Reporting Issuers Listing · 2020-04-24 · Reporting Issuers Listing Current Date as of April 24,...

Reporting Issuers Listing

Current Date as of April 24, 2020

Issuer Name Start Date

35137 @rgentum Canadian Equity Portfolio 29-Apr-1998 35164 @rgentum Canadian Performance Portfolio 29-Apr-1998 38641 @rgentum Discovery Portfolio 5-May-1999 35159 @rgentum Income Porfolio 29-Apr-1998 35166 @rgentum International Master Portfolio 29-Apr-1998 35161 @rgentum Short Term Asset Portfolio 29-Apr-1998 40224 @rgentum U.S. Market Neutral Portfolio 9-May-2000 35165 @rgentum U.S. Master Portfolio 29-Apr-1998 42037 01 Communique Laboratory Inc. 31-Mar-2000 86535 1212771 B.C. Ltd. 19-Nov-2009 81806 1320659 Alberta Ltd. 11-Jul-2007 71911 1608557 Ontario Inc. 30-Apr-2004 104328 1832 AM Investment Grade Canadian Corporate Bond Pool 23-Jan-2020 102153 1832 AM U.S. $ Investment Grade U.S. Corporate Bond Pool 11-Oct-2018 101948 1911 Gold Corporation 20-Jul-2018 83757 1933 Industries Inc. 24-Apr-2008 89177 2242749 Ontario Limited 1-Jan-2011 41946 3040915 Nova Scotia Limited 30-Dec-1962 41570 360networks Inc. (T) 19-Apr-2000 39287 407 International Inc. 21-Jul-1999 71916 4504020 Canada Inc. 28-May-2004 103155 48North Cannabis Corp. 26-Mar-2019 77259 *49 North Resources Inc. 3-Oct-2005 82873 5N Plus Inc. 13-Dec-2007 30112 9342-8530 Quebec Inc. (formerly DiagnoCure Inc.) 14-Nov-1996 48257 A&W Revenue Royalties Income Fund 11-Feb-2002 103252 Abacus Health Products, Inc. 3-May-2019 84813 Abacus Mining & Exploration Corporation 18-Dec-2009 10860 Abbey Exploration Inc. (CT) 10-Sep-1987 14-Feb-1993 100059 ABcann Global Corporation 23-Feb-2018 9490 Aberdeen Asia-Pacific Income Investment Company Limited 30-May-1986 8538 ABI Biotechnology Inc. (CT) 15-Nov-1984 10-Feb-1993 33333 Aboriginal Global Investment Fund (CT) 6-Jan-1998 17-Jan-2002 41606 Absolute Software Corporation 17-Mar-2000 43076 Acadian Core International Equity Fund 28-Sep-2000 87081 Acadian Timber Corp. 1-Jan-2010 96750 Acasta Enterprises Inc. 23-Jul-2015 102799 Accelerate Absolute Return Hedge Fund 26-Mar-2019 104292 Accelerate Arbitrage Fund 24-Feb-2020 102800 Accelerate Enhanced Canadian Benchmark Alternative Fund 26-Mar-2019 104293 Accelerate Market Neutral Yield Fund 24-Feb-2020 104294 Accelerate Multi-Strategy Alternative Allocation Fund 24-Feb-2020 102801 Accelerate Private Equity Alpha Fund 26-Mar-2019 90025 Acceleware Ltd. 26-Apr-2011 100752 Accord Financial Corp. 11-Dec-2018




72413 ACE Aviation Holdings Inc. 13-Jul-2004 92131 Acerus Pharmaceuticals Corporation 12-Jul-2012 88192 Acorn Energy, Inc. 30-Apr-2010 103342 Acreage Holdings, Inc. (formerly Applied Inventions 9-Aug-2019 Management Corp.) 81448 Action Energy Inc. 12-Dec-2007 100021 ACTIVEnergy Income Fund 6-Jun-2017 98226 AcuityAds Holdings Inc. 15-May-2019 72968 Adaltis Inc. 23-Nov-2004 38707 ADF Group Inc. 9-Jul-1999 44900 Admiral Inc. (CT) 11-Apr-2001 25-Mar-2002 48848 Adobe Systems Incorporated 10-Apr-2002 96919 Advanced Education Savings Plan 1-Feb-2016 44210 Advanced Folio Fund 5-Jan-2001 35977 Advanced Micro Devices, Inc. 25-Oct-2006 86976 Advantage Oil & Gas Ltd. 22-Dec-2009 94773 ADVANZ PHARMA Corp. 5-Mar-2014 18832 Aecon Group Inc. 22-Sep-2009 96705 Aequus Pharmaceuticals Inc. 6-Jul-2015 5099 Aero Energy Ltd. (CT) 27-Mar-1980 07-Oct-1983 27694 AEterna Zentaris Inc. 11-Dec-1995 100028 AEX Gold Inc. 30-Jun-2017 25241 AFM Hospitality Corporation 17-Nov-1994 78683 African Copper PLC 9-May-2006 26082 African Minerals Limited 9-Feb-1995 86126 Ag Growth International Inc. 3-Jun-2009 7730 Agency (CT) 30-Oct-1978 17-Feb-1993 5666 AGF American Growth Class 7-Apr-1958 85119 AGF American Growth Fund 19-Dec-2008 18203 AGF Asian Growth Class 15-Oct-1991 5652 AGF Canadian Growth Equity Class 3-Apr-1974 83683 AGF Canadian Large Cap Dividend Class 22-Apr-2008 9135 AGF Canadian Large Cap Dividend Fund 6-Dec-1985 5696 AGF Canadian Money Market Fund 27-Feb-1976 28116 AGF Canadian Small Cap Fund 21-Feb-1996 23636 AGF China Focus Class 13-Apr-1994 90730 AGF Diversified Income Class 3-Oct-2011 51805 AGF Diversified Income Fund 31-Mar-2003 77517 AGF Elements Balanced Portfolio 22-Nov-2005 85127 AGF Elements Balanced Portfolio Class 2-Dec-2008 77518 AGF Elements Conservative Portfolio 22-Nov-2005 85128 AGF Elements Conservative Portfolio Class 2-Dec-2008 77519 AGF Elements Global Portfolio 22-Nov-2005 85129 AGF Elements Global Portfolio Class 2-Dec-2008 77520 AGF Elements Growth Portfolio 22-Nov-2005




85130 AGF Elements Growth Portfolio Class 30-Sep-2008 77521 AGF Elements Yield Portfolio 22-Nov-2005 97858 AGF Elements Yield Portfolio Class 20-Apr-2016 88558 AGF Emerging Markets Balanced Fund 3-Nov-2010 88559 AGF Emerging Markets Bond Fund 3-Nov-2010 83685 AGF Emerging Markets Class 22-Apr-2008 23588 AGF Emerging Markets Fund 17-Mar-1994 91607 AGF Equity Income Focus Fund 23-Apr-2012 23638 AGF European Equity Class 13-Apr-1994 95928 AGF European Equity Fund 12-Jan-2015 37381 AGF Fixed Income Plus Fund 10-Dec-1998 91608 AGF Floating Rate Income Fund 23-Apr-2012 87497 AGF Global Bond Fund 20-Apr-2010 95815 AGF Global Convertible Bond Fund 19-Dec-2014 81675 AGF Global Dividend Fund 10-Aug-2007 26527 AGF Global Equity Class 31-May-1995 25469 AGF Global Equity Fund 5-Dec-1994 41539 AGF Global Real Assets Class 25-Apr-2000 21738 AGF Global Real Assets Fund 22-Sep-1993 28113 AGF Global Select Fund 21-Feb-1996 10412 AGF Global Strategic Balanced Fund 1-Jan-1998 21746 AGF Global Sustainable Growth Equity Fund 25-Jun-1993 23392 AGF High Yield Bond Fund 18-Feb-1994 91609 AGF Income Focus Fund 23-Apr-2012 8332 AGF Management Limited 18-Jun-1987 25141 AGF Short-Term Income Class 4-Oct-1994 28706 AGF Strategic Income Fund 7-Aug-1996 94868 AGF Tactical Fund 24-Apr-2015 51800 AGF Tactical Income Fund 2-Apr-2003 97854 AGF Total Return Bond Class 20-Apr-2016 24328 AGF Total Return Bond Fund 20-Jun-1994 21410 AGF U.S. Small-Mid Cap Fund 16-Jun-1993 98665 AGFiQ Canadian Equity ETF 4-Nov-2016 51804 AGFiQ Dividend Income Fund 16-Apr-2003 98666 AGFIQ Emerging Markets Equity ETF 4-Nov-2016 98670 AGFiQ Global Balanced ETF Portfolio 4-Nov-2016 98669 AGFiQ Global Equity ETF Portfolio 4-Nov-2016 100968 AGFiQ Global ESG Factors ETF 31-Jan-2018 98671 AGFiQ Global Income ETF Portfolio 4-Nov-2016 100969 AGFiQ Global Infrastructure ETF 30-Sep-2018 100967 AGFiQ Global Multi-Sector Bond ETF 31-Jan-2018 98667 AGFiQ International Equity ETF 4-Nov-2016 93767 AGFiQ U.S. Sector Class 9-Aug-2013 98668 AGFiQ US Equity ETF 4-Nov-2016 103694 AGFiQ US Long/Short Dividend Income CAD-Hedged ETF 28-Aug-2019




103695 AGFiQ US Long/Short Dividend Income CAD-Hedged Fund 28-Aug-2019 103693 AGFiQ US Market Neutral Anti-Beta CAD-Hedged ETF 28-Aug-2019 44263 Aggressive Folio Fund 5-Jan-2001 30577 AgJunction Inc. 21-Feb-1997 14540 Agnico Eagle Mines Limited 28-Aug-1990 41947 AGRA Exchangeco Limited 30-Dec-1962 72337 AIC Fixed Income Portfolio Fund 5-Aug-2004 72338 AIC Long-Term Growth Portfolio Fund 5-Aug-2004 72339 AIC Total Yield Strategic Income Fund 5-Aug-2004 32744 AimGlobal Technologies Company Inc. (T) 18-Jun-1997 84466 Aimia Inc. 25-Jun-2008 79870 Air Canada 15-Nov-2006 27160 Airgen Corporation (CT) 30-Nov-1995 19-Feb-2002 86356 Akela Pharma Inc. 21-May-2009 20739 Akita Drilling Ltd. 23-Dec-1992 100700 Akumin Inc. 24-Nov-2017 77959 Alacer Gold Corp. 18-Sep-2006 93876 Alamos Gold Inc. 2-Jul-2015 79142 Alaris Royalty Corp. 23-May-2006 89139 Alcanna Inc. 1-Jan-2011 103327 Aleafia Health Inc. (formerly Canabo Medical Inc.) 21-Jun-2019 87130 Alexco Resource Corp. 1-Feb-2010 83855 Algae Biosciences Corporation 29-May-2008 103623 Algernon Pharmaceuticals Inc. 1-Oct-2019 9796 Algo Group Inc. 24-Nov-1986 94703 Algold Resources Ltd. 19-Dec-2013 37034 Algoma Central Corporation 30-Mar-2011 78933 Algonquin (AirSource) Power LP 15-May-2006 103821 Algonquin Fixed Income 2.0 Fund 11-Dec-2019 43166 Algonquin Power & Utilities Corp. 25-Oct-2000 36871 Alimentation Couche-Tard Inc. 5-Mar-1999 98895 Alio Gold Inc. 28-Nov-2016 12929 All - Canadian ConsumerFund 30-Jul-1979 13132 All - Canadian Resources Corporation 27-May-1981 80791 All in West! Capital Corporation 21-Mar-2007 44375 All-Equity Fund 10-May-2001 77956 Allbanc Split Corp. II 26-Jan-2006 101118 Allegiant Gold Ltd. 25-Jan-2018 39472 Alliance Pipeline Limited Partnership 31-Mar-2000 51017 Allied Properties Real Estate Investment Trust 19-Feb-2003 42251 Allnet Secom Inc. (T) 28-Mar-2000 95801 AlphaDelta Canadian Focused Equity Class 9-Jan-2015 101902 AlphaDelta Canadian Growth of Dividend Income Class 8-Aug-2018 95803 ALPHADELTA GROWTH OF DIVIDEND INCOME CLASS 9-Jan-2015 95802 AlphaDelta Tactical Growth Class 9-Jan-2015




35958 Alstom 23-Jun-1998 87120 Alston Energy Inc. 17-Jul-2012 35837 AltaGas Ltd. 1-Jul-2010 31178 Altagem Resources Inc. (T) 12-Feb-1998 66953 AltaLink, L.P. 30-May-2003 88877 Altiplano Minerals Ltd. 24-Dec-2010 95087 Altius Minerals Corporation 7-May-2014 89132 Altus Group Limited 1-Jan-2011 94389 Alvopetro Energy Ltd. 28-Nov-2013 31078 Amblin Technologies Inc. (T) 5-Mar-1997 8469 AMCI Productions Ltd. (CT) 18-Dec-1978 23-Apr-2002 8367 American Agri-Technology Corporation (CT) 5-Dec-1985 19-Feb-2002 94277 American Core Sectors Dividend Fund 28-Nov-2013 78650 American Creek Resources Ltd. 31-Jul-2006 29311 American Eco Corporation (CT) 21-May-1986 25-Feb-2002 7834 American Helium Inc. 30-May-1984 92960 American Hotel Income Properties REIT LP 12-Feb-2013 49445 American Natural Energy Corporation 3-Jun-1987 101019 American Pacific Mining Corp. 27-Feb-2018 81030 Americas Petrogas Inc. 2-Jun-2014 8193 Amstock Fund (CT) 20-Dec-1984 17-Feb-1993 27755 AMT International Mining Corporation (T) 11-Mar-1996 80690 Anaconda Mining Inc. 11-Apr-2007 83236 ANB Canada Inc. 31-Jan-2008 8920 Ancom ATM International Inc. (CT) 18-Jul-1985 19-Feb-1993 104183 Andlauer Healthcare Group Inc. 4-Dec-2019 84432 Andrew Peller Limited 1-Jan-2008 80043 Anterra Energy Inc. 12-Dec-2006 93227 Antibe Therapeutics Inc. 10-Jun-2013 28296 Anvil Range Mining Corporation (CT) 7-May-1996 19-Feb-2002 97346 Aphria Inc. 4-Dec-2015 91805 APMEX Physical - 1 oz. Gold Redeemable Trust 27-Apr-2012 92511 Appia Energy Corp. 14-Dec-2012 103925 Appili Therapeutics Inc. 19-Sep-2019 82383 Aptose Biosciences Inc. 10-Jul-2007 40504 Aqua-Pure Ventures Inc. 2-Dec-1999 47742 Aquila Resources Inc. 24-Dec-2001 47428 Arbour Energy Inc. 18-Dec-2001 81253 Arbutus Biopharma Corporation 30-Apr-2007 89175 ARC Resources Ltd. 1-Jan-2011 48574 Arctic Glacier Income Fund 25-Feb-1997 78580 Arehada Mining Limited 12-Apr-2006 90560 Argent Energy Trust 1-Aug-2012 87283 Argonaut Gold Inc. 7-Mar-2017 85825 Argosy Energy Inc. 30-Sep-2008




5590 Argus Resources Ltd. (CT) 22-Feb-1980 19-Feb-2002 14707 Arimetco International Inc. (CT) 18-May-1990 19-Feb-2002 80953 ARISE Technologies Corporation 13-Apr-2007 102093 Aristotle - IG U.S. Small Cap Equity Pool 12-Oct-2018 98541 Aritzia Inc. 26-Sep-2016 90833 Arkadia Capital Corp. 1-Nov-2011 5654 Arlington Place (CT) 16-Jul-1981 19-Feb-1993 83701 Arrow Canadian Advantage Alternative Class 30-Apr-2008 90946 Arrow Exploration Corp. 4-Nov-2011 102604 Arrow Global Advantage Alternative Class 3-Jan-2019 74193 Artis Real Estate Investment Trust 7-Dec-2004 89349 Asanko Gold Inc. 11-Feb-2011 75487 Ascalade Communications Inc. 17-Jun-2005 81454 Ashburton Ventures Inc. 30-Jul-2007 5547 Ashurst Technology Canada Inc. (CT) 11-Dec-1978 19-Feb-2002 24532 Ashurst Technology Limited (CT) 18-Jul-1994 19-Feb-2002 93065 Asian Mineral Resources Limited 15-Feb-2013 82777 Astorius Resources Ltd. 4-Dec-2007 88616 Atalaya Mining plc 13-Dec-2010 98571 ATBIS Canadian Equity Pool 23-Sep-2016 98572 ATBIS Fixed Income Pool 23-Sep-2016 98573 ATBIS International Equity Pool 23-Sep-2016 98574 ATBIS U.S. Equity Pool 23-Sep-2016 6309 Atco Ltd. 21-Sep-1982 10390 Ateba Resources Inc. 2-Sep-1987 82362 Athabasca Oil Corporation 30-Mar-2010 13794 Athabaska Gold Resources Ltd. (CT) 1-May-1990 22-Feb-2002 90953 Atico Mining Corporation 2-Mar-2012 6381 Atlantic City U.S.A. (CT) 28-Dec-1979 19-Feb-1993 72935 Atlantic Power Corporation 10-Nov-2004 32099 Atlantic Power Limited Partnership 9-Jun-1997 81363 Atlantic Power Preferred Equity Ltd. 18-May-2007 90000 Aton Resources Inc. 9-May-2011 92160 ATRIUM MORTGAGE INVESTMENT CORPORATION 29-Aug-2012 22990 ATS Automation Tooling Systems Inc. 9-Dec-1993 79808 Aura Minerals Inc. 14-Aug-2009 88592 Aurex Energy Corp. 15-Dec-2010 86154 Aurinia Pharmaceuticals Inc. 18-Jun-2009 100698 Aurora Cannabis Inc. 26-Oct-2017 98651 Austral Gold Limited 19-Aug-2016 93045 Australian REIT Income Fund 27-Feb-2013 101829 Australis Capital Inc. 16-Aug-2018 87100 AutoCanada Inc. 31-Dec-2009 99577 Automotive Finco Corp. 20-Jun-2017 96724 Automotive Properties Real Estate Investment Trust 10-Jul-2015




100061 Auxly Cannabis Group Inc. 27-Sep-2017 88453 Avalon Rare Metals Inc. 22-Sep-2010 87049 Avatar Energy Ltd. 23-Feb-2010 10736 Avcorp Industries Inc. 2-Feb-1988 44954 Aviation Group, Inc. (CT) 15-Jan-2001 26-Apr-2002 95777 Avidian Gold Corp. 3-Nov-2014 8001 Avinda Video Incorporated (CT) 14-Feb-1984 19-Feb-1993 89119 AVINO SILVER & GOLD MINES LTD. 14-Nov-2016 75140 Axiom All Equity Portfolio 14-Mar-2005 75142 Axiom Balanced Growth Portfolio 14-Mar-2005 75143 Axiom Balanced Income Portfolio 14-Mar-2005 75144 Axiom Canadian Growth Portfolio 14-Mar-2005 75145 Axiom Diversified Monthly Income Portfolio 14-Mar-2005 75146 Axiom Foreign Growth Portfolio 14-Mar-2005 75148 Axiom Global Growth Portfolio 14-Mar-2005 75150 Axiom Long-Term Growth Portfolio 31-Aug-2005 46217 Axis.Port Inc. (CT) 16-Aug-2001 25-Mar-2002 40273 Axxent Inc. (CT) 29-Oct-1999 20-Feb-2002 91579 Aylen Capital Inc. 24-May-2013 100808 Ayr Strategies Inc. 15-Dec-2017 70039 Azarga Metals Corp. 23-Dec-2010 27535 Azcar Technologies Incorporated 18-Dec-1995 82498 Azure Dynamics Corporation 16-Oct-2007 69313 B.E.S.T Total Return Fund Inc. 23-Dec-2003 82720 B2Gold Corp. 29-Nov-2007 40178 BAC Canada Finance Company 8-Nov-1999 44373 Balanced 60/40 Fund 10-May-2001 44262 Balanced Folio Fund 5-Jan-2001 66423 Balanced Fund 5-Jun-2003 97286 Balanced Income Portfolio 17-Dec-2015 79137 Balanced Monthly Income Fund 24-Jul-2006 100609 Balanced Portfolio 24-Nov-2017 45894 Bald Eagle Golf Corp. (T) 10-Apr-2001 85450 Ballard Power Systems Inc. 31-Dec-2008 11197 Balmoral Club Limited Partnership (CT) 19-Jul-1988 25-Feb-2002 49669 Bank of America Corporation 1-Jan-2009 5572 Bank of Montreal 26-Nov-1981 83583 Bannerman Resources Limited 18-Mar-2008 88623 Banyan Gold Corp. 24-Nov-2010 78697 Barclays Bank Plc 3-Oct-2006 95911 Barometer Disciplined Leadership Balanced Fund 13-Jan-2015 94373 Barometer Disciplined Leadership Equity Fund 8-Jan-2014 92688 Barometer Disciplined Leadership Tactical Income Growth 3-Jan-2013 Fund 103189 Barrantagh Small Cap Canadian Equity Fund 16-Apr-2019




7789 Barrick Gold Corporation 15-Sep-1986 97125 Barsele Minerals Corp. 25-Sep-2015 84325 Batero Gold Corp. 20-Oct-2008 43791 Battery Technologies Inc. 12-Dec-2000 40191 Bausch Health Companies Inc. 14-Sep-1999 94215 Baylin Technologies Inc. 20-Nov-2013 89222 Baytex Energy Corp. 1-Jan-2011 7566 BCE Inc. 5-Apr-1989 7608 BDI Mining Corp. 10-Aug-1983 81428 Beacon Acquisition Partners Inc. 19-Jun-2007 22622 Beamscope Canada Inc. (CT) 22-Oct-1993 25-Feb-2002 84446 Bear Creek Mining Corporation 10-Jul-2008 5745 Bearcat Explorations Ltd. (T) 17-Jul-1979 25898 Beckett Technologies Corp. (CT) 14-Mar-1995 25-Feb-2002 80221 Belgravia Capital International Inc. (formerly, IC Potash Corp.) 11-Mar-2011 5086 Bell Canada 2-Jun-1975 36078 Bellatrix Exploration Ltd. 29-Jul-1998 92055 BELLUS Health Inc. 25-May-2012 49158 Belo Sun Mining Corp. 18-Mar-2011 30336 Bengal Energy Ltd. 28-Nov-1996 103698 Bespoke Capital Acquisition Corp. 9-Aug-2019 81070 BetaPro Canadian Gold Miners -2x Daily Bear ETF 8-Jun-2007 81071 BetaPro Canadian Gold Miners 2x Daily Bull ETF 8-Jun-2009 101791 BetaPro Canadian Marijuana Companies 2x Daily Bear ETF 26-Jul-2018 83065 BetaPro Crude Oil -2x Daily Bear ETF 11-Jan-2008 83066 BetaPro Crude Oil 2x Daily Bull ETF 14-Jan-2008 83063 BetaPro Gold Bullion -2x Daily Bear ETF 14-Jan-2008 83064 BetaPro Gold Bullion Bullion 2x Daily Bull ETF 14-Jan-2008 101792 BetaPro Marijuana Companies 2x Daily Bull ETF 21-May-2019 101793 BetaPro Marijuana Companies Inverse ETF 21-May-2019 84039 BetaPro NASDAQ-100® -2x Daily Bear ETF 16-Jun-2008 84040 BetaPro NASDAQ-100® -2x Daily Bull ETF 16-Jun-2008 83067 BetaPro Natural Gas -2x Daily Bear ETF 14-Jan-2008 83068 BetaPro Natural Gas 2x Daily Bull ETF 14-Jan-2008 87849 BetaPro S&P 500 VIX Short-Term Futures ETF 13-Dec-2010 84041 BetaPro S&P 500® -2x Daily Bear ETF 31-Dec-2015 84042 BetaPro S&P 500® 2x Bull ETF 31-Dec-2015 86996 BetaPro S&P 500® Daily Inverse ETF 2-Feb-2010 85611 BetaPro S&P/TSX 60™ Daily Inverse ETF 3-Mar-2009 80039 BetaPro S&P/TSX 60™ -2x Daily Bear ETF 5-Jan-2007 80040 BetaPro S&P/TSX 60™ 2x Daily Bull ETF 5-Jan-2007 81066 BetaPro S&P/TSX Capped Energy™ -2x Daily Bear ETF 31-Dec-2015 81067 BetaPro S&P/TSX Capped Energy™ 2x Daily Bull ETF 8-Jun-2007 81068 BetaPro S&P/TSX Capped Financials™ -2x Daily Bear ETF 8-Jun-2007 81069 BetaPro S&P/TSX Capped Financials™ 2x Daily Bull ETF 8-Jun-2007




86015 BetaPro Silver -2x Daily Bear ETF 23-Jun-2009 86016 BetaPro Silver 2x Daily Bull ETF 23-Jun-2009 13297 Betts Cove Minerals Limited (CT) 22-Feb-1990 25-Feb-2002 16694 Beutel Goodman American Equity Fund 14-Dec-1990 16692 Beutel Goodman Balanced Fund 14-Dec-1990 67624 Beutel Goodman Canadian Dividend Fund 21-Aug-2003 16688 Beutel Goodman Canadian Equity Fund 15-Dec-1990 39665 Beutel Goodman Core Plus Bond Fund 18-Aug-2004 95188 Beutel Goodman Fundamental Canadian Equity Fund 24-Jun-2014 88223 Beutel Goodman Global Dividend Fund 18-Aug-2010 90208 Beutel Goodman Global Equity Fund 11-Jul-2011 16691 Beutel Goodman Income Fund 14-Dec-1990 19821 Beutel Goodman International Equity Fund 28-Aug-1992 39664 Beutel Goodman Long Term Bond Fund 18-Aug-2004 16693 Beutel Goodman Money Market Fund 14-Dec-1990 46744 Beutel Goodman North American Focused Equity Fund 23-Aug-2001 88224 Beutel Goodman Short Term Bond Fund 18-Aug-2010 25782 Beutel Goodman Small Cap Fund 25-Jan-1995 46743 Beutel Goodman Total World Equity Fund 23-Aug-2001 79310 Beutel Goodman World Focus Equity Fund 23-Aug-2006 12949 BF Realty Holdings Limited (CT) 29-Dec-1980 25-Feb-2002 100644 Big Pharma Split Corp. 30-Oct-2017 89121 Big Rock Brewery Inc. 1-Jan-2011 51110 *Big Sky Finishers (No. 1) Inc. (CT) 16-Jan-2003 14-Feb-2012 87477 BioExx Specialty Proteins Ltd. 25-Mar-2010 97160 BioHEP Technologies Ltd. 11-Apr-2015 102471 BIP Investment Corporation 23-Nov-2018 83492 Birch Lake Energy Inc. 28-Mar-2008 75047 Birchcliff Energy Ltd. 18-Jan-2005 89181 Bird Construction Inc. 1-Jan-2011 90378 Black Creek Global Balanced Corporate Class 28-Jun-2011 80172 Black Creek Global Balanced Fund 29-Jan-2007 90379 Black Creek Global Leaders Corporate Class 29-Jul-2011 41440 Black Creek Global Leaders Fund 26-Apr-2000 90380 Black Creek International Equity Corporate Class 28-Jul-2011 84729 Black Creek International Equity Fund 25-Sep-2008 87381 Black Diamond Group Limited 9-Mar-2010 89408 Black Iron Inc. 17-Mar-2011 92711 Black Widow Resources Inc. 12-Feb-2013 33450 BlackBerry Limited (formerly Research In Motion Limited) 20-Oct-1997 90638 Blackheath Resources Inc. 26-Oct-2011 102338 BlackRock - IG Active Allocation Pool I 16-Nov-2018 102339 BlackRock - IG Active Allocation Pool II 16-Nov-2018 102340 BlackRock - IG Active Allocation Pool III 16-Nov-2018 102094 BlackRock - IG International Equity Pool 12-Oct-2018




93904 BlackRock All Bond Portfolio 3-Oct-2013 93898 BlackRock Balanced Portfolio 1-Oct-2013 93899 BlackRock Conservative Portfolio 3-Oct-2013 93900 BlackRock Defensive Portfolio 3-Oct-2013 93901 BlackRock Diversified Monthly Income Portfolio 3-Oct-2013 93902 BlackRock Growth Portfolio 3-Oct-2013 93903 BlackRock MaxGrowth Portfolio 3-Oct-2013 5164 Blake Resources Ltd. (CT) 24-Jun-1980 26-Sep-1985 84485 Blind Creek Resources Ltd. 27-Jun-2011 88071 Block One Capital Inc. 30-Jul-2010 94711 Blockchain Power Trust 1-Apr-2014 101038 Blockchain Technologies ETF 1-Feb-2018 91904 BLOCKCHAINK2 CORP. 8-Jun-2012 102635 Bloom Canada Dividend Fund 4-Jan-2019 91514 Bloom Select Income Fund 23-Mar-2012 93033 Bloom U.S. Income & Growth Fund 26-Feb-2013 82674 Blue Note Mining Inc. 5-Nov-2007 32888 Blue Ribbon Income Fund 3-Sep-1997 97047 BlueBay $U.S. Global Convertible Bond Class (Canada) 23-Oct-2015 96235 BlueBay $U.S. Global Convertible Bond Fund (Canada) 2-Apr-2015 101688 BlueBay Emerging Markets Bond Fund (Canada) 3-Jul-2018 91033 BlueBay Emerging Markets Corporate Bond Fund 21-Dec-2011 101690 BlueBay Emerging Markets Local Currency Bond Fund 3-Jul-2018 (Canada) 98176 BlueBay European High Yield Bond Fund 5-Jul-2017 94089 BlueBay Global Convertible Bond Class 31-Mar-2014 92532 BlueBay Global Convertible Bond Fund 14-Nov-2012 98736 BlueBay Global Investment Grade Corporate Bond Fund 17-Nov-2016 (Canada) 89871 BlueBay Global Monthly Income Bond Fund 4-Jul-2011 98737 BlueBay Global Sovereign Bond Fund (Canada) 17-Nov-2016 91010 Blueocean Nutrasciences Inc. 9-Mar-2012 103901 Bluestone Resources Inc. 26-Sep-2019 51435 BMG Bullionfund 22-May-2003 86299 BMG Gold BullionFund 14-Sep-2009 98524 BMG Silver BullionFund 27-Sep-2016 86981 BMO Aggregate Bond Index ETF 18-Jan-2010 99328 BMO Ascent Balanced Portfolio 20-Apr-2017 99329 BMO Ascent Conservative Portfolio 20-Apr-2017 99330 BMO Ascent Equity Growth Portfolio 20-Apr-2017 99331 BMO Ascent Growth Portfolio 20-Apr-2017 99332 BMO Ascent Income Portfolio 20-Apr-2017 84832 BMO Asian Growth & Income Class 31-Oct-2008 67719 BMO Asian Growth and Income Fund 27-Aug-2003 13007 BMO Asset Allocation Fund 10-Mar-1988




104245 BMO Balanced ESG ETF 14-Jan-2020 93727 BMO Balanced ETF Portfolio 9-Aug-2013 87405 BMO Balanced ETF Portfolio Class 21-Apr-2010 104246 BMO BBB Corporate Bond Index ETF 14-Jan-2020 13005 BMO Bond Fund 10-Mar-1988 90623 BMO Canadian Dividend ETF 19-Oct-2011 72533 BMO Canadian Equity Class 1-Oct-2004 13006 BMO Canadian Equity ETF Fund 10-Mar-1988 21718 BMO Canadian Equity Fund 3-Jul-1993 85637 BMO Canadian Government Bond Index ETF 13-May-2009 99070 BMO Canadian High Dividend Covered Call ETF 2-Feb-2017 37181 BMO Canadian Large Cap Equity Fund 7-Jan-1999 104247 BMO Canadian MBS Index ETF 14-Jan-2020 21720 BMO Canadian Small Cap Equity Fund 3-Aug-1993 94207 BMO Canadian Stock Selection Fund 12-Dec-2013 86982 BMO China Equity Index ETF 18-Jan-2010 77381 BMO Concentrated Global Balanced Fund 1-Mar-2006 101442 BMO Concentrated Global Equity Fund 11-May-2018 103237 BMO Concentrated U.S. Equity Fund 14-May-2019 93712 BMO Conservative ETF Portfolio 9-Aug-2013 102772 BMO Core Balanced Portfolio ETF 11-Feb-2019 95628 BMO Core Bond Fund 10-Nov-2014 102773 BMO Core Conservative Portoflio ETF 11-Feb-2019 102774 BMO Core Growth Portfolio ETF 11-Feb-2019 95629 BMO Core Plus Bond Fund 10-Nov-2014 100983 BMO Corporate Bond Index ETF 9-Feb-2018 101443 BMO Covered Call Canada High Dividend ETF Fund 11-May-2018 88921 BMO Covered Call Canadian Banks ETF 25-Jan-2011 97825 BMO Covered Call Canadian Banks ETF Fund 26-Apr-2016 90624 BMO Covered Call Dow Jones Industrial Hedged to CAD ETF 19-Oct-2011 97826 BMO Covered Call Europe High Dividend ETF Fund 19-Apr-2016 97827 BMO Covered Call U.S. High Dividend ETF Fund 26-Apr-2016 102775 BMO Covered Call US Banks ETF 11-Feb-2019 90625 BMO Covered Call Utilities ETF 19-Oct-2011 101444 BMO Crossover Bond Fund 11-May-2018 94486 BMO Discount Bond Index ETF 4-Feb-2014 78664 BMO Diversified Income Portfolio 16-May-2006 72534 BMO Dividend Class 1-Oct-2004 24553 BMO Dividend Fund 15-Aug-1994 85638 BMO Dow Jones Industrial Average Hedged to CAD Index 13-May-2009 ETF 93713 BMO Emerging Markets Bond Fund 9-Aug-2013 87653 BMO Emerging Markets Bond Hedged to CAD Index ETF 18-May-2010 24564 BMO Emerging Markets Fund 15-Aug-1994 5057 BMO Enterprise Fund 28-Sep-1972




86521 BMO Equal Weight Banks Index ETF 19-Oct-2009 86522 BMO Equal Weight Global Base Metals Hedged to CAD 19-Oct-2009 Index ETF 92562 BMO Equal Weight Global Gold Index ETF 7-Nov-2012 92563 BMO Equal Weight Industrials Index ETF 7-Nov-2012 86520 BMO Equal Weight Oil & Gas Index ETF 19-Oct-2009 87654 BMO Equal Weight REITs Index ETF 18-May-2010 94487 BMO Equal Weight US Banks Index ETF 4-Feb-2014 102776 BMO Equal Weight US Health Care Index ETF 11-Feb-2019 86983 BMO Equal Weight Utilities Index ETF 18-Jan-2010 93714 BMO Equity Growth ETF Portfolio 9-Aug-2013 87404 BMO Equity Growth ETF Portfolio Class 23-Apr-2010 104248 BMO ESG Corporate Bond Index ETF 14-Jan-2020 104249 BMO ESG US Corporate Bond Hedged to CAD Index ETF 14-Jan-2020 100984 BMO Europe High Dividend Covered Call ETF 20-Dec-2017 97182 BMO Europe High Dividend Covered Call Hedged to CAD ETF25-Aug-2015 24565 BMO European Fund 15-Aug-1994 93715 BMO Fixed Income ETF Portfolio 9-Aug-2013 94489 BMO Floating Rate High Yield ETF 4-Feb-2014 76969 BMO Floating Rate Income Fund 7-Jul-2005 80956 BMO FundSelect Balanced Portfolio 18-May-2007 80955 BMO FundSelect Equity Growth Portfolio 18-May-2007 80960 BMO FundSelect Growth Portfolio 18-May-2007 80961 BMO FundSelect Income Portfolio 18-May-2007 95631 BMO Global Balanced Fund 10-Nov-2014 100985 BMO Global Communications Index ETF 9-Feb-2018 99072 BMO Global Consumer Discretionary Hedged to CAD Index 2-Feb-2017 ETF 99073 BMO Global Consumer Staples Hedged to CAD Index ETF 2-Feb-2017 43609 BMO Global Dividend Class 7-Nov-2000 30504 BMO Global Dividend Fund 3-Dec-1996 84837 BMO Global Energy Class 5-Nov-2008 43610 BMO Global Equity Class 7-Nov-2000 96242 BMO Global Equity Fund 16-Apr-2015 79151 BMO Global Growth & Income Fund 18-Jul-2006 104250 BMO Global High Dividend Covered Call ETF 14-Jan-2020 78665 BMO Global Infrastructure Fund 16-May-2006 85640 BMO Global Infrastructure Index ETF 13-May-2009 72535 BMO Global Monthly Income Fund 1-Oct-2004 101445 BMO Global Multi-Sector Bond Fund 11-May-2018 24668 BMO Global Small Cap Fund 12-Aug-1994 43614 BMO Global Strategic Bond Fund 7-Nov-2000 87407 BMO Global Tactical ETF Class 21-Apr-2010 102441 BMO Global Water Solutions TACTIC Fund 7-Dec-2018 100986 BMO Government Bond Index ETF 9-Feb-2018




72536 BMO Greater China Class 1-Oct-2004 29740 BMO Growth & Income Fund 24-Oct-1996 93728 BMO Growth ETF Portfolio 9-Aug-2013 87408 BMO Growth ETF Portfolio Class 21-Apr-2010 96243 BMO Growth Opportunities Fund 16-Apr-2015 104251 BMO High Quality Corporate Bond Index ETF 14-Jan-2020 86519 BMO High Yield US Corporate Bond Hedged to CAD ETF 19-Oct-2009 100554 BMO High Yield US Corporate Bond Index ETF 3-Oct-2017 93729 BMO Income ETF Portfolio 9-Aug-2013 87409 BMO Income ETF Portfolio Class 23-Apr-2010 86984 BMO India Equity Index ETF 18-Jan-2010 95633 BMO International Dividend ETF 4-Nov-2014 97183 BMO International Dividend Hedged to CAD ETF 25-Aug-2015 38249 BMO International Equity ETF Fund 12-Mar-1999 100322 BMO International Equity Fund 15-Aug-2017 84840 BMO International Value Class 30-Sep-2009 94208 BMO International Value Fund 12-Dec-2013 100321 BMO Japan Fund 15-Aug-2017 87655 BMO Junior Gas Index ETF 18-May-2010 86985 BMO Junior Gold Index ETF 18-Jan-2010 87656 BMO Junior Oil Index ETF 18-May-2010 92564 BMO Laddered Preferred Share Index ETF 7-Nov-2012 80963 BMO LifeStage Plus 2020 Fund 18-May-2007 85397 BMO LifeStage Plus 2022 Fund 15-Jan-2009 80964 BMO LifeStage Plus 2025 Fund 18-May-2007 85398 BMO LifeStage Plus 2026 Fund 15-Jan-2009 80965 BMO LifeStage Plus 2030 18-May-2007 86986 BMO Long Corporate Bond Index ETF 18-Jan-2010 87657 BMO Long Federal Bond Index ETF 18-May-2010 92892 BMO Long Provincial Bond Index ETF 4-Feb-2013 99076 BMO Long-Term US Treasury Bond Index ETF 2-Feb-2017 90627 BMO Low Volatility Canadian Equity ETF 19-Oct-2011 103234 BMO Low Volatility Canadian Equity ETF Fund 14-May-2019 97517 BMO Low Volatility Emerging Markets Equity ETF 29-Jan-2016 97184 BMO Low Volatility International Equity ETF 25-Aug-2015 97518 BMO Low Volatility International Equity Hedged to CAD ETF 29-Jan-2015 92866 BMO Low Volatility US Equity ETF 4-Feb-2013 97519 BMO Low Volatility US Equity Hedged to CAD ETF 29-Jan-2016 86987 BMO Mid Corporate Bond Index ETF 18-Jan-2010 92893 BMO Mid Provincial Bond Index ETF 4-Feb-2013 92894 BMO Mid-Term US IG Corporate Bond Hedged to CAD Index 4-Feb-2013 ETF 92895 BMO Mid-Term US IG Corporate Bond Index ETF 4-Feb-2013 99075 BMO Mid-Term US Treasury Bond Index ETF 2-Feb-2017 10938 BMO Money Market Fund 10-Mar-1988




9095 BMO Monthly Dividend Fund Ltd. 30-Oct-1985 50479 BMO Monthly High Income Fund II 15-Oct-2002 88923 BMO Monthly Income ETF 25-Jan-2011 38248 BMO Monthly Income Fund 12-Mar-1999 5693 BMO Mortgage and Short-Term Income Fund 16-Sep-1974 95634 BMO MSCI All Country World High Quality Index ETF 4-Nov-2014 104252 BMO MSCI Canada ESG Leaders Index ETF 14-Jan-2020 100555 BMO MSCI Canada Value Index ETF 3-Oct-2017 104253 BMO MSCI EAFE ESG Leaders Index ETF 14-Jan-2020 85641 BMO MSCI EAFE Hedged to CAD Index ETF 13-May-2009 94490 BMO MSCI EAFE Index ETF 4-Feb-2014 100556 BMO MSCI EAFE Value Index ETF 3-Oct-2017 85639 BMO MSCI Emerging Markets Index ETF 13-May-2009 94488 BMO MSCI Europe High Quality Hedged to CAD Index ETF 4-Feb-2014 104254 BMO MSCI Global ESG Leaders Index ETF 14-Jan-2020 104255 BMO MSCI USA ESG Leaders Index ETF 14-Jan-2020 95635 BMO MSCI USA High Quality Index ETF 4-Nov-2014 100557 BMO MSCI USA Value Index ETF 3-Oct-2017 101446 BMO Multi-Factor Equity Fund 11-May-2018 86988 BMO Nasdaq 100 Equity Hedged to CAD Index ETF 18-Jan-2010 102777 BMO Nasdaq 100 Equity Index ETF 11-Feb-2019 39840 BMO Nesbitt Burns RRSP Stock Selection Fund 17-Feb-2000 24563 BMO North American Dividend Fund 15-Aug-1994 102442 BMO PineBridge Preferred Securities TACTIC Fund 7-Dec-2018 30503 BMO Precious Metals Fund 3-Dec-1996 93716 BMO Preferred Share Fund 9-Aug-2013 104256 BMO Premium Yield ETF 14-Jan-2020 48368 BMO Private Canadian Core Equity Portfolio 1-Mar-2002 48366 BMO Private Canadian Corporate Bond Portfolio 1-Mar-2002 48367 BMO Private Canadian Income Equity Portfolio 1-Mar-2002 42112 BMO Private Canadian Mid-Term Bond Portfolio 5-Jul-2000 34426 BMO Private Canadian Money Market Portfolio 26-Feb-1998 34427 BMO Private Canadian Short-Term Bond Portfolio 26-Feb-1998 34429 BMO Private Canadian Special Growth Portfolio 26-Feb-1998 50663 BMO Private Diversified Yield Portfolio 1-Nov-2002 79749 BMO Private Emerging Markets Equity Portfolio 1-Nov-2006 34431 BMO Private International Equity Portfolio 26-Feb-1998 34430 BMO Private U.S. Equity Portfolio 26-Feb-1998 42113 BMO Private U.S. Growth Equity Portfolio 5-Jul-2000 79750 BMO Private U.S. Special Equity Portfolio 1-Nov-2006 87658 BMO Real Return Bond Index ETF 18-May-2010 21721 BMO Resource Fund 3-Aug-1993 97120 BMO Retirement Balanced Portfolio 20-Aug-2015 97121 BMO Retirement Conservative Portfolio 20-Aug-2015 97122 BMO Retirement Income Portfolio 20-Aug-2015




97123 BMO Risk Reduction Equity Fund 20-Aug-2015 97124 BMO Risk Reduction Fixed Income Fund 20-Aug-2015 85642 BMO S&P 500 Hedged to CAD Index ETF 13-May-2009 92561 BMO S&P 500 Index ETF 7-Nov-2012 104257 BMO S&P US Mid Cap Index ETF 14-Jan-2020 104258 BMO S&P US Small Cap Index ETF 14-Jan-2020 85636 BMO S&P/TSX Capped Composite Index ETF 13-May-2009 84844 BMO SelectClass Balanced Portfolio 5-Nov-2008 84843 BMO SelectClass Equity Growth Portfolio 5-Nov-2008 84845 BMO SelectClass Growth Portfolio 5-Nov-2008 84846 BMO SelectClass Income Portfolio 5-Nov-2008 79149 BMO SelectTrust Balanced Portfolio 18-Jul-2006 79150 BMO SelectTrust Conservative Portfolio 18-Jul-2006 79148 BMO SelectTrust Equity Growth Portfolio 18-Jul-2006 93717 BMO SelectTrust Fixed Income Portfolio 9-Aug-2013 79152 BMO SelectTrust Growth Portfolio 18-Jul-2006 79153 BMO SelectTrust Income Portfolio 18-Jul-2006 86523 BMO Short Corporate Bond Index ETF 19-Oct-2009 86524 BMO Short Federal Bond Index ETF 19-Oct-2009 86525 BMO Short Provincial Bond Index ETF 19-Oct-2009 100987 BMO Short-Term Bond Index ETF 9-Feb-2018 94491 BMO Short-Term US IG Corporate Bond Hedged to CAD 4-Feb-2014 Index ETF 99077 BMO Short-Term US Treasury Bond Index ETF 2-Feb-2017 102422 BMO SIA Focused Canadian Equity Fund 30-Nov-2018 102423 BMO SIA Focused North American Equity Fund 30-Nov-2018 96244 BMO Tactical Balanced ETF Fund 16-Apr-2015 93718 BMO Tactical Dividend ETF Fund 9-Aug-2013 97829 BMO Tactical Global Asset Allocation ETF Fund 1-Aug-2016 96245 BMO Tactical Global Bond ETF Fund 16-Apr-2015 96246 BMO Tactical Global Equity ETF Fund 16-Apr-2015 95636 BMO Target Education 2020 Portfolio 10-Nov-2014 95637 BMO Target Education 2025 Portfolio 10-Nov-2014 95638 BMO Target Education 2030 Portfolio 10-Nov-2014 95639 BMO Target Education 2035 Portfolio 10-Nov-2014 95640 BMO Target Education Income Portfolio 10-Nov-2014 95641 BMO U.S. Dividend Fund 10-Nov-2014 93719 BMO U.S. Dollar Balanced Fund 9-Aug-2013 93720 BMO U.S. Dollar Dividend Fund 9-Aug-2013 36757 BMO U.S. Dollar Equity Index Fund 14-Sep-1998 36755 BMO U.S. Dollar Money Market Fund 14-Sep-1998 72537 BMO U.S. Dollar Monthly Income Fund 1-Oct-2004 84831 BMO U.S. Equity Class 31-Oct-2008 30476 BMO U.S. Equity ETF Fund 3-Dec-1996 30501 BMO U.S. Equity Fund 3-Dec-1996




95642 BMO U.S. Equity Plus Fund 10-Nov-2014 83752 BMO U.S. High Yield Bond Fund 13-May-2009 101447 BMO U.S. Small Cap Fund 11-May-2018 88915 BMO Ultra Short-Term Bond ETF 25-Jan-2011 102778 BMO Ultra Short-Term US Bond ETF 11-Feb-2019 87660 BMO US Banks Hedged to CAD Index ETF 18-May-2010 92867 BMO US Dividend ETF 4-Feb-2013 92868 BMO US Dividend Hedged to CAD ETF 4-Feb-2013 87661 BMO US Health Care Hedged to CAD Index ETF 18-May-2010 94492 BMO US High Dividend Covered Call ETF 4-Feb-2014 100988 BMO US High Dividend Covered Call Hedged to CAD ETF 11-Feb-2019 99078 BMO US Preferred Share Hedged to CAD Index ETF 2-Feb-2017 99079 BMO US Preferred Share Index ETF 2-Feb-2017 97185 BMO US Put Write ETF 25-Aug-2015 99080 BMO US Put Write Hedged to CAD ETF 2-Feb-2017 97831 BMO Women in Leadership Fund 9-Apr-2016 21722 BMO World Bond Fund 3-Aug-1993 79010 BNP Resources Inc. 7-Jul-2006 77262 BNS Split Corp. II 16-Sep-2005 72087 Boardwalk Real Estate Investment Trust 3-May-2004 72309 Boardwalk REIT Limited Partnership 3-May-2004 78670 Boardwalktech Software Corp. 26-May-2006 5349 Bombardier Inc. 3-Dec-1980 6016 Bonaventure Estates I Limited Partnership (CT) 23-Dec-1981 25-Feb-2002 89173 Bonavista Energy Corporation 1-Jan-2011 23804 Bonterra Energy Corp. 28-Feb-1994 46258 Boralex Inc. 14-May-2001 89486 Border Petroleum Limited 24-Nov-2011 38994 Borealis Infrastructure Trust 3-Jun-1999 49751 Boston Pizza Royalties Income Fund 9-Jul-2002 10178 Bown River Exploration Ltd. (CT) 27-May-1987 25-Feb-1993 86253 Boyuan Construction Group, Inc. 26-Oct-2010 72397 BQE Water Inc. 30-Nov-2006 103799 Brachium Capital Corp. 27-Sep-2019 5805 Bracknell Corporation (CT) 14-Jan-1983 25-Apr-2002 8576 Bramalea Inc. (CT) 29-Nov-1984 25-Feb-2002 9800 Brampton Brick Limited 4-Nov-1986 90200 Brand Leaders Income Fund 30-Jun-2011 84975 Brandenburg Energy Corp. 24-Oct-2008 49494 Brandes Canadian Equity Fund 26-Jun-2002 49496 Brandes Canadian Money Market Fund 26-Jun-2002 80266 Brandes Corporate Focus Bond Fund 18-Jan-2007 49491 Brandes Emerging Markets Value Fund 26-Jun-2002 49489 Brandes Global Equity Fund 26-Jun-2002 91960 Brandes Global Opportunities Fund 29-Jun-2012




49490 Brandes Global Small Cap Equity Fund 26-Jun-2002 49488 Brandes International Equity Fund 26-Jun-2002 49492 Brandes U.S. Equity Fund 26-Jun-2002 28264 Brandon Energy Ltd. (CT) 20-Mar-1996 25-Feb-2002 83893 Breaking Point Developments Inc. 26-Sep-2008 94376 Bri-Chem Corp. 12-Dec-2013 95599 Bridgehouse Canadian Bond Fund 4-Nov-2014 89232 Bridgemarq Real Estate Services Inc. 1-Jan-2011 78164 Brighter Minds Media Inc. 13-Mar-2006 22732 Brighton Gardens of Boynton Beach Limited Partnership (CT) 6-Dec-1993 25-Feb-2002 103332 Briko Energy Corp. 101035 Bristol Gate Concentrated Canadian Equity ETF 9-Feb-2018 101036 Bristol Gate Concentrated US Equity ETF 9-Feb-2018 71786 British Columbia Ferry Services Inc. 19-May-2004 90364 Brixton Metals Corporation 29-Jul-2011 103045 Brompton European Dividend Growth ETF 28-Mar-2019 100169 Brompton European Dividend Growth Fund ETF (DO NOT 26-Jun-2017 USE) 102108 Brompton Flaherty & Crumrine Investment Grade Preferred 10-Oct-2018 ETF 102109 Brompton Global Dividend Growth ETF 10-Oct-2018 101322 Brompton Global Healthcare Income & Growth ETF 28-Mar-2018 104745 Brompton Global Real Assets Dividend ETF 22-Apr-2020 80721 Brompton Lifeco Split Corp. 29-Mar-2007 102110 Brompton North American Financials Dividend ETF 10-Oct-2018 96047 Brompton Oil Split Corp. 30-Jan-2015 77551 Brompton Split Banc Corp. 28-Oct-2005 101315 Brompton Tech Leaders Income ETF 28-Mar-2018 33467 Brookfield Asset Management Inc. 23-Apr-1981 97520 Brookfield Business Partners L.P. 13-May-2016 96758 Brookfield Finance Inc. 8-Jun-2015 99600 Brookfield Finance LLC 17-Feb-2017 93622 Brookfield Global Infrastructure Securities Income Fund 25-Jun-2013 104194 Brookfield Infrastructure Corporation 13-Mar-2020 92121 Brookfield Infrastructure Finance Limited 12-Jul-2012 92123 Brookfield Infrastructure Finance LLC 12-Jul-2012 92125 Brookfield Infrastructure Finance Pty Ltd 12-Jul-2012 92127 Brookfield Infrastructure Finance ULC 12-Jul-2012 81941 Brookfield Infrastructure Partners L.P. 21-Dec-2007 92129 Brookfield Infrastructure Preferred Equity Inc. 12-Jul-2012 80984 Brookfield Investments Corporation 1-Jan-2007 10000 Brookfield Office Properties Inc. 3-Mar-1987 101616 Brookfield Property Finance ULC 1-Jun-2018 92093 Brookfield Property Partners L.P. 18-Mar-2013 101618 Brookfield Property Preferred Equity Inc. 1-Jun-2018




