Responsible Investing Exclusion List
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Responsible Investing Exclusion List Aegon Nederland N.V. January 1, 2020
Transcript of Responsible Investing Exclusion List
Responsible Investing
Exclusion List
Aegon Nederland N.V.
January 1, 2020
RI Exclusion List Aegon NL
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Reading guide
This document is part of a framework of documents that collectively form the Responsible
Investing Policy of Aegon Netherlands N.V.
The following table provides an overview of the different documents that are part of our
Responsible Investing Policy.
Link to document Document name Description
EN | NL
Responsible Investing
Policy Principles
This document is the overarching
document which describes our approach
to responsible investing and outlines the
different tools within our responsible
investing framework.
EN | NL
Responsible Investing
Topics
This document provides detailed
information on how the different tools
within our responsible investing framework
are applied on a per-topic basis (e.g.
climate change). This includes details of
our screening, engagement and exclusion
criteria.
EN
Responsible Investing
Exclusion List
(This document)
This document provides an overview of
countries and companies we have
excluded from our investible universe.
This document is updated regularly when
any additional exclusions are decided
upon.
EN
Responsible Investing
Treaties, Standards
and Initiatives
This document provides an overview of all
relevant treaties, standards and initiatives
that we adhere to or support as part of our
Responsible Investing Policy. This
document is updated regularly.
EN
Voting Policy
Aegon Aegon
Nederland N.V.
This document describes how we make
use of the voting rights associated with
our investments in listed companies.
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Excluded countries (government bonds and other government debt)
Belarus Russia
Central African Republic Somalia
Democratic Republic of Congo South Sudan
Eritrea Sudan
Iran Syria
Libya Venezuela
Myanmar Zimbabwe
North Korea
Excluded companies
Company name Country
Cli
mate
ch
an
ge
Bio
div
ers
ity
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od
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alt
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ll-b
ein
g
Co
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ial w
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ial
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rog
res
s f
ollo
win
g
no
n-c
om
pli
an
ce w
ith
glo
ba
l sta
nd
ard
s
22nd Century Group Inc United States
A Brown Co Inc Philippines
AAK AB Sweden
Adani Power Limited India
AECOM United States
Aerojet Rocketdyne Holdings Inc United States
AES Gener S.A. Chile
Agalawatte Plantations PLC Sri Lanka
AGL Energy Limited Australia
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Company name Country
Agritrade Resources Limited Hong Kong
Ahmad Zaki Resources Berhad Malaysia
Airbus SE Netherlands
Al-Eqbal Investment Company (Public Shareholding Company)
Jordan
Alliance Resource Partners LP United States
Altria Group Inc. United States
Ameren Corporation United States
American Electric Power Co Inc United States
American Heritage International Inc United States
An Hui Wenergy Co., Ltd. China
Anglo Eastern Plantations plc United Kingdom
Anhui GreatWall Military Industry Co., Ltd.
China
Anhui Hengyuan Coal Industry And Electricity Power Co Ltd
China
Arch Coal Inc United States
Ashot Ashkelon Industries Ltd. Israel
Astral Asia Berhad Malaysia
Athabasca Oil Corporation Canada
AYER Holdings Berhad Malaysia
Babcock International Group PLC United Kingdom
BAE Systems PLC United Kingdom
Banpu Power Public Co. Ltd. Thailand
Banpu Public Company Limited Thailand
Batu Kawan Bhd Malaysia
Beijing Haohua Energy Resource Co., Ltd.
China
Benso Oil Palm Plantation Ltd Ghana
Bharat Dynamics Limited India
Bisichi Mining Plc United Kingdom
BLD Plantation Bhd Malaysia
Boustead Holdings Bhd Malaysia
Boustead Plantations Bhd Malaysia
RI Exclusion List Aegon NL
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Company name Country
British American Tobacco (Malaysia) Berhad
Malaysia
British American Tobacco (Zambia) Plc
Zambia
British American Tobacco Bangladesh Co Ltd
Bangladesh
British American Tobacco Kenya plc Kenya
British American Tobacco p.l.c. United Kingdom
British American Tobacco Uganda Ltd.
