Results and Findings of - Naturschutzbund...

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NABU`S INTERNATIONAL BIODIVERSITY ASSESSMENT AT KAFA BIOSPHERE RESERVE ETHIOPIA 1 Results and Findings of NABU’s International Biodiversity Assessment at the Kafa Biosphere Reserve, Ethiopia (December 3 rd to 13 th , 2014) Final draft The biodiversity assessment was part of NABU’s project ‘Biodiversity under Climate Change: Community Based Conservation, Management and Development Concepts for the Wild Coffee Forests’ supported by the International Climate Initiative of the Federal Ministry for the Environment, Nature Conservation, Building and Nuclear Safety (BMUB)

Transcript of Results and Findings of - Naturschutzbund...

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Results and Findings of

NABU’s International Biodiversity Assessment

at the Kafa Biosphere Reserve, Ethiopia (December 3rd to 13th, 2014)

Final draft

The biodiversity assessment was part of NABU’s project

‘Biodiversity under Climate Change: Community Based Conservation, Management and Development Concepts for the Wild Coffee Forests’

supported by the International Climate Initiative of the Federal Ministry for the Environment, Nature Conservation, Building and Nuclear Safety (BMUB)

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Editor: The Nature and Biodiversity Conservation Union (NABU), 2016

The assessment’s results have been compiled by Dr. Juan Carlos Montero on behalf of NABU with contributions from the following experts:

Yilma Dellelegn Abebe Nina Kohlmorgen

Dr. Hans Bauer Anna Leßmeister

Dr. Wolfgang Beisenherz Holger Meinig

Dr. Viola Clausnitzer Hartmut Rudolphi

Hans-Joachim Flügel Torsten Ryslavy

Thies Geertz Andrea Schell

Andreas Gminder Karina Schell

Nicole Hermes Dr. Matthias Schöller

Dr. Debela Hunde Bernhard Walter

Dr. Kitessa Hundera Daniel Wiersbowsky

Ingrid Kaipf Terefe Woldegebriel

Tom Kirschey Dr. Meheretu Yonas

Revised by Svane Bender-Kaphengst, Bianca Schlegel and Timo Kaphengst.

Proposed citation: The Nature and Biodiversity Conservation Union (NABU) (eds.), 2016: Results

and Findings of NABU’s International Biodiversity Assessment at the Kafa Biosphere Reserve,

Ethiopia. Berlin, Addis Ababa.

NABU´s project is part of the International Climate Initiative (IKI). The German Federal Ministry for the Environment, Nature Conservation, Building and Nuclear Safety (BMUB) supports this initiative on the basis of a decision adopted by the German Bundestag.

Editor’s note: The report does not include a study on fish taxa although it was part of the overall

assessment. Until date of publication (June 2016) no report has been submitted by the expert in

charge.

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CONTENT Organisational profile .............................................................................................................................. 8

Acknowledgements ................................................................................................................................. 9

Executive summary ............................................................................................................................... 10

1. Introduction ................................................................................................................................... 12

1.1. Objectives of the biodiversity assessment ............................................................................ 12

1.2. NABU`s work in the Kafa Biosphere Reserve ........................................................................ 13

2. PHYSICAL AND CULTURAL CONTEXT OF THE RESEARCH AREA ..................................................... 15

2.1. Geomorphology ..................................................................................................................... 15

2.2. Climate ................................................................................................................................... 16

2.3. The Kafa Biosphere Reserve .................................................................................................. 17

2.4. Main habitats and vegetation types at Kafa Biosphere Reserve .......................................... 20

3. METHODOLOGICAL APPROACH .................................................................................................... 26

3.1. Selection of sampling sites .................................................................................................... 26

3.2. Data collection and information management ..................................................................... 30

3.3. Identification of indicator and flagship species ..................................................................... 35

4. RESULTS ......................................................................................................................................... 38

4.1. Results at taxa level ............................................................................................................... 38

4.1.1. Vascular plants ................................................................................................................. 38

4.1.2. Birds ................................................................................................................................. 40

4.1.3. Beetles with notes on other insects ................................................................................ 41

4.1.4. Dragonflies and damselflies (Odonata) ........................................................................... 42

4.1.5. Flower visiting insects ...................................................................................................... 43

4.1.6. Medium and large mammals ........................................................................................... 44

4.1.7. Primate community composition .................................................................................... 45

4.1.8. Small and medium sized mammals (Soricomorpha, Lagomorpha, Rodentia, Procavidae) 46

4.1.9. Fruit-bats and bats ........................................................................................................... 47

4.1.10. Fungi ................................................................................................................................. 48

4.1.11. Herpetofauna (Amphibia, Reptilia) .................................................................................. 49

4.1.12. Molluscs ........................................................................................................................... 50

4.2. Results of the indicator and flagship species ........................................................................ 51

4.2.1. Selection of indicator species .......................................................................................... 51

4.2.2. Selection of flagship species ............................................................................................ 54

5. CONCLUSIONS ON FUTURE BIODIVERSITY MONITORING AND CONSERVATION MEASURES ....... 57

REFERENCES .......................................................................................................................................... 59

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List of figures Figure 1. Topographic features of the Kafa Biosphere Reserve ............................................................ 15 Figure 2. Monthly rainfall at Kafa BR for the period 1998-2014 ........................................................... 17 Figure 3. Location of the Kafa Biosphere Reserve at national and continental scale ........................... 18 Figure 4. Habitat types in Kafa Biodiversity Reserve ............................................................................ 22 Figure 5. Regional Forest Priority Areas ............................................................................................... 22 Figure 6. Main habitat types at Kafa BR. Dense montane rain forests and bamboo forests ................ 23 Figure 7. Main habitat types at Kafa BR. Large wetlands and flood plains ........................................... 25 Figure 8. Regional forest priority areas: Bonga, Boginda and Gesha Forests ...................................... 27 Figure 9. Sampling areas ....................................................................................................................... 30 Figure 11. Organizational issues and logistic support. .......................................................................... 31 Figure 12. Collection of field data and samples by the teams (1). ........................................................ 31 Figure 13. Collection of field data and samples by the teams (2). ....................................................... 32 Figure 14. Collection of field data and samples by the teams (3). ....................................................... 33 Figure 15. Sampling sites of the plant team at Kafa Biosphere Reserve. .............................................. 39 Figure 16. Sampling sites of the bird team at Kafa Biosphere Reserve................................................. 40 Figure 17. Sampling sites of the insect (beetles) team at Kafa Biosphere Reserve .............................. 41 Figure 18. Sampling sites of the insect team (Odonata) at Kafa Biosphere Reserve ............................ 42 Figure 19. Sampling sites of the insect (flower-visiting insects) team at Kafa Biosphere Reserve ....... 43 Figure 20. Sampling sites of the mammal (medium and large mammals) team at Kafa Biosphere Reserve .................................................................................................................................................. 44 Figure 21. Sampling sites of the primates team at Kafa Biosphere Reserve ......................................... 45 Figure 22. Sampling sites of the mammal (small and medium sized mammals) team at Kafa Biosphere Reserve .................................................................................................................................................. 47 Figure 23. Sampling sites of the bats team at Kafa Biosphere Reserve ................................................ 48 Figure 24. Sampling sites of the fungi team at Kafa Biosphere Reserve ............................................... 49 Figure 25. Sampling sites of the herpetofauna team at Kafa Biosphere Reserve ................................. 50 Figure 26. Sampling sites of the molluscs team at Kafa Biosphere Reserve ......................................... 50

List of tables

Table 1. Distribution of rural and urban population in the woredas and kebeles at Kafa BR ............... 19 Table 2. Zonation of Kafa Biosphere Reserve showing main spatial features and functions ............... 20 Table 3. Study areas priorities ............................................................................................................... 27 Table 4. Sampling areas of the biodiversity assessment at Kafa BR ..................................................... 29 Table 5. List of indicator species ........................................................................................................... 52 Table 6. List of flagship species ............................................................................................................. 55

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Abbreviations

BR Biosphere reserve

DSW Deutsche Stiftung Weltbevölkerung

EBI Ethiopian Biodiversity Institute

GIZ Gesellschaft für internationale Zusammenarbeit

IBC Institute of Biodiversity Conservation

IUCN International Union for Conservation of Nature

IVI Importance Value Index

KDA Kafa Development Association

LC Least concerned

m asl Meters above sea level

MTA Material transfer agreement

NABU The Nature and Biodiversity Conservation Union

NT Near threatened

PFM Participatory Forest Management

SNNPR Southern Nations, Nationalities and Peoples Region

VU Vulnerable

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Participants of the assessment

European and international experts

Dr. Hans Bauer WildCrue Mammals Dr. Wolfgang Beisenherz NABU Working Group Africa Birds Dr. Viola Clausnitzer NABU member Insects Hans-Joachim Flügel NABU Working Group hymenopterology Insects Thies Geertz NABU member Molluscs Andreas Gminder NABU Science board mycology, head Fungi Nicole Hermes NABU member Mammals Ingrid Kaipf NABU Working Group bats Bats Tom Kirschey NABU Headquarters Amphib./reptiles Anna Leßmeister Private Plants Holger Meinig Private Mammals Dr. Juan-Carlos Montero NABU subcontractor Field supervision Hartmut Rudolphi NABU Working Group bats Bats Torsten Ryslavy NABU Working Group ornithology Birds Andrea Schell Private Mammals Karina Schell Private Mammals Dr. Matthias Schöller NABU Working Group entomology Insects Bernhard Walter NABU Working Group Africa Birds

Ethiopian experts

Awel Abdulrahim Ethiopian Insects Project Insects Yilma Dellelegn Abebe EWNHS Birds Mekonnen Amberber EIB Plants Dr Elias Dadebo Hawassa University Fish Tesfu Fekensa EIB Insects Fakir Kadir Ethiopian Insects Project Insects Kifle Kidane Bonga College Plants Dr. Debela Hunde Jimma University Plants Dr. Kitessa Hundera Jimma University Plants Daniel Wiersbowsky Ethiopian Insects Project Insects Terefe Woldegebriel Kafa Zone DoAD Plants Dr. Meheretu Yonas Mekelle University Mammals

NABU representatives

Asaye Alemayehu NABU Office Bonga Svane Bender-Kaphengst NABU Headquarters Bekele Haile NABU Office Addis Nils Horstmeyer NABU Headquarters Mulluken Mekuria NABU subcontractor/ Wageningen University Bianca Schlegel NABU Headquarters Mesfin Tekle NABU Office Bonga

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Field assistants and rangers

Yitay Abebe Field assistant Bats Yitaya Admasu Field assistant Binlam Alemayehu Field assistant Serkalem Alemayehu NABU Ranger Admasu Asefa NABU Ranger Abebe Belachew NABU Ranger Belete Derebew Field assistant Mitiku Gebremariam NABU Ranger Abera Hoeto NABU Ranger Siraj Hussien NABU Ranger Nesredin Kalefa Field assistant Girma Kebede NABU Ranger Wodajo Kebede NABU Ranger Zelalem Mamo Field assistant Fungi Demisew Mengistu Field assistant Birds Eshetu Muleta Field assistant Bats Nasir Ousman NABU Ranger Bewketu Tadesse Field assistant Tizita Tamiru Field assistant Insects Fitsum Teshome Field assistant Mammals Tilahun Teshome Field assistant Insects Milion Wodaju Field assistant Birds Asegedech Woldesilasie NABU Ranger Further participants

Amato Baumgartner NABU intern GLEN Programme Maria Haensel UNESCO intern Socioeconomics Olef Koch NABU intern Socioeconomics Felix Klein NABU intern Birds Fabio Kölbl NABU intern Fish 15 Drivers NABU/rented cars

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Organisational profile

For over a hundred years, NABU (The Nature and Biodiversity Conservation Union) has been promoting the interests of people and nature, drawing on its unwavering commitment, specialised know-how and the backing of about 560,000 members and supporters. Its members, among them 30,000 volunteers, are organized in more than 1,500 local groups and 15 federal associations.

The NGO, the largest of its kind in Germany, has clearly defined aims: conducting environmental education, preserving habitat and species biodiversity, promoting sustainable agriculture, forestry and water management and attaining an enhanced profile within society for nature conservation. Further key focal points in NABU’s work include combating global warming, species conservation, sustainable policy on settlement, transport infrastructure and waste and consumer protection.