95460 Brookfield Property Split Corp. 20-Jun-2014 91112 Brookfield Renewable Partners L.P. 28-Nov-2011 91140 Brookfield Renewable Partners ULC 23-Nov-2011 87340 Brookfield Renewable Power Preferred Equity Inc. 3-Mar-2010 94930 Brookfield Select Opportunities Income Fund 25-Apr-2014 93385 BRP Inc. 21-May-2013 80565 Brunswick Resources Inc. 29-Mar-2007 101510 BSR Real Estate Investment Trust 11-May-2018 79411 BTB Real Estate Investment Trust 27-Sep-2006 83485 Buffalo Coal Corp. 15-Feb-2011 42032 Buffalo Gold Ltd. 28-Nov-2000 93398 Builders Capital Mortgage Corp. 25-Oct-2013 86059 Burcon NutraScience Corporation 10-Jun-2009 13079 Burnstone Ventures Inc. 10-Sep-1986 103485 BuzBuz Capital Corp. 2-May-2019 78931 C International Income Fund 5-May-2006 11722 C.F.P.C. (1990) L.P. (CT) 28-Apr-1989 19-Feb-1993 11439 C.H.I. Grand Forks Hotel Limited Partnership (CT) 30-Nov-1988 18-Apr-2002 7610 CAE Inc. 19-Jul-1989 29171 Caldwell Balanced Fund 18-Jun-1996 100261 Caldwell Canadian Value Momentum Fund 4-Aug-2017 96658 Caldwell U.S. Dividend Advantage Fund 28-May-2015 102354 Caldwell U.S. Dividend Advantage Fund 16-Nov-2018 7645 Calfrac Well Services Ltd. 1-Mar-1989 22327 Calian Group Ltd. 7-Sep-1993 75435 Callitas Health Inc. 30-Sep-2005 85551 Calmena Energy Services Inc. 31-Dec-2008 85152 Calyx Bio-Ventures Inc. 22-Oct-2008 82992 Cambridge Asset Allocation Corporate Class 28-Dec-2007 100191 Cambridge Asset Allocation Fund 28-Jul-2017 102600 Cambridge Bond Fund 12-Dec-2018 97316 Cambridge Canadian Dividend Corporate Class 21-Dec-2015 72438 Cambridge Canadian Dividend Fund 31-Aug-2004 82993 Cambridge Canadian Equity Corporate Class 28-Dec-2007 100190 Cambridge Canadian Equity Fund 28-Jul-2017 102182 Cambridge Canadian Long-Term Bond Pool 11-Oct-2018 91819 Cambridge Global Dividend Class 29-May-2012 93618 Cambridge Global Dividend Corporate Class 30-Jul-2013 93619 Cambridge Global Dividend Fund 30-Jul-2013 82994 Cambridge Global Equity Corporate Class 28-Dec-2007 100189 Cambridge Global Equity Fund 28-Jul-2017 69519 Cambridge Global High Income Fund 22-Jun-2004 95254 Cambridge Global Smaller Companies Corporate Class 31-Jul-2014 100188 Cambridge Global Smaller Companies Fund 28-Jul-2017 91014 Cambridge Monthly Income Corporate Class 30-Dec-2011




91015 Cambridge Monthly Income Fund 30-Dec-2011 97317 Cambridge Pure Canadian Equity Corporate Class 21-Dec-2015 89113 Cambridge Pure Canadian Equity Fund 11-Feb-2011 99881 Cambridge Put Write Pool 7-Jun-2017 78888 Cambridge U.S. Dividend Fund 13-Jun-2006 95834 Cambridge U.S. Dividend Registered Fund 24-Dec-2014 96209 Cambridge U.S. Dividend US$ Fund 27-Mar-2015 16886 *Cameco Corporation 28-Jun-1991 5872 Campbell Resources Inc. 13-Nov-1987 92482 Can-Global REIT Income Fund 29-Oct-2012 72271 Canaccord Genuity Group Inc. 23-Jun-2004 103149 Canaccord Genuity Growth II Corp. 1-Apr-2019 86302 Canacol Energy Ltd. 13-Jul-2010 42593 Canada 3000 Inc. (CT) 30-Jun-2000 25-Mar-2002 99651 Canada Goose Holdings Inc. 15-Mar-2017 83637 Canada Jetlines Ltd. 28-Mar-2008 46208 Canada Life Capital Corporation Inc. 15-Jun-2001 48592 Canada Life Capital Trust 8-Mar-2002 102157 Canada Life Pathways Canadian Concentrated Equity Fund 17-Oct-2018 102158 Canada Life Pathways Canadian Equity Fund 17-Oct-2018 102159 Canada Life Pathways Core Bond Fund 17-Oct-2018 102160 Canada Life Pathways Core Plus Bond Fund 17-Oct-2018 102161 Canada Life Pathways Emerging Markets Equity Fund 17-Oct-2018 102162 Canada Life Pathways Emerging Markets Large Cap Equity 17-Oct-2018 Fund 102163 Canada Life Pathways Global Core Plus Bond Fund 17-Oct-2018 102164 Canada Life Pathways Global Multi Sector Bond Fund 17-Oct-2018 102165 Canada Life Pathways Global Tactical Fund 17-Oct-2018 102166 Canada Life Pathways International Concentrated Equity Fund 17-Oct-2018 102167 Canada Life Pathways International Equity Fund 17-Oct-2018 102168 Canada Life Pathways Money Market Fund 17-Oct-2018 102169 Canada Life Pathways U.S. Concentrated Equity Fund 17-Oct-2018 102170 Canada Life Pathways U.S. Equity Fund 17-Oct-2018 24049 Canadian Agra Foods Inc. (CT) 24-May-1994 18-Mar-2002 7971 Canadian Airlines Corporation (CT) 5-Dec-1983 18-Mar-2002 31879 Canadian Apartment Properties Real Estate Investment Trust 14-May-1997 76919 Canadian Banc Corp. 29-Jun-2005 96520 Canadian Credit Card Trust II 21-Apr-2015 96149 Canadian Crude Oil Index ETF 5-May-2015 97203 Canadian Dividend Class (Laketon) 30-Nov-2015 78497 Canadian Dollar Cash Management Fund 1-Jun-2006 84448 Canadian Equity Alpha Corporate Class 30-Jul-2008 102297 Canadian Equity Alpha Pool 1-Nov-2018 98121 Canadian Equity Class (Laketon) 7-Jul-2016 32244 Canadian Equity Fund 13-Aug-1997




44255 Canadian Equity Fund (Laketon) 5-Jan-2001 82410 Canadian Equity Growth Corporate Class 2-Oct-2007 41509 Canadian Equity Growth Pool 28-Apr-2000 82411 Canadian Equity Small Cap Corporate Class 2-Oct-2007 40834 Canadian Equity Small Cap Pool 17-Jan-2000 82412 Canadian Equity Value Corporate Class 2-Oct-2007 7556 Canadian Equity Value Pool 20-Apr-1976 82413 Canadian Fixed Income Corporate Class 2-Oct-2007 32243 Canadian Fixed Income Fund 13-Aug-1997 12878 Canadian Fixed Income Pool 15-May-1972 19775 Canadian General Investments, Limited 18-Aug-1998 98122 Canadian Growth Class (GWLIM) 7-Jul-2016 44247 Canadian Growth Fund (GWLIM) 5-Jan-2001 86989 Canadian High Income Equity Fund 28-Jan-2010 5412 Canadian Imperial Bank of Commerce 26-Jan-1981 98829 Canadian Investment Grade Preferred Share Fund (P2L) 29-Nov-2016 75313 Canadian Life Companies Split Corp. 31-Mar-2005 98123 Canadian Low Volatility Class (London Capital) 7-Jul-2016 9551 Canadian Manoir Industries Limited 21-Jul-1986 5983 Canadian National Railway Company 19-May-1987 5720 Canadian Natural Resources Limited 15-Mar-1979 86628 Canadian Overseas Petroleum Limited 15-Dec-2009 6006 Canadian Pacific Railway Company 7-May-1987 47241 Canadian Pacific Railway Limited 10-Aug-2001 96702 Canadian Preferred Share Trust 23-Jun-2015 41012 CANADIAN SCHOLARSHIP TRUST FAMILY SAVINGS PLAN 18-Jul-2000 41954 Canadian Scholarship Trust Founders' Plan 18-Jul-2000 88572 Canadian Scholarship Trust Group Savings Plan 18-Jul-2000 88552 Canadian Scholarship Trust Group Savings Plan 2001 18-Jul-2000 32722 Canadian Scholarship Trust Individual Savings Plan 18-Jul-2000 45971 Canadian Small Company Equity Fund 14-May-2001 7974 Canadian Tire Corporation Limited 4-Dec-1989 88597 Canadian Utilities & Telecom Income Fund 30-Nov-2010 5038 Canadian Utilities Limited 28-Oct-1970 81496 Canadian Value Class (FGP) 6-Jul-2007 8207 Canadian Western Bank 26-Apr-1984 7565 Canalands Resources Corporation (CT) 29-Jul-1983 18-Mar-2002 20500 Canarc Resource Corp. 6-Nov-1992 89689 Candente Gold Corp. 24-Mar-2011 7593 Canfor Corporation 27-Jun-1983 89137 Canfor Pulp Products Inc. 1-Jan-2011 13372 Canlan Ice Sports Corp. 31-Dec-1989 101710 Canna 8 Investment Trust 10-Jul-2018 100864 Cannabis Growth Opportunity Corporation 17-Jan-2018 100186 CannTrust Holdings Inc. 11-Aug-2017




89102 Canoe Asset Allocations Class 14-Feb-2011 91037 Canoe Bond Advantage Class 13-Dec-2011 91038 Canoe Bond Advantage Fund 13-Dec-2011 103607 Canoe Canadian Small Mid Cap Class 8-Aug-2019 92701 Canoe Credit Opportunities Fund 14-Dec-2012 104713 Canoe Defensive Global Balanced Fund 9-Apr-2020 95275 Canoe Defensive Global Equity Fund 9-Sep-2014 32593 Canoe EIT Income Fund 25-Jul-1997 89103 Canoe Energy Class 14-Feb-2011 91040 Canoe Energy Income Class 13-Dec-2011 91036 Canoe Enhanced Income Class 13-Dec-2011 91041 Canoe Enhanced Income Fund 13-Dec-2011 89104 Canoe Equity Class 14-Feb-2011 94191 Canoe Global All Cap Class 20-Dec-2013 13165 Canoe Global Equity Fund 25-Nov-1985 95348 Canoe Global Income Class 22-Jul-2014 93764 Canoe Global Income Fund 15-Aug-2013 98816 Canoe International Equity Fund 5-Jan-2017 90934 Canoe Mining Ventures Corp. 9-Dec-2011 92699 Canoe North American Monthly Income Class 14-Dec-2012 86828 Canoe Premium Income Fund 17-Dec-2009 92700 Canoe Strategic High Yield Class 14-Dec-2012 101952 Canoe Trust Fund 7-Sep-2018 95109 Canopy Growth Corporation 9-May-2014 102994 Canopy Rivers Inc. 21-Feb-2019 83114 Canoro Resources Ltd. 13-Dec-2007 7746 Canshore Exploration Limited (CT) 6-Aug-1979 18-Mar-2002 87879 Canso Credit Income Fund 29-Jun-2010 102256 Canso Select Opportunities Corporation 7-Sep-2018 9908 Cansorb Industries Inc. (CT) 19-May-1987 23-Apr-2002 102999 CANSORTIUM INC. 15-Mar-2019 34434 *Canterra Seeds Holdings Ltd. 5-Feb-2004 87250 CanWel Building Materials Group Ltd. 1-Feb-2010 12565 *CAPA Software Publishing Corporation (CT) 1-Apr-1990 01-Feb-1991 49014 Capital Desjardins Inc. 3-May-2002 83558 Capital Group Canadian Core Plus Fixed Income Fund 22-Apr-2008 (Canada) 78298 Capital Group Canadian Focused Equity Fund (Canada) 23-Mar-2006 101933 Capital Group Capital Income Builder (Canada) 14-Aug-2018 91220 Capital Group Emerging Markets Total Opportunities Fund 7-Feb-2012 (Canada) 97186 Capital Group Global Balanced Fund (Canada) 18-Aug-2015 50727 Capital Group Global Equity Fund (Canada) 9-Oct-2002 44068 Capital Group International Equity Fund (Canada) 8-Dec-2000 104569 Capital Group Monthly Income Portfolio (Canada) 2-Mar-2020




44069 Capital Group U.S. Equity Fund (Canada) 8-Dec-2000 100415 Capital Group World Bond Fund (Canada) 1-Sep-2017 5722 Capital Oil And Gas Corp. (CT) 17-Jul-1980 21-Jun-1984 86004 Capital Power Corporation 25-Jun-2009 89141 Capstone Infrastructure Corporation 1-Jan-2011 80665 Capstone Mining Corp. 22-Feb-2007 38984 Captech Multicom Inc. 11-Jun-1999 92510 Cardinal Energy Ltd. 10-Dec-2013 100733 Cardinal Resources Limited 8-Nov-2017 100658 Cardiol Therapeutics Inc. 17-Dec-2018 72668 CARDS II Trust 30-Sep-2004 89159 Cargojet Inc. 1-Jan-2011 22921 Caribbean Utilities Company, Ltd. 26-Nov-1993 7794 *Carling Place Limited Partnership 19-Oct-1983 05-May-2009 22665 Carmanah Resources Ltd. (CT) 7-Jul-1997 18-Mar-2002 7759 Carriage Lane Estates Limited Partnership (CT) 5-Oct-1983 18-Mar-2002 51016 CARS and PARS Programme 19-Jan-2007 8484 Cascades Inc. 28-Sep-1984 76929 Cash Management Class 6-Jul-2005 26387 Cash Management Pool 21-Apr-1995 94344 CatchMark Timber Trust, Inc. 11-Dec-2013 45907 Caterpillar Financial Services Limited 11-Jun-2001 86860 Cathay Forest Products Corp. 11-Dec-2009 87006 Cathedral Energy Services Ltd. 18-Dec-2009 5108 Caulfield Resources Ltd. (CT) 16-Jul-1980 25-Feb-1993 77372 Cayenne Gold Mines Ltd. 4-May-2007 102737 CBD Global Sciences Inc. 21-Oct-2019 5180 CBO Resources Corp. (CT) 17-Jul-1979 18-Mar-2002 102538 CC&L Alternative Canadian Equity Fund 21-Feb-2019 102539 CC&L Alternative Global Equity Fund 21-Feb-2019 102540 CC&L Alternative Income Fund 21-Feb-2019 91910 CC&L Core Income and Growth Fund 8-Jun-2012 77911 CC&L Diversified Income Portfolio 26-Jan-2006 91653 CC&L Equity Income and Growth Fund 3-May-2012 94900 CC&L Global Alpha Fund 8-May-2014 91654 CC&L High Yield Bond Fund 3-May-2012 5635 CCL Industries Inc. 21-Apr-1980 70829 CDC Corporation 23-Feb-2004 24845 CED-OR Corporation 1-May-1994 8149 *Cedar Ridge Apartments Limited Partnership (CT) 27-Mar-1984 05-May-2009 8979 *Celebrations Le Club L.P. (CT) 14-Feb-1986 12-Jun-1991 35886 Celestica Inc. 29-Jun-1998 48447 CellStop Systems Inc. 16-Jun-1997 92059 Celtic Tiger Minerals Exploration Inc. 13-Sep-2012 85957 Cenovus Energy Inc. 2-Nov-2009




91277 Centamin plc 30-Dec-2011 69438 Centaurus Energy Inc. 2-Nov-2010 72132 Centerra Gold Inc 22-Jun-2004 26282 Central 1 Credit Union 31-Aug-1995 23321 Central Asia Goldfields Corporation (CT) 29-Dec-1993 18-Mar-2002 9499 Central Guaranty Trustco Limited (CT) 5-Jun-1986 18-Mar-2002 12936 Central Guaranty Trustfunds-Canadian Money Market Fund 22-Mar-1988 18-Mar-2002 (CT) 90747 Centric Health Corporation 25-Oct-2011 102666 Century Metals Inc. 4-Apr-2019 82332 Cequence Energy Ltd. 21-Aug-2007 104576 Ceres Acquisition Corp. 25-Feb-2020 82847 Ceres Global Ag Corp. 14-Dec-2007 90839 CERF Incorporated 1-Oct-2011 101512 Ceridian HCM Holding Inc. 25-Apr-2018 8808 Cerro Grande Mining Corporation 25-Mar-1985 11719 Cerro Mining Corp. 2-Mar-1990 42817 Cervus Equipment Corporation 14-Nov-2000 84711 CES Energy Solutions Corp. 1-Jan-2010 48070 CGI Group Inc. 11-Dec-2000 19773 CGI Mutualization Corporation (CT) 2-Jul-1992 18-Mar-2002 87967 CGX Energy Inc. 11-Aug-2010 10057 CH Financial Corporation (CT) 25-Feb-1987 25-Feb-1993 94994 Champion Iron Limited 31-Mar-2014 13106 Chancellor Group Ltd. (CT) 14-Nov-1989 18-Mar-2002 9155 Charan Industries Inc. (CT) 4-Dec-1985 25-Feb-1993 5043 Charlie O Company, Inc.(CT) 21-Jul-1980 25-Feb-1993 89268 Charlotte Resources Ltd. 8-Apr-2011 101846 Charlotte's Web Holdings, Inc. 23-Aug-2018 8430 Chartwell Mews (CT) 19-Dec-1978 17-Feb-1993 68250 Chartwell Retirement Residences 31-Oct-2003 6428 Chatham House Apartments L.P. (CT) 2-Dec-1982 17-Feb-1993 37225 Chauvco Resources International Ltd. (CT) 11-Sep-1981 18-Mar-2002 104270 Chelz Capital Canada L.P 86219 Chemistree Technology Inc. 25-Mar-2019 73008 Chemokine Therapeutics Corp. 17-Dec-2004 46340 Chemtrade Logistics Income Fund 12-Jul-2001 89165 Chesswood Group Limited 1-Jan-2011 49028 Cheyenne Energy Inc. 20-Jun-2002 93612 Chieftain Metals Corp. 22-May-2013 104158 China AMC - IG China Equity Pool 10-Jan-2020 88202 Chinook Energy Inc. 29-Jun-2010 77611 CHIP Mortgage Trust 18-Nov-2005 93592 Choice Properties Real Estate Investment Trust 26-Jun-2013 80900 Choom Holdings Inc. 25-Sep-2007




89151 Chorus Aviation Inc. 31-Dec-2010 104570 Chorus II 100 Equity Growth Portfolio 3-Apr-2020 90859 Chorus II Aggressive Growth Portfolio 18-Nov-2011 90850 Chorus II Balanced Growth Portfolio 18-Nov-2011 90861 Chorus II Conservative Low Volatilty Portfolio 18-Nov-2011 90858 Chorus II Growth Portfolio 18-Nov-2011 90860 Chorus II Maximum Growth Portfolio 18-Nov-2011 90851 Chorus II Moderate Low Volatility Portfolio 18-Nov-2011 67897 Chou Asia Fund 15-Sep-2003 47384 Chou Associates Fund 19-Oct-2001 77335 Chou Bond Fund 15-Sep-2005 67898 Chou Europe Fund 15-Sep-2003 47420 Chou RRSP Fund 19-Oct-2001 87570 Churchill 10 Debenture Corp. 18-May-2010 87568 Churchill 10 Real Estate Limited Partnership 18-May-2010 89439 Churchill 11 Debenture Corp. 7-Apr-2011 89441 Churchill 11 Real Estate Limited Partnership 7-Apr-2011 47138 CI American Managers Corporate Class 3-Aug-2001 47156 CI American Small Companies Corporate Class 3-Aug-2001 12825 CI American Small Companies Fund 27-Sep-1988 46412 CI American Value Corporate Class 31-Dec-2001 30043 CI American Value Fund 1-Nov-1996 102620 CI Balanced ETF Portfolio 10-Jan-2019 102621 CI Balanced Growth ETF Portfolio 10-Jan-2019 102622 CI Balanced Income ETF Portfolio 10-Jan-2019 77322 CI Can-Am Small Cap Corporate Class 30-Sep-2005 103375 CI Canadian Dividend Private Pool 14-Jun-2019 102258 CI Canadian Equity Private Pool 24-Oct-2018 102259 CI Canadian Fixed Income Private Pool 24-Oct-2018 67417 CI Canadian Investment Corporate Class 13-Jul-2003 30041 CI Canadian Investment Fund 1-Nov-1996 20011 CI Canadian Small/Mid Cap Fund 12-Nov-1992 104739 CI DoubleLine Total Return Bond US$ Fund 22-Apr-2020 85452 CI Financial Corp. 1-Jan-2009 93444 CI First Asset 1-5 Year Laddered Government Strip Bond 31-May-2013 Index ETF 94848 CI First Asset Active Canadian Dividend ETF 21-Jul-2014 95873 CI First Asset Active Credit ETF 13-Jan-2015 95849 CI First Asset Active Utility & Infrastructure ETF 13-Jan-2015 98314 CI First Asset Canadian Buyback Index ETF 24-Aug-2016 90046 CI First Asset Canadian Convertible Bond ETF 17-May-2011 97173 CI First Asset Canadian REIT ETF 10-Jul-2015 97017 CI First Asset CanBanc Income Class ETF 18-Sep-2015 97792 CI First Asset Core Canadian Equity Income Class ETF 3-May-2016 96033 CI First Asset Energy Giants Covered Call ETF 27-Jan-2015




101775 CI First Asset Enhanced Government Bond ETF 20-Jul-2018 100398 CI First Asset Enhanced Short Duration Bond ETF 23-Aug-2017 95314 CI First Asset European Bank ETF 21-Jul-2014 103625 CI First Asset Global Asset Allocation ETF 22-Jul-2019 97855 CI First Asset Global Financial Sector ETF 25-Apr-2016 89765 CI First Asset Gold+ Giants Covered Call ETF 17-May-2011 101576 CI First Asset Health Care Giants Covered Call ETF 5-Jun-2018 103313 CI First Asset High Interest Savings ETF 30-May-2019 98261 CI First Asset Investment Grade Bond ETF 2-Aug-2016 97952 CI First Asset Long Duration Fixed Income ETF 5-May-2016 91211 CI First Asset Morningstar Canada Dividend Target 30 Index 20-Jan-2012 ETF 91213 CI First Asset Morningstar Canada Momentum Index ETF 20-Jan-2012 91214 CI First Asset Morningstar Canada Value Index ETF 20-Jan-2012 95575 CI First Asset Morningstar International Momentum Index ETF 21-Oct-2014 95576 CI First Asset Morningstar International Value Index ETF 21-Oct-2014 91216 CI First Asset Morningstar National Bank Québec Index ETF 20-Jan-2012 91217 CI First Asset Morningstar US Dividend Target 50 Index ETF 20-Jan-2012 94102 CI First Asset Morningstar US Momentum Index ETF 15-Oct-2013 94103 CI First Asset Morningstar US Value Index ETF 15-Oct-2013 94466 CI First Asset MSCI Canada Low Risk Weighted ETF 30-Jan-2014 97793 CI First Asset MSCI Canada Quality Index Class ETF 3-May-2016 94467 CI First Asset MSCI Europe Low Risk Weighted ETF 30-Jan-2014 100341 CI First Asset MSCI International Low Risk Weighted ETF 3-Aug-2017 94468 CI First Asset MSCI USA Low Risk Weighted ETF 30-Jan-2014 103710 CI First Asset MSCI World ESG Impact ETF 21-Aug-2019 94469 CI First Asset MSCI World Low Risk Weighted ETF 30-Jan-2014 97953 CI First Asset Preferred Share ETF 5-May-2016 97618 CI First Asset Short Term Government Bond Index Class ETF 24-Feb-2016 90807 CI First Asset Tech Giants Covered Call ETF 21-Oct-2011 95438 CI First Asset U.S. & Canada Lifeco Income ETF 26-Aug-2014 98316 CI First Asset U.S. Buyback Index ETF 24-Aug-2016 100178 CI First Asset U.S. TrendLeaders Index ETF 23-Jun-2017 93582 CI G5|20 2038 Q3 Fund 3-Jul-2013 94014 CI G5|20 2038 Q4 Fund 27-Sep-2013 94882 CI G5|20 2039 Q2 Fund 12-May-2014 95248 CI G5|20 2039 Q3 Fund 27-Jun-2014 95880 CI G5|20 2040 Q1 Fund 19-Dec-2014 96869 CI G5|20 2040 Q4 Fund 30-Sep-2015 95879 CI G5|20i 2035 Q1 Fund 19-Dec-2014 96233 CI G5|20i 2035 Q2 Fund 26-Mar-2015 97264 CI G5|20i 2036 Q1 Fund 8-Dec-2015 97772 CI G5|20i 2036 Q2 Fund 31-Mar-2016 102260 CI Global Asset Allocation Private Pool 24-Oct-2018 102261 CI Global Balanced Yield Private Pool 24-Oct-2018




102263 CI Global Concentrated Equity Private Pool 24-Oct-2018 47150 CI Global Corporate Class 3-Aug-2001 102264 CI Global Enhanced Government Bond Private Pool 24-Oct-2018 102265 CI Global Equity Alpha Private Pool 24-Oct-2018 103376 CI Global Equity Core Private Pool 14-Jun-2019 102267 CI Global Equity Momentum Private Pool 24-Oct-2018 9224 CI Global Fund 4-Mar-1986 46643 CI Global Health Sciences Corporate Class 3-Aug-2001 80594 CI Global High Dividend Advantage Corporate Class 26-Feb-2007 78017 CI Global High Dividend Advantage Fund 25-Jan-2006 102268 CI Global High Yield Credit Private Pool 24-Oct-2018 102269 CI Global Investment Grade Credit Private Pool 24-Oct-2018 47154 CI Global Small Companies Corporate Class 3-Aug-2001 102270 CI Global Smaller Companies Private Pool 24-Oct-2018 102271 CI Global Unconstrained Bond Private Pool 24-Oct-2018 93539 CI Global Value Balanced Fund 7-Jun-2013 47145 CI Global Value Corporate Class 3-Aug-2001 28845 CI Global Value Fund 14-Jun-1996 102623 CI Growth ETF Portfolio 10-Jan-2019 103584 CI High Interest Savings Fund 29-Jul-2019 102624 CI Income ETF Portfolio 10-Jan-2019 87963 CI Income Fund 16-Aug-2010 104060 CI India All Cap Fund 6-Jan-2020 102272 CI International Equity Alpha Private Pool 24-Oct-2018 102273 CI International Equity Growth Private Pool 24-Oct-2018 102274 CI International Equity Value Private Pool 24-Oct-2018 47144 CI International Value Corporate Class 3-Aug-2001 28846 CI International Value Fund 14-Jun-1996 86407 CI Investment Grade Bond Fund 29-Oct-2009 104237 CI Lawrence Park Alternative Investment Grade Credit ETF 21-Jan-2020 102310 CI Lawrence Park Alternative Investment Grade Credit Fund 31-Oct-2018 102311 CI Marret Alternative Absolute Return Bond Fund 18-Sep-2018 78160 CI Money Market Class 28-Mar-2006 16607 CI Money Market Fund 16-Oct-1990 102312 CI Munro Alternative Global Growth Fund 30-Sep-2018 84560 CI North American Dividend Fund 20-Aug-2008 102275 CI North American Small/Mid Cap Equity Private Pool 24-Oct-2018 47146 CI Short-Term Corporate Class 3-Aug-2001 46628 CI Short-Term US$ Corporate Class 3-Aug-2001 102276 CI U.S. Equity Private Pool 24-Oct-2018 25796 CI US Money Market Fund 1-Feb-1995 104065 CI Vantage Managed Payout Portfolio 1946 - 1948 7-Jan-2020 104066 CI Vantage Managed Payout Portfolio 1949 - 1951 7-Jan-2020 104067 CI Vantage Managed Payout Portfolio 1952 - 1954 7-Jan-2020 104068 CI Vantage Managed Payout Portfolio 1955 - 1957 7-Jan-2020




104070 CI Vantage Managed Payout Portfolio 1958 - 1960 7-Jan-2020 104071 CI Vantage Managed RRSP/RRIF Payout Portfolio 1946 - 7-Jan-2020 1948 104072 CI Vantage Managed RRSP/RRIF Payout Portfolio 1949 - 7-Jan-2020 1951 104073 CI Vantage Managed RRSP/RRIF Payout Portfolio 1952 - 7-Jan-2020 1954 104074 CI Vantage Managed RRSP/RRIF Payout Portfolio 1955 - 7-Jan-2020 1957 104076 CI Vantage Managed RRSP/RRIF Payout Portfolio 1958 - 7-Jan-2020 1960 102589 CIBC Active Investment Grade Corporate Bond ETF 15-Jan-2019 102590 CIBC Active Investment Grade Floating Rate Bond ETF 15-Jan-2019 22214 CIBC Asia Pacific Fund 30-Aug-1993 42705 CIBC Asia Pacific Index Fund 10-Aug-2000 10733 CIBC Balanced Fund 13-Dec-1974 100114 CIBC Balanced Growth Passive Portfolio 18-Jul-2017 37174 CIBC Balanced Index Fund 23-Nov-1998 100115 CIBC Balanced Passive Portfolio 18-Jul-2017 12959 CIBC Canadian Bond Fund 14-Dec-1988 32866 CIBC Canadian Bond Index Fund 25-Aug-1997 12958 CIBC Canadian Equity Fund 14-Dec-1988 32864 CIBC Canadian Equity Value Fund 18-Aug-1997 29061 CIBC Canadian Index Fund 11-Jul-1996 32868 CIBC Canadian Real Estate Fund 25-Aug-1997 26859 CIBC Canadian Resources Fund 11-Jul-1995 22201 CIBC Canadian Short-Term Bond Index Fund 30-Aug-1993 17856 CIBC Canadian Small-Cap Fund 9-Aug-1991 16771 CIBC Canadian T-Bill Fund 7-Dec-1990 85701 CIBC Capital Trust 5-Mar-2009 100116 CIBC Conservative Passive Portfolio 18-Jul-2017 103915 CIBC Consevative Fixed Income Pool 23-Oct-2019 79345 CIBC Disciplined U.S. Equity Fund 6-Sep-2006 17855 CIBC Dividend Fund 9-Aug-1991 75400 CIBC Dividend Income Fund 11-May-2005 27453 CIBC Emerging Markets Fund 10-Nov-1995 42704 CIBC Emerging Markets Index Fund 10-Aug-2000 29066 CIBC Energy Fund 11-Jul-1996 27448 CIBC European Equity Fund 10-Nov-1995 36600 CIBC European Index Fund 17-Aug-1998 33129 CIBC Financial Companies Fund 17-Aug-1998 104198 CIBC Flexible Yield ETF (CAD-Hedged) 15-Jan-2020 24665 CIBC Global Bond Fund 2-Sep-1994 34343 CIBC Global Bond Index Fund 20-Jan-1998 12960 CIBC Global Equity Fund 14-Dec-1988




79342 CIBC Global Monthly Income Fund 6-Sep-2006 27452 CIBC Global Technology Fund 10-Nov-1995 79343 CIBC International Equity Fund 6-Sep-2006 34361 CIBC International Index Fund 20-Jan-1998 32869 CIBC International Small Companies Fund 25-Aug-1997 29489 CIBC Latin American Fund 14-Aug-1996 48002 CIBC Managed Aggressive Growth Portfolio (formerly CIBC 16-Jan-2002 Managed Aggressive Growth RRSP Portfolio) 47998 CIBC Managed Balanced Growth Portfolio (formerly, CIBC 16-Jan-2002 Managed Balnced Growth RRSP Portfolio) 47996 CIBC Managed Balanced Portfolio 16-Jan-2002 48000 CIBC Managed Growth Portfolio (formerly, CIBC Managed 16-Jan-2002 Growth RRSP Portfolio) 47992 CIBC Managed Income Plus Portfolio 16-Jan-2002 47991 CIBC Managed Income Portfolio 16-Jan-2002 79344 CIBC Managed Monthly Income Balanced Portfolio 6-Sep-2006 12961 CIBC Money Market Fund 14-Dec-1988 36599 CIBC Monthly Income Fund 17-Aug-1998 101799 CIBC Multi-Asset Absolute Return Strategy 11-Oct-2018 102591 CIBC Multifactor Canadian Equity ETF 15-Jan-2019 102592 CIBC Multifactor U.S. Equity ETF 15-Jan-2019 42706 CIBC Nasdaq Index Fund 10-Aug-2000 29067 CIBC Precious Metals Fund 11-Jul-1996 12962 CIBC Short-Term Income Fund 2-Feb-1988 102577 CIBC Smart Balanced Growth Solution 15-Jan-2019 102578 CIBC Smart Balanced Income Solution 15-Jan-2019 102579 CIBC Smart Balanced Solution 15-Jan-2019 102580 CIBC Smart Growth Solution 15-Jan-2019 102581 CIBC Smart Income Solution 15-Jan-2019 17304 CIBC U.S Dollar Money Market Fund 13-Mar-1991 50245 CIBC U.S. Dollar Managed Balanced Portfolio 3-Oct-2002 50246 CIBC U.S. Dollar Managed Growth Portfolio 3-Oct-2002 50244 CIBC U.S. Dollar Managed Income Portfolio 3-Oct-2002 17305 CIBC U.S. Equity Index Fund 13-Mar-1991 29065 CIBC U.S. Index RRSP Fund 11-Jul-1996 27451 CIBC U.S. Small Companies Fund 10-Nov-1995 87518 CIM INTERNATIONAL GROUP INC. (formerly Golden Bridge 5-May-2010 Development Corporation) 89135 Cineplex Inc. 1-Jan-2011 78873 Cinram International Limited Partnership 5-May-2006 23042 Cintech Solutions, Inc. 25-Jan-1994 70717 Cipher Pharmaceuticals Inc. 10-Mar-2004 12963 Circle Of Two (CT) 22-Aug-1979 02-Feb-1993 23370 CIS Commax Hedge Fund (CT) 12-Apr-1994 18-Mar-2002 23368 CIS Global Telecommunications Fund (CT) 12-Apr-1994 18-Mar-2002




74858 Citadel Income Fund 31-Jan-2005 27305 Citigroup Inc. 8-Oct-1998 35013 Clarke Inc. 6-Mar-1998 10030 Clarus Corporation (CT) 20-Jan-1987 10-Feb-1993 91226 Clean Commodities Corp. 19-Dec-2011 87375 Clean Harbors, Inc. 31-Jul-2009 89489 Clean Seed Capital Group Ltd. 27-Jun-2011 98831 Clearpoint Short Term Income Fund 13-Feb-2017 90066 ClearStream Energy Services Inc. 1-Apr-2011 90869 Clearwater Seafoods Incorporated 2-Oct-2011 5949 Clipper Apartment Project 7-Dec-1979 98334 Cloud Nine Education Group Ltd. 29-Aug-2016 37562 *CMI Terminal Ltd. 22-Dec-1998 102743 CMP 2019 Resource Limited Partnership 31-Jan-2019 104342 CMP 2020 Resource Limited Partnership 30-Jan-2020 46408 CMX Gold & Silver Corp. 12-Apr-2012 43947 CNH Capital Canada Receivables Trust 12-Oct-2001 71898 CNH Capital Canada Wholesale Trust 7-May-2004 24593 Co-Operators General Insurance Company 29-May-1997 6239 Coachman House Limited Partnership 22-Nov-1982 21466 Cogeco Communications Inc. 23-Jun-1993 12743 Cogeco Inc 5-Jan-1994 95819 CohBar, Inc. 18-Dec-2014 89973 Coin Hodl Inc. 2-May-2011 79001 Colabor Group Inc. 23-May-2006 9577 Colborne Centre I L.P. (CT) 1-Aug-1986 25-Feb-1993 78777 Cold Creek Capital Inc. 21-Jun-2006 21345 COLLIERS INTERNATIONAL GROUP INC. 17-Jun-1993 83240 Colossus Minerals Inc. 6-Feb-2008 100025 Colson Capital Corp. 14-Jun-2017 102053 Columbia Care inc. 14-Sep-2018 91776 Columbus Gold Corp. 11-May-2012 35721 Cominar Real Estate Investment Trust 11-May-1998 23071 Communicorp Corporation 27-Jan-1994 77716 Compass Balanced Growth Portfolio 8-Dec-2005 77717 Compass Balanced Portfolio 31-Dec-2005 77718 Compass Conservative Balanced Portfolio 31-Dec-2005 77719 Compass Conservative Portfolio 8-Dec-2005 77720 Compass Growth Portfolio 8-Dec-2005 77721 Compass Maximum Growth Portfolio 8-Dec-2005 84946 Composite Alliance Group Inc. 1-Dec-2008 30667 Computer Modelling Group Ltd. 3-Mar-1997 85250 Comstock Metals Ltd. 12-Dec-2008 5799 Comterm Inc. (CT) 25-Jun-1981 19-Feb-1993 32515 Concert Industries Ltd. 14-Dec-1999




83123 Condor Petroleum Inc. 31-Mar-2011 99684 Conifex Timber Inc. 1-Mar-2017 44212 Conservative Folio Fund 5-Jan-2001 95349 Conservative Fund 11-Sep-2014 97285 Conservative Income Portfolio 17-Dec-2015 79138 Conservative Monthly Income Fund 28-Jun-2019 100610 Conservative Portfolio 24-Oct-2017 71373 CONSTELLATION COPPER CORPORATION 23-Aug-2006 78596 Constellation Software Inc. 11-May-2006 103293 Converge Technology Solutions Corp. 12-Jul-2019 81682 Copper Mesa Mining Corporation (formerly Ascendant Copper 27-Mar-2008 Corporation) 86437 Copper Mountain Mining Corporation 17-Sep-2009 90915 Copper North Mining Corp. 17-Oct-2011 80333 Copper Reef Mining Corporation 14-Dec-2007 38422 Cordy Oilfield Services Inc. 18-Aug-1999 44252 Core Bond Fund (Portico) 5-Jan-2001 79737 Core Canadian Dividend Trust 30-Oct-2006 5688 Core Plus Bond Fund (Portico) 30-Dec-1974 80986 Coro Mining Corp. 13-Jun-2007 44245 Corporate Bond Fund (Portico) 5-Jan-2001 101723 Correvio Pharma Corp. 15-May-2018 80132 Corridor Resources Inc. 7-Dec-2006 40576 Corus Entertainment Inc. 8-Apr-1983 6269 Corvec Research & Development (CT) Western) Limited 5-Oct-1982 20-Oct-1983 Partnership 14942 Cott Corporation 8-Jan-1992 47743 Counsel All Equity Portfolio 21-Jan-2002 48088 Counsel Balanced Portfolio 21-Jan-2002 97389 Counsel Canadian Core Fixed Income 8-Jan-2016 85301 Counsel Canadian Dividend 13-Jan-2009 85302 Counsel Canadian Growth 13-Jan-2009 85303 Counsel Canadian Value 13-Jan-2009 48087 Counsel Conservative Portfolio 21-Jan-2002 97391 Counsel Defensive Global Equity 8-Jan-2016 45961 Counsel Fixed Income 1-Jun-2001 92072 Counsel Global Dividend 12-Jul-2012 95077 Counsel Global Fixed Income 26-May-2014 97392 Counsel Global Low Volatility Equity 8-Jan-2016 85304 Counsel Global Real Estate 13-Jan-2009 75590 Counsel Global Small Cap 3-Jun-2005 95078 Counsel Global Trend Strategy 26-May-2014 48089 Counsel Growth Portfolio 30-Sep-2002 92074 Counsel High Income Portfolio 16-Jul-2012 92073 Counsel High Yield Fixed Income 16-Jul-2012




85306 Counsel International Value 1-Jan-2009 40932 Counsel Money Market 15-Feb-2000 69517 Counsel Monthly Income Portfolio 20-Jan-2004 96994 Counsel North American High Yield Bond 30-Oct-2015 97393 Counsel Retirement Accumulation Portfolio 8-Jan-2016 97394 Counsel Retirement Foundation Portfolio 8-Jan-2016 97395 Counsel Retirement Income Portfolio 8-Jan-2016 97396 Counsel Retirement Preservation Portfolio 8-Jan-2016 86980 Counsel Short Term Bond 15-Jan-2010 85307 Counsel U.S. Value 13-Jan-2009 85308 Counsel U.S.Growth 13-Jan-2009 17553 Coupon Corporation Ltd. 25-Mar-1991 75621 Covington Fund II Inc. 6-Sep-2011 96894 CPI Card Group Inc. 8-Oct-2015 84499 Crailar Technologies Inc. 30-Jun-2011 92020 CRC Royalty Corporation 7-Nov-2011 82324 Credit Suisse AG 17-Apr-2008 86217 Crescent Point Energy Corp. 2-Jul-2009 97835 Crescita Therapeutics Inc. 1-Mar-2016 103316 Cresco Labs Inc. 26-Jul-2019 67791 Crew Energy Inc. 24-Jul-2003 50115 CRH Medical Corporation 30-May-2003 75388 Crispin Energy Inc. 29-Apr-2005 78244 Crombie Real Estate Investment Trust 13-Mar-2006 99675 Cronos Group Inc. 2-Mar-2017 77035 Crosswinds Holdings Inc. 18-Aug-2005 43792 Crown Capital Partners Inc. 30-Jun-2015 89693 Crown Point Energy Inc. 9-Dec-2011 22498 CRS Preferred NT Ltd. (CT) 29-Nov-1993 18-Mar-2002 100559 CST Bright Plan 29-May-2018 94053 CT Real Estate Investment Trust 10-Oct-2013 39279 CU Inc. 26-Jul-1999 96756 Curaleaf Holdings, Inc. (formerly Lead Ventures Inc.) 23-Jul-2015 15432 Curragh Inc. (CT) 25-May-1990 23-Apr-2002 7999 Currie Rose Resources Inc. 24-Jul-1984 5358 Curtains (CT) 8-Dec-1980 17-Feb-1993 102761 Cuspis Capital Ltd. 27-Feb-2019 5748 Custom Petroleum Corporation (CT) 19-May-1981 25-Feb-1993 35893 CVF Technologies Corporation 9-Jul-1998 92069 CWB Core Equity Fund 12-Jul-2012 97489 CWB Onyx Balanced Solution 5-Feb-2016 97490 CWB Onyx Canadian Equity Fund 5-Feb-2016 97491 CWB Onyx Conservative Solution 5-Feb-2016 97492 CWB Onyx Diversified Income Fund 5-Feb-2016 97493 CWB Onyx Global Equity Fund 5-Feb-2016




97494 CWB Onyx Growth Solution 5-Feb-2016 86149 CWC Energy Services Corp. 21-Oct-2009 104018 CYG Opportunities Inc. 14-Nov-2019 79478 Cymat Technologies Ltd. 4-Aug-2006 84759 Cymbria Corporation 20-Oct-2008 81552 D-Box Technologies Inc. 4-Jun-2007 34149 Danier Leather Inc. 8-May-1998 91281 DATA Communications Management Corp. 1-Jan-2012 7763 Datel Industries Inc. (CT) 10-Nov-1983 04-Feb-1993 83244 Davie Yards Inc. 12-Feb-2008 9535 Davis Distributing Limited (CT) 20-Jun-1986 25-Mar-2002 66298 DCI Acquisition Inc.(Do Not Use) 17-Apr-2003 20746 Dean Witter Cornerstone Fund II 6-Jan-1993 20748 Dean Witter Cornerstone Fund III 6-Jan-1993 20747 Dean Witter Cornerstone Fund IV 6-Jan-1993 85622 Deans Knight Income Corporation 9-Mar-2009 6021 Death Bite (CT) 23-Dec-1981 09-Nov-1983 7716 Deb Canadian Explorations 1977 (CT) 29-Nov-1977 23-Apr-2002 12950 Deb Canadian Explorations 1978 (CT) 22-Jun-1978 23-Apr-2002 11407 Deb Resources 1988 (CT) 26-Aug-1990 23-Apr-2002 93630 DECISIVE DIVIDEND CORPORATION 2-Jul-2013 5350 *Dee Explorations (1982) Limited (CT) 1-Jan-1983 01-Nov-1991 101439 DeepRock Minerals Inc. 27-Aug-2018 6123 Deer Valley Shopping Centre Limited Partnership (CT) 3-May-1983 12-Feb-2002 103355 Defiance Silver Corp. 73511 Delphi Energy Corp. 26-May-2005 100942 Delta 9 Cannabis Inc. 20-Dec-2017 5216 Denbury Resources Inc. 10-Apr-1987 35512 Denison Mines Corp. 1-Dec-2006 71202 Denison Oil Corporation 4-Mar-2004 22730 Denninghouse Inc. 10-Nov-1993 99615 Desjardins 1-5 year Laddered Canadian Corporate Bond 24-Mar-2017 Index ETF 99616 Desjardins 1-5 year Laddered Canadian Government Bond 24-Mar-2017 Index ETF 102651 Desjardins Alt Long/Short Equity Market Neutral ETF 9-Jan-2019 97751 Desjardins American Equity Growth Currency Neutral Fund 8-Apr-2016 69387 Desjardins American Equity Growth Fund 9-Jan-2004 69384 Desjardins American Equity Value Fund 9-Jan-2004 99617 Desjardins Canada Multifactor-Controlled Volatility ETF 24-Mar-2017 39926 Desjardins Canadian Bond Fund 2-Nov-1999 98724 Desjardins Canadian Equity Fund 24-Nov-2016 93744 Desjardins Canadian Equity Income Fund 12-Jul-2013 51058 Desjardins Canadian Equity Value Fund 20-Dec-2002 97753 Desjardins Canadian Preferred Share Fund 8-Apr-2016




99618 Desjardins Canadian Preferred Share Index ETF 24-Mar-2017 99619 Desjardins Canadian Short Term Bond Index ETF 24-Mar-2017 39938 Desjardins Canadian Small Cap Equity Fund 2-Nov-1999 99620 Desjardins Canadian Universe Bond Index ETF 24-Mar-2017 99621 Desjardins Developed ex-USA ex-Canada 24-Mar-2017 Multifactor-Controlled Volatility ETF 85317 Desjardins Dividend Growth Fund 16-Jan-2009 39935 Desjardins Dividend Income Fund 2-Nov-1999 93745 Desjardins Emerging Markets Bond Fund 26-Sep-2013 80190 Desjardins Emerging Markets Fund 22-Jan-2007 99622 Desjardins Emerging Markets Multifactor-Controlled Volatility 24-Mar-2017 ETF 93746 Desjardins Emerging Markets Opportunities Fund 26-Sep-2014 69388 Desjardins Enhanced Bond Fund 9-Jan-2004 94795 Desjardins Floating Rate Income Fund 7-May-2014 97891 Desjardins Global Balanced Strategic Income Fund 7-Jun-2016 97754 Desjardins Global Bond Fund 4-Apr-2018 39942 Desjardins Global Dividend Fund 2-Nov-1999 101621 Desjardins Global Equity Fund 20-Jun-2018 95781 Desjardins Global Equity Growth Fund 15-Jan-2015 103360 Desjardins Global High Yield Bond Fund 28-Jun-2019 93748 Desjardins Global Infrastructure Fund 26-Sep-2013 69392 Desjardins Global Small Cap Equity Fund 9-Jan-2004 93749 Desjardins Global Tactical Bond Fund 4-Apr-2018 69383 Desjardins Global Total Return Bond Fund 9-Jan-2004 95785 Desjardins IBrix Canadian High Dividend Equity Fund 15-Jan-2015 95787 Desjardins Low Volatility Global Equity Fund 15-Jan-2015 39924 Desjardins Money Market Fund 2-Nov-1999 39943 Desjardins Overseas Equity Fund 2-Nov-1999 87264 Desjardins Overseas Equity Growth Fund 23-Mar-2010 39928 Desjardins Quebec Balanced Fund 2-Nov-1999 102055 Desjardins RI Active Canadian Bond - Low CO2 ETF 12-Sep-2018 102056 Desjardins RI Canada - Low CO2 Index ETF 12-Sep-2018 102057 Desjardins RI Canada Multifactor - Low CO2 ETF 12-Sep-2018 104582 Desjardins RI Developed ex-USA ex-Canada - Low CO2 13-Mar-2020 Index ETF 102058 Desjardins RI Developed ex-USA ex-Canada Multifactor - 12-Sep-2018 Low CO2 ETF 104583 Desjardins RI Emerging Markets - Low CO2 Index ETF 13-Mar-2020 102059 Desjardins RI Emerging Markets Multifactor - Low CO2 ETF 12-Sep-2018 102060 Desjardins RI Global Multifactor - Fossil Fuel Reserves Free 12-Sep-2018 ETF 102061 Desjardins RI USA - Low CO2 Index ETF 12-Sep-2018 102062 Desjardins RI USA Multifactor - Low CO2 ETF 12-Sep-2018 39925 Desjardins Short-Term Income Fund 2-Nov-1999




97892 Desjardins SocieTerra American Equity Fund 7-Jun-2016 96995 Desjardins SocieTerra Canadian Bond Fund 5-Jun-2015 100580 Desjardins SocieTerra Canadian Equity Fund 1-Nov-2017 97893 Desjardins SocieTerra Cleantech Fund 7-Jun-2016 104121 Desjardins SocieTerra Diversity Fund 21-Jan-2020 101622 Desjardins SocieTerra Emerging Markets Equity Fund 20-Jun-2018 39937 Desjardins SocieTerra Environment Fund 2-Nov-1999 97894 Desjardins SocieTerra Environmental Bond Fund 7-Jun-2016 103361 Desjardins SocieTerra Global Bond Fund 28-Jun-2019 101623 Desjardins SocieTerra International Equity Fund 20-Jun-2018 101624 Desjardins SocieTerra Positive Change Fund 20-Jun-2018 39927 Desjardins Tactical Balanced Fund 2-Nov-1999 99623 Desjardins USA Multifactor-Controlled Volatility ETF 24-Mar-2017 44414 Deutsche Bank Aktiengesellschaft 1-Aug-2008 6240 Develcon Electronics Ltd. (CT) 24-Jun-1982 25-Mar-2002 29813 Devine Entertainment Corporation 7-Oct-1996 36942 Devon Energy Corporation 22-Jul-1980 71652 DFA Canadian Core Equity Fund 1-Jun-2004 90169 DFA Canadian Vector Equity Fund 4-Jul-2011 67640 DFA Five-Year Global Fixed Income Fund 20-Oct-2003 95189 DFA Global 50EQ-50FI Portfolio 3-Jul-2014 95190 DFA Global 70EQ-30FI Portfolio 3-Jul-2014 92016 DFA Global 80e20i Portfolio 4-Jul-2012 90170 DFA Global Balanced Fund 4-Jul-2011 90171 DFA Global Conservative Fund 4-Jul-2011 90172 DFA Global Equity Portfolio 4-Jul-2011 102026 DFA Global Fixed Income Portfolio 20-Sep-2018 85381 DFA Global Investment Grade Fixed Income Fund 13-Jan-2009 82864 DFA Global Real Estate Securities Fund 7-Jan-2008 96900 DFA Global Targeted Credit Fund 1-Sep-2015 75548 DFA International Core Equity Fund 2-Jun-2005 67639 DFA International Vector Equity Fund 20-Oct-2003 75549 DFA U.S. Core Equity Fund 2-Jun-2005 67642 DFA U.S. Vector Equity Fund 20-Oct-2003 103966 DFA World Equity Portfolio 29-Oct-2019 78351 DHX Media Ltd. 12-May-2006 50153 Diagem Inc. 31-May-2002 30554 Diamond Fields Resources Inc. 12-May-1982 5840 Diamond Ridge (CT) 2-Nov-1981 17-Feb-1993 7463 Diatec Resources Ltd. (CT) 9-Jun-1983 25-Feb-1993 103323 Digital Consumer Dividend Fund 24-May-2019 20956 Dion Entertainment Corp. 27-Jul-1993 104047 Direct Communication Solutions Inc. 20-Dec-2019 80777 DIRTT Environmental Solutions Ltd. 21-Nov-2013 103769 Discovery 2019 Short Duration LP 13-Sep-2019