Uganda
British American Tobacco Zimbabwe (Holdings) Limited
Zimbabwe
Bukit Darah Co PLC Sri Lanka
Bulgartabac Holding AD Bulgaria
Bumitama Agri Ltd Indonesia
BWX Technologies, Inc. United States
C.T.O. Public Company Ltd. Cyprus
Cam Resources Bhd Malaysia
Canadian Natural Resources Limited Canada
Canna Corp. United States
Carson Cumberbatch PLC Sri Lanka
Cenovus Energy Inc. Canada
Cepatwawasan Group Bhd Malaysia
CESC Limited India
Ceylon Tobacco Co PLC Sri Lanka
CEZ, a. s. Czech Republic
Chin Teck Plantations Bhd Malaysia
China Agri-Industries Holdings Limited
Hong Kong
China Coal Energy Company Limited China
China Coal Xinji Energy Co Ltd China
China Flavors and Fragrances Co Ltd Hong Kong
China National Nuclear Power Co Ltd China
China Petroleum & Chemical Corporation
China
China Power International Development Limited
Hong Kong
RI Exclusion List Aegon NL
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Company name Country
China Resources Power Holdings Company Limited
Hong Kong
China Shenhua Energy Co Ltd China
China Shipbuilding Industry Company Limited
China
China Spacesat Co Ltd China
Chumporn Palm Oil Industry Public Company Limited
Thailand
CI Resources Limited Australia
Citgo Holding, Inc. United States
Cloud Peak Energy Inc. United States
CLP Holdings Limited Hong Kong
CNNC International Limited Hong Kong
Coal India Limited India
Coka Duvanska Industrija AD Co Serbia
Connacher Oil and Gas Ltd. Canada
CONSOL Energy Inc. United States
Constructions Industrielles de la Mediterranee Societe Anonyme
France
Dassault Aviation S.A. France
Datang International Power Generation Co., Ltd.
China
Datong Coal Industry Co Ltd China
DekelOil Public Ltd Cyprus
DMCI Holdings, Inc. Philippines
Domtar Corporation United States
Ducommun Inc United States
Duvanska Industrija a.d. Bujanovac Serbia
Eastern Co SAE Egypt
Elbit Systems Ltd. Israel
Electric Power Development Co., Ltd. Japan
Elpitiya Plantations PLC Sri Lanka
En+ Group International PJSC Cyprus
Enbridge Inc Canada
Enea SA Poland
RI Exclusion List Aegon NL
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Company name Country
Energa SA Poland
Energy Earth PCL Thailand
Engie Energia Chile SA Chile
Eterindo Wahanatama tbk PT Indonesia
Evergy, Inc. United States
Exxaro Resources Ltd South Africa
Fabrika Duhana Sarajevo DD Sarajevo
Bosnia-Herzegovina
Far East Holdings Bhd Malaysia
Feronia Inc. Canada
FGV Holdings Bhd. Malaysia
Fima Corp. Bhd Malaysia
First Resources Limited Singapore
Fitters Diversified Berhad Malaysia
Fluor Corporation United States
Foresight Energy LP United States
Freeport-McMoRan Inc. United States
Fuji Oil Holdings Inc. Japan
Fujian Funeng Co., Ltd. China
GD Power Development Co., Ltd China
General Dynamics Corp United States
Genting Berhad Malaysia
Genting Plantations Bhd Malaysia
Geo Energy Resources Ltd Indonesia
Gilla Inc United States
Global Palm Resources Holdings Limited
Singapore
Glow Energy PCL Thailand
Godfrey Phillips India Limited India
Godrej Agrovet Ltd. India
Gokul Refoils & Solvent Ltd India
Golden Agri-Resources Ltd Singapore
RI Exclusion List Aegon NL
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Company name Country
Golden Energy & Resources Ltd. Singapore
Golden Tobacco Ltd India
Gopeng Bhd Malaysia
Green Ocean Corp Bhd Malaysia
Guangdong Electric Power Development Co. Ltd.
China
Guangxi Guiguan Electric Power Co., Ltd.
China
Guizhou Panjiang Refined Coal Co., Ltd.
