Reporting Issuers List - British Columbia Securities · PDF file ·...

Issuer name Principal Default CTO Management CTO

@rgentum Canadian Equity Portfolio QC No Yes No

@rgentum Canadian L/S Equity Portfolio QC No Yes No

@rgentum Canadian Performance Portfolio QC No Yes No

@rgentum Discovery Portfolio QC No Yes No

@rgentum Income Portfolio QC No Yes No

@rgentum International Master Portfolio QC No Yes No

@rgentum Short Term Asset Portfolio QC No Yes No

@rgentum U.S. Market Neutral Portfolio QC No Yes No

@rgentum U.S. Master Portfolio QC No Yes No

01 Communique Laboratory Inc. ON No No No

0941092 B.C. Ltd. BC No Yes No

0944460 B.C. Ltd. BC No No No

1011704 BC Ltd. BC No Yes No

1011705 BC Ltd. BC Yes No No











1040440 BC Ltd. BC No No No

10557404 Canada Corp. BC No No No




10557544 Canada Corp BC No No No



1080854 Ontario Limited ON No Yes No


1285081 Ontario ON No No No

1285081 Ontario Inc. ON No No No

1603546 Alberta Ltd. AB No Yes No

1608557 Ontario Inc. ON No Yes No

2001 Resource Industries Ltd. BC No Yes No

of 292

Reporting Issuers List

5/11/2018 12:00:00 AMas at


20th Century Energy Corporation BC No Yes No

2100 Bloor Street West Limited Partnership BC No Yes No

22 Capital Corp. ON No No No

2242749 Ontario Limited ON No Yes No

2583262 Ontario Inc. BC No No No

27 Red Capital Inc. BC No No No

2980304 Canada Inc. MB No Yes No

360 Blockchain Inc. BC No No No

360networks Inc. BC No Yes No

37 Capital Inc. BC No No No

3D Signatures Inc. AB No No No

3MV Energy Corp. AB No Yes No

3TL Technologies Corp. BC No No No

4 Touchdowns Capital Inc. BC No No No

407 International Inc. ON No No No

4126777 Canada Inc. BC No Yes No

4404980 CANADA INC. BC No Yes No

4504020 Canada Inc. QC No Yes No

49 North Resources Inc. SK No No No

523976 Alberta Ltd. AB No Yes No

5813906 Manitoba Ltd. MB No Yes No

5N Plus Inc. QC No No No

6D Global Technologies, Inc. BC No Yes No

7918534 Canada Inc. BC No No No

92 Resources Corp. BC No No No

9342-8530 Québec Inc. QC No Yes No

A & A International Industries Inc. BC No Yes No

A Little Reminder (ALR) Inc. BC No Yes No

A&W Revenue Royalties Income Fund BC No No No

A.A.A. Stamp Coin Bullion Inc. BC No Yes No

A.E. Ventures Ltd. AB No Yes No

A.H.A. Automotive Technologies Corporation BC No Yes No

A.I.S. Resources Limited BC No No No

A.O.G. Air Support Inc. BC No Yes No

A.T.H. Fund Inc. BC No Yes No

AAA-X Metals Inc. BC No Yes No

Aabbax International Financial Corporation BC No Yes No

Aabco Ventures Inc. BC No Yes No

AAJ Capital 1 Corp. BC No No No

Aao Aquaculture International Corp. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Aaron Mines, Ltd. BC No Yes No

Aatra Resources Ltd. BC No Yes No

Abacan Resource Corporation AB No Yes No

Abacus Mining & Exploration Corporation BC No No No

Abacus Software Group Inc. AB No Yes No

Abattis Bioceuticals Corp. BC No No No

Abbey Exploration Inc. BC No Yes No

ABC Technologies Inc. BC No Yes No

Abcana Capital Inc. BC No No No

ABcann Global Corporation ON No No No

Abcourt Mines Inc. QC No No No

Aben Resources Ltd. BC No No No

Aberdeen Asia-Pacific Income Investment Company Limited ON No No No

Aberdeen International Inc. ON No No No

Abermin Corporation BC No Yes No

ABI Biotechnology Inc. BC No Yes No

Abington Resources Ltd. BC No Yes No

Abitibi Mining Corp. BC No Yes No

Abitibi Royalties Inc. QC No No No

Aboriginal Global Investment Fund BC No Yes No

AbraPlata Resource Corp. BC No No No

Absolute Software Corporation BC No No No

Abstract Enterprises Corp. BC No Yes No

Abzu Gold Ltd. BC No Yes No

AC Energy Inc. BC No Yes No

AC Energy Inc. AB No Yes No

Acacia Capital Corporation BC No Yes No

Acadian Core International Equity Fund ON No No No

Acadian Energy Inc. ON No Yes No

Acadian Timber Corp. BC No No No

Acasta Enterprises Inc. ON No No No

ACASTI PHARMA INC. QC No No No

Acceleware Ltd. AB No No No

Access International Education Ltd. AB No Yes No

Access Technologies Inc. BC No Yes No

Accord Financial Corp. ON No No No

Accu-Chem Laboratories International, Ltd. BC No Yes No

ACE Aviation Holdings Inc. QC No No No

ACE/Security Laminates Corporation ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


ACEnetx Inc. ON No Yes No

Acer Capital Corp. BC No Yes No

Acerus Pharmaceuticals Corporation ON No No No

ACGT DNA Technologies Corporation BC No No No

Achieve Life Sciences, Inc. BC No No No

Ackroo Inc. ON No No No

Acme Metals Incorporated BC No Yes No

Acme Resources Corp. ON No No No

Acorn Energy, Inc. AB Yes No No

Acquest Enterprises Ltd. BC No Yes No

Acquisicorp Capital Ltd. BC No Yes No

Acquisitor Mines Ltd. BC No Yes No

Action Energy Inc. AB No Yes No

ACTIVEnergy Income Fund AB No No No

Actoma Resources Ltd. BC No Yes No

AcuityAds Holdings Inc. ON No No No

AD Capital US, Inc. BC No Yes No

AD Com Marketing Inc. BC No Yes No

Ad-Dome International Limited BC No Yes No

Adagio Investments Inc. BC No Yes No

Adaltis Inc. QC No Yes No

Adamera Minerals Corp. BC No No No

Adams Exploration Ltd. BC No Yes No

Adda Resources Ltd. BC No Yes No

Added Capital Inc. ON No No No

Addwest Minerals International, Ltd. AB No Yes No

Adent Capital Corp. BC No No No

Adex Mining Inc. ON No No No

ADF Group Inc. QC No No No

ADI Technologies Inc. BC No Yes No

Adira Energy Ltd. ON No No No

Admiral Bay Resources Inc. BC No Yes No

Admiral Inc. ON No Yes No

Adola Mining Corporation BC No Yes No

Advance Gold Corp. BC No No No

Advanced Aero-Wing Systems Corporation BC No Yes No

Advanced Education Savings Plan ON No No No

Advanced Explorations Inc. ON No Yes No

Advanced Folio Fund ON No No No

Advanced Growth Systems Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Advanced Micro Devices, Inc. ON No No No

Advanced New Frontier Oil & Gas Recovery Inc. BC No Yes No

Advanced Proteome Therapeutics Corporation BC No No No

Advantage Life Products, Inc. BC No Yes No

Advantage Link Inc. QC No Yes No

Advantage Lithium Corp. BC No No No

Advantage Oil & Gas Ltd. AB No No No

Advantaged Canadian High Yield Bond Fund ON No No No

Advantagewon Oil Corp. ON No No No

AdvantEDGE International Inc. ON No Yes No

Advantex Marketing International Inc. ON No No No

AdvanteXCEL.com Communications Corp. ON No Yes No

Advectus Life Sciences Inc. BC No Yes No

ADVENT-AWI HOLDINGS INC. BC No No No

Adventure Electronics Inc. QC No Yes No

Adventure Vehicle Dynamics Inc. BC No Yes No

Adventus Zinc Corporation ON No No No

Adwall Capital Corp. AB No Yes No

Adya Inc. ON No No No

Aecon Group Inc. ON No No No

Aegis Investment Management (Golf), Inc. BC No Yes No

Aequus Pharmaceuticals Inc. BC No No No

Aerocast Inc. BC No Yes No

Aerolift Inc. BC No Yes No

AEterna Zentaris Inc. QC No No No

Aethon Minerals Corporation BC No No No

Affinity Metals Corp. BC No No No

Affinor Growers Inc. BC No No No

AFG Flameguard Ltd. BC No Yes No

AFM Hospitality Corporation ON No Yes No

Afri-Can Marine Minerals Corporation QC No Yes No

Africa Energy Corp. BC No No No

Africa Hydrocarbons Inc. AB No No No

Africa Oil Corp. BC No No No

African Copper PLC ON No Yes No

African Gemstones Limited BC No Yes No

African Gold Group, Inc. ON No No No

African Metals Corporation BC No Yes Yes

African Minerals Limited AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


African Queen Mines Ltd. BC No No No

African Selection Mining Corporation ON No Yes No

African Sky Communications Incorporated AB No Yes No

Aftermath Silver Ltd. BC No No No

Ag Growth International Inc. MB No No No

Agaguk Distribution And Company, Limited AB No Yes No

Agassiz Resources Ltd. BC No Yes No

Agau Resources, Inc. AB No Yes No

Agellan Commercial Real Estate Investment Trust ON No No No

AGF American Growth Class ON No No No

AGF American Growth Fund ON No No No

AGF Asian Growth Class ON No No No

AGF Asian Growth Fund ON No No No

AGF Canadian Growth Equity Class ON No No No

AGF Canadian Large Cap Dividend Class ON No No No

AGF Canadian Large Cap Dividend Fund ON No No No

AGF Canadian Money Market Fund ON No No No

AGF Canadian Small Cap Fund ON No No No

AGF Canadian Small Cap Fund ON No No No

AGF Canadian Stock Fund ON No No No

AGF China Focus Class ON No No No

AGF Diversified Income Class ON No No No

AGF Diversified Income Fund ON No No No

AGF EAFE Equity Fund ON No No No

AGF Elements Balanced Portfolio ON No No No

AGF Elements Balanced Portfolio Class ON No No No

AGF Elements Conservative Portfolio ON No No No

AGF Elements Conservative Portfolio Class ON No No No

AGF Elements Global Portfolio ON No No No

AGF Elements Global Portfolio Class ON No No No

AGF Elements Growth Portfolio ON No No No

AGF Elements Growth Portfolio Class ON No No No

AGF Elements Yield Portfolio ON No No No

AGF Elements Yield Portfolio Class ON No No No

AGF Emerging Markets Balanced Fund ON No No No

AGF Emerging Markets Bond Fund ON No No No

AGF Emerging Markets Class ON No No No

AGF Emerging Markets Fund ON No No No

AGF Equity Income Focus Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


AGF European Equity Class ON No No No

AGF European Equity Fund ON No No No

AGF Fixed Income Plus Class ON No No No

AGF Fixed Income Plus Fund ON No No No

AGF Flex Asset Allocation Fund ON No No No

AGF Floating Rate Income Fund ON No No No

AGF Global Bond Fund ON No No No

AGF Global Convertible Bond Fund ON No No No

AGF Global Dividend Class ON No No No

AGF Global Dividend Fund ON No No No

AGF Global Equity Class ON No No No

AGF Global Equity Fund ON No No No

AGF Global Resources Class ON No No No

AGF Global Resources Fund ON No No No

AGF Global Select Fund ON No No No

AGF Global Sustainable Growth Equity Fund ON No No No

AGF High Yield Bond Fund ON No No No

AGF Income Focus Fund ON No No No

AGF International Group Limited - Ethical Class ON No No No

AGF Management Limited ON No No No

AGF Monthly High Income Fund ON No No No

AGF Precious Metals Fund ON No No No

AGF RSP Global Perspective Fund ON No No No

AGF Short-Term Income Class ON No No No

AGF Strategic Income Fund ON No No No

AGF Tactical Fund ON No No No

AGF Tactical Income Fund ON No No No

AGF Total Return Bond Class ON No No No

AGF Total Return Bond Fund ON No No No

AGF Traditional Income Fund ON No No No

AGF U.S. Risk Managed Fund ON No No No

AGF U.S. Small-Mid Cap Fund ON No No No

AGF World Balanced Fund ON No No No

AGFiQ MultiAsset Income Allocation ETF ON No No No

AGFiQ Dividend Income Fund ON No No No

AGFiQ Enhanced Core Canadian Equity ETF ON No No No

AGFiQ Enhanced Core Emerging Markets Equity ETF ON No No No

AGFiQ Enhanced Core Global Multi-Sector Bond ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


AGFiQ Enhanced Core International Equity ETF ON No No No

AGFiQ Enhanced Core US Equity ETF ON No No No

AGFiQ Enhanced Global ESG Factors ETF ON No No No

AGFiQ Enhanced Global Infrastructure ETF ON No No No

AGFiQ Global Equity Rotation ETF ON No No No

AGFiQ MultiAsset Allocation ETF ON No No No

AGFiQ U.S. Sector Class ON No No No

Aggressive Folio Fund ON No No No

Agility Health, Inc. ON Yes No No

Agio Resources Corporation BC No Yes No

AgJunction Inc. AB No No No

Agnico Eagle Mines Limited ON No No No

AgriMinco Corp. ON No Yes No

Agristar Inc. BC No Yes No

Agritec Systems, Inc. AB No Yes No

Agrium Inc. AB No No No

AGT Food and Ingredients Inc. SK No No No

Aguia Resources Limited BC No No No

Aguila American Gold Limited BC No No No

AH Capital Corp. ON No No No

AIC 2010 Managed Portfolio ON No No No




AIC American Focused Plus Fund ON No No No

AIC International Leaders Fund ON No No No

AIC International Resources Corporation BC No Yes No

AIC Retirement Income Portfolio ON No No No

AIC RSP 2010 Managed Portfolio ON No No No

AIC RSP International Leaders Fund ON No No No

Ail Absorbent Industries Ltd. BC No Yes No

Aileron Ventures Limited BC No No No

AIM Core Canadian Equity Non-RSP Class ON No No No

AIM EXPLORATION INC. BC No Yes No

Aim RSP Global Bond Fund ON No No No

AIM1 Ventures Inc. ON No No No

AIM2 Ventures Inc. ON No No No

AimGlobal Technologies Company Inc. BC No Yes No

Aimia Inc. QC No No No

of 292


5/11/2018 12:00:00 AMas at


Aims Biotech Corporation BC No Yes No

AIP Canadian Enhanced Income Class ON No No No

AIP Global Macro Class ON No No No

Air Canada QC No No No

Air Packaging Technologies, Inc. BC No Yes No

Airedale Financial Corp. BC No Yes No

AirIQ Inc. ON No No No

Airline Training International Ltd. ON No Yes No

AISI Research Corp. BC No Yes No

Ajax Resources Ltd. BC No Yes No

Akademia Enterprises Inc. BC No Yes No

Akela Pharma Inc. BC No Yes No

Akeley Unit Trust BC No No No

Akita Drilling Ltd. AB No No No

Akrokeri-Ashanti Gold Mines Inc. ON No Yes No

Akumin Inc. ON No No No

Alacer Gold Corp. ON No No No

Alamos Gold Inc. ON No No No

Alantra Venture Corp. BC No Yes No

Alaris Royalty Corp. AB No No No

Alaska Gold Corp. BC No Yes No

Alaska Hydro Corporation BC No No No

Alaska Pacific Energy Corp. BC No Yes No

Alaskagold Mines Inc. BC No Yes No

Alba Minerals Ltd. BC No No No

Albar Resources Ltd. BC No Yes No

Albert Mining Inc. QC No No No

Alchemist Mining Incorporated BC No No No

Alcoa Inc. NS No No No

Alderon Iron Ore Corp. BC No No No

Aldershot Resources Ltd. BC No No No

Aldever Resources Inc. BC No No No

Aldridge Minerals Inc. BC No No No

Alert B&C Corporation QC No Yes No

Alert Care Corporation AB No Yes No

Alexandra Capital Corp. BC No No No

Alexandria Minerals Corporation ON No No No

Alexco Resource Corp. BC No No No

Alexis Financial Inc. BC No No No

Algae Biosciences Corporation AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


Algo Group Inc. QC No Yes No

Algo Resources Limited BC No Yes No

Algold Resources Ltd. QC No No No

Algoma Central Corporation ON No No No

Algonquin Power & Utilities Corp. ON No No No

Alhambra Resources Ltd. AB No Yes No

Alianza Minerals Ltd. BC No No No

Alignvest Acquisition II Corporation ON No No No

Alignvest Top 20 Fund ON No No No

Alimentation Couche-Tard Inc. QC No No No

Alio Gold Inc. BC No No No

AlkaLi3 Resources Inc. AB No Yes No

Alkane, Inc. BC No Yes No

All in West! Capital Corporation MB No Yes No

All Star Resources Ltd. BC No Yes No

All-Canadian Compound Fund ON Yes No No

All-Equity Fund ON No No No

Allante Resources Ltd. BC No No No

Allbanc Split Corp. ON No No No

Allbanc Split Corp. II ON No No No

Allegiant Gold Ltd. BC No No No

Allegro Balanced Growth Portfolio MB No No No

Allegro Balanced Growth Portfolio Class MB No No No

Allegro Balanced Growth Portfolio Class II MB No No No

Allegro Balanced Portfolio MB No No No

Allegro Balanced Portfolio Class MB No No No

Allegro Growth Portfolio MB No No No

Allegro Growth Portfolio Class MB No No No

Allegro Growth Portfolio Class II MB No No No

Allegro Income Balanced Portfolio MB No No No

Allegro Income Balanced Portfolio Class MB No No No

Allegro Income Portfolio MB No No No

Alliance Growers Corp. BC No No No

Alliance Mining Corp. BC No No No

Alliance Pipeline Limited Partnership AB No No No

Allican Resources Inc. QC No Yes No

Allied Cellular Systems Limited BC No Yes No

Allied Hotel Properties Inc. BC No No No

Allied Properties Real Estate Investment Trust ON No No No

Allnet Secom Inc. ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


Almaden Minerals Ltd. BC No No No

Almadex Minerals Limited BC No No No

Almonty Industries Inc. ON No No No

Alopex Gold Inc. ON No No No

Aloro Mining Corp. BC No No No

Alotta Resources Ltd. BC No Yes No

Alpha Group Industries Inc. ON No Yes No

Alpha Peak Leisure Inc. BC No No No

Alpha Pro Tech, Ltd. BC No No No

Alpha Wastewater, Inc. BC No Yes No

Alpha-Omega Industries Inc. BC No Yes No

AlphaDelta Canadian Focused Equity Class BC No No No

AlphaDelta Growth of Dividend Income Class BC No No No

AlphaDelta Tactical Growth Class BC No No No

Alphamin Resources Corp. BC No No No

Alphanet Telecom Inc. ON No Yes No

AlphaNorth Growth Fund ON No No No

AlphaNorth Resource Fund ON No No No

AlphaTrade.com BC No Yes No

Alphinat Inc. QC No No No

ALQ Gold Corp. BC No No No

Alset Minerals Corp. BC No No No

ALSTOM BC No No No

Alston Energy Inc. AB No Yes No

Alta Natural Herbs & Supplements Ltd. BC No No No

Alta Terra Ventures Corp. AB No Yes No

Alta-Kor Inc. AB No Yes No

AltaGas Ltd. AB No No No

Altagem Resources Inc. AB No Yes No

Altai Resources Inc. ON No No No

Altair Nanotechnologies Inc. ON Yes No No

Altair Resources Inc. BC No No No

AltaLink, L.P. AB No No No

Altamira Gold Corp. BC No No No

Altan Nevada Minerals Limited BC No No No

Altan Rio Minerals Limited BC No No No

Altek Power Corporation BC No Yes No

Alternate Health Corp. BC No No No

Alternative Extracts Inc. BC No No No

Altero Technologies Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Alterrus Systems Inc. BC No Yes No

Altima Resources Ltd. BC No No No

Altiplano Minerals Ltd. AB No No No

Altitude Resources Inc. AB No No No

Altius Minerals Corporation ON No No No

Alto Monthly Income and Enhanced Growth Portfolio MB No No No

Alto Monthly Income and Global Growth Portfolio MB No No No

Alto Monthly Income and Growth Portfolio MB No No No

Alto Monthly Income Portfolio MB No No No

Alto Ventures Ltd. BC No No No

Altura Energy Inc. AB No No No

Alturas Minerals Corp. ON No No No

Altus Group Limited ON No No No

Altus Strategies Plc BC No No No

Aludra Inc. AB No Yes No

Alvopetro Energy Ltd. AB No No No

ALX Uranium Corp. BC No No No

AM Resources Corp. QC No No No

Amadeus International Inc. QC No Yes No

Amador Gold Corp. BC No No No

Amanda Resources Ltd. BC No Yes No

Amanta Resources Ltd. BC No Yes No

Amar Ventures Inc. BC No Yes No

Amarc Resources Ltd. BC No No No

Amarillo Gold Corporation BC No No No

Amberhill Petroleums Limited BC No Yes No

Amberquest Resources Ltd. BC No Yes No

Ambient Water Corporation BC No Yes No

Amble Resources Ltd. BC No Yes No

Amblin Technologies Inc. BC No Yes No

Ambrilia Biopharma Inc. QC No Yes No

Amca Resources Ltd. BC No Yes No

Amcan Minerals Limited BC No Yes No

Ameratech Systems Corporation BC No Yes No

America Greener Technologies, Inc. BC No Yes No

American Agri-Technology Corporation ON No Yes No

American Aquatech International Inc. BC No Yes No

American Core Sectors Dividend Fund AB No No No

of 292


5/11/2018 12:00:00 AMas at


American Creek Resources Ltd. AB No No No

American CuMo Mining Corporation BC No No No

American Digital Industries Ltd. BC No Yes No

American Eco Corporation ON No Yes No

American Enterprise Fund ON No No No

American Express Canada Credit Corporation ON No No No

American Hotel Income Properties REIT LP BC No No No

American Lithium Corp. BC No No No

American Manganese Inc. BC No No No

American Media Systems Co. BC No Yes No

American Medical Technologies Inc. BC No Yes No

American Mineral Group, Inc. BC No Yes No

American Natural Energy Corporation BC No Yes No

American Natural Energy Corporation (old) BC No Yes No

American Nortel Communications Inc. BC No Yes No

American Oil & Gas Inc. BC No Yes No

American Pacific Minerals Ltd. BC No Yes No

American Pacific Mining Corp. BC No No No

American Platinum Inc. BC No Yes No

American Technology & Information Inc. BC No Yes No

American Transportation Television Network, Inc. BC No Yes No

American United Gold Corporation BC No Yes No

American Westwater Technology Group Ltd. BC No Yes No

American Wild Woodland Ginseng Corp. BC No Yes No

Americas Energy Company - AECo BC No Yes No

Americas Silver Corporation ON No No No

Ameridian Ventures Inc. BC No Yes No

Amerigo Resources Ltd. BC No No No

Ameritex Resources Ltd. BC No Yes No

Amex Exploration Inc. QC No No No

AMG Bioenergy Resources Holdings Ltd. AB No Yes No

AMS Homecare Inc. BC No Yes No

AMSECO EXPLORATION LTD. QC No Yes No

Amstock Fund BC No Yes No

AMT International Mining Corporation QC No Yes No

Amtronics Enterprises Ltd. BC No Yes No

Amvic Resources Ltd. BC No Yes No

Anaconda Mining Inc. ON No No No

Anacott Resources Corp. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Analytical Software Inc. BC No Yes No

AnalytixInsight Inc. BC No No No

ANB Canada Inc. ON No No No

Anchor Capital Corporation AB No No No

Anchor Gold Corporation BC No Yes No

Ancom Atm International Inc. BC No Yes No

Anconia Resources Corp. ON No No No

AndeanGold Ltd. BC No Yes Yes

Andover Mining Corp. BC No Yes No

Andrew Peller Limited ON No No No

Andria Resources Inc. BC No Yes No

Andromeda Ventures Inc. BC No Yes No

ANFIELD ENERGY INC. BC No No No

Angel Gold Corp. BC No No No

Angkor Gold Corp. AB No No No

Anglo American Resources Inc. BC No Yes No

Anglo Canadian Mining Corporation BC No Yes No

Anglo-Andean Explorations Inc. BC No Yes No

Anglo-Bomarc Mines Ltd. (N.P.L.) BC No No No

Angus Mining Inc. ON No Yes No

Angus Ventures Inc. BC No No No

ANI Pharmaceuticals, Inc. ON No No No

Animacis Technologies Inc. AB No Yes No

Annidis Corporation ON No Yes No

Anquiro Ventures Ltd. BC No No No

Antares Ventures Inc. BC No No No

Antelope Resources Limited BC No Yes No

Anterra Energy Inc. AB No Yes No

Antibe Therapeutics Inc. ON No No No

Antioquia Gold Inc. ON No No No

Antler Gold Inc. NS No No No

Antler Hill Mining Ltd. AB No No No

AntOro Resources Inc. QC No Yes No

Antrim Resources Inc. BC No Yes No

ANV Security Group, Inc. BC No Yes No

Anvil Range Mining Corporation ON No Yes No

Anything Technologies Media Inc. BC No Yes No

Apac Telecommunications Corporation BC No Yes No

Apex Resources Inc. BC No No No

Aphria Inc. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Apogee Opportunities Inc. AB No No No

Apolo Gold & Energy Inc. BC No Yes No

Apolo II Acquisition Corp. ON No No No

Apolo III Acquisition Corp. ON No No No

App Applied Polymer Products Inc. BC No Yes No

Appature Mobile Applications Inc. BC No No No

Appia Energy Corp. ON No No No

Appiphany Technologies Holdings Corp. BC No Yes No

Applause Corporation ON No Yes No

Applied Energy Inc. BC No Yes No

Appulse Corporation AB No No No

Aptose Biosciences Inc. ON No No No

Aqua-Pure Ventures Inc. AB No Yes No

Aquality Holdings International Limited BC No Yes No

Aquarian Gold Corp. BC No Yes No

Aquarius Seafarms Ltd. BC No Yes No

Aquarius Surgical Technologies Inc. ON No No No

Aquatech Systems Inc. BC No Yes No

Aquila Energy Corp. BC No Yes No

Aquila Resources Inc. ON No No No

Aquinox Pharmaceuticals, Inc. BC No No No

Aquitaine Shores Apartment Project-Phase I BC No Yes No

Aquitaine Shores Apartment Project-Phase II BC No Yes No

ARA Safety Inc. BC No Yes No

Aralez Pharmaceuticals Inc. ON No No No

Arbour Energy Inc. AB No Yes No

Arbutus Biopharma Corporation BC No No No

ARC Resources Ltd. AB No No No

Arcamatrix Corporation ON No Yes No

Arch Biopartners Inc. ON No No No

Archon Minerals Limited BC No No No

Arcland Resources Inc. BC No No No

Arco Resources Corp. BC No No No

ArcPacific Resources Corp. BC No No No

Arcs of Fire Tactical Balanced Fund AB No No No

Arctic Glacier Income Fund MB Yes No No

Arctic Hunter Energy Inc. BC No No No

Arctic Star Exploration Corp. BC No No No

Arcturus Ventures Inc. BC No No No

Arcus Development Group Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Arehada Mining Limited ON No Yes No

Arena Gold Resources Inc. QC No Yes No

Arena Minerals Inc. BC No No No

AREV Nutrition Sciences Inc. BC No No No

Argent Energy Trust AB No Yes No

Argentina Lithium & Energy Corp. BC No No No

Argentum Silver Corp. ON No No No

Argex Titanium Inc. QC No No No

Argo Gold Inc. ON No No No

Argonaut Exploration Inc. AB No Yes No

Argonaut Gold Inc. ON No No No

Argonex International Ltd. BC No Yes No

Argosy Energy Inc. AB No Yes No

Argosy Minerals Limited BC No Yes No

Argrel Resources Ltd. BC No Yes No

Argus Worldwide Corp. BC No Yes No

Argyll Energy Corporation BC No Yes No

ARHT Media Inc. ON No No No

Arian Resources Corp. BC No Yes No

Arianne Phosphate Inc. QC No No No

Aricana Resources Inc. BC No Yes No

Ariel Resources Ltd. BC No Yes No

Arimetco International Inc. BC No Yes No

Arion Resources Inc. BC No Yes No

Aris Canada Ltd. ON No Yes No

ARISE Technologies Corporation ON No Yes No

Aritzia Inc. BC No No No

Arius3D Corp. ON No Yes No

Arivaca Silver Mines Ltd BC No Yes No

Arizona Golden Pacific Resources Ltd. BC No Yes No

Arizona Jojoba, Inc. BC No Yes No

Arizona Mining Inc. BC No No No

Arizona Silver Exploration Inc. BC No No No

Arkadia Capital Corp. AB No No No

Arlington Resources Inc. ON No Yes No

Armada Data Corporation ON No No No

Armada Gold Corporation AB No Yes No

Armada Mercantile Ltd. BC No No No

Armadillo Resources Ltd. BC No Yes Yes

Armor Development Corporation BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Armor Minerals Inc. BC No No No

Armstrong Corporation ON No Yes No

Arnada Resources B.C. Ltd. BC No Yes No

Arnica Resources Ltd. BC No Yes No

Aroway Energy Inc. BC No Yes Yes

Arrow Business Corporation BC No Yes No

Arrowstar Resources Ltd. BC No No No

Artevo Corporation AB No Yes No

Artis Real Estate Investment Trust MB No No No

Artisan Energy Corporation AB No Yes No

ArtQuest International Alliances Inc. QC No Yes No

ArtVentive Medical Group, Inc. BC No Yes No

Arura Pharma Inc. QC No Yes No

Asanko Gold Inc. BC No No No

Asante Gold Corporation BC No No No

ASB Capital Inc. BC No No No

Asbestos Corporation Limited QC No No No

Ascalade Communications Inc. BC No Yes No

Ascendant Resources Inc. ON No No No

Ascot Resources Ltd. BC No No No

Asean Holdings Inc. BC No Yes No

Ashanti Gold Corp. BC No No No

Ashanti Sankofa Inc. BC No No No

Ashburton Oil Ltd. BC No Yes No

Ashburton Ventures Inc. BC No No No

Ashlar Financial Services Corp. BC No Yes No

Ashurst Technology Canada Inc. ON No Yes No

Ashurst Technology Ltd. BC No Yes No

Asia Bio-Chem Group Corp. ON No Yes No

Asia Now Resources Corp. ON No Yes No

Asia Pacific Engineering Solutions International Inc BC No Yes No

Asia Packaging Group Inc. BC No Yes No

Asia Sapphires Limited BC No Yes No

AsiaBaseMetals Inc. BC No No No

Asian Dragon Group, Inc. BC No Yes No

Asian Mineral Resources Limited BC No No No

Asian Television Network International Limited ON No No No

ASP123.com Systems Inc. BC No Yes No

Aspen Group Resources Corporation AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


Asset Management Software Systems Corp. ON No Yes No

Associated Jojoba (Cdn. 84-3) Limited Partnership BC No Yes No






Assure Holdings Corp. BC Yes No Yes

Astaware Technologies Inc. ON No Yes No

Astic Ventures Inc. BC No Yes No

Aston Bay Holdings Ltd. ON No No No

Astorius Resources Ltd. BC No No No

Astridon Development Corp. BC No Yes No

Astro Aerospace Ltd. BC No Yes No

ATAC Resources Ltd. BC No No No

Atacama Pacific Gold Corporation ON No No No

Atalaya Mining plc ON No No No

ATBIS Canadian Equity Pool AB No No No

ATBIS Fixed Income Pool AB No No No

ATBIS International Equity Pool AB No No No

ATBIS U.S. Equity Pool AB No No No

ATC Technologies Corporation BC No Yes No

Atc, Inc. BC No Yes No

Atcan Capital Corp. NB No Yes No

Atco Ltd. AB No No No

Ateba Resources Inc. ON No No No

Athabasca Minerals Inc. AB No No No

Athabasca Oil Corporation AB No No No

Athabaska Gold Resources Ltd. BC No Yes No

ATI Airtest Technologies Inc. BC No Yes No

Atico Mining Corporation BC No No No

Atikin Investment Inc. BC No No No

Atikwa Resources Inc. AB No Yes No

Atlanta Gold Inc. ON No No No

Atlantic Gold Corporation BC No No No

of 292


5/11/2018 12:00:00 AMas at


Atlantic Industrial Minerals Incorporated NS No No No

Atlantic Power Corporation ON No No No

Atlantic Power Limited Partnership ON No No No

Atlantic Power Preferred Equity Ltd. ON No No No

Atlantic Systems Group Inc. NB No Yes No

Atlantis Enterprises International Ltd. BC No Yes No

Atlantis Submarines (International Holdings), Inc. BC No No No

Atlas Cloud Enterprises Inc. BC No No No

Atlas Engineered Products Ltd. BC No No No

Atlas Financial Holdings, Inc. ON No No No

Atlas Star Corporation AB No Yes No

Atlatsa Resources Corporation BC No No No

AtmanCo Inc. QC No No No

Atna Resources Ltd. BC No Yes No

Atom Energy Inc. BC No No No

Aton Resources Inc. BC No No No

Atoro Capital Corp. BC No No No

ATRIUM MORTGAGE INVESTMENT CORPORATION ON No No No

ATS Automation Tooling Systems Inc. ON No No No

Aubrey Estates Limited Partnership BC No Yes No

Aucxis Corp BC No Yes No

Audax Gas & Oil Ltd. BC No Yes No

Audre Recognition Systems Inc. BC No Yes No

Augusta Industries Inc. ON No No No

Aumento Capital VI Corporation ON No No No

Aumento Capital VII Corporation ON No No No

Aura Minerals Inc. ON No No No

Aura Silver Resources Inc. ON No No No

Aurado Energy Inc. ON No Yes No

Auramex Resource Corp. BC No No No

Aurania Resources Ltd. ON No No No

Aurcana Corporation BC No No No

Aurcrest Gold Inc. ON No No No

Aurelian Developers Ltd. ON No Yes No

Aurelius Minerals Inc. BC No No No

Auriga Resources Limited BC No Yes No

Auriginor Exploration Inc. QC No Yes No

Aurinia Pharmaceuticals Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Aurion Resources Ltd. BC No No No

Aurora Cannabis Inc. BC No No No

Aurora Energy Corp. BC No Yes No

Aurora Royalties Inc. BC No No No

Aurora Solar Technologies Inc. BC No No No

Aurora Spine Corporation ON No No No

Aurun Mines Ltd. BC No Yes No

Auryn Resources Inc. BC No No No

Ausam Energy Corporation AB No Yes No

Austin Mines Inc. BC No Yes No

Austin Resources Ltd. ON No No No

Austpro Energy Corporation BC No No No

Austral Gold Limited ON No No No

Austral Pacific Energy Ltd. AB No Yes No

Austral Pacific Gold Corporation BC No Yes No

Australian Banc Income Fund ON No No No

Australian Corporate Holdings Limited BC No Yes No

Australian REIT Income Fund ON No No No

Auto Chek Centres, Inc. BC No Yes No

Autobyte Systems Corporation BC No Yes No

Autobyte Technologies Inc. BC No Yes No

AutoCanada Inc. AB No No No

Automodular Corporation ON No No No

Automotive Finco Corp. ON No No No

Automotive Properties Real Estate Investment Trust ON No No No

AutoTradeCenter Canada Ltd. AB No Yes No

Autris BC No Yes No

Auxico Resources Canada Inc. QC No No No

Avalon Advanced Materials Inc. ON No No No

Avalon Works Corp. ON No Yes No

Avanco Capital Corp. BC No No No

Avani International Group Inc. BC No Yes No

Avante Logixx Inc. ON No No No

Avante Technologies Inc. AB No Yes No

Avanti Energy Inc. BC No No No

Avarone Metals Inc. BC No No No

Avatar Energy Ltd. AB No Yes No

Avcorp Industries Inc. BC No Yes No

Aveda Transportation and Energy Services Inc. AB No No No

of 292


5/11/2018 12:00:00 AMas at


Avenger Petroleum Inc. AB No No No

Avesoro Resources Inc. ON No No No

Avidian Gold Corp. BC No No No

Avidus Management Group Inc. BC No Yes Yes

Avinda Video Incorporated BC No Yes No

Avino Silver & Gold Mines Ltd. BC No No No

Avion Gold Corporation ON No No No

Avivagen Inc. ON No No No

AVL Ventures Inc. ON No Yes No

Avonhurst Capital Corp. BC No No No

Avrupa Minerals Ltd. BC No No No

Avvaa World Health Care Products, Inc. BC No Yes No

Awale Resources Limited BC No No No

Axagon Resources Ltd. BC No Yes No

Axe Exploration Inc. QC No No No

Axiom All Equity Portfolio ON No No No

Axiom Balanced Growth Portfolio ON No No No

Axiom Balanced Income Portfolio ON No No No

Axiom Canadian Growth Portfolio ON No No No

Axiom Diversified Monthly Income Portfolio ON No No No

Axiom Foreign Growth Portfolio ON No No No

Axiom Global Growth Portfolio ON No No No

Axiom International Development Corporation BC No Yes No

Axiom Long-Term Growth Portfolio ON No No No

Axiom Oil and Gas Corp. BC No Yes No

Axion Ventures Inc. BC Yes No Yes

Axios Mobile Assets Corp. ON No Yes No

Axiotron Corp. ON No Yes No

Axis Auto Finance Inc. ON No No No

Axis Energy Corporation BC No Yes No

Axis.Port Inc. AB No Yes No

AXMIN Inc. BC No No No

AXS Blockchain Solutions Inc. BC No No No

Axxent Inc. ON No Yes No

Aylen Capital Inc. ON No No No

Azabache Energy Inc. AB No Yes No

Azarga Metals Corp. BC No No No

Azarga Uranium Corp. BC No No No

Azcar Technologies Incorporated ON No Yes No

Azimut Exploration Inc. QC No No No

of 292


5/11/2018 12:00:00 AMas at


Azincourt Energy Corp. BC No No No

Aztec Minerals Corp. BC No No No

Azteca Gold Corp. AB No Yes No

Aztech Innovations Inc. ON No Yes No

Aztek Resource Development Inc. ON No Yes No

Azterra Corporation, The AB No Yes No

Azure Dynamics Corporation ON No Yes No

B.E.S.T. Total Return Fund Inc. ON No No No

B.G.M. Diversified Energy Inc. BC No Yes No

B.I. Ventures Ltd. BC No Yes No

B2Gold Corp. BC No No No

Babykins International Inc. BC No Yes No

Babyland Industries Inc. BC No Yes No

Babylon Technologies Inc. AB No Yes No

BAC Canada Finance Company ON No No No

Backstageplay Inc. BC No No No

BacTech Environmental Corporation ON No No No

Badger Daylighting Ltd. AB No No No

Baetis Ventures Ltd. BC No No No

Baha Resources Ltd. BC No Yes No

Bahn Food 1984 Corporation BC No Yes No

Balanced 60/40 Fund ON No No No

Balanced Folio Fund ON No No No

Balanced Fund ON No No No

Balanced Income Portfolio ON No No No

Balanced Monthly Income Fund ON No No No

Balanced Portfolio ON No No No

Balanced Property Fund L.P. BC No Yes No

Balaton Power Inc. BC No Yes No

Bald Eagle Golf Corp. AB No Yes No

Ballard Power Systems Inc. BC No No No

Balmoral Resources Ltd. BC No No No

Balto Resources Ltd. BC No No No

Bancroft Uranium, Inc. BC No Yes No

Bandera Gold Ltd. AB No No No

Banff Resources Ltd. BC No Yes No

Bank of America Corporation ON No No No

Bank of Montreal ON No No No

Bank of Nova Scotia, The ON No No No

Bankers Cobalt Corp. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Bankit Resource Corp. BC No Yes No

Banks Island Gold Ltd. BC No Yes No

Banner Mining Corporation BC No Yes No

Bannerman Resources Limited ON No No No

Banyan Gold Corp. AB No No No

Barbican Financial Corp. BC No Yes No

Barcan Communications Inc. BC No Yes No

Barclays Bank PLC ON No No No

Bard Ventures Ltd. BC No No No

Bardine Oils Ltd. BC No Yes No

Barexor Minerals Inc. (N.P.L.) BC No Yes No

Barker Minerals Ltd. BC No No No

Barkerville Gold Mines Ltd. BC No No No

Barksdale Capital Corp. BC No No No

Barometer Disciplined Leadership Balanced Fund ON No No No

Barometer Disciplined Leadership Equity Fund ON No No No

Barometer Disciplined Leadership Tactical Income Growth Fund ON No No No

BAROYECA GOLD & SILVER INC. BC No No No

Barrel Energy Inc. BC No No No

Barrick Gold Corporation ON No No No

Barrier Mining Corp. BC No Yes No

Barsele Minerals Corp. BC No No No

Bartizan Capital Corporation BC No Yes No

BARTON BAY RESOURCES INC. ON No Yes No

Basaba Enterprises Inc. BC No Yes No

Base of the Bridge Technology Ltd. BC No Yes No

Basic U.S. Reit, Inc. BC No Yes No

Bassett Media Group Corp. ON No Yes No

Bateaux Resources Inc. BC No Yes No

Batero Gold Corp. BC No No No

Bathrooms Beautiful Canada Ltd./ Bain Joli Canada Ltee. BC No Yes No

Battery & Wireless Solutions Inc. BC No Yes No

Battery Technologies Inc. ON No Yes No

Bauska Manufacturing (B.C.) Ltd. BC No Yes No

Bay City Resources Corp. BC No Yes No

Bayhorse Silver Inc. BC Yes No No

Baylin Technologies Inc. ON No No No

Baylore Resources Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Baymount Incorporated ON No No No