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94979 Dynamic Active Core Bond Private Pool 15-May-2014 94980 Dynamic Active Credit Strategies Private Pool 15-May-2014 98915 Dynamic Active Crossover Bond ETF 17-Jan-2017 98905 Dynamic Active Crossover Bond Fund 11-Jan-2017 98906 Dynamic Active Global Dividend Fund 11-Jan-2017 100472 Dynamic Active Global Financial Services ETF 13-Sep-2017 100467 Dynamic Active Global Financial Services Fund 13-Sep-2017 104403 Dynamic Active Global Infrastructure ETF 5-Feb-2020 104404 Dynamic Active International Dividend ETF 5-Feb-2020 101260 Dynamic Active Investment Grade Floating Rate Fund 16-Mar-2018 98907 Dynamic Active Preferred Shares Fund 11-Jan-2017 100468 Dynamic Active Tactical Bond Fund 13-Sep-2017 98908 Dynamic Active U.S. Dividend Fund 11-Jan-2017 100469 Dynamic Active U.S. Mid Cap Fund 13-Sep-2017 83005 Dynamic Advantage Bond Class 20-Dec-2007 43866 Dynamic Advantage Bond Fund 27-Nov-2000 102077 Dynamic Alpha Performance II Fund 2-Oct-2018 95019 Dynamic Alternative Managed Risk Private Pool Class 29-May-2015 92252 Dynamic Alternative Yield Class 10-Sep-2012 90536 Dynamic Alternative Yield Fund 19-Sep-2011 89353 Dynamic American Class 22-Mar-2011 8810 Dynamic American Value Fund 23-Nov-1979 24011 Dynamic Asia Pacific Equity Fund 3-May-1994 94981 Dynamic Asset Allocation Private Pool 15-May-2014 89352 Dynamic Blue Chip Balanced Class 22-Mar-2011 5595 Dynamic Blue Chip Balanced Fund 4-Mar-1979 10720 Dynamic Blue Chip Equity Fund 25-Nov-1987 5010 Dynamic Canadian Bond Fund 23-Nov-1979 78692 Dynamic Canadian Dividend Fund 29-May-2006 94982 Dynamic Canadian Equity Private Pool Class 15-May-2014 44301 Dynamic Canadian Value Class 25-Jan-2001 96112 Dynamic Conservative Yield Private Pool 27-Feb-2015 92253 Dynamic Corporate Bond Strategies Class 10-Sep-2012 90796 Dynamic Corporate Bond Strategies Fund 31-Oct-2011 103652 Dynamic Credit Absolute Return II Fund 19-Jul-2019 92784 Dynamic Credit Spectrum Fund 27-Dec-2012 68197 Dynamic Diversified Real Asset Fund 1-Apr-2005 90974 Dynamic Dividend Advantage Class 5-Dec-2011 21043 Dynamic Dividend Advantage Fund 26-Apr-1993 8869 Dynamic Dividend Fund 3-Sep-1985 80067 Dynamic Dividend Income Class 27-Dec-2006 51027 Dynamic Dividend Income Fund 13-Dec-2002 34055 Dynamic Dollar-Cost Averaging Fund 12-May-1997 67694 Dynamic Energy Income Fund 28-Aug-2003 30673 Dynamic Equity Income Fund 16-Jan-1997




52587 Dynamic European Equity Fund 30-Aug-1989 8476 Dynamic Financial Services Fund 26-Nov-1973 30387 Dynamic Focus+Real Estate Fund 15-Jan-1997 96860 Dynamic Global All-Terrain Fund 3-Sep-2015 90768 Dynamic Global Asset Allocation Class 21-Oct-2011 80988 Dynamic Global Asset Allocation Fund 30-Apr-2007 94212 Dynamic Global Balanced Fund 25-Nov-2013 82320 Dynamic Global Discovery Class 26-Sep-2007 43870 Dynamic Global Discovery Fund 27-Nov-2000 80068 Dynamic Global Dividend Class 27-Dec-2006 78146 Dynamic Global Dividend Value Fund 14-Feb-2006 94213 Dynamic Global Equity Fund 25-Nov-2013 98340 Dynamic Global Equity Income Fund 24-Aug-2016 94983 Dynamic Global Equity Private Pool Class 15-May-2014 96862 Dynamic Global Infrastructure Class 2-Sep-2015 98341 Dynamic Global Strategic Yield Fund 24-Aug-2016 94984 Dynamic Global Yield Private Pool 15-May-2014 94985 Dynamic Global Yield Private Pool Class 15-May-2014 25379 Dynamic High Yield Bond Fund 20-Dec-1995 21044 Dynamic International Equity Fund 26-Apr-1993 93875 Dynamic Investment Grade Floating Rate Fund 29-Aug-2013 98916 Dynamic iShares Active Global Dividend ETF 17-Jan-2017 101266 Dynamic iShares Active Investment Grade Floating Rate ETF 16-Mar-2018 98917 Dynamic iShares Active Preferred Shares ETF 17-Jan-2017 100473 Dynamic iShares Active Tactical Bond ETF 13-Sep-2017 98918 Dynamic iShares Active U.S. Dividend ETF 17-Jan-2017 100474 Dynamic iShares Active U.S. Mid Cap ETF 13-Sep-2017 104291 Dynamic Liquid Alternatives Private Pool 7-Jan-2020 44368 Dynamic Money Market Class 25-Jan-2001 35177 Dynamic Money Market Fund 6-Apr-1998 44351 Dynamic Power American Growth Class 25-Jan-2001 36251 Dynamic Power American Growth Fund 16-Jul-1998 36252 Dynamic Power Balanced Fund 16-Jul-1998 21041 Dynamic Power Canadian Growth Fund 26-Apr-1993 84169 Dynamic Power Global Balanced Class 25-Jun-2008 44358 Dynamic Power Global Growth Class 25-Jan-2001 88874 Dynamic Power Global Growth Fund 17-Dec-2010 84167 Dynamic Power Global Navigator Class 25-Jun-2008 25377 Dynamic Power Small Cap Fund 20-Dec-1995 8039 Dynamic Precious Metals Fund 23-Jan-1984 93137 Dynamic Preferred Yield Class 2-Apr-2013 97352 Dynamic Premium Bond Private Pool 18-Jan-2016 97353 Dynamic Premium Bond Private Pool Class 18-Jan-2016 97457 Dynamic Premium Yield Class 2-Mar-2016 94037 Dynamic Premium Yield Fund 11-Oct-2013




102078 Dynamic Premium Yield PLUS Fund 2-Oct-2018 103072 Dynamic Real Estate & Infrastructure Income II Fund 25-Mar-2019 86798 Dynamic Short Term Bond Fund 31-Dec-2009 32077 Dynamic Small Business Fund 4-Jun-1997 81614 Dynamic Strategic Energy Class 11-Jun-2007 86133 Dynamic Strategic Gold Class 16-Jul-2009 90537 Dynamic Strategic Resource Class 14-Nov-2011 85956 Dynamic Strategic Yield Class 3-Jul-2009 85531 Dynamic Strategic Yield Fund 18-Feb-2009 88296 Dynamic Total Return Bond Class 24-Aug-2010 88297 Dynamic Total Return Bond Fund 24-Aug-2010 93315 Dynamic U.S. Dividend Advantage Class 3-May-2013 98342 Dynamic U.S. Equity Income Fund 24-Aug-2016 94986 Dynamic U.S. Equity Private Pool Class 15-May-2014 95459 Dynamic U.S. Sector Focus Class 19-Sep-2014 98343 Dynamic U.S. Strategic Yield Fund 24-Aug-2016 93927 Dynamic U.S. Value Balanced Fund 23-Sep-2013 35176 Dynamic Value Balanced Fund 6-Apr-1998 27652 Dynamic Value Fund of Canada 29-Dec-1995 83256 DynamicEdge Balanced Class Portfolio 30-Jan-2008 83257 DynamicEdge Balanced Growth Class Portfolio 30-Jan-2008 83258 DynamicEdge Balanced Growth Portfolio 30-Jan-2008 72296 DynamicEdge Balanced Income Portfolio 14-Jul-2004 83259 DynamicEdge Balanced Portfolio 30-Jan-2008 91252 DynamicEdge Conservative Class Portfolio 31-Jan-2012 91253 DynamicEdge Defensive Portfolio 31-Jan-2012 83260 DynamicEdge Equity Class Portfolio 30-Jan-2008 83261 DynamicEdge Equity Portfolio 30-Jan-2008 83262 DynamicEdge Growth Class Portfolio 30-Jan-2008 83263 DynamicEdge Growth Portfolio 30-Jan-2008 101677 E Split Corp. 19-Jun-2018 42981 E TRADE Financial Corporation 5-Mar-1999 72603 E-L Financial Corporation Limited 31-Aug-2004 32247 EAFE Equity Fund 13-Aug-1997 77692 Eagle Credit Card Trust 8-Nov-2005 97715 Eagle Energy Inc. 27-Jan-2016 26339 Eagle Plains Resources Ltd. 7-Jun-1995 45156 EarlyRain Inc. (T) 22-Sep-2000 29478 EarthRenew Inc. 30-Jul-1996 94274 East Africa Metals Inc. 4-Apr-2013 91650 East Coast Investment Grade Income Fund 27-Apr-2012 79535 Eastern Platinum Limited 23-Dec-2010 97856 EastWest Bioscience Inc. 11-Jan-2017 23231 Easy Street Adventures Inc. (CT) 18-Feb-1994 25-Mar-2002 77696 Echelon Financial Holdings Inc. 1-Dec-2005




98725 ECN Capital Corp. 3-Oct-2016 90366 EcoSynthetix Inc. 27-Jul-2011 84981 EdgePoint Canadian Growth & Income Portfolio 11-Nov-2008 84982 EdgePoint Canadian Portfolio 11-Nov-2008 84983 EdgePoint Global Growth & Income Portfolio 11-Nov-2008 84984 EdgePoint Global Portfolio 11-Nov-2008 5308 Edinburgh House (CT) 2-Dec-1980 19-Feb-1993 41225 eFunds Bloomberg U.S. Internet Index Fund (CT) 9-Mar-2000 25-Mar-2002 101809 EHP Advantage Alternative Fund 16-Aug-2018 101810 EHP Advantage International Alternative Fund 16-Aug-2018 101813 EHP Foundation International Alternative Fund 16-Aug-2018 101811 EHP Global Arbitrage Alternative Fund 16-Aug-2018 101814 EHP Select Alternative Fund 16-Aug-2018 30877 Eldorado Gold Corporation 23-Dec-1996 42308 Electrovaya Inc. 3-Nov-2000 92210 Element Fleet Management Corp. 13-Aug-2012 103053 Elementos Limited 3-Jan-2019 101320 Elephant Hill Capital Inc. 24-Apr-2018 98928 Emblem Corp. 31-Oct-2017 38212 Emera Incorporated 11-Feb-1999 99307 Emerald Health Therapeutics, Inc. (formerly T-Bird Pharma 26-Jan-2017 Inc.) 103011 Emerge ARK AI & Big Data ETF 19-Jun-2019 103012 Emerge ARK Autonomous Tech & Robotics ETF 19-Jun-2019 103443 Emerge ARK Fintech Innovation ETF 19-Jun-2019 103013 Emerge ARK Genomics & Biotech ETF 19-Jun-2019 103014 Emerge ARK Global Disruptive Innovation ETF 19-Jun-2019 82414 Emerging Markets Equity Corporate Class 2-Oct-2007 32249 Emerging Markets Equity Fund 13-Aug-1997 77532 Emerging Markets Equity Pool 3-Nov-2005 6118 Empire Company Limited 15-Apr-1982 90976 Empire Life Dividend Growth Mutual Fund 5-Jan-2012 90977 Empire Life Emblem Aggressive Growth Portfolio 5-Jan-2012 90978 Empire Life Emblem Balanced Portfolio 5-Jan-2012 90979 Empire Life Emblem Conservative Portfolio 5-Jan-2012 94378 Empire Life Emblem Diversified Income Portfolio 17-Jan-2014 90980 Empire Life Emblem Growth Portfolio 5-Jan-2012 90981 Empire Life Emblem Moderate Growth Portfolio 5-Jan-2012 90983 Empire Life Monthly Income Mutual Fund 5-Jan-2012 81271 Enablence Technologies Inc 19-Oct-2007 102825 Enbridge Gas Inc. 1-Jan-2019 21247 Enbridge Inc. 5-Dec-1986 8199 Enbridge Pipelines Inc. 5-Dec-1986 85365 Encanto Potash Corp. 31-Mar-2014 66984 Endeavour Mining Corporation 14-Sep-2010




86481 Endeavour Silver Corp. 28-Sep-2009 94881 Endo International plc 28-Feb-2014 89273 EnerCare Inc. 1-Jan-2011 88520 Enerdynamic Hybrid Technologies Corp. 1-Mar-2011 90407 Enerflex Ltd. 1-Jun-2011 5678 Energex Minerals Ltd. (CT) 10-Dec-1979 25-Mar-2002 96661 Energy Credit Opportunities Income Fund 29-May-2015 80331 Energy Fuels Inc. 25-Mar-2011 77460 Energy Income Fund 28-Sep-2005 89186 Enerplus Corporation 1-Jan-2011 101742 Engineer Gold Mines Ltd. 1-Jun-2018 82415 Enhanced Income Corporate Class 2-Oct-2007 97282 Enhanced Income Portfolio 17-Dec-2015 78499 EnQuest Energy Services Corp. 12-Apr-2006 79014 Enseco Energy Services Corp. 23-Oct-2006 72279 Enterprise Group, Inc. 28-Jun-2004 91437 Entrec Corporation 14-Feb-2012 82820 Entree Resources Ltd. 20-Nov-2007 87198 EnWave Corporation 9-Nov-2017 39248 EPCOR Utilities Inc. 22-Jun-1999 101812 EPH Foundation Alternative Fund 16-Aug-2018 93793 Epic Fusion Corp. 1-Jul-2013 87993 Epoch Global Equity Class 23-Jul-2010 23083 Epoch Global Equity Fund 23-Dec-1993 79243 Epoch Global Shareholder Yield Fund 24-Jul-2007 12989 Epoch International Equity Fund 26-Jul-2013 80781 Epoch U.S. Blue Chip Equity Currency Neutral Fund 17-Apr-2007 27672 Epoch U.S. Blue Chip Equity Fund 19-Jan-1996 87998 Epoch U.S. Large-Cap Value Class 23-Jul-2010 50959 Epoch U.S. Large-Cap Value Fund 4-Nov-2002 94569 Epoch U.S. Shareholder Yield Fund 28-Feb-2014 91457 Epsilon Energy Ltd. 22-Feb-2012 86040 EQ Inc. 28-May-2009 43807 *Equilar Technologies Corporation (CT) 26-Sep-2000 02-Oct-2003 98745 Equinox Gold Corp. 6-Oct-2016 70402 Equitable Group Inc. 11-Mar-2004 70200 Erdene Resource Development Corporation 5-Mar-2004 100581 Ero Copper Corp. 11-Oct-2017 15745 ERRA Resources 1990 (CT) Exploration and Development 10-Aug-1990 10-Feb-1993 L.P. 90673 Esrey Resources Ltd. 8-Sep-2011 87783 Essential Energy Services Ltd. 29-Apr-2010 97190 Eureka 93 Inc. 30-Jun-2015 25511 Euro Ressources S.A. 28-Feb-1995 79082 Euro Sun Mining Inc. 28-Oct-2010




85266 Eurogas International Inc. 26-Mar-2009 100651 European Focused Dividend Fund 25-Oct-2017 100045 European Residential Real Estate Investment Trust 3-May-2017 90679 Eurotin Inc. 31-Aug-2011 78988 Evertz Technologies Limited 23-Jun-2006 100288 Evolve Active Canadian Preferred Share ETF 15-Aug-2017 101340 Evolve Active Core Fixed Income Fund 23-Mar-2018 102389 Evolve Active Global Fixed Income Fund 1-Nov-2018 100379 Evolve Automobile Innovation Index ETF 9-Aug-2017 100380 Evolve Cyber Security Index ETF 9-Aug-2017 103897 Evolve Dividend Stability Preferred Share Index ETF 20-Sep-2019 103444 Evolve Electronic Gaming ETF 6-Jun-2019 100381 Evolve Global Healthcare Enhanced Yield ETF 9-Aug-2017 101480 Evolve Innovation Index Fund 23-Apr-2018 103445 Evolve Materials & Mining Index ETF 6-Jun-2019 100383 Evolve US Banks Enhanced Yield ETF 9-Aug-2017 27768 Evolved Digital Systems Inc. 1-Feb-1996 84578 Evrim Resources Corp. 30-Sep-2008 97174 exactEarth Ltd. 4-Feb-2016 89299 Exall Energy Corporation 1-Feb-2011 71766 Excellon Resources Inc. 2-Jun-2009 95297 Excelsior Mining Corp. 24-Jun-2014 86377 Exchange Income Corporation 4-Sep-2009 9765 Exco Technologies Limited 6-Oct-1986 96166 Exemplar Growth and Income Fund 20-Mar-2015 95200 Exemplar Investment Grade Fund 4-Jul-2014 94507 Exemplar Performance Fund 11-Mar-2014 42176 EXFO Electro-Optical Engineering Inc. 29-Jun-2000 96908 Exro Technologies Inc 11-Apr-2014 92151 Extendicare Inc. 1-Jul-2012 96224 Fabled Copper Corp. 1-Apr-2015 82426 Faircourt Gold Income Corp. 30-Oct-2007 78239 Faircourt Split Trust 28-Feb-2006 99084 Fairfax Africa Holdings Corporation 8-Feb-2017 7546 Fairfax Financial Holdings Limited 3-Jul-1986 95909 Fairfax India Holdings Corporation 23-Jan-2015 78092 FairWest Energy Corporation 23-May-2007 98844 Falco Resources Ltd. (formerly Falco Pacific Resource Group 15-Nov-2016 Inc.) 78326 Falcon Oil & Gas Ltd. 6-Mar-2006 42993 Family Single Student Education Savings Plan 23-Aug-2000 9462 Fantom Technologies Inc. (T) 14-May-1986 40500 *FarmGro Organic Foods Inc. (CT) 28-Jan-2000 09-Jan-2004 103870 FAX Capital Corp. 18-Oct-2019 96871 Federated Strategic Value U.S. Equity Dividend Fund 9-Dec-2015




66310 Fédération des caisses Desjardins du Québec 1-Jan-2017 45648 Fennec Pharmaceuticals Inc. 28-May-2001 81153 Feronia Inc. 5-Aug-2008 103286 Fidelity - IG Canadian Equity Pool 12-Jul-2019 96268 Fidelity 20/80 Fund 21-Apr-2015 97499 Fidelity American Balanced Currency Neutral Fund 26-Apr-2016 97307 Fidelity American Balanced Fund 30-Oct-2015 49399 Fidelity American Disciplined Equity Class 17-Jun-2002 86341 Fidelity American Disciplined Equity Currency Neutral Class 25-Sep-2009 86547 Fidelity American Disciplined Equity Currency Neutral Fund 25-Sep-2009 49405 Fidelity American Disciplined Equity Fund 17-Jun-2002 94367 Fidelity American Equity Class 23-Dec-2013 94934 Fidelity American Equity Currency Neutral Class 16-May-2014 50491 Fidelity American Equity Fund 9-Oct-2002 103255 Fidelity American Equity Systematic Currency Hedged Fund 22-May-2019 79669 Fidelity American High Yield Currency Hedged Fund 19-Oct-2006 100477 Fidelity American High Yield Currency Neutral Investment 5-Oct-2017 Trust 23435 Fidelity American High Yield Fund 14-Feb-1994 100478 Fidelity American High Yield Investment Trust 5-Oct-2017 80642 Fidelity AsiaStar Class 16-Mar-2007 78537 Fidelity AsiaStar Fund 25-Apr-2006 90902 Fidelity Asset Allocation Currency Neutral Private Pool 2-Dec-2011 90903 Fidelity Asset Allocation Private Pool 2-Dec-2011 80651 Fidelity Balanced Class Portfolio 16-Mar-2007 86342 Fidelity Balanced Currency Neutral Private Pool 25-Sep-2009 86343 Fidelity Balanced Income Currency Neutral Private Pool 25-Sep-2009 84865 Fidelity Balanced Income Private Pool 5-Nov-2008 98692 Fidelity Balanced Managed Risk Portfolio 2-Nov-2016 80486 Fidelity Balanced Portfolio 16-Mar-2007 84866 Fidelity Balanced Private Pool 5-Nov-2008 42504 Fidelity Canadian Aggressive Fund 18-Jul-2000 80643 Fidelity Canadian Asset Allocation Class 16-Mar-2007 25633 Fidelity Canadian Asset Allocation Fund 20-Dec-1994 46811 Fidelity Canadian Balanced Class 6-Sep-2001 36889 Fidelity Canadian Balanced Fund 21-Sep-1998 13002 Fidelity Canadian Bond Fund 9-Feb-1988 46797 Fidelity Canadian Disciplined Equity Class 6-Sep-2001 36887 Fidelity Canadian Disciplined Equity Fund 21-Sep-1998 84867 Fidelity Canadian Equity Investment Trust 5-Nov-2008 84868 Fidelity Canadian Equity Private Pool 5-Nov-2008 94960 Fidelity Canadian Focused Equity Multi-Asset Base Fund 16-May-2014 103940 Fidelity Canadian Fundamental Equity Multi-Asset Base Fund 8-Nov-2019 46796 Fidelity Canadian Growth Company Class 6-Sep-2001 24326 Fidelity Canadian Growth Company Fund 6-Jul-1994




101986 Fidelity Canadian High Dividend Index ETF 4-Sep-2018 101987 Fidelity Canadian High Dividend Index ETF Fund 4-Sep-2018 102553 Fidelity Canadian High Quality Index ETF 8-Jan-2019 102555 Fidelity Canadian High Quality Index ETF Fund 8-Jan-2019 13001 Fidelity Canadian Large Cap Fund 9-Feb-1988 102556 Fidelity Canadian Low Volatility Index ETF 8-Jan-2019 102557 Fidelity Canadian Low Volatility Index ETF Fund 8-Jan-2019 17225 Fidelity Canadian Money Market Fund 25-Jan-1991 101609 Fidelity Canadian Money Market Investment Trust 1-Jun-2018 104199 Fidelity Canadian Monthly High Income ETF 8-Jan-2020 104200 Fidelity Canadian Monthly High Income ETF Fund 8-Jan-2020 72673 Fidelity Canadian Opportunities Class 20-Oct-2004 99866 Fidelity Canadian Real Return Bond Index Multi-Asset Base 1-Jun-2017 Fund 25833 Fidelity Canadian Short Term Bond Fund 18-Jan-1995 103715 Fidelity Canadian Short Term Corporate Bond ETF Fund 29-Aug-2019 98860 Fidelity Canadian Short Term Fixed Income Multi-Asset Base 4-Jan-2017 Fund 46812 Fidelity Canadian Short Term Income Class 6-Sep-2001 102550 Fidelity CanAm Opportunities Class 8-Jan-2019 102551 Fidelity CanAm Opportunities Currency Neutral Class 8-Jan-2019 80644 Fidelity China Class 16-Mar-2007 78441 Fidelity China Fund 31-Mar-2006 77453 Fidelity ClearPath 2005 Portfolio 19-Oct-2005 77347 Fidelity ClearPath 2010 Portfolio 19-Oct-2005 77348 Fidelity ClearPath 2015 Portfolio 19-Oct-2005 77349 Fidelity ClearPath 2020 Portfolio 19-Oct-2005 77350 Fidelity ClearPath 2025 Portfolio 19-Oct-2005 77351 Fidelity ClearPath 2030 Portfolio 19-Oct-2005 77352 Fidelity ClearPath 2035 Portfolio 19-Oct-2005 77353 Fidelity ClearPath 2040 Portfolio 19-Oct-2005 77354 Fidelity ClearPath 2045 Portfolio 19-Oct-2005 94935 Fidelity ClearPath 2050 Portfolio 16-May-2014 94936 Fidelity ClearPath 2055 Portfolio 16-May-2014 77355 Fidelity ClearPath Income Portfolio 19-Oct-2005 101346 Fidelity ClearPath® 2060 Portfolio 4-Apr-2018 84869 Fidelity Concentrated Canadian Equity Multi-Asset Base Fund 5-Nov-2008 84870 Fidelity Concentrated Canadian Equity Private Pool 5-Nov-2008 91634 Fidelity Concentrated Value Investment Trust 1-May-2012 91635 Fidelity Concentrated Value Private Pool 1-May-2012 95738 Fidelity Conservative Income Private Pool 14-Nov-2014 98693 Fidelity Conservative Managed Risk Portfolio 2-Nov-2016 90897 Fidelity Convertible Securities Multi-Asset Base Fund 2-Dec-2011 88254 Fidelity Corporate Bond Capital Yield Class 17-Sep-2010 88255 Fidelity Corporate Bond Fund 17-Sep-2010




80645 Fidelity Dividend Class 16-Mar-2007 75396 Fidelity Dividend Fund 10-May-2005 97014 Fidelity Dividend Multi-Asset Base Fund 16-Oct-2015 92814 Fidelity Dividend Plus Class 23-Jan-2013 75397 Fidelity Dividend Plus Fund 10-May-2005 83475 Fidelity Emerging Markets Class 18-Mar-2008 90898 Fidelity Emerging Markets Debt Multi-Asset Base Fund 2-Dec-2011 90899 Fidelity Emerging Markets Equity Mulit-Asset Base Fund 2-Dec-2011 25383 Fidelity Emerging Markets Fund 1-Nov-1994 100479 Fidelity Emerging Markets Investment Trust 5-Oct-2017 101347 Fidelity Emerging Markets Local Currency Debit Multi-Asset 4-Apr-2018 Base Fund 46802 Fidelity Europe Class 6-Sep-2001 19416 Fidelity Europe Fund 1-Jun-1992 95606 Fidelity Event Driven Opportunities Class 3-Nov-2014 100598 Fidelity Event Driven Opportunities Currency Neutral Class 17-Oct-2017 95617 Fidelity Event Driven Opportunities Fund 31-Oct-2014 46803 Fidelity Far East Class 6-Sep-2001 18142 Fidelity Far East Fund 25-Sep-1991 94937 Fidelity Floating Rate High Income Currency Neutral Fund 16-May-2014 103941 Fidelity Floating Rate High Income Currency Neutral 11-Oct-2019 Multi-Asset Base Fund 93972 Fidelity Floating Rate High Income Fund 1-Oct-2013 90900 Fidelity Floating Rate High Income Multi-Asset Base Fund 2-Dec-2011 47341 Fidelity Focus Consumer Industries Class 6-Sep-2001 32091 Fidelity Focus Consumer Industries Fund 29-May-1997 46806 Fidelity Focus Financial Services Class 6-Sep-2001 32092 Fidelity Focus Financial Services Fund 29-May-1997 32093 Fidelity Focus Health Care Fund 29-May-1997 46808 Fidelity Focus Natural Resources Class 6-Sep-2001 32094 Fidelity Focus Natural Resources Fund 29-May-1997 46809 Fidelity Focus Technology Class 6-Sep-2001 32095 Fidelity Focus Technology Fund 29-May-1997 46810 Fidelity Focus Telecommunications Class 6-Sep-2001 42507 Fidelity Focus Telecommunications Fund 30-Jun-2000 101345 Fidelity Founders Class 4-Apr-2018 101344 Fidelity Founders Currency Neutral Class 4-Apr-2018 101343 Fidelity Founders Investment Trust 4-Apr-2018 100599 Fidelity Global Asset Allocation Currency Neutral Private Pool 17-Oct-2017 20393 Fidelity Global Asset Allocation Fund 20-Jan-1993 100600 Fidelity Global Asset Allocation Private Pool 17-Oct-2017 80652 Fidelity Global Balanced Class Portfolio 16-Mar-2007 80487 Fidelity Global Balanced Portfolio 16-Mar-2007 80658 Fidelity Global Bond Currency Neutral Fund 16-Mar-2007 100480 Fidelity Global Bond Currency Neutral Multi-Asset Base Fund 5-Oct-2017




79671 Fidelity Global Bond Fund 16-Mar-2007 100481 Fidelity Global Bond Multi-Asset Base Fund 5-Oct-2017 100601 Fidelity Global Concentrated Equity Currency Neutral Fund 17-Oct-2017 47623 Fidelity Global Concentrated Equity Fund 20-Nov-2001 103720 Fidelity Global Core Plus Bond ETF 29-Aug-2019 103721 Fidelity Global Core Plus Bond ETF Fund 29-Aug-2019 100482 Fidelity Global Credit Investment Trust 5-Oct-2017 49400 Fidelity Global Disciplined Equity Class 17-Jun-2002 86344 Fidelity Global Disciplined Equity Currency Neutral Class 25-Sep-2009 86548 Fidelity Global Disciplined Equity Currency Neutral Fund 4-Nov-2009 49839 Fidelity Global Disciplined Equity Fund 17-Jun-2002 80646 Fidelity Global Dividend Class 16-Mar-2007 80482 Fidelity Global Dividend Fund 16-Mar-2007 92815 Fidelity Global Dividend Investment Trust 23-Jan-2013 86345 Fidelity Global Equity Currency Neutral Private Pool 25-Sep-2009 84872 Fidelity Global Equity Investment Trust 5-Nov-2008 84873 Fidelity Global Equity Private Pool 5-Nov-2008 101610 Fidelity Global Growth and Value Class 1-Jun-2018 101611 Fidelity Global Growth and Value Currency Neutral Class 1-Jun-2018 101612 Fidelity Global Growth and Value Investment Trust 1-Jun-2018 80654 Fidelity Global Growth Class Portfolio 16-Mar-2007 80489 Fidelity Global Growth Portfolio 16-Mar-2007 46807 Fidelity Global Health Care Class 6-Sep-2001 93914 Fidelity Global High Yield Multi-Asset Base Fund 1-Oct-2013 80650 Fidelity Global Income Class Portfolio 16-Mar-2007 80485 Fidelity Global Income Portfolio 30-Jun-2007 100595 Fidelity Global Innovators Class 17-Oct-2017 100596 Fidelity Global Innovators Currency Neutral Class 17-Oct-2017 100597 Fidelity Global Innovators Investment Trust 17-Oct-2017 97015 Fidelity Global Intrinsic Value Currency Neutral Class 16-Oct-2015 89507 Fidelity Global Large Cap Currency Neutral Class 30-Mar-2011 89508 Fidelity Global Large Cap Equity Class 30-Mar-2011 89509 Fidelity Global Large Cap Fund 30-Mar-2011 104201 Fidelity Global Monthly High Income ETF 8-Jan-2020 104202 Fidelity Global Monthly High Income ETF Fund 8-Jan-2020 97500 Fidelity Global Monthly Income Currency Neutral Fund 26-Apr-2016 80483 Fidelity Global Monthly Income Fund 16-Mar-2007 94368 Fidelity Global Opportunities Class 23-Dec-2013 80647 Fidelity Global Real Estate Class 16-Mar-2007 78442 Fidelity Global Real Estate Fund 19-Oct-2006 100483 Fidelity Global Real Estate Investment Trust 5-Oct-2017 89510 Fidelity Global Small Cap Equity Class 30-Mar-2011 89511 Fidelity Global Small Cap Fund 30-Mar-2011 96271 Fidelity Global Small/Mid Cap Equity Class 21-Apr-2015 96272 Fidelity Global Small/Mid Cap Equity Investment Trust 21-Apr-2015




83018 Fidelity Greater Canada Class 3-Jan-2008 83004 Fidelity Greater Canada Fund 3-Jan-2008 46800 Fidelity Growth America Class 6-Sep-2001 80653 Fidelity Growth Class Portfolio 30-Nov-2007 80488 Fidelity Growth Portfolio 16-Mar-2007 90901 Fidelity High Income Commercial Real Estate Investment 2-Dec-2011 Trust 75398 Fidelity Income Allocation Fund 10-May-2005 80649 Fidelity Income Class Portfolio 16-Mar-2007 80484 Fidelity Income Portfolio 16-Mar-2007 98861 Fidelity Insights Class 4-Jan-2017 98862 Fidelity Insights Currency Neutral Class 4-Jan-2017 98863 Fidelity Insights Investment Trust 4-Jan-2017 103256 Fidelity Insights Systematic Currency Hedged Fund 22-May-2019 100602 Fidelity International Concentrated Equity Currency Neutral 17-Oct-2017 Fund 80648 Fidelity International Disciplined Equity Class 16-Mar-2007 86346 Fidelity International Disciplined Equity Currency Neutral 25-Sep-2009 Class 86549 Fidelity International Disciplined Equity Currency Neutral Fund 4-Nov-2009 78443 Fidelity International Disciplined Equity Fund 25-Apr-2006 100484 Fidelity International Disciplined Equity Investment Trust 5-Oct-2017 86347 Fidelity International Equity Currency Neutral Private Pool 25-Sep-2009 84874 Fidelity International Equity Investment Trust 5-Nov-2008 103257 Fidelity International Equity Multi-Asset Base Fund 22-May-2019 84875 Fidelity International Equity Private Pool 5-Nov-2008 93915 Fidelity International Growth Investment Trust 1-Oct-2013 101988 Fidelity International High Dividend Index ETF 4-Sep-2018 101989 Fidelity International High Dividend Index ETF Fund 4-Sep-2018 102558 Fidelity International High Quality Index ETF 8-Jan-2019 102559 Fidelity International High Quality Index ETF Fund 8-Jan-2019 102560 Fidelity International Low Volatility Index ETF 8-Jan-2019 102561 Fidelity International Low Volatility Index ETF Fund 8-Jan-2019 46804 Fidelity International Portfolio Class 6-Sep-2001 10796 Fidelity International Portfolio Fund 9-Feb-1988 78444 Fidelity International Value Fund 25-Apr-2006 100870 Fidelity Investment Grade Total Bond Currency Neutral Fund 9-Jan-2018 100871 Fidelity Investment Grade Total Bond Fund 9-Jan-2018 46805 Fidelity Japan Class 6-Sep-2001 21430 Fidelity Japan Fund 6-Jul-1993 23261 Fidelity Latin America Fund 17-Jan-1994 90553 Fidelity Monthly Income Class 3-Apr-2018 67724 Fidelity Monthly Income Fund 17-Oct-2003 99867 Fidelity Multi-Sector Bond Currency Neutral Fund 1-May-2017 99868 Fidelity Multi-Sector Bond Fund 1-May-2017




93916 Fidelity North American Dividend Private Pool 1-Oct-2013 97022 Fidelity North American Equity Class 16-Oct-2015 97016 Fidelity North American Equity Investment Trust 16-Oct-2015 94938 Fidelity NorthStar Balanced Currency Neutral Fund 16-May-2014 94939 Fidelity NorthStar Balanced Fund 16-May-2014 50511 Fidelity NorthStar Class 9-Oct-2002 89512 Fidelity NorthStar Currency Neutral Class 30-Mar-2011 99869 Fidelity NorthStar Currency Neutral Fund 1-May-2017 50490 Fidelity NorthStar Fund 30-Jun-2007 94369 Fidelity Overseas Class 23-Dec-2013 38716 Fidelity Overseas Fund 18-May-1999 88256 Fidelity Premium Fixed Income Capital Yield Private Pool 17-Sep-2010 84871 Fidelity Premium Fixed Income Private Pool 5-Nov-2008 84876 Fidelity Premium Money Market Private Pool 5-Nov-2008 91636 Fidelity Premium Tactical Fixed Income Capital Yield Private 1-May-2012 Pool 46801 Fidelity Small Cap America Class 6-Sep-2001 94940 Fidelity Small Cap America Currency Neutral Class 16-May-2014 23815 Fidelity Small Cap America Fund 29-Mar-1994 103258 Fidelity Small Cap America Systematic Currency Hedged 22-May-2019 Fund 83476 Fidelity Special Situations Class 18-Mar-2008 80663 Fidelity Special Situations Fund 16-Mar-2007 97501 Fidelity Strategic Income Currency Neutral Fund 26-Apr-2016 103250 Fidelity Sustainable World ETF 22-May-2019 103259 Fidelity Sustainable World ETF Fund 22-May-2019 103722 Fidelity Systematic Canadian Bond Index ETF 29-Aug-2019 103723 Fidelity Systematic Canadian Bond Index ETF Fund 29-Aug-2019 103717 Fidelity Systematic U.S. High Yield Bond Currency Neutral 29-Aug-2019 EFT Fund 103716 Fidelity Systematic U.S. High Yield Bond Currency Neutral 29-Aug-2019 ETF 103718 Fidelity Systematic U.S. High Yield Bond ETF 29-Aug-2019 103719 Fidelity Systematic U.S. High Yield Bond ETF Fund 29-Aug-2019 91639 Fidelity Tactical Fixed Income Fund 1-May-2012 101990 Fidelity Tactical Global Dividend ETF Fund 4-Sep-2018 94941 Fidelity Tactical High Income Currency Neutral Fund 16-May-2014 94942 Fidelity Tactical High Income Fund 16-May-2014 89506 Fidelity Tactical Strategies Fund 30-Mar-2011 46798 Fidelity True North Class 6-Sep-2001 29138 Fidelity True North Fund 21-Aug-1996 92817 Fidelity U.S. All Cap Class 30-Nov-2013 94943 Fidelity U.S. All Cap Currency Neutral Class 16-May-2014 92818 Fidelity U.S. All Cap Fund 23-Jan-2013 93917 Fidelity U.S. Balanced Private Pool 1-Oct-2013




95739 Fidelity U.S. Bond Investment Trust 14-Nov-2014 92420 Fidelity U.S. Dividend Currency Neutral Fund 29-Oct-2012 101991 Fidelity U.S. Dividend for Rising Rates Currency Neutral 4-Sep-2018 Index ETF 101992 Fidelity U.S. Dividend for Rising Rates Currency Neutral 4-Sep-2018 Index ETF Fund 101993 Fidelity U.S. Dividend for Rising Rates Index ETF 4-Sep-2018 101994 Fidelity U.S. Dividend for Rising Rates Index ETF Fund 4-Sep-2018 92421 Fidelity U.S. Dividend Fund 29-Oct-2012 92422 Fidelity U.S. Dividend Investment Trust 29-Oct-2012 92816 Fidelity U.S. Dividend Registered Fund 23-Jan-2013 103260 Fidelity U.S. Dividend Systematic Currency Hedged Fund 22-May-2019 86348 Fidelity U.S. Equity Currency Neutral Private Pool 25-Sep-2009 84877 Fidelity U.S. Equity Investment Trust 5-Nov-2008 84878 Fidelity U.S. Equity Private Pool 5-Nov-2008 94944 Fidelity U.S. Focused Stock Currency Neutral Class 16-May-2014 16626 Fidelity U.S. Focused Stock Fund 21-Sep-1990 104203 Fidelity U.S. Growth Opportunities Class 8-Jan-2020 104204 Fidelity U.S. Growth Opportunities Investment Trust 8-Jan-2020 104205 Fidelity U.S. Growth Opportunities Systematic Currency 8-Jan-2020 Hedged Class 101995 Fidelity U.S. High Dividend Currency Neutral Index ETF 4-Sep-2018 101996 Fidelity U.S. High Dividend Currency Neutral Index ETF Fund 4-Sep-2018 101997 Fidelity U.S. High Dividend Index ETF 4-Sep-2018 101998 Fidelity U.S. High Dividend Index ETF Fund 4-Sep-2018 102562 Fidelity U.S. High Quality Currency Neutral Index ETF 8-Jan-2019 102566 Fidelity U.S. High Quality Currency Neutral Index ETF Fund 8-Jan-2019 102563 Fidelity U.S. High Quality Index ETF 8-Jan-2019 102564 Fidelity U.S. High Quality Index ETF Fund 8-Jan-2019 102567 Fidelity U.S. Low Volatility Currency Neutral Index ETF 8-Jan-2019 102568 Fidelity U.S. Low Volatility Currency Neutral Index ETF Fund 8-Jan-2019 102565 Fidelity U.S. Low Volatility Index ETF 8-Jan-2019 24330 Fidelity U.S. Money Market Fund 25-Jan-1996 100485 Fidelity U.S. Money Market Investment Trust 5-Oct-2017 94946 Fidelity U.S. Monthly Income Currency Neutral Fund 16-May-2014 92424 Fidelity U.S. Monthly Income Fund 29-Oct-2012 93918 Fidelity U.S. Multi-Cap Investment Trust 1-Oct-2013 90904 Fidelity U.S. Small/Mid Cap Equity Investment Trust 2-Dec-2011 103261 Fidelity Women's Leadership Fund 22-May-2019 103262 Fidelity Women's Leadership Systematic Currency Hedged 22-May-2019 Fund 91707 Fiera Canadian Bond Fund 13-Jun-2017 91714 Fiera Canadian Dividend Class 13-Jun-2017 91713 Fiera Canadian Dividend Registered Fund 13-Jun-2017 100079 Fiera Canadian Preferred Share Class 13-Jun-2017




100078 Fiera Canadian Preferred Share Registered Fund 18-Jun-2019 9606 Fiera Capital Corporation 15-Dec-2017 100081 Fiera Core Global Equity Class 13-Jun-2017 100080 Fiera Core Global Equity Registered Fund 18-Jun-2019 91706 Fiera Intrinsic Balanced Class 13-Jun-2017 91705 Fiera Intrinsic Balanced Registered Fund 26-Jan-2006 93949 Fiera Quantum Income Opportunities Fund 21-Oct-2013 91732 Fiera Strategic Balanced Class 13-Jun-2017 91731 Fiera Strategic Balanced Registered Fund 13-Jun-2017 100085 Fiera U.S. Dividend Class 18-Jun-2019 100084 Fiera U.S. Dividend Registered Fund 13-Jun-2017 103263 Fildelity U.S. Focused Stock Systematic Currency Hedged 22-May-2019 Fund 5241 Filmplan International Inc. (CT) 24-Oct-1980 19-Feb-1993 101256 Filo Mining Corp. 22-Feb-2018 8378 Final Assignment (CT) 19-Nov-1979 17-Feb-1993 68214 Financial 15 Split Corp. 30-Oct-2003 5784 Finning International Inc. 4-Jun-1981 7557 Firan Technology Group Corporation 20-Jun-1983 103209 Fire & Flower Holdings Corp. (formerly Cinaport Acquisition 4-Nov-2019 Corp. II) 102375 FireFox Gold Corp. 7-Dec-2018 104627 Firm Capital American Realty Partners Trust 10-Mar-2020 89261 Firm Capital Mortgage Investment Corporation 1-Jan-2011 93265 Firm Capital Property Trust 29-Nov-2012 86511 First Asset Canadian Convertible Bond Fund 27-Oct-2009 91585 First Asset Canadian Dividend Opportunity Fund 19-Apr-2012 87785 First Asset Reit Income Fund 7-Jun-2010 88930 First Asset Utility Plus Fund 14-Jan-2011 72149 First Majestic Silver Corp. 25-Jul-2007 97344 First Mining Gold Corp. 13-Nov-2015 89190 First National Financial Corporation 1-Jan-2011 72178 First Nickel Inc. 23-Jun-2004 30734 First Premium U.S. Income Trust 24-Jan-1997 31020 First Quantum Minerals Ltd. 30-Mar-2009 94306 First Trust AlphaDEX European Dividend Index ETF 29-Jan-2014 (CAD-Hedged) 95587 First Trust AlphaDEX U.S. Consumer Discretionary Sector 20-Oct-2014 Index ETF 95588 First Trust AlphaDEX U.S. Consumer Staples Sector Index 20-Oct-2014 ETF 95589 First Trust AlphaDEX U.S. Energy Sector Index ETF 20-Oct-2014 95590 First Trust AlphaDEX U.S. Financial Sector Index ETF 20-Oct-2014 95591 First Trust AlphaDEX U.S. Health Care Sector Index ETF 20-Oct-2014 95592 First Trust AlphaDEX U.S. Industrials Sector Index ETF 20-Oct-2014




95593 First Trust AlphaDEX U.S. Materials Sector Index ETF 20-Oct-2014 95594 First Trust AlphaDEX U.S. Technology Sector Index ETF 20-Oct-2014 95595 First Trust AlphaDEX U.S. Utilities Sector Index ETF 20-Oct-2014 93258 First Trust AlphaDEX™ Emerging Market Dividend ETF 3-May-2013 (CAD-Hedged) 47622 First Trust Canadian Capital Strength ETF 16-Nov-2001 103465 First Trust Cboe Vest U.S. Equity Buffer ETF - August 15-Aug-2019 104431 First Trust Cboe Vest U.S. Equity Buffer ETF - February 14-Feb-2020 104042 First Trust Cboe Vest U.S. Equity Buffer ETF - November 9-Jan-2020 103466 First Trust Cboe Vest U.S. Equity Deep Buffer ETF - August 15-Aug-2019 104432 First Trust Cboe Vest U.S. Equity Deep Buffer ETF - February 13-Feb-2020 104043 First Trust Cboe Vest U.S. Equity Deep Buffer ETF - 7-Jan-2020 November 98403 First Trust Dorsey Wright U.S. Sector Rotation Index ETF 20-Sep-2016 (CAD-Hedged) 95229 First Trust Global Risk Managed Income Index ETF 16-Jul-2014 101197 First Trust Indxx Innovative Transaction and Process ETF 19-Mar-2018 101376 First Trust International Capital Strength ETF 7-May-2018 93261 First Trust Senior Loan ETF (CAD-Hedged) 3-May-2013 97150 First Trust Tactical Bond Index ETF 12-Jun-2015 93260 First Trust Value Line® Dividend Index ETF (CAD-Hedged) 3-May-2013 96599 FIRSTSERVICE CORPORATION 1-Jun-2015 5336 Fisher Oil & Gas Corporation (CT) 16-Feb-1981 12-Feb-1986 94297 Fission Uranium Corp. 25-Apr-2014 73013 Flaherty & Crumrine Investment Grade Fixed Income Fund 26-Nov-2004 90558 Flex First Plan 21-Dec-2011 86367 Flow Capital Corp. 19-Jul-2011 103075 Flower One Holdings Inc. 22-Mar-2019 75225 FMF Capital Group Ltd. 16-Mar-2005 93583 Focused Canadian Equity Class (CGOV) 4-Jul-2013 5892 Fontana Place L.P. (CT) 3-Nov-1981 19-Feb-1993 81637 Foraco International S.A. 18-Jun-2007 83825 Forbes Energy Services Ltd. 22-May-2008 85581 Ford Auto Securitization Trust 9-Feb-2009 9113 Ford Credit Canada Company 12-Sep-1986 68132 Forest Gate Energy Inc. 21-Oct-2003 102996 Forge First Conservative Alternative Fund 24-Apr-2019 102997 Forge First Long Short Alternative Fund 24-Apr-2019 98262 Forstrong Global Strategist Balanced Fund 11-Aug-2016 98263 Forstrong Global Strategist Growth Fund 11-Aug-2016 98264 Forstrong Global Strategist Income Fund 11-Aug-2016 81015 Fortaleza Energy Inc. 27-Feb-2007 97620 Fortified Trust 1-Feb-2016 10818 Fortis Inc. 14-Nov-1987 72819 FortisAlberta Inc. 18-Oct-2004




6419 FortisBC Energy Inc. 22-Oct-1986 73219 FortisBC Inc. 23-Nov-2004 81042 Fortress Global Enterprises Inc. 20-Jun-2007 99354 Fortuna Silver Mines Inc. 3-Feb-2017 98324 Fortune Bay Corp. 27-Jun-2016 81807 Fortune Minerals Limited 19-Jul-2007 104587 Foundation Wealth Diversifier Pool 11-Mar-2020 104585 Foundation Wealth Equity Pool 11-Mar-2020 104586 Foundation Wealth Income Pool 11-Mar-2020 21145 Fourseas Asialink Corporation (CT) 28-Apr-1993 19-Feb-2002 89277 FP Newspapers Inc. 31-Dec-2010 22486 Fracmaster Ltd. (CT) 1-Oct-1993 21-Feb-2002 32024 France Telecom 20-Oct-1997 80163 Franchise Services of North America Inc. 19-Dec-2006 82676 Franco-Nevada Corporation 30-Nov-2007 72580 Franklin ActiveQuant Canadian Corporate Class 9-Sep-2004 72579 Franklin ActiveQuant Canadian Fund 9-Sep-2004 83375 Franklin ActiveQuant U.S. Corporate Class 29-Feb-2008 83376 Franklin ActiveQuant U.S. Fund 29-Feb-2008 33262 Franklin Bissett Bond Fund 3-Nov-1997 99915 Franklin Bissett Canada Plus Equity Fund 8-Jun-2017 80036 Franklin Bissett Canadian Balanced Corporate Class 13-Dec-2006 33271 Franklin Bissett Canadian Balanced Fund 3-Nov-1997 100638 Franklin Bissett Canadian Bond Fund 4-Jan-2018 88351 Franklin Bissett Canadian Dividend Corporate Class 22-Sep-2010 69381 Franklin Bissett Canadian Dividend Fund 16-Dec-2003 46083 Franklin Bissett Canadian Equity Corporate Class 7-Jun-2001 33263 Franklin Bissett Canadian Equity Fund 3-Nov-1997 98700 Franklin Bissett Canadian Government Bond Fund 10-Nov-2016 69382 Franklin Bissett Canadian Short Term Bond Fund 16-Dec-2003 80037 Franklin Bissett Corporate Bond Fund 13-Dec-2006 91858 Franklin Bissett Dividend Income Corporate Class 21-Jun-2012 33264 Franklin Bissett Dividend Income Fund 3-Nov-1997 46087 Franklin Bissett Money Market Corporate Class 7-Jun-2001 33269 Franklin Bissett Money Market Fund 1-Jan-1987 97018 Franklin Bissett Monthly Income and Growth Fund 29-May-2015 33272 Franklin Bissett Small Cap Fund 3-Nov-1997 102830 Franklin Conservative Income ETF Portfolio 15-Feb-2019 102829 Franklin Core ETF Portfolio 15-Feb-2019 102680 Franklin FTSE Canada All Cap Index ETF 4-Feb-2019 102681 Franklin FTSE Europe ex U.K. Index ETF 4-Feb-2019 102682 Franklin FTSE Japan Index ETF 4-Feb-2019 102683 Franklin FTSE U.S. Index ETF 4-Feb-2019 46082 Franklin Global Growth Corporate Class 7-Jun-2001 83382 Franklin Global Growth Fund 29-Feb-2008