NABU Headquarters’ permanent staffs of about 120 people work in Berlin to represent environmental interests on national and international level. Additional 20-30 employees are working in visitor centres, research institutes and project offices. NABU runs Project Offices in several countries in Africa, Central Asia and Caucasus and has a permanent representation in Brussels.

Africa, Asia and Caucasus form the geographical focus of NABU’s international commitment. In respect of content, NABU’s work connects ecologic and social aspects ranging from climate protection, conservation of habitat and species diversity, ecotourism and environmental education to capacity building, poverty alleviation and strengthening of civil society.

NABU is the German partner of BirdLife International and supports partner organisations around the world. Together with its national partners and local but also national stakeholders, NABU supports activities to conserve natural heritage. In this field, NABU is a sought-after and competent partner for development aid organisations, government ministries and business.

In 2009 ‘NABU International Foundation for Nature’ has been founded which supports and backs NABU’s international projects.

Contact: Svane Bender-Kaphengst, Head of NABU’s Africa Program, Email: [email protected], Tel. +49 30 284 984-1711.

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Acknowledgements

The Biodiversity Assessment (BA) at Kafa Biosphere Reserve is part of NABU’s project: ‘Biodiversity under Climate Change: Community Based Conservation, Management and Development Concepts for the Wild Coffee Forests’ which is kindly funded within the framework of the International Climate Initiative (ICI) by the Federal Ministry for the Environment, Nature Conservation, Building and Nuclear Safety (BMUB).

We would like to express our thanks to the international team of Ethiopian, German and Dutch voluntarily involved experts who participated in the field work, contributed to the assessment and produced excellent reports with respect to their scientific background. Sincere thanks go to Dr. Juan Carlos Montero who acted as the team leader on behalf of NABU and planned and conducted the assessment and compiled the reports. In addition, we would like to thank the students, volunteers and many local supporters for making this assessment a success. Local guides, translators and assistants were of crucial support in the field as well as the logistics team from NABU and Kafa Development Association Guesthouse, which hosted most of the participants and served as headquarters of the assessment.

We would also like to thank the Ethiopian Biodiversity Institute and the Genetic Resource Access and Benefit Sharing Directorate within EBI who granted the material transfers agreements to the team of experts for further analysis and investigation out of Ethiopian territory. In particular, we want to thank Amberber Mekonnen who actively participated in the field assessment and facilitated the obtaining process of the material transfer permissions.

Furthermore, we would like to thank the Ministry of Science & Technology, our longstanding partner for providing support to facilitate the process. We also owe the regional Agency of Environment and Forest a thank you for support us as the hosting region. The Kafa Zone Administration and in particular the Department of Agriculture actively supported the implementation at field level. We would also like to thank the local community members for their openness to our field study and the welcoming atmosphere they created to our international teams in the field.

We further want to thank our NABU project teams in Bonga, foremost Mesfin Tekle and Asaye Alemayehu, and Addis Ababa, foremost Bekele Haile, Berlin, foremost Bianca Schlegel and Nils Horstmeyer. Furthermore, we wish to thank Muluken Mekuria and the NABU rangers’ team who played an important role in the selection of the sampling sites and the fieldwork planning and implementation. Also, sincere thanks go to the following dedicated researchers who, as part of the ongoing NABU project work, posses a wide knowledge of the reserve and therefore could contribute enormously to the identification and definition of the sampling sites and the generation of thematic maps: Dr Arun Pratihast and Dr Benjamin Devries and Mathieu Decuyper (Wageningen University) as well as Elisabeth Dresen (geoSYS ltd). Last but not least, many thanks also to Amy Newson, intern at NABU Headquarters for her English proofread.

Svane Bender-Kaphengst (NABU Headquarters, Head of Africa Program)

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Executive summary

From December 3rd to December 13th 2014, NABU conducted an international biodiversity assessment at the Ethiopian Kafa Biosphere Reserve (BR). A multidisciplinary team of 18 international and 12 Ethiopian experts supported by 23 local field guides carried out intense field work at selected sites at the Kafa BR.

The goal of the assessment was to specify and verify flora and fauna assessments, which have been conducted at Kafa Zone till now, record and list species, identify indicator and flagship species and determine their threat status. This report presents the results from the first in-depth assessment of biodiversity ever conducted in the Kafa BR. Highlighting the main findings of various taxa, namely plants, birds, mammals, insects, amphibians, molluscs and fungi, the report is a major step forward to verify and significantly expand existing knowledge about species, their habitats and their major threats in Kafa BR. With the identification of indicator and flagship species, the biodiversity assessment created the basis for a regular monitoring of the biodiversity in Kafa BR, complementing the already established forest and carbon monitoring scheme.

Overall, the biodiversity assessment detected a high biological diversity in the Kafa BR. This is reflected by the high diversity at habitat level and in species per habitat. The identified habitats envisage a high heterogeneity and are located in only short distances from each other. Particular outstanding is the discovery of approximately 40 new species to science (mostly insects), some of them are still under taxonomic analysis for final confirmation.

Another remarkable result is the extremely high rate of endemism found in Kafa BR. Most of the assessed taxa consist of about 30% of endemic species, which were found in the area despite the relatively short period of fieldwork. The high degree of endemism can be explained by the isolated vast highlands surrounded by dry lowlands as well as the geological and tectonic history. The high diversity at the habitat and species level and the heterogeneity of landscapes combined with the exceptionally high rate of endemism renders Kafa BR an exceptional area for biodiversity protection.

Based on experts’ knowledge and the subsequent analysis of the results, 29 indicator species and 16 flagship species were selected among the recorded species. Thirteen out of 16 flagship species also serve as indicator species. Out of the 29 indicator species, 15 were found for montane, bamboo and floodplain forests (5 trees, 3 birds, 2 tree frogs, 2 bats, 2 fungi and 1 primate) and 14 are indicators for wetland and river areas (9 birds, 4 insects and 1 mollusc). Deforestation was assumed to be the major threat for both indicator and flagship species occurring in forest areas, followed by habitat fragmentation and forest/habitat degradation. For river and wetland areas drainage activities, agricultural run-offs and fertilizer use as well as domestic and urban waste are supposed to be the key threats to biodiversity. Further research is needed for specification and quantification of the threat analysis.

Some orientations for practical actions for conservation and monitoring could be derived from the analysis of indicator and flagship species and their threats. It is suggested to establish a monitoring system based on three components a) monitoring of indicator species, b) monitoring of threats and usage and c) monitoring of sites. Monitoring at the species level should deliver information on the state of each of the indicator species' abundance in the Kafa BR. Besides remote sensing techniques for deforestation, deteriorating activities like fuelwood collection or fertilizer use should be part or the monitoring of threats to biodiversity. Monitoring of sites should be built on a comparative and long-term analysis of the sites that have already been investigated in the biodiversity assessment. More sites can be complemented over time. Rangers can do the site monitoring with the support of local land users.

Basic conservation measures such as controlling the restrictions imposed for the different protection zones of the BR should be complemented by threat-based conservation activities such as promoting

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agro-forestry, improvement of cultivation techniques to avoid further expansion of agricultural areas, awareness raising on possible alternative tree species for fuelwood and timber and the promotion of efficient cooking stoves. All such measures need to be planned and implemented by the local communities, facilitated through participatory events for joint planning of conservation and sustainable livelihoods.

The International Biodiversity Assessment is part of NABU’s project ‘Biodiversity under Climate Change: Community-Based Conservation, Management and Development Concepts for the Wild Coffee Forests‘ which is funded by the German Federal Ministry for the Environment, Nature Conservation, Building and Nuclear Safety (BMUB) within the framework of the International Climate Initiative (ICI).

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1. INTRODUCTION

From the 3rd to the 13th of December 2014 (European calendar) NABU coordinated an international biodiversity assessment at the Kafa Biosphere Reserve (from here: Kafa BR). In this period, a team of 18 international and 12 Ethiopian experts supported by 23 local field guides conducted intense field work on various taxa. The assessment was part of the project ‘Biodiversity under Climate Change: Community-Based Conservation, Management and Development Concepts for the Wild Coffee Forests‘.

This report presents the results from the first in-depth assessment of biodiversity ever conducted in the Kafa BR. Highlighting the main findings of various taxa, namely plants, birds, mammals, insects, amphibians, molluscs and fungi, the report is a major step forward to verify and significantly expand existing knowledge about species, their habitats and their major threats in Kafa BR. With the identification of indicator and flagship species, the biodiversity assessment created the basis for a regular monitoring of the biodiversity in Kafa BR, complementing the already established forest and carbon monitoring scheme.

The report is structured as follows:

The introduction (Chapter 1) stresses the objectives of the assessment and its role and merits for NABU´s work in the Kafa region. It is followed by a description of the research area (Chapter 2). The analytical framework of the biodiversity assessment is outlined in the methodology section (Chapter 3). Chapter 4 highlights the overall results of the assessment including the main findings of the individual taxa assessments, the indicator and flagship species and the main threats to biodiversity. Chapter 5 summarises the key results and presents recommendations on future monitoring and conservation measures in the Kafa BR.

1.1. Objectives of the biodiversity assessment

The Kafa BR in southwest Ethiopia (SNNPR, Southern Nations, Nationalities and People’s Region) combines a distinctive cultural and biodiversity richness, which is unique in paleotropical regions. Kafa is located in the ethnically and linguistically most diverse region in Ethiopia and also home of the last surviving cloud montane forests, in which the wild coffee tree and more than 50 close relatives are growing. The highly diverse fauna and flora occurring along complex habitats are if international conservation value of economic value for the local communities. Existing studies of the region's flora, fauna, biomass and biodiversity document a high diversity of species (e.g. 300 species of mammals including 14 carnivores as well as 8 apes, 300 bird, 244 plant species and more than 110 tree species) (Reusig, 1998). Such studies have also detected a high degree of endemism and species, which are endangered according to the IUCN Red List and Ethiopia's and Eritrea's Red List respectively (Vivero et al., 2005). A “Rapid Biodiversity Assessment for Kafa” published by EWNHS (2008) reported for the first time on a broader range of flora and fauna species. The assessment concluded that in order to conserve the threatened biodiversity, changes of the habitats structure and their effects on functions of the landscape would have to be recorded on a regular basis.

However, the immense local biodiversity remains insufficiently recorded until today. Taxa such as bats, amphibians, fungi and dragonflies have never been assessed. The numerous rivers and wetlands have hardly been explored in their complexity and significance. Similarly, a great part of the montane dense forests have only been partially investigated. At the same time, the Kafa’s natural richness is heavily threatened by deforestation, habitat fragmentation and degradation.

Therefore, the main goal of the biodiversity assessment was to create a reference base for a regular biodiversity monitoring in the Kafa BR. For this, a systematic and comprehensive assessment of the abundance and characteristics of different taxa was conducted.

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Besides verifying, updating and increasing the knowledge about various organisms in the region, flagship and indicator species from different taxa were identified. Flagship species are charismatic species used in a socio-political context for attracting public attention and funding for larger environmental objectives, while indicator species are used to assess the magnitude of anthropogenic disturbances or to monitor population trends for a wider range of species (see Groves 2003). In the field, the participating experts tried to collect as much data on flora and fauna as possible in the given time-span, covering a great variety of habitats.

To sum up, the objectives of the assessment were:

- To verify and substantially increase knowledge on selected taxa of flora and fauna - To identify indicator and flagship species as target species for monitoring and conservation - To work out recommendation for future conservation and monitoring

All generated information on biodiversity will be incorporated into the existing forest and carbon monitoring scheme, developed by NABU’s partner Wageningen University.

1.2. NABU`s work in the Kafa Biosphere Reserve

NABU has been supporting people and nature in Ethiopia for more than 10 years. In close cooperation with the Ethiopian Birdlife partner EWNHS, environmental education projects and recordings of endangered birds and other species are being implemented. Furthermore, the cooperation involves livelihood support projects for local communities. From 2006 to 2010, NABU supported the preservation of the area of origin of Arabica Coffee in a public private partnership project (PPP) with partners like DSW, GIZ, GEO Rainforest Conservation and Original Food.