Bayridge Developments Ltd. BC No Yes No

Bayshore Petroleum Corp. AB No Yes No

Bayswater Uranium Corporation BC No No No

Baytex Energy Corp. AB No No No

BC Moly Ltd. BC No No No

BCE Inc. QC No No No

BCE Place Finance Corporation BC No Yes No

BCM Energy Partners Inc BC No Yes No

BCM Resources Corporation BC No No No

BCS Technology Inc. BC No Yes No

BCU Industries Inc. BC No Yes No

BE Resources Inc. ON No No No

Beacon Acquisition Partners Inc. ON No Yes No

Beacon Resources Inc. AB No Yes No

Beamscope Canada Inc. ON No Yes No

Bear Creek Mining Corporation BC No No No

Bearcat Explorations Ltd. AB No Yes No

Bearclaw Capital Corp. BC No No No

Beardmore Resources Ltd. BC No Yes No

Bearing Lithium Corp. BC No No No

Beau Pre Explorations Ltd. BC No Yes No

Beauchamps Exploration Inc. BC No Yes No

Beaufield Resources Inc. QC No No No

Beaver Resources Inc. BC No Yes No

Beckett Technologies Corp. BC No Yes No

Bedford Arms Syndicate BC No Yes No

Bee Vectoring Technologies International Inc. BC No No No

Bel Pac Industries Ltd. BC No Yes No

Beleave Inc. ON No No No

Belgravia Capital International Inc. ON No No No

Bell Canada QC No No No

Bell Copper Corporation BC No No No

Bell Earth Sciences Inc. BC No Yes No

Bellabon Resources Corp. BC No Yes No

Bellatrix Exploration Ltd. AB No No No

BELLUS Health Inc. QC No No No

Belmont Resources Inc. BC No No No

Belo Sun Mining Corp. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Belvedere Heights Apartments Limited Partnership BC No Yes No

Belvedere Resources Ltd. BC No No No

BeMetals Corp. BC No No No

Benchmark Botanics Inc. BC No No No

Bengal Energy Ltd. AB No No No

Bentech Industries Inc. BC No Yes No

Bentley Resources Ltd. BC No Yes No

Benton Resources Inc. ON No No No

Benton Resources Ltd. BC No Yes No

Benz Energy Inc. ON No Yes No

Benz Mining Corp. BC No No No

Ber Resources Ltd. BC No Yes No

Berkley Renewables Inc. BC No No No

Berkwood Resources Ltd. BC No No No

Besra Gold Inc. ON No Yes No

Bestar International Group Ltd. BC No Yes No

Betacom Corporation Inc. ON No Yes No

BetaPro Canadian Gold Miners -2x Daily Bear ETF ON No No No

BetaPro Canadian Gold Miners 2x Daily Bull ETF ON No No No

BetaPro Crude Oil -2x Daily Bear ETF ON No No No

BetaPro Crude Oil 2x Daily Bull ETF ON No No No

BetaPro Gold Bullion -2x Daily Bear ETF ON No No No

BetaPro Gold Bullion 2x Daily Bull ETF ON No No No

BetaPro NASDAQ-100® -2x Daily Bear ETF ON No No No

BetaPro NASDAQ-100® 2x Daily Bull ETF ON No No No

BetaPro Natural Gas -2x Daily Bear ETF ON No No No

BetaPro Natural Gas 2x Daily Bull ETF ON No No No

BetaPro S&P 500 VIX Short-Term Futures 2x Daily Bull ETF ON No No No

BetaPro S&P 500 VIX Short-Term Futures Daily Inverse ETF ON No No No

BetaPro S&P 500 VIX Short-Term Futures ETF ON No No No

BetaPro S&P 500® -2x Daily Bear ETF ON No No No

BetaPro S&P 500® 2x Daily Bull ETF ON No No No

BetaPro S&P 500® Daily Inverse ETF ON No No No

BetaPro S&P/TSX 60 -2x Daily Bear ETF ON No No No

BetaPro S&P/TSX 60 2x Daily Bull ETF ON No No No

BetaPro S&P/TSX 60 Daily Inverse ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


BetaPro S&P/TSX Capped Energy -2x Daily Bear ETF ON No No No

BetaPro S&P/TSX Capped Energy 2x Daily Bull ETF ON No No No

BetaPro S&P/TSX Capped Financials -2x Daily Bear ETF ON No No No

BetaPro S&P/TSX Capped Financials 2x Daily Bull ETF ON No No No

BetaPro Silver -2x Daily Bear ETF ON No No No

BetaPro Silver 2x Daily Bull ETF ON No No No

Bethpage Capital Corp. BC No No No

BetterU Education Corp. ON No No No

Betts Cove Minerals Limited ON No Yes No

Beutel Goodman American Equity Fund ON No No No

Beutel Goodman Balanced Fund ON No No No

Beutel Goodman Canadian Dividend Fund ON No No No

Beutel Goodman Canadian Equity Fund ON No No No

Beutel Goodman Corporate/Provincial Active Bond Fund ON No No No

Beutel Goodman Fundamental Canadian Equity Fund ON No No No

Beutel Goodman Global Dividend Fund ON No No No

Beutel Goodman Global Equity Fund ON No No No

Beutel Goodman Income Fund ON No No No

Beutel Goodman International Equity Fund ON No No No

Beutel Goodman Long Term Bond Fund ON No No No

Beutel Goodman Money Market Fund ON No No No

Beutel Goodman North American Focused Equity Fund ON No No No

Beutel Goodman Short Term Bond Fund ON No No No

Beutel Goodman Small Cap Fund ON No No No

Beutel Goodman Total World Equity Fund ON No No No

Beutel Goodman World Focus Equity Fund ON No No No

Beverly Development Inc. BC No Yes No

Bevo Agro Inc. BC No No No

BeWhere Holdings Inc. ON No No No

Bexar Ventures Inc. BC No No No

BF Realty Holdings Limited BC No Yes No

BFS Entertainment & Multimedia Limited ON No Yes No

BHK Mining Corp. BC No Yes No

Bi-Petro Resources Inc. BC No Yes No

Bicer Medical Systems Ltd. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Big 8 Split Inc. ON No No No

BIG Blockchain Intelligence Group Inc. BC No No No

Big Dougie Capital Corp. AB No No No

Big Pharma Split Corp. ON No No No

Big Picture Technologies Inc. AB No Yes No

Big Rock Brewery Inc. AB No No No

Big Shaft Resources Inc. BC No Yes No

Big Sky Petroleum Corporation BC No No No

Big Strike Resources Ltd. BC No Yes No

Bighorn Development Corporation BC No Yes No

Bigknowledge Enterprises Inc. QC No Yes No

Bio-Feed Industries Limited BC No Yes No

BioAmber Inc. ON No No No

biOasis Technologies Inc. BC No No No

Biocure Technology Inc. BC No No No

BioCurex, Inc. BC No Yes No

BioEnvelop Technologies Corporation QC No Yes No

BioExx Specialty Proteins Ltd. ON No Yes No

BioHEP Technologies Ltd. BC No No No

Biolife Remedies Inc. BC No Yes No

Biolix Corporation QC No Yes No

Biologix (B.C.) Ltd. BC No Yes No

Biomark Diagnostics Inc. BC No No No

Biomass Secure Power Inc. BC No No No

Biomax Technologies Inc. BC No Yes No

Biomet Technology Inc. BC No Yes No

BioNeutra Global Corporation AB No No No

Biophage Pharma Inc. QC No Yes No

Biorem Inc. ON No No No

Biosign Technologies Inc. ON No Yes No

Biostem US Corp. BC No Yes No

BioSyent Inc. ON No No No

BioSyntech, Inc. QC No Yes No

Biotanika Health Group Inc. QC No Yes No

Biotech Holdings Ltd. BC No Yes No

Bioxel Pharma Inc. QC No Yes No

Birch Lake Energy Inc. AB No Yes No

Birch Mountain Resources Ltd. AB Yes No No

Birchcliff Energy Ltd. AB No No No

Bird Construction Inc. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Bishop Resources Development Ltd. BC No Yes No

Bitec Development Corporation BC No Yes No

BitFrontier Capital Holdings, Inc. BC No Yes No

Bitterroot Resources Ltd. BC No No No

Bitzio, Inc. BC No Yes No

Black Birch Capital Acquisition III Corp. ON No No No

Black Bull Resources Inc. BC Yes No No

Black Cactus Global Inc. BC No Yes No

Black Creek Global Balanced Corporate Class ON No No No

Black Creek Global Balanced Fund ON No No No

Black Creek Global Leaders Corporate Class ON No No No

Black Creek Global Leaders Fund ON No No No

Black Creek International Equity Corporate Class ON No No No

Black Creek International Equity Fund ON No No No

Black Diamond Group Limited AB No No No

Black Dragon Gold Corp. BC No No No

Black Iron Inc. ON No No No

Black Isle Resources Corporation BC No No No

Black Lion Capital Corp. BC No No No

Black Mammoth Metals Corporation BC No No No

Black Ridge Gold Ltd. BC No Yes No

Black Rock Petroleum Company BC No Yes No

Black Sea Copper & Gold Corp. BC No No No

Black Tusk Energy Inc. BC No Yes No

Black Tusk Resources Inc. BC No No No

Blackberry Gold Resources Inc. BC No Yes No

Blackberry Limited ON No No No

Blackbird Energy Inc. AB No No No

Blackchain Solutions Inc. BC No No No

Blackhawk Resource Corp. AB No No No

Blackheath Resources Inc. BC No No No

Blackline Safety Corp. AB No No No

BlackPearl Resources Inc. AB No No No

BlackRock All Bond Portfolio ON No No No

BlackRock Balanced Portfolio ON No No No

BlackRock Conservative Portfolio ON No No No

BlackRock Defensive Portfolio ON No No No

BlackRock Diversified Monthly Income Portfolio ON No No No

Blackrock Gold Corp. BC No No No

of 292


5/11/2018 12:00:00 AMas at


BlackRock Growth Portfolio ON No No No

BlackRock MaxGrowth Portfolio ON No No No

Blacksteel Energy Inc. AB No No No

Blind Creek Resources Ltd. BC No No No

Blink Technologies, Inc. BC No Yes No

Blissco Cannabis Corp. BC No No No

Blizzard Finance Corp. BC No No No

Block One Capital Inc. BC No No No

Block X Capital Corp. BC No No No

Blockchain Evolution Inc BC No No No

Blockchain Power Trust ON Yes No No

Blockchain Technologies ETF ON No No No

Blocplay Entertainment Inc. BC No No No

Bloctrans Technologies Inc. BC No No No

Blok Technologies Inc. BC No No No

Bloom Select Income Fund ON No No No

Bloom U.S. Income & Growth Fund ON No No No

Blox Labs Inc. ON No No No

Blox, Inc. BC No No No

Blue Bay Capital Inc. BC No No No

Blue Chip Resources Inc. BC No Yes No

Blue Horizon Industries Inc. AB No Yes No

Blue Moon Zinc Corp. BC No No No

Blue Note Mining Inc. QC No Yes No

Blue Ribbon Income Fund ON No No No

Blue River Resources Ltd. BC Yes No No

Blue Sky Energy Inc. ON No No No

Blue Sky Uranium Corp. BC No No No

Blue Star Investment Limited BC No Yes No

Blue Zen Memorial Parks Inc. QC No Yes No

BlueBay $U.S. Global Convertible Bond Class (Canada) ON No No No

BlueBay $U.S. Global Convertible Bond Fund (Canada) ON No No No

BlueBay Emerging Markets Corporate Bond Fund ON No No No

BlueBay European High Yield Bond Fund ON No No No

BlueBay Global Convertible Bond Class (Canada) ON No No No

BlueBay Global Convertible Bond Fund (Canada) ON No No No

of 292


5/11/2018 12:00:00 AMas at


BlueBay Global Investment Grade Corporate Bond Fund (Canada) ON No No No

BlueBay Global Monthly Income Bond Fund ON No No No

BlueBay Global Sovereign Bond Fund (Canada) ON No No No

BlueBird Battery Metals Inc. BC No No No

Bluedrop Performance Learning Inc. BC No No No

Bluejay Management Ltd. BC No Yes No

Bluenose Gold Corp. BC No No No

BlueOcean NutraSciences Inc. ON No No No

BluePoint Data, Inc. ON No Yes No

Blueprint Corporate Services Ltd. BC No Yes No

Bluerock Ventures Corp. BC No No No

BlueRush Inc. ON No No No

BlueScout Technologies Ltd. ON No Yes No

Bluestar Battery Systems International Corp. BC No Yes No

Bluestone Resources Inc. BC No No No

Bluewater Park Apartment Project MB No Yes No

BluKnight Aquafarms Inc. BC No No No

BluMetric Environmental Inc. ON No No No

Blutip Power Technologies Ltd. ON No Yes No

BLVD Centers Corporation BC No No No

BMD Enterprises Ltd. BC No Yes No

BMG BullionFund ON No No No

BMG Gold BullionFund ON No No No

BMG Silver BullionFund ON No No No

BMO Advantaged Canadian Q-Model® Fund ON No No No

BMO Advantaged U.S. Q-Model® Fund ON No No No

BMO Aggregate Bond Index ETF ON No No No

BMO Ascent Balanced Portfolio ON No No No

BMO Ascent Conservative Portfolio ON No No No

BMO Ascent Equity Growth Portfolio ON No No No

BMO Ascent Growth Portfolio ON No No No

BMO Ascent Income Portfolio ON No No No

BMO Asian Growth & Income Class ON No No No

BMO Asian Growth and Income Fund ON No No No

BMO Asset Allocation Fund ON No No No

BMO Balanced ETF Portfolio ON No No No

BMO Balanced ETF Portfolio Class ON No No No

BMO Balanced Yield Plus ETF Portfolio ON No No No

of 292


5/11/2018 12:00:00 AMas at


BMO Bond Fund ON No No No

BMO Canadian Dividend ETF ON No No No

BMO Canadian Equity Class ON No No No

BMO Canadian Equity ETF Fund ON No No No

BMO Canadian Equity Fund ON No No No

BMO Canadian High Dividend Covered Call ETF ON No No No

BMO Canadian Large Cap Equity Fund ON No No No

BMO Canadian Q-Model® Trust ON No No No

BMO Canadian Small Cap Equity Fund ON No No No

BMO Canadian Stock Selection Fund ON No No No

BMO Canadian Top 15 Small Cap TACTIC Fund ON No No No

BMO Capital Trust ON No No No

BMO Capital Trust II ON No No No

BMO China Equity Index ETF ON No No No

BMO Conservative ETF Portfolio ON No No No

BMO Core Bond Fund ON No No No

BMO Core Plus Bond Fund ON No No No

BMO Corporate Bond Index ETF ON No No No

BMO Covered Call Canadian Banks ETF ON No No No

BMO Covered Call Canadian Banks ETF Fund ON No No No

BMO Covered Call Dow Jones Industrial Average Hedged to CAD ETF ON No No No

BMO Covered Call Europe High Dividend ETF Fund ON No No No

BMO Covered Call U.S. High Dividend ETF Fund ON No No No

BMO Covered Call Utilities ETF ON No No No

BMO Discount Bond Index ETF ON No No No

BMO Diversified Income Portfolio ON No No No

BMO Dividend Class ON No No No

BMO Dividend Fund ON No No No

BMO Dow Jones Industrial Average Hedged to CAD Index ETF ON No No No

BMO Emerging Markets Bond Fund ON No No No

BMO Emerging Markets Bond Hedged to CAD Index ETF ON No No No

BMO Emerging Markets Fund ON No No No

BMO Enterprise Fund ON No No No

BMO Equal Weight Banks Index ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


BMO Equal Weight Global Base Metals Hedged to CAD Index ETF ON No No No

BMO Equal Weight Global Gold Index ETF ON No No No

BMO Equal Weight Industrials Index ETF ON No No No

BMO Equal Weight Oil & Gas Index ETF ON No No No

BMO Equal Weight REITs Index ETF ON No No No

BMO Equal Weight US Banks Hedged to CAD Index ETF ON No No No

BMO Equal Weight US Banks Index ETF ON No No No

BMO Equal Weight US Health Care Hedged to CAD Index ETF ON No No No

BMO Equal Weight Utilities Index ETF ON No No No

BMO Equity Growth ETF Portfolio ON No No No

BMO Equity Growth ETF Portfolio Class ON No No No

BMO Europe High Dividend Covered Call ETF ON No No No

BMO Europe High Dividend Covered Call Hedged to CAD ETF ON No No No

BMO European Fund ON No No No

BMO FinTech Sector TACTIC Fund ON No No No

BMO Fixed Income ETF Portfolio ON No No No

BMO Fixed Income Yield Plus ETF Portfolio ON No No No

BMO Floating Rate High Yield ETF ON No No No

BMO Floating Rate Income Fund ON No No No

BMO Fossil Fuel Free Fund ON No No No

BMO FundSelect Balanced Portfolio ON No No No

BMO FundSelect Growth Portfolio ON No No No

BMO FundSelect Income Portfolio ON No No No

BMO FundSelect® Equity Growth Portfolio ON No No No

BMO Global Balanced Fund ON No No No

BMO Global Banks Hedged to CAD Index ETF ON No No No

BMO Global Communications Index ETF ON No No No

BMO Global Consumer Discretionary Hedged to CAD Index ETF ON No No No

BMO Global Consumer Staples Hedged to CAD Index ETF ON No No No

BMO Global Diversified Fund ON No No No

BMO Global Dividend Class ON No No No

BMO Global Dividend Fund ON No No No

BMO Global Energy Class ON No No No

BMO Global Equity Class ON No No No

BMO Global Equity Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


BMO Global Growth & Income Fund ON No No No

BMO Global Infrastructure Fund ON No No No

BMO Global Infrastructure Index ETF ON No No No

BMO Global Insurance Hedged to CAD Index ETF ON No No No

BMO Global Low Volatility ETF Class ON No No No

BMO Global Monthly Income Fund ON No No No

BMO Global Small Cap Fund ON No No No

BMO Global Strategic Bond Fund ON No No No

BMO Government Bond Index ETF ON No No No

BMO Greater China Class ON No No No

BMO Growth & Income Fund ON No No No

BMO Growth ETF Portfolio ON No No No

BMO Growth ETF Portfolio Class ON No No No

BMO Growth Opportunities Fund ON No No No

BMO High Yield US Corporate Bond Hedged to CAD Index ETF ON No No No

BMO High Yield US Corporate Bond Index ETF ON No No No

BMO Income ETF Portfolio ON No No No

BMO Income ETF Portfolio Class ON No No No

BMO India Equity Index ETF ON No No No

BMO International Dividend ETF ON No No No

BMO International Dividend Hedged to CAD ETF ON No No No

BMO International Equity ETF Fund ON No No No

BMO International Equity Fund ON No No No

BMO International Value Class ON No No No

BMO International Value Fund ON No No No

BMO Japan Fund ON No No No

BMO Junior Gas Index ETF ON No No No

BMO Junior Gold Index ETF ON No No No

BMO Junior Oil Index ETF ON No No No

BMO Laddered Corporate Bond Fund ON No No No

BMO Laddered Preferred Share Index ETF ON No No No

BMO LifeStage Plus 2020 Fund ON No No No





BMO Long Corporate Bond Index ETF ON No No No

BMO Long Federal Bond Index ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


BMO Long Provincial Bond Index ETF ON No No No

BMO Long-Term US Treasury Bond Index ETF ON No No No

BMO Low Volatility Canadian Equity ETF ON No No No

BMO Low Volatility Emerging Markets Equity ETF ON No No No

BMO Low Volatility International Equity ETF ON No No No

BMO Low Volatility International Equity Hedged to CAD ETF ON No No No

BMO Low Volatility US Equity ETF ON No No No

BMO Low Volatility US Equity Hedged to CAD ETF ON No No No

BMO Mid Corporate Bond Index ETF ON No No No

BMO Mid Federal Bond Index ETF ON No No No

BMO Mid Provincial Bond Index ETF ON No No No

BMO Mid-Term US IG Corporate Bond Hedged to CAD Index ETF ON No No No

BMO Mid-Term US IG Corporate Bond Index ETF ON No No No

BMO Mid-Term US Treasury Bond Index ETF ON No No No

BMO Money Market Fund ON No No No

BMO Monthly Dividend Fund Ltd. ON No No No

BMO Monthly High Income Fund II ON No No No

BMO Monthly Income ETF ON No No No

BMO Monthly Income Fund ON No No No

BMO Mortgage and Short-Term Income Fund ON No No No

BMO MSCI All Country World High Quality Index ETF ON No No No

BMO MSCI Canada Value Index ETF ON No No No

BMO MSCI EAFE Hedged to CAD Index ETF ON No No No

BMO MSCI EAFE Index ETF ON No No No

BMO MSCI EAFE Value Index ETF ON No No No

BMO MSCI Emerging Markets Index ETF ON No No No

BMO MSCI Europe High Quality Hedged to CAD Index ETF ON No No No

BMO MSCI USA High Quality Index ETF ON No No No

BMO MSCI USA Value Index ETF ON No No No

BMO Nasdaq 100 Equity Hedged to CAD Index ETF ON No No No

BMO North American Dividend Fund ON No No No

BMO Precious Metals Fund ON No No No

BMO Preferred Share Fund ON No No No

BMO Private Canadian Core Equity Portfolio ON No No No

of 292


5/11/2018 12:00:00 AMas at


BMO Private Canadian Corporate Bond Portfolio ON No No No

BMO Private Canadian Income Equity Portfolio ON No No No

BMO Private Canadian Mid-Term Bond Portfolio ON No No No

BMO Private Canadian Money Market Portfolio ON No No No

BMO Private Canadian Short-Term Bond Portfolio ON No No No

BMO Private Canadian Special Equity Portfolio ON No No No

BMO Private Diversified Yield Portfolio ON No No No

BMO Private Emerging Markets Equity Portfolio ON No No No

BMO Private International Equity Portfolio ON No No No

BMO Private U.S. Equity Portfolio ON No No No

BMO Private U.S. Growth Equity Portfolio ON No No No

BMO Private U.S. Special Equity Portfolio ON No No No

BMO Real Return Bond Index ETF ON No No No

BMO Resource Fund ON No No No

BMO Retirement Balanced Portfolio ON No No No

BMO Retirement Conservative Portfolio ON No No No

BMO Retirement Income Portfolio ON No No No

BMO Risk Reduction Equity Fund ON No No No

BMO Risk Reduction Fixed Income Fund ON No No No

BMO S&P 500 Hedged to CAD Index ETF ON No No No

BMO S&P 500 Index ETF ON No No No

BMO S&P/TSX Capped Composite Index ETF ON No No No

BMO SelectClass Balanced Portfolio ON No No No

BMO SelectClass Growth Portfolio ON No No No

BMO SelectClass Income Portfolio ON No No No

BMO SelectClass® Equity Growth Portfolio ON No No No

BMO SelectTrust Balanced Portfolio ON No No No

BMO SelectTrust Conservative Portfolio ON No No No

BMO SelectTrust Equity Growth Portfolio ON No No No

BMO SelectTrust Fixed Income Portfolio ON No No No

BMO SelectTrust Growth Portfolio ON No No No

BMO SelectTrust Income Portfolio ON No No No

BMO Shiller Select US Index ETF ON No No No

BMO Short Corporate Bond Index ETF ON No No No

BMO Short Federal Bond Index ETF ON No No No

BMO Short Provincial Bond Index ETF ON No No No

BMO Short-Term Bond Index ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


BMO Short-Term US IG Corporate Bond Hedged to CAD Index ETF ON No No No

BMO Short-Term US Treasury Bond Index ETF ON No No No

BMO Subordinated Notes Trust ON No No No

BMO Tactical Balanced ETF Fund ON No No No

BMO Tactical Dividend ETF Fund ON No No No

BMO Tactical Global Asset Allocation ETF Fund ON No No No

BMO Tactical Global Bond ETF Fund ON No No No

BMO Tactical Global Equity ETF Fund ON No No No

BMO Tactical Global Growth ETF Fund ON No No No

BMO Target Education 2020 Portfolio ON No No No




BMO Target Education Income Portfolio ON No No No

BMO U.S. Dividend Fund ON No No No

BMO U.S. Dollar Balanced Fund ON No No No

BMO U.S. Dollar Dividend Fund ON No No No

BMO U.S. Dollar Equity Index Fund ON No No No

BMO U.S. Dollar Money Market Fund ON No No No

BMO U.S. Dollar Monthly Income Fund ON No No No

BMO U.S. Equity Class ON No No No

BMO U.S. Equity ETF Fund ON No No No

BMO U.S. Equity Fund ON No No No

BMO U.S. Equity Plus Fund ON No No No

BMO U.S. High Yield Bond Fund ON No No No

BMO U.S. Q-Model® Trust ON No No No

BMO U.S. Top 15 Small Cap TACTIC Fund ON No No No

BMO Ultra Short-Term Bond ETF ON No No No

BMO US Dividend ETF ON No No No

BMO US Dividend Hedged to CAD ETF ON No No No

BMO US High Dividend Covered Call ETF ON No No No

BMO US High Dividend Covered Call Hedged to CAD ETF ON No No No

BMO US Preferred Share Hedged to CAD Index ETF ON No No No

BMO US Preferred Share Index ETF ON No No No

BMO US Put Write ETF ON No No No

BMO US Put Write Hedged to CAD ETF ON No No No

BMO Women in Leadership Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


BMO World Bond Fund ON No No No

BNK Petroleum Inc. BC No No No

BNP Resources Inc. AB No Yes No

BNS Split Corp. II ON No No No

Boardwalk Real Estate Investment Trust AB No No No

Boardwalk REIT Limited Partnership AB No No No

Body and Mind Inc. BC No No No

Boise Creek Resources Ltd. BC No Yes No

Bold Stroke Ventures Inc. BC No Yes No

Bold Ventures Inc. ON No No No

Boliden AB (publ) ON No No No

Bolivar Mining Corp. BC No Yes No

Bomax Resource Corp. BC No Yes No

Bombardier Inc. QC No No No

Bonaventure Estates I Limited Partnership MB No Yes No

Bonaventure Resources Ltd. BC No Yes No

Bonavista Energy Corporation AB No No No

Bonkers Ventures Inc. AB No Yes No

Bonterra Energy Corp. AB No No No

BonTerra Resources Inc. BC No No No

Bookfortravel.com Inc. AB No Yes No

Bookkeeper International Equities Corp. BC No Yes No

Boomer Financial Inc. BC No No No

Boomerang Oil, Inc. ON No Yes No

Boost Capital Corp. ON No Yes No

Boralex Inc. QC No No No

Border Management, Inc. BC No Yes No

Border Petroleum Limited AB No No No

Boreal Metals Corp. BC No No No

Borealis Infrastructure Trust ON No No No

Borkin Industries Corp. BC No Yes No

Boss Minerals Inc. BC No No No

Boston Pizza Royalties Income Fund BC No No No

Bougainville Ventures Inc. BC No No No

Boundary Gold Corp. BC No Yes No

Boundaryview Place Limited Partnership BC No Yes No

Bow Energy Ltd. AB Yes No No

Bow Tie Acquisitions Corp. AB No Yes No

Bowes Lyon Resources Ltd. BC No Yes No

Boyd Group Income Fund MB No No No

of 292


5/11/2018 12:00:00 AMas at


Boyuan Construction Group, Inc. ON No No No

BQE Water Inc. BC No No No

Bracknell Corporation ON No Yes No

Bradmer Pharmaceuticals Inc. ON No No No

Brahma Resources Inc. BC No Yes No

Brainhunter Inc. ON No Yes No

Brainium Technologies Inc. BC No Yes No

Braintech, Inc. BC No Yes No

Bramalea Inc. BC No Yes No

Brampton Brick Limited ON No No No

Brand Leaders Income Fund ON No No No

Brand Leaders Plus Income ETF ON No No No

Brand Marvel Worldwide Consumer Products Corporation BC No Yes Yes

Brandenburg Energy Corp. BC No Yes No

Brandes Canadian Equity Fund ON No No No

Brandes Canadian Money Market Fund ON No No No

Brandes Corporate Focus Bond Fund ON No No No

Brandes Emerging Markets Value Fund ON No No No

Brandes Global Balanced Fund ON No No No

Brandes Global Equity Fund ON No No No

Brandes Global Opportunities Fund ON No No No

Brandes Global Small Cap Equity Fund ON No No No

Brandes International Equity Fund ON No No No

Brandes U.S. Equity Fund ON No No No

Brandes U.S. Small Cap Equity Fund ON No No No

Brandevor Enterprises Ltd. BC No Yes No

Brandgamz Marketing Inc. BC No Yes No

Brandon Energy Ltd. AB No Yes No

Brasilca Mining Corporation BC No Yes No

Brauch Database Systems, Inc. BC No Yes No

Bravada Gold Corporation BC No No No

Bravatek Solutions, Inc. BC No Yes No

Braveheart Resources Inc. ON No No No

Bravern Ventures Ltd. BC No No No

Bravo Enterprises Ltd. BC No Yes No

Bravo Resource Partners Ltd. BC No Yes No

Brazilian Resources, Inc. ON No Yes No

Breaking Data Corp. ON No No No

Breaking Point Developments Inc. AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


Breathtec Biomedical, Inc. BC No No No

Brent Gardens Limited Partnership BC No Yes No

Brent Resources Group Ltd. BC No Yes No

Bri-Chem Corp. AB No No No

BriaCell Therapeutics Corp. BC No No No

Briana Bio-Tech Inc. QC No Yes No

Bridge River Development Corp. BC No Yes No

BridgePoint International Inc. QC No Yes No

Bright Star Ventures Ltd. BC No Yes No

Brighter Minds Media Inc. ON No Yes No

Brighton Gardens Of Boynton Beach Limited Partnership BC No Yes No

Brinco 81 Energy Program BC No Yes No

Brinx Resources Ltd. BC No Yes No

Brio Gold Inc. ON No No No

Brisbane Capital Corp. BC No Yes No

Brisio Innovations Inc. BC No No No

Bristol Gate Concentrated Canadian Equity ETF ON No No No

Bristol Gate Concentrated US Equity ETF ON No No No

Bristol Trading Company Ltd. BC No Yes No

British Columbia Discovery Fund (VCC) Inc. BC No No No

British Columbia Ferry Services Inc. BC No No No

British Controlled Oilfields Ltd. QC Yes No No

British Lion Mines Ltd. BC No Yes No

British Pacific Investment Corp. BC No Yes No

British Telecommunications Plc BC No No No

Brixton Energy Corp. AB No Yes No

Brixton Metals Corporation BC No No No

BRK, Inc. BC No Yes No

Bro-X Minerals Ltd. AB No Yes No

Broadband Learning Corporation ON No Yes No

Broadway Beverages Ltd. BC No Yes No

Broadway Gold Mining Ltd. BC No No No

Bromley . Marr ECOS Inc. AB No Yes No

Brompton 2017 Flow-Through Limited Partnership ON No No No

Brompton Corp. ON No No No

Brompton Lifeco Split Corp. ON No No No

Brompton Oil Split Corp. ON No No No

Brompton Resource Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Brompton Split Banc Corp. ON No No No

Brookfield Asset Management Inc. ON No No No

Brookfield Business Partners L.P. ON No No No

Brookfield Finance Inc. ON No No No

Brookfield Finance LLC ON No No No

Brookfield Global Infrastructure Securities Income Fund ON No No No

Brookfield Infrastructure Finance Limited ON No No No

Brookfield Infrastructure Finance LLC ON No No No

Brookfield Infrastructure Finance Pty Ltd ON No No No

Brookfield Infrastructure Finance ULC ON No No No

Brookfield Infrastructure Partners L.P. ON No No No

Brookfield Infrastructure Preferred Equity Inc. ON No No No

Brookfield Investments Corporation ON No No No

Brookfield Office Properties Exchange LP ON No No No

Brookfield Office Properties Inc. ON No No No

Brookfield Property Partners L.P. ON No No No

Brookfield Property Split Corp. ON No No No

Brookfield Real Estate Services Inc. ON No No No

Brookfield Renewable Partners L.P. ON No No No

Brookfield Renewable Partners ULC ON No No No

Brookfield Renewable Power Preferred Equity Inc. ON No No No

Brookfield Select Opportunities Income Fund ON No No No

Brookfield Soundvest Equity Fund ON No No No

Brookfield Soundvest Split Trust ON No No No

Brooksbab Enterprises Inc. BC No No No

Broome Capital Inc. BC No No No

BRP Inc. QC No No No

BRS Resources Ltd. BC No No No

Bruin Point Helium Corp. BC No No No

Brunswick Resources Inc. ON No No No

BRX Mining & Petroleum Ltd. BC No Yes No

BSM Technologies Inc. ON No No No

BT Group plc ON No No No

BTB Real Estate Investment Trust QC No No No

BTL Group Ltd. BC No No No

BTU Metals Corp. BC No No No

BTV Games Inc. AB Yes No No

Bu-Max Gold Corp. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Buccaneer Gold Corp. ON No No No

Buchans Resources Limited NS No No No

Bucking Horse Energy Inc. BC No Yes No

Buckingham Copper Corp. BC No No No

Bud Minerals Ltd. BC No Yes No

Buddha Resources Inc. BC No Yes No

Buffalo Coal Corp. ON No No No

Buffalo Gold Ltd. BC No Yes No

Buhler Industries Inc. MB No No No

Builders Capital Mortgage Corp. AB No No No

Bullion Gold Resources Corp. BC No No No

Bullman Minerals Inc. BC No No No

Bunker Hill Mining Company Inc. BC No Yes No

Burcon Nutrascience Corporation BC No No No

Burnstone Ventures Inc. BC No Yes No

Burrard Ventures Inc. BC No Yes No

Burro Creek Minerals Ltd. BC No Yes No

Buscar Company BC No Yes No

Bushman Resources Inc. BC No Yes No

Business Systems International Inc. BC No Yes No

Butler Mountain Minerals Corp. BC No Yes No

BUTTE ENERGY INC. AB No No No

Buzz Capital Inc. ON No No No

BWR Exploration Inc. ON No No No

C & E Furniture Industries Inc. BC No Yes No

C International Income Fund ON No Yes No

C-Com Satellite Systems Inc. ON No No No

C.F.P.C. (1990) Limited Partnership BC No Yes No

C21 Investments Inc. BC No No No

Caara Ventures Inc. BC No Yes No

CABBAY HOLDINGS CORP. BC No No No

Cabernet Capital Corp. BC No No No

Cabia Goldhills Inc. QC No Yes No

CableClix (USA), Inc. N/A No Yes No

Cabletel Communications Corp. ON No Yes No

Cabo Drilling Corp. BC No No No

Cabral Gold Inc. BC No No No

Cache Exploration Inc. BC No No No

Caddev Industries Inc. BC No Yes No

Cadillac Ventures Inc. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Cadre Resources Ltd. BC No Yes No

Caduceus Software Systems Corp. BC No Yes No

CAE Inc. QC No No No

Cairo Resources Inc. BC No No No

CaiTerra International Energy Corporation AB No No No

Calais Resources Inc. BC No Yes No

Calaveras Resource Corp. BC No No No

Caldera Resources Inc. QC No Yes No

Caldera Technologies Corporation BC No Yes No

Caldwell Balanced Fund ON No No No

Caldwell Canadian Value Momentum Fund ON No No No

Caldwell Income Fund ON No No No

Caldwell U.S. Dividend Advantage Fund ON No No No

Caledonia Mining Corporation plc ON No No No

Calfrac Well Services Ltd. AB No No No

Calian Group Ltd. ON No No No

Caliber Minerals Inc. BC No No No

Calibre Energy Inc. AB No Yes No

Calibre Mining Corp. BC No No No

Calibre Technologies Corporation BC No Yes No

Caliente Resources Ltd. BC No Yes No

Califfi Capital Corp. BC No No No

California Gold Mines Inc. BC No Yes No

California Gold Mining Inc. ON No No No

California Nanotechnologies Corp. AB No No No

Callidus Capital Corporation ON No No No

Callinex Mines Inc. BC No No No

Callitas Health Inc. BC Yes No No

Calmena Energy Services Inc. AB No Yes No

Calstar Oil & Gas Ltd. AB No Yes No

Calyx Ventures Inc. BC No No No

Cam-Turf Corporation BC No Yes No

Camberly Energy Ltd. AB No Yes No

Cambium Limited Partnership No. Two BC No Yes No

Camborne Industries Plc BC No Yes No

Cambridge American Equity Corporate Class ON No No No

Cambridge American Equity Fund ON No No No

Cambridge Asset Allocation Corporate Class ON No No No

Cambridge Asset Allocation Fund ON No No No

Cambridge Balanced Yield Pool ON No No No

of 292


5/11/2018 12:00:00 AMas at


Cambridge Bond Fund ON No No No

Cambridge Canadian Dividend Corporate Class ON No No No

Cambridge Canadian Dividend Fund ON No No No

Cambridge Canadian Equity Corporate Class ON No No No

Cambridge Canadian Equity Fund ON No No No

Cambridge Canadian Growth Companies Fund ON No No No

Cambridge Canadian Short-Term Bond Pool ON No No No

Cambridge Environmental Systems Inc. AB No Yes No

Cambridge Global Dividend Corporate Class ON No No No

Cambridge Global Dividend Fund ON No No No

Cambridge Global Equity Corporate Class ON No No No

Cambridge Global Equity Fund ON No No No

Cambridge Global High Income Fund ON No No No

Cambridge Growth Companies Corporate Class ON No No No

Cambridge Growth Companies Fund ON No No No

Cambridge Monthly Income Corporate Class ON No No No

Cambridge Monthly Income Fund ON No No No

Cambridge Premium Yield Pool ON No No No

Cambridge Pure Canadian Equity Corporate Class ON No No No

Cambridge Pure Canadian Equity Fund ON No No No

Cambridge Stock Selection Fund ON No No No

Cambridge U.S. Dividend Fund ON No No No

Cambridge U.S. Dividend Registered Fund ON No No No

Cambridge U.S. Dividend US$ Fund ON No No No

Cameco Corporation SK No No No

Cameo Resources Corp. BC No No No

Cameron Tower Limited Partnership BC No Yes No

Camex Energy Corp. BC No No No

Camford Capital Corporation BC No Yes No

Camino Minerals Corporation BC No No No

Cammac Group Inc. AB No Yes No

Campbell Resources Inc. QC No Yes No

Camrova Resources Inc. BC No No No

Can-Asia Minerals Inc. BC No Yes No

Can-Cal Resources Ltd. BC No Yes No

Can-Chin Entertainment Group Co. Ltd. BC No Yes No

Can-Mac Exploration Ltd. BC No Yes No

Canabo Medical Inc. BC No No No

Canaccord Genuity Acquisition Corp. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Canaccord Genuity Group Inc. BC No No No

Canacol Energy Ltd. AB No No No

Canada 3000 Inc. ON No Yes No

Canada Carbon Inc. ON No No No

Canada Coal Inc. ON No No No

Canada Cobalt Works Inc. BC No No No

Canada Energy Partners Inc. BC No No No

Canada Goose Holdings Inc. ON No No No

Canada House Wellness Group Inc. ON No No No

Canada Iron Inc. BC No Yes No

Canada Jetlines Ltd. BC No No No

Canada Lease Financing Ltd. BC No Yes No

Canada Life Capital Trust ON No No No

Canada Life Financial Corporation ON No No No

Canada One Mining Corp. BC No No No

Canada Orient Resources Inc. BC No Yes No

Canada Rare Earth Corp. BC No No No

Canada Renewable Bioenergy Corp. BC No Yes No

Canada Strategic Metals Inc. QC No No No

Canada Zinc Metals Corp. BC No No No

CanadaBis Capital Inc. AB No No No

Canadaka Mining Corporation BC No Yes No

Canadian Airlines Corporation AB No Yes No

Canadian Apartment Properties Real Estate Investment Trust ON No No No

Canadian Aviation Express Airlines Inc. BC No Yes No

Canadian Banc Corp. ON No No No

Canadian Cariboo Resources Ltd. BC No Yes No

Canadian Convertibles Plus Fund QC No No No

Canadian Credit Card Trust II QC No No No

Canadian Crude Oil Index ETF AB No No No

Canadian Destination Properties Inc. AB No Yes No

Canadian Dividend Class (Laketon) ON No No No

Canadian Dollar Cash Management Fund ON No No No

Canadian Dollar Investment (Bermuda) Limited BC No Yes No

Canadian Energy Minerals Corp. BC No No No

Canadian Entertainment Investors No. I And Company, Limited Partnership BC No Yes No

Canadian Equity Alpha Corporate Class ON No No No

Canadian Equity Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Canadian Equity Class (Laketon) ON No No No