China
Gujarat Mineral Development Corporation Limited
India
Hallador Energy Company United States
Hanwha Corp South Korea
Hap Seng Consolidated Berhad Malaysia
Hap Seng Plantations Holdings Berhad
Malaysia
Harn Len Corp Bhd Malaysia
Hebei Construction Group Co. Ltd. China
Henan Dayou Energy Co Ltd China
HK Electric Investments Ltd Hong Kong
Hokkaido Electric Power Company, Incorporated
Japan
Hokuriku Electric Power Company Japan
Honeywell Automation India Ltd. India
Honeywell International Inc United States
Hrvatski Duhani dd Croatia
Huadian Fuxin Energy Corp Ltd China
Huadian Power International Corp Ltd China
Huaneng Power International, Inc. China
Huntington Ingalls Industries, Inc. United States
Huolinhe Opencut Coal Industry Corporation Limited of Inner Mongolia
China
Husky Energy Inc. Canada
Ichor Coal NV South Africa
IJM Corp Bhd Malaysia
RI Exclusion List Aegon NL
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Company name Country
IJM Plantations Bhd Malaysia
Ikwezi Mining Ltd South Africa
Imperial Brands PLC United Kingdom
Imperial Oil Ltd Canada
Indofood Agri Resources Ltd Singapore
Inner Mongolia Mengdian Huaneng Thermal Power Corp. Ltd.
China
Inner Mongolia PingZhuang Energy Resources Co.,Ltd
China
Inner Mongolia Yitai Coal Co.,Ltd. China
Innoprise Plantations Bhd Malaysia
Interfor Corporation Canada
International Paper Company United States
Intra Energy Corporation Limited Australia
IOI Corp Bhd Malaysia
ITC Limited India
Jacobs Engineering Group Inc United States
Japan Tobacco Inc. Japan
Jaya Tiasa Holdings Berhad Malaysia
Jerusalem Cigarette co. LTD. Palestinian Authority
Jiangsu Guoxin Corp. Ltd. China
Jinneng Group Co., Ltd China
Jizhong Energy Resources Co., Ltd China
Jointo Energy Investment Co Ltd Hebei
China
JSW Energy Ltd India
Karelia Tobacco Co Inc SA Greece
Keck Seng Malaysia Bhd Malaysia
Kencana Agri Limited Singapore
Khyber Tobacco Co Ltd Pakistan
Kim Loong Resources Berhad Malaysia
Kinetic Mines and Energy Ltd China
Kluang Rubber Co. Malaya Bhd Malaysia
RI Exclusion List Aegon NL
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Company name Country
Korea Electric Power Corporation South Korea
Kretam Holdings Bhd Malaysia
KSK Energy Ventures Limited India
KT&G Corp South Korea
Kuala Lumpur Kepong Bhd Malaysia
KUB Malaysia Berhad Malaysia
Kumpulan Fima Bhd Malaysia
KunLun Energy Company Limited Hong Kong
Kuzbasskaya Toplivnaya Company PJSC
Russia
Kwantas Corp. Bhd Malaysia
L&T Finance Holdings Ltd India
L&T Technology Services Ltd. India
Lam Soon (Thailand) Public Company Limited
Thailand
Lanco Infratech Ltd India
Lanna Resources Public Company Limited
Thailand
Larsen & Toubro Infotech Limited India
Larsen & Toubro Limited India
Leonardo S.p.a. Italy
LIG Nex1 Co Ltd South Korea
Lockheed Martin Corp United States
LT Group, Inc. Philippines
Lubelski Wegiel Bogdanka SA Poland
M.P. Evans Group plc United Kingdom
Maxim Power Corp Canada
mCig, Inc. United States
MEG Energy Corp. Canada
Mentiga Corporation Berhad Malaysia
Mewah International Inc Singapore
MHC Plantations Bhd Malaysia
MindTree Limited India
RI Exclusion List Aegon NL
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Company name Country
MKH Berhad Malaysia
MUI Properties Berhad Malaysia
NACCO Industries Inc United States
Namunukula Plantations PLC Sri Lanka
Nan Nan Resources Enterprise Limited
Hong Kong
Negri Sembilan Oil Palms Berhad Malaysia
Nelco Ltd. India
New Hope Corp. Ltd. Australia
Ngan Son Vietnam
Nikotiana BT Holding AD Bulgaria
NLC India Limited India
Norbord Inc. Canada
Northrop Grumman Corporation United States
NPC Resources Bhd Malaysia
NTC Industries Ltd India
NTPC Limited India
OGE Energy Corp. United States
Oji Holdings Corporation Japan
Oriental Holdings Berhad Malaysia
Origin Energy Limited Australia
Otter Tail Corporation United States
Pabrik Kertas Tjiwi Kimia tbk PT Indonesia
Pakistan Tobacco Company Ltd. Pakistan
PALMCI Ivory Coast
Pardee Resources Company, Inc. United States
Pazardjik-Bulgartabac AD Bulgaria
Peabody Energy Corporation United States
Pengrowth Energy Corporation Canada
PetroChina Company Limited China
Petróleos de Venezuela S.A. Venezuela
Pha Lai Thermal Power JSC Vietnam
RI Exclusion List Aegon NL
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Company name Country
Philip Morris (Pakistan) Limited Pakistan
Philip Morris CR a.s. Czech Republic
Philip Morris International Inc. United States
Pinehill Pacific Berhad Malaysia
Pingdingshan Tianan Coal Mining Co., Ltd.