Not many people outside of Ethiopia are aware of the origin of Arabica Coffee and the appearance of wild coffee trees in the rainforests of the Ethiopian highlands. As these forests decreased drastically in the last decades, their treasure of rare species is at risk. This includes wild Coffea arabica, a genetic resource of extraordinary value. For generations, local communities in Kafa use wild coffee in well-adapted collection systems for their own consumption and without market systems. However, population growth and poverty forces more and more people to migrate in the Kafa area and also into the forests. At the same time, investors convert unspoiled forests into conventional coffee or tea plantations. To counteract this destructive development, NABU and its PPP-Partners started to support the sustainable use of wild coffee as well as to foster adapted, sustainable regional development and therewith the conservation of Kafa’s unique rainforests. Apart from a wild coffee certification system and improved standards for international marketing and quality, the partners aimed to link the conservation of remaining forests with the adapted use of natural resources under the umbrella of a “UNESCO Biosphere Reserve”.

After three years of active cooperation, the Ministry of Science and Technology (MoST) of the Federal Democratic Republic of Ethiopia, UNESCO and NABU signed a Memorandum of Understanding (MoU) with the objective to build up a network of biosphere reserves in Ethiopia. In 2010 the Kafa BR has been recognised by UNESCO as one of the first biosphere reserves in Ethiopia. To imbue the Kafa BR with life, NABU expanded its activities in the region. These imply the setup of an effective administration as well as corresponding information campaigns and public relation in the reserve.

As a biosphere reserve the Kafa region needs to adhere to the objectives of the UNESCO Man and Biosphere programme (MAB). The underlying Seville strategy for biosphere reserves states in its principles among others: “Reinforce scientific research, monitoring, training and education in

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biosphere reserves, since conservation and rational use of resources in these areas require a sound base in the natural and social sciences as well as the humanities”.1

More specifically the Seville Strategy recommends for individual biosphere reserves to make inventories of fauna and flora […] as the basis for sound site management and to develop a functional system of data management for rational use of research and monitoring. In order to maintain the recognition by UNESCO, regular monitoring and assessment at the Kafa BR is required. The Statutory Framework for the World Network of Biosphere Reserves (WNBR) makes provision under Article 9 that “the status of each biosphere reserve should be subject to a periodic review every ten years, […]. In order to meet the review criteria, regular research and monitoring intervals need to be carried out to gain a sufficient data base and to identify possible constraints early enough to adjust management and protection practice.”

To this end, the biodiversity assessment is a centrepiece for achieving regional, national and international objectives in biodiversity conservation and management, and to adhere to the UNESCO standards for biosphere reserves.

1 See: http://www.unesco.org/mab/doc/brs/Strategy.pdf

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2. PHYSICAL AND CULTURAL CONTEXT OF THE RESEARCH AREA

2.1. Geomorphology

The geologic and tectonic characteristics of Ethiopia are strongly shaped by the Ethiopian magma dome and the development of the East African rift system. The soils originate from rocks formed during the tertiary period and the subsequent geomorphic processes. They are characterized as deep, red, brown‐grey and brown‐clay soils. The Ethiopian magma dome, shaped by a series of volcanic activities and geological formation in the Precambrian, Paleozoic, Mesozoic, Tertiary and the Cenozoic periods, forms the foundation of the Ethiopian Highland (Dennis Moss Partnership, 2009). As a result of these complex geological processes, the Ethiopian landscape is very diverse ranging from vast plains to Alpine-like mountain ranges. Sometimes referred to as the “Roof of Africa” the Ethiopian highlands form the largest continuous area of its altitude in the whole continent with little of its surface falling below 1500 meters above sea level (m asl), while the summits reach heights of up to 4550 m. The Kafa zone, situated in the Western plateau of these highlands is located on the tertiary layers, consisting mainly of sandstone and limestone, and of tertiary volcanic rocks.

The topography of the study area is characterized by a complex system of highlands, steep valleys and large flatlands, which drops to the lowlands in the South. The area’s altitude ranges from 500 m in the South to the highest elevation of 3300 m in the Northeast. This great variety of landforms is responsible for a high diversity in climate, soil and vegetation types. The most remarkable highlands include the Gurgura Mountains, Shonga Mountains, Yatana Mountains and Gola Mountains as well as the Koma Summit and Saja Summit. The most extended wetlands are the Alemgono and the Gojeb wetlands. Mountains and wetlands are connected by numerous fertile valleys and lowlands, which extent mostly in the central part of the biosphere reserve (Figure 1).

According to the soil map produced by the WBISPP (2004), the dominating soil in the Kafa Zone is Dystric Nitosol (Nd). In Adiyo, the southwestern part of Telo and north and northwest of the Gewata woredas are dominated by orthic acrisols (Ao). To a certain extent, also eutric fluvisols (Je), chromic luvisols (Lc), chromic vertisols (Vc) and pellic vertisols (Vp) can be found in the biosphere reserve (EWNHS, 2008).

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2.2. Climate

In general, the climate is characterized by a bimodal rainfall pattern with the main rainy season between June and September and a short rain period from February to April. Kafa receives its rainfall from the Southwest monsoon, its maximum intensity being in the months of July and August. The average annual rainfall ranges from 1500 mm in the lowlands up to 2000 mm at the highest elevations (EWNHS, 2008). Thus, the biosphere reserve represents the most humid part of the country with only two to four dry months in the year. According to Gamachu (1977) annual temperatures vary between 15 and 24 °C. Due to the high variety of landscapes and altitudes within Kafa BR, there are many microclimatic deviations from the usual rainfall patterns.

Figure 1. Topographic features of the Kafa Biosphere Reserve

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Figure 2. Monthly rainfall at Kafa BR for the period 1998-2014

2.3. The Kafa Biosphere Reserve

Kafa BR is located in the Southwestern mountain region of Ethiopia (Figure 3) in the province Southern Nations, Nationalities and Peoples’ Region (SNNPR). In total, the Kafa zone has an area of around 10,000 km2 and a population of a little more than one million inhabitants.

According to a background study by Chernet (2008) the ethnic composition of the Kafa zone is dominated by Kaffecho (81%), followed by Bench (6%), Amara (6%) and Oromo (2%). The remaining 5% also include marginalised groups like Manjo (Manja). The biggest religious group are orthodox Christians (67%), followed by Protestants (20%) and Catholics (10%). There is also a small Muslim community (3%).

The overall population density of Kafa zone is 98 inhabitants per km², ranging from 52 inhabitants per km² in the least densely populated Woreda (Decha) to 210 inhabitants per km² in the most densely populated Woreda (Chena). Subsistence farming plays a major role for local livelihoods. The most common livestock is cattle, followed by poultry, sheep and goats. Honey production (mainly using traditional techniques) and coffee cultivation are other important income sources (SNNPR, 2013).

The region is characterized by afromontane mountain cloud- and rainforests, which contain wild Coffea arabica, bamboo forests as well as grass- and shrub lands. Because of its relevance for the national biodiversity and as catchment area, the Ethiopian government has partly put the area under national protection in form of a Regional Forest Priority Area (RFPA). The area is particularly noteworthy for being the origin and centre of Coffea arabica's genetic diversity (valued at ~ 1.5 billion US$) and therefore as a globally significant in situ gene bank. The overall economic value of Coffea Arabica has been estimated as approx. 1.5 billion US$ (Hein & Gatzweiler, 2006).

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Figure 3. Location of the Kafa Biosphere Reserve at national and continental scale

In the past, there have been different political and demographic factors driving changes in land use and land cover change in the Kafa zone. In the 1970s major land redistribution took place, followed by large-scale resettlement in the 1980s. The 1990s were shaped by the agricultural investment policy and the promotion of cereal production as well as the Ethiopian Forestry Action Plan. Finally the 2000s were influenced by large-scale agricultural expansion, the set-up of National Forest Priority Areas, participatory forest management projects, and finally by the establishment of the UNESCO biosphere reserve (Tadesse et al., 2014).

The Kafa BR captures an area of more than 7500 km2, of which 47% are covered with forests. The average population density of the biosphere reserve is 130.14 p/km². Kafa BR consists of ten Woredas and 250 rural Kebeles administrations and 25 urban towns (SNNRP, 2013).

Table 1 shows the distribution of the urban and rural population in relation to the different kebeles and woredas at Kafa BR. The data presented is based on one head counted per household, with males being the majority in most kebeles. The only exception is the woreda of Decha, in which females are the majority. This may be explained by the cultural context of the Kaffecho ethnic group that are mostly present in this woreda. The great majority (>90%) of kebeles are in rural areas, while Gimbo Woreda captures most urban settlements.

Chena is the most densely populated woreda with 210 hab/km2 followed by Tello, Gesha, Gimbo and Adiyo (159, 143, 129, and 121 hab/km2, respectively). Most of the core zones of Kafa BR are located in these woredas as well as its characteristic habitats such as Bamboo forests and wetlands.

UNESCO biosphere reserves have the explicit purpose of reconciling people's needs with nature conservation. Thus, the aim is to bring ecological, social and economic aspects together in order to demonstrate sustainable ways of living (Bridgewater, 2002). In the Kafa BR there has been a long tradition of using wild plants and animals for various purposes. However, traditional management techniques may no longer be sustainable due to pressures from population growth and resettlement programs. Economic interests from external actors as well as new technologies led to significant

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Table 1. Distribution of rural and urban population in the woredas and kebeles at Kafa BR, Source: SNNPR (2013)

Woredas Number of Kebeles One head per household

Rural Urban Total Male Female Total

1 Adiyo 27 1 28 13.205 1.294 14.499

2 Bita 24 1 25 11.599 877 12.476

3 Chena 42 2 44 18.360 3.302 21.662

4 Cheta 16 0 16 3.150 1.676 4.826

5 Decha 57 1 58 6.582 12.637 19.219

6 Gesha 24 1 25 11.675 2.457 14.132

7 Gewta 30 1 31 9.320 758 10.078

8 Gimbo 31 3 34 12.311 1.779 14.090

9 Sayilem 21 1 22 6.375 866 7.241

10 Tello 24 1 25 6.024 5.412 11.436

11 Bonga 3 3

Total 296 15 311 94.791 31.222 126.013

changes in land use management with detrimental effects on biodiversity and ecosystem services. Ensuring a continuous use of biodiversity in the future would require new concepts and methods in land management. In this sense, it is essential to consider socio-cultural aspects in developing jointly realistic conservation strategies and management plans.

To successfully manage a biosphere reserve, different interests and needs have to be taken into account, which usually requires a high level of participation of the local communities. However, others argue that as long as local people's interests are met, participation through consultation (no active participation) is sufficient (Wallner et al., 2007). In developing countries, external stakeholders with different cultural backgrounds are often involved in the setting up of biosphere reserves, which requires a process of identifying common ground for communication and successful collaboration with local stakeholders. Different socio-cultural origins and their perceptions of conservation and livelihood strategies have to be considered in processes of gaining mutual understanding of the key issues. In the case of the Kafa BR, local residents are mostly smallholders, whose perception of the landscape values can vary significantly (Gaston and Spicer, 2013). A study by Wallner et al. (2007) showed that the main argument in favour of the biosphere reserve is the potential economic benefits local residents could gain from its adoption. Local ecological knowledge is increasingly valued in wildlife conservation (Berkes et al., 2000).

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An important step in establishing a biosphere reserve is dividing the area in core zones, candidate core zones, buffer zones and transition zones. The zonation of Kafa BR was conducted in a participatory manner and presented in the application for nomination of the reserve in 2009 (Dennis Moss Partnership, 2009). It provides information on key functions, sizes and spatial configuration of the reserve, which is essential information for the management and projections (Table 3).

Table 2. Zonation of Kafa Biosphere Reserve showing main spatial features and functions (adapted from Dresen, 2011)

BR Zones Size (ha) and percentage

Forest Area (ha)

Key functions Priority for the

Biodiversity Assessment

Cores Zone 28.172

(4%) 28.110

Should serve as refugee for various endemic and /or endangered species and provide opportunities for long and short-term research and monitoring programs, as well as non-consumptive use.

High

Candidate Core Zone

219.130 (28%)

174.482

Constitutes of highly endangered habitats. They are supposed to be included into the core zones as soon as feasibility is explored.

Middle to High

Buffer Zone

161.351 (22%)

87.487

Has a crucial role in connecting conservation areas that have been isolated by human activities. Buffer zones should encourage the function of a symbiotic relationship between conservation and nature related economic activities.