Canadian Equity Fund ON No No No

Canadian Equity Fund (Laketon) ON No No No

Canadian Equity Growth Corporate Class ON No No No

Canadian Equity Growth Pool ON No No No

Canadian Equity Small Cap Corporate Class ON No No No

Canadian Equity Small Cap Pool ON No No No

Canadian Equity Value Corporate Class ON No No No

Canadian Equity Value Pool ON No No No

Canadian Fixed Income Corporate Class ON No No No

Canadian Fixed Income Fund ON No No No

Canadian Fixed Income Pool ON No No No

Canadian General Investments, Limited ON No No No

Canadian Giant Exploration Limited BC No Yes No

Canadian Growth Class (GWLIM) ON No No No

Canadian Growth Fund (GWLIM) ON No No No

Canadian Heritage Brewing Co. Ltd. BC No Yes No

Canadian High Income Equity Fund ON No No No

Canadian Imperial Bank of Commerce ON No No No

Canadian Imperial Venture Corp. BC No No No

Canadian International Pharma Corp. BC No No No

Canadian Investment Grade Preferred Share Fund (P2L) ON No No No

Canadian Liberty Development Corp. BC No Yes No

Canadian Life Companies Split Corp. ON No No No

Canadian Low Volatility Class (London Capital) ON No No No

Canadian Manoir Industries Limited AB No Yes No

Canadian Metals Inc. QC No No No

Canadian Mining Corp. BC No No No

Canadian Mono Mines Inc. BC No Yes No

Canadian National Railway Company QC No No No

Canadian Natural Resources Limited AB No No No

Canadian Oil Recovery & Remediation Enterprises Ltd. ON No No No

Canadian Orebodies Inc. ON No No No

Canadian Overseas Exploration Corporation BC No Yes No

Canadian Overseas Petroleum Limited AB No No No

Canadian Pacific Railway Company AB No No No

Canadian Pacific Railway Limited AB No No No

Canadian Platinum Corp. AB No No No

of 292


5/11/2018 12:00:00 AMas at


Canadian Preferred Share Trust QC No No No

Canadian Quantum Energy Corporation AB No Yes No

Canadian Real Estate Investment Trust ON No No No

Canadian Resources Income Trust ON No No No

Canadian Roxana Resources Limited BC No Yes No

Canadian Scholarship Trust Family Savings Plan ON No No No

Canadian Scholarship Trust Founders' Plan ON No No No

Canadian Scholarship Trust Group Savings Plan 2001 ON No No No

Canadian Scholarship Trust Individual Savings Plan ON No No No

Canadian Silver Hunter Inc. ON No No No

Canadian Small Company Equity Fund ON No No No

Canadian Spirit Resources Inc. AB No No No

Canadian Spooner Industries Corporation ON No Yes No

Canadian Spooner Resources Inc. ON No Yes No

Canadian Stevia Corporation BC No Yes No

Canadian Strategic Holdings Ltd. BC No Yes No

Canadian Tire Corporation, Limited ON No No No

Canadian Trace Minerals Ltd. BC No Yes No

Canadian Transtech Industries Ltd. BC No Yes No

Canadian Utilities & Telecom Income Fund ON No No No

Canadian Utilities Limited AB No No No

Canadian Value Class (FGP) ON No No No

Canadian Western Bank AB No No No

Canadian Westgrowth Ltd. BC No Yes No

Canadian World Fund Limited ON No No No

Canadian Zinc Corporation BC No No No

Canadian-Star Industries Inc. BC No Yes No

Canaf Group Inc. BC No No No

Canalands Resources Corporation BC No Yes No

CanAlaska Uranium Ltd. BC No No No

CanAm Coal Corp. AB No Yes No

Canamex Gold Corp. BC No No No

Canarc Resource Corp. BC No No No

CanAsia Financial Inc. AB No No No

Canasil Resources Inc. BC No No No

Cancall Cellular Communications Inc. BC No Yes No

Candao Enterprises Inc. BC No Yes No

Candelaria Mining Corp. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Candente Copper Corp. BC No No No

Candente Gold Corp. BC No No No

Caneco Audio-Publishers Inc. BC No Yes No

Canex Energy Corp. BC No No No

CANEX Metals Inc. AB No No No

Canex Resources Corporation BC No Yes No

Canfor Corporation BC No No No

Canfor Pulp Products Inc. BC No No No

CaNickel Mining Limited BC No No No

Canlan Ice Sports Corp. BC No No No

Canmark International Resources Inc. BC No Yes No

Canmine Resources Corporation ON No Yes No

Cannabis Growth Opportunity Corporation ON No No No

Cannabis Science, Inc. BC No Yes No

Cannabis Strategic Ventures BC No Yes No

Cannabis Strategies Acquisition Corp. ON No No No

Cannabis Wheaton Income Corp. BC No No No

Cannabix Technologies Inc. BC No No No

CannaRoyalty Corp. ON No No No

CanniMed Therapeutics Inc. SK No No No

Canntab Therapeutics Limited ON No No No

CannTrust Holdings Inc. ON No No No

Cannvas MedTech Inc. BC No No No

Canoe Bond Advantage Class AB No No No

Canoe Bond Advantage Fund AB No No No

Canoe Canadian Asset Allocation Class AB No No No

Canoe Canadian Corporate Bond Fund AB No No No

Canoe Canadian Monthly Income Class AB No No No

Canoe EIT Income Fund AB No No No

Canoe Energy Class AB No No No

Canoe Energy Income Class AB No No No

Canoe Enhanced Income Class AB No No No

Canoe Enhanced Income Fund AB No No No

Canoe Equity Class AB No No No

Canoe Equity Income Class AB No No No

Canoe Floating Rate Income Fund AB No No No

Canoe Global Equity Income Class AB No No No

Canoe Global Income Class AB No No No

Canoe Global Income Fund AB No No No

Canoe Mining Ventures Corp. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Canoe North American Monthly Income Class AB No No No

Canoe Premium Income Fund AB No No No

Canoe Strategic High Yield Class AB No No No

Canoe Strategic High Yield Fund AB No No No

Canoe U.S. Equity Income Class AB No No No

Canopy Growth Corporation ON No No No

Canora Mining Corporation BC No Yes No

Canoro Resources Ltd. BC No Yes No

Canova Resources Ltd. BC No Yes No

Canpac Investments Corp. BC No No No

Canquest Resource Corporation BC No Yes No

Canreos Minerals (1980) Limited BC No Yes No

Canshore Exploration Limited AB No Yes No

Cansib Energy Inc. BC No Yes No

Canso Credit Income Fund ON No No No

Canso Select Opportunities Fund ON No No No

Cansorb Industries Inc. BC No Yes No

Canstar Resources Inc. ON No No No

Canstock Fund BC No Yes No

Canterbury Resources Inc. BC No Yes No

Canterra Minerals Corporation BC No No No

Cantex Mine Development Corp. BC No No No

Canuc Resources Corporation ON No No No

Canus Laboratories Ltd. BC No Yes No

Canvass Ventures Ltd. BC No No No

CanWel Building Materials Group Ltd. BC No No No

Canyon Copper Corp. BC No No No

Canyon Creek Food Company Ltd. AB Yes No No

Capco Resources Ltd. AB No Yes No

Capgain Properties Inc. AB No Yes No

Capha Pharmaceuticals Inc. BC No No No

Capilano Resources Inc. BC No Yes No

Capital Desjardins Inc. QC No No No

Capital DGMC Inc. QC No Yes No

Capital Group Canadian Core Plus Fixed Income Fund (Canada) ON No No No

Capital Group Canadian Focused Equity Fund (Canada) ON No No No

Capital Group Emerging Markets Total Opportunities Fund (Canada) ON No No No

Capital Group Global Balanced Fund (Canada) ON No No No

of 292


5/11/2018 12:00:00 AMas at


Capital Group Global Equity Fund (Canada) ON No No No

Capital Group International Equity Fund (Canada) ON No No No

Capital Group U.S. Equity Fund (Canada) ON No No No

Capital Group World Bond Fund (Canada) ON No No No

Capital Mineral Investors, Inc. AB No Yes No

Capital Power Corporation AB No No No

Capital Pro-Égaux Inc. QC No Yes No

Capital Reserve Inc. BC No Yes No

Capital SLM 300 inc. QC No Yes No

CapRate Commercial Properties Inc. AB No Yes No

Caprice-Greystoke Enterprises Ltd. BC No Yes No

Capricorn Business Acquisitions Inc. ON No No No

Capricorn Resources Ltd. BC No Yes No

Capstone Infrastructure Corporation ON No No No

Capstone Mining Corp. BC No No No

Capsule Technology Group Inc. BC No Yes No

Captech Multicom Inc. QC No Yes No

Captiva Verde Industries Ltd. AB No Yes No

Captiva Verde Land Corp. BC No No No

Captor Capital Corp. ON No No No

Cara Operations Limited ON No No No

Caracara Silver Inc. BC No No No

Carbite Golf Inc. ON No Yes No

Carbiz Inc. AB No Yes No

Carbon Green Inc. BC No Yes No

Carbon Products Industries, Inc. BC No Yes No

Cardero Resource Corp. BC No No No

Cardinal Capital Partners Inc. ON No No No

Cardinal Energy Ltd. AB No No No

Cardinal Resources Limited ON No No No

Cardinal Resources plc AB No Yes No

Cardiocomm Solutions, Inc. ON No No No

Cardiome Pharma Corp. BC No No No

CARDS II Trust ON No No No

Care Veterinary Pharmaceuticals Ltd. BC No Yes No

Cargojet Inc. ON No No No

Cariana International Industries Inc. BC No Yes No

Caribbean Diversified Investments, Inc. BC No Yes No

Caribbean Utilities Company, Ltd. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Cariboo Gold Fields Ltd. BC No Yes No

Cariboo Rose Resources Ltd. BC No No No

Carissa Gold Inc. BC No Yes No

Carl Data Solutions Inc. BC No No No

Carlaw Capital V Corp. ON No No No

Carlin Gold Corporation BC No No No

Carlson Mines Ltd. BC No Yes No

Carlyle Energy Ltd. BC No Yes No

Carlyle Entertainment Ltd. BC No Yes No

Carmanah Resources Ltd. AB No Yes No

Carmanah Technologies Corporation BC No No No

Carmax Mining Corp. BC No No No

Carmel Resources Limited BC No Yes No

Carnival Resources Ltd. BC No Yes No

Carolyn River Projects Ltd. BC No Yes No

Carousel Capital Corp. BC No Yes No

Carpita Corporation BC No Yes No

Carriage Lane Estates Limited Partnership BC No Yes No

CARRIE ARRAN RESOURCES INC. ON No No No

Carrigan Industries Limited BC No Yes No

Carrington Acquisition Corp. ON No Yes No

Cartaway Resources Corporation ON No Yes No

Cartier Resources Inc. QC No No No

Carube Copper Corp. ON No No No

Casamiro Resource Corporation BC No Yes No

Casau Exploration Ltd. BC No Yes No

Cascade Resources Ltd. BC No Yes No

Cascade Technologies Corp. BC No Yes No

Cascadero Copper Corporation BC Yes No No

Cascades Inc. QC No No No

Cascadia Consumer Electronics Corp. BC No No No

Cascadia Technologies Ltd. BC No Yes No

Case Financial, Inc. BC No Yes No

Cash Canada Group Ltd. AB No Yes No

Cash Management Class ON No No No

Cash Management Pool ON No No No

Casmyn Corp. BC No Yes No

Caspian Energy Inc. AB No No No

Cassius Ventures Ltd. BC No No No

Castle Peak Mining Ltd. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Catalina Gold Corp. BC No No No

CatchMark Timber Trust, Inc. ON No No No

Catear Resources Ltd. BC No Yes No

Caterpillar Financial Services Limited ON No No No

Cathay Energy Inc. AB No Yes No

Cathay Forest Products Corp. ON No Yes No

Cathedral Energy Services Ltd. AB No No No

Catlow Resources Ltd. BC No Yes No

Caulfield Resources Ltd BC No Yes No

Cautivo Mining Inc. ON No No No

Cava Resources Inc. ON No No No

Cavalier Energy Limited BC No Yes No

Cavallo Wine Group International Inc. BC No Yes No

Cayenne Capital Corp. BC No No No

Cayenne Gold Mines Ltd. BC No Yes No

Cayman Resources Ltd. BC No Yes No

Caza Gold Corp. BC No No No

CBD Med Research Corp. BC No No No

CBLT Inc. ON No No No

CBM Asia Development Corp. BC No Yes Yes

CBO Resources Corp. BC No Yes No

CC&L Core Income and Growth Fund ON No No No

CC&L Diversified Income Portfolio BC No No No

CC&L Equity Income and Growth Fund ON No No No

CC&L Global Alpha Fund ON No No No

CC&L High Yield Bond Fund ON No No No

CCC International Trade Inc. BC No Yes No

CCL Industries Inc. ON No No No

CCW System Ltd. BC No Yes No

CDA International Inc. ON No Yes No

CDC Corporation QC No Yes No

CDN Jade Mine Resources Inc. BC No Yes No

CDN MSolar Corp. BC No No No

CDNET Canada Inc. ON No Yes No

Ceapro Inc. AB No No No

Ced-Or Corporation AB No Yes No

Cedar Creek Mines Ltd. BC No Yes No

Cee Bee Natural Gas Inc. BC No Yes No

Celebrity Energy Corp. BC No Yes No

Celeste Mining Corp. AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


Celestica Inc. ON No No No

Celico Resources Ltd. BC No Yes No

Cell MedX Corp BC No No No

Cellstop Systems, Inc. BC No No No

CelLynx Group, Inc. BC No Yes No

Celtic Minerals Ltd. ON No Yes No

Celtic Resources Holdings Plc BC No Yes No

Celtic Tiger Minerals Exploration Inc. NS No Yes No

CEMATRIX Corporation AB No No No

Cenosis Inc. QC No Yes No

Cenovus Energy Inc. AB No No No

Cenpro Technologies Inc. AB No Yes No

Centamin plc ON No No No

Centenera Mining Corporation BC No No No

Centerra Gold Inc. ON No No No

Central 1 Credit Union BC No No No

Central Asia Goldfields Corporation ON No Yes No

Central Guaranty Trust Company BC No Yes No

Central Guaranty Trustco Limited BC No Yes No

Central Industries Corporation Inc. QC No Yes No

Central Iron Ore Limited BC No No No

Central Minera Corp. BC No Yes No

Centre Street Limited Partnership BC No Yes No

Centric Health Corporation ON No No No

Centurion Minerals Ltd. BC No No No

Century Dj Mutual Fund BC No Yes No

Century Energy Ltd. BC No No No

Century Global Commodities Corporation ON No No No

Cepeda Minerals Inc. BC No Yes No

Cephalon Resource Corporation AB No Yes No

Cequence Energy Ltd. AB No No No

Cercal Minerals Corporation BC No Yes No

Ceres Global Ag Corp. ON No No No

Ceridian HCM Holding Inc. ON No No No

Cerro Grande Mining Corporation ON No No No

Cerro Mining Corp. BC No No No

Certive Solutions Inc. BC No No No

Cerus Energy Group Ltd. AB No No No

Cervantes Capital Corp. BC No No No

Cervus Equipment Corporation AB No No No

of 292


5/11/2018 12:00:00 AMas at


CES Energy Solutions Corp. AB No No No

Cevaxs Corporation BC No Yes No

Ceylon Graphite Corp. BC No No No

CGF Fund 4000 BC No Yes No

CGF Venture Fund BC No Yes No

CGI Group Inc. QC No No No

CGI Mutualization Corporation BC No Yes No

CGSG Investment Inc. BC No No No

CGX Energy Inc. ON No No No

CH Financial Corporation BC No Yes No

Chackmore Unit Trust BC No No No

Chai Cha Na Mining Inc. ON No Yes No

Chakana Copper Corp. BC No No No

Champion Bear Resources Ltd. AB No No No

Champion Communication Services Inc. ON No Yes No

Champion Iron Limited ON No No No

Chandi Resources Corporation BC No Yes No

Changfeng Energy Inc. ON No No No

Changyu Medtech Ltd. BC No Yes No

Channel Ridge Estate Holdings Inc. AB No Yes No

Chantrell Ventures Corp. BC No No No

CHAR Technologies Inc. ON No No No

Charan Industries Inc. BC No Yes No

Charlemagne Resources Ltd. BC No Yes No

Charlie O Company, Inc. BC No Yes No

Charlotte Resources Ltd. BC No Yes No

Chartwell Retirement Residences ON No No No

Chase Resource Corporation BC No Yes No

Chateau Janeville Apartment Project MB No No No

Chatham Rock Phosphate Limited BC No No No

Chauvco Resources International Ltd. BC No Yes No

CHC Student Housing Corp. ON No No No

Cheetah Canyon Resources Corp. BC No No No

Cheetah Oil & Gas Ltd. BC No Yes No

Chelan Resources Inc. BC No Yes No

Chelsea Oil and Gas Ltd. AB No No No

Chelsea Resources Ltd. BC No Yes No

Chemistree Technology Inc. BC No No No

Chemokine Therapeutics Corp. BC No Yes No

Chemtrade Electrochem Inc. AB No No No

of 292


5/11/2018 12:00:00 AMas at


Chemtrade Logistics Income Fund ON No No No

Chesapeake Computer Systems Inc. BC No Yes No

Chesapeake Gold Corp. BC No No No

Chess-Clarion 1980-81 Exploration Program BC No Yes No

Chessminster Group Ltd. BC No Yes No

Chesswood Group Limited ON No No No

Cheyenne Energy Inc. AB No Yes No

Cheyenne Petroleum Corporation BC No Yes No

Chibougamau Independent Mines Inc. QC No No No

Chicago Newspaper Liquidation Corp. ON Yes No No

Chichi Financial Inc. BC No No No

Chieftain Metals Corp. ON No Yes No

Chilean Metals Inc. BC No No No

Chimata Gold Corp. BC No No No

China Coal Corporation AB No Yes No

China Diamond Corp. ON No Yes No

China Education Resources Inc. BC No No No

China Gewang Biotechnology, Inc. BC No Yes No

China Gold International Resources Corp. Ltd. BC No No No

China Goldcorp Ltd. ON No No No

China Interactive Education, Inc. BC No Yes No

China Keli Electric Company Ltd. BC No No No

China Minerals Mining Corporation BC No No No

China Sea Resources Corporation BC No Yes No

Chinapintza Mining Corp. ON No No No

Chinook Energy Inc. AB No No No

Chinook Tyee Industry Limited BC No No No

CHIP Mortgage Trust ON No No No

Chisholm Resources Ltd. BC No Yes No

ChitrChatr Communications Inc. AB No Yes No

Choice Properties Real Estate Investment Trust ON No No No

Choom Holdings Inc. BC No No No

Chorus Aviation Inc. NS No No No

Chorus II Aggressive Growth Portfolio QC No No No

Chorus II Balanced Low Volatility Portfolio QC No No No

Chorus II Conservative Low Volatility Portfolio QC No No No

Chorus II Corporate Class Aggressive Growth Portfolio QC No No No

Chorus II Corporate Class Balanced Low Volatility Portfolio QC No No No

of 292


5/11/2018 12:00:00 AMas at


Chorus II Corporate Class Conservative Low Volatility Portfolio QC No No No

Chorus II Corporate Class Growth Portfolio QC No No No

Chorus II Corporate Class Maximum Growth Portfolio QC No No No

Chorus II Corporate Class Moderate Low Volatility Portfolio QC No No No

Chorus II Growth Portfolio QC No No No

Chorus II Maximum Growth Portfolio QC No No No

Chorus II Moderate Low Volatility Portfolio QC No No No

Chou Asia Fund ON No No No

Chou Associates Fund ON No No No

Chou Bond Fund ON No No No

Chou Europe Fund ON No No No

Chou RRSP Fund ON No No No

ChroMedX Corp. ON No No No

Chromex Nickel Mines Ltd. BC No Yes No

CHS Resources Inc. BC No No No

Chuma Holdings, Inc. BC No Yes No

Churchill 10 Debenture Corp. BC No No No

Churchill 10 Real Estate Limited Partnership BC No No No

Churchill 11 Debenture Corp. BC No No No

Churchill 11 Real Estate Limited Partnership BC No No No

Churchill IV Debenture Corp. BC No No No

Churchill IV Real Estate Limited Partnership BC No No No

Chuska Resources Corp. BC No Yes No

CI American Managers Corporate Class ON No No No

CI American Small Companies Corporate Class ON No No No

CI American Small Companies Fund ON No No No

CI American Value Corporate Class ON No No No

CI American Value Fund ON No No No

CI Can-Am Small Cap Corporate Class ON No No No

CI Canadian Investment Corporate Class ON No No No

CI Canadian Investment Fund ON No No No

CI Canadian Small/Mid Cap Fund ON No No No

CI Financial Corp. ON No No No

CI G5|20 2038 Q3 Fund ON No No No





of 292


5/11/2018 12:00:00 AMas at



CI G5|20i 2035 Q1 Fund ON No No No




CI Global Health Sciences Corporate Class ON No No No

CI Global High Dividend Advantage Corporate Class ON No No No

CI Global High Dividend Advantage Fund ON No No No

CI Global Small Companies Corporate Class ON No No No

CI Global Small Companies Fund ON No No No

CI Global Value Corporate Class ON No No No

CI Global Value Fund ON No No No

CI Income Fund ON No No No

CI International Value Corporate Class ON No No No

CI International Value Fund ON No No No

CI Investment Grade Bond Fund ON No No No

CI Money Market Fund ON No No No

CI Pacific Corporate Class ON No No No

CI Pacific Fund ON No No No

CI Short-Term Corporate Class ON No No No

CI Short-Term US$ Corporate Class ON No No No

CI U.S. Income US$ Pool ON No No No

CI US Money Market Fund ON No No No

CIBC Asia Pacific Fund ON No No No

CIBC Asia Pacific Index Fund ON No No No

CIBC Balanced Fund ON No No No

CIBC Balanced Growth Passive Portfolio ON No No No

CIBC Balanced Index Fund ON No No No

CIBC Balanced Passive Portfolio ON No No No

CIBC Canadian Bond Fund ON No No No

CIBC Canadian Bond Index Fund ON No No No

CIBC Canadian Equity Fund ON No No No

CIBC Canadian Equity Value Fund ON No No No

CIBC Canadian Index Fund ON No No No

CIBC Canadian Real Estate Fund ON No No No

CIBC Canadian Resources Fund ON No No No

CIBC Canadian Short-Term Bond Index Fund ON No No No

CIBC Canadian Small-Cap Fund ON No No No

CIBC Canadian T-Bill Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


CIBC Capital Trust ON No No No

CIBC Conservative Passive Portfolio ON No No No

CIBC Dividend Growth Fund ON No No No

CIBC Dividend Income Fund ON No No No

CIBC Emerging Markets Fund ON No No No

CIBC Emerging Markets Index Fund ON No No No

CIBC Energy Fund ON No No No

CIBC European Equity Fund ON No No No

CIBC European Index Fund ON No No No

CIBC Financial Companies Fund ON No No No

CIBC Global Bond Fund ON No No No

CIBC Global Bond Index Fund ON No No No

CIBC Global Equity Fund ON No No No

CIBC Global Monthly Income Fund ON No No No

CIBC Global Technology Fund ON No No No

CIBC International Equity Fund. ON No No No

CIBC International Index Fund ON No No No

CIBC International Small Companies Fund ON No No No

CIBC Latin American Fund ON No No No

CIBC Managed Aggressive Growth Portfolio ON No No No

CIBC Managed Balance Growth Portfolio ON No No No

CIBC Managed Balanced Portfolio ON No No No

CIBC Managed Growth Portfolio ON No No No

CIBC Managed Income Plus Portfolio ON No No No

CIBC Managed Income Portfolio ON No No No

CIBC Managed Monthly Income Balanced Portfolio ON No No No

CIBC Money Market Fund ON No No No

CIBC Monthly Income Fund ON No No No

CIBC Nasdaq Index Fund ON No No No

CIBC Precious Metals Fund ON No No No

CIBC Short-Term Income Fund ON No No No

CIBC U.S. Broad Market Index Fund ON No No No

CIBC U.S. Dollar Managed Balanced Portfolio ON No No No

CIBC U.S. Dollar Managed Growth Portfolio ON No No No

CIBC U.S. Dollar Managed Income Portfolio ON No No No

CIBC U.S. Dollar Money Market Fund ON No No No

CIBC U.S. Equity Fund ON No No No

CIBC U.S. Index Fund ON No No No

CIBC U.S. Small Companies Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


CIBT Education Group Inc. BC No No No

CIC Canola Industries Canada Inc. ON No Yes No

CIC Capital Fund Ltd. BC No Yes No

Cicada Ventures Ltd. BC No No No

Cie-Nergy Ply-Foil Canada inc. AB No Yes No

Cielo Waste Solutions Corp. BC No No No

CIM International Group Inc. ON No No No

Cimatec Environmental Engineering Inc. ON No Yes No

Cineplex Inc. ON No No No

Cinnabar Resources Ltd. BC No Yes No

Cinram International Limited Partnership ON No Yes No

Cintech Solutions, Inc. ON No Yes No

Cipher Pharmaceuticals Inc. ON No No No

Cipher Resources Inc. BC No No No

Circa Enterprises Inc. AB No No No

CIS Commax Hedge Fund BC No Yes No

CIS Global Telecommunications Fund BC No Yes No

Citadel Income Fund ON No No No

Citigroup Finance Canada ULC ON No No No

Citrine Holdings Limited BC No Yes No

CityXpress Corp. BC No Yes No

CJL Capital Inc. QC No Yes No

Claim Post Resources Inc. ON No No No

Claren Energy Corp. BC No No No

Clarepine Industries Inc. BC No Yes No

Clarion Resources Ltd. BC No Yes No

Clarke Inc. NS No No No

Clarmin Explorations Inc. BC No No No

Clarocity Corporation AB No No No

Clarus Corporation BC No Yes No

Classic Education Savings Plan ON No No No

Classic Gold Resources Limited BC No Yes No

Claw Resources Ltd. BC No Yes No

Clay-Mill Technical Systems Inc. BC No Yes No

Clean Commodities Corp. BC No No No

Clean Energy Combustion Systems, Inc. BC No Yes No

Clean Harbors, Inc. AB No No No

Clean Seed Capital Group Ltd. BC No No No

Clean Transportation Group Inc BC No Yes No

Cleanfield Alternative Energy Inc. ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


Clear Gold Resources Inc. BC No Yes No

Clearant Inc. BC No Yes No

Clearford Water Systems Inc. ON No No No

Clearpoint Global Dividend Fund ON No No No

Clearpoint Short Term Income Fund ON No No No

ClearStream Energy Services Inc. AB No No No

Clearview Resources Ltd. AB No No No

Clearwater Seafoods Incorporated NS No No No

Cleghorn Minerals Ltd. QC No No No

Clement Systems Inc. AB No Yes No

ClickStream Corporation BC No Yes No

Cliffmont Resources Ltd. BC No No No

Cliffside Capital Ltd. ON No No No

Clifton Mining Company BC No Yes No

Clio Tools.com Ltd. AB No Yes No

Clipper Apartment Project MB No No No

CLN Ventures Inc ON No Yes No

Cloud Nine Education Group Ltd. BC No No No

Cluny Capital Corp. ON No No No

Clyde Resources Inc. BC No Yes No

Clydesdale Resources Inc. AB No No No

CMAC Computer Systems Ltd. BC No Yes No

CMC Metals Ltd. BC No No No

CMP 2017 Resource Limited Partnership ON No No No

CMP 2018 Resource Limited Partnership ON No No No

CMX Gold & Silver Corp. AB No No No

CNH Capital Canada Receivables Trust ON No No No

CNH Capital Canada Wholesale Trust ON No No No

CNI Computer Networks International Ltd. BC No Yes No

CNRP Mining Inc. ON No No No

Co-Operators General Insurance Company ON No No No

CO2 Solutions Inc. QC No No No

Coach Hill Manor BC No Yes No

Coachman House Limited Partnership MB No Yes No

Coast Range Resources Ltd. BC No Yes No

Coastal Pacific Mining Corp. AB No Yes No

Coastal Plain Resources Ltd. AB No Yes No

Coastasia Enterprises Ltd. BC No Yes No

Cobalt 27 Capital Corp. ON No No No

Cobalt Blockchain Inc. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Cobalt Coal Ltd. AB No Yes No

Cobalt Power Group Inc. BC No No No

Cobra Venture Corporation BC No No No

Code Navy BC No Yes No

Coded Communications Corporation BC No Yes No

Coeur Mining, Inc. ON No No No

Cogeco Communications Inc. QC No No No

Cogeco Inc. QC No No No

Cognetivity Neurosciences Ltd. BC No No No

Cognoscente Software International Inc. BC No Yes No

COHBAR, INC BC No No No

Colabor Group Inc. QC No No No

Colborne Centre I Limited Partnership BC No Yes No

Colborne South Limited Partnership BC No Yes No

Cold Creek Capital Inc. AB No Yes No

Colibri Resource Corporation NB No No No

Colliers International Group Inc. ON No No No

Collingwood Resources Corp. BC No No No

Colombia Crest Gold Corp. BC No No No

Colonial Coal International Corp. BC No No No

Colorado Resources Ltd. BC No No No

Colorfax International Inc. BC No Yes No

Colossus Minerals Inc. ON No Yes No

Colson Capital Corp. AB No No No

Colt Exploration ( Western ) Ltd. BC No Yes No

Colt Resources Inc. QC No Yes No

Columbia Leisure Corporation BC No Yes No

Columbus Energy Limited BC No No No

Columbus Gold Corp. BC No No No

Columbus Networks Corporation BC No Yes No

Com-Air Containers (Canada) Inc. BC No Yes No

Comaplex Resources International Ltd. BC No Yes No

Comet Industries Ltd. BC No No No

Cominar Real Estate Investment Trust QC No No No

Commander Resources Ltd. BC No No No

Commerce Acquisition Corp. ON No No No

Commerce Resources Corp. BC No No No

Commercial Consolidators Corp. ON No Yes No

Commercial Oil (And) Gas Ltd. BC No Yes No

Common Wealth Capital Limited AB No No No

of 292


5/11/2018 12:00:00 AMas at


Communicorp Corporation ON No Yes No

Compass Balanced Growth Portfolio AB No No No

Compass Balanced Portfolio AB No No No

Compass Conservative Balanced Portfolio AB No No No

Compass Conservative Portfolio AB No No No

Compass Gold Corporation BC No No No

Compass Growth Portfolio AB No No No

Compass Maximum Growth Portfolio AB No No No

Compleat Health Corporation BC No Yes No

Compliance Energy Corporation BC No Yes No

Compressario Corporation ON No Yes No

Compression & Encryption Technologies Inc. AB No Yes No

Computer Modelling Group Ltd. AB No No No

Comstock Metals Ltd. BC No No No

Comterm Inc. BC No Yes No

Con-Tech Industries Inc. BC No Yes No

Cona Resources Ltd. AB No No No

Concert Industries Ltd. QC No Yes No

Concordia International Corp. ON No No No

Condor Petroleum Inc. AB No No No

Condor Resources Inc. BC No No No

Confederation Life Insurance Company BC No Yes No

Confederation Minerals Ltd. BC No No No

Conifex Timber Inc. BC No No No

Conjuchem Biotechnologies Inc. QC No Yes No

Conley Resources Corp. BC No Yes No

Connacher Oil and Gas Limited AB No No No

Connexus Corporation BC No Yes No

Conpak Seafoods Inc. NF No Yes No

Conquest Resources Limited ON No No No

Conservative Folio Fund ON No No No

Conservative Fund ON No No No

Conservative Income Portfolio ON No No No

Conservative Monthly Income Fund ON No No No

Conservative Portfolio ON No No No

Consil Corp. BC No Yes No

Consolidated Acorn Resources Ltd. BC No Yes No

Consolidated Advanced Ecology Corp. BC No Yes No

Consolidated Agarwal Resources Ltd. BC No Yes No

Consolidated Amhawk Enterprises Ltd. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Consolidated Andex Resources Ltd.(N.P.L.) BC No Yes No

Consolidated Aston Resources Ltd. BC No Yes No

Consolidated Bahn Foods Inc. BC No Yes No

Consolidated Care Point Medical Centres Ltd. BC No Yes No

Consolidated Ecoprogress Technology Inc. BC No Yes No

Consolidated Firstfund Capital Corp. BC No No No

Consolidated Genco Industries Inc. BC No Yes No

Consolidated General Sea Harvest Corporation BC No Yes No

Consolidated Golden Quail Resources Ltd. BC No Yes No

Consolidated Harlin Resources Limited BC No Yes No

Consolidated HCI Holdings Corporation ON No No No

Consolidated Indescor Corp. BC No Yes No

Consolidated Inland Recovery Group Ltd. BC No Yes No

Consolidated Lone Star Resource Corporation BC No Yes No

Consolidated Niche Peripherals Inc. BC No Yes No

Consolidated Nrd Resources Ltd. BC No Yes No

Consolidated Omab Enterprises Ltd. BC No Yes No

Consolidated Plentech Electronics Inc. BC No Yes No

Consolidated Power Battery Corporation BC No Yes No

Consolidated Rich Capital Corporation BC No Yes No

Consolidated Silver Tusk Mines Ltd. BC No Yes No

Consolidated Stone Industries Inc. BC No Yes No

Consolidated Tanager Limited ON No No No

Consolidated Trout Lake Mines Ltd. BC No Yes No

Consolidated Van Anda Gold Ltd. BC No Yes No

Consolidated Van-City Marble Ltd. BC No Yes No

Consolidated Woodjam Copper Corp. BC No No No

Consolidated Yukon Minerals Corporation BC No Yes No

Constantine Metal Resources Ltd. BC No No No

Constellation Copper Corporation ON No Yes No

Constellation Software Inc. ON No No No

Contact Gold Corp. BC No No No

Contact Image Corporation QC No Yes No

Contagious Gaming Inc. BC No No No

Contec Innovations Inc. BC No Yes No

Continental Datanet Inc. BC No Yes No

Continental Energy Corporation BC No No No

Continental Gold Inc. ON No No No

Continental Home Healthcare Ltd. BC No Yes No

Continental Precious Minerals Inc. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Control Energy Corp. BC No Yes No

Control Networks Corporation BC No Yes No

Convenience TV Inc. BC No Yes No

Conversion Industries Inc. BC No Yes No

Conway Resources Inc. QC No Yes No

Copacabana Capital Limited BC No Yes No

Copper Fox Metals Inc. AB No No No

Copper Lake Resources Ltd. BC No No No

Copper Mesa Mining Corporation BC No Yes No

Copper Mountain Mining Corporation BC No No No

Copper North Mining Corp. BC No No No

Copper One Inc. ON No No No

Copper Point Mining Corp. BC No Yes No

Copper Reef Mining Corporation MB No No No

Copperbank Resources Corp. BC No No No

Coral Gold Resources Ltd. BC No No No

Corby Spirit and Wine Limited ON No No No

Cordex Petroleums Inc. BC No Yes No

Cordoba Minerals Corp. BC No No No

Cordy Oilfield Services Inc. AB No No No

Core Bond Fund (Portico) ON No No No

Core Canadian Dividend Trust ON No No No

Core Gold Inc. BC No No No

Core Plus Bond Fund (Portico) ON No No No

Corix Bioscience, Inc. BC No Yes No

Cornerstone Capital Resources Inc. AB No No No

Cornerstone Industries International Inc. BC No Yes No

Cornerstone Metals Inc. BC No No No

Corning Resources Ltd. BC No Yes No

Coro Mining Corp. BC No No No

Corolla Resources Ltd. BC No Yes No

Coronado Resources Ltd. BC No No No

Coronet Metals Inc. BC No No No

Coronus Solar Inc. BC No Yes No

Corporate Bond Fund (Portico) ON No No No

Corporate Catalyst Acquisition Inc. ON No No No

Corridor Resources Inc. NS No No No

Corsa Coal Corp. ON No No No

Cortex Business Solutions Inc. AB No No No

Corus Entertainment Inc. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Corvus Gold Inc. BC No No No

COSBOO International Inc. BC No Yes No

Cosigo Resources Ltd. BC No Yes No

Cosmos Resources Inc. BC No Yes No

Cotinga Pharmaceuticals Inc. ON No No No

Cott Corporation ON No No No

Counsel All Equity Portfolio ON No No No

Counsel All Equity Portfolio Class ON No No No

Counsel Balanced Growth Portfolio ON No No No

Counsel Balanced Portfolio ON No No No

Counsel Balanced Portfolio Class ON No No No

Counsel Canadian Core Fixed Income ON No No No

Counsel Canadian Dividend ON No No No

Counsel Canadian Dividend Class ON No No No

Counsel Canadian Growth ON No No No

Counsel Canadian Growth Class ON No No No

Counsel Canadian Value ON No No No

Counsel Canadian Value Class ON No No No

Counsel Conservative Portfolio ON No No No

Counsel Conservative Portfolio Class ON No No No

Counsel Defensive Global Equity ON No No No

Counsel Fixed Income ON No No No

Counsel Global Dividend ON No No No

Counsel Global Fixed Income ON No No No

Counsel Global Low Volatility Equity ON No No No

Counsel Global Real Estate ON No No No

Counsel Global Small Cap ON No No No

Counsel Global Trend Strategy ON No No No

Counsel Growth Portfolio ON No No No

Counsel Growth Portfolio Class ON No No No

Counsel High Income Portfolio ON No No No

Counsel High Yield Fixed Income ON No No No

Counsel Income Portfolio ON No No No

Counsel International Growth ON No No No

Counsel International Value ON No No No

Counsel Money Market ON No No No

Counsel Monthly Income Portfolio ON No No No

Counsel North American High Yield Bond ON No No No

Counsel Retirement Accumulation Portfolio ON No No No

Counsel Retirement Foundation Portfolio ON No No No

of 292


5/11/2018 12:00:00 AMas at


Counsel Retirement Income Portfolio ON No No No

Counsel Retirement Preservation Portfolio ON No No No

Counsel Short Term Bond ON No No No

Counsel U.S. Growth ON No No No

Counsel U.S. Value ON No No No

CounterPath Corporation BC No No No

County Line Energy Corp AB No Yes No

Courtland Capital Inc. AB No No No

Courts Of St. James Phase I (1984) Limited Partnership BC No Yes No

Covalon Technologies Ltd. ON No No No

Coventry Ventures Inc. BC No Yes No

Covington Fund II Inc. ON No No No

Covington Venture Fund Inc. ON No No No

CPI Card Group Inc. BC No No No

CPI Crown Properties International Corporation AB No Yes No

CPI Plastics Group Limited ON No Yes No

CR Capital Corp. ON No No No

CRA Phase II Ltd. BC No Yes No

Crack Resources Ltd. ( N P L ) BC No Yes No

Craig Wireless Systems Ltd. ON No Yes No

CRAiLAR Technologies Inc. BC No Yes No

CRC Royalty Corporation BC No No No

Creative Entertainment Technologies Inc. BC No Yes No

Creative Products Inc. BC No Yes No

Creative Waste Solutions, Inc. BC No Yes No

Creator Capital Limited BC No Yes No

Credent Capital Corp. BC No No No

Credit Suisse AG ON No No No

Crescent Point Energy Corp. AB No No No

Crescita Therapeutics Inc. ON No No No

Cresval Capital Corp. BC No No No

Crew Energy Inc. AB No No No

CRH Medical Corporation BC No No No

Crimson Bioenergy Ltd. BC No Yes No

Critical Control Energy Services Corp. AB No No No

Critical Elements Corporation QC No No No

Crius Energy Trust ON No No No

Crombie Real Estate Investment Trust NS No No No

Cromwell Resources Limited AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


Cronos Group Inc. ON No No No

Crop Infrastructure Corp. BC No No No

Cross Pacific Pearls Inc. BC No Yes No

Crosscreek Mining Corporation BC No Yes No

Crossfire Energy Services Inc. AB No Yes No

Crosswinds Holdings Inc. ON No No No

Crown Baus Capital Corp. BC No Yes No

Crown Capital Partners Inc. AB No No No

Crown Mining Corp. ON No No No

Crown Point Energy Inc. AB No No No

Crownia Holdings Ltd. BC No No No

CRS Electronics Inc. ON No Yes No

CRS Preferred NT Ltd. ON No Yes No

Cruz Cobalt Corp. BC No No No

Cryogas Engineering Ltd. BC No Yes No

Cryopak Industries Inc. BC No Yes Yes

Cryptanite Blockchain Technologies Corp. BC No No No

Cryptobloc Technologies Corp. BC No No No

CryptoGlobal Corp. ON No No No

Crystal Exploration Inc. BC No No No

Crystal Graphite Corporation BC No Yes No

Crystal Lake Mining Corporation BC No No No

Crystal Mountain Resources Ltd. BC No Yes No

Crystal Peak Minerals Inc. ON No No No

Crystallex International Corporation ON No Yes No

CSCC Casino Software Corporation BC No Yes No

CT Developers Ltd. ON No No No

CT Real Estate Investment Trust ON No No No

Ctg Compression Technology Group Inc. BC No Yes No

CU Inc. AB No No No

Cub Energy Inc. AB No No No

Cubacan Exploration Inc. AB No Yes No

Cuervo Resources Inc. ON No Yes No

Cumo Resources Ltd. BC No Yes No

Cumulus Ventures Ltd. BC No Yes No

Curragh Inc. BC No Yes No

Currency Exchange International, Corp. ON No No No

Current Technology Corporation BC No Yes No

Currie Rose Resources Inc. ON No No No

Custom Cryogenic Grinding Corporation ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