China
PLS Plantations Berhad Malaysia
PNM Resources, Inc. United States
Polska Grupa Energetyczna SA Poland
Poongsan Corporation South Korea
Poongsan Holdings Corporation South Korea
PPB Group Berhad Malaysia
PPL Corp United States
Presco PLC Nigeria
PT ABM Investama Tbk Indonesia
PT Adaro Energy Tbk Indonesia
PT Astra Agro Lestari Tbk Indonesia
PT Astra International Tbk Indonesia
PT Atlas Resources Tbk Indonesia
PT Austindo Nusantara Jaya Tbk. Indonesia
PT Bakrie Sumatera Plantations Tbk Indonesia
PT Baramulti Suksessarana Tbk Indonesia
PT Bayan Resources Tbk Indonesia
PT Bentoel International Investama Tbk
Indonesia
PT Bukit Asam (Persero) Tbk Indonesia
PT Bumi Resources Tbk Indonesia
PT Dharma Satya Nusantara Tbk Indonesia
PT Dian Swastatika Sentosa Tbk Indonesia
PT Eagle High Plantations Tbk Indonesia
PT Exploitasi Energi Indonesia Tbk Indonesia
PT Golden Eagle Energy Tbk Indonesia
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Company name Country
PT Gozco Plantations Tbk Indonesia
PT Gudang Garam Tbk Indonesia
PT Hanjaya Mandala Sampoerna Tbk Indonesia
PT Harum Energy Tbk Indonesia
PT Indah Kiat Pulp & Paper Tbk Indonesia
PT Indika Energy Tbk Indonesia
PT Indo Tambangraya Megah Tbk Indonesia
PT Indofood Sukses Makmur Tbk Indonesia
PT Jaya Agra Wattie Tbk Indonesia
PT Mitrabara Adiperdana Tbk Indonesia
PT Multi Agro Gemilang Plantation Tbk
Indonesia
PT Perusahaan Perkebunan London Sumatra Indonesia Tbk
Indonesia
PT Provident Agro Tbk Indonesia
PT Resource Alam Indonesia Tbk Indonesia
PT Salim Ivomas Pratama Tbk Indonesia
PT Sawit Sumbermas Sarana Tbk Indonesia
PT Sinar Mas Agro Resources & Technology Tbk
Indonesia
PT Toba Bara Sejahtera Tbk Indonesia
PT Wismilak Inti Makmur Tbk Indonesia
Public Power Corporation S.A. Greece
Puncak Niaga Holdings Bhd Malaysia
Pyxus International Inc United States
QL Resources Bhd Malaysia
R.E.A. Holdings plc United Kingdom
Raytheon Co United States
Reliance Infrastructure Limited India
Reliance Power Limited India
Rhino Resource Partners LP United States
Rimbunan Sawit Bhd Malaysia
Riverview Rubber Estates, Berhad Malaysia
RI Exclusion List Aegon NL
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Company name Country
S&T Dynamics Co. Ltd. South Korea
S&T Holdings Co., Ltd. South Korea
Safran SA France
Sampoerna Agro Tbk Indonesia
Sarawak Oil Palms Berhad Malaysia
SARAWAK Plantation Bhd Malaysia
Sasol Limited South Africa
Scandinavian Tobacco Group A/S Denmark
Scope Industries Bhd Malaysia
SDIC Power Holdings CO., LTD. China
Selinsing PLC Sri Lanka
Semirara Mining and Power Corp Philippines
Serco Group PLC United Kingdom
Shaanxi Coal Industry Company Limited
China
Shanghai Datun Energy Resources Co., Ltd.
China
Shanghai Electric Power Co., Ltd. China
Shanghai Industrial Holdings Limited Hong Kong
Shanxi Coking Co.,Ltd. China
Shanxi Lanhua Sci-Tech Venture Co Ltd
China
Shanxi Lu'an Environmental Energy Development Co Ltd
China
Shanxi Zhangze Electric Power Co,. Ltd.