Middle

Transition Zone

336.069 (46%)

61.560

Enhancement of the environmental integrity or rehabilitation of unutilized farmland and plantations, aim at restoration and preservation of sites and /or features of historical and cultural significance.

Low

Total 744.919 (100%)

351.639

2.4. Main habitats and vegetation types at Kafa Biosphere Reserve

Kafa is home to the last surviving moist evergreen montane forests, which belong to the Eastern Afromontane Biodiversity Hotspot (Mittermeier et al. 2004). The area is also recognized as a Key Biodiversity Area (KBA).2 The wild coffee tree, Coffea arabica, is indigenous to the understory of

2 See also:

https://www.iucn.org/about/union/secretariat/offices/iucnmed/iucn_med_programme/species/key_biodiversity_areas/

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Kafa´s natural montane forest. In some areas it is harvested without proper management. In other areas, so called “Participatory Forest Management” (PFM) sites, the wild coffee is harvested in forest fragments, where farmers cut and thin out parts of the upper canopy and annually slash the forest understory. This form of forest usage is known as sustainable for the natural forest vegetation in terms of structural vegetation. However, it still needs to be evaluated to which extent PFM sites are also degrading, as regeneration can be hampered by the understory slashing.

According to IBC (2005) there are 5 main habitat types in Kafa:

1) Evergreen montane forest and grassland complex: This complex vegetation type occurs between an altitude of 1900 to 3300 m asl and covers 52 % of the total area. It includes much of the highlands located within the proposed buffer area of Kafa BR. This vegetation type occurs in areas, which are often densely populated leading to pressures from expansion of arable land.

2) Moist evergreen montane forest: The habitat occurs between 1500 and 2600 m asl and covers 26 % of the total area of the BR. This forest type is of global conservation significance due to the occurrence of wild Coffea arabica. In addition to deforestation for arable land, timber extraction is a major threat to this habitat (Figure 7).

3) Wetland habitat type: A complex system of wetland habitats occurs between 900 and 2600 m asl covering in total 6.6 % of the BR area. These sensitive ecosystems are of utmost importance for the local communities, for example in providing materials for building shelter, for grazing and freshwater supply. At the same time wetlands are also increasingly under pressure due to intense grazing and other land uses.

4) Combretum-Terminalia woodland: IBC (2005) has classified some areas of the Kafa BR as Combretum-Terminalia woodland, which were later corrected towards bamboo forests by Dresen (2014). Figure 4 shows the older classification (coloured by light green), while Figure 5 displays the habitat types distinguished in a land use/land cover map in 2014.

5) Sub-afro-alpine habitat: This habitat occurs at an altitude of higher than 3200 m asl and covers only 0.3 % of the total area. This vegetation type is under severe threat due to agricultural expansion. Indigenous tree species such as Hagenia abyssinica are under high pressure.

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Figure 4. Habitat types in Kafa Biodiversity Reserve according to the classification of the Institute of Biodiversity Conservation (IBC, 2005), adapted by Dresen (2014)

Figure 5. Regional Forest Priority Areas according to Million, B & Leykun B. (2001) (red lines) projected on land use and land cover at Kafa BR, adapted by: Elisabeth Dresen (2014)

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The few existing vegetation studies conducted in the Kafa BR mainly concentrated on the PFM sites with Coffea arabica analysing the undergrowth in disturbed habitats (Aerts et al., 2011; Denich and Schmitt, 2006; Gobeze et al., 2009; Schmitt et al., 2009; Tadesse et al., 2014a, 2014b). Among others, these studies came to the conclusion that the anthropogenic impacts often lead to the homogenisation of the natural vegetation. In the biodiversity assessment, we therefore compared species composition between disturbed (PFM sites) and undisturbed (such as primary forests in the cores zone of the BR) habitats.

A Rapid Biodiversity Assessment (RAP) in the Kafa Zone in 2007 recorded a total number of 244 plants species in the three forest sites, representing 77 families. Out of the 244 species recorded, 26.6% were trees, 27.9 % were shrubs, 27.5% were herbs, 8.6 % were climbers, 2.9% were epiphytes and 1.2% were grasses. The most abundant species in Saja forest are Oxanthus speciosus, Dracaena fragrans and Macaranga capensis while in Mankira forest Dracaena fragrans, Coffea arabica and Chionanthus mildbraedii prevail. In Boka forest bamboo (Arundunaria alpina) and Scheffleria volkensii are dominant, with some understory shrubs and herbs (EWNHS, 2008).

A survey of three areas in Kafa BR (EWNHS 2008) classified 7 major land uses. The floristic inventories conducted focused largely on forest areas. Using transects and quadrates sampling methods, the assessment recorded about 92 tree/shrub/liana species in the three study sites. With respect to the density of trees, Bonga forest had the highest (590), followed by Boginda forest (575) and Mankira forest (454) (Nune, 2008). While Croton macrostachyus in Mankira and Milletia ferruginea in Bonga and in Boginda were the most prevalent species, no tree or shrub species occurred constantly across all sample plots within the three study sites (Nune, 2008) showing the high diversity of habitats separated by only a few kilometres in the Kafa BR. The study also revealed a heavy exploitation of Cordia africana, Pouteria adolfi-friederici and Prunus africana, which are reported as endangered species in the Kafa BR.

Figure 6. Main habitat types at Kafa BR. Dense montane rain forests (left) and bamboo forests (right)

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Figure 7. Main habitat types at Kafa BR. Large wetlands and flood plains (e.g. Alem Gono above) and Riverine vegetation (e.g. Gojeb River in north, below left and Gummi River, below right)

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3. METHODOLOGICAL APPROACH

The organization prior to the fieldwork required complex institutional and legal arrangements in order to ensure the compliance to Ethiopian law. The biodiversity assessment was conducted in close cooperation with the relevant Ethiopian authorities and research institutions, also to use and share the information gained from the assessment.

In total, 18 international experts (17 Germans, 1 Dutch) and 12 Ethiopian experts were involved in the assessment. Among the Ethiopian experts, two were delegates of the Ethiopian Biodiversity Institute (EBI). According to the taxa investigated in the assessment the experts assembled to 7 different working teams:

Plants (4 Ethiopian, 1 German, 1 EBI delegate);

Birds (4 Germans, 1 Ethiopian),

Insects (3 Germans, 3 Ethiopian);

Mammals (6 Germans, 1 Dutch, 1 Ethiopian, 1 EBI delegate);

Fungi (1 German);

Molluscs (1 German) and

Amphibian/Reptiles (1 German).

All names, contact information and current affiliations of each expert involved are provided in the participants section at the beginning of this report. The experts were supported by 23 local field guides and translators, also the participation of the forest rangers of the Kafa BR was crucial to effectively select the sampling sites. Logistics and organizational support was provided by staff from NABU Germany and NABU Ethiopia as well as by 16 pick-ups and respective drivers. In total, 80 people were involved in assessment. The headquarters operation was the KDA Guest House in Bonga.

3.1. Selection of sampling sites

The selection of sampling sites focused on ecological parameters in relation to the key objectives of the assessment. Thus, the most important criteria for the selection were

(a) the presence and location of core and candidate core zones;

(b) access to the sites (distance from Bonga) and

(c) presence of variable habitat types.

The area selection built on the “regional forest priority areas” of the Kafa BR proposed by Million and Leykun (2001) consisting of Bonga, Boginda and Gesha Forest (Figure 8). While Bonga and Boginda met the above-mentioned criteria of the selection, Gesha Forest could not be assessed due to the long distance to the operation headquarters.

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Figure 8. Regional forest priority areas within Kafa BR showing the Bonga, Boginda and Gesha Forests (after Million, B & Leykun B. (2001)

Table 3. Study areas priorities

Area Total Area (ha)

BR Zones Altitudinal range (m asl)

Priority

Montane forests 107,393 Core and Candidate

1,500-2,600 high

Wetlands

Floodplain forests

26,832 Candidate and Buffer

900-2,600 high

Bamboo forests ca. 10,000 Core 2,400 – 3,050 high

Participatory forest management (PFM) sites

10,000-15,000 Core Candidate

1,500-2,600 middle to low

The selected study sites can be further divided in areas of particular high ecological importance because of its near-to-intact forest ecosystems and those areas, which are regularly used by human beings, most importantly the PFM sites. These two area types include different habitats, which are further specified below:

(1) Areas of particular ecological importance

1.1 Bamboo forests. This extensive and unique vegetation in the BR occurs at altitudes between 2400 - 3050 m asl and is characterized by bamboo undergrowth either in pure stands or mixed with trees, including Hagenia abyssinica, Myrsine melanophloeos and Hypericum revolutum (Bekele, 2003). A huge and unique patch is located in the woreda Adiyo, at the Eastern part of the reserve.

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1.2 Montane forests are characterized by dense vegetation, a complex understory and distinctive tree layers, where the emergent trees reach about 25 meters. They occur in hilly areas, shaped by depressions, streams and creeks. Along its altitudinal gradient this forest area is divided into two types:

(a) Evergreen montane forest. This vegetation type occurs between an altitude of 1900 to 3 300 m asl and cover 52.1 % of the total area of Kafa BR

(b) Moist evergreen montane forest: The habitat occurs between 1500 and 2600 m asl and covers 26 % of the total area of the Kafa BR. This forest type is of global importance for conservation because of the occurrence of wild Coffea arabica.

Most of the past inventories have been conducted in the moist evergreen montane forests. For the assessment, the following woredas were selected:

- Decha, Tello, Gimbo and Chena in the Bonga forest.

- Gawata in the Boginda forest.

1.3 Wetlands: Based on former NABU projects on wetland restoration and community management, Alemgono and Gojeb wetlands have been selected for the assessment, complemented by the Shoriri wetland. These habitats are complex systems mostly composed by flooded savannahs, forested islands and border zones, which are exposed to inundation of about three months at a water level of 30-60 cm in average.

1.4 Floodplain forests-riverine areas: Among the study sites were also two areas, which are periodically flooded by the Gummi and Gojeb Rivers. These floodplains are temporarily inundated during the rainy season from June to September, but also flash floods occur in these montane rain forest areas. In both cases the inundation period is comparably short (up to 1 month) and the water level oscillates between 30 cm and 1 m.

2) Areas managed by participatory forests management

PFM sites were firstly established in Kafa in 2002. PFM gives particular relevance to the local communities´ knowledge and their key role as forest managers but also involves the state forest departments. To date Kafa has approximately 15.000 hectares of PFM sites distributed mainly across montane forests (see above) of Gawata, Decha and Gimbo woredas, with about 12.000 members (Dresen, 2011). These areas are spread all across the main biosphere zones.

For the assessment three areas were chosen:

1. the Ufa PFM site, which accounts for approx. 1200 hectares and agglomerates 602 members. It is located in Decha woreda and forms a transition to the floodplain area formed by the Gumi River.

2. the Keja-Araba PFM site, with approx, 1470 hectares and 620 members; and

3. the Beta Chega PFM sites, for which no specific information is available

Among the different habitats outlined above, 11 sampling sites in total were selected, which are listed in Table 4. Each area was designated by a specific code for better standardisation and data interpretation. Each working team chose among the sampling sites, which were most suitable and effective for their sampling methods and assessments (further details can be found in the individual taxa reports).

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Table 4. Sampling areas of the biodiversity assessment at Kafa BR

Area Site Code Habitat Alt. Lat. Long.

Bonga Bamboo forests BA Bamboo forests dominated by Arundunaria alpina

2700 07°14'10.8'' 36°28'03.8''

Bonga Komba forests KO Montane forests 1900 07°18'10'' 36°03'50''

Bonga Boka forests BK Montane forests 2500 07°17'51.6'' 36°22'28.1''

Bonga Awurada valley (Gummi River, PFM sites)

AW Montane forests/Riverine vegetation

1550 07°05'18.0'' 36°13'05.9''

Bonga Alem Gono AG Wetland 1700 07°21'27.2'' 36°14'18.1''

Bonga Shoriri SHO Wetland 1630 07°21'34.2'' 36°12'24.4''

Boginda Gojeb wetland GO-wet

Wetland 1600 07°33'13.6'' 36°02'99.4''

Boginda Gojeb river GO-riv

River/floodplain forests 1550 07°37'04.5'' 36°03'10.5''

Boginda Boginda forests BO Montane forests 2100 07°30'01.1'' 36°05'29.8''

Bonga Keja Araba (PFM sites)

KE-AB

Montane forests 1850 07°16'39.8'' 36°10'10.2''

Bonga Beta Chega (PFM sites)

BE-CH

Montane forests 2100 07°17'54.7'' 36°05'46.9''

Bonga KDA Guest House KDA-GH

Urban settlement 1756 07°25'01.5” 36°25'46.1”

In only few cases, some teams also assessed areas outside the selected sampling sites. For example, the team assessing large mammals chose the Wush Wush tea plantation for their samplings and the bats team identified the God´s bridge near Bonga as a suitable area. In addition, the surrounding area of the KDA Guesthouse has been used as a site for the assessment, especially for the insect and bat teams. Figure 10 shows the spatial distribution of each evaluated habitat in the Kafa BR used for sampling sites in the assessment.