CUV Ventures Corp. BC No No No

Cuvier Mines Inc. BC No Yes No

Cv Sportsmark International Inc. BC No Yes No

CVF Technologies Corporation ON No Yes No

CVR Medical Corp. BC No No No

CWB Core Equity Fund AB No No No

CWB Core Fixed Income Fund AB No No No

CWB Onyx Balanced Solution AB No No No

CWB Onyx Canadian Equity Fund AB No No No

CWB Onyx Conservative Solution AB No No No

CWB Onyx Diversified Income Fund AB No No No

CWB Onyx Global Equity Fund AB No No No

CWB Onyx Growth Solution AB No No No

CWC Energy Services Corp. AB No No No

CY Oriental Holdings Ltd. BC No Yes Yes

CyberCom Systems Inc. BC No Yes No

Cyberlink Technologies, Inc. BC No Yes No

Cybermesh International Corp BC No Yes No

Cybernet Internet Services International, Inc. BC No No No

Cybersurf Corp. AB No Yes Yes

Cycomm International Inc. ON No Yes No

Cygam Energy Inc. AB No Yes No

Cymat Technologies Ltd. ON No No No

Cymbria Corporation ON No No No

CYNTAR VENTURES INC. BC No No No

Cypress Development Corp. BC No No No

Cypress Hills Resource Corp. BC No No No

Cyprium Mining Corporation QC No Yes No

Cyprium Resources Inc. BC No No No

D-Box Technologies Inc. QC No No No

Dafrey Resources Inc. BC No Yes No

Dagobah Ventures Ltd. BC No No No

Dahava Resources Ltd. AB No Yes No

Daimler Resources Inc. BC No Yes No

Dajin Resources Corp. BC No No No

Dakon Metals Inc. BC No Yes No

Dakota Mining Corporation BC No Yes No

Dale Energy Corporation BC No Yes No

Daleco Resources Corporation BC No Yes No

Dalmac Energy Inc. AB No No No

of 292


5/11/2018 12:00:00 AMas at


Dalradian Resources Inc. ON No No No

Dalton Specialities Ltd. BC No Yes No

Damara Gold Corp. BC No No No

Danbus Magnetic Systems, Inc. BC No Yes No

Danco Industries Ltd. BC No Yes No

Danier Leather Inc. ON No Yes No

Danra Resources Limited BC No Yes No

Darelle Online Solutions Inc. BC No No No

Daren Industries Ltd. BC No Yes No

Darford International Inc. BC No Yes No

Darien Business Development Corp. BC No No No

Darius Technology Ltd. BC No Yes No

Dash Lake Resources Ltd. BC No Yes No

Dassen Gold Resources Ltd. BC No Yes No

Data Communications Management Corp. ON No No No

Data Fortress Systems Group Ltd. BC No Yes No

DataMetrex AI Limited ON No No No

Dataminers Capital Corp. BC No No No

DataWind Inc. ON No No No

Datec Group Ltd. AB No Yes No

Datel Industries Inc. BC No Yes No

Datinvest International Ltd. BC No No No

Datum Ventures Inc. BC No No No

Davenport Resources Inc. BC No Yes No

David S. Reid Limited ON No Yes No

Davie Yards Inc. QC No Yes No

Davis Distributing Limited BC No Yes No

Davis-Keays Mining Ltd. BC No Yes No

Davnor Water Treatment Technologies Ltd. AB No Yes No

Dawson Eldorado Mines Ltd. BC No Yes No

Dawson Gold Corp. BC No No No

DayStar Technologies, Inc. BC No Yes No

DC Brands International Inc. BC No Yes No

Dealnet Capital Corp. ON No No No

Dean Witter Cornerstone Funds II BC No Yes No

Dean Witter Cornerstone Funds III BC No Yes No

Dean Witter Cornerstone Funds IV BC No Yes No

Dean Witter Multi-Market Portfolio BC No Yes No

Deans Knight Income Corporation BC No No No

Decade Resources Ltd. BC No No No

of 292


5/11/2018 12:00:00 AMas at


December 33 Capital Inc. BC No No No

Decisive Dividend Corporation BC No No No

Decker Resources Ltd. BC No Yes No

Declan Resources Inc. BC No No No

Decorstone Industries Inc. BC No Yes No

Deep-South Resources Inc. BC No No No

DeepMarkit Corp. AB No No No

Deeprock Minerals Inc. BC Yes No No

Deer Horn Capital Inc. BC No No No

Deer Ridge Village Limited Partnership BC No Yes No

Deer Valley Shopping Centre Limited Partnership MB No Yes No

Defense Technologies International, Corp. BC No Yes No

Defiance Silver Corp. BC No No No

Delbancor Industries Inc. BC No Yes No

Delicious Alternative Desserts Ltd. AB No Yes No

Delivra Corp. ON No No No

DelMar Pharmaceuticals, Inc. BC No No No

Deloro Resources Ltd. BC No Yes No

Delphi Energy Corp. AB No No No

Delta 9 Cannabis Inc. MB No No No

Delta Montreal Hotel And Company, Limited Partnership BC No Yes No

Delta Oil & Gas, Inc. BC No Yes No

Delta Systems, Inc. ON No Yes No

Delta Uranium Inc. ON No Yes No

Denbury Resources Inc. AB No No No

Denison Mines Corp. ON No No No

Denninghouse Inc. ON No Yes No

Dentonia Resources Ltd. BC No Yes No

Descan Equipment Ltd. BC No Yes No

Desen Computer Industries Inc. BC No Yes No

Desert Eagle Resources Ltd. ON No Yes No

Desert Gold Ventures Inc. BC No No No

Desert Sands Resources Inc. BC No Yes No

Deserving Health International Corp. BC No No No

Desjardins 1-5 year Laddered Canadian Corporate Bond Index ETF QC No No No

Desjardins 1-5 year Laddered Canadian Government Bond Index ETF QC No No No

of 292


5/11/2018 12:00:00 AMas at


Desjardins American Equity Growth Currency Neutral Fund QC No No No

Desjardins American Equity Growth Fund QC No No No

Desjardins American Equity Value Fund QC No No No

Desjardins Canada Multifactor-Controlled Volatility ETF QC No No No

Desjardins Canadian Bond Fund QC No No No

Desjardins Canadian Equity Fund QC No No No

Desjardins Canadian Equity Income Fund QC No No No

Desjardins Canadian Equity Value Fund QC No No No

Desjardins Canadian Preferred Share Fund QC No No No

Desjardins Canadian Preferred Share Index ETF QC No No No

Desjardins Canadian Short Term Bond Index ETF QC No No No

Desjardins Canadian Small Cap Equity Fund QC No No No

Desjardins Canadian Universe Bond Index ETF QC No No No

Desjardins Developed ex-USA ex-Canada Multifactor-Controlled Volatility ETF QC No No No

Desjardins Dividend Growth Fund QC No No No

Desjardins Dividend Income Fund QC No No No

Desjardins Emerging Markets Bond Fund QC No No No

Desjardins Emerging Markets Fund QC No No No

Desjardins Emerging Markets Multifactor-Controlled Volatility ETF QC No No No

Desjardins Emerging Markets Opportunities Fund QC No No No

Desjardins Enhanced Bond Fund QC No No No

Desjardins Floating Rate Income Fund QC No No No

Desjardins Global Balanced Strategic Income Fund QC No No No

Desjardins Global Corporate Bond Fund QC No No No

Desjardins Global Dividend Fund QC No No No

Desjardins Global Equity Growth Fund QC No No No

Desjardins Global Equity Value Fund QC No No No

Desjardins Global Inflation Linked Bond Fund QC No No No

Desjardins Global Infrastructure Fund QC No No No

Desjardins Global Small Cap Equity Fund QC No No No

Desjardins Global Tactical Bond Fund QC No No No

Desjardins IBrix Canadian Equity Focus Fund QC No No No

Desjardins IBrix Canadian High Dividend Equity Fund QC No No No

of 292


5/11/2018 12:00:00 AMas at


Desjardins Ibrix Global Bond Fund QC No No No

Desjardins IBrix Global Equity Focus Fund QC No No No

Desjardins Ibrix Low Volatility Emerging Markets Fund QC No No No

Desjardins IBrix Low Volatility Global Equity Fund QC No No No

Desjardins Money Market Fund QC No No No

Desjardins Overseas Equity Growth Fund QC No No No

Desjardins Overseas Equity Value Fund QC No No No

Desjardins Quebec Balanced Fund QC No No No

Desjardins Short-Term Income Fund QC No No No

Desjardins SocieTerra American Equity Fund QC No No No

Desjardins SocieTerra Canadian Bond Fund QC No No No

Desjardins SocieTerra Canadian Equity Fund QC No No No

Desjardins SocieTerra Cleantech Fund QC No No No

Desjardins SocieTerra Environment Fund QC No No No

Desjardins SocieTerra Environmental Bond Fund QC No No No

Desjardins Tactical Balanced Fund QC No No No

Desjardins USA Multifactor-Controlled Volatility ETF QC No No No

Desmarais Energy Corporation AB No Yes No

Desource Mining Corp. BC No No No

Destiny Media Technologies Inc. BC No No No

Detech Corporation AB No Yes No

Detector Exploration Ltd. AB No Yes No

Detour Gold Corporation ON No No No

Deutsche Bank Aktiengesellschaft ON No No No

Develcon Electronics Ltd. BC No Yes No

Deveron UAS Corp. ON No No No

Devin Energy Corporation BC No No No

Devine Entertainment Corporation ON No Yes No

Devonian Health Group Inc. QC No No No

DevStudios International Inc. AB No Yes No

Dex-Ray Resources Inc BC No Yes No

Dexx Corporation ON No Yes No

Dexx Energy Corporation BC No Yes No

DFA Canadian Core Equity Fund BC No No No

DFA Canadian Vector Equity Fund BC No No No

DFA Five-Year Global Fixed Income Fund BC No No No

DFA Global 40EQ-60FI Portfolio BC No No No

of 292


5/11/2018 12:00:00 AMas at






DFA Global Equity Portfolio BC No No No

DFA Global Investment Grade Fixed Income Fund BC No No No

DFA Global Real Estate Securities Fund BC No No No

DFA Global Targeted Credit Fund BC No No No

DFA International Core Equity Fund BC No No No

DFA International Vector Equity Fund BC No No No

DFA U.S. Core Equity Fund BC No No No

DFA U.S. Vector Equity Fund BC No No No

DHX Media Ltd. NS No No No

Diadem Resources Ltd. QC No Yes No

Diaem Resources Ltd. BC No Yes No

Diagem Inc. QC No Yes No

Diagnos Inc. QC No No No

Diamante Minerals, Inc. BC No No No

Diamcor Mining Inc. BC No No No

DiaMedica Therapeutics Inc. MB No No No

Diamond Estates Wines & Spirits Inc. ON No No No

Diamond Fields Resources Inc. BC Yes No No

Diamond Hawk Mining Corp. AB No Yes No

Diamond Hill Resources Ltd. BC No Yes No

Diana Resources Ltd. BC No Yes No

Dianor Resources Inc. QC No Yes No

Diatec Resources Ltd BC No Yes No

Diepdaume Mines Limited BC No Yes No

Difference Capital Financial Inc. ON No No No

Digagogo Ventures Corp. BC No Yes No

Digatrade Financial Corp. BC No No No

Digger Resources Inc. AB No Yes No

Digital Artisans Guild Inc. AB No Yes No

Digital Courier International Corporation BC No Yes No

Digital Duplication Inc. ON No Yes No

Digital Fusion Multimedia Corp. BC No Yes No

Digital Youth Network Corp. BC No Yes No

Dimensions West Energy Inc. BC No Yes No

Dimples Group Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Dinnerex National III Limited Partnership ON No Yes No

Dinnerex National IV Limited Partnership ON No Yes No

Dion Entertainment Corp. BC No Yes No

Dios Exploration Inc. QC No No No

DIRTT Environmental Solutions Ltd. AB No No No

Discoverware Inc. AB No Yes No

Discovery 2017 Flow-Through Limited Partnership AB No No No

Discovery Air Inc. ON No Yes No

Discovery Energy Corp. BC No No No

Discovery Gold Explorations Ltd. BC No Yes No

Discovery Harbour Resources Corp. BC No No No

Discovery Metals Corp. BC No No No

Discovery Minerals Ltd. BC No Yes No

Discovery Technologies Corp. BC No Yes No

Discovery-Corp Enterprises Inc. BC No No No

Disenco Energy PLC BC No Yes No

Distinct Infrastructure Group Inc. ON No Yes No

Distinction Balanced Class QC No No No

Distinction Bold Class QC No No No

Distinction Conservative Class QC No No No

Distinction Growth Class QC No No No

Distinction Prudent Class QC No No No

Ditem Explorations Inc. QC No Yes No

Dittybase Technologies Inc. BC No Yes No

Divcom Lighting Inc. QC No Yes No

Divergent Energy Services Corp. AB No No No

Diversified Entertainment Inc. BC No Yes No

Diversified Fixed Income Folio Fund ON No No No

Diversified Investment Strategies Inc. BC No Yes No

Diversified Publishing Ltd. BC No Yes No

Diversified Royalty Corp. BC No No No

Divestco Inc. AB No No No

Dividend 15 Split Corp. ON No No No

Dividend 15 Split Corp. II ON No No No

Dividend Class (GWLIM) ON No No No

Dividend Fund (GWLIM) ON No No No

Dividend Growth Split Corp. ON No No No

Dividend Select 15 Corp. ON No No No

Divot Golf Corporation BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Dixie Road Partnership BC No Yes No

Dizun International Enterprises Inc. BC No No No

DLC Holdings Corp. BC No No No

DLV Resources Ltd. BC No No No

DMD Digital Health Connections Group Inc. QC No No No

DMG Blockchain Solutions Inc. BC No No No

DMP Power Global Growth Class ON No No No

DMP Resource Class ON No No No

DMP Value Balanced Class ON No No No

Dmr Resources Ltd. AB No Yes No

Dmx Inc. BC No Yes No

Dni Holdings Inc. BC No Yes No

DNI Metals Inc. QC No No No

Dollarama Inc. QC No No No

Dolly Varden Silver Corporation BC No No No

Dolos Capital Corp. BC No No No

Doman Industries Limited BC No Yes No

Dominco Industries Corp. BC No Yes No

Dominelli Enterprises Inc. BC No Yes No

Domini Sportswear Ltd. BC No Yes No

Dominion Bridge Corporation BC No Yes No

Dominion International Investments Inc. AB No Yes No

Domtar Corporation QC No No No

Dong Fang Hui Le Inc. BC No Yes No

Donnelley Financial Solutions, Inc. ON No No No

Donnex Resources Inc. BC No Yes No

Doreal Energy Corporation BC No Yes No

Dorel Industries Inc. QC No No No

Doromin Resources Ltd. BC No Yes No

DOT Resources Ltd. AB No Yes No

Dotodo Urban Logistics, Inc. BC No Yes No

Double Crown Resources Inc. BC No Yes No

Double Eagle Entertainment Corp. BC No Yes No

DoubleLine Income Solutions Trust ON No No No

Doubleview Capital Corp. BC No No No

DoveCorp Enterprises Inc. ON No Yes No

Doxa Energy Ltd. BC No No No

Dragon Legend Entertainment (Canada) Ltd. BC No Yes No

Dragonfly Capital Corp. BC No No No

DragonWave Inc. ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


Drake Energy Ltd. AB No Yes No

Dream Global Real Estate Investment Trust ON No No No

Dream Hard Asset Alternatives Trust ON No No No

Dream Industrial Real Estate Investment Trust ON No No No

Dream Office Real Estate Investment Trust ON No No No

DREAM Unlimited Corp. ON No No No

Dreamtec Inc. BC No Yes No

Dreyfus Fund Incorporated QC No No No

Drone Delivery Canada Corp. ON No No No

Drt Resources Ltd. BC No Yes No

Drucker, Inc. BC No Yes No

Drx, Inc. BC No Yes No

DSG Global Inc. BC No No No

DSI Datotech Systems Inc. BC No Yes No

DTS8 Coffee Company, Ltd. BC No Yes No

Du-Well Resources Ltd. BC No Yes No

Duck Book Communications Limited BC No Yes No

Duckworth Capital Corp. NS No No No

Dueling Grounds Entertainment Corporation BC No Yes No

Duncan Gold Resources Inc. BC No Yes No

Duncan Park Holdings Corporation ON No No No

Dundee Corporation ON No No No

Dundee Energy Limited ON No No No

Dundee Global Resource Class ON No No No

Dundee Precious Metals Inc. ON No No No

Dundee Sustainable Technologies Inc. QC No No No

Dunes Exploration Ltd. AB No Yes No

Dunn Mining Inc. BC No No No

Dunnedin Ventures Inc. BC No No No

Duran Ventures Inc. ON No No No

Durango Resources Inc. BC No No No

Duration Mines Ltd. BC No Yes No

Dutch Creek Resources Ltd. BC No Yes No

Dvo Industries Ltd. BC No Yes No

DXI Energy Inc. BC No No No

DXStorm.com Inc. ON No No No

Dyna Gold Resources Inc. BC No Yes No

Dyna Haul Corp. BC No Yes No

dynaCERT Inc. ON No No No

Dynamar Energy Limited BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Dynamic Active Canadian Dividend Fund ON No No No

Dynamic Active Core Bond Private Pool ON No No No

Dynamic Active Credit Strategies Private Pool ON No No No

Dynamic Active Crossover Bond Fund ON No No No

Dynamic Active Global Dividend Fund ON No No No

Dynamic Active Global Financial Services Fund ON No No No

Dynamic Active Investment Grade Floating Rate Fund ON No No No

Dynamic Active Preferred Shares Fund ON No No No

Dynamic Active Tactical Bond Fund ON No No No

Dynamic Active U.S. Dividend Fund ON No No No

Dynamic Active U.S. Mid-Cap Fund ON No No No

Dynamic Advantage Bond Class ON No No No

Dynamic Advantage Bond Fund ON No No No

Dynamic Alternative Managed Risk Private Pool Class ON No No No

Dynamic Alternative Yield Class ON No No No

Dynamic Alternative Yield Fund ON No No No

Dynamic American Class ON No No No

Dynamic American Fund ON No No No

Dynamic Asia Pacific Equity Fund ON No No No

Dynamic Asset Allocation Private Pool ON No No No

Dynamic Blue Chip Balanced Fund ON No No No

Dynamic Blue Chip Equity Fund ON No No No

Dynamic Blue Chip U.S. Balanced Class ON No No No

Dynamic Canadian Bond Fund ON No No No

Dynamic Canadian Dividend Fund ON No No No

Dynamic Canadian Equity Private Pool Class ON No No No

Dynamic Canadian Value Class ON No No No

Dynamic Conservative Yield Private Pool ON No No No

Dynamic Conservative Yield Private Pool Class ON No No No

Dynamic Corporate Bond Strategies Class ON No No No

Dynamic Corporate Bond Strategies Fund ON No No No

Dynamic Credit Spectrum Fund ON No No No

Dynamic Diversified Real Asset Fund ON No No No

Dynamic Dividend Advantage Class ON No No No

Dynamic Dividend Advantage Fund ON No No No

Dynamic Dividend Fund ON No No No

Dynamic Dividend Income Class ON No No No

Dynamic Dividend Income Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Dynamic Dollar-Cost Averaging Fund ON No No No

Dynamic Energy Income Fund ON No No No

Dynamic Equity Income Fund ON No No No

Dynamic European Equity Fund ON No No No

Dynamic Financial Services Fund ON No No No

Dynamic Global All-Terrain Fund ON No No No

Dynamic Global Asset Allocation Class ON No No No

Dynamic Global Asset Allocation Fund ON No No No

Dynamic Global Balanced Fund ON No No No

Dynamic Global Discovery Class ON No No No

Dynamic Global Discovery Fund ON No No No

Dynamic Global Dividend Class ON No No No

Dynamic Global Dividend Fund ON No No No

Dynamic Global Equity Fund ON No No No

Dynamic Global Equity Income Fund ON No No No

Dynamic Global Equity Private Pool Class ON No No No

Dynamic Global Infrastructure Class ON No No No

Dynamic Global Infrastructure Fund ON No No No

Dynamic Global Real Estate Fund ON No No No

Dynamic Global Strategic Yield Fund ON No No No

Dynamic Global Yield Private Pool ON No No No

Dynamic Global Yield Private Pool Class ON No No No

Dynamic High Yield Bond Fund ON No No No

Dynamic International Dividend Private Pool ON No No No

Dynamic International Equity Fund ON No No No

Dynamic Investment Grade Floating Rate Fund ON No No No

Dynamic iShares Active Canadian Dividend ETF ON No No No

Dynamic iShares Active Crossover Bond ETF ON No No No

Dynamic iShares Active Global Dividend ETF ON No No No

Dynamic iShares Active Global Financial Services ETF ON No No No

Dynamic iShares Active Investment Grade Floating Rate ETF ON No No No

Dynamic iShares Active Preferred Shares ETF ON No No No

Dynamic iShares Active Tactical Bond ETF ON No No No

Dynamic iShares Active U.S. Dividend ETF ON No No No

Dynamic iShares Active U.S. Mid-Cap ETF ON No No No

Dynamic Money Market Class ON No No No

Dynamic Money Market Fund ON No No No

Dynamic North American Dividend Private Pool ON No No No

of 292


5/11/2018 12:00:00 AMas at


Dynamic Power American Growth Class ON No No No

Dynamic Power American Growth Fund ON No No No

Dynamic Power Balanced Fund ON No No No

Dynamic Power Canadian Growth Fund ON No No No

Dynamic Power Global Balanced Class ON No No No

Dynamic Power Global Growth Class ON No No No

Dynamic Power Global Growth Fund ON No No No

Dynamic Power Global Navigator Class ON No No No

Dynamic Power Small Cap Fund ON No No No

Dynamic Precious Metals Fund ON No No No

Dynamic Preferred Yield Class ON No No No

Dynamic Premium Bond Private Pool ON No No No

Dynamic Premium Bond Private Pool Class ON No No No

Dynamic Premium Yield Class ON No No No

Dynamic Premium Yield Fund ON No No No

Dynamic Short Term Bond Fund ON No No No

Dynamic Small Business Fund ON No No No

Dynamic Strategic Energy Class ON No No No

Dynamic Strategic Gold Class ON No No No

Dynamic Strategic Resource Class ON No No No

Dynamic Strategic Yield Class ON No No No

Dynamic Strategic Yield Fund ON No No No

Dynamic Tactical Bond Private Pool ON No No No

Dynamic Total Return Bond Class ON No No No

Dynamic Total Return Bond Fund ON No No No

Dynamic U.S. Dividend Advantage Fund ON No No No

Dynamic U.S. Equity Income Fund ON No No No

Dynamic U.S. Equity Private Pool Class ON No No No

Dynamic U.S. Monthly Income Fund ON No No No

Dynamic U.S. Sector Focus Class ON No No No

Dynamic U.S. Strategic Yield Fund ON No No No

Dynamic Value Balanced Class ON No No No

Dynamic Value Balanced Fund ON No No No

Dynamic Value Fund of Canada ON No No No

DynamicEdge Balanced Class Portfolio ON No No No

DynamicEdge Balanced Growth Class Portfolio ON No No No

DynamicEdge Balanced Growth Portfolio ON No No No

DynamicEdge Balanced Income Portfolio ON No No No

DynamicEdge Balanced Portfolio ON No No No

DynamicEdge Conservative Class Portfolio ON No No No

of 292


5/11/2018 12:00:00 AMas at


DynamicEdge Defensive Portfolio ON No No No

DynamicEdge Equity Class Portfolio ON No No No

DynamicEdge Equity Portfolio ON No No No

DynamicEdge Growth Class Portfolio ON No No No

DynamicEdge Growth Portfolio ON No No No

Dynamix Corporation AB No Yes No

Dynamo Resources Ltd. BC No Yes No

Dynamotive Energy Systems Corporation BC No Yes No

DynaResource, Inc. BC No No No

Dynastar Inc. AB No Yes No

Dynasty Gold Corp. BC No No No

Dynatronics Corporation BC No Yes No

Dynex Petroleum Ltd. BC No Yes No

Dynex Power Inc. ON No No No

Dyonix Greentree Technologies Inc. BC No Yes No

E*Trade Financial Corporation QC No No No

E-Debit Global Corporation AB No Yes No

E-Energy Ventures Inc. BC No Yes No

E-L Financial Corporation Limited ON No No No

E-Manufacturing Networks Inc. ON No Yes No

e-Phoria Online Systems Inc. BC No Yes No

E-Play Digital Inc. AB No No No

E.P.A. Enterprises Inc. BC No Yes No

E.S.I. Environmental Sensors Inc. BC No No No

E.T. Canada Inc. BC No Yes No

E3 Metals Corp. AB No No No

EA Education Group Inc. ON No No No

EAFE Equity Fund ON No No No

Eagle Blockchain Enterprises Inc. BC No No No

Eagle Credit Card Trust ON No No No

Eagle Energy Inc. AB No No No

Eagle Graphite Incorporated ON No No No

Eagle I Capital Corporation BC No Yes No

Eagle Plains Resources Ltd. BC No No No

Eaglet Mines Limited BC No Yes No

Earl Resources Limited BC No No No

Earlyrain Inc. AB No Yes No

Earny Resources Ltd. BC No No No

Earth Life Sciences Inc. BC No Yes No

Earthstone Energy, Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Earthworks Industries Inc. BC No No No

East Africa Metals Inc. BC No No No

East Asia Minerals Corporation BC No No No

East Coast Investment Grade Income Fund ON No No No

East West Petroleum Corp. BC No No No

EastCoal Inc. BC No No No

Eastern Lights Resources Ltd. BC No Yes No

Eastern Platinum Limited BC No No No

Eastern Zinc Corp. BC No No No

Eastfield Resources Ltd. BC No No No

Eastmin Resources Inc. BC No Yes No

Easton Minerals Ltd. BC No Yes No

EastSiberian Plc AB No No No

Eastwood Bio-Medical Canada Inc. BC No No No

Easy ESL Publishing Inc. BC No Yes No

Easy Street Adventures Inc. BC No Yes No

Easy Technologies Inc. BC No Yes No

Eaton Capital Corporation BC No Yes No

ECC Ventures 1 Corp. BC No No No

ECC Ventures 2 Corp. BC No No No

Echelon Capital Corporation ON No Yes No

Echelon Financial Holdings Inc. ON No No No

Echo Energy Canada Inc. ON No Yes No

ECL EnviroClean Ventures Ltd. BC No Yes No

Eclipse Mining Corporation BC No Yes No

Eclipse Residential Mortgage Investment Corporation ON No No No

ECN Capital Corp. ON No No No

Eco (Atlantic) Oil & Gas Ltd. ON No No No

Eco Oro Minerals Corp. BC No No No

Eco Technologies International Inc. ON No Yes No

Eco-Trade Corp. BC No Yes No

eCobalt Solutions Inc. BC No No No

Ecolomondo Corporation QC No No No

Ecometals Limited BC No Yes Yes

Ecos Resources Ltd. BC No Yes No

Ecosse Energy Corp. ON No Yes No

EcoSynthetix Inc. ON No No No

Eden Energy Corp. BC No Yes No

Eden Resources Ltd. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Edge Resources Inc. AB No Yes No

Edgemont Mining Inc. BC No Yes No

Edgemont Resources Corp. BC No Yes No

EdgePoint Canadian Growth & Income Portfolio ON No No No

EdgePoint Canadian Portfolio ON No No No

EdgePoint Global Growth & Income Portfolio ON No No No

EdgePoint Global Portfolio ON No No No

Edgewater Exploration Ltd. BC Yes No No

Edgewater Wireless Systems Inc. ON No No No

Educational Acquisitions Corporation BC No Yes No

Educators Balanced Fund ON No No No

Educators Bond Fund ON No No No

Educators Dividend Fund ON No No No

Educators Growth Fund ON No No No

Educators Money Market Fund ON No No No

Educators Monitored Aggressive Portfolio ON No No No

Educators Monitored Balanced Portfolio ON No No No

Educators Monitored Conservative Portfolio ON No No No

Educators Monitored Growth Portfolio ON No No No

Educators Monthly Income Fund ON No No No

Educators Mortgage & Income Fund ON No No No

Educators U.S. Equity Fund ON No No No

EEStor Corporation ON No No No

EFLO Energy, Inc. AB No Yes No

eFunds Bloomberg U.S. Internet Index Fund ON No Yes No

Eguana Technologies Inc. AB No No No

EGX Group Inc. BC No Yes No

EI Environmental Engineering Concepts Ltd. BC No Yes No

Eight Solutions Inc. BC No No No

El Dorado Systems ( Canada ) Inc. BC No Yes No

El Nino Ventures Inc. BC No No No

Elcora Advanced Materials Corp. NS No No No

Elder Technologies Ltd. BC No Yes No

Eldorado Gold Corporation BC No No No

Electra Stone Ltd. BC Yes No Yes

Electrameccanica Vehicles Corp. BC No No No

Electric-Spin Ltd. ON No Yes No

Electrotest Engineering Corporation BC No Yes No

Electrovaya Inc. ON No No No

Elegance Business Corporation BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Elektra Power Inc. BC No Yes No

Element 79 Capital Inc. QC No No No

Element Fleet Management Corp. ON No No No

Element Lifestyle Retirement Inc. BC No No No

Elephant Hill Capital Inc. AB No No No

Eletel Inc. BC No Yes No

Elite Capital Ltd. BC No Yes No

Elite Technical Inc. AB No Yes No

Ellipsiz Communications Ltd. ON No No No

Eloro Resources Ltd. ON No No No

Eltron Energy Corporation BC No Yes No

Ely Gold Royalties Inc. BC No No No

Elysee Development Corp. BC No No No

EmberClear Corp. AB No Yes No

Emblem Corp. ON No No No

Emera Incorporated NS No No No

Emerald Bay Energy Inc. AB No No No

Emerald Dragon Mines Inc. BC No Yes No

Emerald Health Therapeutics, Inc. BC No No No

Emerald Isle Resources Inc. BC No Yes No

Emercor Building Systems Ltd. AB No Yes No

EmerGeo Solutions Worldwide Inc. BC No Yes No

Emerging Markets Equity Corporate Class ON No No No

Emerging Markets Equity Fund ON No No No

Emerging Markets Equity Pool ON No No No

Emerita Resources Corp. ON No No No

Emgold Mining Corporation BC No No No

Emperor Oil Ltd. AB No Yes No

Empire Company Limited NS No No No

Empire Energy Corporation AB No Yes No

Empire Exchangeco Ltd. BC No Yes No

Empire Gold Resources Ltd. BC No Yes No

Empire Industries Ltd. AB No No No

Empire Life Dividend Growth Mutual Fund ON No No No

Empire Life Emblem Aggressive Growth Portfolio ON No No No

Empire Life Emblem Balanced Portfolio ON No No No

Empire Life Emblem Conservative Portfolio ON No No No

Empire Life Emblem Diversified Income Portfolio ON No No No

of 292


5/11/2018 12:00:00 AMas at


Empire Life Emblem Growth Portfolio ON No No No

Empire Life Emblem Moderate Growth Portfolio ON No No No

Empire Life Monthly Income Mutual Fund ON No No No

Empire Metals Corp. BC No No No

Empirical Inc. ON No Yes No

Empower Technologies Corporation BC No Yes Yes

EMR Microwave Technology Corporation AB No Yes No

Ems Systems Ltd. BC No Yes No

EMX ROYALTY CORPORATION BC No No No

Enablence Technologies Inc. ON No No No

eNblast productions inc. ON No Yes No

Enbridge Gas Distribution Inc. ON No No No

Enbridge Inc. AB No No No

Enbridge Income Fund AB No No No

Enbridge Income Fund Holdings Inc. AB No No No

Enbridge Pipelines Inc. AB No No No

EnCana Corporation AB No No No

Encanto Potash Corp. BC No No No

enCore Energy Corp. BC No No No

Encore Products Inc. BC No Yes No

Encountercare Solutions, Inc. BC No Yes No

Endeavour Mining Corporation BC No No No

Endeavour Silver Corp. BC No No No

Endo International plc QC No No No

Endocan Solutions Inc. BC No Yes No

Endurance Gold Corporation BC No No No

EnerCare Inc. ON No No No

EnerCare Solutions Inc. ON No No No

Enerdynamic Hybrid Technologies Corp. ON No No No

Enerflex Ltd. AB No No No

Energas Resources Inc. BC No Yes No

Energem Resources Inc. BC No Yes No

Energex Minerals Ltd. BC No Yes No

Énergir Inc. QC No No No

Energold Drilling Corp. BC No No No

Energulf Resources Inc. BC No Yes No

Energy Credit Opportunities Income Fund ON No No No

Energy Fuels Inc. ON No No No

Energy Income Fund ON No No No

Energy Leaders Plus Income ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


Enernorth Industries Inc. ON No Yes No

Enerplus Corporation AB No No No

Enershare Technology Corporation BC No Yes No

EnerSpar Corp. AB No No No

Enerteck Energy Technologies Corporation BC No Yes No

Enertopia Corp. BC No No No

Enfield Exploration Corp. BC No Yes No

Enforcer Gold Corporation BC No No No

Engagement Labs Inc. QC No No No

Engineer Mining Corp. BC No Yes No

EnGold Mines Ltd. BC No No No

Enhanced Income Corporate Class ON No No No

Enhanced Income Pool ON No No No

Enhanced Income Portfolio ON No No No

Enpar Technologies Inc. ON No No No

Enquest Energy Services Corp. AB No Yes No

EnQuest PLC AB No No No

Enrich Ventures Ltd. BC No Yes No

Enseco Energy Services Corp. AB No Yes No

Ensign Energy Services Inc. AB No No No

Enssolutions Group Inc. ON No No No

Entercor Resource Corp. BC No Yes No

Enterprise Group, Inc. AB No No No

Enterra Communications Inc. ON No Yes No

Entertainment Royalties Inc. ON No Yes No

Entourage Mining Ltd. BC No Yes No

ENTREC Corporation. AB No No No

Entree Resources Ltd. BC No No No

ENTREPRENO Acquisitions Corp. BC No Yes No

Envipco Canada Western Inc. BC No Yes No

Enviro Waste Corporation And Enviro Waste Limited Partnership BC No Yes No

Enviroleach Technologies Inc. AB No No No

Environmental Control Corp. BC No Yes No

Environmental Reclamation Inc. ON No Yes No

Environmental Risk Holdings, Inc. BC No Yes No

Environmental Waste International Inc. ON No No No

Enviropro International Inc. BC No Yes No

EnviroResolutions, Inc. BC No Yes No

Envirotek Remediation Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


EnWave Corporation BC No No No

eOptimize Advanced Systems Inc. BC No Yes No

EP 2000 Conservation Inc. QC No Yes No

EPCOR Utilities Inc. AB No No No

ePhone Telecom, Inc. AB No Yes No

Epic Energy Inc. AB No Yes No

Epic Fusion Corp. BC No Yes No

Epicure Food Products, Inc. BC No Yes No

Epoch European Equity Fund ON No No No

Epoch Global Equity Class ON No No No

Epoch Global Equity Fund ON No No No

Epoch Global Shareholder Yield Currency Neutral Fund ON No No No

Epoch Global Shareholder Yield Fund ON No No No

Epoch International Equity Fund ON No No No

Epoch U.S. Blue Chip Equity Currency Neutral Fund ON No No No

Epoch U.S. Blue Chip Equity Fund ON No No No

Epoch U.S. Large-Cap Value Class ON No No No

Epoch U.S. Large-Cap Value Fund ON No No No

Epoch U.S. Shareholder Yield Fund ON No No No

ePower Metals Inc. BC No No No

Eppeal Industries Inc. BC No Yes No

Epping Realty Corporation BC No Yes No

Eps Essential Planning Systems Ltd. BC No Yes No

Epsilon Energy Ltd. AB No No No

EQ Inc. ON No No No

eQube Gaming Limited AB No No No

Equess Communications Inc. AB No Yes No

Equi Ventures Incorporated BC No Yes No

Equinox Gold Corp. BC No No No

Equitable Group Inc. ON No No No

Equitech Corporation AB No Yes No

Equitorial Exploration Corp. BC No No No

Equium Global Tactical Allocation Fund ON No No No

Erdene Resource Development Corporation NS No No No

Erickson Tower Limited Partnership BC No Yes No

Erin Ventures Inc. BC No No No

Ermineskin Place Limited Partnership BC No Yes No

Ero Copper Corp. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Eros Resources Corp. BC No No No

Erra Resources 1990 Exploration And Development Limited Partnership BC No Yes No

eShippers Management Ltd. BC No No No

Eskay Mining Corp. ON No No No

Esmeralda Exploration Inc. BC No Yes No

Espial Group Inc. ON No No No

Esrey Resources Ltd. BC No No No

ESSA Pharma Inc. BC No No No

Essential Energy Services Ltd. AB No No No

Essential Innovations Technology Corp. BC No Yes No

Essex Minerals Inc. BC No No No

Esstra Industries Inc. BC No No No

eStation Network Services, Inc. ON No Yes No

Etac Sales Ltd. BC No Yes No

Eternity Healthcare Inc. BC No Yes No

Ethos Gold Corp. BC No No No

Etrion Corporation BC No No No

Ets International Inc. BC No Yes No

Eureka Resources, Inc. BC No No No

EURO Ressources S.A. ON No No No

Euro Sun Mining Inc. ON No No No

Euro-Net Investments Ltd. ON No Yes No

Eurocontrol Technics Group Inc. AB No No No

Eurogas International Inc. ON No No No

EurOmax Resources Ltd. ON No No No

Europe Blue-Chip Dividend & Growth Fund ON No No No

European Commercial Real Estate Investment Trust ON No No No

European Dividend Growth Fund ON No No No

European Electric Metals Inc. BC No No No

European Focused Dividend Fund AB No No No

European Metals Corp. ON No No No

European Original New York Seltzer BC No Yes No

European Technologies International Inc. AB No Yes No

Europrime Capital Corporation BC No Yes No

Eurotin Inc. ON No No No

Eurus Resource Corp. BC No Yes No

Even Technologies Inc. BC No Yes No

Everbright Capital Corporation ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


Evergreen Gaming Corporation BC No No No

Evergreen-Agra Global Investments, Inc. BC No Yes No

Evermount Ventures Inc. BC No No No

Everton Resources Inc. QC No No No

Evertz Technologies Limited ON No No No

EVI Global Group Developments Corp. BC No No No

Eviana Health Corporation BC No No No

Evitrade Health Systems Corp. BC No No No

Evolve Active Canadian Preferred Share ETF ON No No No

Evolve Active Floating Rate Loan ETF ON No No No

Evolve Active Short Duration Bond ETF ON No No No

Evolve Active US Core Equity ETF ON No No No

Evolve Automobile Innovation Index ETF ON No No No

Evolve Blockchain ETF ON No No No

Evolve Cyber Security Index ETF ON No No No

Evolve ETFs 7 N/A No No No

Evolve Global Healthcare Enhanced Yield ETF ON No No No

Evolve Innovation Index ETF ON No No No

Evolve Marijuana ETF ON No No No

Evolve North American Gender Diversity Index ETF ON No No No

Evolve US Banks Enhanced Yield ETF ON No No No

Evolved Digital Systems Inc. QC No Yes No

Evolving Gold Corp. BC No No No

Evrim Resources Corp. BC No No No

exactEarth Ltd. ON No No No

Exall Energy Corporation AB No Yes No

Exalt Capital Corp. BC No No No

Excalibur Energy Corporation BC No Yes No

Excam Developments Inc. BC No Yes No

Excel China Fund ON No No No

Excel Chindia Fund ON No No No

Excel Emerging Markets Balanced Fund ON No No No

Excel Emerging Markets Fund ON No No No

Excel Global Balanced Asset Allocation ETF ON No No No

Excel Global Growth Asset Allocation ETF ON No No No

Excel Gold Mining Inc. QC No Yes No

Excel High Income Fund ON No No No

Excel India Balanced Fund ON No No No

Excel India Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Excel Money Market Fund ON No No No