102831 Franklin Growth ETF Portfolio 15-Feb-2019 51411 Franklin High Income Fund 10-Feb-2003 93525 Franklin Income Corporate Class 27-Jun-2013 93526 Franklin Income Fund 27-Jun-2013 102865 Franklin K2 Alternatives Fund 6-Mar-2019 99628 Franklin Liberty Canadian Investment Grade Corporate ETF 21-Apr-2017 100706 Franklin Liberty Core Plus Bond ETF 10-Jan-2018 101198 Franklin Liberty Global Aggregate Bond ETF (CAD Hedged) 9-Apr-2018 99629 Franklin Liberty Risk Managed Canadian Equity ETF 21-Apr-2017 101199 Franklin Liberty Senior Loan ETF (CAD Hedged) 9-Apr-2018 103325 Franklin Liberty Short Duration Bond ETF 13-Jun-2019 101200 Franklin Liberty U.S. Investment Grade Corporate ETF (CAD 9-Apr-2018 Hedged) 100497 Franklin LibertyQT Emerging Markets Index ETF 10-Nov-2017 100498 Franklin LibertyQT Global Dividend Index ETF 10-Nov-2017 99631 Franklin LibertyQT International Equity Index ETF 21-Apr-2017 99632 Franklin LibertyQT U.S. Equity Index ETF 21-Apr-2017 51416 Franklin Mutual Global Discovery Corporate Class 10-Feb-2003 28585 Franklin Mutual Global Discovery Fund 10-Feb-2003 71768 Franklin Quotential Balanced Growth Corporate Class 4-Jun-2004 Portfolio 49216 Franklin Quotential Balanced Growth Portfolio 10-Jun-2002 71769 Franklin Quotential Balanced Income Corporate Class 4-Jun-2004 Portfolio 49215 Franklin Quotential Balanced Income Portfolio 10-Jun-2002 71771 Franklin Quotential Diversified Equity Corporate Class 4-Jun-2004 Portfolio 66210 Franklin Quotential Diversified Equity Portfolio 3-Jun-2003 71770 Franklin Quotential Diversified Income Corporate Class 4-Jun-2004 Portfolio 51415 Franklin Quotential Diversified Income Portfolio 31-Jan-2003 71772 Franklin Quotential Growth Corporate Class Portfolio 4-Jun-2004 49217 Franklin Quotential Growth Portfolio 10-Jun-2002 51412 Franklin Strategic Income Fund 10-Feb-2003 93527 Franklin U.S. Monthly Income Hedged Corporate Class 27-Jun-2013 46076 Franklin U.S. Opportunities Corporate Class 7-Jun-2001 31518 Franklin U.S. Opportunities Fund 7-Apr-1997 77969 Franklin U.S. Rising Dividends Corporate Class 10-Jan-2006 33253 Franklin U.S. Rising Dividends Fund 3-Nov-1997 92467 Franklin U.S. Rising Dividends Hedged Corporate Class 24-Oct-2012 72489 Fraser Papers Inc. 30-Jun-2004 89128 Freehold Royalties Ltd. 1-Jan-2011 99038 Freshii Inc. 25-Jan-2017 85851 Friedberg Asset Allocation Fund 19-May-2009 79234 Friedberg Global-Macro Hedge Fund 8-Sep-2006




104441 Fronsac Real Estate Investment Trust 7-Feb-2020 78288 Front Street Rollover Fund Limited 5-Nov-2007 88225 Frontenac Mortgage Investment Corporation 24-Aug-2010 83465 Frontera Energy Corporation 23-Jan-2008 84421 FrontFour Holdings Inc. and FrontFour Capital Group LLC 24-Jun-2008 99782 FT Balanced Growth Private Wealth Pool 21-Apr-2017 99783 FT Balanced Income Private Wealth Pool 21-Apr-2017 7880 FT Capital Ltd. (T) 30-Nov-1983 99784 FT Growth Private Wealth Pool 21-Apr-2017 78642 Fuel Cell Technologies Ltd. 1-Apr-2006 68129 FuelCell Energy Inc. 31-Oct-2003 40413 Future Beach Corporation (T) 16-Dec-1999 32778 *Fytokem Products Inc. (CT) 18-Aug-1997 04-May-2009 34843 Gabriel Resources Ltd. 10-Jul-2003 79720 Galileo High Income Plus Fund 14-Nov-2006 79263 Galore Resources Inc. 31-Jan-2007 89298 Gamehost Inc. 31-Dec-2010 6025 Gandalf Technologies Inc. (CT) 24-Jul-1987 21-Feb-2002 5863 Garden Oaks (CT) 2-Nov-1981 19-Feb-1993 39082 *Gardiner Dam Terminal Ltd. 20-Jan-2000 84761 GASFRAC Energy Services Inc. 6-Dec-2010 5352 Gaz Metro Inc. 18-Jun-1982 96896 GBLT Corp. 9-Feb-2016 100853 GC One Equity Income Portfolio 20-Dec-2017 100854 GC One Fixed Income Portfolio 20-Dec-2017 75223 GDI Integrated Facility Services Inc. 7-May-2015 79124 GE Acquireco ULC 31-May-2006 49467 GE Capital Canada Funding Company 15-Jul-2002 88273 Gear Energy Ltd. 19-Mar-2014 36424 General Mining Properties Ltd. 7-Jul-1998 94889 General Moly, Inc. 25-Apr-2014 88339 General Motors Company 17-Nov-2010 8356 General Systems Research Ltd. (CT) 4-Oct-1984 04-Feb-1993 38645 Genesis Land Development Corp. 8-Sep-1999 88909 Genesis Metals Corp. 29-Dec-2010 91089 Genesis Trust II 1-Dec-2011 80913 Genesis Worldwide Inc. 25-Jun-2007 97135 *Gensource Potash Corporation 1-Jul-2015 86078 Genworth MI Canada Inc. 29-Jun-2009 88810 Geodrill Limited 10-Dec-2010 72180 GeoPetro Resources Company 15-Mar-2006 6100 George Weston Limited 24-Sep-1986 103712 GFL Environmental Inc. 2-Mar-2020 90016 Gibson Energy Inc. 6-Jun-2011 34650 Gildan Activewear Inc. 10-Jun-1998




47562 *Girex Bancorp Inc. (CT) 26-Sep-2001 02-Oct-2003 18438 Gitennes Exploration Inc. 15-Oct-1991 28760 Glacier Credit Card Trust 19-Jun-2001 6544 Glencore Canada Corporation 22-Jun-1994 6395 Glendale International Corp. 1-Oct-1967 85340 GLG LIFE TECH CORPORATION 20-Nov-2009 93584 Global All Cap Equity Class (Setanta) 4-Jul-2013 101613 Global All Cap Equity Fund (Setanta) 29-Jun-2018 102183 Global Blockchain Mining Corp. 81495 Global Dividend Class (Setanta) 6-Jul-2007 97204 Global Dividend Fund (Setanta) 30-Nov-2015 93003 Global Dividend Growers Income Fund 27-Feb-2013 101563 Global Dividend Growth Split Corp. 24-May-2018 101831 Global Equity Allocation Pool 6-Sep-2018 82416 Global Fixed Income Corporate Class 2-Oct-2007 23853 Global Fixed Income Pool 15-Apr-1994 87507 Global Gaming Technologies Corp. 19-Mar-2010 95533 Global Healthcare Dividend Fund 25-Sep-2014 86841 Global Iman Fund 17-Dec-2009 97205 Global Infrastructure Equity Fund (London Capital) 30-Nov-2015 101101 Global Innovation Dividend Fund 22-Feb-2018 100208 Global Investments Capital Corp. 1-Sep-2017 98125 Global Low Volatility Fund (ILIM) 7-Jul-2016 91422 Global Managed Volatility Fund 27-Mar-2012 97206 Global Monthly Income Fund (London Capital) 30-Nov-2015 102115 Global Real Estate & E-Commerce Dividend Fund 20-Sep-2018 84289 Global Real Estate Fund (London Capital) 11-Jul-2008 89371 Global Telecom & Utilities Income Fund 28-Feb-2011 98233 Global Water Resources, Inc. 3-May-2016 94264 Globevest Capital Secured Put Writing Fund 3-Jan-2014 97775 GLOBEVEST CAPITAL TACTICAL COVERED OPTIONS 2-May-2016 FUND 86033 GMP Capital Inc. 15-May-2009 10221 Go Vacations 1987 Limited Partnership (CT) 22-Apr-1987 22-Feb-2002 14689 Go Vacations Inc. (CT) 30-Nov-1993 22-Feb-2002 69311 goeasy Ltd. 4-Dec-2003 94594 GoGold Resources Inc. 25-Nov-2014 103219 Gold Miners Split Corp. 29-Apr-2019 30954 Gold Reserve Inc. 11-Mar-1997 80299 Gold Springs Resource Corp. 8-Feb-2007 87645 Gold Standard Ventures Corp. 7-Aug-2018 96945 Goldbelt Empires Limited 23-Sep-2015 90874 Golden Minerals Company 2-Sep-2011 32961 *Golden Opportunities Fund Inc. 6-Nov-1998 82849 Golden Share Resources Corporation 19-Dec-2007




23752 Golden Star Resources Ltd. 3-May-1994 25548 Golden Trend Petroleum Ltd. (CT) 6-Dec-1994 23-Apr-2002 98937 Goldplay Exploration Ltd. 22-Dec-2016 7600 Goldstake Explorations Inc. 5-Aug-1983 104611 Goodfood Market Corp. (formerly Mira VII Acquisition Corp.) 20-Feb-2020 40473 Goodwood Capital Fund 29-Dec-1999 9482 Goran Capital Inc. 9-Jun-1986 6085 Gossan Resources Limited 5-Oct-1982 100800 Govermedia Plus Canada Corp. 8-Jan-2018 90403 Gran Colombia Gold Corp. 5-Aug-2011 88447 Gran Tierra Energy Inc. 29-Jul-2015 16533 Grand Okanagan Resort Limited Partnership (CT) 4-Oct-1990 22-Feb-2002 92922 Granite Real Estate Investment Trust 3-Jan-2013 92924 Granite REIT Holdings Limited Partnership 3-Jan-2013 92926 Granite REIT Inc. 3-Jan-2013 24843 Gray Wolf Capital Corporation 28-Sep-1994 80753 Great Basin Gold Ltd. 12-Apr-2007 71653 Great Canadian Gaming Corporation 25-May-2004 86681 Great Panther Silver Limited 10-Nov-2009 26187 *Great Western Minerals Group Ltd.(CT) 20-Jul-2000 11-May-2015 9547 Great-West Lifeco Inc. 16-Jun-1986 33581 Greater Toronto Airports Authority 24-Nov-1997 77946 Green Thumb Industries Inc. 26-Jul-2018 102044 Greenbrook TMS Inc. 27-Sep-2018 87370 Greenfields Petroleum Corporation 3-Nov-2010 86429 Greenscape Capital Group Inc. 1-Oct-2009 97470 GreenSpace Brands Inc. 22-Feb-2016 102236 Greenstone Capital Corp. 11-Apr-2019 12902 Greenstone Resources Ltd. (CT) 12-Nov-1996 25-Mar-2002 5143 Grey Fox, The (CT) 22-Aug-1980 17-Feb-1993 11333 Greyvest Capital Inc. (T) 18-Aug-1988 72853 Grizzly Discoveries Inc. 2-Dec-2004 5309 Grosvenor House (CT) 2-Dec-1980 19-Feb-1993 74970 Groundstar Resources Limited 19-Dec-2012 104468 Grow Solutions Holdings Inc. (DO NOT USE) 12-Jul-2019 103681 Grow Solutions Holdings, Inc. 25-Jun-2015 97818 Growth & Income Class 22-Apr-2016 46032 Growth 100 Fund 10-May-2001 44371 Growth 80/20 Fund 10-May-2001 91962 Growth and Income Class (GWLIM) 9-Jul-2012 100040 Growth and Income Fund (GWLIM) 4-Jul-2017 44370 Growth Fund 10-May-2001 100611 Growth Portfolio 24-Oct-2017 13294 GrowthWorks Canadian Fund Ltd. 12-Feb-1990 73509 GrowthWorks Commercialization Fund Ltd. 14-Jan-2005




77363 Gryphon Gold Corporation 12-May-2011 5197 GSI Group Inc. 18-Sep-1995 41700 GT Group Telecom Inc. (T) 9-Mar-2000 88886 Guardian Balanced Fund 30-Mar-2011 93165 Guardian Balanced Income Fund 8-Apr-2013 88887 Guardian Canadian Bond Fund 30-Mar-2011 5058 Guardian Canadian Equity Fund 30-Mar-2011 99846 Guardian Canadian Equity Select Fund 28-Apr-2017 97860 Guardian Canadian Focused Equity Fund 22-Apr-2016 88880 Guardian Canadian Growth Equity Fund 30-Mar-2011 88881 Guardian Canadian Short-Term Investment Fund 30-Mar-2011 97861 Guardian Emerging Markets Equity Fund 22-Apr-2016 88884 Guardian Equity Income Fund 30-Mar-2011 75039 Guardian Exploration Inc. 21-Apr-2006 96278 Guardian Fundamental Global Equity Fund 22-Apr-2015 88885 Guardian Global Dividend Growth Fund 30-Mar-2011 88888 Guardian Global Equity Fund 30-Mar-2011 88080 Guardian High Yield Bond Fund 30-Mar-2011 88082 Guardian International Equity Fund 30-Mar-2011 99847 Guardian International Equity Select Fund 28-Apr-2017 101411 Guardian Investment Grade Corporate Bond Fund 20-Apr-2018 102728 Guardian Managed Growth Portfolio 22-Jan-2019 96279 Guardian Managed Income & Growth Portfolio 22-Apr-2015 96280 Guardian Managed Income Portfolio 22-Apr-2015 91555 Guardian Private Wealth Bond Fund 4-Apr-2012 102729 Guardian Risk Managed Conservative Portfolio 22-Apr-2019 94764 Guardian Short Duration Bond Fund 24-Apr-2014 102730 Guardian SteadyFlow Equity Fund 22-Apr-2019 102731 Guardian SteadyPace Equity Fund 22-Apr-2019 104142 Guardian Strategic Income Fund 16-Dec-2019 101412 Guardian U.S. Equity All Cap Growth Fund 20-Apr-2018 88083 Guardian U.S. Equity Fund 30-Mar-2011 99827 Guardian U.S. Equity Select Fund 28-Apr-2017 42453 Gulf & Pacific Equities Corp. 17-May-2000 72399 Guyana Goldfields Inc. 19-Jan-2010 28856 GVIC Communications Corp. 29-May-1996 30538 H&R Real Estate Investment Trust 10-Dec-1996 104118 H2O INNOVATION INC. 7-Nov-2019 28880 Haemacure Corporation 17-Jun-1996 93497 Halifax Receivables Trust 30-May-2013 8482 *Hallmark Place Limited Partnership (CT) 2-Nov-1984 23-Oct-2000 89188 Halo Labs Inc. 29-Mar-2019 101894 Hamilton Australian Financials Yield ETF 10-Aug-2018 101895 Hamilton Canadian Bank Variable-Weight ETF 10-Aug-2018 97405 Hamilton Global Bank ETF 19-Jan-2016




97406 Hamilton Global Financials Yield ETF 19-Jan-2016 8671 Hamilton Park Plaza Limited Partnership 13-Mar-1985 100318 Hamilton U.S. Mid-Cap Financials ETF (USD) 8-Aug-2017 9489 Hammond Manufacturing Company Limited 28-May-1986 45461 Hammond Power Solutions Inc. 1-Jan-2001 95940 Hampton Financial Corporation 12-Jan-2015 75367 Hanfeng Evergreen Inc. 1-Apr-2005 81704 HANWEI ENERGY SERVICES CORP. 19-Jul-2007 47164 Harbour Corporate Class 3-Aug-2001 48004 Harbour Global Equity Corporate Class 7-Jan-2002 51256 Harbour Global Growth & Income Corporate Class 27-Dec-2002 90381 Harbour Voyageur Corporate Class 28-Jul-2011 90246 Hardwoods Distribution Inc. 1-Jul-2011 103334 Harmony Energy Technologies Corporation 5348 Harry Tracy - Desperado (CT) 15-Dec-1980 17-Feb-1993 103948 Harte Gold Corp. 27-Sep-2019 35088 Hartland Pipeline Services Ltd. (CT) 24-Apr-1998 23-Apr-2002 86399 Harvest Banks & Buildings Income Fund 7-Oct-2009 98708 Harvest Brand Leaders Plus Income ETF 17-Oct-2016 91892 Harvest Canadian Income & Growth Fund 20-Jun-2012 98709 Harvest Energy Leaders Plus Income ETF 17-Oct-2016 102672 Harvest Equal Weight Global Utilities Income ETF 8-Jan-2019 102673 Harvest Global Gold Giants Index ETF 8-Jan-2019 100094 Harvest Global REIT Leaders ETF 15-Jun-2017 100981 Harvest Global Resource Leaders ETF 29-Jan-2018 84436 Harvest Health & Recreation Inc. 29-Jul-2008 98710 Harvest Healthcare Leaders Income ETF 17-Oct-2016 99734 Harvest One Cannabis Inc. 4-Dec-2017 50424 Harvest Operations Corp. 19-Apr-2004 100095 Harvest Tech Achievers Growth & Income ETF 22-Jun-2017 100982 Harvest US Bank Leaders Income ETF 29-Jan-2018 98711 Harvest US Equity Plus Income ETF 17-Oct-2016 104295 Harvest US Investment Grade Bond Plus ETF 8-Jan-2020 8223 Headway Property Investment 77-II (CT) 3-Aug-1977 04-Feb-1993 7525 Headway Property Investment 78-II (CT) 1-Nov-1983 22-Feb-2002 7526 Headway Property Investment 78-III (CT) 4-Dec-1978 22-Feb-2002 96704 Healthcare Special Opportunities Fund 26-Jun-2015 49037 Heating Oil Partners Income Fund 13-May-2002 21794 Hecla Mining Company 1-Jun-2013 97622 Helius Medical Technologies, Inc. 23-Mar-2016 94371 Hemisphere Energy Corporation 3-Dec-2013 94771 Heritage Global Inc. 20-Mar-2014 10117 Heritage Plans 12-Mar-1987 42431 Heroux-Devtek Inc. 19-May-2000 100774 HEXO Corp. 15-Nov-2017




35673 *Hi-Weigh Investors Limited Partnership (CT) 18-Jan-2001 03-Oct-2003 77001 High Arctic Energy Services Inc. 29-Jun-2007 100612 High Growth Portfolio 24-Oct-2017 103998 High Interest Savings Account Fund 18-Nov-2019 10020 High Liner Foods Incorporated 23-Sep-1991 87474 Highvista Gold Inc. 27-Apr-2010 28298 *Highway 40 Inland Terminal Corp. (CT) 14-Feb-1997 16-Jun-2000 5075 Hillcrest Petroleum Ltd. 3-Mar-2011 13988 Hirose Group Ltd. (CT) 15-Aug-1990 13-Dec-1991 101383 HLS Therapeutics Inc. 14-Mar-2018 72659 HMZ Metals Inc. 29-Mar-2005 11424 Hollinger Inc. 26-Sep-1988 7732 Home Capital Group Inc. 5-Mar-1979 29403 Homeserve Technologies Inc. 29-Aug-1996 79282 Horizon North Logistics Inc. 1-Jun-2006 98188 Horizons Absolute Return Global Currency ETF 6-Jul-2016 100585 Horizons Active A.I. Global Equity ETF 19-Oct-2017 92396 Horizons Active Cdn Bond ETF 6-Sep-2012 86883 Horizons Active Cdn Dividend ETF 13-Jan-2010 96910 Horizons Active Cdn Municipal Bond ETF 4-Aug-2015 88003 Horizons Active Corporate Bond ETF 12-Jul-2010 92397 Horizons Active Emerging Market Dividend ETF 5-Oct-2012 101735 Horizons Active Emerging Markets Bond ETF 25-Jul-2018 93963 Horizons Active Floating Rate Preferred Share ETF 26-Aug-2013 95439 Horizons Active Floating Rate Senior Loan ETF 27-Aug-2014 88004 Horizons Active Global Dividend ETF 12-Jul-2010 88104 Horizons Active Global Fixed Income ETF 1-Oct-2010 91200 Horizons Active High Yield Bond ETF 21-Dec-2012 88569 Horizons Active Preferred Share ETF 19-Nov-2010 91201 Horizons Active U.S. Floating Rate Bond (USD) ETF 30-Jan-2012 88568 Horizons Active Ultra-Short Term Investment Grade Bond ETF19-Nov-2010 96029 Horizons Active US Dividend ETF 4-Feb-2015 101736 Horizons Balanced TRI ETF Portfolio 25-Jul-2018 101372 Horizons Blockchain Technology & Hardware Index ETF 15-Jun-2018 95215 Horizons Canadian Midstream Oil & Gas Index ETF 9-Jul-2014 104392 Horizons Cash Maximizer ETF 28-Jan-2020 97794 Horizons Cdn High Dividend Index ETF 5-Apr-2016 95845 Horizons Cdn Insider Index ETF 8-Jan-2015 94646 Horizons Cdn Select Universe Bond ETF 15-Apr-2014 97293 Horizons China High Dividend Yield Index ETF 5-Jan-2016 101737 Horizons Conservative TRI ETF Portfolio 25-Jul-2018 86018 Horizons Crude Oil ETF 23-Jun-2009 101051 Horizons Emerging Marijuana Growers Index ETF 6-Feb-2018 89355 Horizons Enhanced Income Energy ETF 14-Mar-2011 89357 Horizons Enhanced Income Equity ETF 14-Mar-2011




89356 Horizons Enhanced Income Financials ETF 7-Apr-2011 89358 Horizons Enhanced Income Gold Producers ETF 14-Mar-2011 90382 Horizons Enhanced Income International Equity ETF 6-Sep-2011 90383 Horizons Enhanced Income US Equity (USD) ETF 6-Sep-2011 102720 Horizons Equal Weight Canada Banks Index ETF 18-Jan-2019 102721 Horizons Equal Weight Canada REIT Index ETF 18-Jan-2019 97795 Horizons EURO STOXX 50® Index ETF 5-Apr-2016 102293 Horizons Global Sustainability Leaders Index ETF 26-Oct-2018 103295 Horizons Global Uranium Index ETF 13-May-2019 86014 Horizons Gold ETF 23-Jun-2009 91290 Horizons Gold Yield ETF 21-Feb-2012 103620 Horizons Growth TRI ETF Portfolio 31-Jul-2019 102294 Horizons Industry 4.0 Index ETF 26-Oct-2018 100639 Horizons Inovestor Canadian Equity Index ETF 30-Oct-2017 100390 Horizons Intl Developed Markets Equity Index ETF 29-Aug-2017 102722 Horizons Laddered Canadian Preferred Share Index ETF 18-Jan-2019 96911 Horizons Managed Global Opportunities ETF 4-Aug-2015 99686 Horizons Medical Marijuana Life Sciences Index ETF 28-Mar-2017 90128 Horizons Morningstar Hedge Fund Index ETF 19-Apr-2012 97796 Horizons NASDAQ-100® Index ETF 5-Apr-2016 86019 Horizons Natural Gas ETF 23-Jun-2009 91291 Horizons Natural Gas Yield ETF 21-Feb-2012 100648 Horizons Robotics and Automation Index ETF 9-Nov-2017 98436 Horizons S&P 500 CAD Hedged Index ETF 26-Aug-2016 88468 Horizons S&P 500® Index (C$ Hedged) ETF 26-Nov-2010 93877 Horizons S&P/TSX Capped Energy Index ETF 30-Aug-2013 93878 Horizons S&P/TSX Capped Financials Index ETF 30-Aug-2013 86602 Horizons Seasonal Rotation ETF 18-Nov-2009 86017 Horizons Silver ETF 23-Jun-2009 89110 Horizons U.S. Dollar Currency ETF 1-Apr-2011 98437 Horizons US 7-10 Year Treasury Bond CAD Hedged ETF 26-Aug-2016 96210 Horizons US 7-10 Year Treasury Bond ETF 30-Mar-2015 104393 Horizons US Large Cap Index ETF 28-Jan-2020 103196 Horizons US Marijuana Index ETF 19-Apr-2019 7710 HPIL Resources Ltd. (CT) 29-Jun-1978 10-Feb-1993 90084 HRT Participações em Petróleo S.A. 29-Apr-2011 22820 HSBC AsiaPacific Fund 26-Nov-1993 40025 HSBC Bank Canada 22-Jun-2000 79999 HSBC BRIC Equity Fund 18-Dec-2006 13059 HSBC Canadian Balanced Fund 22-Mar-1989 25671 HSBC Canadian Bond Fund 30-Dec-1994 38889 HSBC Canadian Bond Pooled Fund 17-Jun-1999 38890 HSBC Canadian Dividend Income Pooled Fund 17-Jun-1999 38891 HSBC Canadian Equity Pooled Fund 17-Jun-1999 11716 HSBC Canadian Money Market Fund 22-Mar-1989




38887 HSBC Canadian Money Market Pooled Fund 17-Jun-1999 91950 HSBC Canadian Short-Term Bond Fund 29-Jun-2012 104151 HSBC Canadian Short/Mid Bond Fund 19-Dec-2019 69346 HSBC Chinese Equity Fund 16-Dec-2003 25672 HSBC Dividend Fund 30-Dec-1994 90448 HSBC Emerging Markets Debt Fund 27-Sep-2011 88744 HSBC Emerging Markets Debt Pooled Fund 20-Dec-2010 25155 HSBC Emerging Markets Fund 21-Oct-1994 86759 HSBC Emerging Markets Pooled Fund 21-Dec-2009 13058 HSBC Equity Fund 22-Mar-1989 25156 HSBC European Fund 21-Oct-1994 96275 HSBC Global Corporate Bond Fund 9-Jun-2015 33722 HSBC Global Equity Fund 22-Dec-1997 96276 HSBC Global Equity Volatility Focused Fund 9-Jun-2015 79755 HSBC Global High Yield Bond Pooled Fund 21-Nov-2006 86760 HSBC Global Inflation Linked Bond Pooled Fund 21-Dec-2009 95810 HSBC Global Real Estate Equity Pooled Fund 18-Dec-2014 85229 HSBC Indian Equity Fund 18-Dec-2008 38897 HSBC International Equity Pooled Fund 17-Jun-1999 72925 HSBC Monthly Income Fund 17-Dec-2004 22321 HSBC Mortgage Fund 20-Sep-1993 72846 HSBC Mortgage Pooled Fund 22-Nov-2004 25673 HSBC Small Cap Growth Fund 30-Dec-1994 38892 HSBC Small Cap Growth Pooled Fund 17-Jun-1999 33728 HSBC U.S. Dollar Money Market Fund 22-Dec-1997 88770 HSBC U.S. Dollar Monthly Income Fund 17-Dec-2010 25147 HSBC U.S. Equity Fund 21-Oct-1994 38896 HSBC U.S. Equity Pooled Fund 17-Jun-1999 101179 HSBC Wealth Compass Aggressive Growth Fund 9-Apr-2018 101180 HSBC Wealth Compass Balanced Fund 9-Apr-2018 101181 HSBC Wealth Compass Conservative Fund 9-Apr-2018 101182 HSBC Wealth Compass Growth Fund 9-Apr-2018 101183 HSBC Wealth Compass Moderate Conservative Fund 9-Apr-2018 72920 HSBC World Selection Diversified Aggressive Growth Fund 17-Dec-2004 72921 HSBC World Selection Diversified Balanced Fund 17-Dec-2004 72922 HSBC World Selection Diversified Conservative Fund 17-Dec-2004 72923 HSBC World Selection Diversified Growth Fund 17-Dec-2004 72924 HSBC World Selection Diversified Moderate Conservative 17-Dec-2004 Portfolio 39172 *HTC Purenergy Inc. 30-Nov-2000 73766 Hudbay Minerals Inc. 15-Dec-2004 29666 Huntington Exploration Inc. 23-Sep-1996 43720 Husky Energy Inc. 18-Apr-1988 39120 Hydro One Inc. 24-May-2000 97062 Hydro One Limited 29-Oct-2015




84861 Hydro66 Holdings Corp. 24-Jun-2008 40525 IA Clarington American Fund 17-Dec-1999 36495 IA Clarington Bond Fund 4-Aug-1998 89979 IA Clarington Canadian Balanced Class 18-Jul-2011 29345 IA Clarington Canadian Balanced Fund 18-Sep-1996 89980 IA Clarington Canadian Conservative Equity Class 18-Jul-2011 42843 IA Clarington Canadian Conservative Equity Fund 3-Oct-2000 39691 IA Clarington Canadian Dividend Fund 1-Sep-1999 30341 IA Clarington Canadian Income Fund 3-Dec-1996 84259 IA Clarington Canadian Leaders Class 8-Jul-2008 84260 IA Clarington Canadian Small Cap Class 4-Jul-2008 31068 IA Clarington Canadian Small Cap Fund 17-Mar-1997 95027 IA Clarington Core Plus Bond Fund 20-Jun-2014 85139 IA Clarington Dividend Growth Class 23-Jan-2009 100462 IA Clarington Emerging Markets Bond Fund 27-Sep-2017 93967 IA Clarington Floating Rate Income Fund 7-Nov-2013 91767 IA Clarington Focused Balanced Class 5-Jun-2012 91768 IA Clarington Focused Balanced Fund 5-Jun-2012 91769 IA Clarington Focused Canadian Equity Class 5-Jun-2012 95028 IA Clarington Focused U.S. Equity Class 31-Mar-2015 100463 IA Clarington Global Bond Fund 27-Sep-2017 79679 IA Clarington Global Dividend Fund 27-Oct-2006 74842 IA Clarington Global Equity Exposure Fund 7-Feb-2005 95449 IA Clarington Global Growth & Income Fund 26-Sep-2014 43032 IA Clarington Global Opportunities Class 28-Aug-2000 36437 IA Clarington Global Opportunities Fund 19-Aug-1998 87922 IA Clarington Global Tactical Income Class 12-Jul-2010 44196 IA Clarington Global Tactical Income Fund 22-Jan-2001 40547 IA Clarington Global Value Fund 17-Dec-1999 100464 IA Clarington Global Yield Opportunities Fund 27-Sep-2017 95870 IA Clarington Growth & Income Fund 22-Dec-2014 86580 IA Clarington Inhance Balanced SRI Portfolio 26-Nov-2009 98923 IA Clarington Inhance Bond SRI Fund 22-Dec-2016 86581 IA Clarington Inhance Canadian Equity SRI Class 26-Nov-2009 86582 IA Clarington Inhance Conservative SRI Portfolio 26-Nov-2009 86583 IA Clarington Inhance Global Equity SRI Class 26-Nov-2009 86584 IA Clarington Inhance Growth SRI Portfolio 26-Nov-2009 86585 IA Clarington Inhance Monthly Income SRI Fund 26-Nov-2009 102866 IA Clarington International Equity Fund 20-Feb-2019 103927 IA Clarington Loomis Global Equity Opportunities Fund 25-Oct-2019 40544 IA Clarington Money Market Fund 17-Dec-1999 97757 IA Clarington Montage Balanced Portfolio 15-Apr-2016 97758 IA Clarington Montage Conservative Portfolio 15-Apr-2016 97759 IA Clarington Montage Growth Portfolio 15-Apr-2016 97760 IA Clarington Montage Maximum Growth Portfolio 15-Apr-2016




97761 IA Clarington Montage Moderate Portfolio 15-Apr-2016 36504 IA Clarington Monthly Income Balanced Fund 4-Aug-1998 95871 IA Clarington North American Opportunities Class 22-Dec-2014 79474 IA Clarington Real Return Bond Fund 11-Sep-2006 89981 IA Clarington Sarbit U.S. Equity Class 18-Jul-2011 41009 IA Clarington Sarbit U.S. Equity Fund 25-Jan-2000 90554 IA Clarington Strategic Corporate Bond Fund 22-Sep-2011 85138 IA Clarington Strategic Equity Income Class 23-Jan-2009 36503 IA Clarington Strategic Equity Income Fund 4-Aug-1998 85144 IA Clarington Tactical Income Class 23-Jan-2009 74847 IA Clarington Target Click 2020 Fund 7-Feb-2005 74848 IA Clarington Target Click 2025 Fund 7-Feb-2005 84262 IA Clarington Target Click 2030 Fund 4-Jul-2008 97268 IA Clarington U.S. Dividend Growth Registered Fund 22-Dec-2015 97269 IA Clarington U.S. Dollar Floating Rate Income Fund 22-Dec-2015 102867 IA Clarington U.S. Equity Opportunities Fund 20-Feb-2019 97270 IA Clarington Yield Opportunities Fund 22-Dec-2015 102887 iA Financial Corporation Inc. 13-Feb-2019 28102 IAMGold Corporation 4-Mar-1996 98835 iAnthus Capital Holdings, Inc. 15-Nov-2016 28900 Ibex Technologies Inc. 13-Jun-1996 89213 IBI Group Inc. 1-Jan-2011 41992 IBM Acquisition Inc. 15-Mar-2000 84549 ICL Global Equity Fund 28-Aug-2008 42878 Icon Laser Eye Centers, Inc. (CT) 13-Feb-2001 25-Mar-2002 33858 IDS Intelligent Detection Systems Inc. (CT) 24-Dec-1997 25-Mar-2002 5322 If You Could See What I Hear (CT) 3-Dec-1980 17-Feb-1993 94592 *IFCI International Corp.(CT) 7-Sep-2012 04-Apr-2014 50831 IG AGF Global Equity Class 21-Oct-2002 28035 IG AGF Global Equity Fund 28-Feb-1996 50813 IG AGF U.S. Growth Class 21-Oct-2002 39492 IG AGF U.S. Growth Fund 18-Aug-1999 29111 IG Beutel Goodman Canadian Balanced Fund 9-Jul-1996 50803 IG Beutel Goodman Canadian Equity Class 21-Oct-2002 29112 IG Beutel Goodman Canadian Equity Fund 7-Sep-1996 29113 IG Beutel Goodman Canadian Small Cap Fund 7-Sep-1996 104103 IG BlackRock International Equity Fund 10-Jan-2020 28032 IG CI Canadian Balanced Fund 28-Feb-1996 44350 IG Core Portfolio - Balanced 24-Jan-2001 44352 IG Core Portfolio - Balanced Growth 24-Jan-2001 95073 IG Core Portfolio - Global Income 15-Jul-2014 44299 IG Core Portfolio - Growth 24-Jan-2001 89058 IG Core Portfolio - Income 4-Mar-2011 44348 IG Core Portfolio - Income Balanced 24-Jan-2001 44347 IG Core Portfolio - Income Focus 24-Jan-2001




85922 IG Core Portfolio Class - Balanced 30-Jun-2009 85921 IG Core Portfolio Class - Balanced Growth 30-Jun-2009 85920 IG Core Portfolio Class - Balanced Growth II 30-Jun-2009 85924 IG Core Portfolio Class - Growth 30-Jul-2009 85923 IG Core Portfolio Class - Growth II 30-Jun-2009 95758 IG Core Portfolio Class - Income Balanced 16-Jan-2015 50804 IG FI Canadian Equity Class 21-Oct-2002 43767 IG FI Canadian Equity Fund 20-Nov-2000 50801 IG Fiera Canadian Small Cap Class 21-Oct-2002 39494 IG Fiera Canadian Small Cap Fund 18-Aug-1999 72311 IG Franklin Bissett Canadian Equity Class 11-Aug-2004 72290 IG Franklin Bissett Canadian Equity Fund 11-Aug-2004 97142 IG Irish Life Low Volatility Global Equity Fund 10-Jul-2015 102095 IG JPMorgan Emerging Markets Fund 9-Nov-2018 89435 IG Mackenzie Canadian Corporate Bond Fund 29-Apr-2011 78876 IG Mackenzie Canadian Equity Growth Fund 18-Jul-2006 72949 IG Mackenzie Canadian Equity Income Fund 10-Dec-2004 29119 IG Mackenzie Canadian High Yield Income Fund 9-Jul-1996 50850 IG Mackenzie Canadian Money Market Class 21-Oct-2002 8797 IG Mackenzie Canadian Money Market Fund 6-May-1985 90784 IG Mackenzie Core U.S. Equity Class 25-Nov-2011 90792 IG Mackenzie Core U.S. Equity Fund 25-Nov-2011 39496 IG Mackenzie Dividend Growth Fund 18-Aug-1999 16522 IG Mackenzie European Equity Fund 31-Aug-1990 41506 IG Mackenzie European Mid-Cap Equity Fund 5-Jun-2000 95071 IG Mackenzie Floating Rate Income Fund 15-Jul-2014 19457 IG Mackenzie Global Bond Fund 21-Jul-1992 81207 IG Mackenzie Global Class II 20-Jul-2007 77880 IG Mackenzie Global Dividend Fund 10-Jan-2006 44307 IG Mackenzie Global Financial Services Fund 23-Jan-2001 9678 IG Mackenzie Global Fund 14-Oct-1986 101400 IG Mackenzie Global Inflation-Linked Pool 11-May-2018 29118 IG Mackenzie Global Natural Resources Fund 9-Jul-1996 83887 IG Mackenzie Global Precious Metals Class 25-Jul-2008 36711 IG Mackenzie Global Science & Technology Fund 13-Oct-1998 39495 IG Mackenzie Income Fund 12-Aug-1999 47029 IG Mackenzie International Small Cap Fund 9-Nov-2018 43766 IG Mackenzie Ivy Canadian Balanced Fund 20-Nov-2000 50834 IG Mackenzie Ivy European Class 21-Oct-2002 50840 IG Mackenzie Ivy European Class III 21-Oct-2002 39498 IG Mackenzie Ivy European Fund 18-Aug-1999 50835 IG Mackenzie Ivy Foreign Equity Class 21-Oct-2002 97140 IG Mackenzie Low Volatility Canadian Equity Fund 6-Jul-2015 79201 IG Mackenzie Maxxum Canadian Equity Growth Class 20-Jul-2006 5663 IG Mackenzie Mortgage and Short Term Income Fund 16-Oct-1973




5573 IG Mackenzie Mutual of Canada 28-Jan-1974 5724 IG Mackenzie North American Equity Fund 27-Nov-1962 16500 IG Mackenzie Pacific International Fund 31-Aug-1990 50830 IG Mackenzie Pan Asian Equity Class 21-Oct-2002 44308 IG Mackenzie Pan Asian Equity Fund 23-Jan-2001 38654 IG Mackenzie Quebec Enterprise Fund 14-May-1999 92643 IG Mackenzie Sentinel Strategic Income Fund 11-Jan-2013 9996 IG Mackenzie Summa SRI Fund 9-Jan-1987 95759 IG Mackenzie U.S. Dividend Registered Fund 16-Jan-2015 31528 IG Mackenzie U.S. Money Market Fund 21-Apr-1997 29117 IG Mackenzie U.S. Opportunities Fund 9-Jul-1996 50837 IG Mackenzie Universal Emerging Markets Class 21-Oct-2002 72946 IG Managed Payout Portfolio 10-Dec-2004 72948 IG Managed Payout Portfolio with Enhanced Growth 10-Dec-2004 97143 IG Managed Risk Portfolio - Balanced 10-Jul-2015 97144 IG Managed Risk Portfolio - Growth Focus 10-Jul-2015 97145 IG Managed Risk Portfolio - Income Balanced 10-Jul-2015 102101 IG Managed Risk Portfolio - Income Focus 9-Nov-2018 97025 IG Managed Risk Portfolio Class - Balanced 10-Jul-2015 97026 IG Managed Risk Portfolio Class - Growth Focus 10-Jul-2015 97027 IG Managed Risk Portfolio Class - Income Balanced 10-Jul-2015 103296 IG PIMCO Global Bond Fund 12-Jul-2019 94271 IG Putnam Low Volatility U.S. Equity Class 13-Dec-2013 90782 IG Putnam U.S. Growth Class 25-Nov-2011 90790 IG Putnam U.S. Growth Fund 25-Nov-2011 83897 IG Putnam U.S. High Yield Income Fund 25-Jul-2008 87747 IG T. Rowe Price U.S. Large Cap Equity Class 12-Jul-2010 87750 IG T. Rowe Price U.S. Large Cap Equity Fund 12-Jul-2010 7555 IGM Financial Inc. 15-Sep-1978 100038 iLOOKABOUT Corp. 11-May-2017 41756 Image Sculpting International Inc. (T) 20-Sep-2000 76124 Imasight Corp. 2-Aug-2005 30290 IMAX Corporation 30-Oct-1996 48865 imaxx Canadian Bond Fund 3-Jun-2002 78789 imaxx Canadian Dividend Plus Fund 1-Jun-2006 48866 imaxx Canadian Fixed Pay Fund 3-Jun-2002 48867 imaxx Equity Growth Fund 3-Jun-2002 48872 imaxx Global Fixed Pay Fund 18-May-2017 48864 imaxx Short Term Bond Fund 3-Jun-2002 78792 Impax Energy Services Income Trust 2-Jun-2006 36915 Imperial Canadian Bond Pool 15-Oct-1998 67748 Imperial Canadian Dividend Pool 21-Nov-2003 36917 Imperial Canadian Equity Pool 15-Oct-1998 39031 Imperial Emerging Economies Pool 28-Jun-1999 67749 Imperial Equity High Income Pool 21-Nov-2003




83051 Imperial Global Equity Income Pool 31-Jan-2008 39029 Imperial International Bond Pool 30-Jun-1999 36921 Imperial International Equity Pool 15-Oct-1998 48863 Imperial Metals Corporation 30-Oct-1979 36911 Imperial Money Market Pool 15-Oct-1998 5923 Imperial Oil Limited 5-Jun-1989 67750 Imperial Overseas Equity Pool 21-Nov-2003 36913 Imperial Short-Term Bond Pool 15-Oct-1998 5310 Imperial Square Edmonton, Phase II (CT) 26-Nov-1980 19-Feb-1993 6159 Imperial Square, Westchase Limited (CT) 8-Nov-1982 17-Feb-1993 36919 Imperial U.S. Equity Pool 15-Oct-1998 82093 IMRIS Inc. 26-Oct-2007 92297 IMV Inc. 27-Aug-2012 66421 Income 20/80 Fund 28-Jun-2019 44372 Income 40/60 Fund 10-May-2001 36710 Income Financial Trust 29-Jan-1999 44253 Income Fund (Portico) 5-Jan-2001 5295 Incubus (CT) 21-Nov-1980 17-Feb-1993 100022 INDEXPLUS Income Fund 6-Jun-2017 30266 Indigo Books & Music Inc. 26-Nov-1996 101148 Indiva Limited 7-Feb-2018 28904 Industrial Alliance Insurance and Financial Services Inc. 5-Jun-1996 93529 *Information Services Corporation 27-Jun-2013 90600 Infrastructure Materials Corp. 12-Dec-2011 101284 Inner Spirit Holdings Ltd. 17-May-2019 82722 Innergex Renewable Energy Inc. 28-Nov-2007 88670 Innovative Composites International Inc. 18-Nov-2010 78142 Innovative Wireline Solutions Inc. 10-May-2006 93205 Inovalis Real Estate Investment Trust 3-Apr-2013 96162 InPlay Oil Corp. 23-Jan-2015 92799 *Input Capital Corp. 27-Sep-2013 33738 INSCAPE Corporation 28-Nov-1997 73221 Intact Financial Corporation 9-Dec-2004 10821 Integra Balanced Fund 7-Jan-1988 30295 Integra Bond Fund 29-Nov-1996 38191 Integra Canadian Value Growth Fund 17-Mar-1999 29304 Integra International Equity Fund 29-Nov-1996 102419 Integra Resources Corp. 31-Oct-2018 36273 Integra U.S. Value Growth Fund 27-Jul-1998 87373 INTELLIPHARMACEUTICS INTERNATIONAL INC. 22-Oct-2009 33664 Inter Pipeline Ltd. 19-Nov-1997 9546 Interfor Corporation 7-Jul-1986 77660 Intermap Technologies Corporation 18-Oct-2005 97207 International Bond Fund (CLI) 30-Nov-2015 93585 International Core Equity Class (Putnam) 7-Jul-2016




98127 International Core Equity Fund (Putnam) 7-Jul-2016 5702 International Display Corporation (CT) 6-Apr-1979 25-Feb-1993 84449 International Equity Alpha Corporate Class 30-Jul-2008 101832 International Equity Alpha Pool 6-Sep-2018 82418 International Equity Growth Corporate Class 31-Dec-2007 41514 International Equity Growth Pool 28-Apr-2000 82419 International Equity Value Corporate Class 2-Oct-2007 84450 International Equity Value Currency Hedged Corporate Class 30-Jul-2008 102298 International Equity Value Currency Hedged Pool 1-Nov-2018 41515 International Equity Value Pool 28-Apr-2000 6090 International Falcon Resources Inc. (T) 14-Jun-1982 6577 International Petroleum Corporation 14-Dec-2018 28082 *International ProSoya Corporation (CT) 19-Apr-1996 12-Jun-2000 27552 International Utility Structures Inc. 15-Nov-1995 23972 International Wallcoverings Ltd. (CT) 18-May-1994 22-Feb-2002 6064 Interquest Resources Corp. (CT) 9-Jul-1982 10-Feb-1993 80472 InterRent Real Estate Investment Trust 7-Feb-2007 18447 Intertape Polymer Group Inc. 17-Feb-1992 78246 INV Metals Inc. 14-Mar-2006 100266 Invesco 1-10 Year Laddered Investment Grade Corporate 25-Aug-2017 Bond Index ETF 95120 Invesco 1-3 Year Laddered Floating Rate Note Index ETF 11-Jul-2014 100887 Invesco 1-5 Year Laddered All Government Bond Index ETF 20-Feb-2018 86902 Invesco 1-5 Year Laddered Corporate Bond Index ETF Fund 14-Jan-2010 90040 Invesco 1-5 Year Laddered Investment Grade Corporate Bond 8-Jun-2011 Index ETF 25165 Invesco Active Multi-Sector Credit Fund 21-Oct-1994 72168 Invesco Allocation Fund 1-Jun-2004 103509 Invesco Balanced Portfolio 1-Aug-2019 29781 Invesco Canada Money Market Fund 30-Sep-1996 33201 Invesco Canadian Class 6-Oct-1997 86592 Invesco Canadian Dividend Index Class 12-Nov-2009 90041 Invesco Canadian Dividend Index ETF 8-Jun-2011 11279 Invesco Canadian Endeavour Fund 16-Aug-1988 86210 Invesco Canadian Focus Fund 17-Aug-2009 5898 Invesco Canadian Fund 2-Sep-1981 9730 Invesco Canadian Interest Fund 9-Feb-1987 47132 Invesco Canadian Opportunity Class 15-Oct-2001 80548 Invesco Canadian Plus Dividend Class 3-Apr-2007 86903 Invesco Canadian Preferred Share Index EFT Class 14-Jan-2010 90042 Invesco Canadian Preferred Share Index ETF 8-Jun-2011 25706 Invesco Canadian Premier Growth Class 11-Jan-1995 13429 Invesco Canadian Premier Growth Fund 29-Jan-1990 19465 Invesco Canadian Premiere Balanced Fund 28-Jul-1992 86909 Invesco Canadian Real Return Bond Index Fund 14-Jan-2010




35507 Invesco Canadian Small Companies Fund 22-Apr-1998 103510 Invesco Conservative Portfolio 1-Aug-2019 47131 Invesco Core Canadian Balanced Class 15-Oct-2001 78764 Invesco Diversified Yield Class 13-Aug-2007 97633 Invesco DWA Global Momentum Index ETF 7-Mar-2016 88860 Invesco Emerging Markets Class 7-Jan-2011 102852 Invesco Emerging Markets Select Pool 25-Feb-2019 43716 Invesco European Growth Class 25-Oct-2000 33146 Invesco Europlus Fund 29-Sep-1997 86593 Invesco FTSE RAFI Canadian Fundamental Index Class 12-Nov-2009 91048 Invesco FTSE RAFI Canadian Index ETF 1-Mar-2018 96195 Invesco FTSE RAFI Canadian Small-Mid Index ETF 31-Mar-2015 96211 Invesco FTSE RAFI Global Small-Mid ETF 20-Apr-2015 96196 Invesco FTSE RAFI Global+ Index ETF 31-Mar-2015 86905 Invesco FTSE RAFI U.S. ETF Fund 14-Jan-2010 86906 Invesco FTSE RAFI U.S. Fundamental ETF Fund 14-Jan-2010 91050 Invesco FTSE RAFI U.S. Index ETF 1-Mar-2018 96197 Invesco FTSE RAFI U.S. Index ETF II 31-Mar-2015 90043 Invesco Fundamental High Yield Corporate Bond Index ETF 8-Jun-2011 50036 Invesco Global Balanced Class 12-Aug-2002 40311 Invesco Global Balanced Fund 19-Oct-1999 98076 Invesco Global Bond Fund 24-May-2016 5899 Invesco Global Companies Fund 2-Sep-1981 45789 Invesco Global Diversified Companies Class 18-May-2001 98109 Invesco Global Diversified Income Fund 24-May-2016 86907 Invesco Global Dividend Achievers ETF Fund 14-Jan-2010 80549 Invesco Global Dividend Class 3-Apr-2007 99692 Invesco Global Dividend Income Fund 4-Apr-2017 50033 Invesco Global Endeavour Class 12-Aug-2002 21435 Invesco Global Endeavour Fund 8-Jun-1993 29782 Invesco Global Growth Class 30-Sep-1996 99693 Invesco Global Monthly Income Fund 4-Apr-2017 82518 INVESCO Global Real Estate Fund 31-Oct-2007 96212 Invesco Global Shareholder Yield ETF 20-Apr-2015 80773 Invesco Global Small Companies Class 1-Jun-2007 103511 Invesco Growth Portfolio 1-Aug-2019 103512 Invesco High Growth Portfolio 1-Aug-2019 42744 INVESCO Inc. 9-Apr-1992 13109 Invesco Income Growth Fund 13-Aug-1987 25015 Invesco Indo-Pacific Fund 26-Sep-1994 83689 Invesco Intactive 2023 Portfolio 21-May-2008 83690 Invesco Intactive 2028 Portfolio 21-May-2008 83691 Invesco Intactive 2033 Portfolio 21-May-2008 83692 Invesco Intactive 2038 Portfolio 21-May-2008 75382 Invesco Intactive Balanced Growth Portfolio 11-May-2005