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Figure 9. Sampling areas represented based on coding system provided in Table 4. Source: Dresen, 2011

3.2. Data collection and information management

Due to the lack of baseline information and quantitative data of all studied taxa, the data collection and management has been largely based on experts’ experience and opinions. This has partially been complemented with little literature available at Kafa and information about similar neighbouring habitats. In order to standardize ideas and to inform the project objectives, all experts of each evaluated taxa were informed in a meeting in Addis Ababa before the beginning of the fieldwork. In this meeting, the approach of indicator and flagship species and the identification of threats were explained and discussed.

The data collection methods applied in the fieldwork follow standard protocols commonly used for such kind of biodiversity assessments. They combine interviews, observations, transects walking and plots methods with modern tools and devices such as camera traps, call recordings and high-resolution microscopes etc. Most teams worked during the day with the exception of the mammal and bat teams, which conducted nocturnal observations and trapping. Due to the lack of appropriate laboratories in Ethiopia, most of the samples were pre-processed and exported to Germany for specific identification of the species. Each researcher signed a material transfer agreement (MTA), which obligates the compliance with a number of characteristics and requirements for the export of species to another country. While both data collection processes and the data analysis differ between each taxon, the content and structure of the individual reports were standardised for better comparison between the results and comprehensive presentation of the gained information. Thus, a

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basic format for reporting was provided to the authors of each individual taxon. Further information on the sampling methods for each taxon can be found in the individual reports.

Right after the fieldwork, a workshop was carried out in Kafa to reflect on applied methods, preliminary results and suggestions for potential indicator and flagship species. Besides the experts also rangers, field assistants and NABU staff participated in the workshop. For each assessed taxon and the major habitats investigated in the assessment common knowledge generated from the fieldwork was shared and validated among the participants.

During the process of systematization and analysis of the field data, the preliminary determination of species was confirmed, rejected or corrected, supported by literature and (additional) expert knowledge. The analysis on indicator and flagship species is presented in a separate section (see below).

Figure 10. Organizational issues and logistic support.

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Figure 11. Collection of field data and samples by the teams (1). The plant team (above) selecting the plot site (left) and the herborization of the material collected (right). The insect teams using different

catching methods in open areas and close dense forests.

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Figure 12. Collection of field data and samples by the teams (2). The birds team making observation on an open area (above). Recording instruments used by the Bats team (middle) and the Fungi expert identifying in

the headquarters the material collected in the field.

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Figure 13. Collection of field data and samples by the teams (3). The mollusc and amphibian teams collecting on areas influenced by water bodies (above and middle). A record of an antelope “Dik Dik”

(Moloqua kirkii) registered by the camera trap (below, left). A footprint of the Dafassa Waterbuck (Kobus defassa) registered in the Gojeb Wetland.

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3.3. Identification of indicator and flagship species

Given the complexity and lack of information on local biodiversity, it is often difficult to measure and monitor the effects of potential impacts of conservation practices on all species occurring in the area. This problem is particularly relevant at Kafa BR. The definition of indicator species is a cost- and time efficient tool to characterize the state of an ecosystem, as well as to monitor changes in observable biodiversity parameters such as species richness or composition (Urban et al., 2012). The focus on a small set of species can be very helpful as an alternative to comprehensive surveys of fauna and flora (Urban et al., 2012).

Flagship species are symbols of major conservation projects. They are usually large sized, charismatic and well-known species that are used to gain public attention and support (in Kafa, for example, wild coffee and lion). Although, they are commonly used for conservation purposes, they often have limited scientific value for achieving conservation targets. For example, a lack of flagship species in an area does not automatically show a low conservation value, while at the same time, focussing conservation efforts on one (flagship) species alone is rarely successful. However, flagship species can be an effective tool for public relations and for conserving particular sites or areas, where they occur (Groves 2003).

In Kafa, the identification and monitoring of indicator and flagship species should concretise conservation targets and measures. For identifying the right targets and measures it is necessary to interpret the planning region within a broader biogeographic context. Unique or distinct biological features can, for example, be the presence of threatened and endangered species or a high degree of endemism (Groves 2003).

Choosing species or guilds as indicators in the Kafa BR is hampered by the lack of biological information at specific taxa level (e.g. distribution, ecology, inventories). Therefore, the selection of indicator species had to rely mostly on experts’ opinion and could not be derived from systematic or quantitative analysis. It has to be noted that the concept of indicator species needs to be handled with care. It might even result in erroneous generalizations and misleading interpretation of monitoring results with negative implications for the conservation management. For example, frogs are widely regarded as sensitive to habitat change, declines in their populations are often interpreted as an indicator for climate change. However, in most cases, their decline is a result of multiple varying factors at different intensities over time and space. Such driving forces may be accelerated by anthropogenic interventions such as deforestation and not necessarily only by climate change.

Using indicator species in conservation management often assumes that the maintenance and conservation of a suitable habitat (e.g. a forest type) for one identified indicator species would also be beneficial to other taxa with similar requirements. However, this relationship cannot always be drawn (Landres et al., 1988). In the Bolivian Andes, for example, the Andean bear (Tremarctos ornatus) was chosen to be a good indicator species for a high conservation status of the montane cloud forests. Later, this was contradicted by conservationists who could show that the presence of the bear was not correlated with presence or/and abundance of other taxa in the same habitat.

One of the bat´s key habitat requirements is the presence of hollow trees, which are used for nesting and den sites. Due to the fact that the abundance of hollow trees is a factor limiting the bat´s population over large areas of forests, it would be more reasonable to better preserve a certain amount of hollow trees than indicator species to be subject to monitoring. However, the protection of hollow trees may not be relevant for other taxa in the same habitat or they are not dependent on these particular habitats (Lindenmayer et al., 2000). In the case of indicator species for pollution, the behaviour of selected indicator species might even prove the opposite to what it was dedicated to show. In the Australian river systems the bivalve mollusc Velesunio ambiguous was chosen as an indicator for the presence of heavy metals, however, long term research on the same species and river systems have proven that the uptake of heavy metals by V. ambiguous did not reflect the extent of pollution in the surrounding riverine system. Thus, this species was unreliable and unsuitable as an effective indicator species (summarized in Lindenmayer et al., 2000).

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It has been suggest by researchers that the response to disturbances of one member of a guild might precisely predict the responses of other members of that guild. For example, Thiollay (1992) found that of 5 sympatric, closely related and morphologically similar rainforest bird species, the population of each species varied unevenly under influence of selective logging. Thus, the responses to changes of different species within the same guild might not be readily predictable, even though they are closely related morphologically and genetically. There are ecological reasons to believe that not all members of a guild respond in the same way to the same impact such as specific competition strategies and niches arrangements showed by different species (Lindenmayer et al., 2000).

Despite being criticized and a significant amount of evidence on limitations is reported, the selection of indicator species for conservation and monitoring purposes in a poorly investigated habitat is a very important tool to understand and conserve large habitats such as the forest and wetlands in Kafa BR. The identification of indicator species and their major threats is only a first step, monitoring and more quantitative research of each selected taxa are crucial to adjust the conservation plan, confirm the indicators or find more reliable and suitable species or guilds.

As described above, the actual definition of indicator species is far from being trivial and has to follow specific criteria, since selecting “wrong” or inappropriate species can eventually lead to misleading conservation results. The biodiversity assessment applied the following principles for a successful selection process and for avoiding detrimental effects (Landres et al., 1988):

(1) Use indicators only when other assessment options are unavailable,

(2) Clearly state assessment goals,

(3) Major habitats require urgent attention and basic biological information,

(4) Presence of a high heterogeneity of habitats separated by short distances,

(5) Choose indicator species by explicitly defined criteria in accord with assessment goals,

(6) Include all species that fulfil stated selection criteria,

(7) Know the biology of the indicator in detail, and treat the indicator as a formal estimator in conceptual and statistical models,

(8) Identify and define sources of subjectivity when selecting monitoring and interpreting indicator species,

(9) Direct research at developing an overall strategy for monitoring wildlife that accounts for natural variability in population attributes and incorporates concepts from landscape ecology.

Based on these principles, we delineated a common definition for an “appropriate” indicator species for our biodiversity assessment:

An indicator species should be taxonomically well known, easy to identify and occur particularly in a specific habitat. The absence of indicator species in a certain habitat may indicate human-created abiotic conditions and reflect the intensity of a disturbance regime.

Different kinds of species can serve as indicators for the biodiversity of a specific area. Lindenmayer et al. (2000) distinguish two broad groups of indicators of biodiversity:

A) biological or taxon-based indicators, particularly species and guilds

B) structure-based indicators, (spatial) landscape features such as structural complexity, connectivity and heterogeneity.

Nowadays, species are often chosen as indicators if they

(a) reflect structural or functional changes in the ecosystem,

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(b) are sensitive to a particular ecosystem property,

(c) influence other species or taxa, or

(d) are a representative member of a guild (Urban et al., 2012).

The biodiversity assessment exclusively made use of taxon-based indicators taking different meanings and interpretations into account. According to Lindenmayer et al. (2000), taxon-based indicators could constitute:

(1) a species whose presence may indicates the presence of a set of other species and whose absence indicates the lack of that entire set of species;

(2) a keystone species (sensu Terborgh 1986), which is a species whose addition to or loss from an ecosystem leads to major changes in abundance or occurrence of at least one other species;

(3) a species whose presence indicates human-created abiotic conditions such as air or water pollution;

(4) a dominant species that provides much of the biomass or number of individuals in an area;

(5) a species that indicates particular environmental conditions such as certain soil, particular microhabitat or rock type;

(6) a species thought to be sensitive to and therefore to serve as an early warning indicator of environmental changes such as global warming or invasive species; and

(7) a management indicator species, which is a species that reflects the effects of a disturbance regime or the efficacy of efforts to mitigate disturbance effects.

Types 1, 2, and 4 have been proposed as the actual indicators of biological diversity (Lindenmayer et al., 2000). However, due to the lack of long-term information on the studied taxa, we focus our assessment on indicator species showing changes in abiotic conditions and/or changes in ecological processes (types 3, 5, 6 and 7). It has to be noted that with ongoing progress in the monitoring activities in Kafa, also the first types of indicators can be properly assessed.

The selection of flagship species was partly derived from the selected indicator species, which met the above-mentioned characteristics. These and other species, which could serve as flagships, were chosen as a result of in-depth discussion among the experts involved in the assessment.

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4. RESULTS

This section presents the highlights of the taxa assessments and the selection of the indicators and flagship species. A more detailed description of the taxa results can be found in the individual reports, which are published as separate documents.

Overall, the biodiversity assessment detected a high biological diversity of Kafa BR. This is reflected by the high diversity at habitat level and in species per habitat. The identified habitats envisage a high heterogeneity and are located in only short distances from each other. Another outstanding finding is the extremely high rate of endemism. Most of the assessed taxa consist of about 30% of endemic species, which were found in the area despite the relatively short period of fieldwork. The high degree of endemism can be explained by the isolated vast highlands surrounded by dry lowlands as well as the geological and tectonic history (see chapter 2.1). The high diversity at the habitat level and the heterogeneity of landscapes combined with the exceptionally high rate of endemism makes Kafa BR an exceptional area for biodiversity protection.

4.1. Results at taxa level

4.1.1. Vascular plants

Anna Leßmeister, Kifle Kidane, Terefe Woldegebriel, Kitessa Hundera, Debela Hunde & Juan Carlos Montero

For the assessment of vascular plants 30 transects of 1000 m² and 9 plots of 400 m² with a total area of 3.3 ha were inventoried. The team recorded 154 plant species in total, consisting of 114 genera and 61 families. Out of the 154 recorded, 129 species were woody plants, of which 20 were climbers, 39 shrubs and 70 trees. In addition, 25 herbaceous species (18 herbs, 5 grasses, 1 fern) that were dominant in the understory were detected.