Excel New India Leaders Fund ON No No No

Excellon Resources Inc. ON No No No

Excelsior Mining Corp. BC No No No

Exchange Income Corporation MB No No No

Exclamation Investments Corporation ON No Yes No

Exco Energy Ltd. BC No Yes No

Exco Technologies Limited ON No No No

eXeBlock Technology Corporation BC No No No

Exeltech Aerospace Inc. QC No Yes No

Exemplar Canadian Focus Portfolio ON No No No

Exemplar Diversified Portfolio ON No No No

Exemplar Growth and Income Fund ON No No No

Exemplar Investment Grade Fund ON No No No

Exemplar Leaders Fund ON No No No

Exemplar Performance Fund ON No No No

Exemplar Tactical Corporate Bond Fund ON No No No

Exeter Mining Inc. BC No Yes No

EXFO Inc. QC No No No

ExGen Resources Inc. AB No No No

EXO U Inc. QC No Yes No

Experience Art and Design, Inc. BC No Yes No

Explor Resources Inc. QC No No No

Exploration Aurtois Inc. QC No Yes No

Explorers Alliance Corporation ON No Yes No

Explorex Resources Inc. BC No No No

EXPLORINVEST Capital Corp. BC Yes No No

Export Tyre Holding Co. BC No Yes No

Express Capital Corp. BC No No No

Exro Technologies Inc. BC No No No

Extendicare Inc. ON No No No

Extenway Solutions Inc. QC No Yes No

Eyecarrot Innovations Corp. BC No No No

Eyetel Technologies BC No Yes No

EYI Industries Inc. BC No Yes No

Fab-Form Industries Ltd. BC No No No

Fair Sky Resources Inc. AB No Yes No

Faircourt Gold Income Corp. ON No No No

Faircourt Split Trust ON No No No

Fairfax Africa Holdings Corporation ON No No No

of 292


5/11/2018 12:00:00 AMas at


Fairfax Financial Holdings Limited ON No No No

Fairfax India Holdings Corporation ON No No No

Fairlady Energy Inc. ON No Yes No

Fairmile GoldTech Inc. BC No Yes No

Fairmont Resources Inc. BC No No No

Fairway Capital Partners 1990 And Company, Limited Partnership BC No Yes No

FairWest Energy Corporation AB No Yes No

Falco Resources Ltd. QC No No No

Falcon Gold Corp. BC No No No

Falcon Oil & Gas Ltd. BC No No No

Falconridge Estates Limited Partnership BC No Yes No

Family Group Education Savings Plan ON No No No

Family Single Student Education Savings Plan ON No No No

Fancamp Exploration Ltd. BC No No No

Fandom Sports Media Corp. BC No No No

Fanlogic Interactive Inc. AB No No No

Fantasy Aces Daily Fantasy Sports Corp. AB No Yes No

Fantom Technologies Inc. ON No Yes No

Far Resources Ltd. BC No No No

Faraway Gold Mines Ltd. BC No Yes No

Fareport Capital Inc. ON No Yes No

Fas International Limited AB No Yes No

Fastlane International Enterprises Inc. BC No Yes No

Faxmate.com Inc. AB No Yes No

FEC Resources Inc. AB No Yes No

Federated Strategic Value U.S. Equity Dividend Fund BC No No No

Fédération des caisses Desjardins du Québec QC No No No

Fengro Industries Corp. BC No No No

Fennec Pharmaceuticals Inc. ON No No No

Fenway International Inc. BC No Yes No

Fenway Resources Ltd. BC No Yes No

Ferber Mining Corp. BC No Yes No

Feronia Inc. ON No No No

Fibre-Crown Manufacturing Inc. BC No No No

Fibresources Corporation BC No Yes Yes

Fidelity American Balanced Currency Neutral Fund ON No No No

Fidelity American Balanced Fund ON No No No

Fidelity American Disciplined Equity Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Fidelity American Disciplined Equity Currency Neutral Class ON No No No

Fidelity American Disciplined Equity Currency Neutral Fund ON No No No

Fidelity American Disciplined Equity Fund ON No No No

Fidelity American Equity Class ON No No No

Fidelity American Equity Currency Neutral Class ON No No No

Fidelity American Equity Fund ON No No No

Fidelity American High Yield Currency Neutral Fund ON No No No

Fidelity American High Yield Fund ON No No No

Fidelity AsiaStar Class ON No No No

Fidelity AsiaStar Fund ON No No No

Fidelity Asset Allocation Currency Neutral Private Pool ON No No No

Fidelity Asset Allocation Private Pool ON No No No

Fidelity Balanced Class Portfolio ON No No No

Fidelity Balanced Currency Neutral Private Pool ON No No No

Fidelity Balanced Income Currency Neutral Private Pool ON No No No

Fidelity Balanced Income Private Pool ON No No No

Fidelity Balanced Managed Risk Portfolio ON No No No

Fidelity Balanced Portfolio ON No No No

Fidelity Balanced Private Pool ON No No No

Fidelity Canadian Asset Allocation Class ON No No No

Fidelity Canadian Asset Allocation Fund ON No No No

Fidelity Canadian Balanced Class ON No No No

Fidelity Canadian Balanced Fund ON No No No

Fidelity Canadian Bond Fund ON No No No

Fidelity Canadian Disciplined Equity Class ON No No No

Fidelity Canadian Disciplined Equity Fund ON No No No

Fidelity Canadian Equity Investment Trust ON No No No

Fidelity Canadian Equity Private Pool ON No No No

Fidelity Canadian Focused Equity Investment Trust ON No No No

Fidelity Canadian Growth Company Class ON No No No

Fidelity Canadian Growth Company Fund ON No No No

Fidelity Canadian Large Cap Class ON No No No

Fidelity Canadian Large Cap Fund ON No No No

Fidelity Canadian Money Market Fund ON No No No

Fidelity Canadian Opportunities Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Fidelity Canadian Opportunities Fund ON No No No

Fidelity Canadian Real Return Bond Index Investment Trust ON No No No

Fidelity Canadian Short Term Bond Fund ON No No No

Fidelity Canadian Short Term Fixed Income Investment Trust ON No No No

Fidelity Canadian Short Term Income Class ON No No No

Fidelity China Class ON No No No

Fidelity China Fund ON No No No

Fidelity ClearPath 2005 Portfolio ON No No No











Fidelity ClearPath Income Portfolio ON No No No

Fidelity ClearPath® 2060 Portfolio ON No No No

Fidelity Concentrated Canadian Equity Investment Trust ON No No No

Fidelity Concentrated Canadian Equity Private Pool ON No No No

Fidelity Concentrated Value Investment Trust ON No No No

Fidelity Concentrated Value Private Pool ON No No No

Fidelity Conservative Income Fund ON No No No

Fidelity Conservative Income Private Pool ON No No No

Fidelity Conservative Managed Risk Portfolio ON No No No

Fidelity Convertible Securities Investment Trust ON No No No

Fidelity Corporate Bond Class ON No No No

Fidelity Corporate Bond Fund ON No No No

Fidelity Dividend Class ON No No No

Fidelity Dividend Fund ON No No No

Fidelity Dividend Investment Trust ON No No No

Fidelity Dividend Plus Class ON No No No

Fidelity Dividend Plus Fund ON No No No

Fidelity Emerging Markets Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Fidelity Emerging Markets Debt Investment Trust ON No No No

Fidelity Emerging Markets Equity Investment Trust ON No No No

Fidelity Emerging Markets Fund ON No No No

Fidelity Emerging Markets Local Currency Debt Investment Trust ON No No No

Fidelity Europe Class ON No No No

Fidelity Europe Fund ON No No No

Fidelity Event Driven Opportunities Class ON No No No

Fidelity Event Driven Opportunities Currency Neutral Class ON No No No

Fidelity Event Driven Opportunities Fund ON No No No

Fidelity Far East Class ON No No No

Fidelity Far East Fund ON No No No

Fidelity Floating Rate High Income Currency Neutral Fund ON No No No

Fidelity Floating Rate High Income Fund ON No No No

Fidelity Floating Rate High Income Investment Trust ON No No No

Fidelity Founders Class ON No No No

Fidelity Founders Currency Neutral Class ON No No No

Fidelity Founders Investment Trust ON No No No

Fidelity Frontier Emerging Markets Fund ON No No No

Fidelity Global Asset Allocation Currency Neutral Private Pool ON No No No

Fidelity Global Asset Allocation Fund ON No No No

Fidelity Global Asset Allocation Private Pool ON No No No

Fidelity Global Balanced Class Portfolio ON No No No

Fidelity Global Balanced Portfolio ON No No No

Fidelity Global Bond Currency Neutral Fund ON No No No

Fidelity Global Bond Currency Neutral Investment Trust ON No No No

Fidelity Global Bond Fund ON No No No

Fidelity Global Bond Investment Trust ON No No No

Fidelity Global Class ON No No No

Fidelity Global Concentrated Equity Class ON No No No

Fidelity Global Concentrated Equity Currency Neutral Fund ON No No No

Fidelity Global Concentrated Equity Fund ON No No No

Fidelity Global Consumer Industries Class ON No No No

Fidelity Global Consumer Industries Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Fidelity Global Credit Ex-U.S. Investment Trust ON No No No

Fidelity Global Disciplined Equity Class ON No No No

Fidelity Global Disciplined Equity Currency Neutral Class ON No No No

Fidelity Global Disciplined Equity Currency Neutral Fund ON No No No

Fidelity Global Disciplined Equity Fund ON No No No

Fidelity Global Dividend Class ON No No No

Fidelity Global Dividend Fund ON No No No

Fidelity Global Dividend Investment Trust ON No No No

Fidelity Global Equity Currency Neutral Private Pool ON No No No

Fidelity Global Equity Investment Trust ON No No No

Fidelity Global Equity Private Pool ON No No No

Fidelity Global Financial Services Class ON No No No

Fidelity Global Financial Services Fund ON No No No

Fidelity Global Fund ON No No No

Fidelity Global Growth Class Portfolio ON No No No

Fidelity Global Growth Portfolio ON No No No

Fidelity Global Health Care Class ON No No No

Fidelity Global Health Care Fund ON No No No

Fidelity Global High Yield Investment Trust ON No No No

Fidelity Global Income Class Portfolio ON No No No

Fidelity Global Income Portfolio ON No No No

Fidelity Global Innovators Class ON No No No

Fidelity Global Innovators Currency Neutral Class ON No No No

Fidelity Global Innovators Investment Trust ON No No No

Fidelity Global Intrinsic Value Class ON No No No

Fidelity Global Intrinsic Value Currency Neutral Class ON No No No

Fidelity Global Intrinsic Value Investment Trust ON No No No

Fidelity Global Large Cap Class ON No No No

Fidelity Global Large Cap Currency Neutral Class ON No No No

Fidelity Global Large Cap Fund ON No No No

Fidelity Global Monthly Income Currency Neutral Fund ON No No No

Fidelity Global Monthly Income Fund ON No No No

Fidelity Global Natural Resources Class ON No No No

Fidelity Global Natural Resources Fund ON No No No

Fidelity Global Real Estate Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Fidelity Global Real Estate Fund ON No No No

Fidelity Global Real Estate Investment Trust ON No No No

Fidelity Global Small Cap Class ON No No No

Fidelity Global Small Cap Fund ON No No No

Fidelity Global Technology Fund ON No No No

Fidelity Global Telecommunications Class ON No No No

Fidelity Global Telecommunications Fund ON No No No

Fidelity Greater Canada Class ON No No No

Fidelity Greater Canada Fund ON No No No

Fidelity Growth Class Portfolio ON No No No

Fidelity Growth Portfolio ON No No No

Fidelity High Income Commercial Real Estate Investment Trust ON No No No

Fidelity Income Allocation Fund ON No No No

Fidelity Income Class Portfolio ON No No No

Fidelity Income Portfolio ON No No No

Fidelity Insights Class ON No No No

Fidelity Insights Currency Neutral Class ON No No No

Fidelity Insights Investment Trust ON No No No

Fidelity International Concentrated Equity Currency Neutral Fund ON No No No

Fidelity International Disciplined Equity Class ON No No No

Fidelity International Disciplined Equity Currency Neutral Class ON No No No

Fidelity International Disciplined Equity Currency Neutral Fund ON No No No

Fidelity International Disciplined Equity Fund ON No No No

Fidelity International Equity Currency Neutral Private Pool ON No No No

Fidelity International Equity Investment Trust ON No No No

Fidelity International Equity Private Pool ON No No No

Fidelity International Growth Class ON No No No

Fidelity International Growth Fund ON No No No

Fidelity International Growth Investment Trust ON No No No

Fidelity International Value Fund ON No No No

Fidelity Investment Grade Total Bond Currency Neutral Fund ON No No No

Fidelity Investment Grade Total Bond Fund ON No No No

Fidelity Japan Class ON No No No

Fidelity Japan Fund ON No No No

Fidelity Monthly Income Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Fidelity Monthly Income Fund ON No No No

Fidelity Multi-Sector Bond Currency Neutral Fund ON No No No

Fidelity Multi-Sector Bond Fund ON No No No

Fidelity North American Equity Class ON No No No

Fidelity North American Equity Investment Trust ON No No No

Fidelity NorthStar Balanced Currency Neutral Fund ON No No No

Fidelity NorthStar Balanced Fund ON No No No

Fidelity NorthStar Class ON No No No

Fidelity NorthStar Currency Neutral Class ON No No No

Fidelity NorthStar Currency Neutral Fund ON No No No

Fidelity NorthStar Fund ON No No No

Fidelity Premium Fixed Income Capital Yield Private Pool ON No No No

Fidelity Premium Fixed Income Private Pool ON No No No

Fidelity Premium Money Market Private Pool ON No No No

Fidelity Premium Tactical Fixed Income Capital Yield Private Pool ON No No No

Fidelity Small Cap America Class ON No No No

Fidelity Small Cap America Currency Neutral Class ON No No No

Fidelity Small Cap America Fund ON No No No

Fidelity Special Situations Class ON No No No

Fidelity Special Situations Fund ON No No No

Fidelity Strategic Income Currency Neutral Fund ON No No No

Fidelity Strategic Income Fund ON No No No

Fidelity Tactical Fixed Income Fund ON No No No

Fidelity Tactical High Income Currency Neutral Fund ON No No No

Fidelity Tactical High Income Fund ON No No No

Fidelity Tactical Strategies Fund ON No No No

Fidelity Technology Innovators Class ON No No No

Fidelity True North Class ON No No No

Fidelity True North Fund ON No No No

Fidelity U.S. All Cap Class ON No No No

Fidelity U.S. All Cap Currency Neutral Class ON No No No

Fidelity U.S. All Cap Fund ON No No No

Fidelity U.S. Bond Investment Trust ON No No No

Fidelity U.S. Dividend Currency Neutral Fund ON No No No

Fidelity U.S. Dividend Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Fidelity U.S. Dividend Investment Trust ON No No No

Fidelity U.S. Dividend Private Pool ON No No No

Fidelity U.S. Dividend Registered Fund ON No No No

Fidelity U.S. Equity Currency Neutral Private Pool ON No No No

Fidelity U.S. Equity Investment Trust ON No No No

Fidelity U.S. Equity Private Pool ON No No No

Fidelity U.S. Focused Stock Class ON No No No

Fidelity U.S. Focused Stock Currency Neutral Class ON No No No

Fidelity U.S. Focused Stock Fund ON No No No

Fidelity U.S. Growth and Income Private Pool ON No No No

Fidelity U.S. Money Market Fund ON No No No

Fidelity U.S. Money Market Investment Trust ON No No No

Fidelity U.S. Monthly Income Currency Neutral Fund ON No No No

Fidelity U.S. Monthly Income Fund ON No No No

Fidelity U.S. Multi-Cap Investment Trust ON No No No

Fidelity U.S. Small/Mid Cap Equity Investment Trust ON No No No

Fieldex Exploration inc. QC No No No

Fiera Capital Balanced Fund QC No No No

Fiera Capital Bond Fund QC No No No

Fiera Capital Core Canadian Equity Fund QC No No No

Fiera Capital Corporation QC No No No

Fiera Capital Defensive Global Equity Fund QC No No No

Fiera Capital Equity Growth Fund QC No No No

Fiera Capital Global Equity Fund QC No No No

Fiera Capital High Income Fund QC No No No

Fiera Capital Income Opportunities Fund QC No No No

Fiera Capital International Equity Fund QC No No No

Fiera Capital U.S. Equity Fund QC No No No

Filo Mining Corp. BC No No No

Financial 15 Split Corp. ON No No No

FinCanna Capital Corp. BC No No No

Findev Inc. ON No No No

Fineqia International Inc. BC No No No

Finlay Minerals Ltd. BC No No No

Finline Technologies Ltd. ON No Yes No

Finning International Inc. BC No No No

Finore Mining Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Finsbury Group Limited BC No Yes No

Fintech Select Ltd. ON No No No

Fiore Gold Ltd. BC No No No

Firan Technology Group Corporation ON No No No

Fire River Gold Corp. BC No No No

Fireball Resources Ltd. BC No Yes No

Firebird Resources Inc. BC No No No

Firefox Gold Corp. BC No No No

Firelight Corporation AB No Yes No

Firesteel Resources Inc. BC No No No

Firestone Ventures Inc. AB No No No

Fireswirl Technologies Inc. BC No No No

Fireweed Zinc Ltd. BC No No No

Firm Capital American Realty Partners Corp. ON No No No

Firm Capital Mortgage Investment Corporation ON No No No

Firm Capital Property Trust ON No No No

First Allied Resources Corporation BC No Yes No

First American Mining Corporation BC No Yes No

First American Scientific Corp. BC No Yes No

First Asset 1-5 Year Laddered Government Strip Bond Index ETF ON No No No

First Asset Active Canadian Dividend ETF ON No No No

First Asset Active Credit ETF ON No No No

First Asset Active Utility & Infrastructure ETF ON No No No

First Asset Cambridge Core U.S. Equity ETF ON No No No

First Asset Cambridge Global Dividend ETF ON No No No

First Asset Can-Materials Covered Call ETF ON No No No

First Asset Canadian Buyback Index ETF ON No No No

First Asset Canadian Convertible Bond ETF ON No No No

First Asset Canadian Convertible Bond Fund ON No No No

First Asset Canadian Convertibles Fund ON No No No

First Asset Canadian Dividend Low Volatility Index ETF ON No No No

First Asset Canadian Dividend Opportunity Fund ON No No No

First Asset Canadian Energy Convertible Debenture Fund ON No No No

First Asset Canadian REIT ETF ON No No No

First Asset CanBanc Income Class ETF ON No No No

First Asset Core Canadian Equity ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


First Asset Core Canadian Equity Income Class ETF ON No No No

First Asset Core U.S. Equity ETF ON No No No

First Asset Diversified Convertible Debenture Fund ON No No No

First Asset Energy Giants Covered Call ETF ON No No No

First Asset Enhanced Short Duration Bond ETF ON No No No

First Asset European Bank ETF ON No No No

First Asset Global Dividend Fund ON No No No

First Asset Global Financial Sector ETF ON No No No

First Asset Investment Grade Bond ETF ON No No No

First Asset Long Duration Fixed Income ETF ON No No No

First Asset Morningstar Canada Dividend Target 30 Index ETF ON No No No

First Asset Morningstar Canada Momentum Index ETF ON No No No

First Asset Morningstar Canada Value Index ETF ON No No No

First Asset Morningstar International Momentum Index ETF ON No No No

First Asset Morningstar International Value Index ETF ON No No No

First Asset Morningstar National Bank Québec Index ETF ON No No No

First Asset Morningstar U.S. Consumer Defensive Index Fund ON No No No

First Asset Morningstar US Dividend Target 50 Index ETF ON No No No

First Asset Morningstar US Momentum Index ETF ON No No No

First Asset Morningstar US Value Index ETF ON No No No

First Asset MSCI Canada Low Risk Weighted ETF ON No No No

First Asset MSCI Canada Quality Index Class ETF ON No No No

First Asset MSCI Europe Low Risk Weighted ETF ON No No No

First Asset MSCI International Low Risk Weighted ETF ON No No No

First Asset MSCI USA Low Risk Weighted ETF ON No No No

First Asset MSCI World Low Risk Weighted ETF ON No No No

First Asset North American Convertibles Fund ON No No No

First Asset Preferred Share ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


First Asset REIT Income Fund ON No No No

First Asset Short Term Government Bond Index Class ETF ON No No No

First Asset Tech Giants Covered Call ETF ON No No No

First Asset U.S. & Canada Lifeco Income ETF ON No No No

First Asset U.S. Buyback Index ETF ON No No No

First Asset U.S. Equity Multi-Factor Index ETF ON No No No

First Asset U.S. Tactical Sector Allocation Index ETF ON No No No

First Asset U.S. TrendLeaders Index ETF ON No No No

First Asset Utility Plus Fund ON No No No

First Auto (VCC) Ltd. BC No Yes No

First Bauxite Corporation BC No No No

First Bitcoin Capital Corp. BC No Yes No

First Canadian Electric Inc. BC No Yes No

First Canadian Energy Corporation BC No Yes No

First Canadian Specialty Automotive Ltd. BC No Yes No

First Capital Realty Inc. ON No No No

First Castle Enterprises Inc. BC No Yes No

First Choice Products Inc. BC No Yes No

First Cobalt Corp. BC No No No

First Colombia Gold Corp. BC No Yes No

First Consort Hotels & Inns Ltd. BC No Yes No

First Energy Metals Limited BC No No No

First Global Data Limited ON No Yes No

First Global Investments Inc. BC No No No

First Growth Holdings Ltd. BC No Yes No

First Harbour Enterprises Inc. BC No Yes No

First Idaho Resources Inc. BC No No No

First Leaside Properties Fund ON No Yes No

First Legacy Mining Corp. BC No No No

First Liberty Power Corp. AB No Yes No

First Majestic Silver Corp BC No No No

First Medical Management Ltd. BC No Yes No

First Metals Inc. ON No Yes No

First Mexican Gold Corp. BC No No No

First Mining Gold Corp. BC No No No

First Narrows Resources Corp. BC No Yes No

First National Financial Corporation ON No No No

First Nickel Inc. ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


First Pacific Pictures (VCC) Inc. BC No Yes No

First Pacific Pictures Inc. BC No Yes No

First Potash Corp. BC No Yes Yes

First Quantum Minerals Ltd. ON No No No

First Star Capital Corporation BC No Yes No

First Star Resources Inc. BC No Yes No

First Strike Diamonds Inc. ON No Yes No

First Toronto Mining Corporation BC No Yes No

First Trust AlphaDEX European Dividend Index ETF (CAD-Hedged) ON No No No

First Trust AlphaDEX U.S. Consumer Discretionary Sector Index ETF ON No No No

First Trust AlphaDEX U.S. Consumer Staples Sector Index ETF ON No No No

First Trust AlphaDEX U.S. Energy Sector Index ETF ON No No No

First Trust AlphaDEX U.S. Financial Sector Index ETF ON No No No

First Trust AlphaDEX U.S. Health Care Sector Index ETF ON No No No

First Trust AlphaDEX U.S. Industrials Sector Index ETF ON No No No

First Trust AlphaDEX U.S. Materials Sector Index ETF ON No No No

First Trust AlphaDEX U.S. Technology Sector Index ETF ON No No No

First Trust AlphaDEX U.S. Utilities Sector Index ETF ON No No No

First Trust AlphaDEX™ Emerging Market Dividend ETF (CAD-Hedged) ON No No No

First Trust Canadian Capital Strength ETF ON No No No

First Trust Dorsey Wright U.S. Sector Rotation Index ETF (CAD-Hedged) ON No No No

First Trust ETF - Spring 2018 N/A No No No

First Trust Global Risk Managed Income Index ETF ON No No No

First Trust Indxx Innovative Transaction and Process ETF ON No No No

First Trust Senior Loan ETF (CAD-Hedged) ON No No No

First Trust Short Duration High Yield Bond ETF (CAD-Hedged) ON No No No

First Trust Tactical Bond Index ETF ON No No No

First Trust Value Line® Dividend Index ETF (CAD-Hedged) ON No No No

of 292


5/11/2018 12:00:00 AMas at


First Western Environmental Protection Inc BC No Yes No

Firstservice Corporation ON No No No

FirstWeb Internet Solutions Inc. BC No Yes No

Fisher Oil & Gas Corporation BC No Yes No

Fission 3.0 Corp. BC No No No

Fission Uranium Corp. BC No No No

Fitch Street Capital Corp. BC No No No

Five Nines Ventures Ltd. BC No Yes No

Five Star Diamonds Limited ON No No No

Fjordland Exploration Inc. BC No No No

FL Master Sherman, Ltd. ON No Yes No

Flag Resources (1985) Limited AB No Yes No

Flaherty & Crumrine Investment Grade Fixed Income Fund ON No No No

Flair Petroleum Corp. BC No Yes No

Flair Resources Ltd. BC No Yes No

Flavex Industries Ltd. BC No Yes No

Fleet Trak Systems Inc. BC No Yes No

Fletcher Nickel Inc. ON No Yes No

Flex First Plan ON No No No

Flin Flon Mines Ltd. AB No Yes No

FLM Minerals Inc. BC No No No

Floorco Ltd. BC No Yes No

Flow Resources Ltd. BC No Yes No

FLYHT Aerospace Solutions Ltd. AB No No No

Flying A Petroleum Ltd. BC No Yes No

Flying Monkey Capital Corp. BC No No No

FMF Capital Group Ltd. ON No Yes No

FMI Holdings Ltd. BC No Yes No

Focus Graphite Inc. ON No No No

Focus Ventures Ltd. BC No No No

Focused Canadian Equity Class (CGOV) ON No No No

Focused Capital II Corp. ON No No No

Folkstone Capital Corp. BC No No No

Fomack Energy Inc. AB No Yes No

FootSource Inc. AB No Yes No

Foraco International S.A. ON No No No

Foran Mining Corporation BC No No No

Forbes Energy Services Ltd. AB No No No

Forbes International Ltd. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Ford Auto Securitization Trust ON No No No

Ford Credit Canada Company ON No No No

Forecross Corporation BC No Yes No

Foremost Ventures Corp. BC No No No

Forent Energy Ltd. AB No Yes No

Foreshore Exploration Partners Corp. BC No No No

Forest & Marine Financial Limited Partnership BC No Yes No

Forest & Marine Investment Trust BC No Yes No

Forest & Marine Investments Ltd. BC No Yes No

Forest Gate Energy Inc. QC No Yes No

FormCap Corp. BC No Yes No

Formosa Resources Corporation BC No Yes No

Forstrong Global Strategist Balanced Fund QC No No No

Forstrong Global Strategist Growth Fund QC No No No

Forstrong Global Strategist Income Fund QC No No No

Forsys Metals Corp. ON No No No

Fort Knox Minerals Ltd. BC No Yes No

Fort St. James Nickel Corp. BC No No No

Fortaleza Energy Inc. AB No Yes No

Fortem Resources Inc. AB No No No

Forterra Environmental Corp. ON No Yes No

Fortified Trust ON No No No

Fortis Inc. ON No No No

FortisAlberta Inc. AB No No No

FortisBC Energy Inc. BC No No No

FortisBC Inc. BC No No No

Fortress Global Enterprises Inc. BC No No No

Fortuna Silver Mines Inc. BC No No No

Fortune Bay Corp. NS No No No

Fortune Minerals Limited ON No No No

Fortune Resources Corporation BC No Yes No

Forum Beverages Inc. BC No Yes No

Forum Energy Metals Corp. BC No No No

Forum National Investments Ltd. BC No Yes No

Founder Resources Inc. ON No Yes No

Founders Advantage Capital Corp. AB No No No

Fountain Asset Corp. ON No No No

Four Nines Gold Inc. BC No No No

Fourseas Asialink Corporation BC No Yes No

Fox Petroleum Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Fox Pond Resources Ltd. BC No Yes No

Fox River Resources Corporation ON No No No

Foxx Industries Inc. BC No Yes No

FP Newspapers Inc. MB No No No

FPX Nickel Corp. BC No No No

Fracmaster Ltd. AB No Yes No

Franchise Services of North America Inc. AB No Yes No

FranchiseMaster Technologies, Inc. BC No Yes No

Franco-Nevada Corporation ON No No No

Franklin Bissett All Canadian Focus Corporate Class ON No No No

Franklin Bissett All Canadian Focus Fund ON No No No

Franklin Bissett Canada Plus Equity Fund ON No No No

Franklin Bissett Canadian All Cap Balanced Corporate Class ON No No No

Franklin Bissett Canadian All Cap Balanced Fund ON No No No

Franklin Bissett Canadian Balanced Corporate Class ON No No No

Franklin Bissett Canadian Balanced Fund ON No No No

Franklin Bissett Canadian Bond Fund ON No No No

Franklin Bissett Canadian Dividend Corporate Class ON No No No

Franklin Bissett Canadian Dividend Fund ON No No No

Franklin Bissett Canadian Equity Corporate Class ON No No No

Franklin Bissett Canadian Equity Fund ON No No No

Franklin Bissett Canadian Government Bond Fund ON No No No

Franklin Bissett Canadian Short Term Bond Fund ON No No No

Franklin Bissett Core Plus Bond Fund ON No No No

Franklin Bissett Corporate Bond Fund ON No No No

Franklin Bissett Dividend Income Corporate Class ON No No No

Franklin Bissett Dividend Income Fund ON No No No

Franklin Bissett Energy Corporate Class ON No No No

Franklin Bissett Microcap Fund ON No No No

Franklin Bissett Money Market Corporate Class ON No No No

Franklin Bissett Money Market Fund ON No No No

Franklin Bissett Monthly Income and Growth Fund ON No No No

Franklin Bissett Small Cap Corporate Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Franklin Bissett Small Cap Fund ON No No No

Franklin Bissett U.S. Focus Corporate Class ON No No No

Franklin Bissett U.S. Focus Fund ON No No No

Franklin Global Growth Corporate Class ON No No No

Franklin Global Growth Fund ON No No No

Franklin Global Small-Mid Cap Fund ON No No No

Franklin High Income Fund ON No No No

Franklin Liberty Canadian Investment Grade Corporate ETF ON No No No

Franklin Liberty Core Balanced ETF ON No No No

Franklin Liberty Global Aggregate Bond ETF (CAD Hedged) ON No No No

Franklin Liberty Risk Managed Canadian Equity ETF ON No No No

Franklin Liberty Senior Loan ETF (CAD Hedged) ON No No No

Franklin Liberty U.S. Investment Grade Corporate ETF (CAD Hedged) ON No No No

Franklin LibertyQT Emerging Markets Index ETF ON No No No

Franklin LibertyQT Global Dividend Index ETF ON No No No

Franklin LibertyQT International Equity Index ETF ON No No No

Franklin LibertyQT U.S. Equity Index ETF ON No No No

Franklin Mutual European Fund ON No No No

Franklin Mutual Global Discovery Corporate Class ON No No No

Franklin Mutual Global Discovery Fund ON No No No

Franklin Mutual U.S. Shares Corporate Class ON No No No

Franklin Mutual U.S. Shares Fund ON No No No

Franklin Quotential Balanced Growth Corporate Class Portfolio ON No No No

Franklin Quotential Balanced Growth Portfolio ON No No No

Franklin Quotential Balanced Income Corporate Class Portfolio ON No No No

Franklin Quotential Balanced Income Portfolio ON No No No

Franklin Quotential Diversified Equity Corporate Class Portfolio ON No No No

Franklin Quotential Diversified Equity Portfolio ON No No No

Franklin Quotential Diversified Equity Portfolio (formerly Franklin Quotential Global Growth Portfolio)

ON No No No

Franklin Quotential Diversified Income Corporate Class Portfolio ON No No No

of 292


5/11/2018 12:00:00 AMas at


Franklin Quotential Diversified Income Portfolio ON No No No

Franklin Quotential Fixed Income Portfolio ON No No No

Franklin Quotential Growth Corporate Class Portfolio ON No No No

Franklin Strategic Income Fund ON No No No

Franklin Target Return Fund ON No No No

Franklin Templeton Canadian Large Cap Fund ON No No No

Franklin U.S. Core Equity Fund ON No No No

Franklin U.S. Monthly Income Corporate Class ON No No No

Franklin U.S. Monthly Income Fund ON No No No

Franklin U.S. Monthly Income Hedged Corporate Class ON No No No

Franklin U.S. Opportunities Corporate Class ON No No No

Franklin U.S. Opportunities Fund ON No No No

Franklin U.S. Rising Dividends Corporate Class ON No No No

Franklin U.S. Rising Dividends Fund ON No No No

Franklin U.S. Rising Dividends Hedged Corporate Class ON No No No

Frankly Inc. BC No No No

Franz Capital Corporation AB No Yes No

Fraser Papers Inc. ON No Yes No

Frecom Communications Company Inc. BC No Yes No

Freedom Energy Inc. BC No No No

Freedom Marine Ltd. BC No Yes No

Freegold Ventures Limited BC No No No

Freehold Royalties Ltd. AB No No No

Freeport Resources Inc. BC No No No

Fremont Gold Ltd. BC No No No

Freshii Inc. ON No No No

Friday Night Inc. BC No No No

Friedberg Asset Allocation Fund ON No No No

Friedberg Global-Macro Hedge Fund ON No No No

Froachan Farm Acquisition Corp. BC Yes No No

Fronsac Real Estate Investment Trust QC No No No

Front Range Resources Ltd. AB No No No

Front Street Flow-Through 2014-I Limited Partnership - FSFT 2014-I National CDE Class ON No No No

Front Street Special Opportunities Canadian Fund Ltd. ON No No No

Frontenac Mortgage Investment Corporation ON No No No

Frontend International Technologies Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Frontera Energy Corporation ON No No No

FRONTIER LITHIUM INC. ON No No No

Frontier Minerals Inc. BC No Yes No

Frontline Gold Corporation ON No No No

Frontline Technologies Inc. ON No Yes No

FRS Group, Inc. BC No No No

FSFC Developments Inc. AB No Yes No

FSI Energy Group Inc. AB No Yes No

Fsona Systems Corp. BC No Yes No

FT Balanced Growth Pool ON No No No

FT Balanced Income Pool ON No No No

FT Capital Limited BC No Yes No

FT Growth Pool ON No No No

Ftc 1986 Limited Partnership BC No Yes No

FTC Cards Inc. BC No No No

FTI Foodtech International Inc. BC No No No

Fuel Cell Technologies Ltd. ON No Yes No

FuelCell Energy, Inc. AB No No No

Fulcrum Resources Inc. AB No Yes No

Fulham Explorations Inc. BC No Yes No

Full Metal Minerals Ltd. BC No No No

Fun Key Studios Inc. QC No Yes No

Functional Technologies Corp. BC No Yes No

Funtime Hospitality Corp. ON No Yes No

Fura Gems Inc. ON No No No

Future Beach Corporation QC No Yes No

Future Canada China Environment Inc. BC No Yes No

Future Farm Technologies Inc. BC No No No

Future Mineral Corporation BC No Yes No

Futurtek Communications Inc. BC No Yes No

FW Omnimedia Corp. ON No Yes No

Fytokem Products Inc. SK No Yes No

G.D.M. Grand Development Corp. BC No Yes No

G.E.M. Environmental Management Inc. BC No Yes No

G.I.E. Environmental Technologies Ltd. QC No Yes No

Gabbs Resources Ltd. BC No Yes No

Gabriel Resources Ltd. BC No No No

Gainey Capital Corp. BC No No No

Gainey Resources Ltd. BC No Yes No

Gala-Bari International Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Galactic Resources Ltd. BC No Yes No

Galane Gold Ltd. ON No No No

Galantas Gold Corporation ON No No No

Galaxy Industries Ltd. BC No Yes No

Galaxy Lithium One Inc. ON No No No

Galaxy Online Inc. ON No Yes No

Galaxy Resources Limited ON No No No

Galaxy Sports Inc. BC No Yes No

Galileo Exploration Ltd. BC No No No

Galileo Growth and Income Fund ON No No No

Galileo High Income Plus Fund ON No No No

Galit Resource Corporation BC No Yes No

Gallery Resources Limited BC No Yes No

Galloway Energy Inc. BC No Yes No

Galore Resources Inc. BC No No No

Galway Gold Inc. ON No No No

Galway Metals Inc. ON No No No

Gamehost Inc. AB No No No

Gametek Systems Inc. BC No Yes No

Gaming Transactions Inc. BC No Yes No

Gamzio Mobile, Inc. BC No Yes No

Gandalf Technologies Inc. BC No Yes No

GAR Limited BC No No No

Garda World Security Corporation QC No No No

Garibaldi Resources Corp. BC No No No

Garmatex Holdings Ltd. BC No No No

Gastar Exploration Inc. AB No No No

Gastem Inc. QC No Yes No

Gatco Technologies Inc. BC No Yes No

Gatekeeper Systems Inc. BC No No No

Gateway Low Volatility U.S. Equity Fund ON No No No

Gatrow Resources Inc. BC No Yes No

Gazit Canada Financial Inc. ON No No No

Gazit-Globe Ltd. ON No No No

GBLT Corp. BC No No No

GBO Inc. QC No Yes No

GBS Gold International Inc. BC No Yes No

Gbx Resource Corporation BC No Yes No

GC One Equity Income Portfolio ON No No No

GC One Fixed Income Portfolio ON No No No

of 292


5/11/2018 12:00:00 AMas at


GCC Global Capital Corporation BC No No No

GCorp Capital Inc. BC No No No

GCorp Strategies Inc. BC No No No

GDI Global Data Inc. ON No Yes No

GDI Integrated Facility Services Inc. QC No No No

GE Capital Canada Funding Company ON No No No

Gear Energy Ltd. AB No No No

Gearunlimited.com Inc. ON No Yes No

GEI Global Energy Corp. BC No Yes No

Gem International Resources Inc. BC No No No

Gemco Minerals, Inc. BC No Yes No

Gemini Corporation AB No Yes No

Gemoscan Canada, Inc. ON No Yes No

Gen III Oil Corporation BC No No No

Gencan Capital Inc. ON No No No

Genenews Limited ON No No No

General Cybernetics Corporation BC No Yes No

General Mining Properties Ltd. AB No Yes No

General Moly, Inc. ON No No No

General Motors Company ON No No No

General Systems Research Inc. BC No Yes No

Generation Mining Limited ON No No No

Generation Zero Group, Inc. BC No Yes No

Generic Gold Corp. ON No No No

Genesis II Enterprises Ltd. BC No Yes No

Genesis Land Development Corp. AB No No No

Genesis Metals Corp. BC No No No

Genesis Pacific Expansion Fund Ltd. BC No Yes No

Genesis Trust II ON No No No

Genesis WorldWide Inc. ON No Yes No

Genex Resources Inc. BC No Yes No

Genius Properties Ltd. QC No No No

Genix Pharmaceutical Corp. BC No No No

Genoil Inc. AB No Yes No

Genova Biotherapeutics Inc. BC No Yes No

Gensource Potash Corporation SK No No No

Gentor Resources, Inc. ON No No No

Genus Dividend Equity Fund BC No No No

Genus Fossil Free CanGlobe Equity Fund BC No No No

Genus Fossil Free Corporate Bond Fund BC No No No

of 292


5/11/2018 12:00:00 AMas at


Genus Fossil Free Dividend Equity Fund BC No No No

Genus Fossil Free High Impact Equity Fund BC No No No

Genus Government Bond Fund BC No No No

Genus Short-Term Bond Fund BC No No No

Genworth MI Canada Inc. ON No No No

Geocom Resources Inc. BC No Yes No

Geodrill Limited ON No No No

Geoglobal Resources Inc. AB No Yes No

Geographics, Inc. BC No Yes No

Geologix Explorations Inc. BC No No No

Geomega Resources Inc. QC No No No

GeoPetro Resources Company AB No Yes No

George Weston Limited ON No No No

Georgetown Corporation BC No Yes No

Georgia Strait Resources Ltd. BC No Yes No

Georgian Bancorp Inc. ON No Yes No

Georox Resources Inc. AB No No No

Geostar Mining Corporation BC No Yes No

Geovencap Inc. AB No Yes No

Geovic Mining Corp. BC No Yes No

Gespeg Copper Resources Inc. BC No No No

Getty Copper Inc. BC No No No

GFG Resources Inc. BC No No No

GFM Resources Limited BC No No No

GGL Resources Corp. BC No No No

GGX Gold Corp. BC No No No

Ghk Resources Ltd. BC No Yes No

Giant Bay B.C. Fund Inc. BC No Yes No

Gibraltar Springs Capital Corporation QC No Yes No

Gibson Energy Inc. AB No No No

Giga Capital Corporation AB No Yes No

GIGA Metals Corporation BC No No No

Gildan Activewear Inc. QC No No No

Ginger Beef Corporation AB No No No

GINSMS Inc. AB No No No

Gitennes Exploration Inc. BC No No No

Giyani Metals Corp. ON No No No

Glacier Credit Card Trust ON No No No

Glacier Lake Resources Inc. BC No No No

Glacier Media Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Gladiator Resources Ltd. BC No Yes No