89706 Invesco Intactive Balanced Growth Portfolio Class 21-Apr-2011 75384 Invesco Intactive Balanced Income Portfolio 11-May-2005 89707 Invesco Intactive Balanced Income Portfolio Class 21-Apr-2011 89708 Invesco Intactive Diversified Income Portfolio Class 21-Apr-2011 75383 Invesco Intactive Diversified Income Portfolios 11-May-2005 89709 Invesco Intactive Growth Portfolio Class 21-Apr-2011 75385 Invesco Intactive Maximum Growth Portfolio 11-May-2005 89710 Invesco Intactive Maximum Growth Portfolio Class 21-Apr-2011 91418 Invesco Intactive Strategic Yield Portfolio Fund 10-Apr-2012 78760 Invesco International Companies Class 31-May-2007 40309 Invesco International Companies Fund 19-Oct-1999 42273 Invesco International Growth Class 26-Jun-2000 86209 Invesco International Growth Fund 17-Aug-2009 95121 Invesco LadderRite U.S. 0-5 Year Corporate Bond Index ETF 11-Jul-2014 90045 Invesco Long Term Government Bond Index ETF 31-Dec-2011 96213 Invesco Low Volatility Portfolio ETF 20-Apr-2015 103513 Invesco Moderate Portfolio 1-Aug-2019 90044 Invesco QQQ Index ETF 8-Jun-2011 101500 Invesco S&P 500 Equal Weight Index ETF 16-May-2018 104259 Invesco S&P 500 ESG Index ETF 14-Feb-2020 99042 Invesco S&P 500 High Dividend Low Volatility Index ETF 15-Feb-2017 91051 Invesco S&P 500 Low Volatility Index ETF 10-Jan-2012 93648 Invesco S&P 500 Low Volatility Index ETF Fund 31-Jul-2013 95122 Invesco S&P Emerging Markets Low Volatility Index ETF 11-Jul-2014 102014 Invesco S&P Europe 350 Equal Weight Index ETF 18-Sep-2018 99043 Invesco S&P Global ex. Canada High Dividend Low Volatility 15-Feb-2017 Index ETF 95123 Invesco S&P International Developed Low Volatility Index ETF 11-Jul-2014 91536 Invesco S&P/TSX Composite Low Volatility Index ETF 5-Apr-2012 93647 Invesco S&P/TSX Composite Low Volatility Index ETF Class 31-Jul-2013 100267 Invesco S&P/TSX REIT Income Index ETF 25-Aug-2017 12891 Invesco Select Balanced Fund 14-Nov-1989 91052 Invesco Senior Loan Index ETF 10-Jan-2012 27346 Invesco Short-Term Income Class 24-Oct-1995 92148 Invesco Tactical Bond ETF 9-Aug-2012 88015 Invesco Tactical Bond ETF Fund 11-Aug-2010 75381 Invesco Trimark Dialogue Growth Portfolio 11-May-2005 45788 Invesco U.S. Companies Class 18-May-2001 40310 Invesco U.S. Companies Fund 19-Oct-1999 86908 Invesco U.S. High Yield Bond Index Fund 14-Jan-2010 41128 Invesco U.S. Money Market Fund 21-Jan-2000 50248 Invesco U.S. Small Companies Class 12-Aug-2002 81635 Invesque Inc. 25-Jul-2007 97624 Investment Grade Managed Duration Income Fund 28-Jan-2016 50797 Investors Canadian Small/Mid Cap Class 21-Oct-2002




50796 Investors Canadian Small/Mid Cap Class II 21-Oct-2002 33959 Investors Canadian Small/Mid Cap Fund 24-Dec-1997 90783 Investors Core Canadian Equity Class 25-Nov-2011 50809 Investors Core U.S. Equity Class II 21-Oct-2002 85927 Investors Cornerstone Portfolio 30-Jun-2009 94272 Investors Dividend Class 13-Dec-2013 5698 Investors Dividend Fund 16-Mar-1978 50821 Investors European Equity Class 21-Oct-2002 50822 Investors European Mid-Cap Equity Class 21-Oct-2002 50823 Investors Global Class 21-Oct-2002 50841 Investors Global Consumer Companies Class 21-Oct-2002 50842 Investors Global Financial Services Class 21-Oct-2002 50843 Investors Global Health Care Class 21-Oct-2002 50844 Investors Global Infrastructure Class 21-Oct-2002 50845 Investors Global Natural Resources Class 21-Oct-2002 50846 Investors Global Science & Technology Class 21-Oct-2002 79367 Investors Greater China Class 11-Aug-2006 97137 Investors Group Equity Pool 10-Jul-2015 97138 Investors Group Income Pool 10-Jul-2015 11478 Investors Growth Plus Portfolio 4-Jan-1989 13031 Investors Growth Portfolio 4-Jan-1989 13033 Investors Income Plus Portfolio 4-Jan-1989 85929 Investors International Equity Class 30-Jul-2009 50824 Investors International Small Cap Class 21-Oct-2002 97139 Investors Low Volatility Canadian Equity Class 10-Jul-2015 97141 Investors Low Volatility Global Equity Class 10-Jul-2015 50828 Investors North American Equity Class 21-Oct-2002 50794 Investors North American Equity Class II 21-Oct-2002 79202 Investors North American Equity Class IV 20-Jul-2006 50795 Investors North American Equity Class V 21-Oct-2002 50829 Investors Pacific International Class 21-Oct-2002 50798 Investors Quebec Enterprise Class 21-Oct-2002 7840 Investors Real Property Fund 13-Dec-1983 13034 Investors Retirement Growth Portfolio 4-Jan-1989 13035 Investors Retirement Plus Portfolio 4-Jan-1989 50799 Investors Summa SRI Class 21-Oct-2002 6942 Investors Syndicate Limited 9-May-1989 50811 Investors U.S. Opportunities Class 1-Jan-2003 50812 Investors U.S. Small Cap Class 21-Oct-2002 97163 Invictus MD Strategies Corp. 11-Apr-2014 86381 Iona Energy Inc 30-Sep-2009 102001 IPC Balanced Essentials Portfolio 11-Sep-2018 38563 IPC ESG Balanced Essentials Portfolio 21-May-1999 102002 IPC Growth Essentials Portfolio 11-Sep-2018 102003 IPC Income Essentials Portfolio 11-Sep-2018




103903 IPC Multi-Factor Canadian Equity 31-Oct-2019 103904 IPC Multi-Factor International Equity 31-Oct-2019 103905 IPC Multi-Factor U.S. Equity 31-Oct-2019 101614 IPL Plastics Inc. 21-Jun-2018 92805 iProfile Canadian Equity Private Class 1-Mar-2013 44300 iProfile Canadian Equity Private Pool 11-Jan-2001 92806 iProfile Emerging Markets Private Class 1-Mar-2013 44338 iProfile Emerging Markets Private Pool 1-Nov-2001 44339 iProfile Fixed Income Private Pool 11-Jan-2001 92807 iProfile International Equity Private Class 1-Mar-2013 44337 iProfile International Equity Private Pool 11-Jan-2001 92808 iProfile U.S. Equity Private Class 1-Mar-2013 44336 iProfile U.S. Equity Private Pool 11-Jan-2001 104159 Irish Life - IG Low Volaitilty Global Equity Pool 10-Jan-2020 97522 Irving Resources Inc. 13-Nov-2015 87004 ISE Limited 12-Feb-2010 89918 iShares 1-10 Year Laddered Corporate Bond Index Fund 16-May-2011 89917 iShares 1-10 Year Laddered Government Bond Index Fund 16-May-2011 85183 iShares 1-5 Year Laddered Corporate Bond Index ETF 26-Nov-2008 82580 iShares 1-5 Year Laddered Government Bond Index ETF 4-Dec-2007 90109 iShares Advantaged Convertible Bond Index Fund 8-Jun-2011 93238 iShares All-Cap MSCI Emerging Markets Index ETF 10-Apr-2013 84398 iShares Broad Emerging Markets Fund 18-Jul-2008 79761 iShares Canadian Corporate Bond Index ETF 6-Nov-2006 80519 iShares Canadian Financial Monthly Income ETF 28-Feb-2007 78117 iShares Canadian Fundamental Index ETF 20-Feb-2006 79762 iShares Canadian Government Bond Index ETF 6-Nov-2006 79759 iShares Canadian Growth Index ETF 6-Nov-2006 88326 iShares Canadian HYBrid Corporate Bond Index ETF 17-Sep-2010 77842 iShares Canadian Real Return Bond Index ETF 6-Nov-2006 77839 iShares Canadian Select Dividend Index ETF 7-Dec-2005 42332 iShares Canadian Short Term Bond Index ETF 2-Nov-2000 42333 iShares Canadian Universe Bond Index ETF 2-Nov-2000 79760 iShares Canadian Value Index ETF 6-Nov-2006 86946 iShares China Index ETF 22-Jan-2010 97178 iShares Conservative Short Term Strategic Fixed Income ETF 21-Aug-2015 97179 iShares Conservative Strategic Fixed Income ETF 21-Aug-2015 80379 iShares Core Balanced ETF Portfolio 9-Apr-2007 79763 iShares Core Canadian Long Term Bond Index ETF 6-Nov-2006 90555 iShares Core Canadian Short Term Corporate + Maple Bond 1-Sep-2011 Index ETF 103524 iShares Core Conservative Balanced ETF Portfolio 31-Jul-2019 103525 iShares Core Equity ETF Portfolio 31-Jul-2019 80378 iShares Core Growth ETF Portfolio 9-Apr-2007 103526 iShares Core Income Balanced ETF Portfolio 31-Jul-2019




96018 iShares Core MSCI All Country World ex Canada Index ETF 5-Feb-2015 100017 iShares Core MSCI Canadian Quality Dividend Index ETF 2-Jun-2017 93239 iShares Core MSCI EAFE IMI Index ETF 10-Apr-2013 96019 iShares Core MSCI EAFE IMI Index ETF (CAD-Hedged) 5-Feb-2015 100023 iShares Core MSCI Global Quality Dividend Index ETF 2-Jun-2017 100016 iShares Core MSCI Global Quality Dividend Index ETF 2-Jun-2017 (CAD-Hedged) 100024 iShares Core MSCI US Quality Dividend Index ETF 2-Jun-2017 100015 iShares Core MSCI US Quality Dividend Index ETF 2-Jun-2017 (CAD-Hedged) 93240 iShares Core S&P 500 Index ETF 10-Apr-2013 42607 iShares Core S&P 500 Index ETF (Cad-Hedged) 23-May-2001 96020 iShares Core S&P U.S. Total Market Index ETF 5-Feb-2015 96021 iShares Core S&P U.S. Total Market Index ETF 5-Feb-2015 (CAD-Hedged) 89602 iShares Core S&P/TSX Composite High Dividend Index ETF 11-Apr-2011 95293 iShares Core Short Term High Quality Canadian Bond Index 10-Jul-2014 ETF 77840 iShares Diversified Monthly Income ETF 7-Dec-2005 97789 iShares Edge MSCI Min Vol EAFE Index ETF (CAD-Hedged) 30-Mar-2016 97790 iShares Edge MSCI Min Vol Global Index ETF 30-Mar-2016 97791 iShares Edge MSCI Min Vol USA Index ETF (CAD-Hedged) 30-Mar-2016 103601 iShares Edge MSCI USA Quality Factor Index ETF 31-Jul-2019 83350 iShares Equal Weight Banc & Lifeco ETF 31-Jan-2008 104613 iShares ESG Advanced MSCI Canada Index ETF 27-Mar-2020 104614 iShares ESG Advanced MSCI EAFE Index ETF 27-Mar-2020 104615 iShares ESG Advanced MSCI USA Index ETF 27-Mar-2020 102891 iShares ESG Canadian Aggregate Bond Index ETF 5-Mar-2019 102892 iShares ESG Canadian Short Term Bond Index ETF 5-Mar-2019 102893 iShares ESG MSCI Canada Index ETF 5-Mar-2019 102894 iShares ESG MSCI EAFE Index ETF 5-Mar-2019 102895 iShares ESG MSCI Emerging Markets Index ETF 5-Mar-2019 102896 iShares ESG MSCI USA Index ETF 5-Mar-2019 96913 iShares FactorSelectTM MSCI Canada Index ETF 21-Sep-2015 96914 iShares FactorSelectTM MSCI EAFE Index ETF 21-Sep-2015 96915 iShares FactorSelectTM MSCI EAFE Index ETF 21-Sep-2015 (CAD-Hedged) 96916 iShares FactorSelectTM MSCI USA Index ETF 21-Sep-2015 96917 iShares FactorSelectTM MSCI USA Index ETF (CAD-Hedged)21-Sep-2015 90813 iShares Floating Rate Index ETF 15-Nov-2011 82581 iShares Global Agriculture Index ETF 4-Dec-2007 103106 iShares Global Government Bond Index ETF (CAD-Hedged) 8-Apr-2019 89599 iShares Global Healthcare Index ETF (CAD-Hedged) 11-Apr-2011 84399 iShares Global Infrastructure Index Fund 18-Jul-2008 80380 iShares Global Monthly Advantaged Dividend Index Fund 9-Apr-2007




84396 iShares Global Real Estate Index Fund 18-Jul-2008 86974 iShares Gold Bullion ETF 1-Feb-2010 85867 iShares High Quality Canadian Bond Index ETF 1-May-2009 86948 iShares India Index ETF 22-Jan-2010 79255 iShares International Fundamental Index ETF 21-Aug-2006 80916 iShares Jantzi Social Index ETF 4-May-2007 79257 iShares Japan Fundamental Index Fund (CAD-Hedged) 21-Aug-2006 89597 iShares JPMorgan USD Emerging Markets Bond Index Fund 11-Apr-2011 (CAD-Hedged) 92096 iShares MSCI Canada Minimum Volatility Index Fund 16-Jul-2012 46553 iShares MSCI EAFE Index ETF (CAD-Hedged) 4-Sep-2001 92097 iShares MSCI EAFE Minimum Volatility Index Fund 16-Jul-2012 86048 iShares MSCI Emerging Markets Index ETF 15-Jun-2009 92098 iShares MSCI Emerging Markets Minimum Volatility Index 16-Jul-2012 Fund 94850 iShares MSCI Europe IMI Index ETF 14-Apr-2014 94851 iShares MSCI Europe IMI Index ETF (CAD-Hedged) 14-Apr-2014 92099 iShares MSCI USA Minimum Volatility Index Fund 16-Jul-2012 86049 iShares MSCI World Index ETF 15-Jun-2009 89598 iShares NASDAQ 100 Index ETF (CAD-Hedged) 11-Apr-2011 82583 iShares Premium Money Market ETF 4-Dec-2007 92958 iShares S&P Global Consumer Discretionary Index ETF 20-Mar-2013 (CAD-Hedged) 92959 iShares S&P Global Industrials Index ETF (CAD-Hedged) 20-Mar-2013 80382 iShares S&P Global Water Index Fund 9-Apr-2007 97180 iShares S&P U.S. Mid-Cap Index ETF 28-Jul-2015 97181 iShares S&P U.S. Mid-Cap Index ETF (CAD-Hedged) 28-Jul-2015 39402 iShares S&P/TSX 60 Index ETF 24-Sep-1999 79254 iShares S&P/TSX Canadian Dividend Aristocrats Index ETF 21-Aug-2006 80381 iShares S&P/TSX Canadian Preferred Share Index ETF 9-Apr-2007 43822 iShares S&P/TSX Capped Composite Index ETF 16-Feb-2001 89600 iShares S&P/TSX Capped Consumer Staples Index ETF 11-Apr-2011 43824 iShares S&P/TSX Capped Energy Index ETF 16-Feb-2001 43827 IShares S&P/TSX Capped Financials Index ETF 16-Feb-2001 43825 iShares S&P/TSX Capped Information Technology Index ETF 16-Feb-2001 77841 iShares S&P/TSX Capped Materials Index ETF 7-Dec-2005 50038 iShares S&P/TSX Capped REIT Index ETF 27-Aug-2002 89601 iShares S&P/TSX Capped Utilities Index ETF 11-Apr-2011 43823 iShares S&P/TSX Completion Index ETF 16-Feb-2001 89603 iShares S&P/TSX Global Base Metals Index ETF 11-Apr-2011 43826 iShares S&P/TSX Global Gold Index ETF 16-Feb-2001 88327 iShares S&P/TSX North American Preferred Stock Index 31-Dec-2010 ETF (CAD-Hedged) 80918 iShares S&P/TSX SmallCap Index ETF 4-May-2007 88713 iShares Short Duration High Income ETF (CAD-Hedged) 3-Dec-2010




95913 iShares Short Term Strategic Fixed Income ETF 15-Jan-2015 86121 iShares Silver Bullion Fund 29-Jun-2009 96022 iShares U.S. High Dividend Equity Index ETF 5-Feb-2015 92100 iShares U.S. High Dividend Equity Index ETF (CAD-Hedged) 16-Jul-2012 86950 iShares U.S. High Yield Bond Index ETF (CAD-Hedged) 22-Jan-2010 85868 iShares U.S. High Yield Fixed Income Index ETF 1-May-2009 (CAD-Hedged) 86951 iShares U.S. IG Corporate Bond Index Fund (CAD-Hedged) 22-Jan-2010 80917 iShares U.S. Small Cap Index ETF (CAD-Hedged) 4-May-2007 89920 iShares US Dividend Growers Index ETF (CAD-Hedged) 16-May-2011 79256 iShares US Fundamental Index Fund 21-Aug-2006 87636 Itafos 3-Feb-2012 27702 itemus inc. (CT) 25-Oct-1995 25-Mar-2002 5146 IVACO INC 15-Jul-1980 32200 Ivanhoe Energy Inc. 3-Jun-1997 92413 Ivanhoe Mines Ltd. 16-Oct-2012 33230 IVG Enterprises Ltd. 30-Sep-1997 43400 IVRnet Inc. 23-Aug-2000 10465 J.D.S. Investments Limited (CT) 27-Jul-1987 25-Feb-2002 9559 Jaguar Mining Inc. 16-Jul-1986 91621 Jaguar Resources Inc. 11-Apr-2012 80788 James Richardson & Sons, Limited 4-May-2007 100171 Jamieson Wellness Inc. 29-Jun-2017 9481 Jarvis Mutual Partnership (CT) 18-Jun-1986 25-Feb-2002 40888 Jaws Acquisition Corp. 10-Dec-1999 40851 JAWZ Inc. 29-Jan-2000 83815 Jayden Resources Inc. 24-Mar-2010 95197 Jeotex Inc. 30-Jun-2014 104467 Jervois Mining Limited 24-Jul-2019 91632 JFT Strategies Fund 25-Apr-2012 83354 Jiminex Inc. 28-Feb-2008 87359 JINHUA CAPITAL CORPORATION 16-Apr-2010 5602 Joffre Resources Ltd. (CT) 26-May-1981 18-Apr-1984 91897 John Deere Canada Funding Inc. 5-Jun-2012 45212 John Hancock Financial Services, Inc. 26-Nov-2008 17302 Johnson Controls International plc 21-Mar-1991 95178 Journey Energy Inc. 13-Jun-2014 101399 JPMorgan - IG Emerging Markets Pool 11-May-2018 98625 June 2020 Corporate Bond Trust 30-Sep-2016 99564 June 2021 Investment Grade Bond Pool 24-Feb-2017 38495 Jura Energy Corporation 16-Mar-1999 89167 Just Energy Group Inc. 1-Jan-2011 89145 K-Bro Linen Inc. 1-Jan-2011 51628 Kane Biotech Inc. 21-Mar-2003 19899 *Kannata Ridge Golf Resort Ltd. (CT) 15-Oct-1992 12-Oct-1993




26010 Kap Resources Ltd. (CT) 15-Mar-1995 25-Feb-2002 83867 *Karnalyte Resources Inc. 7-Dec-2010 78895 Katanga Mining Limited 25-May-2009 100543 Katipult Technology Corp. 27-Oct-2017 93177 Kelt Exploration Ltd. 26-Feb-2013 7741 Kelvin Energy Ltd. (CT) 15-Nov-1978 19-Feb-1993 95495 Kerr Mines Inc. 27-Jun-2014 81906 Kestrel Gold Inc. 27-Aug-2007 97305 Kew Media Group Inc. 3-Jun-2016 89143 Keyera Corp. 1-Jan-2011 77689 KHAN RESOURCES INC. 18-Jul-2006 102083 Khiron Life Sciences Corp. 6-Sep-2018 97560 Killam Apartment Limited Partnership 1-Jan-2016 97562 Killam Apartment Real Estate Investment Trust 1-Jan-2016 23790 Kimpex International Inc. (CT) 21-Apr-1994 25-Feb-2002 95117 Kinaxis Inc. 3-Jun-2014 10256 Kinburn Technology Corporation (CT) 15-May-1987 25-Feb-1993 10814 *Kindersley Inn Venture Fund Inc.(CT) 2-Dec-1987 17-Apr-1992 48537 King's Bay Gold Corporation 5-Apr-2002 25509 *Kingsland Energy Corp. 21-Dec-1994 81664 Kingsway 2007 General Partnership 4-Jul-2007 27722 Kingsway Financial Services Inc. 11-Dec-1995 17884 Kinross Gold Corporation 30-Mar-1992 8969 *Kipp & Zonen Inc. (CT) 21-Mar-1990 17-Jun-2004 86910 Kirkland Lake Gold Ltd. 11-Dec-2009 13120 Klondike Fever (CT) 14-Nov-1979 02-Feb-1993 94956 kneat.com, inc. 5-Mar-2014 94880 Knight Therapeutics Inc. 28-Feb-2014 92648 KP Tissue Inc. 6-Dec-2012 102699 Kraken Robotics Inc. 17-Dec-2018 10501 La Fosse Platinum Group Inc. (CT) 4-Aug-1987 25-Feb-2002 79033 LAB Research Inc. 24-Jul-2006 82471 Labrador Iron Mines Holdings Limited 26-Nov-2007 88175 Labrador Iron Ore Royalty Corporation 1-Jul-2010 5620 Lafarge Canada Inc. 7-Mar-1980 88538 Lago Dourado Minerals Ltd. 8-Nov-2010 11358 Lake Louise Limited Partnership 17-Oct-1988 92906 Lakeview Hotel Investment Corp. 31-Dec-2012 8471 Lakewood Forest Products Ltd. (CT) 30-Nov-1984 04-Feb-1993 17692 Landmark Global Financial Corporation 31-Jan-1992 50125 Lanesborough Real Estate Investment Trust 27-Aug-2002 83814 Laramide Resources Ltd. 17-Jun-2008 27405 Lattice Biologics Ltd. 22-Feb-1996 7729 Launch Resources Inc. 8-Mar-1979 6539 Laurentian Bank Of Canada 31-Jan-1983




29827 Lava Systems Inc. (CT) 30-Oct-1996 25-Feb-2002 93057 Lazard Emerging Markets Multi-Asset Fund 25-Feb-2013 95600 Lazard Global Balanced Income Fund 4-Nov-2014 96536 Lazard Global Compounders Fund 26-Apr-2016 93058 Lazard Global Equity Income Fund 25-Feb-2013 96918 Lazard Global Managed Volatility Fund 9-Sep-2015 93182 LDIC North American Energy Infrastructure Fund 19-Apr-2013 96373 LDIC North American Small Business Fund (Corporate Class) 26-May-2015 7960 Le Chateau Inc. 13-Dec-1983 67915 Leader Energy Services Ltd. 12-Nov-2003 29596 Leed NT Corp. (CT) 28-Aug-1996 26-Apr-2002 35812 Legacy Education Savings Plan (formerly, Global Educational 19-Oct-1998 Trust Plan) 88980 Legend Power Systems Inc. 3-Apr-2018 47502 Lehman Trikes Inc. 30-Nov-2001 5332 Lehndorff Canadian Properties (CT) 10-May-1979 25-Feb-2002 35941 Leith Wheeler Balanced Fund 28-May-1998 88835 Leith Wheeler Canadian Dividend Fund 23-Dec-2010 35942 Leith Wheeler Canadian Equity Fund 28-May-1998 101524 Leith Wheeler Carbon Constrained Canadian Equity Fund 25-May-2018 35945 Leith Wheeler Core Bond Fund 28-May-1998 95054 Leith Wheeler Corporate Advantage Fund 29-May-2014 99945 Leith Wheeler Emerging Markets Equity Fund 29-May-2017 96921 Leith Wheeler High Yield Bond Fund 28-May-2015 88836 Leith Wheeler Income Advantage Fund 31-Dec-2010 82608 Leith Wheeler International Equity Plus Fund 31-Oct-2007 35946 Leith Wheeler Money Market Fund 28-May-1998 99946 Leith Wheeler Multi Credit Fund 29-May-2017 101525 Leith Wheeler Preferred Share Fund 25-May-2018 101202 Leith Wheeler Short Term Income Fund 25-May-2018 98527 Leith Wheeler U.S. Dividend Fund 26-Sep-2016 35943 Leith Wheeler U.S. Equity Fund 28-May-1998 98675 Leith Wheeler U.S. Small/Mid-Cap Equity Fund 31-Oct-2016 88390 Leo Acquisitions Corp. 9-Nov-2010 90488 LeoNovus Inc. 5-Dec-2017 95465 Leucrotta Exploration Inc. 6-Aug-2014 9375 Levtech Medical Technologies Ltd. (CT) 11-Jul-1986 25-Feb-1993 99828 Lexagene Holdings Inc. (formerly, Wolfeye Resource Corp.) 12-Dec-2017 86008 LGC Skyrota Wind Energy Corp. 2-Jun-2009 81473 LGX Oil & Gas Inc. 15-Sep-2010 103784 Liberty Defense Holdings, Ltd. (formerly, Gulfstream 18-Oct-2019 Acquisition 1 Corp.) 89913 Liberty Gold Corp. 6-Apr-2011 79627 Life & Banc Split Corp. 29-Sep-2006 81040 LifePoints Balanced 4-May-2007




84899 LifePoints Balanced Class 28-Oct-2008 84900 LifePoints Balanced Growth Class 28-Oct-2008 84901 LifePoints Long-Term Growth Class 28-Oct-2008 94602 *Lightcollar Inc.(CT) 7-Sep-2012 04-Apr-2014 102987 Lightspeed POS Inc. 7-Mar-2019 86774 Lightstream Resources Ltd. 1-Oct-2009 36159 Liminal BioSciences Inc. 14-Jul-1998 9236 Linamar Corporation 20-Jan-1986 80817 Lincluden Balanced Fund 18-Apr-2007 6357 Lincoln's Hill 31 L.P. (CT) 7-Dec-1982 02-Feb-1993 88200 Lions Bay Capital Inc. 26-Aug-2010 44663 Lions Petroleum Inc. 27-Jun-2001 21156 Livent Inc. (CT) 11-May-1993 25-Feb-2002 5711 Loblaw Companies Limited 23-Apr-1981 10254 Loewen Group Inc. (T) 29-Apr-1987 9505 Logistec Corporation 11-Jun-1986 9614 Loh's (CT) Sinfully Good Ice Cream & Cookies Inc. 17-Sep-1986 04-Feb-1993 92459 Loncor Resources Inc. 3-Oct-2012 66096 Long Duration Bond Fund 2-Jun-2003 93138 Long Duration Credit Bond Fund 3-Apr-2013 100041 Long Term Bond Fund (Portico) 4-Jul-2017 5357 Lonsdale Apartment Project 8-Dec-1980 93341 Loomis Sayles Global Diversified Corporate Bond Class 13-Jun-2017 93340 Loomis Sayles Global Diversified Corporate Bond Fund 13-Jun-2017 97023 Loomis Sayles Strategic Monthly Income Fund 17-Sep-2015 104124 Loop Insights Inc. 87108 LOOPShare LTD. 25-Mar-2010 95508 Lorica Canadian Fixed Income Fund 2-Dec-2014 98349 LSC Communications, Inc. 20-Sep-2016 100788 Lucky Minerals Inc. 22-Nov-2017 81225 Lululemon Athletica Inc. 26-Jul-2007 98351 Lundin Gold Inc. 12-Jul-2016 85858 Lundin Mining Corporation 20-Apr-2009 75417 Lunetterie New Look Inc. 1-May-2005 89960 Lupaka Gold Corp. 15-Jun-2011 90226 LWP Capital Inc. 30-Jun-2011 96903 LXRandCO, Inc. 25-Sep-2015 86912 Lydian International Limited 7-Apr-2010 9089 Lynngold Resources Inc. (CT) 31-Aug-1985 25-Feb-1993 97361 Lysander Balanced Income Fund 31-Dec-2015 97024 Lysander TDV Fund 23-Nov-2015 95864 Lysander-18 Asset Management Canadian Equity Fund 30-Dec-2014 90950 Lysander-Canso Balanced Fund 23-Dec-2011 90951 Lysander-Canso Bond Fund 23-Dec-2011 98976 Lysander-Canso Broad Corporate Bond Fund 30-Dec-2016




90952 Lysander-Canso Corporate Value Bond Fund 23-Dec-2011 93934 Lysander-Canso Equity Fund 18-Sep-2013 93935 Lysander-Canso Short Term and Floating Rate Fund 18-Sep-2013 95863 Lysander-Canso U.S. Credit Fund 30-Dec-2014 95865 Lysander-Crusader Equity Income Fund 30-Dec-2014 98977 Lysander-Fulcra Corporate Securities Fund 30-Dec-2016 95866 Lysander-Seamark Balanced Fund 30-Dec-2014 95867 Lysander-Seamark Total Equity Fund 30-Dec-2014 97151 Lysander-Slater Preferred Share ActivETF 30-Jul-2015 95868 Lysander-Slater Preferred Share Dividend Fund 20-Jan-2015 97360 Lysander-Triasima All Country Equity Fund 31-Dec-2015 80698 M Split Corp. 29-Mar-2007 22783 M8 Entertainment Inc 22-Dec-1997 34640 MacDonald Mines Exploration Ltd. 22-Dec-1997 102096 Mackenzie - IG Canadian Bond Pool 12-Oct-2018 102097 Mackenzie - IG Canadian Equity Pool 12-Oct-2018 102098 Mackenzie - IG International Equity Pool 12-Oct-2018 104160 Mackenzie - IG Low Volatility Canadian Equity Pool 10-Jan-2020 102099 Mackenzie - IG Low Volatility U.S. Equity Pool 12-Oct-2018 102100 Mackenzie - IG U.S. Equity Pool 12-Oct-2018 100441 Mackenzie All China Equity Fund 4-Oct-2017 104629 Mackenzie Alternative Enhanced Yield Fund 20-Apr-2020 103551 Mackenzie Anti-Benchmark Global Investment Grade Fund 26-Jul-2019 104344 Mackenzie Asian Small-Mid Cap Fund 6-Feb-2020 100812 Mackenzie Balanced ETF Portfolio 16-Jan-2018 103102 Mackenzie Broad Risk Premia Collection Fund 29-Apr-2019 100813 Mackenzie Canadian Aggregate Bond Index ETF 10-Jan-2018 87893 Mackenzie Canadian All Cap Value Class 14-Jul-2010 37323 Mackenzie Canadian All Cap Value Fund 12-Nov-1998 100814 Mackenzie Canadian All Corporate Bond Index ETF 10-Jan-2018 11693 Mackenzie Canadian Bond Fund 18-Jan-1989 100815 Mackenzie Canadian Equity Index ETF 10-Jan-2018 98497 Mackenzie Canadian Growth Balanced Class 5-Oct-2016 30260 Mackenzie Canadian Growth Balanced Fund 16-Nov-1996 98498 Mackenzie Canadian Growth Class 10-Aug-2016 33596 Mackenzie Canadian Growth Fund 29-Jan-1998 68255 Mackenzie Canadian Large Cap Dividend Class 13-Nov-2003 10579 Mackenzie Canadian Large Cap Dividend Fund 21-Oct-1986 100816 Mackenzie Canadian Large Cap Equity Index ETF 10-Jan-2018 13155 Mackenzie Canadian Resource Fund 16-Jan-1978 100561 Mackenzie Canadian Short Term Fixed Income ETF 9-Nov-2017 23012 Mackenzie Canadian Short Term Income Fund 17-Jan-1994 100817 Mackenzie Canadian Short-Term Bond Index ETF 10-Jan-2018 87892 Mackenzie Canadian Small Cap Class 14-Jul-2010 37322 Mackenzie Canadian Small Cap Fund 12-Nov-1998




100818 Mackenzie China A-Shares CSI 300 Index ETF 10-Jan-2019 103816 Mackenzie China Bond Fund 2-Oct-2019 100819 Mackenzie Conservative ETF Portfolio 16-Jan-2018 100820 Mackenzie Conservative Income ETF Portfolio 16-Jan-2018 97627 Mackenzie Core Plus Canadian Fixed Income ETF 4-Apr-2016 97628 Mackenzie Core Plus Global Fixed Income ETF 4-Apr-2016 43438 Mackenzie Corporate Bond Fund 4-Jan-2001 102659 Mackenzie Credit Absolute Return Fund 1-Feb-2019 36897 Mackenzie Cundill Canadian Balanced Fund 29-Sep-1998 68249 Mackenzie Cundill Canadian Security Class 13-Nov-2003 10316 Mackenzie Cundill Canadian Security Fund 8-May-1987 66393 Mackenzie Cundill US Class 21-May-2003 43913 Mackenzie Cundill Value Class 26-Oct-2000 5953 Mackenzie Cundill Value Fund 30-Apr-1984 96922 Mackenzie Diversified Alternatives Fund 2-Oct-2015 103339 Mackenzie Emerging Markets Bond Index ETF (CAD-Hedged) 26-Jun-2019 43926 Mackenzie Emerging Markets Class 26-Oct-2000 101092 Mackenzie Emerging Markets Fund 9-Mar-2018 101093 Mackenzie Emerging Markets Large Cap Fund 9-Mar-2018 103340 Mackenzie Emerging Markets Local Currency Bond Index 26-Jun-2019 ETF 101095 Mackenzie Emerging Markets Small Cap Fund 9-Mar-2018 103103 Mackenzie Enhanced Equity Risk Premia Fund 29-Apr-2019 103104 Mackenzie Enhanced Fixed Income Risk Premia Fund 29-Apr-2019 104345 Mackenzie European Small-Mid Cap Fund 6-Feb-2020 97629 Mackenzie Floating Rate Income ETF 4-Apr-2016 93307 Mackenzie Floating Rate Income Fund 1-May-2013 99665 Mackenzie Global Credit Opportunities Fund 18-Apr-2017 81520 Mackenzie Global Dividend Fund 27-Jun-2007 103105 Mackenzie Global Energy Resource Long/Short Fund 29-Apr-2019 102024 Mackenzie Global Environmental Equity Fund 4-Oct-2018 36754 Mackenzie Global Equity Fund 16-Sep-1998 95749 Mackenzie Global Equity Income Fund 26-Nov-2014 102657 Mackenzie Global Growth Balanced Fund 16-Jan-2019 44440 Mackenzie Global Growth Class 28-Dec-2000 99674 Mackenzie Global High Yield Fixed Income ETF 4-Apr-2017 99278 Mackenzie Global Inflation-Linked Fund 14-Feb-2017 103702 Mackenzie Global Leadership Impact ETF 9-Nov-2017 100443 Mackenzie Global Leadership Impact Fund 4-Oct-2017 102660 Mackenzie Global Long/Short Equity Fund 1-Feb-2019 102661 Mackenzie Global Macro Fund 1-Feb-2019 104346 Mackenzie Global Opportunities Fund 6-Feb-2020 43935 Mackenzie Global Resource Class 26-Oct-2000 43905 Mackenzie Global Small Cap Class 26-Oct-2000 5647 Mackenzie Global Small Cap Fund 6-Nov-1973




77680 Mackenzie Global Strategic Income Fund 30-Nov-2005 100442 Mackenzie Global Sustainability and Impact Balanced Fund 4-Oct-2017 94827 Mackenzie Global Tactical Bond Fund 10-Apr-2014 96374 Mackenzie Global Tactical Investment Grade Bond Fund 6-May-2015 86675 Mackenzie Gold Bullion Class 22-Dec-2009 100821 Mackenzie Growth ETF Portfolio 16-Jan-2018 5708 Mackenzie Growth Fund 9-Feb-1976 97955 Mackenzie High Diversification Canadian Equity Class 14-Jun-2016 97956 Mackenzie High Diversification Emerging Markets Equity 14-Jun-2016 Fund 97957 Mackenzie High Diversification European Equity Fund 14-Jun-2016 97958 Mackenzie High Diversification Global Equity Fund 14-Jun-2016 97959 Mackenzie High Diversification International Equity Fund 14-Jun-2016 97960 Mackenzie High Diversification US Equity Fund 14-Jun-2016 5694 Mackenzie Income Fund 29-Oct-1975 99279 Mackenzie International Divided Fund 14-Feb-2017 100822 Mackenzie International Equity Index ETF 10-Jan-2018 100823 Mackenzie International Equity Index ETF (CAD-Hedged) 10-Jan-2018 94828 Mackenzie Investment Grade Floating Rate Fund 10-Apr-2014 98499 Mackenzie Ivy Canadian Balanced Class 10-Aug-2016 20105 Mackenzie Ivy Canadian Balanced Fund 22-Oct-1992 20106 Mackenzie Ivy Canadian Fund 22-Oct-1992 50578 Mackenzie Ivy European Class 1-Nov-2002 92365 Mackenzie Ivy Foreign Equity Class 4-Oct-2012 92345 Mackenzie Ivy Foreign Equity Currency Neutral Class 4-Oct-2012 20090 Mackenzie Ivy Foreign Equity Fund 22-Oct-1992 98500 Mackenzie Ivy Global Balanced Class 10-Aug-2016 22860 Mackenzie Ivy Global Balanced Fund 22-Nov-1993 100562 Mackenzie Ivy Global Equity ETF 9-Nov-2017 43919 Mackenzie Ivy International Class 26-Oct-2000 9025 Mackenzie Ivy International Fund 24-Sep-1985 27357 Mackenzie Master Limited Partnership 18-Apr-1995 97962 Mackenzie Maximum Diversification All World Developed ex 6-Jun-2016 North America Index ETF 97963 Mackenzie Maximum Diversification All World Developed 6-Jun-2016 Index ETF 97964 Mackenzie Maximum Diversification Canada Index ETF 6-Jun-2016 97965 Mackenzie Maximum Diversification Developed Europe Index 6-Jun-2016 ETF 97966 Mackenzie Maximum Diversification Emerging Markets Index 6-Jun-2016 ETF 97967 Mackenzie Maximum Diversification US Index ETF 6-Jun-2016 100824 Mackenzie Moderate Growth ETF Portfolio 16-Jan-2018 95750 Mackenzie Monthly Income Balanced Portfolio 26-Nov-2014 95752 Mackenzie Monthly Income Conservative Portfolio 26-Nov-2014




101557 Mackenzie Multi-Strategy Absolute Return Fund 30-Apr-2018 85939 Mackenzie North American Corporate Bond Fund 4-Oct-2013 100563 Mackenzie Portfolio Completion ETF 9-Nov-2017 43933 Mackenzie Precious Metals Class 26-Oct-2000 97069 Mackenzie Private Canadian Focused Equity Pool 23-Nov-2015 97070 Mackenzie Private Canadian Focused Equity Pool Class 23-Nov-2015 97074 Mackenzie Private Global Conservative Income Balanced Pool23-Nov-2015 97075 Mackenzie Private Global Equity Pool 23-Nov-2015 97076 Mackenzie Private Global Equity Pool Class 23-Nov-2015 97077 Mackenzie Private Global Fixed Income Pool 23-Nov-2015 97078 Mackenzie Private Global Income Balanced Pool 23-Nov-2015 97071 Mackenzie Private Income Balanced Pool 23-Nov-2015 97072 Mackenzie Private Income Balanced Pool Class 23-Nov-2015 97084 Mackenzie Private US Equity Pool 23-Nov-2015 97085 Mackenzie Private US Equity Pool Class 23-Nov-2015 17099 Mackenzie Sentinel Money Market Fund 11-Jan-1991 86517 Mackenzie Sentinel Strategic Income Class 3-Nov-2009 95751 Mackenzie Sovereign Bond Fund 26-Nov-2014 93308 Mackenzie Strategic Bond Fund 1-May-2013 103703 Mackenzie Strategic Income Fund 30-Nov-2005 97630 Mackenzie Unconstrained Bond ETF 4-Apr-2016 95467 Mackenzie Unconstrained Fixed Income Fund 6-Oct-2014 25360 Mackenzie US All Cap Growth Fund 12-Jan-1995 94829 Mackenzie US Dividend Fund 10-Apr-2014 43907 Mackenzie US Growth Class 26-Oct-2000 100825 Mackenzie US High Yield Bond Index ETF (CAD-Hedged) 10-Jan-2018 100826 Mackenzie US Investment Grade Corporate Bond Index ETF 10-Jan-2018 (CAD-Hedged) 100827 Mackenzie US Large Cap Equity Index ETF 10-Jan-2018 100828 Mackenzie US Large Cap Equity Index ETF (CAD Hedged) 10-Jan-2018 92366 Mackenzie US Mid Cap Growth Class 4-Oct-2012 92346 Mackenzie US Mid Cap Growth Currency Neutral Class 4-Oct-2017 104347 Mackenzie US Mid Cap Opportunities Fund 6-Feb-2020 104348 Mackenzie US Quantitative Large Cap Fund 6-Feb-2020 104349 Mackenzie US Quantitative Small Cap Fund 6-Feb-2020 101094 Mackenzie US Small Cap Fund 31-Mar-2018 100829 Mackenzie US TIPS Index ETF (CAD-Hedged) 10-Jan-2018 96376 Mackenzie USD Global Strategic Income Fund 6-May-2015 96370 Mackenzie USD Global Tactical Bond Fund 6-May-2015 96369 Mackenzie USD Ultra Short Duration Income Fund 6-May-2016 13369 Madison Pacific Properties Inc. 9-Dec-1985 78065 MAG Silver Corp. 10-May-2010 29255 Magellan Aerospace Corporation 9-Apr-1987 27548 Magellan Real Estate Investment Fund Limited Partnership (T) 4-Dec-1995 5210 Magic Show (CT) 13-Nov-1980 28-Oct-1983




79454 MagIndustries Corp. 11-Jun-2009 7982 Magna International Inc. 15-Dec-1983 89940 Magnum Energy Inc. 4-May-2011 90062 Magnum Hunter Resources Corporation 3-May-2011 92756 Magor Corporation 27-Feb-2013 80539 Mainstream Minerals Corporation 1-Jun-2007 25793 Major Drilling Group International Inc. 27-Feb-1995 89630 Mammoth Resources Corp. 4-Mar-2011 87897 Mandalay Resources Corporation 29-Jul-2010 5204 Manfrey Capital Corporation (CT) 4-May-1973 19-Feb-2002 91078 Manitok Energy Inc. 28-Nov-2011 86997 Manitou Gold Inc. 19-Feb-2010 13289 *Manitou Springs Venture Capital Corporation (CT) 29-Nov-1989 05-May-2009 7460 Mann Oil Resources Inc. (CT) 10-May-1983 25-Feb-1993 90412 Manulife Asia Equity Class 23-Aug-2011 92607 Manulife Balanced Equity Private Pool 14-Dec-2012 93402 Manulife Balanced Income Private Trust 10-Jun-2013 99840 Manulife Balanced Portfolio 1-May-2017 39196 Manulife Bond Fund 7-Dec-1999 88245 Manulife Canadian Balanced Fund 19-Aug-2010 84271 Manulife Canadian Bond Fund 8-Jul-2008 86658 Manulife Canadian Dividend Growth Class 30-Dec-2009 25320 Manulife Canadian Dividend Growth Fund 8-Nov-1994 97099 Manulife Canadian Growth and Income Private Trust 5-Aug-2015 84273 Manulife Canadian Investment Class 8-Jul-2008 89887 Manulife Canadian Investment Fund 24-May-2011 80931 Manulife Canadian Unconstrained Bond Fund 27-Apr-2007 72462 Manulife Canadian Universe Bond Fund 25-Aug-2004 72465 Manulife China Class 24-Aug-2004 99841 Manulife Conservative Portfolio 2-Jun-2017 67614 Manulife Corporate Bond Fund 28-Aug-2003 92615 Manulife Corporate Fixed Income Private Trust 14-Dec-2012 100210 Manulife Diversified Alpha Portfolio 2-Aug-2017 84274 Manulife Diversified Investment Fund 8-Jul-2008 91462 Manulife Dividend Income Class 23-Mar-2012 91465 Manulife Dividend Income Fund 23-Mar-2012 44534 Manulife Dividend Income Plus Class 31-Mar-2001 42620 Manulife Dividend Income Plus Fund 23-Aug-2000 85383 Manulife Dollar-Cost Averaging Fund 23-Jan-2009 21511 Manulife EAFE Equity Fund 24-Jun-1993 94969 Manulife Emerging Markets Fund 21-May-2014 80178 Manulife Finance (Delaware), L.P. 8-Dec-2006 38137 Manulife Financial Corporation 24-Sep-1999 88248 Manulife Floating Rate Income Fund 19-Aug-2010 93318 Manulife Floating Rate Senior Loan Fund 26-Apr-2013




91459 Manulife Fundamental Balanced Class 23-Mar-2012 93597 Manulife Fundamental Dividend Class 12-Jul-2013 81432 Manulife Fundamental Dividend Fund 27-Jun-2007 89890 Manulife Fundamental Equity Class 24-May-2011 67615 Manulife Fundamental Equity Fund 28-Aug-2003 86670 Manulife Fundamental Income Class 30-Dec-2009 49960 Manulife Fundamental Income Fund 3-Jul-2002 93693 Manulife Global Balanced Fund 2-Aug-2013 94047 Manulife Global Balanced Private Trust 11-Oct-2013 103536 Manulife Global Core Plus Bond Fund 2-Aug-2019 86664 Manulife Global Dividend Growth Class 30-Dec-2009 72165 Manulife Global Dividend Growth Fund 30-Jun-2004 80034 Manulife Global Dividend Income Fund 1-Jan-2007 86285 Manulife Global Equity Class 20-Aug-2009 92619 Manulife Global Fixed Income Private Trust 14-Dec-2012 86665 Manulife Global Franchise Class 30-Dec-2009 44206 Manulife Global Franchise Fund 4-Jan-2001 83532 Manulife Global Infrastructure Class 3-Apr-2008 83617 Manulife Global Infrastructure Fund 24-Apr-2008 93690 Manulife Global Managed Volatility Portfolio 2-Aug-2013 90416 Manulife Global Small Cap Balanced Fund 23-Aug-2011 84275 Manulife Global Small Cap Fund 8-Jul-2008 95264 Manulife Global Strategic Balanced Yield Fund 1-Aug-2014 102113 Manulife Global Thematic Opportunities Class 15-Oct-2018 102114 Manulife Global Thematic Opportunities Fund 15-Oct-2018 93531 Manulife Global Unconstrained Bond Fund 2-Jul-2013 50592 Manulife Growth Opportunities Class 29-Oct-2002 37188 Manulife Growth Opportunities Fund 13-Nov-1998 99842 Manulife Growth Portfolio 1-May-2017 100211 Manulife Income Fund 2022 2-Aug-2017 100212 Manulife Income Fund 2027 2-Aug-2017 100213 Manulife Income Fund 2032 2-Aug-2017 100214 Manulife Income Fund 2037 2-Aug-2017 100215 Manulife Income Fund 2042 2-Aug-2017 100216 Manulife Income Fund 2047 2-Aug-2017 100217 Manulife Income Fund 2052 2-Aug-2017 100218 Manulife Income Fund 2057 2-Aug-2017 100219 Manulife Income Fund 2062 2-Aug-2017 100220 Manulife Income Fund 2067 2-Aug-2017 98238 Manulife International Equity Private Trust 4-Aug-2016 99843 Manulife Moderate Portfolio 1-May-2017 44544 Manulife Monthly High Income Class 21-Mar-2001 33175 Manulife Monthly High Income Fund 6-Oct-1997 99507 Manulife Multifactor Canadian Large Cap Index ETF 24-Mar-2017 100591 Manulife Multifactor Canadian SMID Cap Index ETF 6-Nov-2017




99508 Manulife Multifactor Developed International Index ETF 24-Mar-2017 101876 Manulife Multifactor Emerging Markets Index ETF 21-Aug-2018 99509 Manulife Multifactor U.S. Large Cap Index ETF 24-Mar-2017 99510 Manulife Multifactor U.S. Mid Cap Index ETF 24-Mar-2017 100592 Manulife Multifactor U.S. Small Cap Index ETF 6-Nov-2017 100221 Manulife Quantitative Fixed Income Fund 2022 2-Aug-2017 100222 Manulife Quantitative Fixed Income Fund 2027 2-Aug-2017 100223 Manulife Quantitative Fixed Income Fund 2032 2-Aug-2017 100224 Manulife Quantitative Fixed Income Fund 2037 2-Aug-2017 100225 Manulife Quantitative Fixed Income Fund 2042 2-Aug-2017 50603 Manulife Short Term Yield Class 29-Oct-2002 46790 Manulife Simplicity Balanced Portfolio 31-Dec-2001 75291 Manulife Simplicity Conservative Portfolio 27-Apr-2005 79265 Manulife Simplicity Global Balanced Portfolio 25-Aug-2006 46791 Manulife Simplicity Growth Portfolio 24-Aug-2001 75295 Manulife Simplicity Moderate Portfolio 27-Apr-2005 91464 Manulife Strategic Balanced Yield Fund 23-Mar-2012 97100 Manulife Strategic Dividend Bundle 5-Aug-2015 77732 Manulife Strategic Income Fund 1-Dec-2005 96063 Manulife Strategic Investment Grade Global Bond Fund 16-Mar-2015 81433 Manulife Tactical Income Fund 27-Jun-2007 46838 Manulife Tax-Managed Growth Fund 24-Aug-2001 90421 Manulife U.S. All Cap Equity Class 23-Aug-2011 90422 Manulife U.S. All Cap Equity Fund 23-Aug-2011 93403 Manulife U.S. Balanced Private Trust 10-Jun-2013 96064 Manulife U.S. Balanced Value Private Trust 16-Mar-2015 94322 Manulife U.S. Dividend Class 24-Dec-2013 96065 Manulife U.S. Dollar Strategic Income Fund 16-Mar-2015 84276 Manulife U.S. Equity Fund 8-Jul-2008 94326 Manulife U.S. Monthly High Income Fund 18-Dec-2013 44536 Manulife U.S. Opportunities Class 21-Mar-2001 40135 Manulife U.S. Opportunities Fund 8-Nov-1999 95232 Manulife U.S. Regional Bank Trust 26-Jun-2014 90425 Manulife Value Balanced Class 23-Aug-2011 90426 Manulife Value Balanced Fund 23-Aug-2011 19430 Manulife Value Fund 25-Jun-1992 79266 Manulife World Investment Class 25-Aug-2006 89900 Manulife World Investment Fund 24-May-2011 86874 Manulife Yield Opportunities Fund 29-Dec-2009 89541 Maple Gold Mines Ltd. 29-Jul-2011 94019 Maple Leaf 2013 Oil & Gas Income Limited Partnership 24-Oct-2013 9157 Maple Leaf Foods Inc. 23-Sep-1991 89062 Maple Leaf Income Class 18-Mar-2011 89063 Maple Leaf Resource Class 18-Mar-2011 102193 Maple Leaf Short Duration 2018-II Flow-Through Limited 5-Oct-2018




Partnership - National Class 102195 Maple Leaf Short Duration 2018-II Flow-Through Limited 5-Oct-2018 Partnership - Quebec Class 103863 Maple Leaf Short Duration 2019-II Flow-Through Limited 27-Sep-2019 Partnership - National Class 103865 Maple Leaf Short Duration 2019-II Flow-Through Limited 27-Sep-2019 Partnership - Quebec Class 104319 Maple Leaf Short Duration 2020 Flow-Through Limited 30-Jan-2020 Partnership - National Class 104321 Maple Leaf Short Duration 2020 Flow-Through Limited 30-Jan-2020 Partnership - Quebec Class 94108 Maplewood International Real Estate Investment Trust 16-Sep-2013 89804 Marathon Gold Corporation 30-Nov-2010 36846 Marathon Oil Corporation 17-Oct-2007 91120 Margaux Resources Ltd. 13-Dec-2011 78821 Marquest Mutual Funds Inc. - Explorer Series Fund 9-May-2007 85101 Marquest Mutual Funds Inc. - Flex Dividend and Income 21-Oct-2008 Growth Series Fund 91530 Marquis Balanced Class Portfolio 23-Mar-2012 91531 Marquis Balanced Growth Class Portfolio 22-Jun-2012 70034 Marquis Balanced Growth Portfolio 23-Feb-2004 72305 Marquis Balanced Income Portfolio 13-Jul-2004 49886 Marquis Balanced Portfolio 20-Dec-2002 70028 Marquis Equity Portfolio 20-Feb-2004 50735 Marquis Growth Portfolio 11-Oct-2002 67525 Marquis Institutional Balanced Growth Portfolio 12-Aug-2003 67523 Marquis Institutional Balanced Portfolio 12-Aug-2003 40496 Marquis Institutional Bond Portfolio 16-Feb-2000 37375 Marquis Institutional Canadian Equity Portfolio 21-Jan-1999 67522 Marquis Institutional Equity Portfolio 12-Aug-2003 37378 Marquis Institutional Global Equity Portfolio 21-Jan-1999 72307 Marquis Institutional Growth Portfolio 13-Jul-2004 7754 Marquis Resources Corp. (CT) 7-Nov-1983 19-Feb-1993 85903 Marret High Yield Strategies Fund 28-May-2009 89402 Marret Multi-Strategy Income Fund 28-Feb-2011 94548 Marret Short Duration High Yield Fund 14-Feb-2014 10526 Martello Court L.P. (CT) 19-Oct-1987 25-Feb-1993 12690 *Master Investments Ltd. (CT) 26-Oct-1989 13-Jun-2000 13319 *Master Manufacturing Inc.(CT) 29-May-1990 20-Nov-2003 8690 Master Resources & Development Ltd.(CT) 15-Apr-1985 19-Feb-1993 85016 Matco Balanced Fund 17-Dec-2008 85018 Matco Canadian Equity Class 17-Dec-2008 103484 Matco Canadian Equity Fund 21-Jun-2019 100173 Matco Fixed Income Fund 23-Jun-2017 100174 Matco Global Equity Fund 23-Jun-2017