Highlights

For the first time, this assessment assembled robust quantitative data of the vegetation in the bamboo forest of Kafa, as well as of the wetlands and the riverine forest patches.

154 vascular plant species were recorded.

7 endemic species were recorded: Aframomum corrorima, Bothrocline schimperi, Clematis longicaudata, Erythrina brucei, Millettia ferruginea, Tiliacora troupinii, Vepris dainellii

16 species are endangered or threatened: Bothrocline schimperi (LC), Dracaena afromontana (LC), Erythrina brucei (LC), Ficus ovata (LC), Millettia ferruginea (LC), Parochaetus communis (LC), Phaulopsis imbricata (LC), Vepris dainellii (LC), Canthium oligocarpum (NT), Coffea arabica (VU), Maytenus arbutifolia (VU), Ocotea kenyensis (VU), Pavetta abyssinica (VU), Prunus africana (VU), Tiliacora troupinii (VU), Cyathea manniana (NT)

The montane forests have a higher species diversity than the bamboo forest and the wetlands. The latter, however, present high heterogeneity of habitats, thus increasing the overall biological diversity.

Floodplain forests and wetlands feature a higher diversity of plant species than montane Participatory Forest Management (PFM) sites. Therefore establishing core zones in the wetlands/floodplain forests would be advisable. Moreover, more research is needed in this still poorly investigated habitat to extend species lists and investigate potential threats.

Natural montane forests show higher species diversity than PFM montane forests, as well as being home to considerably more species with high Importance Value Index (IVI) compared to the PFM sites. PFM techniques seem to decrease the natural regeneration of trees, thus resulting in a low species turnover rate.

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Coffea arabica, Phoenix reclinata and Dracaena afromontana may be considered as flagship species.

Cyathea manniana, Dracaena afromontana and Hippocratea africana are indicator species for primary montane forest susceptible to disturbances.

Pavetta abyssinica and Phoenix reclinata are indicator species for floodplain forest and wetland forest patches.

There is an urgent need to further investigate other areas, which were not included in this assessment. For example, the Western part of the reserve (Gesha and Byta areas) consisting of complex patches of highland wetlands surely differs from the studied wetlands both structurally and compositionally. Here the potential to discover new species to science is very high.

Similarly, a big area of montane forest in the extreme Northwest (Saylem), which is well conserved, is definitely worth of detailed floristic studies. At the opposite side of the area, Northeast from Bonga (Adiyo), the alpine vegetation also lacks quantitative studies.

Given the high functional importance of wetlands in Kafa, a typology considering functions, processes, biochemistry and composition is fundamental to further investigate this habitat. Some wetlands could be even proposed as Ramsar sites once more information is available.

Due to the lower diversity of montane PFM sites compared to the surrounding natural montane forests, the dynamic of the vegetation (composition, diversity and ecology) should be further investigated at time and spatial scale.

Figure 14. Sampling sites of the plant team at Kafa Biosphere Reserve.

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4.1.2. Birds

Wolfgang Beisenherz, Bernhard Walter, Torsten Ryslavy & Yillma Dellelegn Abebe

Highlights

178 species were recorded.

25 species are restricted to the Afrotropical Highland Biome.

2 species are restricted to the Somali-massai Biome.

3 species are endemic (Abyssinian Longclaw, Abyssinian Catbird, and Yellow-fronted Parrot).

7 species are near-endemic (Wattled Ibis, Rouget’s Rail, Black-winged Lovebird, White-cheeked Turaco, Banded Barbet, Abyssinian Slaty Flycatcher, Thick-billed Raven). Thus, the Kafa Biosphere Reserve is characterized by a high endemism of birds.

8 species are endangered or threatened.

A successful brood of the endangered Wattle Crane could be found in Alem Gono wetland.

The diversity of bird species in different broad-leafed-forests seems to be similar.

The bamboo forests seems to be home of few bird species. There are no bird species that are specifically adapted to this habitat.

The African Crowned Eagle, Wattle Crane and Black-crowned Crane may be considered as flagship species.

The African Crowned Eagle, the White-cheeked Turaco and the Sharpe’s Starling could be good indicators of the conservation status of the forests, the Black-crowned Crane, the Abyssinian Longclaw and the Rouget’s Rail for the conservation status of wetlands and the Finfoot and the Half-collared Kingfisher for rivers. These species should be monitored regularly.

Figure 15. Sampling sites of the bird team at Kafa Biosphere Reserve

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4.1.3. Beetles with notes on other insects

Matthias Schöller, contribution on butterflies by Daniel Wiersborski

Highlights

For the first time a comprehensive assessment of beetles at Kafa Biosphere Reserve has been conducted and reported, covering a wide range of habitats and altitudinal gradients.

The various sampling and trapping methods applied in the assessment proved to be effective.

400 beetle species belonging to 79 families/subfamilies were recorded, almost every major beetle family occurred in the sample sites

Within 10 sampling days and despite collecting during an unfavourable season, 164 Staphilinidae species were recorded, out of approx. 530 known for Ethiopia (30%)

Several species are new to science, e.g. in the genus Tachinoplesius. To date material determinations indicates that 35 species are new to science; however, this number could increase as far determinations are completed.

In the bamboo forests, Phytotelmata, yet unknown for Ethiopia, were discovered, hidden in freshwater habitats.

Wetland habitats like the Shoriri wetlands are in good condition, more research in these areas is needed.

Species diversity in PFM forest sites benefits when the moisture in the ground layer is kept by e.g. presence of large trees or microstructures like climbing plants, tree holes, or diversity in shrubs and herbs.

Leaf beetles in the genus Altica could be good indicators for the status of conservation of the wetlands.

Figure 16. Sampling sites of the insect (beetles) team at Kafa Biosphere Reserve

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4.1.4. Dragonflies and damselflies (Odonata)

Viola Clausnitzer

Highlights

A total of 33 dragonfly species from 7 families were recorded. This is 31% of Ethiopia's dragonfly fauna and 65% of the recorded dragonfly fauna from the Kafa Biosphere Reserve (51 dragonfly species from 9 families).

3 of the recorded species are new to Ethiopia: Aciagrion gracile, Tetrathemis polleni, Phyllomacromia spec.

12 species were recorded the first time for the Kafa Biosphere Reserve, including the endemic and endangered Notogomphus ruppeli.

8 of the recorded species are endemic to the Ethiopian highlands: Pseudagrion guichardi, P. kaffinum, Notogomphus cottarellii, N. ruppeli, Atoconeura aethiopica, Orthetrum kristenseni, Palpopleure jucunda radiate, Trithemis ellenbeckii.

Only the montane and submontane forest streams are home to the endemic species.

5 species are threatened according to the global IUCN Red List of Threatened Species (3 VU, 2 EN), all of them endemic to Ethiopia.

The lower areas (wetlands) have a higher diversity, but no endemic species.

The Ethiopian Highlander (Atoconeura aethiopica), the Ethiopian Sprite (Pseudagrion guichardi) and the Kaffa Sprite (Pseudagrion kaffinum) may be considered as flagship species.

The montane forest gomphids Cottarelli's Longleg (Notogomphus cottarellii) and Rüpell's Longleg (Notogomphus ruppeli) could be good indicators for the status of conservation of the forests, as well as the above mentioned flagship species.

Figure 17. Sampling sites of the insect team (Odonata) at Kafa Biosphere Reserve

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4.1.5. Flower visiting insects

Hans-Joachim Flügel

Highlights

An assessment focusing on flower ecology was conducted for the first time in the Kafa Biosphere Reserve.

Approximately 300 species were recorded, of which about 50% can be determined up to species level.

Since there is no identification literature or reference collections for Ethiopia for most recognized groups, only few species could be determined. Hence a detailed statement on species composition and possible highlights is not possible yet.

The Kafa BR seems to be home to endemic insect species, but more studies are needed to confirm this. Most of the endemic species are likely to occur in the montane rainforest.

Thirteen species of the fly-family Diopsidae were found, of which all are new to science.

It is still unknown which species of insects are the original pollinators of the coffee tree. This should be investigated in the natural habitat of Coffea arabica by selecting wild coffee stands and comparing these to anthropogenic habitats such as the Participatory Forest Management (PFM) sites.

It is feasible to increase the production of coffee beans in the plantations (and PFM sites) by introducing the original pollinators. Therefore, the knowledge of the original pollinators is essential to enhance the productivity of these important habitats.

Figure 18. Sampling sites of the insect (flower-visiting insects) team at Kafa Biosphere Reserve

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4.1.6. Medium and large mammals

Hans Bauer

Highlights

25 species were recorded, for example Leopard (Panthera pardus), Clawless otter (Aonyx capensis), Olive Baboon (Papio Anubis) and Common Genet (Genetta qenetta)

The presence of the endangered wild dog (Lycaon pictus) could not be confirmed, it is possible that the species is locally extinct.

The presence of lion (Panthera leo) was confirmed, which may be considered as flagship species.

Larger mammals are not useful as indicators of the status of conservation of the forests, because of their very low densities.

Camera trapping revealed very low capture rates, which would indicate abnormally low mammal density, this needs to be confirmed and further investigated.

Figure 19. Sampling sites of the mammal (medium and large mammals) team at Kafa Biosphere Reserve

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4.1.7. Primate community composition

Andrea Schell & Karina Schell

Highlights

This is the first broad assessment to determine the primate species composition of the Kafa Biosphere Reserve conducted in a diverse set of habitats such as bamboo and montane forests or wetlands covering an altitudinal gradient from 1400m asl to 2700m asl.

The Kafa BR is possibly home to 6 primate species of 5 different genera. We recorded all of them:

o Olive Baboon (Papio anubis) o Guereza (Colobus guereza guereza) o Grivet Monkey (Chlorocebus aethiops aethiops) o Ethiopia lesser Galago (Galago senegalensis dunni) o De Brazza's Monkey (Cercopithecus neglectus) o Boutourlini's Blue Monkey (Cercopithecus mitis boutourlinii)

We can confirm the presence of 1 vulnerable primate species endemic to the western side of the Ethiopian rift Valley: The Boutourlini’s Blue Monkey (Cercopithecus mitis boutourlinii).

The Boutourlini’s Blue Monkey, just like the De Brazza’s Monkey, is a forest-dwelling monkey that avoids colonizing disturbed forest patches. These two primate species will hugely profit from the biosphere reserve and the permanent establishment of extended core areas and buffer zones.

We present the first proof of the Ethiopia Lesser Galago (Galago senegalensis dunni) for the Kafa Biosphere Reserve; exact location: Sheaka Wild Coffee Forest, a PFM site, in the Awurada Valley. We further also provide the first loud-call recording, crucial for subspecies determination.

We support the current choice of the Guereza as flagship species for the Kafa BR as it is a very common, easy to recognize and a widely appreciated primate species.

All primate species mentioned hereafter are known as demanding species when it comes to habitat integrity and moderate agriculture and/or forestry. We therefore strongly recommend the following primate species to be treated as indicators for the intactness and diversity of a habitat, as well as for an environmentally sound agricultural and/or forest management system:

o Intact and divers forest ecosystem: Boutourlini’s Blue Monkey, De Brazza’s Monkey, Ethiopian Lesser Galago

o Environmentally sound (forest) farming: Guereza, Ethiopian Lesser Galago

Olive Baboons and Grivet Monkeys are usually perceived as crop raiders, often causing conflicts with small scale farmers. This bad reputation is confirmed by a variety of locals of the Kafa BR, thus holding potential for participatory learning and action (PLA) based workshops on human-wildlife conflict management. Activities should be particularly directed at farmers that are reliant on plant cultivation.

Along an altitudinal gradient we found Olive baboons, Guerezas and Grivet Monkeys in a broader altitudinal range than Boutourlini’s Blue Monkeys, Ethiopia lesser Galagos and De Brazza’s Monkeys.