Glance Technologies Inc. BC No No No

Glen Eagle Resources Inc. QC No No No

Glenbriar Technologies Inc. BC No No No

Glenmac Capital Inc. BC No No No

Glenora Resources Inc. BC No Yes No

GLG Life Tech Corporation BC No No No

Glitter Gold Mines Ltd. BC No Yes No

Global 8 Environmental Technologies, Inc. BC No Yes No

Global Alpha Worldwide Growth Fund ON No No No

Global Atomic Corporation ON No No No

Global Blockchain Mining Corp. BC No No No

Global Blockchain Technologies Corp. BC No No No

Global Cannabis Applications Corp. BC No No No

Global Champions Split Corp. ON No No No

Global Cobalt Corporation BC No Yes No

Global Consumer Technologies Inc. AB No Yes No

Global CT & T Telecommunications Inc. BC No Yes No

Global Daily Fantasy Sports Inc. BC No No No

Global Developments Inc. - Delaware BC No Yes No

Global Dividend Equity Class (Setanta) ON No No No

Global Dividend Fund (Setanta) ON No No No

Global Dividend Growers Income Fund AB No No No

Global Energy Metals Corporation BC No No No

Global Equity Class (Setanta) ON No No No

Global Explorations, Inc. BC No Yes No

Global Fixed Income Corporate Class ON No No No

Global Fixed Income Pool ON No No No

Global Focus Resources Ltd. BC No Yes No

Global Gardens Group Inc. BC No No No

Global Green Solutions Inc. BC No Yes No

Global Healthcare Dividend Fund AB No No No

Global Healthcare Income & Growth ETF ON No No No

Global Hemp Group Inc. BC No No No

Global Hunter Corp. BC No Yes No

Global Iman Fund ON No No No

Global Infrastructure Equity Fund (London Capital) ON No No No

Global Innovation Dividend Fund AB No No No

Global Investments Capital Corp. AB No No No

of 292


5/11/2018 12:00:00 AMas at


Global Key Investment Limited BC No Yes No

Global Li-Ion Graphite Corp. BC No No No

Global Light Telecommunications Inc. BC No Yes No

Global Lottery Corporation BC No Yes No

Global Low Volatility Fund (ILIM) ON No No No

Global Managed Volatility Fund ON No No No

Global Monthly Income Fund (London Capital) ON No No No

Global Networks Corp BC No Yes No

Global Peopleline Telecom Inc BC No Yes No

Global Precision Medical Inc. BC No Yes No

Global Real Estate Dividend Growers Corp. AB No No No

Global Real Estate Fund (London Capital) ON No No No

Global REIT Leaders Income ETF ON No No No

Global Resource Champions Split Corp. ON No No No

Global SeaFarms Corporation QC No Yes No

Global Stevia Corp. NS No Yes No

Global Telecom & Utilities Income Fund ON No No No

Global Teleworks Corp. BC No Yes No

Global UAV Technologies Ltd. BC No No No

Global Water Resources, Inc. ON No No No

Global Water Solutions Fund ON No No No

Globalance Dividend Growers Corp. AB No No No

Globalink Ltd. BC No Yes No

Globeecom International Inc. QC No Yes No

Globel Direct, Inc. AB No Yes No

Globetech Ventures Corp. BC No Yes No

Globetel Communications Limited BC No Yes No

Globevest Capital Secured Put Writing Fund QC No No No

GLOBEVEST CAPITAL TACTICAL COVERED OPTIONS FUND QC No No No

Globex Mining Enterprises Inc. ON No No No

Globus Wireless Ltd. BC No Yes No

Glorious Creation Limited BC No No No

Gluskin Sheff + Associates Inc. ON No No No

GMP Capital Inc. ON No No No

GMV Minerals Inc. BC No No No

GNP Oil & Gas Ltd. BC No Yes No

Go Capital I, Inc. ON No Yes No

Go Green Capital Corp. BC No No No

Go Vacations 1986-A Limited Partnership BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Go Vacations 1987 Limited Partnership BC No Yes No


Go Vacations 1987-B Limited Partnership BC No Yes No



Go Vacations 1988-C Limited Partnership BC No Yes No

Go Vacations 1989-A Limited Parthership BC No Yes No


Go Vacations Inc. BC No Yes No

Go-Page Corporation BC No Yes No

GobiMin Inc. AB No No No

goeasy Ltd. ON No No No

GoGold Resources Inc. NS No No No

Gold Hill Resources, Inc. BC No Yes No

Gold Horn International Enterprises Group Limited AB No No No

Gold King Consolidated, Inc. BC No Yes No

Gold Lion Explorations Inc. BC No Yes No

Gold Port Resources Ltd. BC No No No

Gold Reserve Inc. ON No No No

Gold Seeker Resources Ltd. BC No Yes No

Gold Spring Resources Ltd. BC No Yes No

Gold Standard Ventures Corp. BC No No No

Gold World Resources Inc. ON No Yes No

Gold-Pan Resources Inc. BC No Yes No

Goldbank Mining Corporation BC No No No

Goldbar Resources Inc. BC No Yes No

Goldbelt Empires Limited AB No No No

Goldbridge Mining Ltd. BC No Yes No

Goldcliff Resource Corporation BC No No No

Goldcorp Inc. BC No No No

Golden Arch Resources Ltd. BC No Yes No

Golden Arrow Resources Corporation BC No No No

Golden Bear Resources Ltd. BC No Yes No

Golden Briar Mines Limited AB No Yes No

Golden Cariboo Resources Ltd. BC No No No

Golden Century Resources Limited BC No Yes No

Golden Coast Energy Corp. BC No Yes No

Golden Crescent Resources Corp. BC No Yes No

Golden Crown Resources Ltd. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Golden Dawn Minerals Inc. BC No No No

Golden Fortune Investments Limited BC No Yes No

Golden Goliath Resources Ltd. BC No No No

Golden Grail Resources Inc. BC No Yes No

Golden Harp Resources Inc. BC No No No

Golden Hemlock Explorations Ltd. BC No Yes No

Golden Hope Mines Limited ON No No No

Golden Leaf Holdings Ltd. ON No No No

Golden Maritime Resources Ltd. BC No Yes Yes

Golden Mile Resources Inc. BC No Yes No

Golden Minerals Company ON No No No

Golden Pacific Capital Corporation BC No Yes No

Golden Palm Resources Ltd. BC No Yes No

Golden Pheasant Resources Ltd. BC No Yes No

Golden Phoenix Minerals, Inc. ON No Yes No

Golden Pick Resources Ltd. BC No Yes No

Golden Pond Resources Ltd. BC No Yes No

Golden Predator Mining Corp. BC No No No

Golden Queen Mining Co. Ltd. BC No No No

Golden Reign Resources Ltd. BC No No No

Golden Ridge Resources Ltd. BC No No No

Golden Secret Ventures Ltd. BC No No No

Golden Seven Industries Inc. BC No Yes No

Golden Seville Resources Ltd. BC No Yes No

Golden Share Resources Corporation ON No No No

Golden Shield Resources Ltd. BC No Yes No

Golden Star Enterprises Ltd. BC No Yes No

Golden Star Resources Ltd. ON No No No

Golden Sun Mining Corp. BC No Yes No

Golden Sunset Trail Inc. AB No Yes No

Golden Tag Resources Ltd BC No No No

Golden Trend Petroleum Ltd. AB No Yes No

Golden Triumph Resources Ltd. BC No Yes No

Golden Valley Mines Ltd. QC No No No

Golden Zone Resources, Inc. BC No Yes No

Goldeneye Resources Corp. BC No No No

Goldex Resources Corporation BC No No No

Goldgroup Mining Inc. BC No No No

GoldMining Inc. BC No No No

GoldMoney Inc. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Goldnev Resources Inc. AB No Yes No

GoldON Resources Ltd. BC No No No

Goldplay Exploration Ltd. BC No No No

GoldQuest Mining Corp. BC No No No

Goldray Inc. AB No Yes No

Goldrea Resources Corp. BC No No No

Goldsource Mines Inc. BC No No No

Goldstar Minerals Inc. BC No No No

Goldstream Minerals Inc. BC No No No

Goldstrike Resources Ltd. BC No No No

Goldtown Health Ventures Inc. BC No No No

GoldTrain Resources Inc. ON No No No

Goldvale Resources Inc. BC No Yes No

Goliath Resources Limited QC No No No

Good Natured Products Inc. BC No No No

Goodfood Market Corp. QC No No No

Goodwood Capital Fund ON No No No

Gopher Media Services Corporation QC No Yes No

Goran Capital Inc. BC No Yes No

Gordon Creek Energy Inc. BC No Yes No

Gorilla Minerals Corp. BC No No No

Gossan Resources Limited MB No No No

Gourmet Ocean Products Inc. BC No No No

GoverMedia Plus Canada Corp. BC No No No

GoviEx Uranium Inc. BC No No No

Gowest Gold Ltd. ON No No No

GPM Metals Inc. ON No No No

Gracey Resources Inc. BC No Yes No

Grad & Walker Energy Corporation BC No Yes No

Graffoto Industries Corporation BC No Yes No

Grafton Group Limited BC No Yes No

Gram Minerals Corp. ON No Yes No

Gran Colombia Gold Corp. ON No No No

Gran Tierra Energy Inc. AB No No No

Gran Tierra Exchangeco Inc. AB No No No

Granada Exploration Corporation BC No Yes No

Granada Gold Mine Inc. BC No No No

Grancamp Resources Inc. BC No Yes No

Grand Peak Capital Corp. BC No No No

Grand Teton Industries Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Grande Portage Resources Ltd. BC No No No

Grande West Transportation Group Inc. BC No No No

Grandetel Technologies Inc. BC No Yes No

Grandex Resources Ltd. BC No Yes No

Granger Development Corporation BC No Yes No

Granite Creek Gold Ltd. BC No No No

Granite Oil Corp. AB No No No

Granite Real Estate Investment Trust ON No No No

Granite REIT Holdings Limited Partnership ON No No No

Granite REIT Inc. ON No No No

Grantham Resources Inc. AB No Yes No

Granville Resources Inc. BC No Yes No

Graphene 3D Lab Inc. BC No No No

Graphite Energy Corp. BC No No No

Graphite One Resources Inc. BC No No No

Gratiam Resources Inc. BC No Yes No

Gratomic Inc. ON No No No

Gravitas Financial Inc. ON Yes No No

Gray Rock Resources Ltd. BC No No No

Gray Wolf Capital Corporation ON No Yes No

Grazina Resources Ltd. BC No Yes No

Grd Industries Ltd. BC No Yes No

Great Atlantic Resources Corp. BC Yes No No

Great Basin Gold Ltd. BC No Yes No

Great Bear Resources Ltd. BC No No No

Great Canadian Cider Exporters Ltd. BC No Yes No

Great Canadian Gaming Corporation BC No No No

Great Gold Mines N.L. BC No Yes No

Great Icelandic Water Corporation BC No Yes No

Great Lakes Graphite Inc. ON No No No

Great Lakes Nickel Limited ON No Yes No

Great Panther Silver Limited BC No No No

Great Prairie Energy Services Inc. AB Yes No No

Great Quest Fertilizer Ltd. BC No No No

Great Thunder Gold Corp. BC No No No

Great Weighs! Industries Inc. BC No Yes No

Great Western Minerals Group Ltd. SK No Yes No

Great World Resources Ltd. BC No Yes No

Great-West Lifeco Finance (Delaware) LP II MB No No No

Great-West Lifeco Inc. MB No No No

of 292


5/11/2018 12:00:00 AMas at


Greatbanks Resources Ltd. BC No No No

Greater Toronto Airports Authority ON No No No

Greatmat Technology Corporation BC No Yes No

Green 2 Blue Energy Corp. BC No No No

Green and Hill Industries, Inc. BC No Yes No

Green Arrow Resources Inc. BC No No No

Green Energy Solution Industries, Inc. BC No Yes No

Green Environmental Technologies inc. ON No Yes No

Green Hygienics Holdings Inc. BC No Yes No

Green Rise Capital Corporation ON No No No

Green River Gold Corp. AB No No No

Green Standard Vanadium Resources Corp. BC No Yes No

Green Valley Mine Incorporated BC No No No

Greenbank Capital Inc. ON No No No

Greenbriar Capital Corp. BC No No No

Greencastle Resources Ltd. ON No No No

Greenfields Petroleum Corporation AB No No No

Greengreen Capital Corp. ON No Yes No

Greenpower Motor Company Inc. BC No No No

Greenshield Explorations Limited BC No No No

GreenSpace Brands Inc. ON No No No

GreenStar Agricultural Corporation ON No Yes No

Greenstone Resources Ltd. ON No Yes No

Greenstreet Equities Inc. AB No Yes No

Greentree Gas & Oil Ltd. ON No Yes No

Greenvale Mining N.L. BC No Yes No

Greenwell Resources Corporation BC No Yes No

Greenwood Environmental Inc. BC No Yes No

Grenville Gold Corp. BC No No No

Grenville Strategic Royalty Corp. BC No No No

Grew Ventures Inc. NB No Yes No

Grey Eagle Resources Inc. BC No Yes No

Greystoke Explorations Ltd. BC No Yes No

Greystone Canadian Bond Fund ON No No No

Greystone Canadian Equity Income & Growth Fund ON No No No

Greystone Global Equity Fund ON No No No

Greyvest Capital Inc ON No Yes No

Grizzly Discoveries Inc. AB No No No

Grosvenor Resource Corporation BC No No No

of 292


5/11/2018 12:00:00 AMas at


Groton Minerals Ltd. (Npl) BC No Yes No

Groundstar Resources Limited AB No No No

Group Eleven Resources Corp. BC No No No

Group Ten Metals Inc. BC No No No

GrowMax Resources Corp. AB No No No

Growth & Income Class ON No No No

Growth 100 Fund ON No No No

Growth 80/20 Fund ON No No No

Growth and Income Class (GWLIM) ON No No No

Growth and Income Fund (GWLIM) ON No No No

Growth Fund ON No No No

Growth Portfolio ON No No No

GrowthWorks Canadian Fund Ltd. ON Yes No No

GrowthWorks Commercialization Fund Ltd. ON Yes No No

Gryphon Gold Corporation BC No Yes No

GSO Solutions, Inc. BC No Yes No

Gst Telecommunications, Inc. BC No Yes No

GSTAAD CAPITAL CORP. BC No No No

GT Gold Corp. BC No No No

GT Group Telecom Inc. ON No Yes No

GTA Resources and Mining Inc. ON No No No

GUARD Inc. ON No Yes No

Guardian Balanced Fund ON No No No

Guardian Balanced Income Fund ON No No No

Guardian Canadian Bond Fund ON No No No

Guardian Canadian Equity Fund ON No No No

Guardian Canadian Equity Select Fund ON No No No

Guardian Canadian Focused Equity Fund ON No No No

Guardian Canadian Growth Equity Fund ON No No No

Guardian Canadian Short-Term Investment Fund ON No No No

Guardian Canadian Small/Mid Cap Equity Fund ON No No No

Guardian Capital Group Limited ON No No No

Guardian Emerging Markets Equity Fund ON No No No

Guardian Equity Income Fund ON No No No

Guardian Exploration Inc. AB No No No

Guardian Fundamental Global Equity Fund ON No No No

Guardian Global Dividend Growth Fund ON No No No

Guardian Global Equity Fund ON No No No

Guardian Growth & Income Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Guardian High Yield Bond Fund ON No No No

Guardian International Equity Fund ON No No No

Guardian International Equity Select Fund ON No No No

Guardian Investment Grade Corporate Bond Fund ON No No No

Guardian Managed Income & Growth Portfolio ON No No No

Guardian Managed Income Portfolio ON No No No

Guardian Private Wealth Bond Fund ON No No No

Guardian Private Wealth Equity Fund ON No No No

Guardian Short Duration Bond FundON No No No

Guardian U.S. Equity All Cap Growth Fund ON No No No

Guardian U.S. Equity Fund ON No No No

Guardian U.S. Equity Select Fund ON No No No

Guerrero Exploration Inc. BC No Yes No

Guerrero Ventures Inc. BC No No No

Guinness Exploration, Inc. BC No Yes No

Gulderand Mining Corp. BC No Yes No

Gulf & Pacific Equities Corp. ON No No No

Gulf Coast Oil & Gas Inc. BC No Yes No

Gulf International Minerals Ltd. BC No Yes No

Gulf Titanium Ltd. (Npl) BC No Yes No

Gulfstream Acquisition 1 Corp. ON No No No

Gungnir Resources Inc. BC No No No

Gunpoint Exploration Ltd. BC No No No

Gunpowder Capital Corp. ON No No No

Gunsteel Resources Inc. BC No Yes No

Guyana Frontier Mining Corp. BC No Yes No

Guyana Goldfields Inc. ON No No No

Guyana Goldstrike Inc. BC No No No

GVIC Communications Corp. BC No No No

Gw Utilities Limited BC No Yes No

H&R Finance Trust ON No No No

H&R Real Estate Investment Trust ON No No No

H-Source Holdings Ltd. BC No No No

H2O Innovation Inc. QC No No No

Haemacure Corporation QC No Yes No

Hagensborg Resources Ltd. BC No Yes No

Haglund Industries International Inc. BC No Yes No

Haines Gypsum Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Halcyon Resources Ltd. BC No Yes No

Halifax Receivables Trust ON No No No

Halio Energy Inc. BC No Yes No

Halmont Properties Corporation BC No No No

Halo Gaming Corporation BC No Yes No

Halozone Technologies Inc. BC No Yes No

Haltain Developments Corp. BC Yes No No

Hamilton Capital Global Bank ETF ON No No No

Hamilton Capital Global Financials Yield ETF ON No No No

Hamilton Capital U.S. Mid-Cap Financials ETF (USD) ON No No No

Hamilton Thorne Ltd. ON No No No

Hammond Manufacturing Company Limited ON No No No

Hampton Court Resources Inc. AB No Yes No

Hampton Financial Corporation ON No No No

Handa Copper Corporation BC No No No

Hanfeng Evergreen Inc. ON No Yes No

Hankin Water Technologies Limited AB No Yes No

Hannan Metals Ltd. BC No No No

Hansa International Resources Ltd. BC No Yes No

Hansa Resources Limited BC No No No

Hanwei Energy Services Corp. BC No No No

Happy Creek Minerals Ltd. BC No No No

Hapuna Ventures Inc. BC No No No

Harbour Canadian Dividend Fund ON No No No

Harbour Corporate Class ON No No No

Harbour Fund ON No No No

Harbour Global Analyst Fund ON No No No

Harbour Global Equity Corporate Class ON No No No

Harbour Global Equity Fund ON No No No

Harbour Global Growth & Income Corporate Class ON No No No

Harbour Global Growth & Income Fund ON No No No

Harbour Growth & Income Corporate Class ON No No No

Harbour Growth & Income Fund ON No No No

Harbour Star Capital Inc. AB No No No

Harbour Voyageur Corporate Class ON No No No

Hardwood Properties Ltd. AB No Yes No

Hardwoods Distribution Inc. BC No No No

Harfang Exploration Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Harken Technologies Inc. BC No Yes No

Harmony Balanced Growth Portfolio ON No No No

Harmony Balanced Growth Portfolio Class ON No No No

Harmony Balanced Portfolio ON No No No

Harmony Canadian Equity Pool ON No No No

Harmony Canadian Fixed Income Pool ON No No No

Harmony Conservative Portfolio ON No No No

Harmony Diversified Income Pool ON No No No

Harmony Global Fixed Income Pool ON No No No

Harmony Growth Plus Portfolio ON No No No

Harmony Growth Plus Portfolio Class ON No No No

Harmony Growth Portfolio ON No No No

Harmony Growth Portfolio Class ON No No No

Harmony Integrated Solutions, Inc. BC No Yes No

Harmony Maximum Growth Portfolio ON No No No

Harmony Maximum Growth Portfolio Class ON No No No

Harmony Money Market Pool ON No No No

Harmony Overseas Equity Pool ON No No No

Harmony U.S. Equity Pool ON No No No

Harmony Yield Portfolio ON No No No

Harte Gold Corp. ON No No No

Hartford Retirement Network Corp. BC No No No

Hartland Pipeline Services Ltd. AB No Yes No

Harvard International Technologies Ltd. BC No Yes No

Harvest Banks & Buildings Income ETF ON No No No

Harvest Banks & Buildings Income Fund ON No No No

Harvest Canadian Income & Growth Fund ON No No No

Harvest European Leaders Income ETF ON No No No

Harvest Global Resource Leaders ETF ON No No No

Harvest Gold Corporation BC No No No

Harvest One Cannabis Inc. BC No No No

Harvest Operations Corp. AB No No No

Harvest US Bank Leaders Income ETF ON No No No

Harwin Exploration & Development Inc. BC No Yes No

HashChain Technology Inc. BC No No No

HAW Capital Corp. AB No No No

Hawkeye Gold & Diamond Inc. BC No No No

HD Retail Solutions, Inc. BC No Yes No

Headway Property Investment 77-1 ON No Yes No

Headway Property Investment 77-11 BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Headway Property Investment 77-111 BC No Yes No

Headway Property Investment 78-II BC No Yes No

Headway Property Investment 78-III BC No Yes No

Healthcare Leaders Income ETF ON No No No

Healthcare Special Opportunities Fund ON No No No

Healthscreen Solutions Incorporated ON No Yes No

HealthSpace Data Systems Ltd. BC No No No

Healthtrac, Inc. ON No Yes No

HeartLink Canada (1999) Inc. BC No Yes No

Heatherdale Resources Ltd. BC No No No

Heating Oil Partners Income Fund ON Yes No No

Hecla Mining Company BC No No No

Hedman Resources Limited ON No Yes No

Hegco Canada, Inc. AB No Yes No

Helijet International Inc. BC No No No

Helio Resource Corp. BC No No No

Helius Medical Technologies, Inc. BC No No No

Helix Biopharma Corp. ON No No No

Helix Systems Limited BC No Yes No

Hellix Ventures Inc. BC No Yes No

Hello Pal International Inc. BC No No No

Hemisphere Energy Corporation BC No No No

Hemisphere Gold Inc. BC No Yes No

Hemostemix Inc. AB No No No

Hempco Food and Fiber Inc. BC No No No

Heritage Cannabis Holdings Corp. BC No No No

Heritage Global Inc. ON No No No

Heritage Plans ON No No No

Hermes Financial Inc. AB No Yes No

Heroux-Devtek Inc. QC No No No

HFI Flooring Inc. AB No Yes No

HFX Holding Corp. BC No No No

Hi Ho Silver Resources Inc. BC No No No

Hiburd Properties Inc. BC No Yes No

Hidden Lake Gold Mines Ltd. BC No Yes No

High Arctic Energy Services Inc. AB No No No

High Frontier Resources Ltd. BC No Yes No

High Growth Portfolio ON No No No

High Hampton Holdings Corp. BC No No No

High Liner Foods Incorporated NS No No No

of 292


5/11/2018 12:00:00 AMas at


High Mountain Capital Corporation AB No No No

High North Resources Ltd. AB No Yes No

High Reserve Resources Limited BC No Yes No

High Rise Resources Inc. BC No Yes No

Highbank Resources Ltd. BC No No No

Highbury Projects Inc. BC No No No

Highland Copper Company Inc. BC No No No

Highland Queen Mines Ltd. (Npl) BC No Yes No

Highmark Resources Ltd BC No Yes No

Highmark Technologies Corp. BC No Yes No

Highpoint Telecommunications Inc. BC No Yes No

Highvista Gold Inc. ON No No No

Highwater Resources Ltd. BC No Yes No

Highway 50 Gold Corp. BC No No No

Hiku Brands Company Ltd. BC No No No

Hildon Mining Explorations Ltd. BC No Yes No

Hillcrest Petroleum Ltd. BC No No No

Hillestad Pharmaceuticals Inc. BC No Yes No

Hilltop Cybersecurity Inc. BC No No No

Hinterland Metals Inc. BC No No No

HIP Energy Corporation BC No Yes No

Hit Technologies Inc. BC No No No

HIVE Blockchain Technologies Ltd. BC No No No

HLD Land Development Limited Partnership BC No Yes No

HLT Energies Inc. QC No Yes No

Hmr World Enterprises Inc. BC No Yes No

HMZ Metals Inc. ON No Yes No

Hollinger Inc. ON Yes No No

Holloway Lodging Corporation NS No No No

Hollund Industrial Marine, Inc. BC No Yes No

Home Capital Group Inc. ON No No No

Home Products Inc. ON No Yes No

Homeland Precious Metals Corp. BC No Yes No

Homeproject.com Inc. ON No Yes No

Homeserve Technologies Inc. ON No Yes No

Homexpress Limited AB No Yes No

Honey Badger Exploration Inc. BC No No No

Honeybee Technology Inc. AB No Yes No

Hope Well Capital Corp. ON No No No

Horizon Health International Corp. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Horizon Holsteins Limited Partnership BC No Yes No

Horizon Holsteins Limited Partnership II BC No Yes No

Horizon Minerals Corp. AB No Yes No

Horizon North Logistics Inc. AB No No No

Horizon Petroleum Ltd. AB No No No

Horizons Absolute Return Global Currency ETF ON No No No

Horizons Active A.I. Global Equity ETF ON No No No

Horizons Active Cdn Bond ETF ON No No No

Horizons Active Cdn Dividend ETF ON No No No

Horizons Active Cdn Municipal Bond ETF ON No No No

Horizons Active Corporate Bond ETF ON No No No

Horizons Active Emerging Market Dividend ETF ON No No No

Horizons Active Floating Rate Bond ETF ON No No No

Horizons Active Floating Rate Preferred Share ETF ON No No No

Horizons Active Floating Rate Senior Loan ETF ON No No No

Horizons Active Global Dividend ETF ON No No No

Horizons Active Global Fixed Income ETF ON No No No

Horizons Active High Yield Bond ETF ON No No No

Horizons Active Intl Developed Markets Equity ETF ON No No No

Horizons Active Preferred Share ETF ON No No No

Horizons Active US Dividend ETF ON No No No

Horizons Active US Floating Rate Bond (USD) ETF ON No No No

Horizons AlphaPro Income Plus Fund ON No No No

Horizons Canadian Dollar Currency ETF ON No No No

Horizons Canadian Midstream Oil & Gas Index ETF ON No No No

Horizons Cdn High Dividend Index ETF ON No No No

Horizons Cdn Insider Index ETF ON No No No

Horizons Cdn Select Universe Bond ETF ON No No No

Horizons China High Dividend Yield Index ETF ON No No No

Horizons Crude Oil ETF ON No No No

Horizons Emerging Marijuana Growers Index ETF ON No No No

Horizons Enhanced Income Energy ETF ON No No No

Horizons Enhanced Income Equity ETF ON No No No

Horizons Enhanced Income Financials ETF ON No No No

Horizons Enhanced Income Gold Producers ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


Horizons Enhanced Income International Equity ETF ON No No No

Horizons Enhanced Income US Equity (USD) ETF ON No No No

Horizons EURO STOXX 50® Index ETF ON No No No

Horizons Global Currency Opportunities ETF ON No No No

Horizons Global Risk Parity ETF ON No No No

Horizons Gold ETF ON No No No

Horizons Gold Yield ETF ON No No No

Horizons Inovestor Canadian Equity Index ETF ON No No No

Horizons Intl Developed Markets Equity Index ETF ON No No No

Horizons Managed Global Opportunities ETF ON No No No

Horizons Marijuana Life Sciences Index ETF ON No No No

Horizons Morningstar Hedge Fund Index ETF ON No No No

Horizons NASDAQ-100® Index ETF ON No No No

Horizons Natural Gas ETF ON No No No

Horizons Natural Gas Yield ETF ON No No No

Horizons Robotics and Automation Index ETF ON No No No

Horizons S&P 500 CAD Hedged Index ETF ON No No No

Horizons S&P 500® Index ETF ON No No No

Horizons S&P/TSX 60 Equal Weight Index ETF ON No No No

Horizons S&P/TSX 60 Index ETF ON No No No

Horizons S&P/TSX Capped Energy Index ETF ON No No No

Horizons S&P/TSX Capped Financials Index ETF ON No No No

Horizons Seasonal Rotation ETF ON No No No

Horizons Silver ETF ON No No No

Horizons US 7-10 Year Treasury Bond CAD Hedged ETF ON No No No

Horizons US 7-10 Year Treasury Bond ETF ON No No No

Horizons US Dollar Currency ETF ON No No No

Hornby Bay Mineral Exploration Ltd. ON No No No

Horton Technologies Ltd. BC No Yes No

Host International Holdings Inc. BC No Yes No

Hotline to HR Inc. ON No Yes No

How To Web TV Inc. ON No Yes Yes

Hpil Resources Ltd. BC No Yes No

HPQ-Silicon Resources Inc. QC No No No

Hpy Industries Ltd. BC No Yes No

HR Cafe, Ltd. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Hrc Investments (VCC) Ltd. BC No Yes No

HSBC AsiaPacific Fund BC No No No

HSBC Bank Canada BC No No No

HSBC BRIC Equity Fund BC No No No

HSBC Canadian Balanced Fund BC No No No

HSBC Canadian Bond Fund BC No No No

HSBC Canadian Bond Pooled Fund BC No No No

HSBC Canadian Dividend Pooled Fund BC No No No

HSBC Canadian Equity Pooled Fund BC No No No

HSBC Canadian Money Market Fund BC No No No

HSBC Canadian Money Market Pooled Fund BC No No No

HSBC Canadian Small Cap Equity Pooled Fund BC No No No

HSBC Chinese Equity Fund BC No No No

HSBC Dividend Fund BC No No No

HSBC Emerging Markets Debt Fund BC No No No

HSBC Emerging Markets Debt Pooled Fund BC No No No

HSBC Emerging Markets Fund BC No No No

HSBC Emerging Markets Pooled Fund BC No No No

HSBC Equity Fund BC No No No

HSBC European Fund BC No No No

HSBC Global Corporate Bond Fund BC No No No

HSBC Global Equity Fund BC No No No

HSBC Global Equity Volatility Focused Fund BC No No No

HSBC Global High Yield Bond Pooled Fund BC No No No

HSBC Global Inflation Linked Bond Pooled Fund BC No No No

HSBC Global Real Estate Equity Pooled Fund BC No No No

HSBC Indian Equity Fund BC No No No

HSBC International Equity Pooled Fund BC No No No

HSBC Monthly Income Fund BC No No No

HSBC Mortgage Fund BC No No No

HSBC Mortgage Pooled Fund BC No No No

HSBC Small Cap Growth Fund BC No No No

HSBC U.S. Dollar Money Market Fund BC No No No

HSBC U.S. Dollar Monthly Income Fund BC No No No

HSBC U.S. Equity Fund BC No No No

HSBC U.S.Equity Pooled Fund BC No No No

HSBC World Selection Diversified Aggressive Growth Fund BC No No No

of 292


5/11/2018 12:00:00 AMas at


HSBC World Selection Diversified Balanced Fund BC No No No

HSBC World Selection Diversified Conservative Fund BC No No No

HSBC World Selection Diversified Growth Fund BC No No No

HSBC World Selection Diversified Moderate Conservative Fund BC No No No

HTC Purenergy Inc. SK No No No

Huaxing Machinery Corp. BC No Yes No

Hubbard Holding Inc. QC No Yes No

Hucamp Mines Limited ON No Yes No

Hudbay Minerals Inc. ON No No No

Hudson Bay Diecasting Limited BC No Yes No

Hudson Resources Inc. BC No No No

Hudson River Minerals Ltd. ON No Yes No

Hudson's Bay Company ON No No No

Huffington Capital Corp. BC No No No

Humantics (B.C.) Ltd. BC No Yes No

Humet-PBC North America, Inc. BC No Yes No

Hunt Mining Corp. BC Yes No No

Hunter Bay Minerals plc BC No Yes No

Hunter Oil Corp. BC No No No

Huntington Exploration Inc. AB No No No

Husky Energy Inc. AB No No No

Hut 8 Mining Corp. ON No No No

Hy-Lab Industries Ltd. BC No Yes No

Hy-Pro Products Inc. BC No Yes No

Hyatt Financial Corporation Ltd. AB No Yes No

Hyberlab Teknologies Corp. ON No Yes No

HydraLogic Systems Inc. ON No Yes No

Hydro One Inc. ON No No No

Hydro One Limited ON No No No

Hydrogenics Corporation ON No No No

Hydromet Environmental Recovery Ltd. ON No Yes No

Hyduke Energy Services Inc. AB No No No

Hymex Diamond Corp. BC No Yes No

Hypower Fuel Inc. BC No Yes No

Hystar Aerospace Corporation BC No Yes No

Hytec Flow Systems Inc. AB No Yes No

i-minerals Inc. BC No No No

I.C.E. Ice Factory, Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


I.M. Technologies Inc. BC No Yes No

IA Clarington Balanced Portfolio QC No No No

IA Clarington Bond Fund QC No No No

IA Clarington Canadian Balanced Class QC No No No

IA Clarington Canadian Balanced Fund QC No No No

IA Clarington Canadian Conservative Equity Class QC No No No

IA Clarington Canadian Conservative Equity Fund QC No No No

IA Clarington Canadian Dividend Fund QC No No No

IA Clarington Canadian Growth Class QC No No No

IA Clarington Canadian Leaders Class QC No No No

IA Clarington Canadian Small Cap Class QC No No No

IA Clarington Canadian Small Cap Fund QC No No No

IA Clarington Conservative Portfolio QC No No No

IA Clarington Core Plus Bond Fund QC No No No

IA Clarington Dividend Growth Class QC No No No

IA Clarington Emerging Markets Bond Fund QC No No No

IA Clarington Floating Rate Income Fund QC No No No

IA Clarington Focused Balanced Class QC No No No

IA Clarington Focused Balanced Fund QC No No No

IA Clarington Focused Canadian Equity Class QC No No No

IA Clarington Focused U.S. Equity Class QC No No No

IA Clarington Global Bond Fund QC No No No

IA Clarington Global Equity Exposure Fund QC No No No

IA Clarington Global Equity Fund QC No No No

IA Clarington Global Growth & Income Fund QC No No No

IA Clarington Global Opportunities Class QC No No No

IA Clarington Global Opportunities Fund QC No No No

IA Clarington Global Tactical Income Class QC No No No

IA Clarington Global Tactical Income Fund QC No No No

IA Clarington Global Value Fund QC No No No

IA Clarington Global Yield Opportunities Fund QC No No No

IA Clarington Growth & Income Fund QC No No No

IA Clarington Growth Portfolio QC No No No

IA Clarington Inhance Balanced SRI Portfolio QC No No No

IA Clarington Inhance Bond SRI Fund QC No No No

IA Clarington Inhance Canadian Equity SRI Class QC No No No

IA Clarington Inhance Conservative SRI Portfolio QC No No No

of 292


5/11/2018 12:00:00 AMas at


IA Clarington Inhance Global Equity SRI Class QC No No No

IA Clarington Inhance Growth SRI Portfolio QC No No No

IA Clarington Inhance Monthly Income SRI Fund QC No No No

IA Clarington Maximum Growth Portfolio QC No No No

IA Clarington Moderate Portfolio QC No No No

IA Clarington Money Market Fund QC No No No

IA Clarington Monthly Income Balanced Fund QC No No No

IA Clarington North American Opportunities Class QC No No No

IA Clarington Real Return Bond Fund QC No No No

IA Clarington Sarbit Activist Opportunities Class QC No No No

IA Clarington Sarbit U.S. Equity Class (Unhedged) QC No No No

IA Clarington Sarbit U.S. Equity Fund QC No No No

IA Clarington Short-Term Bond Fund QC No No No

IA Clarington Short-Term Income Class QC No No No

IA Clarington Strategic Corporate Bond Class QC No No No

IA Clarington Strategic Corporate Bond Fund QC No No No

IA Clarington Strategic Equity Income Class QC No No No

IA Clarington Strategic Equity Income Fund QC No No No

IA Clarington Strategic Income Class QC No No No

IA Clarington Strategic Income Fund QC No No No

IA Clarington Strategic U.S. Growth & Income Fund QC No No No

IA Clarington Tactical Bond Class QC No No No

IA Clarington Tactical Bond Fund QC No No No

IA Clarington Tactical Income Class QC No No No

IA Clarington Tactical Income Fund QC No No No

IA Clarington Target Click 2020 Fund QC No No No



IA Clarington U.S. Dividend Growth Fund QC No No No

IA Clarington U.S. Dividend Growth Registered Fund QC No No No

IA Clarington U.S. Dollar Floating Rate Income Fund QC No No No

IA Clarington Yield Opportunities Fund QC No No No

Ialta Industries Ltd. BC No Yes No

IAMGold Corporation ON No No No

iAnthus Capital Holdings, Inc. ON No No No

of 292


5/11/2018 12:00:00 AMas at


IAS Energy, Inc. BC No Yes No

IATRA Life Sciences Corporation ON No Yes No

IBC Advanced Alloys Corp. BC No No No

Ibex Technologies Inc. QC No No No

IBI Corporation ON No Yes No

IBI Group Inc. ON No No No

Ibs Technologies Ltd. BC No Yes No

ICC Labs Inc. BC No No No

ICCI Integrated Credit and Commerce Inc. BC No Yes No

Ice Drilling Enterprises Inc. AB No Yes No

Icefloe Technologies Inc. ON No Yes No

iCo Therapeutics Inc. BC No No No

Icon Exploration Inc. ON No No No

Icon Laser Eye Centers, Inc. ON No Yes No

Iconic Minerals Ltd. BC No No No

ICOX Innovations Inc. BC No No No

ICP Solar Technologies Inc. BC No Yes No

ICTV Brands, Inc. ON No No No

Idaho Natural Resources Corp. AB No Yes No

Identillect Technologies Corp. BC No No No

Idg Holdings Inc. BC No No No

IDGlobal Corp. BC No Yes No

IDM Mining Ltd. BC No No No

IDS Intelligent Detection Systems Inc. ON No Yes No

IDYIA Innovations Inc. MB No Yes No

IEMR Resources Inc. BC No No No

If You Could See What I Hear BC No Yes No

iFabric Corp. ON No No No

Iforum Financial Network Inc. QC No Yes No

IG AGF Global Equity Class MB No No No

IG AGF Global Equity Fund MB No No No

IG AGF U.S. Growth Class MB No No No

IG AGF U.S. Growth Fund MB No No No

Ig Beutel Goodman Canadian Balanced Fund MB No No No

IG Beutel Goodman Canadian Equity Class MB No No No

Ig Beutel Goodman Canadian Equity Fund MB No No No

IG Beutel Goodman Canadian Small Cap Fund MB No No No

IG CI Canadian Balanced Fund MB No No No

IG FI Canadian Equity Class MB No No No

IG FI Canadian Equity Fund MB No No No

of 292


5/11/2018 12:00:00 AMas at


IG FI U.S. Large Cap Equity Class MB No No No

IG FI U.S. Large Cap Equity Fund MB No No No

IG Fiera Canadian Small Cap Class MB No No No

IG Fiera Canadian Small Cap Fund MB No No No

IG Franklin Bissett Canadian Equity Class MB No No No

IG Franklin Bissett Canadian Equity Class I MB No No No

IG Franklin Bissett Canadian Equity Fund MB No No No

IG Mackenzie Canadian Equity Growth Class MB No No No

IG Mackenzie Canadian Equity Growth Fund MB No No No

IG Mackenzie Cundill Global Value Class MB No No No

IG Mackenzie Cundill Global Value Fund MB No No No

IG Mackenzie Dividend Growth Fund MB No No No

IG Mackenzie Emerging Markets Class MB No No No

IG Mackenzie Floating Rate Income Fund MB No No No

IG Mackenzie Global Precious Metals Class MB No No No

IG Mackenzie Income Fund MB No No No

IG Mackenzie Ivy Canadian Balanced Fund MB No No No

IG Mackenzie Ivy European Class MB No No No

IG Mackenzie Ivy European Class II MB No No No

IG Mackenzie Ivy European Class III MB No No No

IG Mackenzie Ivy European Fund MB No No No

IG Mackenzie Ivy Foreign Equity Class MB No No No

IG Mackenzie Strategic Income Fund MB No No No

IG Putnam Emerging Markets Income Fund MB No No No

IG Putnam Low Volatility U.S. Equity Class MB No No No

IG Putnam Low Volatility U.S. Equity Fund MB No No No

IG Putnam U.S. Growth Class MB No No No

IG Putnam U.S. Growth Fund MB No No No

IG Putnam U.S. High Yield Income Fund MB No No No

IGC Resources Inc. BC No No No

Igen Networks Corp. BC No No No

IGM Financial Inc. MB No No No

Ikkuma Resources Corp. AB No No No

Ikona Gear International, Inc. BC No Yes No

Iledor Exploration Corporation QC No Yes No

Illusion Systems Inc. BC No Yes No

ILOOKABOUT Corp. ON No No No

ILoveTV Entertainment Inc. BC No Yes No

Ilustrato Pictures International Inc. BC No Yes No

Imaflex Inc. QC No No No

of 292


5/11/2018 12:00:00 AMas at


Image Data International Corporation BC No Yes No

Image International Group, Inc. BC No No No

Image Power Inc. BC No Yes No

Image Sculpting International Inc. AB No Yes No

Image West Entertainment Corporation BC No Yes No

Imagin Medical Inc. BC No No No

Imagination Park Entertainment Inc. BC No No No

Imaging Dynamics Company Ltd. AB No Yes No

iMarketing Solutions Group Inc. ON No Yes No

Imasight Corp. ON No Yes No

Imax Corporation ON No No No

imaxx Canadian Bond Fund ON No No No

imaxx Canadian Dividend Plus Fund ON No No No

imaxx Canadian Fixed Pay Fund ON No No No

imaxx Equity Growth Fund ON No No No

imaxx Global Equity Growth Fund ON No No No

imaxx Short Term Bond Fund ON No No No

iMetal Resources Inc. BC No No No

Imex Systems Inc. ON No Yes No

iMining Blockchain and Cryptocurrency Inc. BC No No No

Immune Network Ltd. BC No Yes No

ImmunoClin Corporation BC No Yes No

ImmunoPrecise Antibodies Ltd. AB No No No

ImmunoVaccine Inc. NS No No No

Imogo Mobile Technologies Corp. BC No Yes No

IMPACT Silver Corp. BC No No No

Impala Mineral Exploration Corp. BC No Yes No

Impax Energy Services Income Trust AB No Yes No

Imperial Canadian Bond Pool ON No No No

Imperial Canadian Diversified Income Pool ON No No No

Imperial Canadian Dividend Income Pool ON No No No

Imperial Canadian Equity Pool ON No No No

Imperial Emerging Economies Pool ON No No No

Imperial Equities Inc. AB No No No

Imperial Equity High Income Pool ON No No No

Imperial Ginseng Products Ltd. BC No No No

Imperial Global Equity Income Pool ON No No No

Imperial International Bond Pool ON No No No

Imperial International Equity Pool ON No No No

Imperial Metals Corporation BC No No No

of 292


5/11/2018 12:00:00 AMas at


Imperial Mining Group Ltd. QC No No No

Imperial Money Market Pool ON No No No

Imperial Oil Limited AB No No No

Imperial Overseas Equity Pool ON No No No

Imperial Short-Term Bond Pool ON No No No

Imperial U.S. Equity Pool ON No No No

Impression Plan ON No No No

IMRIS Inc. MB No Yes No

Imt Mobile Medical Technologies Ltd. BC No Yes No

Imtrex Industries & Recycling Inc. BC No Yes No

Inca One Gold Corp. BC No No No

Inceptus Capital Ltd. BC No No No

Income 100 Fund ON No No No

Income 20/80 Fund ON No No No

Income 40/60 Fund ON No No No

Income Financial Trust ON No No No

Income Fund (Portico) ON No No No

Income Trustco Corporation BC No Yes No

Independence Energy Corp. BC No Yes No

Independence Gold Corp. BC No No No

Independence Petroleum Inc. BC No Yes No

Independent Growth Finders Inc. BC No Yes No

INDEXPLUS Income Fund AB No No No

Indiana Resources Limited ON No No No

Indico Resources Ltd. BC No No No

IndieMV Media Group, Inc. BC No Yes No

Indigenous Roots Corp. BC No Yes No

Indigo Books & Music Inc. ON No No No

Indigo Exploration Inc. BC No No No

Indiva Limited ON No No No

Indo Global Exchange(s) Pte. Ltd. BC No Yes No

Indo Pacific Resources Ltd. AB No Yes No

Industrial Alliance Insurance and Financial Services Inc. QC No No No

Industrial Dominion, Inc. BC No Yes No

Industrialex Manufacturing Corp. BC No Yes No

Infinite Lithium Corp. BC No No No

Infinite Resources Inc. BC No Yes No

Infinito Gold Ltd. AB No Yes No

Infisy Systems Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Infocorp Computer Solutions Ltd MB No Yes No