85017 Matco Small Cap Fund 17-Dec-2008 93172 Matrix 2013 Short Duration National Class 17-Apr-2013 93174 Matrix 2013 Short Duration Québec Class 17-Apr-2013 87184 Matrix Asset Management Inc. 15-Jan-2010 5266 Matt And Jenny (CT) 25-Sep-1979 17-Feb-1993 94338 Maudore Minerals Ltd 6-Dec-2013 101682 MAV Beauty Brands Inc. 28-Jun-2018 94973 *Maverick Minerals Corp.(CT) 7-Sep-2012 24-Apr-2014 100564 Maverix Metals Inc. 6-Sep-2017 17673 Mawer Balanced Fund 12-Jun-1991 17672 Mawer Canadian Bond Fund 12-Jun-1991 17674 Mawer Canadian Equity Fund 12-Jun-1991 17679 Mawer Canadian Money Market Fund 12-Jun-1991 97982 Mawer Emerging Markets Equity Fund 27-May-2016 93606 Mawer Global Balanced Fund 2-Jul-2013 97028 Mawer Global Bond Fund 1-Jun-2015 86213 Mawer Global Equity Fund 12-Aug-2009 81718 Mawer Global Small Cap Fund 10-Aug-2007 17678 Mawer International Equity Fund 12-Jun-1991 17677 Mawer New Canada Fund 12-Jun-1991 17676 Mawer Tax Effective Balanced Fund 12-Jun-1991 20519 Mawer U.S. Equity Fund 10-Dec-1992 103062 Maxar Technologies Inc. 1-Jan-2019 11344 Maxwell Communications Finance Canada Limited (CT) 24-Oct-1988 27-Feb-2002 81578 MBN Corporation 4-Jun-2007 17337 MCAN Mortgage Corporation 11-Oct-1991 32969 McCoy Global Inc. 29-Oct-1997 78807 McEwen Mining Inc. 4-Aug-2006 13065 McLean Futures Fund II (CT) 27-Jul-1979 02-Feb-1993 101701 mCloud Technologies Corp. (formerly Universal Mcloud Corp.) 20-Apr-2020 92110 MCP Exchangeco Inc. 12-Jun-2012 19873 MD American Growth Fund 14-Sep-1992 42490 MD American Value Fund 24-Aug-2000 11153 MD Bond Fund 22-Jun-1988 22763 MD Canadian Equity Fund 5-Nov-1993 80217 MD Dividend Growth Fund 19-Jan-2007 7687 MD Equity Fund 3-Oct-1983 98077 MD Fossil Fuel Free Bond Fund 27-May-2016 98078 MD Fossil Fuel Free Equity Fund 27-May-2016 5683 MD Growth Investments Limited 1-Jun-1972 42488 MD International Growth Fund 24-Aug-2000 69523 MD International Value Fund 28-Jan-2004 7688 MD Money Fund 30-Sep-1983 86728 MD Precision Balanced Growth Portfolio 11-Jan-2010 91532 MD Precision Balanced Income Portfolio 19-Apr-2012




19871 MD Precision Canadian Balanced Growth Fund 14-Sep-1992 19872 MD Precision Canadian Moderate Growth Fund 14-Sep-1992 86729 MD Precision Conservative Portfolio 11-Jan-2010 86730 MD Precision Maximum Growth Portfolio 11-Jan-2010 86731 MD Precision Moderate Balanced Portfolio 11-Jan-2010 91533 MD Precision Moderate Growth Portfolio 19-Apr-2012 26981 MD Short-Term Bond Fund 22-Sep-1995 94410 MD Strategic Opportunities Fund 5-Feb-2014 94411 MD Strategic Yield Fund 5-Feb-2014 30953 MDC Partners Inc. 11-Mar-1997 42487 MDPIM Canadian Equity Pool 24-Aug-2000 99624 MDPIM Canadian Index Pool 4-Apr-2017 86933 MDPIM Canadian Long Term Bond Pool 31-Mar-2010 80218 MDPIM Dividend Pool 22-Jan-2007 94722 MDPIM Emerging Markets Equity Pool 12-May-2014 51635 MDPIM International Equity Pool 12-Feb-2003 99625 MDPIM International Index Pool 4-Apr-2017 51275 MDPIM Short-Term Bond Pool 12-Feb-2003 92678 MDPIM Strategic Opportunities Pool 30-Jan-2013 92679 MDPIM Strategic Yield Pool 30-Jan-2013 99626 MDPIM U.S. Index Pool 4-Apr-2017 42495 MDPIM US Equity Pool 24-Aug-2000 5864 Meadowbrook Apartment Project 29-Jun-1981 30141 Med-Chem Health Care Limited (CT) 26-Nov-1996 27-Feb-2002 43056 Mediagrif Interactive Technologies Inc. 25-Sep-2000 70743 Medical Facilities Corporation 19-Mar-2004 43808 Medicure Inc. 2-Mar-2001 103527 MediPharm Labs Corp. (formerly POCML 4 Inc.) 10-Jun-2019 101877 MedMen Enterprises Inc. 21-Sep-2018 49654 Medx Health Corp. 27-Jun-2002 67913 MEG Energy Corp. 26-Jul-2010 71360 Mega Uranium Ltd. 19-Oct-2009 38844 Megawheels Technologies Inc. 30-Mar-1999 5193 Melanie (CT) 1-Oct-1980 17-Feb-1993 93288 Melcor Real Estate Investment Trust 19-Apr-2013 97762 Melodia 100 Percent Equity Growth Portfolio 8-Apr-2016 93020 Melodia Aggressive Growth Portfolio 28-Mar-2013 93019 Melodia Balanced Growth Portfolio 28-Mar-2013 93018 Melodia Conservative Income Portfolio 28-Mar-2013 93016 Melodia Diversified Growth Portfolio 28-Mar-2013 93026 Melodia Diversified Income Portfolio 30-Sep-2013 93021 Melodia Maximum Growth Portfolio 28-Mar-2013 93017 Melodia Moderate Growth Portfolio 28-Mar-2013 93024 Melodia Moderate Income Portfolio 28-Mar-2013 93022 Melodia Very Conservative Income Portfolio 30-Sep-2013




90725 Memex Inc. 27-Oct-2011 102677 Mene Inc. 18-Dec-2018 82716 Mercator Minerals Ltd. 22-Jan-2009 103298 Mercer Park Brand Acquisition Corp. 8-May-2019 104052 Merida Merger Corp. I 4-Nov-2019 28482 Merit Energy Ltd. (CT) 16-Jun-1997 23-Apr-2002 89474 Meritage Agressive Growth Class Portfolio 29-Mar-2011 79401 Meritage Agressive Growth Income Portfolio 26-Sep-2006 79402 Meritage Agressive Growth Portfolio 26-Sep-2006 82317 Meritage American Equity Portfolio 25-Sep-2007 79396 Meritage Balanced Income Portfolio 26-Sep-2006 79397 Meritage Balanced Portfolio 26-Sep-2006 89473 Meritage Canadian Equity Class Portfolio 29-Mar-2011 79398 Meritage Canadian Equity Portfolio 30-Oct-2013 79399 Meritage Conservative Income Portfolio 26-Sep-2006 79400 Meritage Conservative Portfolio 26-Sep-2006 94017 Meritage Diversified Fixed Income Portfolio 30-Oct-2013 97461 Meritage Global Aggressive Growth Class Portfolio 29-Feb-2016 97462 Meritage Global Aggressive Growth Portfolio 29-Feb-2016 95322 Meritage Global Balanced Portfolio 29-Aug-2014 97463 Meritage Global Conservative Portfolio 29-Feb-2016 89475 Meritage Global Equity Class Portfolio 29-Mar-2011 79403 Meritage Global Equity Portfolio 26-Sep-2006 97464 Meritage Global Growth Class Portfolio 29-Feb-2016 97465 Meritage Global Growth Portfolio 29-Feb-2016 97466 Meritage Global Moderate Portfolio 29-Feb-2016 89476 Meritage Growth Class Portfolio 29-Mar-2011 79404 Meritage Growth Income Portfolio 26-Sep-2006 79405 Meritage Growth Portfolio 26-Sep-2006 82318 Meritage International Equity Portfolio 25-Sep-2007 79406 Meritage Moderate Income Portfolio 31-Dec-2006 79407 Meritage Moderate Portfolio 26-Sep-2006 97467 Meritage Tactical ETF Balanced Portfolio 29-Feb-2016 98271 Meritage Tactical ETF Equity Portfolio 23-Aug-2016 98272 Meritage Tactical ETF Fixed Income Portfolio 23-Aug-2016 97468 Meritage Tactical ETF Growth Portfolio 29-Feb-2016 97469 Meritage Tactical ETF Moderate Portfolio 31-Dec-2016 26401 Merrill Lynch Financial Assets Inc. 16-Jun-1995 44127 Meteor Creek Resources Inc. (T) 12-Dec-2000 6315 Methanex Corporation 21-Oct-1982 21506 Metro Inc. 17-May-1993 40156 Metro Vancouver Properties Corp. 29-Oct-1999 39083 Micro Mining Technologies Ltd. (T) 20-Dec-2000 7762 Microcomp 83 R & D Program L.P. (CT) 1-Nov-1983 17-Feb-1993 71381 MicroPlanet Technology Corp. 1-Jun-2004




44248 Mid Cap Canada Fund (GWLIM) 5-Jan-2001 10902 *Mid West Venture Corporation (CT) 24-Dec-1987 03-Jul-1991 90203 Midas Gold Corp. 30-Jun-2011 5014 Middle Age Crazy (CT) 21-Jun-1979 17-Feb-1993 103300 Middlefield American Core Dividend ETF 4-Jun-2019 49945 Middlefield Canadian Dividend Growers Class 5-Jul-2002 85925 Middlefield Global Agriculture Class 27-May-2009 95002 Middlefield Global Dividend Growers Class 13-May-2014 86188 Middlefield Global Energy Class 23-Jul-2009 101604 Middlefield Global Innovation Class 14-Jun-2018 103992 Middlefield Global Real Asset Fund 15-Oct-2019 98575 Middlefield Health & Wellness ETF 20-Sep-2016 100175 Middlefield Healthcare & Life Sciences Dividend Fund 26-Jun-2017 102641 Middlefield Healthcare & Life Sciences ETF 12-Feb-2019 103301 Middlefield Healthcare & Wellness ETF 4-Jun-2019 46287 Middlefield High Yield Class 21-Jun-2001 42486 Middlefield Income Plus Class 8-Jun-2000 72139 Middlefield Mutual Funds Limited - Middlefield Short-Term 15-Jun-2004 Income Class 90077 Middlefield Real Estate Class 13-Jun-2011 102642 Middlefield REIT INDEXPLUS ETF 19-Feb-2019 95003 Middlefield US Dividend Growth Class 13-May-2014 5583 Midnight Matinee/Mr. Patman (CT) 28-Jan-1980 19-Feb-1993 44506 Millenium Biologix Corporation 6-Feb-2001 100566 Millennial Lithium Corp. 14-Sep-2017 7728 Millrock Resources Inc. 8-May-1979 79901 MINCO SILVER CORPORATION 13-Nov-2006 46145 Mindoro Resources Ltd. 24-Apr-2001 43621 Mindready Solutions Inc. 12-Dec-2000 87842 Minera IRL Limited 15-Oct-2010 31205 Mint Income Fund 5-Mar-1996 101699 Minto Apartment Real Estate Investment Trust 22-Jun-2018 80958 Mirabela Nickel Limited 25-May-2007 93757 Mirati Therapeutics, Inc. 28-Jun-2013 5277 Misdeal (CT) 5-Dec-1980 28-Jun-1984 104010 Mithrandir Capital Corp. 30-Sep-2019 101607 MLD Core Fund 7-Jun-2018 101503 MM Fund 14-May-2018 89414 MNP Petroleum Corporation 2-May-2011 97030 Mobi724 Global Solutions Inc. (Formerly Hybrid Paytech World 20-Jul-2017 Inc.) 44332 Moderate Folio Fund 5-Jan-2001 100613 Moderate Portfolio 24-Nov-2017 75178 Molson Coors Brewing Company 9-Feb-2005 74516 Molson Coors Canada Inc. 9-Feb-2005




24034 Monarch Resources Limited (CT) 6-Jun-1994 18-Apr-2002 90592 Moneda LatAm Corporate Bond Fund 28-Oct-2011 32242 Money Market Fund 13-Aug-1997 9756 Money Market Fund 21-Oct-1986 103139 Mongoose Mining Ltd. 11-Jun-2019 32468 Monogen Inc. 1-Aug-1997 87948 Monthly Income Fund (London Capital) 14-Aug-2010 11334 *Moon Lake Golf and Country Club Ltd. 1-Nov-1998 104223 Moon River Capital Ltd 23-Jan-2020 6414 Morguard Corporation 1-Oct-1967 91566 Morguard North American Residential Real Estate Investment 9-Apr-2012 Trust 33286 Morguard Real Estate Investment Trust 2-Oct-1997 93438 Morien Resources Corp. 9-Nov-2012 89147 Morneau Shepell Inc. 1-Jan-2011 99805 Morningstar Aggressive Portfolio 12-May-2017 99806 Morningstar Balanced Portfolio 12-May-2017 99807 Morningstar Conservative Portfolio 12-May-2017 99808 Morningstar Growth Portfolio 12-May-2017 99809 Morningstar Moderate Portfolio 12-May-2017 98512 Morningstar Strategic Canadian Equity Fund 15-Sep-2016 92528 Mosaic Capital Corporation 24-Oct-2012 84725 Mount Logan Capital Inc. 1-Aug-2008 86836 Mountain Province Diamonds Inc. 2-Dec-2009 32267 Mountain World Entertainment Ltd. (CT) 1-Aug-1997 22-Feb-2002 102855 MRF 2019 Resource Limited Partnership 13-Feb-2019 104367 MRF 2020 Resource Limited Partnership 29-Jan-2020 86736 Mukuba Resources Limited 28-Jan-2010 87361 Mullen Group Ltd. 1-May-2009 99744 Multi-Asset Equity Completion 6-Apr-2017 91066 Multi-Asset Fixed Income 16-Dec-2011 91136 Multi-Asset Fixed Income Class 16-Jan-2012 87325 Multi-Asset Growth & Income Strategy 19-Feb-2010 87324 Multi-Asset Growth & Income Strategy Class 26-Feb-2010 42824 Multi-Asset Growth Strategy 17-Jul-2001 84898 Multi-Asset Growth Strategy Class 28-Oct-2008 41264 Multi-Asset Income Strategy 10-Aug-2000 13084 Multibanc NT Financial Corp (CT) 30-Jan-1987 26-Apr-2002 103621 Mulvihill Premium Yield Fund 20-Sep-2019 102629 Munro Global Growth Equity Fund 11-Jan-2019 73638 Murchison Minerals Ltd. 10-Dec-2004 101467 *MustGrow Biologics Corp. 20-Jun-2019 91134 Mutli-Asset Income Strategy Class 16-Jan-2012 99660 MYM Nutraceuticals Inc. 10-Oct-2018 7384 *N.S.L. Holdings Ltd. (CT) 7-Nov-1988 27-Aug-1992




50680 Nabors Industries Ltd. 15-Dec-2017 100236 NADG NNN Real Estate Investment Trust 27-Jul-2017 37098 Naitonal Bank International Currency Neutral Index Fund 6-Nov-1998 99824 Namaste Technologies Inc. 20-Feb-2018 89625 Namibia Rare Earths Inc. 7-Apr-2011 10661 Napa/Carneros Winegrowers Limited Partnership (CT) 28-Oct-1987 22-Feb-2002 102701 National Access Cannabis Corp. (formerly Brassneck Capital 7-Jan-2019 Corp.) 41911 National Bank Balanced Diversified Fund 2-Apr-2003 37096 National Bank Canadian Index Fund 6-Nov-1998 82658 National Bank Consensus American Equity Fund 23-Nov-2007 82659 National Bank Consensus International Equity Fund 23-Nov-2007 41915 National Bank Conservative Diversified Fund 2-Apr-2003 50560 National Bank Global Diversified Equity Fund 1-Apr-2003 41917 National Bank Growth Diversified Fund 2-Apr-2003 50549 National Bank International Index Fund 2-Apr-2003 41918 National Bank Moderate Diversified Fund 2-Apr-2003 5611 National Bank of Canada 18-Jan-1982 24493 National Bank Precious Metals Fund 2-Aug-1994 41920 National Bank Quebec Growth Fund 2-Apr-2003 13380 National Bank Resource Fund 29-Dec-1989 27018 National Bank Science and Technology Fund 11-Aug-1995 41923 National Bank Secure Diversified Fund 1-Apr-2003 48551 National Bank Small Cap Fund 25-Mar-2002 37097 National Bank U.S. Currency Neutral Index Fund 6-Nov-1998 21521 National Bank U.S. Equity Fund 5-Jul-1993 50536 National Bank U.S. Index Fund 2-Apr-2003 94349 National Bank US Dividend Fund 7-Jan-2014 22948 National FibreTech Inc. (CT) 22-Dec-1993 22-Feb-2002 42847 National Health Stores Inc. 2-Oct-2000 18-Apr-2002 91708 Natixis Canadian Bond Class 13-Jun-2017 90090 Nautilus Minerals Inc. 23-Mar-2012 30067 Nav Canada 6-Dec-1996 101866 Navigator Acquisition Corp. 5-Sep-2018 13598 Navis Resources Corp. 14-Aug-1990 83196 NBC Asset Trust 16-Jan-2008 102479 NBI Active Canadian Preferred Shares ETF 16-Jan-2019 99830 NBI Balanced Portfolio 12-May-2017 50538 NBI Bond Fund 2-Apr-2003 50561 NBI Canadian All Cap Equity Fund 1-Apr-2003 101402 NBI Canadian Bond Index Fund 15-May-2018 96292 NBI Canadian Bond Private Portfolio 19-May-2015 41912 NBI Canadian Equity Fund 2-Apr-2003 10769 NBI Canadian Equity Growth Fund 25-Nov-1987 101403 NBI Canadian Equity Index Fund 14-May-2018




96293 NBI Canadian Equity Private Portfolio 19-May-2015 102480 NBI Canadian Family Business ETF 16-Jan-2019 96294 NBI Canadian High Conviction Equity Private Portfolio 19-May-2015 96924 NBI Canadian Preferred Equity Private Portfolio 19-May-2015 96926 NBI Canadian Small Cap Equity Private Portfolio 31-Dec-2016 99831 NBI Conservative Portfolio 12-May-2017 87715 NBI Corporate Bond Fund 3-Jun-2010 96295 NBI Corporate Bond Private Portfolio 19-May-2015 96296 NBI Diversified Bond Private Portfolio 19-May-2015 50539 NBI Dividend Fund 2-Apr-2003 96927 NBI Emerging Markets Equity Private Portfolio 19-May-2015 96297 NBI Equity Income Private Portfolio 19-May-2015 94347 NBI Floating Rate Income Fund 6-Jan-2014 50546 NBI Global Bond Fund 2-Apr-2003 50542 NBI Global Equity Fund 2-Apr-2003 104281 NBI Global Private Equity ETF 27-Jan-2020 102481 NBI Global Real Assets Income ETF 16-Jan-2019 97410 NBI Global Real Assets Income Fund 28-Jan-2016 94348 NBI Global Tactical Bond Fund 6-Jan-2014 99833 NBI Growth Portfolio 12-May-2017 104288 NBI High Yield Bond ETF 27-Jan-2020 48555 NBI High Yield Bond Fund 25-Mar-2002 96928 NBI High Yield Bond Private Portfolio 19-May-2015 11694 NBI Income Fund 7-Mar-1989 101405 NBI International Equity Index Fund 15-May-2018 96929 NBI International Equity Private Portfolio 19-May-2015 96298 NBI International High Conviction Equity Private Portfolio 19-May-2015 88412 NBI Jarislowsky Fraser Select Balanced Fund 12-Oct-2010 88413 NBI Jarislowsky Fraser Select Canadian Equity Fund 12-Oct-2010 88414 NBI Jarislowsky Fraser Select Income Fund 12-Oct-2010 102482 NBI Liquid Alternatives ETF 16-Jan-2019 99834 NBI Moderate Portfolio 12-May-2017 48547 NBI Money Market Fund 25-Mar-2002 96299 NBI Multiple Asset Class Private Portfolio 19-May-2015 97411 NBI Municipal Bond Plus Private Portfolio 28-Jan-2016 96300 NBI North American Dividend Private Portfolio 19-May-2015 92333 NBI Preferred Equity Fund 16-Oct-2012 103176 NBI Presumed Sound Investments Fund 17-May-2019 96932 NBI Real Assets Private Portfolio 17-May-2019 99835 NBI Secure Portfolio 12-May-2017 96923 NBI Strategic U.S. Income and Growth Fund 28-Oct-2015 104286 NBI Sustainable Canadian Bond ETF 27-Jan-2020 104287 NBI Sustainable Canadian Equity ETF 27-Jan-2020 104285 NBI Sustainable Global Equity ETF 27-Jan-2020 103177 NBI Tactical Asset Allocation Fund 17-May-2019




100620 NBI Tactical Equity Private Portfolio 11-Oct-2017 50550 NBI Tactical Mortgage & Income Fund 2-Apr-2003 101404 NBI U.S. Equity Index Fund 15-May-2018 96301 NBI U.S. Equity Private Portfolio 19-May-2015 96303 NBI U.S. High Conviction Equity Private Portfolio 19-May-2015 103808 NBI Unconstrained Fixed Income ETF 13-Sep-2019 98779 NBI Unconstrained Fixed Income Fund 22-Nov-2016 102392 NBS Capital Inc. 30-Nov-2018 101953 NCM Balanced Income Portfolio 29-Aug-2018 101954 NCM Conservative Income Portfolio 29-Aug-2018 97631 NCM Core Canadian 6-Jul-2016 97632 NCM Core Global 7-Jul-2016 80095 NCM Energy Plus Class 20-Dec-2006 87617 NCM Entrepreneurs Class of Norrep Opportunities Corp. 23-Apr-2010 89773 NCM Global Income Growth Class of Norrep Opportunities 6-Jul-2016 Corp. 101955 NCM Growth and Income Portfolio 29-Aug-2018 77850 NCM Income Growth Class of Norrep Opportunities Corp. 31-Dec-2005 74029 NCM Small Companies Class 23-Dec-2004 77851 NCM US Dividend Plus Class 31-Dec-2005 103453 NEI Balanced Private Portfolio 28-Jun-2019 19967 NEI Balanced RS Fund 28-Sep-1992 95839 NEI Balanced Yield Portfolio 15-Dec-2014 6366 NEI Canadian Bond Fund 23-Jan-1978 51771 NEI Canadian Dividend Fund 7-Jun-2004 35950 NEI Canadian Equity Fund 9-Jun-1998 103454 NEI Canadian Equity Pool 28-Jun-2019 50265 NEI Canadian Equity RS Fund 20-Sep-2002 21562 NEI Canadian Small Cap Equity Fund 6-Jul-1993 25150 NEI Canadian Small Cap Equity RS Fund 9-Jan-1995 97369 NEI Conservative Yield Portfolio 11-Jan-2016 43003 NEI Emerging Markets Fund 6-Oct-2000 97370 NEI Environmental Leaders Fund 11-Jan-2016 40911 NEI Ethical Global Equity Fund 22-Dec-1999 103455 NEI Fixed Income Pool 28-Jun-2019 82505 NEI Global Dividend RS Fund 31-Oct-2007 35954 NEI Global Equity Fund 9-Jun-1998 103456 NEI Global Equity Pool 28-Jun-2019 75666 NEI Global High Yield Bond Fund 14-Jun-2005 93881 NEI Global Total Return Bond Fund 20-Sep-2013 98616 NEI Global Value Fund 11-Oct-2016 35953 NEI Growth and Income Fund 9-Jun-1998 103457 NEI Growth Private Portfolio 28-Jun-2019 103458 NEI Income & Growth Private Portfolio 8-Nov-2019 103459 NEI Income Private Portfolio 28-Jun-2019




45013 NEI International Equity Fund 27-Mar-2001 50269 NEI International Equity RS Fund 20-Sep-2003 45011 NEI Jantzi Social Index Fund 27-Mar-2001 103460 NEI Managed Asset Allocation Pool 28-Jun-2019 42998 NEI Money Market Fund 6-Oct-2000 44012 NEI Select Balanced Portfolio 22-Dec-2000 86723 NEI Select Balanced RS Portfolio 7-Dec-2009 77859 NEI Select Growth & Income Portfolio 22-Dec-2005 87453 NEI Select Growth & Income RS Portfolio 12-Apr-2010 44013 NEI Select Growth Portfolio 22-Dec-2000 86724 NEI Select Growth RS Portfolio 7-Dec-2009 67341 NEI Select Income & Growth Portfolio 27-Jun-2003 76921 NEI Select Income & Growth RS Portfolio 4-Jul-2005 89609 NEI Select Income Portfolio 7-Apr-2011 90668 NEI Select Income RS Portfolio 7-Oct-2011 44014 NEI Select Maximum Growth Portfolio 22-Dec-2000 89608 NEI Select Maximum Growth RS Portfolio 7-Apr-2011 88298 NEI Tactical Yield Portfolio 27-Aug-2010 42976 NEI U.S. Dividend Fund 6-Oct-2000 6367 NEI U.S. Equity RS Fund 23-Jan-1978 77855 NEI U.S. Equtiy Fund 22-Dec-2005 98239 Nemaska Lithium Inc. 4-Jul-2016 100717 Neo Performance Materials Inc. 1-Dec-2017 67161 Neovasc Inc. 16-Apr-2007 85403 Neptune Technologies & Bioressources Inc. 12-Jan-2015 33706 Nevada Bob's Golf Inc. (CT) 23-Dec-1997 18-Apr-2002 84101 Nevada Copper Corp. 25-Jul-2011 90110 Nevada Zinc Corporation 22-Jul-2011 88229 New Commerce Split Fund 26-Mar-2010 77168 New Flyer Industries Inc. 15-Aug-2005 78280 New Gold Inc. 23-Feb-2006 7598 New Guinea Gold Corporation 13-Jul-1983 97798 New Leaders Class 22-Apr-2016 87411 New Look Eyewear Inc. 2-Mar-2010 80063 New Millennium Iron Corp. 22-Feb-2011 100872 New Pacific Metals Corp. (formerly New Pacific Holdings 21-Oct-2019 Corp.) 100646 New Point Exploration Corp. 9-Nov-2017 90047 New Zealand Energy Corp. 20-Jul-2011 5914 Newfoundland Power Inc. 29-Sep-1981 102643 NewGen Alternative Income Fund 17-Jan-2019 42373 NewKidCo International Inc. (formerly SoftQuad International 2-Apr-2001 Inc.) (T) 47380 Newmont Goldcorp Corporation 4-Feb-1987 5335 Newport Exploration Ltd 26-Mar-1981




101172 Newstrike Brands Ltd. 13-Feb-2018 100632 Nexa Resources S.A. 26-Oct-2017 99293 Nexco Resources Inc. 15-Feb-2017 92885 NexGen Energy Ltd. 18-Mar-2014 9776 Nexient Learning Inc. 17-Oct-1986 98553 NexJ Health Holdings Inc. 25-Jan-2016 89867 NexJ Systems Inc. 12-May-2011 103064 NexPoint Hospitality Trust 27-Mar-2019 95584 Next Edge Bio-Tech Plus Fund 2-Dec-2014 86405 Nexus Gold Corp. 25-Sep-2009 95249 Nexus Real Estate Investment Trust 7-Jul-2014 87631 NEXX Systems, Inc. 14-May-2010 42303 NHC Communications Inc. 25-May-2000 80838 Niko Resources Ltd. 28-Nov-2012 100922 Ninepoint 2018 Flow-Through Limited Partnership 23-Jan-2018 102769 Ninepoint 2019 Flow-Through Limited Partnership 30-Jan-2019 103910 Ninepoint 2019 Short Duration Flow-Through Limited 26-Sep-2019 Partnership 104323 Ninepoint 2020 Flow-Through Limited Partnership - National 31-Jan-2020 Class 104325 Ninepoint 2020 Flow-Through Limited Partnership - Quebec 31-Jan-2020 Class 98488 Ninepoint Alternative Health Fund 20-Sep-2016 100932 Ninepoint Concentrated Canadian Equity Fund 1-Feb-2018 90523 Ninepoint Diversified Bond Class 27-Sep-2011 88122 Ninepoint Diversified Bond Fund 19-Jul-2010 70756 Ninepoint Energy Fund 26-Mar-2004 91553 Ninepoint Enhanced Balanced Fund 29-Mar-2012 91554 Ninepoint Enhanced Equity Class 29-Mar-2012 96960 Ninepoint Enhanced U.S. Equity Class 6-Jul-2015 97209 Ninepoint Focused Global Dividend Class 16-Nov-2015 103838 Ninepoint FX Strategy Fund 11-Nov-2019 90520 Ninepoint Global Infrastructure Fund 29-Aug-2011 96961 Ninepoint Global Real Estate Fund 6-Jul-2015 47348 Ninepoint Gold and Precious Minerals Fund 26-Oct-2001 85550 Ninepoint Gold Bullion Fund 11-Mar-2009 88123 Ninepoint High Interest Savings Fund 19-Jul-2010 100933 Ninepoint International Small Cap Fund 1-Feb-2018 90525 Ninepoint Resource Class 27-Sep-2011 89424 Ninepoint Silver Bullion Fund 3-May-2011 91106 Ninepoint Silver Equities Class 6-Feb-2012 96290 NioCorp Developments Ltd. 25-Mar-2015 80998 Nobilis Health Corp. 9-May-2007 48951 Noranda Income Fund 19-Apr-2002 10415 Norbord Inc. 24-Jun-1987




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79273 OutdoorPartner Media Corporation 11-Aug-2006 104636 Ovintiv Inc. 16-Mar-2020 74051 Oyster Oil and Gas Ltd. 16-Jul-2007 79580 Pacgen Life Science Corporation 29-Nov-2006 71662 Pacific Paradym Energy Inc. 28-Apr-2004 83565 Pacific Vector Holdings Inc. 3-Nov-2010 81037 Painted Pony Energy Ltd. 8-May-2007 97319 Palamina Corp. 9-Jun-2015 24924 Pallet Pallet Inc. (CT) 21-Nov-1994 18-Apr-2002 84418 Palliser Oil & Gas Corporation 31-Mar-2011 9652 Palm Beach County Utilities Corp. (CT) 2-Sep-1986 25-Feb-1993 88879 Palos Equity Income Fund 22-Feb-2011 75050 Pan American Silver Corp. 11-Feb-2005 7720 Pan Ocean Explorations Inc. (CT) 31-Jul-1979 18-Apr-2002 7513 Pan Ocean Oil Corp. (CT) 15-Jul-1983 27-Jun-1984 75429 Pan Orient Energy Corp. 8-Apr-2005 7818 Par / Mor II (CT) 10-Jan-1984 19-Feb-1993 25841 Para-Tech Energy Services Inc. (T) 26-Jan-1995 89691 Parallel Energy Trust 14-Apr-2011 5762 Paramount Resources Ltd. 29-Nov-1978 86776 Parex Resources Inc. 6-Nov-2009 5360 Park Estates (CT) 19-Dec-1980 19-Feb-1993 94292 Park Lawn Corporation 28-Nov-2013 24289 Park Meditech Inc. (CT) 18-Aug-1994 11-Mar-2002 7903 Park Place (CT) 1-Dec-1983 04-Feb-1993 6069 Park Square Properties Limited Partnership 24-Jun-1983 12-Feb-2002 89215 Parkland Fuel Corporation 1-Jan-2011 50085 Parkland Holdings Limited Partnership 4-Jul-2002 6450 Parkview Village I L.P. (CT) 16-Dec-1982 02-Feb-1993 6451 Parkview Village II L.P. (CT) 16-Dec-1982 02-Feb-1993 9851 Partners Value Investments LP 5-Nov-1986 98434 Partners Value Investments LP 4-Jul-2016 46782 Partners Value Split Corp. 27-Aug-2001 87086 Patagonia Gold Corp. 24-Nov-2010 86574 Pathfinder Convertible Debenture Fund 30-Oct-2009 98924 Patriot One Technologies Inc. 23-Aug-2017 93919 Pattern Energy Group Inc. 25-Sep-2013 84294 PAY LINX FINANCIAL CORPORATION 20-Jun-2008 41530 Peachtree Network Inc. (CT) 10-Mar-2000 25-Mar-2002 77983 Peeks Social Ltd. 21-Aug-2007 8396 Pegasus Gold Inc. (CT) 1-Oct-1967 11-Mar-2002 85811 Pelangio Exploration Inc. 14-Dec-2011 88527 Pembina Pipeline Corporation 1-Oct-2010 13013 Pembroke Money Market Fund 28-Nov-1988 104335 Pender Bond Universe Fund 17-Jan-2020




85871 Pender Corporate Bond Fund 29-May-2009 86171 Pender Enhanced Income Fund 16-Sep-2009 103166 Pender Growth Fund Inc. 11-Apr-2019 85872 Pender Small Cap Opportunities Fund 29-May-2009 104336 Pender Small/Mid Cap Dividend Fund 17-Jan-2020 88676 Pender Strategic Growth and Income Fund 24-Nov-2010 93577 Pender US All Cap Equity Fund 28-Jun-2013 93578 Pender Value Fund 28-Jun-2013 86173 Pender Value Fund II 16-Sep-2009 89217 Penn West Petroleum Ltd. 1-Jan-2011 29357 *Peragis Inc. (CT) 16-Jul-1996 10-Jul-2001 5429 Perkins Oil Company (CT) 22-Jan-1981 25-Feb-1993 101005 Permex Petroleum Corporation 7-Mar-2018 88174 Perpetual Energy Inc. 30-Jun-2010 87039 PERSEUS MINING LIMITED 28-Jan-2010 78726 PESA Corporation 1-May-2006 87667 Petro Viking Energy Inc. 19-May-2010 95222 Petro-Victory Energy Corp. 11-Jul-2014 79579 PetroCorp Group Inc. 1-May-2007 5484 Petroshale Inc. 7-May-1979 83567 PetroTal Corp. 6-Mar-2008 90384 Petrowest Corporation 1-Jul-2011 89194 Peyto Exploration & Development Corp. 1-Jan-2011 10347 PFB Corporation 10-Jun-1987 24708 Pharma Patch Plc (CT) 30-Jun-1994 11-Mar-2002 84394 PharmaGap Inc. (formerly Sebring Resources Ltd.) 15-Aug-2008 33520 Philip Services Corp. (CT) 28-Nov-1990 23-Apr-2002 20318 Phillips, Hager & North $U.S. Money Market Fund 13-Oct-1992 20328 Phillips, Hager & North Balanced Fund 13-Oct-1992 44764 Phillips, Hager & North Balanced Pension Trust 10-Jul-2001 20320 Phillips, Hager & North Bond Fund 13-Oct-1992 20319 Phillips, Hager & North Canadian Equity Fund 13-Oct-1992 44765 Phillips, Hager & North Canadian Equity Pension Trust 29-Jun-2004 35474 Phillips, Hager & North Canadian Equity Plus Pension Trust 1-May-1998 88755 Phillips, Hager & North Canadian Equity Underlying Fund 12-Jan-2011 95354 Phillips, Hager & North Canadian Equity Underlying Fund II 7-Aug-2014 95607 Phillips, Hager & North Canadian Equity Value Class 22-Oct-2014 86793 Phillips, Hager & North Canadian Equity Value Fund 13-Nov-2009 20322 Phillips, Hager & North Canadian Growth Fund 13-Oct-1992 76041 Phillips, Hager & North Canadian Income Fund 27-Jun-2005 20323 Phillips, Hager & North Canadian Money Market Fund 13-Oct-1992 49970 Phillips, Hager & North Community Values Bond Fund 28-Aug-2002 97152 Phillips, Hager & North Conservative Equity Income Fund 30-Jun-2016 78897 Phillips, Hager & North Currency-Hedged Overseas Equity 27-Jun-2006 Fund




78898 Phillips, Hager & North Currency-Hedged U.S. Equity Fund 27-Jul-2006 20321 Phillips, Hager & North Dividend Income Fund 13-Oct-1992 44094 Phillips, Hager & North Global Equity Fund 8-Dec-2000 42511 Phillips, Hager & North High Yield Bond Fund 11-Jul-2000 86042 Phillips, Hager & North Inflation-Linked Bond Fund 26-Jun-2009 88757 Phillips, Hager & North LifeTime 2015 Fund 12-Jan-2011 88758 Phillips, Hager & North LifeTime 2020 Fund 12-Jan-2011 88759 Phillips, Hager & North LifeTime 2025 Fund 12-Jan-2011 88760 Phillips, Hager & North LifeTime 2030 Fund 12-Jan-2011 88761 Phillips, Hager & North LifeTime 2035 Fund 12-Jan-2011 88762 Phillips, Hager & North LifeTime 2040 Fund 12-Jan-2011 88763 Phillips, Hager & North LifeTime 2045 Fund 12-Jan-2011 95201 Phillips, Hager & North LifeTime 2050 Fund 29-Jun-2018 102244 Phillips, Hager & North LifeTime 2055 Fund 5-Oct-2018 88764 Phillips, Hager & North Long Inflation-linked Bond Fund 12-Jan-2011 92434 Phillips, Hager & North Monthly Income Class 18-Oct-2012 86794 Phillips, Hager & North Monthly Income Fund 30-Dec-2009 90463 Phillips, Hager & North Overseas Equity Class 21-Dec-2011 44095 Phillips, Hager & North Overseas Equity Fund 8-Dec-2000 23171 Phillips, Hager & North Short Term Bond & Mortgage Fund 14-Jan-1994 44760 Phillips, Hager & North Small Float Fund 10-Jul-2002 42510 Phillips, Hager & North Total Return Bond Fund 11-Jul-2000 50000 Phillips, Hager & North U.S. Dividend Income Fund 10-Jul-2002 20324 Phillips, Hager & North U.S. Equity Fund 31-Oct-1992 21113 Phillips, Hager & North U.S. Growth Fund 3-May-1993 90466 Phillips, Hager & North U.S. Multi-Style All-Cap Equity Class 21-Dec-2011 87910 Phillips, Hager & North U.S. Multi-Style All-Cap Equity Fund 29-Jun-2010 9366 Phillips, Hager & North Vintage Fund 23-Apr-1986 29305 Phoenix Capital Inc. 8-Feb-1983 77152 Phoenix Capital Income Trust 14-Jun-2005 9671 Phoenix Health Group Inc. (CT) 8-Sep-1986 11-Mar-2002 89123 PHX Energy Services Corp. 1-Jan-2011 102245 Picton Mahoney Fortified Active Extension Alternative Fund 24-Sep-2018 102411 Picton Mahoney Fortified Arbitrage Alternative Fund 16-Jan-2019 102412 Picton Mahoney Fortified Arbitrage Plus Alternative Fund 16-Jan-2019 96937 Picton Mahoney Fortified Equity Fund 2-Nov-2015 103452 Picton Mahoney Fortified Income Alternative Fund 8-Jul-2019 96938 Picton Mahoney Fortified Income Fund 2-Nov-2015 102246 Picton Mahoney Fortified Market Neutral Alternative Fund 24-Sep-2018 96939 Picton Mahoney Fortified Multi-Asset Fund 2-Nov-2015 102247 Picton Mahoney Fortified Multi-Strategy Alternative Fund 24-Sep-2018 92330 Picton Mahoney Tactical Income Fund 27-Sep-2012 95115 Pieridae Energy Limited 1-Jan-2019 102102 PIMCO - IG Global Bond Pool 12-Oct-2018 96940 PIMCO Balanced Income Fund (Canada) 24-Jul-2015




88780 PIMCO Canadian Total Return Bond Fund 10-Jan-2011 88781 PIMCO Flexible Global Bond Fund 10-Jan-2011 94643 PIMCO Global Income Opportunities Fund 27-Feb-2014 102910 PIMCO Global Short Maturity Fund (Canada) 28-Jan-2019 96941 PIMCO Investment Grade Credit Fund (Canada) 24-Jul-2015 102911 PIMCO Low Duration Monthly Income Fund (Canada) 28-Jan-2019 104376 PIMCO Managed Conservative Bond Pool 4-Feb-2020 104377 PIMCO Managed Core Bond Pool 4-Feb-2020 88783 PIMCO Monthly Income Fund (Canada) 10-Jan-2011 95280 PIMCO Unconstrained Bond Fund (Canada) 24-Jul-2014 74767 Pine Cliff Energy Ltd. 9-Mar-2005 5356 Pineridge (CT) 18-Dec-1980 19-Feb-1993 75410 Pinnacle Balanced Portfolio 25-Apr-2005 100964 Pinnacle Renewable Energy Inc. 30-Jan-2018 10243 Pioneer Metals Corporation 23-Apr-1987 18-Apr-2002 91126 Pipestone Energy Corp. (formerly, Blackbird Energy Inc.) 18-Dec-2014 92902 Pizza Pizza Royalty Corp. 31-Dec-2012 102185 PK Core Fund 28-Sep-2018 21339 Plaintree Systems Inc. 27-May-1993 49373 Planet 13 Holdings Inc. 31-May-2002 18437 Platinova A/S 15-Oct-1991 10487 Platinova Resources Ltd 15-Oct-1991 88544 Platinum Group Metals Ltd. 18-Oct-2010 75340 Plato Gold Corp. 27-Apr-2005 13121 Playa El Agua Hotel L.P. (CT) 19-Dec-1988 25-Feb-1993 94530 Plaza Retail REIT 1-Jan-2014 103518 Poda Technologies Ltd. 84408 POET Technologies Inc. 7-Oct-2016 98357 Point Loma Resources Ltd. 12-Dec-2017 84228 Points International Ltd. 4-Jun-2008 74751 Polaris Infrastructure Inc. 12-May-2011 87864 Pollard Banknote Limited 14-May-2010 103346 Polymet Mining Corp. 24-May-2019 87830 Ponderosa Fund 4-Aug-2010 8190 Ponds Limited Partnership (CT) 15-May-1984 23-Apr-2002 80926 Portex Minerals Inc. 11-May-2007 11377 Portfolio Series Balanced Fund 16-Nov-1988 47647 Portfolio Series Balanced Growth Fund 18-Dec-2001 47643 Portfolio Series Conservative Balanced Fund 18-Dec-2001 33539 Portfolio Series Conservative Fund 13-Nov-1997 47645 Portfolio Series Growth Fund 18-Dec-2001 33538 Portfolio Series Income Fund 13-Nov-1997 47629 Portfolio Series Maximum Growth Fund 18-Dec-2001 99802 Portland 15 of 15 Fund 24-Apr-2017 92293 Portland Advantage Fund 2-Oct-2012




92294 Portland Canadian Balanced Fund 2-Oct-2012 92295 Portland Canadian Focused Fund 2-Oct-2012 104794 Portland Energy Opportunities Alternative Fund 17-Apr-2020 81481 Portland Global Alternative Fund 26-Jun-2007 80891 Portland Global Dividend Fund 27-Apr-2007 74880 Portland Global Income Fund 28-Jan-2005 104674 Portland North American Alternative Fund 17-Apr-2020 96353 Portland Value Fund 6-Nov-2015 88997 Porto Energy Corp. 18-Mar-2011 77975 Poseidon Concepts Corp. 30-Nov-2005 89717 Postmedia Network Canada Corp. 8-Jun-2011 16174 *Pound-Maker Investments Ltd. 26-Jul-1990 6164 Power Corporation Of Canada 1-Oct-1967 8292 Power Financial Corporation 19-May-1985 86904 PowerShares Diversified Yield Fund 14-Jan-2010 79233 Poynt Corporation 17-Jul-2007 76961 PPX Mining Corp. 16-Jun-2005 98697 Prairie Provident Resources Inc. 12-Sep-2016 95020 PrairieSky Royalty Ltd. 22-May-2014 78795 Precious Metals and Mining Trust 30-May-2006 29644 Precision Assessment Technology Corporation 27-Nov-1996 87954 Precision Drilling Corporation 1-Jun-2010 97983 Preferred Dental Technologies Inc. 31-May-2016 90892 Premier Gold Mines Limited 25-Oct-2011 80880 Premium Brands Holdings Corporation 14-Mar-2007 89227 Premium Income Corporation 29-Jul-2010 84860 Preo Software Inc. 24-Jul-2008 88660 Pretium Resources Inc. 10-Dec-2010 77572 Prime Dividend Corp. 31-Oct-2005 32654 Primerica Aggressive Growth Fund 9-Sep-1997 32662 Primerica Balanced Yield Fund 9-Sep-1997 32658 Primerica Canadian Balanced Growth Fund 9-Sep-1997 47738 Primerica Canadian Money Market Fund 12-Dec-2001 32660 Primerica Global Balanced Growth Fund 9-Sep-1997 32664 Primerica Income Fund 9-Sep-1997 45738 PrimeWest Oil and Gas Corp. 6-Mar-2001 9739 Printera Corporation 6-Oct-1986 68160 Priszm Income Fund 31-Oct-2003 93447 Priviti Oil & Gas Opportunities Limited Partnership 2013 19-Jun-2013 93786 Pro Real Estate Investment Trust 19-Nov-2013 86175 Pro-Trans Ventures Inc. 18-Jun-2009 31956 Probe Exploration Inc. (CT) 7-Apr-1997 23-Apr-2002 102763 Probity Mining 2019 Short Duration Flow-Through Limited 25-Feb-2019 Partnership - British Columbia Class 102765 Probity Mining 2019 Short Duration Flow-Through Limited 25-Feb-2019




Partnership - National Class 102767 Probity Mining 2019 Short Duration Flow-Through Limited 25-Feb-2019 Partnership - Quebec Class 103872 Probity Mining 2019-II Short Duration Flow-Through Limited 7-Oct-2019 Partnership - British Columbia Class 103874 Probity Mining 2019-II Short Duration Flow-Through Limited 7-Oct-2019 Partnership - National Class 103876 Probity Mining 2019-II Short Duration Flow-Through Limited 7-Oct-2020 Partnership - Quebec Class 104352 Probity Mining 2020 Short Duration Flow-Through Limited 20-Feb-2020 Partnership - British Columbia 104354 Probity Mining 2020 Short Duration Flow-Through Limited 20-Feb-2020 Partnership - National Class 104356 Probity Mining 2020 Short Duration Flow-Through Limited 20-Feb-2020 Partnership - Quebec 84642 Prodigy Ventures Inc. 29-Sep-2008 78362 Production Enhancement Group, Inc. 29-Mar-2006 36849 Profab Energy Services Ltd. (CT) 10-Sep-1998 18-Apr-2002 98787 Profound Medical Corp. 7-Nov-2016 7724 Proper Channels (CT) 19-Nov-1979 17-Feb-1993 83204 Prosper Gold Corp. 28-Jan-2008 92242 Providence Gold Mines Inc. 6-Nov-2012 5821 Provigo Inc. 30-Jun-1981 100304 Pulse Oil Corp. 13-Nov-2018 22756 Pulse Seismic Inc. 22-Sep-1988 94856 Purpose Best Ideas Fund 23-Apr-2014 86652 Purpose Canadian Equity Growth Fund 23-Aug-2012 98448 Purpose Canadian Financial Income Fund 19-Oct-2016 92182 Purpose Canadian Income Growth Fund 23-Aug-2012 72703 Purpose Canadian Preferred Share Fund 14-Oct-2004 104588 Purpose Cash Management Portfolio 11-Mar-2020 98449 Purpose Conservative Income Fund 19-Oct-2016 93469 Purpose Core Dividend Fund 12-Aug-2013 96892 Purpose Core Equity Income Fund 6-Nov-2015 103037 Purpose Credit Opportunities Fund 30-Aug-2019 103679 Purpose Credit Opportunities Fund (DO NOT USE) 30-Aug-2019 93470 Purpose Diversified Real Asset Fund 12-Aug-2013 94857 Purpose Duration Hedged Real Estate Fund 23-Apr-2014 100857 Purpose Energy Credit Fund 8-Feb-2018 100605 Purpose Enhanced Dividend Fund 26-Oct-2017 95475 Purpose Enhanced Premium Yield Fund 5-Nov-2014 90029 Purpose Floating Rate Income Fund 11-Jul-2018 94046 Purpose Global Bond Class 18-Dec-2013 102186 Purpose Global Diversified ETF Fund 28-Sep-2018 89794 Purpose Global Innovators Fund 6-Jul-2011




78733 Purpose Global Resource Fund 19-Jun-2006 101975 Purpose Gold Bullion Fund 22-Oct-2018 93992 Purpose High Interest Savings ETF 9-Oct-2013 95563 Purpose International Dividend Fund 20-Oct-2014 95564 Purpose International Tactical Hedged Equity Fund 20-Oct-2014 99919 Purpose Marijuana Opportunities Fund 17-May-2017 103019 Purpose Money Market Fund 8-Mar-2019 93472 Purpose Monthly Income Fund 12-Aug-2013 96885 Purpose Multi-Asset Income Fund 2-Sep-2015 94842 Purpose Multi-Strategy Market Neutral Fund 31-Jul-2014 82844 Purpose Pension Portfolio Fund 18-Jan-2008 95817 Purpose Premium Money Market Fund 23-Dec-2014 97438 Purpose Premium Yield Fund 8-Jan-2016 86741 Purpose Special Opportunities Fund 1-Dec-2009 90220 Purpose Strategic Yield Fund 30-Jun-2011 103763 Purpose Structured Equity Yield Portfolio 2-Oct-2019 104760 Purpose Structured Equity Yield Portfolio II 3-Apr-2020 96893 Purpose Tactical Asset Allocation Fund 6-Nov-2015 97119 Purpose Tactical Bond Fund 29-Jul-2015 93471 Purpose Tactical Hedged Equity Fund 12-Aug-2013 95818 Purpose Tactical Investment Grade Bond Fund 23-Dec-2014 93473 Purpose Total Return Bond Fund 12-Aug-2013 96944 Purpose US Cash Fund 19-Oct-2015 95565 Purpose US Dividend Fund 20-Oct-2014 98843 Purpose US Preferred Share Fund 19-Dec-2016 9718 Pursuit American Fund (CT) 10-Oct-1986 11-Mar-2002 9717 Pursuit Canadian Equity Fund (CT) 24-Sep-1986 11-Mar-2002 9716 Pursuit Income Fund (CT) 10-Oct-1986 11-Mar-2002 10842 Pursuit Money Market Fund (CT) 1-Feb-1988 11-Mar-2002 102103 Putnam - IG High Yield Income Pool 12-Oct-2018 78701 Pyrogenesis Canada Inc. 26-May-2006 29441 Q-Entertainment Inc. (CT) 20-Aug-1996 11-Mar-2002 36748 Q-Gold Resources Ltd. 6-Oct-1998 17234 Q-Tel Wireless Inc. (T) 7-Jan-1991 84564 Q2 Gold Resources Inc. 18-Jun-2007 72416 QMX Gold Corporation 26-Aug-2010 11535 Quadrille Retirement Homes L.P.No.1 (CT) 23-Dec-1988 04-Feb-1993 95486 Quantum International Income Corp. 17-Jul-2015 44029 Quattro Exploration and Production Ltd. 18-Oct-2000 7563 Quebecor Inc. 9-Jun-1983 89975 Queen's Road Capital Investment Ltd. 9-Aug-2011 28814 Queensway Financial Holdings Limited (CT) 30-May-1996 18-Apr-2002 8466 Quest 84 Energy Program (CT) 21-Nov-1984 02-Feb-1993 8708 Quest 85 Energy Program L.P. (CT) 18-Apr-1985 02-Feb-1993 75437 Questerre Energy Corporation 1-Nov-2007