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Figure 20. Sampling sites of the primates team at Kafa Biosphere Reserve

4.1.8. Small and medium sized mammals (Soricomorpha, Lagomorpha, Rodentia, Procavidae)

Holger Meinig, Meheretu Yonas & Nicole Hermes

Highlights

The African pigmy mouse (Mus (Nannomys) mahomet), the Ethiopian hare (Lepus cf. fagani) and the Ethiopian meadow rat (Stenocephalemys albipes) are endemic to Ethiopia (the latter also occurs in neighbouring Eritrea).

The forms of the East African root rat (Tachyoryctes splendens s.l.), Brush furred mouse (Lophuromys flavopunctatus s.l.), African Marsh rat (Dasymys cf. incomtus) and Ethiopian Vlei rat (Otomys cf. typus) encountered in this study could be endemic to Ethiopia, but this needs to be corroborated by genetic studies.

The observed form of the Gambian sun squirrel (Heliosciurus gambianus cf. kaffensis) could also be an endemic subspecies or even species.

On the basis of the current study it is not possible to judge if a certain species is threatened or not.

The wetlands surrounding the Gojeb river and adjacent habitats seem to be more species diverse than the other plots studied.

The African clawless otter (Aonyx capensis) may be considered a flagship species. The species could be a good indicator for the status of conservation of rivers and other natural / semi natural water bodies.

Small mammals are sensitive to overgrazing and pollution from insecticides and herbicides as well as to intensification of agriculture in general. Regulations concerning future human land use should be implemented and controlled in order to protect their natural environment.

Sewages, especially for villages in the wetlands and near streams, should be constructed and maintained, to prevent habitats from pollution from different sources.

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Figure 21. Sampling sites of the mammal (small and medium sized mammals) team at Kafa Biosphere Reserve

4.1.9. Fruit-bats and bats

Ingrid Kaipf, Hartmut Rudolphi & Holger Meinig

Highlights

This is first time a systematic bat assessment has been conducted in the Kafa Biosphere Reserve

We recorded four fruit-bat species, one of which is new for the Kafa region but not for Ethiopia

We recorded 29 bat species by capture or sound records in our study, five bat species are new for the Kafa region but occur in other parts of Ethiopia

We recorded calls of a new species of the Horseshoe bat Family for Ethiopia by echolocation, this data has to be confirmed by capture because there is a chance it could be a species of Rhinolophus new to science.

We suggest two flagship species, the Long-haired Rousette for the bamboo forest and the Hammer-headed fruit Bat for AW Gummi-River.

The bamboo forests had the most bat activity in the night, but the Gojeb Wetland had the highest total of species richness because of highly diverse habitats.

All caves in the entire Kafa-area should be protected as bat roosts

It will be necessary to develop an old tree management concept for the Biosphere Reserve to protect and increase tree roosts for bats

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Figure 22. Sampling sites of the bats team at Kafa Biosphere Reserve

4.1.10. Fungi

Andreas Gminder

Highlights

This is the first time a mycological survey has been conducted in the Kafa area

Nearly 400 species of fungi were recorded, but most of them were determined as morpho-species or could only be determined to genus level

At least 30 species are new to Ethiopia, but this number may increase to more than 100 when all collections are determined

At least three species are already known to be new to science (Ascocoryne kafai ined., Cerinomyces bambusicola ined., Sarcoscypha spec. nov. ined.), but this number will most likely increase at least in some genera of the Agaricales (Cystolepiota, Entoloma, Psathyrella) and Xylariales (Hypoxylon s. l.)

Two species are probably endemic to Ethiopia (Cerinomyces bambusicola ined., Sarcoscypha spec. nov. ined.)

Many of the species are endangered by biotope loss, as they are believed to be confined to natural montane rain forests. The exact number cannot be estimated due to lack of comparative data

The bamboo forests seems to be home to several endemic species, but more studies are needed to confirm this

The most species diverse biotope seem to be the montane forests (coffee forests) at 1700 to 2000 meters, compared to the wetlands and bamboo forests

The yet undescribed Sarcoscypha species could be a good indicator species for the status of natural montane cloud-forests, Cerinomyces bambusicola ined. could serve as an indicator species for habitat quality in the bamboo forests, and Dentipellis fragilis is an indicator for undisturbed forests in general

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Figure 23. Sampling sites of the fungi team at Kafa Biosphere Reserve

4.1.11. Herpetofauna (Amphibia, Reptilia)

Tom Kirschey

Highlights

Wetland sites especially inside or near by the natural forest show the highest diversity, lowest diversity is in Bamboo forest; endemic species are exclusively bound to forest habitats (canopy)

Arboreal habitats and running waters require more research

A total of 17 amphibian species from 3 families were recorded (Annex 1)

A total of 5 squamate reptile species (2 Sauria, 3 Serpentes) from 4 families were recorded (Annex 1)

1 species of Hyperoliidae (genus Leptopelis) is probably new to science

8 species of amphibians and 2 species of reptiles were recorded the first time for the Kafa Biosphere Reserve (Amphibia: Leptopelis ragazzii, Leptopelis sp., Hyperolius kivuensis, Phrynobatrachus inexpectatus, Ptychadena schillukorum, P. erlangeri, P. mascareniensis, Xenopus clivii, Reptilia: Trachylepis wingatii, Megatyphlops brevis)

6 (maybe 7) of the recorded amphibian species are endemic to the Ethiopian highlands (Leptopelis ragazzii, L. vannutellii, L. spec., Afrixalus clarkeorum, A. enseticola, Phrynobatrachus inexpectatus, Ptychadena erlangeri); 1 of the recorded reptile species is an endemic to the Southwestern Ethiopian highlands (Pseudoboodon boehmei)

3 species are threatened according to the updated global IUCN Red List of Threatened Species (2 VU, 1 EN), all of them endemic to Ethiopia (Leptopelis ragazzii, Afrixalus clarkeorum, A. enseticola), another species (Leptopelis vannutellii) previously was listed as VU, but now is only LC

From the amphibians Beccari’s Giant Frog (Conraua beccarii), Largen’s Dwarf Puddle Frog (Phrynobatrachus inexpectatus) and Clarke’s Banana Frog (Afrixalus clarkeorum) may be considered as flagship species

This report includes a first picture of the tadpole mouthpart of the highly rheophilous Beccari’s giant frog (Conraua beccarii), which is undescribed until present

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Figure 24. Sampling sites of the herpetofauna team at Kafa Biosphere Reserve

4.1.12. Molluscs

Thies Geertz

Highlights

As far as the author is aware, this is the first systematic assessment of terrestrial molluscs in a rainforest in Ethiopia, if not in the whole of Ethiopia

A total of 32 species of terrestrial molluscs were recorded

Knowledge on the ecology and conservation status of Ethiopian land snails is very poor at present-further research is required to complete the check-list of land snails of the Kafa Biosphere Reserve

None of the recorded species has been assessed by the IUCN Red List

Boginda Forest in the core zone was the most species-rich forest, with 16 recorded snail species

Freshwater molluscan diversity is very poor in the Kafa Biosphere Reserve – only 9 species were recorded in rivers, streams and ponds

One pea clam (Pisidium sp.) was discovered that is most probably new to science

Freshwater gastropods are absent from almost all investigated ponds and streams, despite seemingly good habitat conditions

Reasons may include biogeographic factors or chemical water parameters and require further research

Freshwater mussels (Unionoida) are proposed as a good indicator group for the ecosystem health of streams and rivers

The carnivorous Streptaxidae are a good potential indicator group for the ecological integrity of rainforests – further research in this field is required

Molluscs face an unprecedented rate of extinction – 83 % of East African land snails are restricted to the endangered rainforests – further research and conservation measures to curb deforestation are urgently required if these species are to survive

Future research should focus on identifying forest endemics in the Kafa Biosphere Reserve, as these are potentially good indicator species and especially prone to extirpation

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Figure 25. Sampling sites of the molluscs team at Kafa Biosphere Reserve

4.2. Results of the indicator and flagship species

This section summarizes the main results of the indicator and flagship species and the threat analysis conducted for each assessed species. A complete description of the species selected, methods used, results and interpretations is presented in the individual taxa reports. In total 29 indicator species and 16 flagship species have been identified and assessed for their main threats based on experts’ knowledge. In order to enable a spatial interpretation of the results, the indicator species have been separated in three major habitat types, namely forest, wetlands and river areas. Many indicator species occur in more than one habitat type. Thirteen indicator species are also proposed as flagship species (see Table 5 and Table 6).

4.2.1. Selection of indicator species

For forested areas at Kafa BR (montane, bamboo and floodplain forests), 16 indicator species have been identified: five trees, four insects, three birds, two bat and two fungi species.

The tree fern (Cyathea manniana), a giant fern forming very conspicuous patches in the dense forests, exclusively occurs in the montane forests, which qualifies it as an indicator species for this habitat. Similarly, the wild date palm (Phoenix reclinata) and the dragon tree (Dracaena afromontana) occur in the depressions mostly bordering water bodies in dense montane and hilly dense forests, respectively. Along the floodplain forests, the endemic species Pavetta abyssinica is characteristic.

The 4 selected insect species belong to the odonata group “dragonflies”. All of them are endemic to the Ethiopian highlands. They are mostly present along freshwater bodies such as streams and small creeks in the montane forests. Ethiopia's endemic dragonflies are relatively tolerant to habitat disturbances but they would disappear nevertheless, if the loss of their habitats due to water pollution, water extraction and large-scale reforestation with eucalyptus is ongoing. Thus, the montane forest gomphids Cottarelli's Longleg (Notogomphus cottarellii) and Ruepell's Longleg

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(Notogomphus ruppeli) are particularly mentioned to be good indicators for the conservation status of the forests.

Of the nine bird species in total, three have been selected as indicators for the forest areas. It is the African Crowned Eagle (Stephanoaetus coronatus), which occurs along floodplains and in the montane forests, the White-cheeked Turaco (Tauraco leucotis) and the Sharpe’s Starling (Pholia sharpii). To date, these species are common and not threatened in Ethiopia, but they strongly depend on the existence of intact (montane) forests. The White-cheeked Turaco is near endemic, the Sharpe’s Starling is restricted to the canopy of high montane forests and thus not common throughout Africa. A decline of these currently common species would show a particular threat to their habitat.

Two bat and fungi species have been selected as indicators for forest areas. Of particular interest is the fruit bat Long-haired Rousette (Rousettus lanosus), which mostly occurs in the bamboo montane forests and in border zones. This species is very rare in lowlands and it is restricted to East Africa with only few records and observations in Ethiopia´s neighbouring countries. The Hammer-headed fruit bat (Hypsignathus monstrosus) is the largest African fruit bat, common in Central and West Africa, but rare in Ethiopia. It occurs along riverside areas or floodplain forests and is less present in montane forests.

Table 5. List of indicator species

Habitat type Taxon Scientific name English name Order

Wetland Insect Altica sp. Not known Coleoptera

River Insect Pseudagrion guichardi Ethiopian Sprite

Odonata

Wetland/ River

Insect Orthetrum kristenseni Ethiopian Skimmer

Odonata

River Insect Notogomphus ruppeli Rüppel's Longleg

Odonata

River Insect Atoconeura aethiopica Ethiopian Highlander

Odonata

River Insect Notogomphus cottarellii Cottarelli's Longleg

Odonata

Montane

Forest Fungi Sarcoscypha spec. nov. Red cup fungus No Known

Bamboo

Forest Fungi

Cerinomyces bambusicola spec. nov. ined.