InfoLinx Communications Ltd. BC No Yes No

Inform Resources Corp. BC No No No

Information Services Corporation SK No No No

Informatrix 2000 Inc. BC No Yes No

Infowave Software Inc. BC No Yes No

Infrastructure Materials Corp. AB No No No

Initial Developers Limited BC No Yes No

Inmax Publishing Limited BC No Yes No

InMed Pharmaceuticals Inc. BC No No No

Innergex Renewable Energy Inc. QC No No No

InNexus Biotechnology Inc. BC No Yes No

Innovative Composites International Inc. ON No Yes No

Innovative Environmental Services Ltd. BC No Yes No

Innovative Properties Inc. BC No No No

Innovative Wireline Solutions Inc. AB No Yes No

Innovente Inc. QC No Yes No

Innovis Corporation BC No Yes No

Innovium Media Properties Corp. QC No Yes No

Innovotech Inc. AB No No No

Inomin Mines Inc. BC No No No

Inova Optics Inc. BC No Yes No

Inovalis Real Estate Investment Trust ON No No No

InPlay Oil Corp. AB No No No

Input Capital Corp. SK No No No

Inscape Corporation ON No No No

Insecta Research Corp. (1986) Inc. BC No Yes No

Inspira Financial Inc. BC Yes No No

Inspiration Mining Corporation ON No No No

Instafax Exchange Centres Inc. BC No Yes No

Instar Energy Corp. BC No Yes No

Insurcom Financial Corporation AB No Yes No

Int'l Maple Leaf Springs Ltd BC No Yes No

Intact Financial Corporation ON No No No

Intact Gold Corp. BC No No No

Integra Balanced Fund ON No No No

Integra Bond Fund ON No No No

Integra Canadian Value Growth Fund ON No No No

Integra Equity Fund ON No No No

Integra International Equity Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Integra Newton Global Equity Fund ON No No No

Integra Resources Corp. ON No No No

Integra Systems Inc. BC No Yes No

Integra U.S. Value Growth Fund ON No No No

Integrated Asset Management Corp. ON No No No

Integrated Communications Industries Inc. BC No Yes No

Integrity Gaming Corp. BC No No No

IntelGenx Technologies Corp. QC No No No

Intellectual Capital Group Ltd. ON No Yes No

Intelligent Web Technologies Inc. ON No Yes No

INTELLIPHARMACEUTICS INTERNATIONAL INC. ON No No No

Intema Solutions Inc. QC Yes No No

Inter Cable Communications Inc. BC No Yes No

Inter Canadian Development Corp. BC No Yes No

Inter Mountain Development Inc. BC No Yes No

Inter Pipeline Ltd. AB No No No

Inter-Asia Equities Inc. BC No Yes No

Inter-Globe Resources Ltd. BC No Yes No

Inter-Rock Minerals Inc. ON No No No

Interactive Capital Partners Corporation ON No No No

Interactive Telesis Inc. BC No Yes No

Intercable ICH inc. QC No Yes No

Intercept Energy Services Inc. AB No No No

Interchem (N.A.) Industries Inc. BC No Yes No

Intercon Petroleum Inc. BC No Yes No

Interconnect Ventures Corporation BC No No No

Intercontinental Data Control Corporation Ltd. BC No Yes No

Intercontinental Gold and Metals Ltd. BC No No No

Intercontinental Ventures Ltd. BC No Yes No

Interex Minerals Ltd. BC No Yes No

Interfac Mining Inc. BC No Yes No

Interfor Corporation BC No No No

Intergulf Resources Corp. BC No Yes No

Interlearn Holdings Ltd. BC No Yes No

Intermap Technologies Corporation AB No No No

International Antarex Metals Ltd. AB No Yes No

International Arlo Resources Ltd. BC No Yes No

International Autovalve Industries Ltd. BC No Yes No

International Avalon Aircraft Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


International Avanti Productions Inc. BC No Yes No

International Battery Metals Ltd. BC No No No

International Bellevue Ventures Ltd. BC No Yes No

International Bethlehem Mining Corp. BC No No No

International Bigsky Resources Corp. BC No Yes No

International Black Gold Resources Inc. BC No Yes No

International Bond Fund (CLI) ON No No No

International Burgers Now Ltd. BC No Yes No

International Business Machines Corporation ON No No No

International Cannabrands Inc. AB No No No

International Captain Industries Corp. BC No Yes No

International Coast Minerals Corporation BC No Yes No

International Cobalt Corp. BC No No No

International Containers Limited Partnership BC No Yes No

International Core Equity Class (Putnam) ON No No No

International Core Equity Fund (Putnam) ON No No No

International Corona Capital Corp. BC No No No

International Cotton Clothing Inc BC No Yes No

International Daleco Corporation BC No Yes No

International Data Service Corporation BC No Yes No

International Display Corporation BC No Yes No

International Domesticated Furs Limited BC No Yes No

International Equity Alpha Corporate Class ON No No No

International Equity Growth Corporate Class ON No No No

International Equity Growth Pool ON No No No

International Equity Value Corporate Class ON No No No

International Equity Value Currency Hedged Corporate Class ON No No No

International Equity Value Pool ON No No No

International Fairhaven Resources Ltd. BC No Yes No

International Falcon Resources Inc. MB No Yes No

International Forestech Systems Ltd. BC No Yes No

International Frontier Resources Corporation AB No No No

International Geographics Ltd. BC No Yes No

International Growth Fund BC No Yes No

International Health & Beauty Inc. BC No Yes No

International Hi-Tech Industries Inc. BC No Yes No

International Ionarc Inc. BC No Yes No

International Isotopes Inc. ON No No No

International Kaaba Gold Corporation BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


International Laser Tech Inc. BC No Yes No

International Lithium Corp. BC No No No

International Majestic Holdings Ltd. BC No Yes No

International Medical Imaging Specialists Inc. BC No Yes No

International Millennium Mining Corp. BC No No No

International Mining & Infrastructure Corporation plc BC No Yes No

International Montoro Resources Inc. BC No No No

International Movie Group Inc. BC No Yes No

International Nesmont Industrial Corporation BC No Yes No

International Nutrition Technologies Inc. BC No Yes No

International Pacific Cypress Minerals Ltd. BC No Yes No

International Parkside Products Inc. BC No No No

International Player Enterprises Inc. BC No Yes No

International Plc Autopark Inc. BC No Yes No

International Praxis Resource Corp. BC No Yes No

International Prime Technologies Inc. BC No Yes No

International Prospect Ventures Ltd. QC No No No

International Ranger Corp. BC No Yes No

International Roraima Gold Corporation BC No Yes No

International Samuel Exploration Corp. BC No No No

International Sigma Security Inc. BC No Yes No

International SoftRock Oil Company Limited AB No Yes No

International Star Resources Ltd. BC No Yes No

International Starteck Industries Ltd. BC No Yes No

International Sterling Holdings Inc. BC No Yes No

International Submarine Safaris (Canada) Ltd. BC No Yes No

International Sunatco Industries Inc. BC No Yes No

International Technologies Corporation BC No Yes No

International Texcan Technology Corp. BC No Yes No

International Tower Hill Mines Ltd. BC No No No

International Tungsten Inc. BC No No No

International Turbomist Inc. BC No Yes No

International Utility Structures Inc. AB No Yes No

International Wallcoverings Inc. ON No Yes No

International Werner Technologies Inc. BC No Yes No

International Zeolite Corp. BC Yes No No

Internet of Things Inc. ON No No No

InternetStudios.com, Inc. BC No Yes No

Interquest Incorporated ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


Interquest Resources Corporation BC No Yes No

InterRent Real Estate Investment Trust ON No No No

Interstrat Resources Inc. BC No Yes No

Intertainment Media Inc. ON No Yes No

Intertape Polymer Group Inc. QC No No No

Intigold Mines Ltd. BC No Yes No

Intouch Insight Ltd. ON No No No

Intracoastal System Engineering Corporation BC No Yes No

Intrepid Mines Limited ON No No No

Intrex, The International Real Estate Exchange Corp. BC No Yes No

Intrinsic4D Inc. ON No No No

Intrinsyc Technologies Corporation BC No No No

INV Metals Inc. ON No No No

Inventronics Limited MB No No No

Inventus Mining Corp. ON No No No

Invesco Advantage Bond Fund ON No No No

Invesco Allocation Fund ON No No No

Invesco Canada Money Market Fund ON No No No

Invesco Canadian Balanced Fund ON No No No

Invesco Canadian Bond Class ON No No No

Invesco Canadian Bond Fund ON No No No

Invesco Canadian Premier Growth Class ON No No No

Invesco Canadian Premier Growth Fund ON No No No

Invesco Core Canadian Balanced Class ON No No No

Invesco European Growth Class ON No No No

Invesco Floating Rate Income Fund ON No No No

Invesco Global Bond Fund ON No No No

Invesco Global Dividend Income Fund ON No No No

Invesco Global Growth Class ON No No No

Invesco Global High Yield Bond Fund ON No No No

Invesco Global Monthly Income Fund ON No No No

INVESCO Global Real Estate Fund ON No No No

Invesco Indo-Pacific Fund ON No No No

Invesco Intactive 2023 Portfolio ON No No No




Invesco Intactive Balanced Growth Portfolio ON No No No

of 292


5/11/2018 12:00:00 AMas at


Invesco Intactive Balanced Growth Portfolio Class ON No No No

Invesco Intactive Balanced Income Portfolio ON No No No

Invesco Intactive Balanced Income Portfolio Class ON No No No

Invesco Intactive Diversified Income Portfolio ON No No No

Invesco Intactive Diversified Income Portfolio Class ON No No No

Invesco Intactive Growth Portfolio ON No No No

Invesco Intactive Growth Portfolio Class ON No No No

Invesco Intactive Maximum Growth Portfolio ON No No No

Invesco Intactive Maximum Growth Portfolio Class ON No No No

Invesco International Growth Class ON No No No

Invesco International Growth Fund ON No No No

Invesco Select Canadian Equity Fund ON No No No

Invesco Short-Term Bond Fund ON No No No

Invesco Short-Term Income Class ON No No No

Invesco Strategic Yield Fund ON No No No

Invesque Inc. ON No No No

Investissements TSPL Inc. QC No No No

Investment Grade Infrastructure Bond Fund QC No No No

Investment Grade Managed Duration Income Fund ON No No No

Investors Canadian Bond Fund MB No No No

Investors Canadian Corporate Bond Fund MB No No No

Investors Canadian Equity Class MB No No No

Investors Canadian Equity Fund MB No No No

Investors Canadian Equity Income Fund MB No No No

Investors Canadian Growth Class MB No No No

Investors Canadian Growth Fund MB No No No

Investors Canadian High Yield Income Fund MB No No No

Investors Canadian Large Cap Value Class MB No No No

Investors Canadian Large Cap Value Fund MB No No No

Investors Canadian Money Market Class MB No No No

Investors Canadian Money Market Fund MB No No No

Investors Canadian Natural Resource Fund MB No No No

Investors Canadian Small Cap Class MB No No No

Investors Canadian Small Cap Fund MB No No No

Investors Canadian Small Cap Growth Class MB No No No

Investors Canadian Small Cap Growth Fund MB No No No

of 292


5/11/2018 12:00:00 AMas at


Investors Core U.S. Equity Class MB No No No

Investors Core U.S. Equity Fund MB No No No

Investors Cornerstone I Portfolio MB No No No

Investors Cornerstone II Portfolio MB No No No

Investors Cornerstone III Portfolio MB No No No

Investors Dividend Class MB No No No

Investors Dividend Fund MB No No No

Investors European Equity Class MB No No No

Investors European Equity Fund MB No No No

Investors European Mid-Cap Equity Class MB No No No

Investors European Mid-Cap Equity Fund MB No No No

Investors Fixed Income Flex Portfolio MB No No No

Investors Global Bond Fund MB No No No

Investors Global Class MB No No No

Investors Global Consumer Companies Class MB No No No

Investors Global Dividend Fund MB No No No

Investors Global Financial Services Class MB No No No

Investors Global Financial Services Fund MB No No No

Investors Global Fixed Income Flex Portfolio MB No No No

Investors Global Fund MB No No No

Investors Global Health Care Class MB No No No

Investors Global Infrastructure Class MB No No No

Investors Global Natural Resources Class MB No No No

Investors Global Real Estate Fund MB No No No

Investors Global Science & Technology Class MB No No No

Investors Global Science & Technology Fund MB No No No

Investors Group Equity Pool MB No No No

Investors Group Income Pool MB No No No

Investors Growth Plus Portfolio MB No No No

Investors Growth Portfolio MB No No No

Investors Income Plus Portfolio MB No No No

Investors International Small Cap Class MB No No No

Investors Low Volatility Canadian Equity Class MB No No No

Investors Low Volatility Canadian Equity Fund MB No No No

Investors Low Volatility Global Equity Class MB No No No

Investors Low Volatility Global Equity Fund MB No No No

Investors Mortgage and Short Term Income Fund MB No No No

Investors Mutual Of Canada MB No No No

Investors North American Equity Class MB No No No

of 292


5/11/2018 12:00:00 AMas at


Investors North American Equity Fund MB No No No

Investors Pacific International Class MB No No No

Investors Pacific International Fund MB No No No

Investors Pan Asian Equity Class (formely Investors Pan Asian Growth Class) MB No No No

Investors Pan Asian Equity Class II MB No No No

Investors Pan Asian Equity Fund MB No No No

Investors Quebec Enterprise Class MB No No No

Investors Quebec Enterprise Fund MB No No No

Investors Real Property Fund MB No No No

Investors Retirement Growth Portfolio MB No No No

Investors Retirement Plus Portfolio MB No No No

Investors Summa SRI Class MB No No No

Investors Summa SRI Fund MB No No No

Investors Syndicate Limited MB No No No

Investors U.S. Dividend Growth Fund MB No No No

Investors U.S. Dividend Registered Fund MB No No No

Investors U.S. Large Cap Value Class MB No No No

Investors U.S. Large Cap Value Fund MB No No No

Investors U.S. Money Market Fund MB No No No

Investors U.S. Opportunities Class MB No No No

Investors U.S. Opportunities Fund MB No No No

Investors U.S. Small Cap Class MB No No No

Invictus Financial Inc. BC No No No

Invictus MD Strategies Corp. BC No No No

Inviro Medical Inc. BC No Yes No

InZinc Mining Ltd. BC No No No

Iona Energy Inc. AB No Yes No

IOU Financial Inc. QC No No No

Ipackets International Inc. BC No Yes No

Iplayco Corporation Ltd. BC No No No

iProfile Canadian Equity Class MB No No No

iProfile Canadian Equity Pool MB No No No

iProfile Emerging Markets Class MB No No No

iProfile Emerging Markets Pool MB No No No

iProfile Fixed Income Pool MB No No No

iProfile International Equity Class MB No No No

iProfile International Equity Pool MB No No No

iProfile U.S. Equity Class MB No No No

iProfile U.S. Equity Pool MB No No No

of 292


5/11/2018 12:00:00 AMas at


IRI Separation Technologies Inc. BC No Yes No

Iron Bridge Resources Inc. AB No No No

Iron Horse Resources Corp. BC No Yes No

Ironside Resources Inc. BC No No No

Ironwood Capital Corp. BC No No No

Ironwood Gold Corp. BC No Yes No

Irvco Resources Ltd BC No Yes No

Irving Resources Inc. BC No No No

iScope Inc. ON No Yes Yes

ISE Limited ON No Yes No

ISee3D Inc. BC No Yes No

iShares 1-10 Year Laddered Corporate Bond Index ETF ON No No No

iShares 1-10 Year Laddered Government Bond Index ETF ON No No No

iShares 1-5 Year Laddered Corporate Bond Index ETF ON No No No

iShares 1-5 Year Laddered Government Bond Index ETF ON No No No

iShares Balanced Growth CorePortfolioTM ETF ON No No No

iShares Balanced Income CorePortfolio ETF ON No No No

iShares Canadian Corporate Bond Index ETF ON No No No

iShares Canadian Financial Monthly Income ETF ON No No No

iShares Canadian Fundamental Index ETF ON No No No

iShares Canadian Government Bond Index ETF ON No No No

iShares Canadian Growth Index ETF ON No No No

iShares Canadian HYBrid Corporate Bond Index ETF ON No No No

iShares Canadian Real Return Bond Index ETF ON No No No

iShares Canadian Select Dividend Index ETF ON No No No

iShares Canadian Value Index ETF ON No No No

iShares China Index ETF ON No No No

iShares Conservative Short Term Strategic Fixed Income ETF ON No No No

iShares Conservative Strategic Fixed Income ETF ON No No No

iShares Convertible Bond Index ETF ON No No No

iShares Core Canadian Long Term Bond Index ETF ON No No No

iShares Core Canadian Short Term Bond Index ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


iShares Core Canadian Short Term Corporate + Maple Bond Index ETF ON No No No

iShares Core Canadian Universe Bond Index ETF ON No No No

iShares Core MSCI All Country World ex Canada Index ETF ON No No No

iShares Core MSCI Canadian Quality Dividend Index ETF ON No No No

iShares Core MSCI EAFE IMI Index ETF ON No No No

iShares Core MSCI EAFE IMI Index ETF (CAD-Hedged) ON No No No

iShares Core MSCI Emerging Markets IMI Index ETF ON No No No

iShares Core MSCI Global Quality Dividend Index ETF ON No No No

iShares Core MSCI Global Quality Dividend Index ETF (CAD-Hedged) ON No No No

iShares Core MSCI US Quality Dividend Index ETF ON No No No

iShares Core MSCI US Quality Dividend Index ETF (CAD-Hedged) ON No No No

iShares Core S&P 500 Index ETF ON No No No

iShares Core S&P 500 Index ETF (CAD-Hedged) ON No No No

iShares Core S&P U.S. Total Market Index ETF ON No No No

iShares Core S&P U.S. Total Market Index ETF (CAD-Hedged) ON No No No

iShares Core S&P/TSX Capped Composite Index ETF ON No No No

iShares Diversified Monthly Income ETF ON No No No

iShares Edge MSCI Min Vol EAFE Index ETF (CAD-Hedged) ON No No No

iShares Edge MSCI Min Vol Global Index ETF (CAD-Hedged) ON No No No

iShares Edge MSCI Min Vol USA Index ETF (CAD-Hedged) ON No No No

iShares Edge MSCI Multifactor EAFE Index ETF ON No No No

iShares Edge MSCI Multifactor EAFE Index ETF (CAD-Hedged) ON No No No

iShares Edge MSCI Multifactor USA Index ETF ON No No No

iShares Edge MSCI Multifactor USA Index ETF (CAD-Hedged) ON No No No

iShares Emerging Markets Fundamental Index ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


iShares Equal Weight Banc & Lifeco ETF ON No No No

iShares ETFs - Dynamic iShares ETFs - Fall 2017 N/A No No No

iShares FactorSelectTM MSCI EAFE Index ETF ON No No No

iShares Floating Rate Index ETF ON No No No

iShares Global Agriculture Index ETF ON No No No

iShares Global Healthcare Index ETF (CAD-Hedged) ON No No No

iShares Global Infrastructure Index ETF ON No No No

iShares Global Monthly Advantaged Dividend Index Fund ON No No No

iShares Global Real Estate Index ETF ON No No No

iShares Global Water Index ETF ON No No No

iShares Gold Bullion Fund ON No No No

iShares High Quality Canadian Bond Index ETF ON No No No

iShares India Index ETF ON No No No

iShares International Fundamental Index ETF ON No No No

iShares J.P. Morgan USD Emerging Markets Bond Index ETF (CAD-Hedged) ON No No No

iShares Jantzi Social Index ETF ON No No No

iShares Japan Fundamental Index Fund (CAD-Hedged) ON No No No

iShares MSCI All Country World Minimum Volatility Index ETF ON No No No

iShares MSCI Canada Minimum Volatility Index ETF ON No No No

iShares MSCI EAFE Minimum Volatility Index ETF ON No No No

iShares MSCI EAFE® Index ETF (CAD-Hedged)) ON No No No

iShares MSCI Emerging Markets Index ETF ON No No No

iShares MSCI Emerging Markets Minimum Volatility Index ETF ON No No No

iShares MSCI Europe IMI Index ETF ON No No No

iShares MSCI Europe IMI Index ETF (CAD-Hedged) ON No No No

iShares MSCI USA Minimum Volatility Index ETF ON No No No

iShares MSCI World Index ETF ON No No No

iShares NASDAQ 100 Index ETF (CAD-Hedged) ON No No No

iShares Premium Money Market ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


iShares S&P Global Consumer Discretionary Index ETF (CAD-Hedged) ON No No No

iShares S&P Global Industrials Index ETF (CAD-Hedged ON No No No

iShares S&P U.S. Mid-Cap Index ETF ON No No No

iShares S&P U.S. Mid-Cap Index ETF (CAD-Hedged) ON No No No

iShares S&P/TSX 60 Index ETF ON No No No

iShares S&P/TSX Canadian Dividend Aristocrats Index Fund ON No No No

iShares S&P/TSX Canadian Preferred Share Index ETF ON No No No

iShares S&P/TSX Capped Consumer Staples Index ETF ON No No No

iShares S&P/TSX Capped Energy Index ETF ON No No No

iShares S&P/TSX Capped Financials Index ETF ON No No No

iShares S&P/TSX Capped Information Technology Index ETF ON No No No

iShares S&P/TSX Capped Materials Index ETF ON No No No

iShares S&P/TSX Capped REIT Index ETF ON No No No

iShares S&P/TSX Capped Utilities Index ETF ON No No No

iShares S&P/TSX Completion Index ETF ON No No No

iShares S&P/TSX Composite High Dividend Index ETF ON No No No

iShares S&P/TSX Global Base Metals Index ETF ON No No No

iShares S&P/TSX Global Gold Index ETF ON No No No

iShares S&P/TSX North American Preferred Stock Index ETF (CAD-Hedged) ON No No No

iShares S&P/TSX SmallCap Index ETF ON No No No

iShares Short Duration High Income ETF (CAD-Hedged) ON No No No

iShares Short Term High Quality Canadian Bond Index ETF ON No No No

iShares Short Term Strategic Fixed Income ETF ON No No No

iShares Silver Bullion Fund ON No No No

iShares U.S. High Dividend Equity Index ETF ON No No No

iShares U.S. High Dividend Equity Index ETF (CAD-Hedged) ON No No No

iShares U.S. High Yield Bond Index ETF (CAD-Hedged) ON No No No

of 292


5/11/2018 12:00:00 AMas at


iShares U.S. High Yield Fixed Income Index ETF (CAD-Hedged) ON No No No

iShares U.S. IG Corporate Bond Index ETF (CAD-Hedged) ON No No No

iShares U.S. Small Cap Index ETF (CAD-Hedged) ON No No No

iShares US Dividend Growers Index ETF (CAD-Hedged) ON No No No

iShares US Fundamental Index ETF ON No No No

iSign Media Solutions Inc. ON No No No

iSign Solutions Inc. BC Yes No No

Island Mining And Explorations Co.Ltd. BC No Yes No

Island Star Resource Corp. BC No Yes No

Isodiol International Inc. BC No No No

IsoEnergy Ltd. BC No No No

ISP Limited BC No Yes No

Itafos ON No No No

Itasca Capital Ltd. BC No No No

ITC International Trading Corp. BC No Yes No

itemus inc. BC No Yes No

ITOK Capital Corp. ON No Yes No

Itokk, Inc. BC No Yes No

iTV Games, Inc. BC No Yes No

Ivaco Inc. QC No Yes No

Ivanhoe Energy Inc. BC No Yes No

Ivanhoe Mines Ltd. BC No No No

IVG Enterprises Ltd. AB No Yes No

IVRnet Inc. AB No No No

IVS Intelligent Vehicle Systems Inc. BC No Yes No

Ixora Communication Systems Inc. BC No Yes No

IZON Network, Inc. BC No Yes No

Izone International Ltd. BC No Yes No

J.C. International Petroleum Ltd. BC No Yes No

J.D.S. Investments Limited BC No Yes No

J.R. Energy Ltd. BC No Yes No

Jackal Energy Inc. AB No Yes No

Jackpot Digital Inc. BC No No No

Jackpotjoy plc ON No No No

Jackson Hole Holdings Corp. BC No Yes No

Jade International Industrial Group Ltd. BC No Yes No

Jadestone Energy Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Jagercor Energy Corp. BC No No No

Jaguar Financial Corporation ON No No No

Jaguar Mining Inc. ON No No No

Jaguar Resources Inc. AB No Yes No

James Bay Resources Limited ON No No No

James Monroe Capital Corporation BC No Yes No

Jamie Frontier Resources Inc. BC No Yes No

Jamieson Wellness Inc. ON No No No

Jammin Java Corp. BC No Yes No

Japan Gold Corp. BC No No No

Jarvis Mutual Partnership BC No Yes No

Jasper Mining Corporation AB No No No

Java Joe's International Corporation QC No Yes No

Javelin Energy Inc. AB No Yes No

Jaxon Mining Inc. BC No No No

Jayden Resources Inc. BC No No No

Jazz Resources Inc. BC No No No

JDF Explorations Inc. BC No No No

Jean Pierre Cosmetiques Inc. BC No Yes No

Jefjen Capital Corporation BC No Yes No

Jemtec Inc. BC No No No

Jennifer Petroleums Ltd. BC No Yes No

Jentan Resources Ltd. BC No Yes No

JER Envirotech International Corp. BC No Yes No

Jerez Energy International Inc. AB No Yes No

Jericho Oil Corporation BC No No No

Jerico Explorations Inc. BC No Yes No

Jet Pacific Investments Ltd. AB No Yes No

Jetcom Inc. ON No Yes No

Jewett-Cameron Trading Company Ltd. BC No No No

JFT Strategies Fund ON No No No

JG Wealth Inc. BC No No No

Jiminex Inc. ON No No No

JINHUA CAPITAL CORPORATION BC No No No

Jiulian Resources Inc. BC No No No

JM Capital II Corp. ON No No No

Job Industries Ltd. BC No Yes No

John Deere Canada Funding Inc. ON No No No

Johnson Controls International plc ON No No No

Johnston & Frye Securities Ltd. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Jonpol Resources Inc. BC No No No

Josephine Mining Corp. BC No Yes No

Jourdan Resources Inc. ON No No No

Journey Energy Inc. AB No No No

Journey's End 1986 Offering BC No Yes No

JOV Talisman Fund ON No No No

Jpy Holdings Ltd. BC No Yes No

Jubilee Gold Exploration Ltd. ON No No No

Juggernaut Exploration Ltd. BC No No No

Jumbo Petroleum Corporation ON No Yes No

June 2020 Corporate Bond Trust QC No No No

June 2021 Investment Grade Bond Pool ON No No No

Junex Inc. QC No No No

Juniper Income Fund ON Yes No No

Jura Energy Corporation AB No No No

Just Energy Group Inc. ON No No No

K-Bro Linen Inc. AB No No No

K2 Gold Corporation BC No No No

K92 Mining Inc. BC No No No

Kafus Industries Ltd. BC No Yes No

Kaizen Discovery Inc. BC No No No

Kala Canada Ltd. BC No Yes No

Kaleidoscope Venture Capital Inc. BC No Yes No

Kali Venture Corporation BC No Yes No

Kalytera Therapeutics, Inc. BC No No No

Kam Creed Mines Ltd. BC No Yes No

Kamloops Cablenet Limited BC No Yes No

Kamplite International Industries Inc. BC No Yes No

Kancana Ventures Limited BC No Yes No

Kane Biotech Inc. MB No No No

Kaneh Bosm BioTechnology Inc. BC No No No

Kansai Mining Corporation BC No Yes No

Kanzen Capital Corp. BC No No No

Kap Resources Ltd. BC No Yes No

Kapuskasing Gold Corp. BC No No No

Karmin Exploration Inc. ON No No No

Karnalyte Resources Inc. SK No No No

Karsten Energy Corp. BC No No No

Kast Telecom Europe S.A. BC No Yes No

Katanga Mining Limited ON No No No

of 292


5/11/2018 12:00:00 AMas at


Katipult Technology Corp. BC No No No

Kaymus Resources Inc. AB No No No

Kazz Industries Inc. AB No Yes No

KBL CAPITAL CORP. BC No Yes No

KDA GROUP INC. QC No No No

KDR Industrials Ltd. BC No Yes No

Kedem Pharmaceuticals Inc. BC No Yes No

Keefer Resources Inc. BC No Yes No

Kelso Technologies Inc. BC No No No

Kelt Exploration Ltd. AB No No No

Kenadyr Mining (Holdings) Corp. BC No No No

Kennedy River Gold Inc. BC No Yes No

Kensington Private Equity Fund BC No No No

Kenting Energy Services Inc. BC No Yes No

Kenting-Lynx Acquisition Corporation BC No Yes No

Kermode Resources Ltd. BC No No No

Kerr Mines Inc. ON No No No

Kerrisdale Resources Ltd. BC No Yes No

Kesselrun Resources Ltd. BC No No No

Kestrel Gold Inc. AB No No No

Kew Media Group Inc. ON No No No

Keyera Corp. AB No No No

Keywest Resources Ltd. BC No Yes No

KFG Resources Ltd. BC No No No

KGIC Inc. ON No Yes No

Khalkos Exploration Inc. QC No No No

Khan Resources Inc. ON No No No

Kiddo Technologies Inc. AB No Yes No

Kilkenny Capital Corporation QC No Yes No

Killam Apartment Limited Partnership NS No No No

Killam Apartment Real Estate Investment Trust NS No No No

Killick Gold Company Ltd. BC No Yes No

KILO Goldmines Ltd. ON No No No

Kimpex International Inc. QC No Yes No

Kinai Technologies Inc. BC No Yes No

Kinaxis Inc. ON No No No

Kinburn Technology Corporation BC No Yes No

Kincora Copper Limited BC No No No

Kinder Morgan Canada Limited AB No No No

Kinetex Resources Corporation BC No Yes Yes

of 292


5/11/2018 12:00:00 AMas at


King Communications International Limited BC No Yes No

King George Financial Corporation BC No No No

King Street Estates Phase I Limited Partnership MB No Yes No

King's Bay Resources Corp. BC No No No

Kingscross Communities Incorporated ON No Yes No

Kingsland Energy Corp. SK No No No

Kingsmen Resources Ltd. BC No No No

Kingsway Financial Services Inc. ON No No No

Kingtron International Inc. BC No Yes No

Kinross Gold Corporation ON No No No

Kintana Resources Ltd. BC No Yes No

Kintavar Exploration Inc. BC No No No

Kipp & Zonen Inc. SK No Yes No

Kirkland Lake Gold Ltd. ON No No No

Kirrin Resources Inc. AB No Yes No

Kivalliq Energy Corporation BC No No No

Kleena Kleene Gold Mines Ltd. BC No Yes No

Klondex Mines Ltd. BC No No No

Klondike Gold Corp. BC No No No

Klondike Silver Corp. BC No No No

KMT-Hansa Corp. BC No No No

kneat.com, inc. NS No No No

Knick Exploration Inc. QC Yes No No

Knight Therapeutics Inc. QC No No No

Knight's Oil And Gas Exploration And Company,limited Partnership BC No Yes No

Knighthawk Inc. BC No No No

Knightscove Media Corp. ON No Yes No

Knol Resources Corp. BC No No No

Knowledge House Inc. NS No Yes No

Knowledge Plus Multimedia Publishing Ltd. BC No Yes No

Knowledgemax, Inc. BC No Yes No

Koba Capital Corp. BC No Yes No

Kodiak Energy Services Ltd. AB No Yes No

Kodiak Energy, Inc. AB No Yes No

Koios Beverage Corp. BC No No No

KoKo Petroleum, Inc. BC No Yes No

KOLOMBO TECHNOLOGIES LTD. QC No Yes No

Komet Resources Inc. QC No No No

Komodo, Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Kona Bay Technologies Inc. BC No No No

Konexus Technologies Limited ON No Yes No

Kontrol Energy Corp. ON No No No

Kootenay Silver Inc. BC No No No

Kootenay Zinc Corp. BC No No No

Kosa Resources Ltd. BC No Yes No

Kowkash Gold Corp. BC No Yes No

KP Tissue Inc. ON No No No

KR Investment Ltd. BC No No No

Kraken Robotics Inc. BC No No No

Kramer Capital Corp. BC No No No

Kree Tech International Corporation QC No Yes No

Krifter Holdings Inc. BC No Yes No

Krigold Resources Ltd. BC No Yes No

Krystal Bond Inc. ON No Yes No

Kumix Resources Corporation BC No Yes No

Kun De International Holdings Inc. BC No Yes No

Kunekt Corporation BC No Yes No

Kure Technologies, Inc. ON No No No

Kutcho Copper Corp. BC No No No

KuuHubb Inc. ON No No No

KWG Resources Inc. ON No No No

KYC Technology Inc BC No No No

L.R.C. Resources Inc. BC No Yes No

La Fosse Platinum Group Inc. BC No Yes No

La Imperial Resources Inc. BC No No No

La Jolla Capital Inc. BC No No No

La Tour 1990 II Limited Partnership BC No Yes No

LAB Research Inc. QC No Yes No

Labrador Gold Corp. BC No No No

Labrador Iron Mines Holdings Limited ON No No No

Labrador Iron Ore Royalty Corporation ON No No No

Labrador Technologies Inc. AB No No No

Lachlan Star Limited BC Yes No No

Ladera Ventures Corp. BC No No No

Laja Capital Corporation AB No No No

Lake Louise Limited Partnership MB No No No

Lake Ventures Ltd. BC No Yes No

Lake Victoria Mining Company, Inc. BC No Yes No

Lakeland Royalty & Petroleum Corporation BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Lakeview Hotel Investment Corp. MB No No No

Lakewood Forest Products Ltd. BC No Yes No

Lambus Enterprises Inc. AB No Yes No

Lamêlée Iron Ore Ltd. QC No No No

Landdrill International Inc. NB No Yes No

Landmark Global Financial Corporation ON No Yes No

Landmark Oil & Gas Corp. AB No Yes No

Lands End Resources Ltd. AB No Yes No

Landstar Properties Inc. BC No Yes No

Lanebury Growth Capital Ltd. BC No No No

Lanesborough Real Estate Investment Trust MB No No No

Lanpar Technologies Inc. BC No Yes No

Lara Exploration Ltd. BC No No No

Laramide Resources Ltd. ON No No No

Laredo Resources Corp. BC No Yes No

Laredo Resources Inc BC No Yes No

Largo Resources Ltd. ON No No No

Laser Magic International Inc. BC No Yes No

Laser Publishing Inc. BC No Yes No

Lasik Vision Corporation BC No Yes No

LATelco International Inc. BC No Yes No

Latin American Gold Ltd. BC No Yes No

Latin American Minerals Inc. BC No No No

Lattice Biologics Ltd. BC No No No

Launch Resources Inc. AB No Yes No

Laurentian Bank of Canada QC No No No

Laurion Mineral Exploration Inc. ON No No No

Lava Systems Inc. ON No Yes No

Lavalin Industries BC No Yes No

Lawrence Mining Corporation BC No Yes No

Lawrence Park Strategic Income Fund ON No No No

Lazard Emerging Markets Multi Asset Fund ON No No No

Lazard Global Balanced Income Fund ON No No No

Lazard Global Equity Income Fund ON No No No

Lazard Global Low Volatility Fund ON No No No

Lazer Maze Industries Inc. BC No Yes No

LCTI Low Carbon Technologies International Inc. BC No Yes No

LDIC North American Energy Infrastructure Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