90681 Questfire Energy Corp. 30-Sep-2011 8896 Quinte Bay #3 Limited Partnership (CT) 12-Nov-1985 11-Mar-2002 46883 Quorum Information Technologies Inc. 20-Jul-2001 78456 Qwest Energy Canadian Resource Class 6-Apr-2006 70836 R.R. Donnelley & Sons Company 17-Dec-2003 81850 Radient Technologies Inc. 21-Jan-2020 98807 Rambler Metals and Mining plc 12-Jan-2016 77369 Range Energy Resources Inc. 8-Jul-2005 84022 Range Gold Corp. 30-Apr-2008 88815 Rare Element Resources Ltd. 13-Dec-2010 31845 Ravensource Fund 30-Apr-1997 100858 Rayonier Advanced Materials Inc. 17-Nov-2017 89320 RB Energy Inc. 25-Jan-2011 93554 RBC $U.S. High Yield Bond Fund 2-Jul-2013 93555 RBC $U.S. Investment Grade Corporate Bond Fund 2-Jul-2013 16220 RBC $U.S. Money Market Fund 26-Jul-1990 97048 RBC $U.S. Short Term Income Class 23-Oct-2015 100893 RBC $U.S. Short-Term Corporate Bond Fund 23-Jan-2018 100894 RBC $U.S. Strategic Income Bond Fund 23-Jan-2018 97341 RBC 1-5 Year Laddered Canadian Bond ETF 11-Jan-2016 94255 RBC 1-5 Year Laddered Corporate Bond ETF 7-Jan-2014 100430 RBC 6-10 Year Laddered Canadian Corporate Bond ETF 12-Sep-2017 40280 RBC Advisor Canadian Bond Fund 8-Nov-1999 94416 RBC Asia Pacific ex-Japan Equity Fund 24-Jan-2014 21696 RBC Asian Equity Fund 23-Jul-1993 10734 RBC Balanced Fund 14-Dec-1987 96253 RBC Balanced Growth & Income Class 13-Apr-2015 93556 RBC Balanced Growth & Income Fund 2-Jul-2013 100431 RBC BlueBay Global Diversified Income (CAD Hedged) ETF 12-Sep-2017 11239 RBC Bond Fund 18-Dec-1986 100389 RBC Canadian Bank Yield Index ETF 31-Aug-2017 103304 RBC Canadian Discount Bond ETF 24-May-2019 90467 RBC Canadian Dividend Class 21-Dec-2011 20457 RBC Canadian Dividend Fund 7-Jan-1993 90468 RBC Canadian Equity Class 21-Dec-2011 27321 RBC Canadian Equity Fund 7-Jul-1995 90469 RBC Canadian Equity Income Class 21-Dec-2011 79023 RBC Canadian Equity Income Fund 4-Jul-2006 41820 RBC Canadian Government Bond Index Fund 11-May-2000 36823 RBC Canadian Index Fund 9-Sep-1998 90470 RBC Canadian Mid Cap Equity Class 21-Dec-2011 9819 RBC Canadian Money Market Fund 2-Dec-1986 98441 RBC Canadian Preferred Share ETF 13-Sep-2016 18656 RBC Canadian Short-Term Income Fund 31-Jan-1992 93989 RBC Canadian Small & Mid-Cap Resources Fund 25-Sep-2013




17268 RBC Canadian T-Bill Fund 29-Jan-1991 104189 RBC China Equity Fund 31-Jan-2020 101693 RBC Conservative Bond Pool 3-Jul-2018 95731 RBC Conservative Growth & Income Fund 20-Nov-2014 101694 RBC Core Bond Pool 3-Jul-2018 101695 RBC Core Plus Bond Pool 3-Jul-2018 102686 RBC Emerging Markets Balanced Fund 25-Jan-2019 87909 RBC Emerging Markets Bond Fund 8-Jul-2010 93031 RBC Emerging Markets Dividend Fund 5-Mar-2013 90471 RBC Emerging Markets Equity Class 21-Dec-2011 102687 RBC Emerging Markets Equity Focus Fund 25-Jan-2019 86817 RBC Emerging Markets Equity Fund 18-Dec-2009 95732 RBC Emerging Markets Foreign Exchange Fund 20-Nov-2014 93032 RBC Emerging Markets Small-Cap Equity Fund 5-Mar-2013 95608 RBC European Equity Class 22-Oct-2014 11241 RBC European Equity Fund 10-Jul-1987 99222 RBC Fossil Fuel Free Global Equity Fund 5-Jul-2017 103467 RBC Global All-Equity Portfolio 13-Dec-2019 35128 RBC Global Balanced Fund 13-Mar-1998 103468 RBC Global Balanced Portfolio 13-Dec-2019 100895 RBC Global Bond & Currency Fund 23-Jan-2018 17867 RBC Global Bond Fund 26-Jul-1991 103469 RBC Global Conservative Portfolio 13-Dec-2019 72315 RBC Global Corporate Bond Fund 19-Jul-2004 97943 RBC Global Dividend Growth Currency Neutral Fund 10-May-2016 44284 RBC Global Dividend Growth Fund 22-Dec-2000 5284 RBC Global Energy Fund 22-Oct-1980 95609 RBC Global Equity Class 22-Oct-2014 100896 RBC Global Equity Focus Currency Neutral Fund 23-Jan-2018 94891 RBC Global Equity Focus Fund 17-Apr-2014 94417 RBC Global Equity Fund 24-Jan-2014 100107 RBC Global Government Bond (CAD Hedged) Index ETF 10-Aug-2017 97350 RBC Global Growth & Income Fund 15-Jan-2016 103470 RBC Global Growth Portfolio 13-Dec-2019 67428 RBC Global High Yield Bond Fund 15-Jul-2003 11409 RBC Global Precious Metals Fund 10-Nov-1988 90472 RBC Global Resources Class 21-Dec-2011 44323 RBC Global Resources Fund 22-Dec-2000 41821 RBC Global Technology Fund 11-May-2000 103471 RBC Global Very Conservative Portfolio 13-Dec-2019 88395 RBC High Yield Bond Fund 28-Sep-2010 79713 RBC International Dividend Growth Fund 30-Oct-2006 95610 RBC International Equity Class 22-Oct-2014 94892 RBC International Equity Currency Neutral Fund 17-Apr-2014 20458 RBC International Equity Fund 7-Jan-1993




36826 RBC International Index Currency Neutral Fund 9-Sep-1998 81498 RBC Jantzi Balanced Fund 3-Jul-2007 81499 RBC Jantzi Canadian Equity Fund 3-Jul-2007 81500 RBC Jantzi Global Equity Fund 3-Jul-2007 94418 RBC Japanese Equity Fund 22-Jan-2014 26777 RBC Life Science and Technology Fund 7-Jul-1995 72313 RBC Managed Payout Solution 19-Jul-2004 72314 RBC Managed Payout Solution - Enhanced 19-Jul-2004 48792 RBC Managed Payout Solution - Enhanced Plus 5-Apr-2002 88396 RBC Monthly Income Bond Fund 28-Sep-2010 32392 RBC Monthly Income Fund 9-Jul-1997 20456 RBC North American Growth Fund 7-Jan-1993 90475 RBC North American Value Class 21-Dec-2011 35181 RBC North American Value Fund 13-Mar-1998 79996 RBC O'Shaughnessy All Canadian Equity Fund 16-Jan-2007 33156 RBC O'Shaughnessy Canadian Equity Fund 7-Oct-1997 73956 RBC O'Shaughnessy International Equity Fund 17-Dec-2004 33158 RBC O'Shaughnessy U.S. Growth Fund 7-Oct-1997 83113 RBC O'Shaughnessy U.S. Growth Fund II 10-Jan-2008 33159 RBC O'Shaughnessy U.S. Value Fund 7-Oct-1997 100897 RBC O'Shaughnessy U.S. Value Fund (Unhedged) 23-Jan-2018 79997 RBC O’Shaughnessy Global Equity Fund 16-Jan-2007 100432 RBC PH&N Short Term Canadian Bond ETF 12-Sep-2017 82570 RBC Premium $U.S. Money Market Fund 26-Oct-2007 30975 RBC Premium Money Market Fund 10-Feb-1997 67208 RBC Private Canadian Corporate Bond Pool 21-Aug-2003 67209 RBC Private Canadian Dividend Pool 21-Aug-2003 67206 RBC Private Canadian Equity Pool 21-Aug-2003 67204 RBC Private Canadian Growth and Income Equity Pool 21-Aug-2003 67203 RBC Private Canadian Growth Equity Pool 21-Aug-2003 67205 RBC Private Canadian Mid Cap Equity Pool 21-Aug-2003 67210 RBC Private EAFE Equity Pool 21-Aug-2003 67213 RBC Private Income Pool 21-Aug-2003 81898 RBC Private Overseas Equity Pool 24-Aug-2007 50902 RBC Private Short-Term Income Pool 21-Aug-2003 67218 RBC Private U.S. Growth Equity Pool 21-Aug-2003 86870 RBC Private U.S. Large-Cap Core Equity Currency Neutral 11-Jan-2010 Pool 84888 RBC Private U.S. Large-Cap Core Equity Pool 21-Oct-2008 86871 RBC Private U.S. Large-Cap Value Equity Currency Neutral 11-Jan-2010 Pool 67221 RBC Private U.S. Small Cap Equity Pool 21-Aug-2003 67223 RBC Private World Equity Pool 21-Aug-2003 94256 RBC Quant Canadian Dividend Leaders ETF 7-Jan-2014 96283 RBC Quant Canadian Equity Leaders ETF 1-Jun-2015




95490 RBC Quant EAFE Dividend Leaders (CAD Hedged) ETF 2-Oct-2014 94257 RBC Quant EAFE Dividend Leaders ETF 7-Jan-2014 96284 RBC Quant EAFE Equity Leaders (CAD Hedged) ETF 1-May-2015 96285 RBC Quant EAFE Equity Leaders ETF 1-May-2015 95491 RBC Quant Emerging Markets Dividend Leaders ETF 2-Oct-2014 96286 RBC Quant Emerging Markets Equity Leaders ETF 1-May-2015 95492 RBC Quant European Dividend Leaders (CAD Hedged) ETF 2-Oct-2014 95493 RBC Quant European Dividend Leaders ETF 2-Oct-2014 98442 RBC Quant Global Infrastructure Leaders ETF 13-Sep-2016 98443 RBC Quant Global Real Estate Leaders ETF 21-Apr-2017 95494 RBC Quant U.S. Dividend Leaders (CAD Hedged) ETF 2-Oct-2014 94258 RBC Quant U.S. Dividend Leaders ETF 7-Jan-2014 96287 RBC Quant U.S. Equity Leaders (CAD Hedged) ETF 1-May-2015 96288 RBC Quant U.S. Equity Leaders ETF 1-May-2015 94419 RBC QUBE All Country World Equity Fund 24-Jan-2014 92718 RBC QUBE Canadian Equity Fund 2-Jul-2013 93558 RBC QUBE Global Equity Fund 2-Jul-2013 94420 RBC QUBE Low Volatility All Country World Equity Fund 24-Jan-2014 95611 RBC QUBE Low Volatility Canadian Equity Class 22-Oct-2014 92533 RBC QUBE Low Volatility Canadian Equity Fund 14-Nov-2012 104190 RBC QUBE Low Volatility Emerging Markets Equity Fund 31-Jan-2020 95612 RBC QUBE Low Volatility Global Equity Class 22-Oct-2014 92534 RBC QUBE Low Volatility Global Equity Fund 14-Nov-2012 100898 RBC QUBE Low Volatility Gobal Equity Currency Neutral 23-Jan-2018 Fund 95613 RBC QUBE Low Volatility U.S. Equity Class 22-Oct-2014 97944 RBC QUBE Low Volatility U.S. Equity Currency Neutral Fund 10-May-2016 92535 RBC QUBE Low Volatility U.S. Equity Fund 14-Nov-2012 93559 RBC QUBE U.S. Equity Fund 2-Jul-2013 98532 RBC Retirement 2020 Portfolio 3-Oct-2016 98533 RBC Retirement 2025 Portfolio 3-Oct-2016 98534 RBC Retirement 2030 Portfolio 3-Oct-2016 98535 RBC Retirement 2035 Portfolio 3-Oct-2016 98536 RBC Retirement 2040 Portfolio 3-Oct-2016 98537 RBC Retirement 2045 Portfolio 3-Oct-2016 98538 RBC Retirement 2050 Portfolio 3-Oct-2016 98539 RBC Retirement Income Solution 31-Dec-2016 79998 RBC Select Aggressive Growth Portfolio 16-Jan-2007 11243 RBC Select Balanced Portfolio 18-Dec-1986 41620 RBC Select Choices Aggressive Growth Portfolio 17-May-2000 41618 RBC Select Choices Balanced Portfolio 17-May-2000 41617 RBC Select Choices Conservative Portfolio 17-May-2000 41619 RBC Select Choices Growth Portfolio 17-May-2000 11242 RBC Select Conservative Portfolio 18-Dec-1986 11244 RBC Select Growth Portfolio 18-Dec-1986




85596 RBC Select Very Conservative Portfolio 4-Mar-2009 90476 RBC Short Term Income Class 21-Dec-2011 100433 RBC Short Term U.S. Corporate Bond ETF 12-Sep-2017 97342 RBC Strategic Global Dividend Leaders ETF 11-Jan-2016 97343 RBC Strategic Global Equity Leaders ETF 11-Jan-2016 93557 RBC Strategic Income Bond Fund 2-Jul-2013 90395 RBC Target 2020 Corporate Bond Index ETF 7-Sep-2011 72318 RBC Target 2020 Education Fund 19-Jul-2004 92179 RBC Target 2021 Corporate Bond Index ETF 24-Aug-2012 98411 RBC Target 2022 Corporate Bond Index ETF 26-Aug-2016 98412 RBC Target 2023 Corporate Bond Index ETF 26-Aug-2016 101903 RBC Target 2024 Corporate Bond Index ETF 17-Aug-2018 101904 RBC Target 2025 Corporate Bond Index ETF 17-Aug-2018 81501 RBC Target 2025 Education Fund 3-Jul-2007 91977 RBC Target 2030 Education Fund 5-Jul-2012 100124 RBC Target 2035 Education Fund 3-Jul-2018 98738 RBC Trend Canadian Equity Fund 17-Nov-2016 101386 RBC U.S. Banks Yield (CAD Hedged) Index ETF 26-Apr-2018 101387 RBC U.S. Banks Yield Index ETF 26-Apr-2018 92443 RBC U.S. Dividend Class 18-Oct-2012 97945 RBC U.S. Dividend Currency Neutral Fund 10-Oct-2016 47123 RBC U.S. Dividend Fund 16-Oct-2001 90477 RBC U.S. Equity Class 21-Dec-2011 77823 RBC U.S. Equity Currency Neutral Fund 12-Jan-2006 5012 RBC U.S. Equity Fund 16-May-1973 95614 RBC U.S. Equity Value Class 22-Oct-2014 94421 RBC U.S. Equity Value Fund 24-Jan-2014 36825 RBC U.S. Index Currency Neutral Fund 9-Sep-1998 36824 RBC U.S. Index Fund 9-Sep-1998 77824 RBC U.S. Mid-Cap Equity Currency Neutral Fund 12-Jan-2006 18900 RBC U.S. Mid-Cap Equity Fund 9-Mar-1992 95615 RBC U.S. Mid-Cap Value Equity Class 22-Oct-2014 91054 RBC U.S. Mid-Cap Value Equity Fund 21-Dec-2011 75460 RBC U.S. Monthly Income Fund 6-May-2005 95616 RBC U.S. Small-Cap Core Equity Class 22-Oct-2014 91055 RBC U.S. Small-Cap Core Equity Fund 21-Dec-2011 96953 RBC U.S. Small-Cap Value Equity Fund 4-Sep-2015 101131 RBC Vision Women's Leadership MSCI Canada Index ETF 27-Feb-2018 24710 RCI Corporation (CT) 31-Aug-1994 11-Mar-2002 90346 RDX Technologies Corporation 5-Jun-2012 17599 Rea Gold Corporation (CT) 28-Jul-1997 11-Mar-2002 11967 Real del Monte Mining Corporation (CT) 22-Mar-1989 13-Mar-2002 72752 Real Estate Asset Liquidity Trust 27-Sep-2004 82420 Real Estate Investment Corporate Class 2-Oct-2007 26385 Real Estate Investment Pool 21-May-1995




99912 Real Matters Inc. 5-May-2017 6070 Real Money Fund Of Canada (CT) 5-Oct-1982 04-Feb-1993 95840 REALnorth Opportunities Fund 22-Dec-2014 96201 Recipe Unlimited Corporation 1-Apr-2015 38879 *Red Coat Cattle Feeders Inc. 12-Feb-2004 96681 Red Eagle Mining Corporation 29-Jun-2015 8120 *Red Earth Energy Limited (CT) 18-May-1984 26-Apr-1989 101331 Red River Capital Corp. 27-Apr-2018 79815 Red Rock Energy Inc. 31-May-2007 23705 Redekop Properties Inc. (CT) 4-Oct-1994 18-Apr-2002 82506 Redline Communications Group Inc. 18-Oct-2007 86264 RedWater Energy Corp. 5-Aug-2010 95757 Redwood Behavioral Opportunities Fund 12-Dec-2014 88570 Redwood Emerging Markets Dividend Fund 10-Nov-2010 5560 Reed Medical Library (CT) 4-Dec-1981 17-Feb-1983 80417 Reef Resources Ltd. 26-Sep-2007 48396 Regency Gold Corp. 28-Jan-2002 13207 *Regina Butcher (CT) And Baker Venture Fund Inc. 9-Dec-1986 23-Nov-1993 7864 Reigate Resources (Canada) Ltd. (CT) 17-Aug-1984 19-Feb-1993 24021 Reko International Group Inc. 4-May-1994 9397 Relax Inns Vancouver Partnership (CT) 21-Apr-1986 11-Apr-2002 29668 Remworks Inc. (CT) 31-Oct-1996 26-Apr-2002 90478 Renaissance Canadian All-Cap Equity Fund 25-Aug-2011 37872 Renaissance Canadian Balanced Fund 21-Jan-1999 12814 Renaissance Canadian Bond Fund 25-Aug-1989 25000 Renaissance Canadian Core Value Fund 27-Sep-1994 50666 Renaissance Canadian Dividend Fund 13-Nov-2002 40137 Renaissance Canadian Equity Private Pool 23-Nov-1999 40138 Renaissance Canadian Fixed Income Private Pool 23-Nov-1999 12930 Renaissance Canadian Growth Fund 24-Aug-1987 33482 Renaissance Canadian Monthly Income Fund 5-Nov-1997 30346 Renaissance Canadian Small Cap Fund 25-Oct-1996 13004 Renaissance Canadian T-Bill Fund 24-Aug-1987 34214 Renaissance China Plus Fund 26-Oct-1998 86442 Renaissance Corporate Bond Capital Yield Fund 16-Oct-2009 50664 Renaissance Diversified Income Fund 13-Nov-2002 40140 Renaissance Emerging Markets Equity Private Pool 23-Nov-1999 29897 Renaissance Emerging Markets Fund 25-Oct-1996 69484 Renaissance Equity Income Private Pool 6-Jan-2004 97803 Renaissance Flexible Yield Fund 20-Apr-2016 93883 Renaissance Floating Rate Income Fund 10-Sep-2013 20025 Renaissance Global Bond Fund 15-Oct-1992 40141 Renaissance Global Bond Private Pool 23-Nov-1999 97804 Renaissance Global Equity Private Pool 20-Apr-2016 88299 Renaissance Global Focus Currency Neutral Fund 15-Oct-2010




39596 Renaissance Global Focus Fund 3-Sep-1999 88300 Renaissance Global Growth Currency Neutral Fund 15-Oct-2010 37354 Renaissance Global Growth Fund 25-Nov-1998 29830 Renaissance Global Health Care Fund 16-Oct-1996 88301 Renaissance Global Infrastructure Currency Neutral Fund 15-Oct-2010 81673 Renaissance Global Infrastructure Fund 21-Aug-2007 20027 Renaissance Global Markets Fund 15-Oct-1992 88302 Renaissance Global Real Estate Currency Neutral Fund 15-Oct-2010 88303 Renaissance Global Real Estate Fund 15-Oct-2010 29832 Renaissance Global Science & Technology Fund 16-Oct-1996 34215 Renaissance Global Small Cap Fund 6-Feb-1998 34216 Renaissance Global Value Fund 6-Feb-1998 33301 Renaissance High Income Fund 25-Nov-1997 24998 Renaissance High Yield Bond Fund 27-Sep-1994 29895 Renaissance International Dividend Fund 25-Oct-1996 88304 Renaissance International Equity Currency Neutral Fund 15-Oct-2010 43287 Renaissance International Equity Fund 14-Nov-2000 40142 Renaissance International Equity Private Pool 23-Nov-1999 12817 Renaissance Money Market Fund 25-Aug-1989 97808 Renaissance Multi-Asset Global Balanced Income Private 20-Apr-2016 Pool 97809 Renaissance Multi-Asset Global Balanced Private Pool 20-Apr-2016 97810 Renaissance Multi-Sector Fixed Income Private Pool 20-Apr-2016 93884 Renaissance Optimal Conservative Income Portfolio 10-Sep-2013 88305 Renaissance Optimal Global Equity Currency Neutral Portfolio 15-Oct-2010 41127 Renaissance Optimal Global Equity Portfolio 8-Feb-2000 93885 Renaissance Optimal Growth & Income Portfolio 10-Sep-2013 81674 Renaissance Optimal Income Portfolio 21-Aug-2007 90479 Renaissance Optimal Inflation Opportunities Portfolio 25-Aug-2011 97811 Renaissance Real Assets Private Pool 20-Apr-2016 50665 Renaissance Real Return Bond Fund 13-Nov-2002 12813 Renaissance Short-Term Income Fund 25-Aug-1989 93886 Renaissance U.S. Dollar Corporate Bond Fund 10-Sep-2013 93887 Renaissance U.S. Dollar Diversified Income Fund 10-Sep-2013 88683 Renaissance U.S. Equity Currency Neutral Private Pool 9-Dec-2010 29894 Renaissance U.S. Equity Fund 25-Oct-1996 88306 Renaissance U.S. Equity Growth Currency Neutral Fund 15-Oct-2010 10603 Renaissance U.S. Equity Growth Fund 24-Aug-1987 93888 Renaissance U.S. Equity Income Fund 10-Sep-2013 40144 Renaissance U.S. Equity Private Pool 23-Nov-1999 37353 Renaissance U.S. Equity Value Fund 25-Nov-1998 10191 Renaissance U.S. Money Market Fund 3-Apr-1987 40139 Renaissance Ultra Short-Term Income Private Pool 23-Nov-1999 13342 Rentown Enterprises Inc. (CT) 15-Dec-1989 25-Feb-1993 82790 Resolute Forest Products Inc. 29-Oct-2007




96238 Restaurant Brands International Inc. 9-Dec-2015 90754 Resverlogix Corp. 13-Oct-2011 79021 Return Energy Inc. 31-May-2006 95797 Revive Therapeutics Ltd. 5-Dec-2014 70825 Richards Packaging Income Fund 30-Mar-2004 21437 Richelieu Hardware Ltd. 14-Jul-1993 30986 Richtree Inc. 12-Feb-1997 101433 Rider Investment Capital Corp. 23-Apr-2018 7879 Ridge Land Properties Limited Partnership (CT) 30-Nov-1983 11-Apr-2002 37838 Ridgewood Canadian Bond Fund 25-Feb-1999 86717 Ridgewood Canadian Investment Grade Bond Fund 30-Nov-2009 89548 Ridgewood Tactical Yield Fund 1-Apr-2011 5621 Ring of Power (CT) 10-Mar-1980 17-Feb-1993 85044 Rio2 Limited 24-Jul-2018 6482 RioCan Real Estate Investment Trust 1-Jun-1988 33527 Ritchie Bros. Auctioneers Incorporated 23-Jan-2004 7937 River Park Estates Partnership 6-Dec-1983 12-Feb-2002 7508 Rivergate Estates Phase I Limited Partnership 2-Jun-1983 7755 Rivergate Estates Phase II Limited Partnership 2-Sep-1983 7902 Rivergate Estates Phase III Limited Partnership 3-Aug-1984 10416 RKW Standardbred Limited Partnership (CT) 26-Jun-1987 11-Apr-2002 5906 Robson Petroleum Ltd. (CT) 17-Nov-1981 11-Apr-2002 50730 Roca Mines Inc. 7-Nov-2002 38759 Rochester Resources Ltd. 3-Jul-1990 82779 Rocky Mountain Dealerships Inc. 11-Dec-2007 83457 Rocky Mountain Liquor Inc. 11-Mar-2008 83991 Rodinia Oil Corp. 20-May-2010 5222 Rogers Communications Inc. 12-Sep-1980 89169 Rogers Sugar Inc. 1-Jan-2011 71404 Roman Corporation Limited (T) 3-May-2004 97899 ROMC Trust 7-Jun-2016 100614 Roots Corporation 18-Oct-2017 49849 Rosehearty Energy Inc. 15-Oct-2002 89930 Roxgold Inc. 17-Mar-2014 6010 Royal Bank of Canada 24-Nov-1981 49447 Royal Gold, Inc. 16-Jul-2004 103559 Royal Helium Ltd. 7-Jan-2020 88804 Royal Nickel Corporation 10-Dec-2010 5795 Royal View Apartments (CT) 26-Jun-1981 19-Feb-1993 103310 RP Alternative Global Bond Fund 5-Jun-2019 97434 RP Strategic Income Plus Fund 2-Mar-2016 86705 Rubicon Minerals Corporation 6-Nov-2009 101939 Rubicon Organics Inc. 3-Oct-2018 85391 Rusoro Mining Ltd. 15-Dec-2008 5714 Russel Metals Inc. 1-Dec-1983




41318 Russell Investments Balanced Growth 10-Aug-2000 93617 Russell Investments Canadian Cash Fund 9-Jul-2013 86146 Russell Investments Canadian Dividend Class 20-Jul-2009 86147 Russell Investments Canadian Dividend Pool 20-Jul-2009 84902 Russell Investments Canadian Equity Class 28-Oct-2008 20367 Russell Investments Canadian Equity Pool 5-Jan-1993 41320 Russell Investments Canadian Fixed Income Fund 10-Aug-2000 91065 Russell Investments Conservative Income 16-Dec-2011 91135 Russell Investments Conservative Income Class 16-Jan-2012 72937 Russell Investments Diversified Monthly Income 4-Nov-2004 84903 Russell Investments Diversified Monthly Income Class 28-Oct-2008 84904 Russell Investments Emerging Markets Equity Class 28-Oct-2008 30742 Russell Investments Emerging Markets Equity Pool 31-Jan-1997 99916 Russell Investments ESG Global Equity Fund 6-Jul-2017 84906 Russell Investments Fixed Income Class 28-Oct-2008 20369 Russell Investments Fixed Income Pool 5-Jan-1993 92680 Russell Investments Focused Canadian Equity Class 6-Dec-2012 92681 Russell Investments Focused Canadian Equity Pool 6-Dec-2012 94266 Russell Investments Focused Global Equity Class 28-Nov-2013 94267 Russell Investments Focused Global Equity Pool 28-Nov-2013 90598 Russell Investments Focused US Equity Class 14-Sep-2011 90599 Russell Investments Focused US Equity Pool 14-Sep-2011 84905 Russell Investments Global Equity Class 28-Oct-2008 34268 Russell Investments Global Equity Pool 29-Jan-1998 91992 Russell Investments Global High Income Bond Class 4-Jul-2012 91064 Russell Investments Global High Income Bond Pool 16-Dec-2011 97116 Russell Investments Global Infrastructure Class 3-Jul-2015 92778 Russell Investments Global Infrastructure Pool 21-Jan-2013 92779 Russell Investments Global Real Estate Pool 21-Jan-2013 88494 Russell Investments Global Smaller Companies Class 26-Oct-2010 88495 Russell Investments Global Smaller Companies Pool 28-Oct-2010 82512 Russell Investments Global Unconstrained Bond Pool 25-Oct-2007 83504 Russell Investments Income Essentials 14-Mar-2008 84909 Russell Investments Income Essentials Class 28-Oct-2008 94801 Russell Investments Inflation Linked Bond Fund 1-Apr-2014 41319 Russell Investments Long-Term Growth 10-Aug-2000 84907 Russell Investments Money Market Class 28-Oct-2008 34269 Russell Investments Money Market Pool 29-Jan-1998 101717 Russell Investments Multi-Factor Canadian Equity Pool 5-Jul-2018 102380 Russell Investments Multi-Factor Global Balanced 22-Nov-2018 99745 Russell Investments Multi-Factor International Equity Pool 6-Apr-2017 101341 Russell Investments Multi-Factor US Equity Pool 6-Apr-2018 84908 Russell Investments Overseas Equity Class 28-Oct-2008 41322 Russell Investments Overseas Equity Fund 10-Aug-2000 20371 Russell Investments Overseas Equity Pool 5-Jan-1993




92781 Russell Investments Real Assets 5-Jul-2018 91993 Russell Investments Short Term Income Class 4-Jul-2012 91994 Russell Investments Short Term Income Pool 4-Jul-2012 84910 Russell Investments US Equity Class 28-Oct-2008 20370 Russell Investments US Equity Pool 5-Jan-1993 102861 Russell Investments Yield Opportunities Pool 19-Feb-2019 97153 RYU Apparel Inc. 25-Jan-2017 9922 S & M Photolabels Inc. (CT) 10-Dec-1986 04-Feb-1993 81000 S Split Corp. 27-Apr-2007 86127 Sabina Gold & Silver Corp. 23-Feb-2011 30310 Saco SmartVision Inc. (CT) 15-Nov-1996 18-Apr-2002 100019 Sagicor Financial Company Ltd. 18-May-2017 90141 Samco Gold Limited 28-Jun-2011 5169 Samex Mining Corp. 3-Mar-1980 79796 Samoth Oilfield Inc. 9-Nov-2006 79601 San Gold Corporation 27-Jul-2010 77769 Sanatana Resources Inc. 30-Nov-2005 5843 Sandhurst (CT) 9-Dec-1981 17-Feb-1993 86443 Sandspring Resources Ltd. 16-Nov-2009 85763 Sandstorm Gold Ltd. 16-Apr-2009 101457 Sangoma Technologies Corporation 8-Jul-2019 93000 Santacruz Silver Mining Ltd. 5-Feb-2013 33237 Saputo Inc. 6-Oct-1997 90843 Sarama Resources Ltd. 26-Oct-2011 6034 Sarcee Trail Place (CT) 21-Nov-1979 19-Feb-1993 101408 Sarment Holding Limited 27-Jul-2018 5739 *Saskatoon Square Limited Partnership (CT) 27-Jun-1980 23-Mar-2001 5738 *Saskatoon Tower (CT) 14-Dec-1979 04-Nov-1992 39847 *SaskWorks Venture Fund Inc. 22-Dec-1999 28285 Saturn (Solutions) Inc. (T) 26-Feb-1996 84762 Savaria Corporation 27-Apr-2018 87500 Sceptre Ventures Inc. 8-Apr-2010 95645 Scotia Aria Conservative Build Portfolio 20-Nov-2014 95646 Scotia Aria Conservative Core Portfolio 20-Nov-2014 95647 Scotia Aria Conservative Pay Portfolio 20-Nov-2014 102171 Scotia Aria Equity Build Portfolio 11-Oct-2018 102172 Scotia Aria Equity Defend Portfolio 11-Oct-2018 102173 Scotia Aria Equity Pay Portfolio 11-Oct-2018 95648 Scotia Aria Moderate Build Portfolio 20-Nov-2014 95649 Scotia Aria Moderate Core Portfolio 20-Nov-2014 95650 Scotia Aria Moderate Pay Portfolio 20-Nov-2015 95651 Scotia Aria Progressive Build Portfolio 20-Nov-2014 95652 Scotia Aria Progressive Core Portfolio 20-Nov-2014 95653 Scotia Aria Progressive Pay Portfolio 20-Nov-2014 17594 Scotia Balanced Opportunities Fund 21-Apr-1972




86292 Scotia Bond Fund 20-Aug-2009 15767 Scotia Canadian Balanced Fund 21-Jun-1990 13172 Scotia Canadian Blue Chip Fund 27-Jan-1987 39990 Scotia Canadian Bond Index Fund 6-Oct-1999 91802 Scotia Canadian Dividend Class 24-May-2012 20449 Scotia Canadian Dividend Fund 23-Dec-1992 92628 Scotia Canadian Equity Blend Class 23-Nov-2012 17596 Scotia Canadian Growth Fund 21-Apr-1972 13129 Scotia Canadian Income Fund 26-May-1988 30439 Scotia Canadian Index Fund 17-Dec-1996 20450 Scotia Canadian Small Cap Fund 23-Dec-1992 22273 Scotia CanAm Index Fund 29-Sep-1993 94443 Scotia Conservative Fixed Income Portfolio 16-Jan-2014 76061 Scotia Diversified Monthly Income Fund 17-Jun-2005 88152 Scotia Dividend Balanced Fund 27-Aug-2010 104329 Scotia Emerging Markets Equity Fund 23-Jan-2020 29715 Scotia European Fund 30-Sep-1996 94444 Scotia Floating Rate Income Fund 17-Jan-2014 88153 Scotia Global Balanced Fund 27-Aug-2010 24316 Scotia Global Bond Fund 6-Jul-1994 91798 Scotia Global Dividend Class 24-May-2012 88154 Scotia Global Dividend Fund 27-Aug-2010 17591 Scotia Global Growth Fund 21-Apr-1972 44079 Scotia Global Opportunities Fund 13-Dec-2000 44080 Scotia Global Small Cap Fund 13-Dec-2000 90271 Scotia Income Advantage Fund 11-Jul-2011 85310 Scotia Innova Balanced Growth Portfolio 15-Jan-2009 91797 Scotia INNOVA Balanced Growth Portfolio Class 24-May-2012 85311 Scotia Innova Balanced Income Portfolio 15-Jan-2009 91796 Scotia INNOVA Balanced Income Portfolio Class 24-May-2012 85312 Scotia Innova Growth Portfolio 15-Jan-2009 91795 Scotia INNOVA Growth Portfolio Class 24-May-2012 85313 Scotia Innova Income Portfolio 15-Jan-2009 85314 Scotia Innova Maximum Growth Portfolio 15-Jan-2009 91793 Scotia INNOVA Maximum Growth Portfolio Class 24-May-2012 92630 Scotia International Equity Blend Class 23-Nov-2012 44078 Scotia International Equity Fund 13-Dec-2000 39991 Scotia International Index Fund 6-Oct-1999 16523 Scotia Money Market Fund 11-Sep-1990 19796 Scotia Mortgage Income Fund 14-Oct-1992 44110 Scotia Nasdaq Index Fund 14-Dec-2000 50854 Scotia Partners Balanced Growth Portfolio 2-Dec-2002 97423 Scotia Partners Balanced Growth Portfolio Class 25-Jan-2016 50788 Scotia Partners Balanced Income Portfolio 2-Dec-2002 97424 Scotia Partners Balanced Income Portfolio Class 25-Jan-2016




50855 Scotia Partners Growth Portfolio 2-Dec-2002 97425 Scotia Partners Growth Portfolio Class 25-Jan-2016 88155 Scotia Partners Income Portfolio 27-Aug-2010 50856 Scotia Partners Maximum Growth Portfolio 2-Dec-2002 97426 Scotia Partners Maximum Growth Portfolio Class 25-Jan-2016 19501 Scotia Premium T-Bill Fund 26-Aug-1992 88146 Scotia Private Emerging Markets Pool 13-Sep-2010 48231 Scotia Private American Core-Plus Bond Pool 30-Jan-2002 98739 Scotia Private Canadian All Cap Equity Pool 15-Nov-2016 104330 Scotia Private Canadian Core Bond Pool 23-Jan-2020 68390 Scotia Private Canadian Corporate Bond Pool 3-Nov-2003 76057 Scotia Private Canadian Equity Pool 17-Jun-2005 31779 Scotia Private Canadian Growth Pool 9-Sep-1997 48237 Scotia Private Canadian Mid Cap Pool 30-Jan-2002 90962 Scotia Private Canadian Preferred Share Pool 1-Dec-2011 31788 Scotia Private Canadian Small Cap Pool 9-Sep-1997 31780 Scotia Private Canadian Value Pool 9-Sep-1997 102174 Scotia Private Diversified International Equity Pool 11-Oct-2018 98740 Scotia Private Fundamental Canadian Equity Pool 15-Nov-2016 98741 Scotia Private Global Credit Pool 31-Dec-2016 31781 Scotia Private Global Equity Pool 9-Sep-1997 100661 Scotia Private Global High Yield Pool 3-Oct-2017 100662 Scotia Private Global Infrastructure Pool 15-Nov-2017 98742 Scotia Private Global Low Volatility Equity Pool 15-Nov-2016 48235 Scotia Private Global Real Estate Pool 30-Jan-2002 104016 Scotia Private High Yield Bond Pool 18-Nov-2019 31783 Scotia Private High Yield Income Pool 9-Sep-1997 31784 Scotia Private Income Pool 9-Sep-1997 76058 Scotia Private International Core Equity Pool 17-Jun-2005 31785 Scotia Private International Equity Pool 9-Sep-1997 102175 Scotia Private International Growth Equity Pool 11-Oct-2018 48240 Scotia Private International Small to Mid Cap Value Pool 30-Jan-2002 76059 Scotia Private North American Dividend Pool 17-Jun-2005 96851 Scotia Private Premium Income Pool 1-Jun-2015 92636 Scotia Private Real Estate Income Pool 23-Nov-2012 82561 Scotia Private Short-Mid Government Bond Pool 2-Nov-2007 31787 Scotia Private Strategic Balanced Pool 9-Sep-1997 98743 Scotia Private Total Return Bond Pool 15-Nov-2016 90963 Scotia Private U.S. Dividend Pool 18-Nov-2019 44772 Scotia Private U.S. Large Cap Growth Pool 29-Jan-2001 48238 Scotia Private U.S. Mid Cap Value Pool 30-Jan-2002 31778 Scotia Private U.S. Value Pool 9-Sep-1997 104017 Scotia Private World Infrastructure Pool 18-Nov-2019 22275 Scotia Resource Fund 29-Sep-1993 38431 Scotia Schools Trust 7-May-1999




66502 Scotia Selected Balanced Growth Portfolio 25-Apr-2003 66501 Scotia Selected Balanced Income Portfolio 25-Apr-2003 66503 Scotia Selected Growth Portfolio 25-Apr-2003 92634 Scotia Selected Income Portfolio 23-Nov-2012 51813 Scotia Selected Maximum Growth Portfolio 25-Apr-2003 88156 Scotia Short Term Bond Fund 27-Aug-2010 101521 Scotia Strategic Canadian Equity ETF Portfolio 23-May-2018 101520 Scotia Strategic Fixed Income ETF Portfolio 23-May-2018 101519 Scotia Strategic International Equity ETF Portfolio 23-May-2018 101518 Scotia Strategic U.S. Equity ETF Portfolio 23-May-2018 18235 Scotia T-Bill Fund 11-Oct-1991 90272 Scotia U.S. $ Balanced Fund 11-Jul-2011 18470 Scotia U.S. $ Bond Fund 4-Dec-1991 29716 Scotia U.S. $ Money Market Fund 30-Sep-1996 9997 Scotia U.S. Blue Chip Fund 4-Jan-1987 92635 Scotia U.S. Dividend Fund 23-Nov-2012 92631 Scotia U.S. Equity Blend Class 23-Nov-2012 30441 Scotia U.S. Index Fund 17-Dec-1996 44076 Scotia U.S. Opportunities Fund 13-Dec-2000 49083 Scotiabank Capital Trust 23-Apr-2002 103503 SDX Energy plc 27-May-2019 98752 Seabridge Gold Inc. 11-Apr-2017 8153 Sears Canada Inc. 16-Aug-1988 83822 Secure Energy Services Inc. 24-Mar-2010 27056 Securex Ltd. 3-Oct-1995 11017 Security Home Mortgage Investment Corporation (CT) 3-Feb-1989 16-Apr-2002 79036 Sedibelo Platinum Mines Limited 28-Jul-2006 79921 Select 100e Managed Portfolio Corporate Class 27-Nov-2006 79923 Select 20i80e Managed Portfolio Corporate Class 27-Nov-2006 79924 Select 30i70e Managed Portfolio Corporate Class 27-Nov-2006 79925 Select 40i60e Managed Portfolio Corporate Class 27-Nov-2006 79926 Select 50i50e Managed Portfolio Corporate Class 27-Nov-2006 79927 Select 60i40e Managed Portfolio Corporate Class 27-Nov-2006 79928 Select 70i30e Managed Portfolio Corporate Class 27-Nov-2006 79929 Select 80i20e Managed Portfolio Corporate Class 27-Nov-2006 77638 Select Canadian Equity Managed Corporate Class 9-Nov-2005 79930 Select Canadian Equity Managed Fund 22-Nov-2006 88037 Select Income Managed Corporate Class 22-Jul-2010 77640 Select International Equity Managed Corporate Class 12-Nov-2005 79932 Select International Equity Managed Fund 22-Nov-2006 77641 Select Staging Fund 12-Nov-2005 77642 Select U.S.Equity Managed Corporate Class 31-Dec-2005 72408 SemBioSys Genetics Inc. 25-Nov-2004 18353 Semi-Tech Corporation (CT) 8-Jul-1992 16-Apr-2002 84363 Sendero Mining Corp. 26-Aug-2008




93867 Senior Secured Floating Rate Loan Fund 21-Aug-2013 90032 Sentry All Cap Income Class 30-May-2011 30785 Sentry All Cap Income Fund 20-Jan-1997 78158 Sentry Canadian Income Class 28-Mar-2006 47327 Sentry Canadian Income Fund 12-Feb-2002 41011 Sentry Canadian Opportunities Class 6-Mar-2000 91223 Sentry Conservative Balanced Income Class 26-Jan-2012 87305 Sentry Conservative Balanced Income Fund 5-Mar-2010 95444 Sentry Conservative Income Portfolio 16-Sep-2014 100049 Sentry Defensive Income Portfolio 22-Jun-2018 98084 Sentry Energy Private Trust 20-Jun-2017 95445 Sentry Growth and Income Portfolio 16-Sep-2014 95446 Sentry Growth Portfolio 16-Sep-2014 95447 Sentry Income Portfolio 16-Sep-2014 83598 Sentry Precious Metals Class 15-Apr-2008 34791 Sentry Precious Metals Fund 11-Feb-1998 98096 Sentry Real Growth Pool Class 16-Jun-2016 98097 Sentry Real Income 1941-45 Class 16-Jun-2016 81156 Sentry Select Primary Metals Corp. 25-May-2007 95010 Sentry Small/Mid Cap Income Class 22-Jun-2018 77108 Sentry Small/Mid Cap Income Fund 28-Jul-2005 91821 Sentry U.S. Growth and Income Class 29-May-2012 47161 Sentry U.S. Growth and Income Corporate Class 3-Aug-2001 97824 Sentry U.S. Growth and Income Currency Neutral Class 13-Apr-2016 90033 Sentry U.S. Growth and Income Fund 30-May-2011 93060 Sentry U.S. Monthly Income Fund 1-Mar-2013 78343 Serica Energy PLC 20-Dec-2007 93841 Serinus Energy plc 24-Jun-2013 77758 Serrano Resources Ltd. 28-Nov-2005 31832 Serval Integrated Energy Services (CT) 8-May-1997 16-Apr-2002 5354 Seven Evergreen Apartment Project 9-Dec-1980 84489 Seven Generations Energy Ltd. 29-Oct-2014 95762 ShaMaran Petroleum Corp. 23-Dec-2014 8468 Shape Of Things To Come (CT) 27-Dec-1978 02-Feb-1993 8537 Shaughnessy House Limited Partnership (CT) 3-Oct-1984 16-Apr-2002 7444 Shaw Communications Inc. 8-Apr-1983 13678 ShawCor Ltd. 1-Oct-1967 6216 Sherobee Glen Limited Partnership 30-Jul-1982 27837 Sherritt International Corporation 20-Dec-1995 101459 Sherwood Copper Corporation 102897 Shine Box Capital Corp. 7-Mar-2019 96565 Shopify Inc. 20-May-2015 76096 Shoreline Energy Corp. 30-Jun-2005 78275 Short Term Bond Fund 9-Mar-2006 93588 Short Term Bond Fund (Portico) 7-Jul-2016




82421 Short Term Income Corporate Class 2-Oct-2007 21057 Short Term Income Pool 19-Apr-1993 91988 Short Term Investment Fund 6-Jul-2012 87306 Sienna Senior Living Inc. 15-Mar-2010 38665 Sierra Wireless, Inc. 7-May-1999 47148 Signature Asian Opportunities Corporate Class 3-Aug-2001 5959 Signature Asian Opportunities Fund 9-Nov-1981 79279 Signature Canadian Balanced Corporate Class 31-Jul-2006 32622 Signature Canadian Balanced Fund 27-Jun-1997 50745 Signature Canadian Bond Corporate Class 18-Sep-2002 20615 Signature Canadian Bond Fund 21-Jan-1993 93142 Signature Cash Management Fund 3-Apr-2013 97322 Signature Core Bond Plus Pool 21-Dec-2015 92250 Signature Corporate Bond Class 31-Aug-2012 67430 Signature Corporate Bond Corporate Class 23-Jul-2003 47784 Signature Corporate Bond Fund 20-Dec-2001 86641 Signature Diversified Yield Corporate Class 11-Nov-2009 89112 Signature Diversified Yield Fund 11-Feb-2011 50717 Signature Dividend Corporate Class 18-Sep-2002 30045 Signature Dividend Fund 30-Oct-1996 47147 Signature Emerging Markets Corporate Class 3-Aug-2001 18030 Signature Emerging Markets Fund 16-Sep-1991 50520 Signature Global Bond Corporate Class 18-Sep-2002 19964 Signature Global Bond Fund 23-Sep-1992 92695 Signature Global Dividend Corporate Class 21-Dec-2012 46636 Signature Global Energy Corporate Class 3-Aug-2001 80595 Signature Global Income & Growth Corporate Class 22-Feb-2007 80596 Signature Global Income & Growth Fund 26-Feb-2007 80304 Signature Global Infrastructure Fund 30-Jan-2007 93427 Signature Global REIT Class 7-Jun-2013 34790 Signature Global REIT Fund 11-Feb-1998 46632 Signature Global Resource Corporate Class 3-Aug-2001 31589 Signature Global Resource Fund 15-Apr-1997 46645 Signature Global Technology Corporate Class 3-Aug-2001 88488 Signature Gold Corporate Class 14-Dec-2010 50286 Signature High Income Corporate Class 18-Sep-2002 30732 Signature High Income Fund 30-Dec-1996 87752 Signature High Yield Bond Class 28-May-2010 91056 Signature High Yield Bond Corporate Class 30-Dec-2011 93620 Signature High Yield Bond Fund 30-Jul-2013 75311 Signature Income & Growth Corporate Class 31-Mar-2005 43261 Signature Income & Growth Fund 16-Nov-2000 102188 Signature Option Income Pool 11-Oct-2018 97321 Signature Preferred Share Fund 21-Dec-2015 46634 Signature Select Canadian Corporate Class 18-Sep-2002




35973 Signature Select Canadian Fund 20-May-1998 5697 Signature Short-Term Bond Fund 10-Aug-1976 7788 Siltronics Ltd. (CT) 29-Sep-1983 04-Feb-1993 100330 Silver Bear Resources Plc 30-Jun-2017 97771 Silver Bullion Trust 17-May-2016 102502 Silver Elephant Mining Corp. 16-Nov-2018 78624 Silvercorp Metals Inc 20-Apr-2006 97968 SilverCrest Metals Inc. 1-Oct-2015 9674 Silversword Corporation (CT) 6-Nov-1986 16-Apr-2002 96983 Sintana Energy Inc. (formerly Mobius Resources Inc.) 6-Aug-2015 95006 Sionna Opportunities Fund 15-May-2016 49495 Sionna Strategic Income Fund 26-Jun-2002 72665 SIR ROYALTY INCOME FUND 1-Oct-2004 100183 Sirius XM Holdings Inc. 25-May-2017 39528 Skeena Resources Limited 13-May-2005 11672 SKG INTERACTIVE INC. (CT) 24-Feb-1989 18-Apr-2002 102370 SLANG Worldwide Inc. 21-Jan-2019 92721 Slate Office REIT 18-Dec-2012 91520 Slate Retail REIT 30-Mar-2012 23864 Slater Steel Inc. (T) 12-Sep-1995 96725 Sleep Country Canada Holdings Inc. 23-Jun-2015 32489 SLMsoft Inc. (T) 8-Jul-1997 102663 SmartBe Global Value Momentum Trend Index ETF 17-Jan-2019 50531 SmartCentres Real Estate Investment Trust 24-Oct-2002 9491 SNC-Lavalin Group Inc. 27-May-1986 31828 Snow Leopard Resources Inc. (T) 8-May-1997 39108 SNV Group Ltd. (CT) 8-Sep-1999 26-Apr-2002 37508 Sobeys Inc. 17-Nov-1998 103362 Societerra 100 per cent Equity Portfolio 28-Jun-2019 85318 SocieTerra Balanced Portfolio 16-Jan-2009 85320 SocieTerra Conservative Portfolio 16-Jan-2009 44445 SocieTerra Growth Portfolio 1-Jan-2000 85319 SocieTerra Maximum Growth Portfolio 16-Jan-2009 104574 SocieTerra Moderate Portfolio 3-Apr-2020 77835 Solara Exploration Ltd 19-Dec-2005 102015 Solaris Copper Inc. 3-Aug-2018 100445 SOLITARIO ZINC CORP. 13-Jul-2017 78861 Sona Nanotech Inc. 15-Jun-2006 28512 Sonde Resources Corp. 28-Oct-1999 7660 Sonor Investments Limited 1-Oct-1967 8016 Sonora Diamond Corp. Ltd. (CT) 27-Feb-1984 23-Apr-2002 91392 SOPerior Fertilizer Corp. 28-Nov-2012 72129 Sophiris Bio Inc. 30-Jun-2004 99640 Source Energy Services Ltd. 7-Apr-2017 24211 *South West Terminal Ltd. 15-Nov-1994