Not known Dacrymycetales

Wetland/ Floodplain forests

Bat Hypsignathus monstrosus Hammer-headed Fruit Bat

Hypsignathus

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Bamboo forests and border zones

Bat Rousettus lanosus Long-haired Rousette

Rousettus

Wetland Bird Bugeranus carunculatus Wattled Crane Gruiformes

Wetland Bird Balearica pavonia Black Crowned Crane

Gruiformes

Wetland Bird Rougetius rougetii Rouget's Rail Gruiformes

Wetland Bird Macronyx flavicollis Abyssinian Longclaw

Passeriformes

River Bird Alcedo torquata Half-collaerd Kingfisher

Coraciiformes

River Bird Podica senegalensis African Finfoot Gruiformes

Montane

Forest Bird Stephanoaetus coronatus

African Crowned Eagle

Falconiformes

Montane

Forest Bird Tauraco leucotis

White-cheeked Turaco

Cuculiformes

Montane

Forest Bird Pholia sharpii

Sharpe's Starling

Passeriformes

River Molluscs Mutela rostrata Not known Unionoida

Montane

Forest Plant Cyathea manniana Giant tree fern Cyatheales

Floodplain

Forest Plant Pavetta abyssinica Not known Gentianales

Montane

Forest Plant Phoenix reclinata Wild date palm Arecales

Montane

Forest Plant Dracaena afromontana Dragon tree Liliales

Forest Plant Hippocratea africana Giant liana Celastrales

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Wetland/ River/ Forest

Amphibia Afrixalus clarkeorum Clarke's Banana Frog

Anura

River/ Forest Amphibia Leptopelis vannutellii Dime Forest Treefrog

Anura

Wetland/ River/ Forest

Amphibia Leptopelis ragazzii Shoa Forest Treefrog

Anura

Montane

Forest Primates Colobus guereza guereza

Mantled guereza

Primates

The proposed fungi species are new records to science. The Cerinomyces bambusicola spec. nov. ined is a saprophytic resupinate phleboid fungus attached to wood and growing in spots. This fungus species is restricted to East African montane forests. According to available information about Kafa, it only occurs in bamboo forests. The other selected species is Sarcoscypha spec. nov., which is a conspicuous red cup fungus growing saprotrophic mostly on fallen twigs of broad leaved trees on the ground. It mostly occurs in montane forests and/or adjacent close forest habitats such as the PFM sites.

For the wetlands and river areas, six bird species were proposed as indicators. For wetlands it is the Wattled Crane (Bugeranus carunculatus), the Black Crowned Crane (Balearica pavonia), the Rouget´s rail (Rougetius rougetii) and the Abyssinian Longclaw (Macronyx flavicollis), for river areas the Half-Collaerd Kingfisher (Alcedo torquata) and the African Finfoot (Podica senegalensis). All mentioned species exclusively occur along wetlands, floodplains and riverine areas, most of them are large and easy to recognize in the field.

Three frog species were chosen as indicators for wetlands, river and forests areas. The Shoa Forest Tree frog (Leptopelis ragazzii) is a relative large tree frog endemic to montane areas of Ethiopia and lives in wetlands, river and forested areas influenced by water bodies. The Dime Forest Tree frog (Leptopelis vannutellii) mostly occurs on trees along floodplain forests and/or forested areas near water bodies. This large tree frog is endemic to the Ethiopian highlands. It needs clear forest streams, but is less sensitive than L. ragazzii to slight habitat disturbances. The Clarke's Banana Frog (Afrixalus clarkeorum) lives in different habitats ranging from floodplain forests, river areas and wetlands but it is also present in human induced habitats such as crop fields and PFM sites. The aquatic (larvae) and terrestrial (adult) life forms can be detected in axilla of false banana trees. However, the species is restricted to the Ethiopian highlands.

The mollusc Mutela rostrata has been selected as an indicator for river areas. This species is a pan-African, sediment-dwelling, filter-feeding freshwater mussel of up to 100 mm in shell size. Its larvae (Glochidia) parasitizes on the gills of freshwater fish (exact species is not known). In Ethiopia it is only known for the lower Omo river basin.

4.2.2. Selection of flagship species

In addition to the mantled Guereza (Colobus guereza guereza) and the coffee tree (Coffea arabica), which have already been used as flagship species, 16 additional flagship species were identified for the Kafa BR (Table 6). They include 4 insect species (Odonata group), 4 bird, 3 frog, 3 mammal (including primates) and 2 tree species.

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Four the dragonflies (Odonata), the Ethiopian Highlander (Atoconeura aethiopica), the Ethiopian Sprite (Pseudagrion guichardi), the Kaffa Sprite (Pseudagrion kaffinum) and the Ethiopian Skimmer (Orthetrum kristenseni) were chosen as flagship species. All of them mostly occur along wetlands, riverine areas and floodplain forests and to a lesser extent in adjacent areas such as PFM sites or secondary forests.

The Wattled Crane (Bugeranus carunculatus) and the Black Crowned Crane (Balearica pavonia) are bird flagships for the wetlands. Both are characteristic for wetlands, large, attractive and easy to recognize. Wattled Cranes are particularly rare in Ethiopia with no contact to other populations of the species in Southern Africa. The African Crowned Eagle (Stephanoaetus coronatus) is a conspicuous bird species mostly present in forested montane areas. It is not restricted to Ethiopia, but also occurs in other Afromontane areas. The species can easily be distinguished by its call and observed when flying over forests.

The three frog species include the Shoa Forest Tree frog (Leptopelis ragazzii), the Dime Forest Tree frog (Leptopelis vannutellii) and the Clarke's Banana Frog (Afrixalus clarkeorum). They occur in wetlands, along rivers and in forest areas and are endemic to the Ethiopian highlands.

For mammals, the African clawless otter (Aonyx capensis) was chosen as a flagship species. Due to their attractive appearance, otters are very popular in Europe and the United States and serve as an attraction to visitors in wetland and river areas. Otters were regularly observed in the Gojeb river. They are sensitive to water pollution and the destruction of dense vegetation structures on the banks of rivers and ponds, so they could potentially be good indicators for a high environmental status.

Table 6. List of flagship species

Habitat type Taxon Scientific name English name Order

Wetland/

River Insect Pseudagrion kaffinum Kaffa Sprite Odonata

Wetland/

River Insect Orthetrum kristenseni Ethiopian Skimmer Odonata

River Insect Pseudagrion guichardi Ethiopian Sprite Odonata

River Insect Atoconeura aethiopica Ethiopian Highlander Odonata

Wetland Bird Bugeranus carunculatus Wattled Crane Gruiformes

Wetland Bird Balearica pavonina Black Crowned Crane Gruiformes

Montane

forests Bird Stephanoaetus coronatus African Crowned Eagle Falconiformes

Montane

forests Bird Tauraco leucotis White-cheeked Turaco Cuculiformes

Montane

forests Mammal Panthera leo

Montane forest

Lion Mammalia

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River Mammal Aonyx capensis African clawless otter Carnivora

Montane

forest Plant Phoenix reclinata Wild date palm Arecales

Montane

forest Plant Dracaena afromontana Dragon tree Liliales

Wetland/ River / Forest

Amphibia Afrixalus clarkeorum Clarke's Banana Frog Anura

River / Forest Amphibia Leptopelis vannutellii Dime Forest Treefrog Anura

Wetland/ River / Forest

Amphibia Leptopelis ragazzii Shoa Forest Treefrog Anura

Montane

forests Primates Colobus guereza guereza Mantled guereza Primates

The observations and recordings during the assessment confirmed the presence of the Lion (Panthera leo). The mammal experts recorded new evidence such as footprints in areas previously not known for the appearance of the Lion, thus helping to understand its spatial distribution in the area. Future ecological and molecular studies may determine whether the lion is the same as the savannah lion. In any case, the lion as a flagship species for dense montane forests is a particular highlight for Kafa, which deserves special attention.

The two tree species selected for flagships only occur in montane dense forests. The wild date palm (Phoenix reclinata) is an elegant and unique palm, which forms several patches in dense forests. It is widely domesticated, but its growth behaviour and presence in nature show a slightly different form, which is very attractive to visitors. Due to its unique physiognomy and spectacular shape, the Afromontane dragon tree (Dracaena afromontana) is also an ideal flagship species, which can be easily observed in the montane forests.

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5. CONCLUSIONS ON FUTURE BIODIVERSITY MONITORING AND CONSERVATION MEASURES

The biodiversity assessment presented in this report created the basis for an effective biodiversity monitoring in the Kafa BR. The selection of 29 indicator species and 16 flagship species will facilitate a targeted analysis of major threats for species and their habitats due to human impacts. Once the key drivers and threats for habitat shrinkage and species deterioration in the Kafa BR are known, conservation measures can be (re-)directed in order protect the biodiversity of Kafa BR more efficiently. Some preliminary recommendations for the design of the biodiversity monitoring are outlined in this chapter as well as suggestions for some practical action in conservation.

Monitoring of indicator species

Monitoring should deliver information on the state of each of the indicator species' abundance in the Kafa BR. Different methods need to be applied to different groups of species.

For the plants species (mainly Cyathea manniana, Pavetta abyssinica, Phoenix reclinata Dracaena afromontana, Hippocratea africana), monitoring can rely on observations of locals and rangers of the BR, since all of them are well known and easy to identify (see e.g. Danielsen et al., 2000). We suggest the development of monitoring questionnaires for regular interviews (e.g. twice a year). The questionnaires should be filled out by rangers and be used for interviews with locals who regularly access the relevant areas. For each species, changes in its abundance and the presumed reasons should be interrogated. Similar methods could be applied to mammals and birds species that were selected as indicators and are locally well known. Seasonal variations of a species' visibility need to be taken into account, e.g. regarding acoustic monitoring of bird species.

Unlike regular monitoring, which is suitable for plants, species and mammals, monitoring of insects, amphibia and funghi can probably only be conducted occasionally when the respective experts visit the BR. It will be challenging to obtain robust data on abundance over time by direct monitoring.

Site monitoring

Monitoring can also be done through regular site visits and assessments by rangers especially to those sites, which have been part of the investigation in the biodiversity assessment. Rangers can make use of the same site reporting forms that have been designed for the assessment in order to ensure the comparability with earlier visits. Additional sites may be identified and involved in the comparative assessment over longer periods. Site monitoring focuses on a broader range of species and threats and may therefore deliver more integrated information, complementing the information collected in the assessment so far.

Indication of major threats and their monitoring

As a first step, major threats, especially for indicator species and their habitats were discussed among the participants of assessment. In combination of existing knowledge and information on threats, some preliminary indications on threats can be presented here.

For forest species, the most obvious threats are deforestation, habitat fragmentation and forest/habitat degradation. Deforestation and habitat fragmentation are often monitored by remote sensing techniques. Rough information on changes in canopy may also be obtained from e.g. Global Forest Watch (GFW), however, for accurate monitoring own analyses based on satellite imagery might be necessary. Degradation is more difficult to monitor. Remote sensing is generally not able to deliver the required accuracy of data regarding canopy. It may however be helpful to detect small

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paths that may be established for hunting or selective logging. An alternative to remote sensing may be the development of a system based on the causes of degradation, such as fire, use of timber/fuelwood of coffee planting in natural forests.

For wetlands and river species, the main threats are supposed to be drainage activities, agricultural run-offs and fertilizer as well as domestic and urban waste. Direct monitoring of these threats could involve regular measuring of water levels in wetlands/rivers and chemical analyses of water quality at critical sites. Such analyses may be part of the site monitoring (see above). Critical sites can be identified through interviews with locals conducted by rangers, asking e.g. for patterns in fertilizer usage. Other activities potentially leading to threats for specific species such harvesting of fuelwood or hunting should be included in regular monitoring efforts. A general analysis of the most relevant demands in natural resources such as timber extraction of slash and burn agriculture could also be useful.

Conservation measures

Basic protection of habitats is already established in the Kafa BR through the definition of zones with different restrictions and the corresponding control mechanisms such as patrolling etc. However, these measures are not necessarily effective, particularly outside the core zone. Conservation can therefore also be achieved by directly tackling critical threats and, more specifically, the uses of natural resources that are related to these threats.

Deforestation and fragmentation may be reduced by restricting the expansion of agriculture in forested areas and, at the same time, increasing the sustainability of existing agricultural land uses, for example by promoting agro-forestry with coffee as the main product. But also improvement of cultivation techniques for annual products such as corn may help to reduce the need for further expansion.

Degradation is mainly caused by the extraction of fuelwood and timber. Efficient cooking stoves such as Mirt stoves help to reduce the demand for fuelwood. Further promotion of PFM sites and related capacity building provide sustainable supply of both timber and fuelwood. Awareness raising on possible alternatives tree species for fuelwood and timber not stemming from primary forests may also reduce the pressure on those forests. Water-related threats may be targeted by technical support for irrigation systems, wastewater treatment and management of fertilizers.

In order to be successful, all these measures need to be planned and implemented by the local communities. Therefore, a common understanding and agreement about the major threats to biodiversity among the inhabitants of the area is crucial. This can be achieved in participatory events for joint planning of conservation and sustainable livelihoods.

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Bekele, T., 2003. The potential of Bonga forest for certification: A Case Study. National Stakeholders Workshop on Forest Certification: Organized by Institute of Biodiversity Conservation and Research (IBCR), FARM Africa and SOS Sahel.

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