China
Sime Darby Plantation Sdn Bhd Malaysia
Sin Heng Chan (Malaya) Berhad Malaysia
Sinnar Bidi Udyog Ltd. India
Sinopec Group China
Slantse Stara Zagora Tabac AD Bulgaria
Smokefree Innotec Inc United States
SOCFIN Societe Financiere des Caoutchoucs
Luxembourg
Socfinaf SA Luxembourg
RI Exclusion List Aegon NL
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Company name Country
Socfinasia S.A. Luxembourg
Societe des Caoutchoucs de Grand-Bereby S.A.
Ivory Coast
Societe Internationale de Plantations et de Finance
Belgium
Societe Ivoirienne des Tabacs SA Ivory Coast
Southern Acids M Bhd Malaysia
SPIC Dongfang New Energy Corp. China
Standard Diversified, Inc. United States
Stanmore Coal Limited Australia
Stella-Jones Inc. Canada
Sterling Plantations Ltd Australia
Subur Tiasa Holdings Bhd Malaysia
Suncor Energy Inc. Canada
Sundiro Holding Co Ltd China
Sungei Bagan Rubber Co. Malaya Bhd
Malaysia
Sunshine Holdings PLC Sri Lanka
Sunshine Oilsands Ltd. Canada
Suzano S.A. Brazil
Swedish Match AB (publ) Sweden
Ta Ann Holdings Berhad Malaysia
Tango Gold Mines Inc Canada
Tanzania Cigarette Co. Ltd. Tanzania
TAURON Polska Energia S.A. Poland
TC Energy Corp. Canada
TC PipeLines, LP United States
TDM Berhad Malaysia
Textron Inc. United States
TH Plantations Bhd Malaysia
Thales France
The Boeing Company United States
The Okomu Oil Palm Co PLC Nigeria
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Company name Country
The Tata Power Company Limited India
Tian Chang Group Holdings Ltd. Hong Kong
Top Energy Co. Ltd. Shanxi China
TransAlta Corporation Canada
TSH Resources Berhad Malaysia
Tunas Baru Lampung tbk PT Indonesia
Turning Point Brands Inc United States
Tutunski Kombinat AD Prilep Macedonia
Union Investment Corp. P.L.C. Jordan
Union Tobacco & Cigarette Industries Co
Jordan
United International Enterprises Limited
Bahamas
United Malacca Bhd Malaysia
United Palm Oil Industry Public Company Limited
Thailand
United Plantations Bhd Malaysia
Univanich Palm Oil Public Company Limited
Thailand
Universal Coal PLC United Kingdom
Universal Corp United States
Vapor Group, Inc. United States
VaporBrands International Inc United States
Vector Group Ltd United States
Vichitbhan Palmoil PCL Thailand
Vinacomin - Cao Son Coal JSC Vietnam
Vinacomin - Deo Nai Coal Vietnam
Vinacomin - Ha Tu Coal Vietnam
Vinacomin - Mong Duong Coal JSC Vietnam
Vinacomin - Vang Danh Coal JSC Vietnam
Vinacomin Coc Sau Coal JSC Vietnam
Vinacomin NuiBeo Coal Vietnam
VPR Brands LP United States
VST Industries Limited India
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Company name Country
Walchandnagar Industries Ltd. India
Washington H. Soul Pattinson and Company Limited
Australia
Watawala Plantations PLC Sri Lanka
Wee-Cig International Corp United States
Wescoal Holdings Ltd South Africa
West Indian Tobacco Co. Ltd. Trinidad & Tobago
Westmoreland Coal Company United States
Westmoreland Resource Partners, LP United States
Weyerhaeuser Co United States
White Energy Co Ltd Australia
Whitehaven Coal Ltd Australia
Wilmar International Limited Singapore
WTK Holdings Bhd Malaysia
Yancoal Australia Ltd Australia
Yangquan Coal Industry (Group) Co., Ltd.
China
Yanzhou Coal Mining Co Ltd China
Yee Lee Corporation Bhd Malaysia
Zespol Elektrowni Patnow-Adamow-Konin SA
Poland
Zhejiang Zheneng Electric Power Co Ltd
China
Zhengzhou Coal Industry & Electric Power Co., Ltd.
China
