SLOVENIA
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Review of Civil Military Coordination and Cooperation Arrangements Page 63
Negative findings
Res
ult
s
B. Impact assessments are neitherrecorded nor made available toairspace manager;
C. OAT strategic objectives areneither defined nor notified;GAT/OAT Strat. Obj. - Consistencychecks, reviews are not performed;
D. Priorities and procedures do notvary per specific area
E. Priority list to manage militaryconstraints not available;
G. Neither the notification of allairspace decisions nor the updatesare notified to the Networkmanager;
H. No post-operations process inplace;
Summary:
Lack of OAT Strategic Objectives prevent effective assessment of the airspace managementdecisions.
Relevant information is not properly recorded and there are shortcomings in the information flowsboth at local (between parties involved) and at system level (with Network manager, Airspace Users)suggesting scope for improvement.
Slovenia does not have a post-operations monitoring process in place.and therefore cannot provideeffective feedback to Level 1 (Strategic level).
Despite several attempts to collect and obtain additional information to better understand theexisting processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 2 1
C 1 4
D 4 1
E 6 1
F 8 0
G 0 2
H 0 3
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 64
SPAIN
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Review of Civil Military Coordination and Cooperation Arrangements Page 65
Negative findings
Res
ult
s
(A): Identification of specific airspace impacting GAT;
(B): Impact assessment of specific airspace on GAT;
(C): Agreement on strategic objectives for civil/ military use;
(e): Flexibility in managing military demand;
(H): Post-operation monitoring
The PRC received 2 replies from Spain withsignificant differences in their answers.
Since the PRC received at least one negativeresponse to each question, it is treated as anegative finding.However, it is evident that within the State,there are two greatly differing perceptionsof how civil military coordination andcooperation is performed.
The processes in question could not bevalidated and additional information isneeded.
Summary:Spain provided 2 replies
Identifying the areas that adversely impact GAT, and quantifying the impact associated with those area are fundamental elements in effective airspace management, but are missing in Spain.
Lack of Strategic Objectives and Impact Assessments prevent effective assessment of the airspace management decisions.
Relevant information is not properly recorded and there are shortcomings in the information flows both at local (between parties involved) and at system level (with Network manager, Airspace Users) suggesting scope for improvement.
Spain does not have a post-operations monitoring process in place and therefore cannot provide effective feedback to Level 1 (Strategic level).
There is a need to ensure that results and issues observed at ASM level 3 are fed back to the previous two levels in order to ensure review and improve processes where necessary for the benefit of all airspace users.
Despite several attempts to collect and obtain additional information to better understand the existing processes, the PRC did not receive any other explanations.
Conclusions
Inconsistencies
Criteria Yes No
A 0 2
B 0 3
C 0 5
D 3 2
E 4 3
F 3 5
G 2 0
H 0 3
I 1 2
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
![Page 72: REVIEW OF CIVIL MILITARY COORDINATION AND COOPERATION ... · Reference, commissioned a report in 2007 entitled “Evaluation of Civil/Military Airspace utilisation”. The report](https://reader036.fdocuments.us/reader036/viewer/2022062318/5fddd6f257284a1cf1515f39/html5/thumbnails/72.jpg)
Review of Civil Military Coordination and Cooperation Arrangements Page 66
SWEDEN
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Review of Civil Military Coordination and Cooperation Arrangements Page 67
Negative findings
Res
ult
s
B. Impact assessments are neither recorded nor made available to airspace manager;
C. No Strategic objectives process available
D. Priorities and procedures do not vary per specific area
G. Neither the notification of all airspace decisions nor the updates are shared with the Network manager;
H. No post-operations process in place;
Summary:
Lack of Strategic Objectives and Impact Assessments prevent effective assessment of the airspace management decisions.
Relevant information is not properly recorded and there are shortcomings in the information flows both at local (between parties involved) and at system level (with Network manager, Airspace Users) suggesting scope for improvement.
Sweden does not have a post-operations monitoring process in place. and therefore cannot provide effective feedback to Level 1 (strategic level).
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 2 1
C 0 5
D 3 2
E 7 0
F 5 3
G 0 2
H 0 3
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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SWITZERLAND
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Negative findings
Res
ult
s
A. Not all entities are engaged in the ASM process
B. Impact assessments are neither recorded nor made available to airspace manager;
C. No Strategic objectives process available
D. Priorities and procedures do not vary per specific area; Priorities and procedures are not published
E. Expected GAT and OAT traffic is not known;
F. No discussion between civil and military airspace managers; not all relevant and useful information is available;
H. No post-operations process in place;
Summary:
The effectiveness of airspace management in Switzerland is constrained by the report that not allentities that impact airspace management are engaged in the airspace management process.
The civil military coordination and cooperation processes are undermined by the reported lack ofstrategic objectives for both OAT and GAT.
The reported absence of discussion between civil and military stakeholders makes it difficult tounderstand how airspace management decisions are reached and on what criteria they are based.
Switzerland does not have a post-operations monitoring system in place and therefore cannotprovide effective feedback to level 1 (Strategic level).
Although a feedback process is established, its effectiveness is undermined by the lack of information being provided to it and the lack of communication emanating from it.