81681 Southern Pacific Resource Corp. 16-Nov-2007 5728 Southern Tier Gas Producers Ltd. (CT) 22-Aug-1979 19-Feb-1993 71648 SouthGobi Resources Ltd. 22-Jan-2010 5837 Southland Tower I L.P. (CT) 13-Aug-1981 17-Feb-1993 13198 *Southwest Venture Capital Corporation (CT) 7-May-1987 29-Mar-2003 82461 Spackman Equities Group Inc. 5-Oct-2007 100328 Spark Power Group Inc. 25-Jul-2017 50958 Specialty Foods Group Income Fund 3-Mar-2003 94817 Spectra7 Microsystems Inc. 24-Mar-2014 37993 Spectral Medical Inc. 10-Feb-2016 103240 Spectre Capital Corp. 26-Aug-2019 101465 Spey Resources Corp. 28-Jun-2018 97636 Sphere FTSE Emerging Markets Sustainable Yield Index ETF 4-Apr-2016 96749 Spin Master Corp. 22-Jul-2015 8010 Spinnaker Development Corporation (CT) 15-May-1984 16-Apr-2002 83797 Sprott Inc. 8-May-2008 101080 Sprott Physical Gold and Silver Trust 16-Jan-2018 86398 Sprott Physical Gold Trust 25-Feb-2010 91335 Sprott Physical Platinum and Palladium Trust 18-Dec-2012 88208 Sprott Physical Silver Trust 27-Oct-2010 99736 Sprott Resource Holdings Inc. 4-Apr-2017 93349 Spyglass Resources Corp. 28-Mar-2013 69473 SRAI Capital Corp. 6-Jan-2004 101584 SRG Graphite Inc. 11-May-2018 32600 SSR Mining Inc. 10-May-2006 87935 St. Augustine Gold and Copper Limited 5-Jul-2010 9789 St. Clair Paint & Wallpaper Corporation (CT) 29-Oct-1986 16-Apr-2002 9626 St. James Square Limited Partnership 18-Aug-1986 6067 Stabell Resources Inc (CT) 23-Dec-1981 25-Feb-1993 86396 Stampede Drilling Inc. 5-Oct-2009 103069 Standard Lithium Ltd. 15-Mar-2019 7981 Standard Modern Technologies Corp. (CT) 19-Jan-1984 19-Feb-1993 6440 Stanley Park Place Apartments (CT) 8-Dec-1982 17-Feb-1993 23708 Stantec Inc. 16-Mar-1994 9681 *Star Diamond Corporation 15-Sep-1986 33534 Star Navigation Systems Group Ltd. 2-Dec-1997 24074 Star Properties Inc. (CT) 1-Feb-1996 16-Apr-2002 102042 Starlight Global Infrastructure Fund 25-Sep-2018 102043 Starlight Global Real Estate Fund 25-Sep-2018 102390 Starlight Hybrid Global Real Assets Trust 29-Nov-2018 104358 Starlight U.S. Multi-Family (No. 1) Core Plus Fund 31-Jan-2020 102725 Steadyhand Builders Fund 16-Feb-2019 80170 Steadyhand Equity Fund 13-Feb-2007 91132 Steadyhand Founders Fund 15-Feb-2019 80166 Steadyhand Global Equity Fund 13-Feb-2007




102726 Steadyhand Global Small-Cap Equity Fund 21-Feb-2020 80167 Steadyhand Income Fund 13-Feb-2007 80168 Steadyhand Savings Fund 13-Feb-2007 80169 Steadyhand Small-Cap Equity Fund 13-Feb-2007 100653 Stelco Holdings Inc. 2-Nov-2017 24073 Stella-Jones Inc. 14-Jun-1994 99598 STEP Energy Services Ltd. 25-Apr-2017 100769 Steppe Gold Ltd. 27-Sep-2017 76968 Sterling Shoes Inc. 1-Jul-2010 96700 Stingray Digital Group Inc. 26-May-2015 95281 Stone American Dividend Growth Fund 23-Jun-2014 88046 Stone American Dividend Growth Fund (Corporate Class) 29-Jul-2010 95282 Stone Covered Call Canadian Banks Plus Fund 23-Jul-2014 90814 Stone Covered Call Canadian Banks Plus Fund (Corporate 14-Nov-2011 Class) 5723 Stone Dividend Growth Class 12-Apr-1958 67354 Stone Dividend Yield Hog Fund 27-Jun-2003 83761 Stone Europlus Fund 5-May-2008 30523 Stone Global Balanced Fund 20-Dec-1996 78922 Stone Global ESG Strategy Fund 8-Sep-2006 37586 Stone Global Growth Fund 31-Dec-1998 26438 Stone Growth Fund 1-Jun-1995 79992 Stone Investment Group Limited 22-Dec-2006 72725 Stone Small Companies Fund 28-Sep-2004 42407 *Stoney Case Capital Corp. (CT) 4-May-2000 02-Oct-2003 82341 StorageVault Canada Inc. 15-Oct-2007 88380 Storm Resources Ltd. 17-Aug-2010 88549 Strad Energy Services Inc. 15-Nov-2010 78918 Strategic Oil & Gas Ltd. 29-Sep-2010 77096 Strategic Resources Inc. 13-Jul-2005 8101 Strathearn House Group Limited (CT) 27-Mar-1984 16-Apr-2002 16623 Stuart Olson Inc. 15-Oct-1987 103574 Subversive Capital Acquisition Corp. 10-Jul-2019 104306 Subversive Real Estate Acquisition REIT LP 23-Dec-2019 95791 Sulliden Mining Capital Inc. 5-Aug-2014 93038 Summit Industrial Income REIT 14-Feb-2013 6354 Summit Limited Partnership (CT) 10-Nov-1982 16-Apr-2002 22335 Sun Life Assurance Company of Canada 24-May-2001 93652 Sun Life BlackRock Canadian Balanced Class 1-Aug-2013 89618 Sun Life BlackRock Canadian Balanced Fund 2-Mar-2011 93653 Sun Life BlackRock Canadian Composite Equity Class 1-Aug-2013 89621 Sun Life BlackRock Canadian Composite Equity Fund 11-Apr-2011 93654 Sun Life BlackRock Canadian Equity Class 1-Aug-2013 89620 Sun Life BlackRock Canadian Equity Fund 7-Apr-2011 89619 Sun Life BlackRock Canadian Universe Bond Fund 11-Apr-2011




47286 Sun Life Capital Trust 12-Oct-2001 104229 Sun Life Core Advantage Credit Private Pool 14-Feb-2020 95900 Sun Life Dynamic American Value Fund 30-Jan-2015 97165 Sun Life Dynamic Energy Fund 31-Jul-2015 93655 Sun Life Dynamic Equity Income Class 1-Aug-2013 92704 Sun Life Dynamic Equity Income Fund 15-Jan-2013 93656 Sun Life Dynamic Strategic Yield Class 1-Aug-2013 92705 Sun Life Dynamic Strategic Yield Fund 15-Jan-2013 40914 Sun Life Excel China Fund 27-Jan-2000 94010 Sun Life Excel Emerging Markets Balanced Fund 8-Oct-2015 90532 Sun Life Excel Emerging Markets Fund 30-Aug-2011 88382 Sun Life Excel High Income Fund 27-Oct-2010 97612 Sun Life Excel India Balanced Fund 22-Apr-2016 31593 Sun Life Excel India Fund 21-Dec-1998 97613 Sun Life Excel New India Leaders Fund 22-Apr-2016 39041 Sun Life Financial 23-Mar-2000 96131 Sun Life Franklin Bissett Canadian Equity Class 31-Jul-2015 104230 Sun Life Global Dividend Private Pool 14-Feb-2020 104231 Sun Life Global Tactical Yield Private Pool 14-Feb-2020 97381 Sun Life Granite Tactical Completion Fund 31-Jul-2015 96132 Sun Life Invesco Canadian Class 27-Mar-2015 101639 Sun Life JPMorgan International Equity Fund 18-Jul-2018 93657 Sun Life Managed Balanced Class 1-Aug-2013 93658 Sun Life Managed Balanced Growth Class 1-Aug-2013 90992 Sun Life Managed Balanced Growth Portfolio 12-Jan-2012 90993 Sun Life Managed Balanced Portfolio 12-Jan-2012 93659 Sun Life Managed Conservative Class 1-Aug-2013 90994 Sun Life Managed Conservative Portfolio 12-Jan-2012 92706 Sun Life Managed Enhanced Income Portfolio 15-Jan-2013 93660 Sun Life Managed Growth Class 1-Aug-2013 90995 Sun Life Managed Growth Portfolio 12-Jan-2012 92707 Sun Life Managed Income Portfolio 15-Jan-2013 93661 Sun Life Managed Moderate Class 1-Aug-2013 90996 Sun Life Managed Moderate Portfolio 12-Jan-2012 12909 Sun Life MFS Canadian Bond Fund 7-Nov-1988 93663 Sun Life MFS Canadian Equity Growth Class 1-Aug-2013 12908 Sun Life MFS Canadian Equity Growth Fund 7-Nov-1988 93664 Sun Life MFS Dividend Income Class 1-Aug-2013 78348 Sun Life MFS Dividend Income Fund 27-Mar-2006 93665 Sun Life MFS Global Growth Class 1-Aug-2013 88157 Sun Life MFS Global Growth Fund 13-Sep-2010 88158 Sun Life MFS Global Total Return Fund 13-Sep-2010 88159 Sun Life MFS Global Value Fund 13-Sep-2010 93666 Sun Life MFS International Growth Class 1-Aug-2013 88160 Sun Life MFS International Growth Fund 13-Sep-2010




88161 Sun Life MFS International Value Fund 13-Sep-2010 97382 Sun Life MFS Low Volatility Global Equity Fund 31-Jul-2015 97383 Sun Life MFS Low Volatility International Equity Fund 31-Jul-2015 90531 Sun Life MFS Monthly Income Fund 30-Aug-2011 12911 Sun Life MFS U.S. Equity Fund 7-Nov-1988 93667 Sun Life MFS U.S. Growth Class 1-Aug-2013 88162 Sun Life MFS U.S. Growth Fund 13-Sep-2010 88163 Sun Life MFS U.S. Value Fund 13-Sep-2010 88165 Sun Life Milestone 2020 Fund 13-Sep-2010 88166 Sun Life Milestone 2025 Fund 13-Sep-2010 88167 Sun Life Milestone 2030 Fund 13-Sep-2010 88164 Sun Life Milestone 2035 Fund 13-Sep-2010 88168 Sun Life Milestone Global Equity Fund 13-Sep-2010 93668 Sun Life Money Market Class 1-Aug-2013 88169 Sun Life Money Market Fund 13-Sep-2010 90530 Sun Life Multi-Strategy Bond Fund 30-Aug-2011 94363 Sun Life NWQ Flexible Income Fund 24-Jan-2014 98140 Sun Life Opportunistic Fixed Income Fund 13-May-2016 95903 Sun Life Real Assets Fund 30-Jan-2015 100243 Sun Life Ryan Labs U.S. Core Fixed Income Fund 31-Jul-2017 95902 Sun Life Sentry Global Mid Cap Fund 30-Jan-2015 93669 Sun Life Sentry Value Class 1-Aug-2013 92708 Sun Life Sentry Value Fund 15-Jan-2013 102248 Sun Life Tactical Balanced ETF Portfolio 19-Oct-2018 102249 Sun Life Tactical Conservative ETF Portfolio 19-Oct-2018 102250 Sun Life Tactical Equity ETF Portfolio 19-Oct-2018 102251 Sun Life Tactical Fixed Income ETF Portfolio 19-Oct-2018 102252 Sun Life Tactical Growth ETF Portfolio 19-Oct-2018 95904 Sun Life Templeton Global Bond Fund 31-Dec-2015 103302 Sun Residential Real Estate Investment Trust 14-Jun-2019 28176 Sun-Times Media Group, Inc. 1-Aug-1996 5353 Suncoast Petroleum Corporation (CT) 30-Oct-1980 25-Feb-1993 6168 Suncor Energy Inc. 5-Mar-1992 98549 Sundial Growers Inc. 30-Jul-2019 5734 Sunmist Energy '86 Inc. (CT) 2-Jun-1980 19-Feb-1993 67622 SunOpta Inc. 11-Aug-2003 5355 Sunridge Village (CT) 19-Dec-1980 19-Jul-1984 5087 *Sunrise Garden Apartments Co-ownership (CT) 7-Oct-1980 16-Feb-2006 79573 Sunstone Opportunity (2006) Debenture Fund 20-Sep-2006 79575 Sunstone Opportunity (2006) Realty Trust 20-Sep-2006 82453 Sunstone Opportunity (2007) Mortgage Fund 10-Oct-2007 82455 Sunstone Opportunity (2007) Realty Trust 10-Oct-2007 77333 Sunstone Opportunity Fund (2005) Limited Partnership 22-Sep-2005 99237 Superior Gold Inc. 16-Feb-2017 21243 Superior Plus Corp. 31-May-1993




89496 Supremex Inc. 1-Jan-2011 79271 Surge Energy Inc. 25-Jul-2006 104458 Sustainable Infrastructure Dividend Fund 14-Feb-2020 45026 *Sweeprite Mfg. Inc. (CT) 25-Apr-2001 04-Oct-2005 6423 Sydney Advanced Technology (CT) 10-Nov-1982 02-Feb-1993 5978 Sydney Advanced Technology LP (CT) 23-Nov-1981 02-Feb-1993 8344 Sylvan Park Estates Limited Partnership (CT) 31-Aug-1984 16-Apr-2002 84803 Symmetry Balanced Portfolio 21-Nov-2008 84797 Symmetry Balanced Portfolio Class 21-Nov-2008 92350 Symmetry Canadian Bond Fund 4-Oct-2012 92351 Symmetry Canadian Equity Fund 4-Oct-2012 96902 Symmetry Comprehensive Equity Fund 7-Aug-2015 91057 Symmetry Conservative Income Portfolio 5-Jan-2012 91058 Symmetry Conservative Income Portfolio Class 5-Jan-2012 84804 Symmetry Conservative Portfolio 21-Nov-2008 84798 Symmetry Conservative Portfolio Class 21-Nov-2008 80005 Symmetry Equity Portfolio Class 6-Dec-2006 69942 Symmetry Fixed Income Portfolio 8-Feb-2005 84805 Symmetry Growth Portfolio 21-Nov-2008 84800 Symmetry Growth Portfolio Class 21-Nov-2008 92358 Symmetry Low Volatility Fund 4-Oct-2012 84806 Symmetry Moderate Growth Portfolio 21-Nov-2008 84802 Symmetry Moderate Growth Portfolio Class 21-Nov-2008 95469 Symmetry US Equity Fund 6-Oct-2014 90616 Symphony Floating Rate Senior Loan Fund 21-Oct-2011 47155 Synergy American Corporate Class 3-Aug-2001 19963 Synergy American Fund 23-Sep-1992 77323 Synergy Canadian Corporate Class 30-Sep-2005 72471 Synergy Global Corporate Class 29-Jul-2004 79167 Synodon Inc. 29-Sep-2006 102104 T. Rowe Price - IG U.S. Equity Pool 12-Oct-2018 32185 Tactical Sovereign Bond Fund 27-Jun-1997 87694 TAG Oil Ltd 29-Apr-2010 72829 Tahera Diamond Corporation 27-Sep-2004 21337 Taiga Building Products Ltd. 27-May-1993 101551 Taiga Gold Corp. 11-Apr-2018 89949 Talon Metals Corp. 25-Apr-2011 67152 Tamarack Valley Energy Ltd. 4-Mar-2011 85108 Tangerine Balanced Growth Portfolio 18-Nov-2011 85109 Tangerine Balanced Income Portfolio 11-Dec-2008 85107 Tangerine Balanced Portfolio 11-Dec-2008 98718 Tangerine Dividend Portfolio 2-Nov-2016 90922 Tangerine Equity Growth Portfolio 18-Nov-2011 11089 Tap Capital Corporation (CT) 1-Jun-1988 16-Apr-2002 91586 Tarku Resources Ltd. (formerly ITUNA CAPITAL 30-Mar-2012




CORPORATION) 78425 Tarquin Group Inc. 4-Apr-2006 80122 Taseko Mines Limited 23-Oct-2007 10451 Taurus Footwear Inc. (CT) 2-Jul-1987 16-Apr-2002 66609 TC Energy Corporation 15-May-2003 34192 TCT Logistics Inc. (T) 13-Feb-1998 102881 TD Active Global Enhanced Dividend ETF 1-Mar-2019 104446 TD Active Global Equity Growth ETF 2-Mar-2020 103967 TD Active Global Income ETF 4-Nov-2019 104447 TD Active Global Infrastructure Equity ETF 2-Mar-2020 103968 TD Active Global Real Estate Equity ETF 4-Nov-2019 102305 TD Active Preferred Share ETF 1-Nov-2018 104448 TD Active U.S. Enhanced Dividend ETF 2-Mar-2020 103969 TD Active U.S. High Yield Bond ETF 4-Nov-2019 86109 TD Advantage Balanced Growth Portfolio 22-Jul-2009 86110 TD Advantage Balanced Income Portfolio 22-Jul-2009 86113 TD Advantage Balanced Portfolio 22-Jul-2009 23084 TD Asian Growth Fund 23-Dec-1994 13012 TD Balanced Growth Fund 1-Sep-1987 35928 TD Balanced Index Fund 23-Jun-1998 97530 TD Canadian Aggregate Bond Index ETF 1-Mar-2016 87389 TD Canadian Blue Chip Dividend Fund 15-Apr-2010 13017 TD Canadian Bond Fund 9-Feb-1988 31965 TD Canadian Bond Index Fund 5-Jun-1997 81621 TD Canadian Core Plus Bond Fund 24-Jul-2007 34144 TD Canadian Corporate Bond Fund 9-Feb-1998 27666 TD Canadian Diversified Yield Fund 19-Jan-1996 87988 TD Canadian Equity Class 23-Jul-2010 13018 TD Canadian Equity Fund 9-Feb-1988 97535 TD Canadian Equity Index ETF 1-Mar-2016 95303 TD Canadian Equity Pool 28-Jul-2014 91322 TD Canadian Equity Pool Class 24-Feb-2012 8937 TD Canadian Index Fund 29-Aug-1985 27670 TD Canadian Large-Cap Equity Fund 19-Jan-1996 103970 TD Canadian Long Term Federal Bond ETF 4-Nov-2019 92045 TD Canadian Low Volatility Class 27-Jul-2012 94567 TD Canadian Low Volatility Fund 28-Feb-2014 92046 TD Canadian Low Volatility Pool 27-Jul-2012 13019 TD Canadian Money Market Fund 9-Feb-1988 87989 TD Canadian Small-Cap Equity Class 23-Jul-2010 12991 TD Canadian Small-Cap Equity Fund 20-Nov-1986 85462 TD Capital Trust IV 16-Jan-2009 84342 TD Comfort Aggressive Growth Portfolio 25-Jul-2008 84340 TD Comfort Balanced Growth Portfolio 25-Jul-2008 84341 TD Comfort Balanced Income Portfolio 25-Jul-2008




84344 TD Comfort Balanced Portfolio 25-Jul-2008 90282 TD Comfort Conservative Income Portfolio 28-Jul-2011 84343 TD Comfort Growth Portfolio 25-Jul-2008 79242 TD Corporate Bond Plus Fund 1-Sep-2006 9866 TD Diversified Monthly Income Fund 20-Nov-1986 87991 TD Dividend Growth Class 23-Jul-2010 13011 TD Dividend Growth Fund 1-Sep-1987 92047 TD Dividend Income Class 27-Jul-2012 25180 TD Dividend Income Fund 13-Oct-1994 35530 TD Dow Jones Industrial Average Index Fund 17-Apr-1998 17604 TD Emerald Balanced Fund 27-Mar-1992 17602 TD Emerald Canadian Bond Index Fund 28-Jun-1991 17603 TD Emerald Canadian Equity Index Fund 28-Jun-1991 17600 TD Emerald Canadian Short Term Investment Fund 28-Jun-1991 78714 TD Emerald Canadian Treasury Management - Government 26-Jun-2006 of Canada Fund 78715 TD Emerald Canadian Treasury Management Fund 26-Jun-2006 25764 TD Emerald International Equity Index Fund 23-Feb-1995 32725 TD Emerald U.S. Market Index Fund 1-Aug-1997 87992 TD Emerging Markets Class 23-Jul-2010 20118 TD Emerging Markets Fund 23-Nov-1992 93678 TD Emerging Markets Low Volatility Fund 26-Jul-2013 35531 TD European Index Fund 17-Apr-1998 91324 TD Fixed Income Pool 24-Feb-2012 36722 TD FundSmart Managed Aggressive Growth Portfolio 6-Nov-1998 36725 TD FundSmart Managed Balanced Growth Portfolio 6-Nov-1998 36719 TD FundSmart Managed Income & Moderate Growth Portfolio 6-Nov-1998 104449 TD Global Aggregate Bond Index ETF 2-Mar-2020 90285 TD Global Balanced Opportunities Fund 28-Jul-2011 90284 TD Global Conservative Opportunities Fund 28-Jul-2011 23081 TD Global Core Plus Bond Fund 23-Dec-1993 33749 TD Global Entertainment & Communications Fund 14-Nov-1997 101797 TD Global Equity Focused Fund 27-Jul-2018 95304 TD Global Equity Pool 28-Jul-2014 91325 TD Global Equity Pool Class 24-Feb-2012 100256 TD Global Income Fund 28-Jul-2017 92051 TD Global Low Volatility Class 27-Jul-2012 90283 TD Global Low Volatility Fund 28-Jul-2011 97166 TD Global Risk Managed Equity Class 28-Jul-2015 97167 TD Global Risk Managed Equity Fund 28-Jul-2015 92052 TD Global Tactical Monthly Income Fund 27-Jul-2012 102883 TD Global Technology Leaders Index ETF 1-Mar-2019 100257 TD Global Unconstrained Bond Fund 28-Jul-2017 29753 TD Health Sciences Fund 3-Oct-1996 35927 TD High Yield Bond Fund 23-Jun-1998




67760 TD Income Advantage Portfolio 3-Oct-2003 103971 TD Income Builder ETF 4-Nov-2019 81620 TD Income Opportunities Pool 24-Jul-2007 97531 TD International Equity CAD Hedged Index ETF 1-Mar-2016 97532 TD International Equity Index ETF 1-Mar-2016 87996 TD International Growth Class 23-Jul-2010 79245 TD International Growth Fund 1-Sep-2006 33985 TD International Index Currency Neutral Fund 23-Dec-1997 31968 TD International Index Fund 5-Jun-1997 87392 TD International Stock Fund 15-Apr-2010 98940 TD Managed Aggressive Growth ETF Portfolio 26-Jan-2017 36726 TD Managed Aggressive Growth Portfolio 6-Nov-1998 98941 TD Managed Balanced Growth ETF Portfolio 26-Jan-2017 36734 TD Managed Balanced Growth Portfolio 6-Nov-1998 98942 TD Managed Income & Moderate Growth ETF Portfolio 26-Jan-2017 36732 TD Managed Income & Moderate Growth Portfolio 6-Nov-1998 98943 TD Managed Income ETF Portfolio 26-Jan-2017 36730 TD Managed Income Portfolio 6-Nov-1998 36736 TD Managed Index Aggressive Growth Portfolio 31-Oct-2008 36738 TD Managed Index Balanced Growth Portfolio 16-Nov-1999 36741 TD Managed Index Income & Moderate Growth Portfolio 6-Nov-1998 36743 TD Managed Index Income Portfolio 6-Nov-1998 36740 TD Managed Index Maximum Equity Growth Portfolio 6-Nov-1998 98944 TD Managed Maximum Equity Growth ETF Portfolio 26-Jan-2017 36728 TD Managed Maximum Equity Growth Portfolio 6-Nov-1998 35926 TD Monthly Income Fund 23-Jun-1998 40187 TD Nasdaq Index Fund 18-Nov-1999 12993 TD North American Dividend Fund 9-Aug-1989 100258 TD North American Small-Cap Equity Fund 28-Jul-2017 85290 TD Opportunities Pool 15-Jan-2009 24567 TD Precious Metals Fund 27-Jul-1994 20773 TD Premium Money Market Fund 14-Apr-1993 103972 TD Q Canadian Dividend ETF 4-Nov-2019 104450 TD Q Canadian Low Volatility ETF 2-Mar-2020 103973 TD Q Global Dividend ETF 4-Nov-2019 103974 TD Q Global Multifactor ETF 4-Nov-2019 104451 TD Q U.S. Low Volatility ETF 2-Mar-2020 103975 TD Q U.S. Small-Mid-Cap Equity ETF 4-Nov-2019 24566 TD Real Return Bond Fund 27-Jul-1994 23072 TD Resource Fund 31-Dec-1993 93683 TD Retirement Balanced Portfolio 26-Jul-2013 93682 TD Retirement Conservative Portfolio 26-Jul-2013 97168 TD Risk Management Pool 28-Jul-2015 93681 TD Risk Reduction Pool 26-Jul-2013 97169 TD Risk Reduction Pool - US$ 24-Jul-2015




23074 TD Science & Technology Fund 31-Dec-1993 102306 TD Select Short Term Corporate Bond Ladder ETF 1-Nov-2018 102307 TD Select U.S. Short Term Corporate Bond Ladder ETF 1-Nov-2018 29645 TD Short Term Bond Fund 18-Sep-1996 87997 TD Short Term Investment Class 23-Jul-2010 102884 TD Systematic International Equity Low Volatility ETF 1-Mar-2019 92053 TD Tactical Monthly Income Class 27-Jul-2012 92054 TD Tactical Monthly Income Fund 27-Jul-2012 95305 TD Tactical Pool 28-Jul-2014 91326 TD Tactical Pool Class 24-Feb-2012 29787 TD U.S. Blue Chip Equity Fund 3-Oct-1996 87394 TD U.S. Corporate Bond Fund 15-Apr-2010 100259 TD U.S. Dividend Growth Fund 28-Jul-2017 97533 TD U.S. Equity CAD Hedged Index ETF 1-Mar-2016 97534 TD U.S. Equity Index ETF 1-Mar-2016 72592 TD U.S. Equity Portfolio 7-Oct-2004 33986 TD U.S. Index Currency Neutral Fund 23-Dec-1997 9650 TD U.S. Index Fund 16-Oct-1986 103976 TD U.S. Long Term Treasury Bond ETF 4-Nov-2019 93680 TD U.S. Low Volatility Fund 26-Jul-2013 87999 TD U.S. Mid-Cap Growth Class 23-Jul-2010 20114 TD U.S. Mid-Cap Growth Fund 2-Mar-1993 13040 TD U.S. Money Market Fund 9-Feb-1988 90286 TD U.S. Monthly Income Fund 28-Jul-2011 93679 TD U.S. Monthly Income Fund - C$ 26-Jul-2013 20688 TD U.S. Quantitative Equity Fund 1-Feb-1993 97170 TD U.S. Risk Managed Equity Class 28-Jul-2015 97171 TD U.S. Risk Managed Equity Fund 28-Jul-2015 33750 TD U.S. Small-Cap Equity Fund 14-Nov-1997 88000 TD Ultra Short Term Bond Fund 23-Jul-2010 97172 TD US$ Retirement Portfolio 28-Jul-2015 81535 TDb Split Corp. 27-Jul-2007 72670 TearLab Corporation 9-Dec-2004 5537 Teck Resources Limited 17-Nov-1986 36178 Tecsys Inc. 17-Jul-1998 22736 Tee-Comm Electronics Inc. (CT) 25-Oct-1993 16-Apr-2002 32449 Telescene Film Group Inc. (CT) 24-Jun-1997 18-Apr-2002 24068 TELUS Communications Inc. 8-Jun-1972 38436 TELUS Corporation 11-Sep-1990 6000 Temple Green Apartment Project 4-Dec-1981 33267 Templeton EAFE Developed Markets Fund 3-Nov-1997 46072 Templeton Emerging Markets Corporate Class 7-Jun-2001 18196 Templeton Emerging Markets Fund 25-Sep-1991 11151 Templeton Global Bond Fund 13-Jun-1988 93775 Templeton Global Bond Fund (Hedged) 14-Aug-2013




46073 Templeton Global Smaller Companies Corporate Class 7-Jun-2001 11621 Templeton Global Smaller Companies Fund 5-Jan-1989 46066 Templeton Growth Corporate Class 7-Jun-2001 5111 Templeton Growth Fund, Ltd. 28-Aug-1975 46071 Templeton International Stock Corporate Class 7-Jun-2001 11367 Templeton International Stock Fund 6-Jan-1989 89579 Ten Peaks Coffee Company Inc. 1-Jan-2011 13858 Ten Thousand Day War (CT) 18-Oct-1979 04-Feb-1993 81426 TeraGo Inc. 20-Jun-2007 88586 Teranga Gold Corporation 11-Nov-2010 5576 Terato Resources Ltd. (CT) 8-Jan-1980 19-Feb-1993 87449 Terra Energy Corp. 17-Mar-2010 95664 Terra Firma Capital Corporation 6-Oct-2014 92671 TerraVest Capital Inc. 31-Oct-2012 87977 TerraX Minerals Inc. 20-Dec-2019 102009 Tervita Corporation 19-Jul-2018 81372 Tethys Petroleum Limited 20-Jun-2007 83344 Tetra Bio-Pharma Inc. 29-Feb-2008 104185 TGOD Acquisition Corporation 17-Jan-2020 102952 The Alkaline Water Company Inc. 27-Feb-2019 5389 The Bank of Nova Scotia 11-Mar-1981 12501 The Caldwell Partners International Inc. 16-Jun-1989 31748 The Children's Educational Foundation of Canada 3-May-1991 5250 The Cross Winds Apartment Project 3-Oct-1980 34167 The Descartes Systems Group Inc. 14-Jan-1998 85158 The Empire Life Insurance Company 5-Feb-2016 100002 The Flowr Corporation 19-Jun-2017 8593 The GBC American Growth Fund Inc. 24-Oct-1988 11796 The GBC Canadian Bond Fund 25-Jan-1990 11471 The GBC Canadian Growth Fund 28-Nov-1988 103060 THE GBC CORPORATE BOND FUND 8-Apr-2019 103061 THE GBC GLOBAL BALANCED FUND 8-Apr-2019 80096 The GBC Growth and Income Fund 4-Jan-2007 22512 The GBC International Growth Fund 11-Jan-1994 99560 The Green Organic Dutchman Holdings Ltd. 29-Mar-2018 49174 The Keg Royalties Income Fund 21-May-2002 9514 The Lodge At Kananaskis Limited Partnership 23-Jun-1986 5159 The Manufacturers Life Insurance Company 24-May-1994 33363 The McElvaine Investment Trust 23-Dec-2019 81888 The Medipattern Corporation 25-Jul-2007 9877 The Mountain Inn At Ribbon Creek Limited Partnership 3-Dec-1986 89163 The North West Company Inc. 1-Jan-2011 104761 The Pembroke Concentrated Fund 3-Apr-2020 89207 The Second Cup Ltd. 1-Jan-2011 91410 The Stars Group Inc. 27-Mar-2012




95862 The Supreme Cannabis Company, Inc. 12-Oct-2018 77917 The TDL Group Corp. 23-Mar-2006 5499 The Toronto-Dominion Bank 21-May-1981 29172 The Westaim Corporation 2-Jul-1996 97412 The Western Investment Company of Canada Limited 1-Feb-2016 100627 The Yield Growth Corp 19-Jul-2019 22964 Theratechnologies Inc. 9-Dec-1993 16875 Thermal Control Technologies Corp. (CT) 25-Oct-1990 17-May-2002 28726 Thermax International Corp. (T) 2-Apr-1996 92639 theScore, Inc. 1-Jan-2013 19992 Third CGI Mutualization Corporation (CT) 2-Jul-1992 16-Apr-2002 7888 Thomson Reuters Corporation 10-Jun-1987 26586 ThreeD Capital Inc. 11-Apr-1995 78880 Threegold Resources Inc. 21-Jun-2006 5328 Threshold (CT) 4-Dec-1980 04-Nov-1983 101277 THUNDER RIVER ENTERPRISES INC. 9-Feb-2018 5300 Ticket To Heaven (CT) 3-Dec-1980 17-Feb-1993 96255 Tidewater Midstream and Infrastructure Ltd. 8-Apr-2015 101833 Tilray, Inc. 18-Jul-2018 98371 Timbercreek Financial Corp. 30-Jun-2016 96206 Timbercreek Global Real Estate Income Fund 23-Jun-2015 102242 Timeless Capital Corp. 16-Oct-2018 91111 Times Three Wireless Inc. 30-Nov-2011 8330 Timminco Limited 23-Jul-1986 86166 Tinka Resources Limited 28-Mar-2018 84461 Tinkerine Studios Ltd. 31-Aug-2009 100504 Titan Mining Corporation 13-Oct-2017 84778 Titanstar Properties Inc. 3-Oct-2008 88309 Titus Energy Corp 9-Nov-2010 29826 TLC Vision Corporation 25-Sep-1996 96683 TMAC Resources Inc. 29-Jun-2015 92456 TMX Group Limited 14-Sep-2012 41174 Top 10 Canadian Financial Trust 16-Feb-2000 77977 Top 10 Split Trust 31-Jan-2006 92279 Top 20 U.S. Dividend Trust 13-Sep-2012 77773 TORC Oil & Gas Ltd. 2-Nov-2005 87271 Torex Gold Resources Inc. 15-Jan-2010 21742 Toromont Industries Ltd. 2-Jun-1997 8239 Toronto East (Scarborough) Hotel Development Partnership 5-Sep-1984 16-Apr-2002 (CT) 65317 Toronto Hydro Corporation 1-May-2003 7408 Torstar Corporation 1-Oct-1967 92774 Toscana Energy Income Corporation 16-Jan-2013 19896 Total Energy Services Inc. 28-Sep-1992 8073 Total Erickson Resources Ltd. 1-Mar-1984




42103 Touchstone Exploration Inc. 18-Apr-2000 85193 Tourmaline Oil Corp. 16-Nov-2010 5811 Tracan Oil & Gas Ltd. (CT) 14-Jul-1981 25-Feb-1993 80572 TrackX Holdings Inc. 26-Mar-2007 21070 Tradex Bond Fund 19-Apr-1993 52600 Tradex Equity Fund Limited 28-Mar-1989 26417 Tradex Global Equity Fund 1-May-1995 21563 TransAlta Corporation 12-May-1975 93736 TransAlta Renewables Inc. 1-Aug-2013 30690 Transat A.T. Inc. 17-Jan-1997 5564 TransCanada Pipelines Limited 17-Apr-1980 95897 TransCanada Trust 15-May-2017 9552 Transcontinental Inc. 25-Jun-1986 50376 TransForce Inc. 14-May-2008 87638 TransGlobe Apartment Real Estate Investment Trust 7-May-2010 84986 TransGlobe Energy Corporation 14-Feb-2012 7383 Trapper Resources Ltd. (CT) 17-Dec-1979 25-Feb-1993 9683 Travelbyus.com Ltd. (formerly Latingold Inc.) (CT) 15-Oct-1986 26-Apr-2002 27444 Traverse Energy Ltd. 19-Oct-1995 92555 Tree Island Steel Ltd. 1-Oct-2012 99749 Trenchant Capital Corp. 21-Apr-2017 5979 Tretheway L.P. (CT) 15-Dec-1981 02-Feb-1993 90772 Trevali Mining Corporation 1-Nov-2011 92654 Trez Capital Senior Mortgage Investment Corporation 27-Nov-2012 47650 *Tri-Media Integrated Marketing Technologies Inc.(CT) 19-Oct-2001 15-May-2014 41755 Triangulum Corporation (T) 22-Jun-2000 30249 Trican Well Service Ltd. 22-Nov-1996 87606 Tricon Capital Group Inc. 14-May-2010 96664 Trilogy International Partners Inc. 17-Jun-2015 91907 Trilogy Metals Inc. 25-Apr-2012 80772 Trimark Canadian Bond Class 31-May-2007 25166 Trimark Canadian Bond Fund 21-Oct-1994 35508 Trimark Canadian Resources Fund 22-Apr-1998 74985 Trimark Floating Rate Income Fund 18-Jan-2005 40312 Trimark Global High Yield Bond Fund 19-Oct-1999 22858 Trimark Government Income Fund 26-Nov-1993 20164 Trimark Select Canadian Growth Fund 24-Nov-1992 13108 Trimark Select Growth Fund 24-Apr-1989 44775 *TriNexus Holdings Ltd. (CT) 24-Jan-2001 16-Apr-2002 10255 *Trirak Industries Corporation (CT) 22-May-1987 22-Dec-1987 102277 TriSummit Utilities Inc. 18-Oct-2018 99635 Trisura Group Ltd. 15-May-2017 90690 Triumph Ventures II Corporation 22-Nov-2011 93300 Troilus Gold Corp. 26-Apr-2019 92988 True North Commercial Real Estate Investment Trust 6-Feb-2013




103017 Trulieve Cannabis Corp. 15-May-2019 77052 Tucows Inc. 11-Aug-2005 5428 Tudor Corporation Ltd. 25-Feb-1981 77734 TURNKEY E&P INC. 29-Nov-2005 28918 Turquoise Hill Resources Ltd. 14-Jun-1996 77922 Tuscany Energy Ltd. 9-Jul-2014 39289 TVA Group Inc. 26-Jul-1999 28388 TVI Pacific Inc. 26-Mar-1996 33883 TWC Enterprises Limited 24-Nov-1997 30465 Twin Butte Energy Ltd. 12-Dec-1996 6220 Twin Richfield Oils Ltd. (CT) 16-Nov-1979 25-Feb-1993 38201 U.F.X. Enterprises Inc. (CT) 24-Mar-1999 18-Apr-2002 97278 U.S. Banks Income & Growth Fund 26-Nov-2015 93589 U.S. Dividend Class (GWLIM) 7-Jul-2016 97212 U.S. Dividend Fund (GWLIM) 30-Nov-2015 78498 U.S. Dollar Cash Management Fund 1-Jun-2006 86102 U.S. High Yield Bond Fund 11-Aug-2009 37720 U.S. Large Cap Incex Fund 15-Jan-1999 40195 U.S. Large Company Equity Fund 8-Nov-1999 98126 U.S. Low Volatility Fund (Putnam) 7-Jul-2016 40196 U.S. Small Company Equity Fund 8-Nov-1999 81494 U.S. Value Class (Putnum) 6-Jul-2007 97130 U.S. Value Fund (Putnam) 29-Jun-2015 80124 U308 Corp. 15-Dec-2006 86308 Ucore Rare Metals Inc. 23-Apr-2013 49022 UEX Corporation 2-Jul-2002 44631 Ultra Petroleum Corp. 28-Nov-1996 18806 Uni-Sélect Inc. 22-Dec-2010 84588 Union Agriculture Group Corp 42384 Unique Broadband Systems, Inc. 14-Jun-2000 5605 Unirom Technologies Inc. (T) 7-Apr-1981 37405 Unitec International Controls Corp. (T) 19-Nov-1998 8247 United Keno Hill Mines Limited (CT) 14-Jun-1984 18-Apr-2002 77600 Ur-Energy Inc. 18-Nov-2005 90636 Uranium Energy Corp 2-Sep-2011 75422 Uranium Participation Corporation 29-Apr-2005 102075 Uranium Royalty Corp. 22-Nov-2019 38939 Uravan Minerals Inc. 23-Apr-1999 80153 Urbana Corporation 19-Dec-2006 102363 UrbanGold Minerals Inc. 14-Dec-2018 83703 UrtheCast Corp. 9-Apr-2015 84451 US Equity Alpha Corporate Class 30-Jul-2008 101835 US Equity Alpha Pool 6-Sep-2018 82423 US Equity Growth Corporate Class 2-Oct-2007 41512 US Equity Growth Pool 28-Apr-2000




82424 US Equity Small Cap Corporate Class 2-Oct-2007 82425 US Equity Value Corporate Class 2-Oct-2007 84452 US Equity Value Currency Hedged Corporate Class 30-Jul-2008 102299 US Equity Value Currency Hedged Pool 1-Nov-2018 23851 US Equity Value Pool 15-Apr-1994 74920 US Financial 15 Split Corp. 28-Jan-2005 95962 US Financials Income Fund 30-Jan-2015 98784 Vail Resorts, Inc. 17-Oct-2016 100487 Val-d'Or Mining Corporation (formerly Nunavik Nickel Mines 5-Oct-2017 Ltd.) 101311 Valens Groworks Corp. 3-Oct-2018 102328 VALEO PHARMA INC. 27-Dec-2018 48384 Valero Energy Corporation 29-Jun-1992 82997 Valeura Energy Inc. 14-May-2010 89389 Valhalla Resources Ltd. 27-Jun-2011 80894 Vanadium One Iron Corp. 29-May-2007 5929 Vanadiumcorp Resource Inc. 2-Mar-1984 102705 Vanguard All-Equity ETF Portfolio 16-Jan-2019 100790 Vanguard Balanced ETF Portfolio 17-Jan-2018 90644 Vanguard Canadian Aggregate Bond Index ETF 8-Nov-2011 98868 Vanguard Canadian Corporate Bond Index ETF 19-Jan-2017 98869 Vanguard Canadian Government Bond Index ETF 18-Jan-2017 98870 Vanguard Canadian Long-Term Bond Index ETF 18-Jan-2017 90645 Vanguard Canadian Short-Term Bond Index ETF 8-Nov-2011 92386 Vanguard Canadian Short-Term Corporate Bond Index ETF 16-Oct-2012 98871 Vanguard Canadian Short-Term Government Bond Index ETF 5-Jul-2017 100791 Vanguard Conservative ETF Portfolio 17-Jan-2018 102706 Vanguard Conservative Income ETF Portfolio 16-Jan-2019 93699 Vanguard FTSE Canada All Cap Index ETF 25-Jul-2013 90646 Vanguard FTSE Canada Index ETF 8-Nov-2011 92387 Vanguard FTSE Canadian capped REIT Index ETF 16-Oct-2012 92388 Vanguard FTSE Canadian High Dvidend Yield Index ETF 16-Oct-2012 97157 Vanguard FTSE Developed All Cap ex North America Index 26-Aug-2015 ETF 97158 Vanguard FTSE Developed All Cap ex North America Index 26-Aug-2015 ETF (CAD-hedged) 93700 Vanguard FTSE Developed All Cap ex U.S. Index EFT 25-Jul-2013 98185 Vanguard FTSE Developed Asia Pacific All Cap Index ETF 30-Jun-2016 (CAD-hedged) 95149 Vanguard FTSE Developed Asia Pacific Index ETF 18-Jun-2014 98186 Vanguard FTSE Developed Europe All Cap Index ETF 30-Jun-2016 (CAD-hedged) 95150 Vanguard FTSE Developed Europe Index ETF 18-Jun-2014 101738 Vanguard FTSE Developed ex North America High Dividend 11-Jul-2018 Yield Index ETF




90647 Vanguard FTSE Developed ex North America Index ETF 8-Nov-2011 (CAD-hedged) 90648 Vanguard FTSE Emerging Markets Index ETF 8-Nov-2011 95148 Vanguard FTSE Global All Cap ex Canada Index 18-Jun-2014 104216 Vanguard Global Aggregate Bond Index ETF (CAD-hedged) 10-Jan-2020 101326 Vanguard Global Balanced Fund 4-May-2018 101327 Vanguard Global Dividend Fund 4-May-2018 95160 Vanguard Global ex-U.S. Aggregate Bond Index ETF 18-Jun-2014 (CAD-hedged) 97862 Vanguard Global Liquidity Factor ETF 13-May-2016 97863 Vanguard Global Minimum Volatility ETF 13-May-2016 97864 Vanguard Global Momentum Factor ETF 13-May-2016 97865 Vanguard Global Value Factor ETF 13-May-2016 100792 Vanguard Growth ETF Portfolio 17-Jan-2018 101328 Vanguard International Growth Fund 4-May-2018 13170 Vanguard Mining Exploration LP (CT) 22-Sep-1987 04-Feb-1993 92389 Vanguard S&P 500 Index ETF 16-Oct-2012 92390 Vanguard S&P 500 Index ETF (CAD-hedged) 16-Oct-2012 95161 Vanguard U.S. Aggregate Bond Index ETF (CAD-hedged) 18-Jun-2014 93703 Vanguard U.S. Dividend Appreciation Index ETF 25-Jul-2013 93704 Vanguard U.S. Dividend Appreciation Index ETF 25-Jul-2013 (CAD-hedged) 93705 Vanguard U.S. Total Market Index ETF 25-Jul-2013 90649 Vanguard U.S. Total Market Index ETF (CAD-hedged) 8-Nov-2011 10530 Vanguard Venture Corporation (CT) 22-Sep-1987 25-Feb-1993 101310 Vanguard Windsor U.S. Value Fund 4-May-2018 5369 Vantage Point II (CT) 18-Dec-1980 19-Feb-1993 8427 Vanwin Resources Corporation (CT) 13-Nov-1984 10-Feb-1993 18055 Varity Corporation (CT) 31-May-1991 16-Apr-2002 89954 VBI Vaccines Inc. 13-May-2011 77576 Vecima Networks Inc. 4-Nov-2005 29695 Velan Inc. 19-Sep-1996 12388 *Veltek Investments Ltd. (CT) 17-Jul-1989 12-Sep-1991 104284 Venator Alternative Income Fund 24-Jan-2020 89026 VentureLink Innovation Fund Inc. 10-Sep-2010 82568 Verde AgriTech Plc 13-Nov-2007 103841 Veritas Absolute Return Fund 1-Oct-2019 101360 Veritas Canadian Equity Fund 7-May-2018 22798 Veritas Energy Services Inc. 16-Nov-1993 88425 Vermilion Energy Inc. 1-Sep-2010 93769 VersaBank 20-Aug-2013 102409 Vertex Bond Alpha Fund 16-Jan-2019 95949 Vertex Resource Group Ltd. 4-Feb-2015 9620 *Vertical Software Corporation (CT) 18-Sep-1986 19-Dec-1989 83732 Veta Resources Inc. 28-Nov-2008




39153 Viavi Solutions Inc. 14-Mar-1996 90720 Vibe Bioscience Ltd. 25-Nov-2011 72652 Victoria Gold Corp 17-Aug-2010 99063 Victory Capital Corp. 26-May-2017 80670 Victory Nickel Inc. 1-Feb-2007 5902 Videodrome And Dreamworld (CT) 24-Sep-1981 14-Jun-1984 87077 Village Farms International, Inc. 31-Dec-2009 86274 Virginia Hills Oil Corp. 29-Jun-2010 78332 Virtutone Networks Inc. 14-Mar-2006 83499 Visa Inc. 18-Mar-2008 81417 Visible Gold Mines Inc. 5-Jul-2007 102823 Vision Alternative Income Fund 7-Feb-2019 31950 Visionwall Incorporated 26-Mar-1997 8453 Vista Gold Corp. 16-Oct-1984 9598 *Vista Mines Inc. (CT) 23-Dec-1987 10-May-1989 9052 Vitality Products Inc. 21-Nov-1985 42430 Vivendi Universal S.A. 1-Oct-1967 90936 ViveRE Communities Inc. 1-Mar-2012 90885 Vivione Biosciences Inc. 25-Jan-2012 82626 Volcanic Metals Corp. 30-Oct-2007 72979 Voleo Trading Systems Inc. 19-Apr-2019 103990 VOTI Detection Inc. (formerly Steamsand Capital Corp.) 4-Oct-2019 90923 Voyageur Minerals Ltd. 23-Nov-2011 82244 VPI Canadian Balanced Pool 28-Sep-2007 77285 VPI Canadian Equity Pool 18-Oct-2005 104092 VPI Dividend Growth Pool 8-Nov-2019 77286 VPI Foreign Equity Pool 18-Oct-2005 77284 VPI Income Pool 18-Oct-2005 92474 VPI Mortgage Pool 2-Nov-2012 82243 VPI Value Pool 28-Sep-2007 102452 VSBLTY Groupe Technologies Corp. 15-Feb-2019 42879 VSM Medtech Ltd. 12-Sep-2000 86198 Vuzix Corporation 9-Dec-2009 7551 Wainoco 77 Canada (CT) 1-Sep-1977 18-Apr-2002 5634 Wainoco 80 Canada (CT) 22-Apr-1980 18-Apr-2002 89568 Wajax Corporation 1-Jan-2011 77574 Waldron Energy Corporation 31-Oct-2005 13209 *Wall Street Venture Capital Ltd. (CT) 27-May-1987 30-Aug-1991 90100 Walter Energy, Inc. 1-Apr-2011 88502 Walton Big Lake Development L.P. 28-Oct-2010 90196 Walton Edgemont Devlopment Corporation 29-Jun-2011 87013 Walton Ontario Land L.P. 1 29-Jan-2010 91388 Walton Westphalia Development Corporation 28-Feb-2012 103566 Waratah Alternative Equity Income Fund 25-Jul-2019 5232 Wasabi Resources Ltd. (CT) 23-Oct-1980 17-Feb-1993




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5771 Windsor Point (CT) 26-Jun-1981 19-Feb-1993 5041 Windsor Resources Inc. (CT) 22-Jul-1980 25-Feb-1993 9636 Winpak Ltd 18-Aug-1986 100032 WisdomTree Canada Quality Dividend Growth Index ETF 15-Jun-2017 98111 WisdomTree Emerging Markets Dividend Index ETF 8-Jul-2016 98112 WisdomTree Europe Hedged Equity Index ETF 8-Jul-2016 101659 WisdomTree ICBCCS S&P China 500 Index ETF 24-Jun-2019 98113 WisdomTree International Quality Dividend Growth Index ETF 8-Jul-2016 98195 WisdomTree International Quality Dividend Growth Variably 8-Jul-2016 Hedged Index ETF 101660 WisdomTree Japan Equity Index ETF 24-Jun-2019 100033 WisdomTree U.S. MidCap Dividend Index ETF 15-Jun-2017 98117 WisdomTree U.S. Quality Dividend Growth Index ETF 8-Jul-2016 98197 WisdomTree U.S. Quality Dividend Growth Variably Hedged 8-Jul-2016 Index ETF 100030 WisdomTree Yield Enhanced Canada Aggregate Bond Index 15-Jun-2017 ETF 100031 WisdomTree Yield Enhanced Canada Short-Term Aggregate 15-Jun-2017 Bond Index ETF 103363 Wise 100 per cent Equity ETF Portfolio 28-Jun-2019 103364 Wise Balanced ETF Portfolio 28-Jun-2019 103368 Wise Conservative ETF Portfolio 28-Jun-2019 103367 Wise Fixed Income ETF Portfolio 28-Jun-2019 103366 Wise Growth ETF Portfolio 28-Jun-2019 103365 Wise Maximum Growth ETF Portfolio 28-Jun-2019 91746 Wolfden Resources Corporation 2-Oct-2012 102794 Wolverine Energy and Infrastructure Inc. 20-Dec-2018 7569 *Wood Lily Garden Apartments (CT) 5-Aug-1983 16-Feb-2006 92444 Woodfine Professional Centres Limited Partnership 18-Dec-2012 69482 World Financial Split Corp. 28-Jan-2004 93251 WPT Industrial Real Estate Invesment Trust 19-Apr-2013 94564 WSP Global Inc. 1-Jan-2014 87561 Xebec Adsorption Inc. 12-Jun-2009 29683 Xerox Capital LLC 9-Oct-1996 13549 Xerox Corporation 6-Feb-1990 79704 XXL Energy Corp. 1-Nov-2006 29055 Yamana Gold Inc. 12-Jun-1996 87567 Yangarra Resources Ltd. 22-Nov-2010 84088 YDX Innovation Corp. 31-Jul-2008 70155 Yellow Pages Digital & Media Solutions Limited 8-Apr-2004 93062 Yellow Pages Limited 20-Dec-2012 80388 Ynvisible Interactive Inc. 27-Dec-2017 94970 Yorkville Canadian QVR Class 15-May-2014 94971 Yorkville EAFE QVR Class 15-May-2014 93342 Yorkville Enhanced Protection Class 24-May-2013




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