Conclusions
Inconsistencies
Criteria Yes No
A 1 1
B 2 1
C 0 5
D 2 3
E 2 5
F 1 7
G 2 0
H 0 3
I 1 2
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 70
TURKEY
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Negative findings
Res
ult
s
B. Impact assessments are neither recorded nor made available to airspace manager;
C. No Strategic objectives process available
D. Priorities and procedures are not regularly reviewed; Civil as well as Military/Military priorities are not considered;
F. No discussion between civil and military airspace managers; not all relevant and useful information is available;
G. Neither the notification of all airspace decisions nor the updates are shared with the Network manager;
H. Post-operations monitoring findings are not recorded;
I. No feedback provided to level 1
Special Note:
Turkey provided a reply based on a set of procedures that are under study in order to implement an Airspace Management Cell - AMC
Summary:
Lack of Strategic Objectives and Impact Assessments prevent effective assessment of the airspace management decisions.
Relevant information is not properly recorded and there are shortcomings in the information flows both at local (between parties involved) and at system level (with Network manager, Airspace Users) suggesting scope for improvement.
Turkey does not have a post-operations monitoring process in place and therefore cannot provide effective feedback to Level 1 (Strategic level).
Conclusions
Criteria Yes No
A 2 0
B 0 3
C 0 5
D 3 2
E 7 0
F 6 2
G 0 2
H 2 1
I 2 1
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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Review of Civil Military Coordination and Cooperation Arrangements Page 72
UKRAINE
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Negative findings
Res
ult
s
D. Priorities and procedures are not regularly reviewed;
F. Missed opportunities are not recorded;
Summary:
In general the received answers provide a positive perspective on discussions between civil and military airspace managers to optimise airspace allocation in accordance with user demands and strategic objectives
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 3 0
C 5 0
D 4 1
E 7 0
F 7 1
G 2 0
H 3 0
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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UNITED KINGDOM
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Negative findings
Res
ult
s
C. GAT Strategic Objectives not defined or notified;Consistency checks, are not performed;Strategic Objectives are not reviewed, and therefore not notified to airspace managers ;
F. Initial OAT request’s impact assessment on the expected GAT traffic is not done and the missed opportunities are not recorded;
G. Notification to Network Manager of all ASM decisions and updates is not done
Summary:
Lack of Strategic Objectives prevent effective assessment of the airspace management decisions.
Relevant information is not properly recorded and there are shortcomings in the information flows in particular at system level (with Network manager, Airspace Users) suggesting scope for improvement.
Conclusions
Inconsistencies
Criteria Yes No
A 2 0
B 3 0
C 1 4
D 5 0
E 7 0
F 6 2
G 0 2
H 3 0
I 3 0
Processes (in place) Partially implemented Not implemented
Process - "YES vs NO"
Strategic
Pre-Tactical and Tactical
Post-Ops
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COPY OF QUESTIONNAIRE
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About the Performance Review Commission
The Performance Review Commission (PRC) provides independent advice on European Air Traffic Management (ATM) Performance to the EUROCONTROL Commission through the Provisional Council.
The PRC was established in 1998, following the adoption of the European Civil Aviation Conference (ECAC) Institutional Strategy the previous year. A key feature of this Strategy is that “an independent Performance Review System covering all aspects of ATM in the ECAC area will be established to put greater emphasis on performance and improved cost-effectiveness, in response to objectives set at a political level”.
Through its reports, the PRC seeks to assist stakeholders in understanding from a global perspective why, where, when, and possibly how, ATM performance should be improved, in knowing which areas deserve special attention, and in learning from past successes and mistakes. The spirit of these reports is neither to praise nor to criticise, but to help everyone involved in effectively improving performance in the future.
The PRC holds 5 plenary meetings a year, in addition to taskforce and ad hoc meetings. The PRC also consults with stakeholders on specific subjects.
Mr. Laurent Barthelemy Ms. Marja Hutchings Mr. Marc Baumgartner General Giorgio IscraMr. René Brun Mr. Antero Lahtinen Vice ChairmanMr. Juan Bujia-Lorenzo Mr. Ralph Riedle ChairmanCaptain Hasan Erdurak
PRC Members must have senior professional experience of air traffic management (planning, technical, operational or economic aspects) and/or safety or economic regulation in one or more of the following areas: government regulatory bodies, air navigation services, airports, aircraft operations, military, research and development.
Once appointed, PRC Members must act completely independently of States, national and international organisations.
The Performance Review Unit (PRU) supports the PRC and operates administratively under, but independently of, the EUROCONTROL Agency. The PRU’s e-mail address is [email protected].
The PRC can be contacted via the PRU or through its website www.eurocontrol.int/prc.
PRC PROCESSESThe PRC reviews ATM performance issues on its own initiative, at the request of the deliberating bodies of EUROCONTROL or of third parties. As already stated, it produces annual Performance Review Reports, ACE reports and ad hoc reports.
The PRC gathers relevant information, consults concerned parties, draws conclusions, and submits its reports and recommendations for decision to the Permanent Commission, through the Provisional Council. PRC publications can be found at www.eurocontrol.int/prc where copies can also be ordered.
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EUROCONTROL
For any further information please contact:
Performance Review Unit, 96 Rue de la Fusée,B-1130 Brussels, Belgium
Tel: +32 2 729 3956
http://www.eurocontrol.int/prc