LDIC North American Small Business Fund (Corporate Class) ON No No No

Le Chateau Inc. QC No No No

Le Groupe Opus Communications Inc. BC No Yes No

Le Mare Gold Corp. BC Yes No No

Lead Ventures Inc. BC No No No

Leader Energy Services Ltd. AB No Yes No

Leader Mining International Inc. AB No Yes No

Leaders Equity Corp. BC No Yes No

LeadFX Inc. ON No No No

Leading Brands, Inc. BC No No No

Leading Edge Materials Corp. BC No No No

Leagold Mining Corporation BC No No No

LeanLife Health Inc. BC No No No

Learnco International Inc. ON No Yes No

LED Medical Diagnostics Inc. BC No No No

Leeta Technologies Inc. BC No No No

Leeward Capital Corp AB No Yes No

Leeward Group Holdings Inc. BC No Yes No

Legacy Education Savings Plan ON No No No

Legend Power Systems Inc. BC No No No

Legion Metals Corp. BC No No No

Lehman Trikes Inc. AB No Yes No

Lehndorff Canadian Properties ON No Yes No

Leis Industries Limited AB No No No

Leitak Enterprises Ltd. BC No Yes No

Leith Wheeler Balanced Fund BC No No No

Leith Wheeler Canadian Dividend Fund BC No No No

Leith Wheeler Canadian Equity Fund BC No No No

Leith Wheeler Core Bond Fund BC No No No

Leith Wheeler Corporate Advantage Fund BC No No No

Leith Wheeler Emerging Markets Equity Fund BC No No No

Leith Wheeler High Yield Bond Fund BC No No No

Leith Wheeler Income Advantage Fund BC No No No

Leith Wheeler International Equity Plus Fund BC No No No

Leith Wheeler Money Market Fund BC No No No

Leith Wheeler Multi Credit Fund BC No No No

Leith Wheeler U.S. Dividend Fund BC No No No

Leith Wheeler U.S. Equity Fund BC No No No

Leith Wheeler U.S. Small/Mid-Cap Equity Fund BC No No No

of 292


5/11/2018 12:00:00 AMas at


Lenox Polymers Limited ON No Yes No

Leo Acquisitions Corp. ON No No No

Leo Resources Inc. BC No No No

LeoNovus Inc. ON No No No

Les Mines J.A.G. Ltée QC No Yes No

Les Technologies Corp. BC No Yes No

Lessonware Ltd. BC No Yes No

Letho Resources Corp. BC No No No

LEUCADIA FINANCE PARTNERS INC. BC No No No

Leucrotta Exploration Inc. AB No No No

Lev Scientific Industries Ltd. BC No Yes No

Leviathan Cannabis Group Inc. ON No No No

Levon Resources Ltd. BC No No No

Levtech Medical Technologies Ltd. BC No Yes No

LexaGene Holdings Inc. BC No No No

Lexaria Bioscience Corp. BC No No No

Lexicon Building Systems Ltd. BC No Yes No

Lexington Biosciences, Inc. BC No No No

LGC Capital Ltd. QC No No No

LGC Skyrota Wind Energy Corp. BC No Yes No

LGX Oil + Gas Inc. AB No Yes No

Libero Copper Corporation BC No No No

Liberty Biopharma Inc. BC No No No

Liberty Gold Corp. BC No No No

Liberty Health Sciences Inc. ON No No No

Liberty Leaf Holdings Ltd. BC No No No

Liberty One Lithium Corp. BC No No No

Libra Industries Inc. BC No Yes No

LiCo Energy Metals Inc. BC No No No

Life & Banc Split Corp. ON No No No

Life Medical Corporation AB No Yes No

Lifestyle Delivery Systems Inc. BC No No No

Lifetime Ventures Ltd. BC No Yes No

Lifetrends Behavioral Systems Inc. BC No Yes No

Lightning Ventures Inc. BC No No No

Lightstone Technologies Ltd. BC No No No

Lightstream Resources Ltd. AB No Yes No

Lignol Energy Corporation BC No Yes No

Lillingstone Metals Inc. BC No No No

Limerick Mines Ltd. ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


Limited Duration Investment Grade Preferred Securities Fund ON No No No

Limtech Lithium Industries Inc. QC No Yes No

Linamar Corporation ON No No No

Lincluden Balanced Fund ON No No No

Lincluden Short Term Investment Fund ON No No No

Lincoln Mining Corporation BC No No No

Lineage Grow Company Ltd. AB No No No

Lingo Media Corporation ON No No No

Link Mineral Ventures Ltd. ON No Yes No

Linux Gold Corp. BC No Yes No

Lion One Metals Limited BC No No No

Lions Bay Capital Inc. BC No No No

Lions Gate Entertainment Corp. BC No No No

Lions Petroleum Inc. BC No Yes No

Liquid Media Group Ltd. BC No No No

Liquid Nutrition Group Inc. ON No Yes No

Liquor Stores N.A. Ltd. AB No No No

Lite Access Technologies Inc. BC No No No

Litewave Corp. BC No Yes No

Lithion Energy Corp. BC No No No

Lithium Americas Corp. BC No No No

Lithium Chile Inc. AB No No No

Lithium Energi Exploration Inc. ON No No No

Lithium Energy Products Inc. BC No No No

Lithoquest Diamonds Inc. BC No No No

Live Current Media, Inc. BC No Yes No

Livent Inc. ON No Yes No

LKP Solutions Inc. BC Yes No No

Loadmaster Systems, Inc. BC No Yes No

Loblaw Companies Limited ON No No No

Lochaird Energy Inc. AB No Yes No

Locke Rich Minerals Ltd. BC No Yes No

Lode-Star Mining Inc. BC No No No

Logan Copper Inc. BC No Yes No

Logan Resources Ltd. BC No No No

Logicon Products Ltd. BC No Yes No

LOGiQ Advantage Bond Fund ON No No No

LOGiQ Asset Management Inc. ON No No No

Logistec Corporation QC No No No

of 292


5/11/2018 12:00:00 AMas at


Logo Resources Ltd. BC No Yes No

Loh's Sinfully Good Ice Cream & Cookies Inc. BC No Yes No

Lollipop Daycare Ltd. BC No Yes No

Loma Oil & Gas Ltd. AB No Yes No

Lomiko Metals Inc. BC No No No

Loncor Resources Inc. ON No No No

London Silver Corporation BC No Yes No

Long Duration Bond Fund ON No No No

Long Duration Credit Bond Fund ON No No No

Long Term Bond Fund (Portico) ON No No No

Longboat Resources Inc. BC No Yes No

Longreach Resources Ltd. BC No Yes No

Lonsdale Apartment Project ON No Yes No

Loomis Sayles Global Diversified Corporate Bond Class ON No No No

Loomis Sayles Global Diversified Corporate Bond Fund ON No No No

Loomis Sayles Strategic Monthly Income Fund ON No No No

Loon Energy Corporation AB No Yes No

LOOPShare Ltd. BC No No No

Lord Tech Inc BC No Yes No

Lorne Park Capital Partners Inc. ON No No No

Lornex Mining Corporation Ltd. BC No Yes No

Lorraine Copper Corp. BC No No No

Los Andes Copper Ltd. BC No No No

LottoGopher Holdings Inc. BC No No No

Lotus Bio-Technology Development Corp. BC No Yes No

Lotus Ventures Inc. BC No No No

Louisiana Mining Corporation BC No Yes No

Lounor Exploration Inc. QC No Yes No

Louvicourt Gold Mines Inc. BC No Yes No

Lovitt Resources Inc. BC No No No

Low Volatility U.S. Equity Income Fund ON No No No

Lowrider Resources Ltd. BC No Yes No

Lrg Restaurant Group, Inc. BC No Yes No

LSC Communications, Inc. ON No No No

LSC Lithium Corporation BC No No No

Lucara Diamond Corp. BC No No No

Lucky Break Gold Inc. BC No Yes No

Lucky Minerals Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


lululemon athletica inc. BC No No No

Lumina Gold Corp. BC No No No

Luminex Corporation ON No No No

Luna Technologies International, Inc. BC No Yes No

Lunar Resources Ltd. BC No Yes No

Lund Enterprises Corp. BC No No No

Lundin Gold Inc. BC No No No

Lundin Mining Corporation ON No No No

Lupaka Gold Corp. BC Yes No No

Luxor Industrial Corporation BC No Yes No

LWP Capital Inc. MB No Yes No

LWT Services Inc AB No Yes No

LXRandCo, Inc. QC No No No

Lydia Diamond Exploration of Canada Ltd. ON No Yes No

Lydian International Limited ON No No No

Lynnfield Resource Corp. BC No Yes No

Lynngold Resources Inc. BC No Yes No

Lynx Geosystems Inc. BC No Yes No

Lynx Security Incorporated BC No Yes No

Lyon Lake Mines Ltd. QC No Yes No

Lyrtech Inc. QC No Yes No

Lysander TDV Fund ON No No No

Lysander-18 Asset Management Canadian Equity Fund ON No No No

Lysander-Canso Balanced Fund ON No No No

Lysander-Canso Bond Fund ON No No No

Lysander-Canso Broad Corporate Bond Fund ON No No No

Lysander-Canso Corporate Value Bond Fund ON No No No

Lysander-Canso Equity Fund ON No No No

Lysander-Canso Short Term and Floating Rate Fund ON No No No

Lysander-Canso U.S. Credit Fund ON No No No

Lysander-Crusader Equity Income Fund ON No No No

Lysander-Fulcra Corporate Securities Fund ON No No No

Lysander-Roundtable Low Volatility Equity Fund ON No No No

Lysander-Seamark Balanced Fund ON No No No

Lysander-Seamark Total Equity Fund ON No No No

Lysander-Slater Preferred Share ActivETF ON No No No

Lysander-Slater Preferred Share Dividend Fund ON No No No

Lysander-Triasima All Country Equity Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Lysander-Triasima Balanced Income Fund ON No No No

M Split Corp. ON No No No

M.C. Beverages, Ltd. BC No Yes No

M.I.T. Ventures Corp. BC No Yes No

M.L. Cass Petroleum Corporation AB No Yes No

M.P.V.Explorations Inc. QC No No No

M.S.A. Surf City Water Park Limited Partnership BC No Yes No

M2 Cobalt Corp. BC No No No

M8 Entertainment Inc. QC No Yes No

Macarthur Minerals Limited BC No No No

MacDonald Mines Exploration Ltd. ON No No No

MacDonald Oil Exploration Ltd. ON No Yes No

Macdougall Development Corp. BC No Yes No

Mackenzie All China Equity Fund ON No No No

Mackenzie Balanced ETF Portfolio ON No No No

Mackenzie Canadian Aggregate Bond Index ETF ON No No No

Mackenzie Canadian All Cap Balanced Class ON No No No

Mackenzie Canadian All Cap Balanced Fund ON No No No

Mackenzie Canadian All Cap Dividend Class ON No No No

Mackenzie Canadian All Cap Dividend Fund ON No No No

Mackenzie Canadian All Cap Dividend Growth Fund ON No No No

Mackenzie Canadian All Cap Value Class ON No No No

Mackenzie Canadian All Cap Value Fund ON No No No

Mackenzie Canadian All Corporate Bond Index ETF ON No No No

Mackenzie Canadian Balanced Fund ON No No No

Mackenzie Canadian Bond Fund ON No No No

Mackenzie Canadian Equity Index ETF ON No No No

Mackenzie Canadian Growth Balanced Class ON No No No

Mackenzie Canadian Growth Balanced Fund ON No No No

Mackenzie Canadian Growth Class ON No No No

Mackenzie Canadian Growth Fund ON No No No

Mackenzie Canadian Large Cap Dividend Class ON No No No

Mackenzie Canadian Large Cap Dividend Fund ON No No No

Mackenzie Canadian Large Cap Equity Index ETF ON No No No

Mackenzie Canadian Large Cap Growth Fund ON No No No

Mackenzie Canadian Money Market Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Mackenzie Canadian Money Market Fund ON No No No

Mackenzie Canadian Resource Fund ON No No No

Mackenzie Canadian Short Term Fixed Income ETF ON No No No

Mackenzie Canadian Short Term Income Fund ON No No No

Mackenzie Canadian Short-Term Bond Index ETF ON No No No

Mackenzie Canadian Small Cap Class ON No No No

Mackenzie Canadian Small Cap Fund ON No No No

Mackenzie China A-Shares CSI 300 Index ETF ON No No No

Mackenzie Conservative ETF Portfolio ON No No No

Mackenzie Conservative Income ETF Portfolio ON No No No

Mackenzie Core Plus Canadian Fixed Income ETF ON No No No

Mackenzie Core Plus Global Fixed Income ETF ON No No No

Mackenzie Corporate Bond Fund ON No No No

Mackenzie Cundill Canadian Balanced Fund ON No No No

Mackenzie Cundill Canadian Security Class ON No No No

Mackenzie Cundill Canadian Security Fund ON No No No

Mackenzie Cundill International Fund ON No No No

Mackenzie Cundill Recovery Class ON No No No

Mackenzie Cundill Recovery Fund ON No No No

Mackenzie Cundill US Class ON No No No

Mackenzie Cundill Value Class ON No No No

Mackenzie Cundill Value Fund ON No No No

Mackenzie Emerging Markets Class ON No No No

Mackenzie Emerging Markets Fund ON No No No

Mackenzie Emerging Markets Large Cap Fund ON No No No

Mackenzie Emerging Markets Opportunities Class ON No No No

Mackenzie Emerging Markets Opportunities Fund ON No No No

Mackenzie Emerging Markets Small Cap Fund ON No No No

Mackenzie Floating Rate Income ETF ON No No No

Mackenzie Floating Rate Income Fund ON No No No

Mackenzie Global Credit Opportunities Fund ON No No No

Mackenzie Global Dividend Fund ON No No No

Mackenzie Global Equity Fund ON No No No

Mackenzie Global Equity Income Fund ON No No No

Mackenzie Global Growth Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Mackenzie Global High Yield Fixed Income ETF ON No No No

Mackenzie Global Inflation-Linked Fund ON No No No

Mackenzie Global Leadership Impact ETF ON No No No

Mackenzie Global Leadership Impact Fund ON No No No

Mackenzie Global Low Volatility Fund ON No No No

Mackenzie Global Resource Class ON No No No

Mackenzie Global Small Cap Class ON No No No

Mackenzie Global Small Cap Fund ON No No No

Mackenzie Global Strategic Income Fund ON No No No

Mackenzie Global Sustainability and Impact Balanced Fund ON No No No

Mackenzie Global Tactical Bond Fund ON No No No

Mackenzie Global Tactical Investment Grade Bond Fund ON No No No

Mackenzie Gold Bullion Class ON No No No

Mackenzie Growth ETF Portfolio ON No No No

Mackenzie Growth Fund ON No No No

Mackenzie High Diversification Canadian Equity Class ON No No No

Mackenzie High Diversification Emerging Markets Equity Fund ON No No No

Mackenzie High Diversification European Equity Fund ON No No No

Mackenzie High Diversification Global Equity Fund ON No No No

Mackenzie High Diversification International Equity Fund ON No No No

Mackenzie High Diversification US Equity Fund ON No No No

Mackenzie Income Fund ON No No No

Mackenzie International Divided Fund ON No No No

Mackenzie International Equity Index ETF ON No No No

Mackenzie International Equity Index ETF (CAD-Hedged) ON No No No

Mackenzie Investment Grade Floating Rate Fund ON No No No

Mackenzie Ivy Canadian Balanced Class ON No No No

Mackenzie Ivy Canadian Balanced Fund ON No No No

Mackenzie Ivy Canadian Fund ON No No No

Mackenzie Ivy European Class ON No No No

Mackenzie Ivy Foreign Equity Class ON No No No

Mackenzie Ivy Foreign Equity Currency Neutral Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Mackenzie Ivy Foreign Equity Fund ON No No No

Mackenzie Ivy Global Balanced Class ON No No No

Mackenzie Ivy Global Balanced Fund ON No No No

Mackenzie Ivy Global Equity ETF ON No No No

Mackenzie Ivy International Class ON No No No

Mackenzie Ivy International Equity Fund ON No No No

Mackenzie Ivy International Fund ON No No No

Mackenzie Master Limited Partnership ON No No No

Mackenzie Maximum Diversification All World Developed ex North America Index ETF ON No No No

Mackenzie Maximum Diversification All World Developed Index ETF ON No No No

Mackenzie Maximum Diversification Canada Index ETF ON No No No

Mackenzie Maximum Diversification Developed Europe Index ETF ON No No No

Mackenzie Maximum Diversification Emerging Markets Index ETF ON No No No

Mackenzie Maximum Diversification US Index ETF ON No No No

Mackenzie Moderate Growth ETF Portfolio ON No No No

Mackenzie Monthly Income Balanced Portfolio ON No No No

Mackenzie Monthly Income Conservative Portfolio ON No No No

Mackenzie Multi-Alternative Fund ON No No No

Mackenzie Multi-Strategy Absolute Return Fund ON No No No

Mackenzie North American Corporate Bond Fund ON No No No

Mackenzie Portfolio Completion ETF ON No No No

Mackenzie Precious Metals Class ON No No No

Mackenzie Private Canadian Focused Equity Pool ON No No No

Mackenzie Private Canadian Focused Equity Pool Class ON No No No

Mackenzie Private Canadian Income Balanced Pool ON No No No

Mackenzie Private Canadian Income Balanced Pool Class ON No No No

Mackenzie Private Canadian Money Market Pool ON No No No

Mackenzie Private Global Conservative Income Balanced Pool ON No No No

Mackenzie Private Global Equity Pool ON No No No

of 292


5/11/2018 12:00:00 AMas at


Mackenzie Private Global Equity Pool Class ON No No No

Mackenzie Private Global Fixed Income Pool ON No No No

Mackenzie Private Global Income Balanced Pool ON No No No

Mackenzie Private US Equity Pool ON No No No

Mackenzie Private US Equity Pool Class ON No No No

Mackenzie Sovereign Bond Fund ON No No No

Mackenzie Strategic Bond Fund ON No No No

Mackenzie Strategic Income Class ON No No No

Mackenzie Strategic Income Fund ON No No No

Mackenzie Unconstrained Bond ETF ON No No No

Mackenzie Unconstrained Fixed Income Fund ON No No No

Mackenzie US All Cap Growth Fund ON No No No

Mackenzie US Dividend Fund ON No No No

Mackenzie US Dividend Registered Fund ON No No No

Mackenzie US Growth Class ON No No No

Mackenzie US High Yield Bond Index ETF (CAD-Hedged) ON No No No

Mackenzie US Investment Grade Corporate Bond Index ETF (CAD-Hedged) ON No No No

Mackenzie US Large Cap Class ON No No No

Mackenzie US Large Cap Equity Index ETF ON No No No

Mackenzie US Large Cap Equity Index ETF (CAD Hedged) ON No No No

Mackenzie US Low Volatility Fund ON No No No

Mackenzie US Mid Cap Growth Class ON No No No

Mackenzie US Mid Cap Growth Currency Neutral Class ON No No No

Mackenzie US Small Cap Fund ON No No No

Mackenzie US Strategic Income Fund ON No No No

Mackenzie US TIPS Index ETF (CAD-Hedged) ON No No No

Mackenzie USD Global Strategic Income Fund ON No No No

Mackenzie USD Global Tactical Bond Fund ON No No No

Mackenzie USD Ultra Short Duration Income Fund ON No No No

Maclos Capital Inc. ON No No No

Macro Enterprises Inc. BC No No No

Mad Catz Interactive, Inc. ON No Yes No

Madalena Energy Inc. AB No No No

Madeira Minerals Ltd. BC No No No

Madison Companies Limited, The AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


Madison Pacific Properties Inc. BC No No No

Madison Technologies Inc. BC No No No

Madonna Educational Group Of Canada Ltd. BC No Yes No

Madrona Mining Limited AB No Yes No

Madrona Resources Inc. BC No Yes No

Maesa Gaming Management Inc. BC No Yes No

Maestro Balanced Portfolio MB No No No

Maestro Balanced Portfolio Class MB No No No

Maestro Growth Focused Portfolio MB No No No

Maestro Growth Focused Portfolio Class MB No No No

Maestro Income Balanced Portfolio MB No No No

Maestro Income Balanced Portfolio Class MB No No No

Mag One Products Inc. BC No No No

MAG Silver Corp. BC No No No

Magellan Aerospace Corporation ON No No No

Magellan Real Estate Investment Fund Limited Partnership BC No Yes No

Magenta Development Corporation BC No Yes No

Maghemite Inc. BC No Yes No

MagiCorp Entertainment Inc. ON No Yes No

MagIndustries Corp. ON No Yes No

Magna International Inc. ON No No No

Magna Terra Minerals Inc. QC No No No

Magnitude Mining Ltd. N/A No No No

Magnolia Colombia Ltd. ON No No No

Magnum Energy Inc. AB No Yes No

Magnum Goldcorp Inc. BC No No No

Magnum Hunter Resources Corporation AB Yes No No

Magnum Resources Ltd. BC No Yes No

Magnus International Resources Inc. BC No Yes No

Magor Corporation ON No Yes No

MailBoxCity Corporation AB No Yes No

Main Place Land Corporation BC No Yes No

Mainfort Marine International Corporation BC No Yes No

Mainland Resources Inc. BC No Yes No

Mainstream Minerals Corporation MB No Yes No

Mainstreet Equity Corp. AB No No No

Majestic Gold Corp. BC No No No

Majesty Resources Limited BC No Yes No

Major Drilling Group International Inc. NB No No No

of 292


5/11/2018 12:00:00 AMas at


Makena Resources Inc. BC No No No

Makus Resources Inc. BC No Yes No

Malaga Inc. QC No Yes No

Malbex Resources Inc. ON No No No

Malette Industries Inc. QC No Yes No

Mammoth Resources Corp. BC Yes No No

Manado Gold Corp. BC No No No

Manar Canada Inc. BC No Yes No

Mandalay Resources Corporation ON No No No

Mandalla Resources Ltd BC No Yes No

Mandate National Mortgage Corporation BC No Yes No

Manfrey Capital Corporation BC No Yes No

Manganese X Energy Corp. BC No No No

Mangazeya Mining Ltd. ON No No No

Manitex Capital Inc. QC No No No

Manitok Energy Inc. AB No Yes No

Manitou Gold Inc. ON No No No

Manson Creek Resources Ltd. AB No No No

Manulife Asia Equity Class ON No No No

Manulife Balanced Equity Private Pool ON No No No

Manulife Balanced Income Private Trust ON No No No

Manulife Balanced Portfolio ON No No No

Manulife Bond Fund ON No No No

Manulife Canadian Balanced Fund ON No No No

Manulife Canadian Balanced Private Pool ON No No No

Manulife Canadian Bond Fund ON No No No

Manulife Canadian Dividend Growth Class ON No No No

Manulife Canadian Dividend Growth Fund ON No No No

Manulife Canadian Equity Private Pool ON No No No

Manulife Canadian Growth and Income Private Trust ON No No No

Manulife Canadian Investment Class ON No No No

Manulife Canadian Investment Fund ON No No No

Manulife Canadian Opportunities Balanced Fund ON No No No

Manulife Canadian Opportunities Fund ON No No No

Manulife Canadian Unconstrained Bond Fund ON No No No

Manulife Canadian Universe Bond Fund ON No No No

Manulife China Class ON No No No

Manulife Conservative Income Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Manulife Conservative Portfolio ON No No No

Manulife Corporate Bond Fund ON No No No

Manulife Corporate Fixed Income Private Trust ON No No No

Manulife Covered Call U.S. Equity Class ON No No No

Manulife Covered Call U.S. Equity Fund ON No No No

Manulife Diversified Alpha Portfolio ON No No No

Manulife Diversified Investment Fund ON No No No

Manulife Dividend Income Class ON No No No

Manulife Dividend Income Fund ON No No No

Manulife Dividend Income Plus Class ON No No No

Manulife Dividend Income Plus Fund ON No No No

Manulife Dividend Income Private Pool ON No No No

Manulife Dollar-Cost Averaging Fund ON No No No

Manulife Emerging Markets Fund ON No No No

Manulife Finance (Delaware), L.P. ON No No No

Manulife Financial Capital Trust II ON No No No

Manulife Financial Corporation ON No No No

Manulife Floating Rate Income Fund ON No No No

Manulife Floating Rate Senior Loan Fund ON No No No

Manulife Fundamental Balanced Class ON No No No

Manulife Fundamental Dividend Class ON No No No

Manulife Fundamental Dividend Fund ON No No No

Manulife Fundamental Equity Class ON No No No

Manulife Fundamental Equity Fund ON No No No

Manulife Fundamental Income Class ON No No No

Manulife Fundamental Income Fund ON No No No

Manulife Global All Cap Focused Fund ON No No No

Manulife Global Balanced Fund ON No No No

Manulife Global Balanced Private Trust ON No No No

Manulife Global Dividend Class ON No No No

Manulife Global Dividend Fund ON No No No

Manulife Global Dividend Growth Class ON No No No

Manulife Global Dividend Growth Fund ON No No No

Manulife Global Equity Class ON No No No

Manulife Global Equity Private Pool ON No No No

Manulife Global Equity Unconstrained Class ON No No No

Manulife Global Equity Unconstrained Fund ON No No No

Manulife Global Fixed Income Private Trust ON No No No

Manulife Global Infrastructure Class ON No No No

Manulife Global Infrastructure Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Manulife Global Managed Volatility Portfolio ON No No No

Manulife Global Real Estate Unconstrained Fund ON No No No

Manulife Global Small Cap Balanced Fund ON No No No

Manulife Global Small Cap Fund ON No No No

Manulife Global Strategic Balanced Yield Fund ON No No No

Manulife Global Unconstrained Bond Fund ON No No No

Manulife Growth Opportunities Class ON No No No

Manulife Growth Opportunities Fund ON No No No

Manulife Growth Portfolio ON No No No

Manulife Income Fund 2022 ON No No No










Manulife International Equity Private Trust ON No No No

Manulife International Focused Fund ON No No No

Manulife International Value Equity Fund ON No No No

Manulife Moderate Portfolio ON No No No

Manulife Money Market Fund ON No No No

Manulife Monthly High Income Class ON No No No

Manulife Monthly High Income Fund ON No No No

Manulife Multifactor Canadian Large Cap Index ETF ON No No No

Manulife Multifactor Canadian SMID Cap Index ETF ON No No No

Manulife Multifactor Developed International Index ETF ON No No No

Manulife Multifactor U.S. Large Cap Index ETF ON No No No

Manulife Multifactor U.S. Mid Cap Index ETF ON No No No

Manulife Multifactor U.S. Small Cap Index ETF ON No No No

Manulife Quantitative Fixed Income Fund 2022 ON No No No





of 292


5/11/2018 12:00:00 AMas at


Manulife Short Term Yield Class ON No No No

Manulife Simplicity Balanced Portfolio ON No No No

Manulife Simplicity Conservative Portfolio ON No No No

Manulife Simplicity Global Balanced Portfolio ON No No No

Manulife Simplicity Growth Portfolio ON No No No

Manulife Simplicity Moderate Portfolio ON No No No

Manulife Strategic Balanced Yield Fund ON No No No

Manulife Strategic Dividend Bundle ON No No No

Manulife Strategic Income Fund ON No No No

Manulife Strategic Investment Grade Global Bond Fund ON No No No

Manulife Tactical Income Fund ON No No No

Manulife Tax-Managed Growth Fund ON No No No

Manulife U.S. All Cap Equity Class ON No No No

Manulife U.S. All Cap Equity Fund ON No No No

Manulife U.S. Balanced Private Trust ON No No No

Manulife U.S. Balanced Value Private Trust ON No No No

Manulife U.S. Dividend Income Class ON No No No

Manulife U.S. Dividend Income Fund ON No No No

Manulife U.S. Dollar Strategic Balanced Yield Fund ON No No No

Manulife U.S. Dollar Strategic Income Fund ON No No No

Manulife U.S. Dollar U.S. All Cap Equity Fund ON No No No

Manulife U.S. Equity Fund ON No No No

Manulife U.S. Equity Private Pool ON No No No

Manulife U.S. Monthly High Income Fund ON No No No

Manulife U.S. Opportunities Fund ON No No No

Manulife U.S. Regional Bank Trust ON No No No

Manulife U.S. Unconstrained Bond Fund ON No No No

Manulife Unhedged U.S. Monthly High Income Fund ON No No No

Manulife Value Balanced Class ON No No No

Manulife Value Balanced Fund ON No No No

Manulife World Investment Class ON No No No

Manulife World Investment Fund ON No No No

Manulife Yield Opportunities Fund ON No No No

Maple Gold Mines Ltd. BC No No No

Maple Leaf 2013 Oil & Gas Income Limited Partnership BC No No No

Maple Leaf Foods Inc. ON No No No

Maple Leaf Green World Inc. AB No No No

of 292


5/11/2018 12:00:00 AMas at


Maple Leaf Income Class BC No No No

Maple Leaf Resource Class BC No No No

Maple Leaf Short Duration 2017-II Flow-Through Limited Partnership - National Class BC No No No

Maple Leaf Short Duration 2017-II Flow-Through Limited Partnership - Quebec Class BC No No No

Maple Leaf Short Duration 2018 Flow-Through Limited Partnership - National Class BC No No No

Maple Leaf Short Duration 2018 Flow-Through Limited Partnership - Quebec Class BC No No No

Maple Peak Investments Inc. BC No No No

Maplewood International Real Estate Investment Trust ON No No No

Marapharm Ventures Inc. BC No No No

Marathon Foods Inc. BC No Yes No

Marathon Gold Corporation ON No No No

Marathon Minerals Inc. BC No Yes No

Marathon Oil Corporation AB No No No

Marathon Telecom Corporation BC No Yes No

Marauder Resources East Coast Inc. AB No Yes No

Margaret Lake Diamonds Inc. BC No No No

Margaux Red Capital Inc. BC No No No

Margaux Resources Ltd. AB No No No

Mariah Energy Corp. AB No Yes No

Mariah Resources Ltd. BC No Yes No

Maricann Group Inc. ON No No No

Marifil Mines Limited BC No No No

Marijuana Opportunities Fund ON No No No

Marilyn Resources Inc. BC No Yes No

Maritime Resources Corp. BC No No No

Mark One Global Industries, Inc. BC No Yes No

Marketfax Infoservices Ltd. BC No Yes No

Marksmen Energy Inc. AB No No No

Marlboro Petroleum Inc. AB No Yes No

Marlborough Productions Ltd. BC No Yes No

Marley Mines Ltd. BC No Yes No

Marlin Gold Mining Ltd. BC No No No

Marquee Energy Ltd. AB No No No

Marquest 2016-II Mining Super Flow-Through Limited Partnership - National Class ON No No No

Marquest 2016-II Mining Super Flow-Through Limited Partnership - Québec Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Marquest 2017-I Mining Super Flow-Through Limited Partnership - National Class ON No No No

Marquest 2017-I Mining Super Flow-Through Limited Partnership - Québec Class ON No No No

Marquest American Dividend Growth Fund ON No No No

Marquest American Dividend Growth Fund (Corporate Class) ON No No No

Marquest Canadian Bond Fund ON No No No

Marquest Canadian Fixed Income Fund ON No No No

Marquest Canadian Resource Fund ON No No No

Marquest Canadian Resource Fund (Corporate Class) ON No No No

Marquest Covered Call Canadian Banks Plus Fund ON No No No

Marquest Covered Call Canadian Banks Plus Fund (Corporate Class) ON No No No

Marquest Global Balanced Fund ON No No No

Marquest Money Market Fund ON No No No

Marquest Monthly Pay Fund ON No No No

Marquest Monthly Pay Fund (Corporate Class) ON No No No

Marquest Mutual Funds Inc. - Energy Series Fund ON No No No

Marquest Mutual Funds Inc. - Explorer Series Fund ON No No No

Marquest Mutual Funds Inc. - Flex Dividend and Income Growth Series Fund ON No No No

Marquest Short Term Income Fund (Corporate Class) ON No No No

Marquest Small Companies Fund ON No No No

Marquis Balanced Class Portfolio ON No No No

Marquis Balanced Growth Class Portfolio ON No No No

Marquis Balanced Growth Portfolio ON No No No

Marquis Balanced Income Portfolio ON No No No

Marquis Balanced Portfolio ON No No No

Marquis Equity Portfolio ON No No No

Marquis Growth Portfolio ON No No No

Marquis Institutional Balanced Growth Portfolio ON No No No

Marquis Institutional Balanced Portfolio ON No No No

Marquis Institutional Bond Portfolio ON No No No

Marquis Institutional Canadian Equity Portfolio ON No No No

Marquis Institutional Equity Portfolio ON No No No

Marquis Institutional Global Equity Portfolio ON No No No

Marquis Institutional Growth Portfolio ON No No No

of 292


5/11/2018 12:00:00 AMas at


Marquis Resource Corporation BC No Yes No

Marret High Yield Bond Fund ON No No No

Marret High Yield Strategies Fund ON No No No

Marret Multi-Strategy Income Fund ON No No No

Marret Resource Corp. ON No No No

Marret Short Duration High Yield Fund ON No No No

Martin Health Group Inc. ON No Yes No

Martina Minerals Corp. ON No No No

Martinrea International Inc. ON No No No

MAS Gold Corp. BC No No No

Masev Communications International Inc. BC No Yes No

Maskal Energy Ltd. AB No Yes No

Mason Graphite Inc. QC No No No

Mason Resources Corp. BC No No No

Massive Resources Limited BC No Yes No

Master Credit Card Trust II ON No No No

Master Mutual Limited Partnership BC No Yes No

Master Resources & Developments Ltd. BC No Yes No

Matachewan Consolidated Mines, Limited ON No No No

Matamec Explorations Inc. QC No No No

Match Capital Resources Corporation ON No No No

Matchaah Holdings, Inc. BC No Yes No

Matco Balanced Fund AB No No No

Matco Canadian Equity Fund AB No No No

Matco Fixed Income Fund AB No No No

Matco Global Equity Fund AB No No No

Matco Small Cap Fund AB No No No

Materials Protection Technologies Inc. ON No Yes No

Matica Enterprises Inc. ON No No No

Matrix 2013 Short Duration National Class ON Yes No No

Matrix 2013 Short Duration Québec Class ON Yes No No

Matrix Asset Management Inc. BC No Yes No

MATRRIX Energy Technologies Inc. AB No No No

Mattel, Inc. ON No No No

Maudore Minerals Ltd. QC No Yes No

Maverick Energy, Inc. BC No Yes No

Maverick Tube Corporation ON No No No

Maverix Metals Inc. BC No No No

Mawer Balanced Fund AB No No No

Mawer Canadian Bond Fund AB No No No

of 292


5/11/2018 12:00:00 AMas at


Mawer Canadian Equity Fund AB No No No

Mawer Canadian Money Market Fund AB No No No

Mawer Emerging Markets Equity Fund AB No No No

Mawer Global Balanced Fund AB No No No

Mawer Global Bond Fund AB No No No

Mawer Global Equity Fund AB No No No

Mawer Global Small Cap Fund AB No No No

Mawer International Equity Fund AB No No No

Mawer New Canada Fund AB No No No

Mawer Tax Effective Balanced Fund AB No No No

Mawer U.S. Equity Fund AB No No No

Mawson Resources Limited BC No No No

Max Minerals Inc. BC No Yes No

MAX Resource Corp. BC No No No

Maxar Technologies Ltd. BC No No No

Maxcard Systems International Inc. BC No Yes No

Maxim Atlantic Corporation ON No Yes No

Maxim Development Ltd. BC No Yes No

Maxim Power Corp. AB No No No

Maxim Resources Inc. BC No Yes No

Maximus Resources Inc. BC No Yes No

MaxTech Ventures Inc. BC No No No

Maxwell Communications Finance Canada Limited BC No Yes No

Maxxcapp Corporation BC No Yes No

MAYA GOLD & SILVER INC. QC No No No

Mazarin Inc. QC No No No

Mazaruni Minerals Inc. AB No Yes No

MBMI Resources Inc. BC No No No

MBN Corporation AB No No No

Mbs Software Inc. BC No Yes No

MCAN Mortgage Corporation ON No No No

MCB Investments Corp. BC No Yes No

McCarney Technologies Inc. BC No Yes No

McCarthy Corporation Plc AB No Yes No

McChip Resources Inc ON No No No

McCoy Global Inc. AB No No No

McEwen Mining Inc. ON No No No

Mcfinley Red Lake Mines Limited BC No Yes No

Mcgarry Gold Corporation BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Mclaughlin Explorations Ltd. BC No Yes No

McorpCX, Inc. BC No No No

MCP Exchangeco Inc. ON No No No

MD American Growth Fund ON No No No

MD American Value Fund ON No No No

Md Balanced Fund ON No No No

Md Bond Fund ON No No No

Md Dividend Growth Fund ON No No No

MD Dividend Income Fund ON No No No

MD Equity Fund ON No No No

MD Fossil Fuel Free Bond Fund ON No No No

MD Fossil Fuel Free Equity Fund ON No No No

MD Growth Investments Limited ON No No No

MD International Growth Fund ON No No No

MD International Value Fund ON No No No

MD Money Fund ON No No No

MD Multimedia Inc. QC No Yes No

MD Precision Balanced Growth Portfolio ON No No No

MD Precision Balanced Income Portfolio ON No No No

MD Precision Conservative Portfolio ON No No No

MD Precision Maximum Growth Portfolio ON No No No

MD Precision Moderate Balanced Portfolio ON No No No

MD Precision Moderate Growth Portfolio ON No No No

Md Select Fund ON No No No

Md Short-Term Bond Fund ON No No No

MD Strategic Opportunities Fund ON No No No

MD Strategic Yield Fund ON No No No

Mdc Financial Inc. BC No Yes No

MDC Partners Inc. ON No No No

MDPIM Canadian Bond Pool ON No No No

MDPIM Canadian Equity Pool ON No No No

MDPIM Canadian Long Term Bond Pool ON No No No

MDPIM Dividend Pool ON No No No

MDPIM Emerging Markets Equity Pool ON No No No

MDPIM International Equity Index Pool ON No No No

MDPIM International Equity Pool ON No No No

MDPIM S&P 500 Index Pool ON No No No

MDPIM S&P/TSX Capped Composite Index Pool ON No No No

MDPIM Strategic Opportunities Pool ON No No No

of 292


5/11/2018 12:00:00 AMas at


MDPIM Strategic Yield Pool ON No No No

MDPIM US Equity Pool ON No No No

ME Resource Corp. BC No No No

Meadow Bay Gold Corporation BC No No No

Meadowbrook Apartments MB No Yes No

Meadowvale Court BC No Yes No

Meadowvale Gardens Apartment Project - Phase II BC No Yes No

Med BioGene Inc. BC No No No

Med-Chem Health Care Limited ON No Yes No

Med-Tech Systems Inc. BC No Yes No

Medallion Books Limited BC No Yes No

Medallion Resources Ltd. BC No No No

MedcomSoft Inc. ON No Yes No

Medgold Resources Corp. BC No No No

Mediagrif Interactive Technologies Inc. QC No No No

Medianet Communications Corp. AB No Yes No

MediaValet Inc. BC No No No

Medical Facilities Corporation ON No No No

Medical Intelligence Technologies Inc. QC No Yes No

Medical Pathways International Inc. ON No Yes No

Medican Enterprises, Inc. BC No Yes No

Medicenna Therapeutics Corp. ON No No No

Medicure Inc. MB No No No

Medifocus Inc. ON No No No

Medilase Industries Inc. BC No Yes No

Medipure Holdings Inc. BC No Yes No

Medius Communications Inc. ON No Yes No

MedMira Inc. NS No No No

MedReleaf Corp. ON No No No

Medsana Medical Systems Inc. BC No Yes No

MedX Health Corp. ON No No No

Meekom Natural Resources Ltd. BC No Yes No

MEG Energy Corp. AB No No No

Mega Copper Ltd. BC No No No

Mega Gold Resources Ltd. BC No Yes No

Mega Uranium Ltd. ON No No No

Mega View Digital Entertainment Corp. BC No No No

Megastar Development Corp. BC No No No

Megawheels Technologies Inc. AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


Melanesian Minerals Corporation ON No Yes No

Melcor Real Estate Investment Trust AB No No No

Melior Resources Inc. ON No No No

Melkior Resources Inc. QC No No No

Melodia 100 Percent Equity Growth Portfolio QC No No No

Melodia Aggressive Growth Portfolio QC No No No

Melodia Balanced Growth Portfolio QC No No No

Melodia Conservative Income Portfolio QC No No No

Melodia Diversified Growth Portfolio QC No No No

Melodia Diversified Income Portfolio QC No No No

Melodia Maximum Growth Portfolio QC No No No

Melodia Moderate Growth Portfolio QC No No No

Melodia Moderate Income Portfolio QC No No No

Melodia Very Conservative Income Portfolio QC No No No

Melrose Resources Ltd. BC No Yes No

Memex Inc. ON No No No

MENA Hydrocarbons Inc. AB No Yes No

Mercal Capital Corp. ON No No No

Mercana Industries Ltd. BC No Yes No

Mercantile Gold Corp. BC No Yes No

Mercator Minerals Ltd. BC No Yes No

Mercator Transport Group Corporation QC No Yes No

Mercer International Inc. BC No No No

Merch Performance Inc. AB No Yes No

Merchant Capital Group Incorporated ON No Yes No

Meridian Co. Ltd. BC No Yes No

Meridian Mining S.E. BC No No No

Meridius Resources Limited BC No No No

Merit Energy Ltd. AB No Yes No

Meritage Aggressive Growth Class Portfolio QC No No No

Meritage Aggressive Growth Income Portfolio QC No No No

Meritage Aggressive Growth Portfolio QC No No No

Meritage American Equity Portfolio QC No No No

Meritage Balanced Income Portfolio QC No No No

Meritage Balanced Portfolio QC No No No

Meritage Canadian Equity Class Portfolio QC No No No

Meritage Canadian Equity Portfolio QC No No No

Meritage Conservative Income Portfolio QC No No No

Meritage Conservative Portfolio QC No No No

Meritage Diversified Fixed Income Portfolio QC No No No

of 292


5/11/2018 12:00:00 AMas at


Meritage Global Aggressive Growth Class Portfolio QC No No No

Meritage Global Aggressive Growth Portfolio QC No No No

Meritage Global Balanced Portfolio QC No No No

Meritage Global Conservative Portfolio QC No No No

Meritage Global Equity Class Portfolio QC No No No

Meritage Global Equity Portfolio QC No No No

Meritage Global Growth Class Portfolio QC No No No

Meritage Global Growth Portfolio QC No No No

Meritage Global Moderate Portfolio QC No No No

Meritage Growth Class Portfolio QC No No No

Meritage Growth Income Portfolio QC No No No

Meritage Growth Portfolio QC No No No

Meritage International Equity Portfolio QC No No No

Meritage Moderate Income Portfolio QC No No No

Meritage Moderate Portfolio QC No No No

Meritage Tactical ETF Balanced Portfolio QC No No No

Meritage Tactical ETF Equity Portfolio QC No No No

Meritage Tactical ETF Fixed Income Portfolio QC No No No

Meritage Tactical ETF Growth Portfolio QC No No No

Meritage Tactical ETF Moderate Portfolio QC No No No

Meritas Balanced Portfolio BC No No No

Meritas Canadian Bond Fund BC No No No

Meritas Growth & Income Portfolio BC No No No

Meritas Growth Portfolio BC No No No

Meritas Income & Growth Portfolio BC No No No

Meritas Income Portfolio BC No No No

Meritas International Equity Fund BC No No No

Meritas Jantzi Social Index Fund BC No No No

Meritas Maximum Growth Portfolio BC No No No

Meritas Monthly Dividend and Income Fund BC No No No

Meritas Strategic Income Fund BC No No No

Meritas U.S. Equity Fund BC No No No

Meritus Minerals Ltd. BC No Yes No

Merlin Resources Inc. BC No Yes No

Merrill Lynch Financial Assets Inc. ON No No No

Merrill Lynch Healthcare Fund, Inc BC No Yes No

Meryllion Resources Corporation BC No No No

Mesa Builders, Inc. BC No Yes No

Mesa Exploration Corp. BC No No No

of 292


5/11/2018 12:00:00 AMas at


MetalCORP Limited ON No No No

Metalex Ventures Ltd. BC No No No

Metalla Royalty & Streaming Ltd. BC No No No

Metallic Minerals Corp. BC No No No

Metallis Resources Inc. BC No No No

Metalo Manufacturing Inc. ON No No No

Metalore Resources Limited ON No No No

Metals Creek Resources Corp. ON No No No

Metanor Resources Inc. QC No No No

Metaxa Resources Ltd. BC No Yes No

Meteor Creek Resources Inc. ON No Yes No

Methanex Corporation BC No No No

Metro Energy Ltd. BC No Yes No

Metro Inc. QC No No No

Metro Industrial Corporation BC No Yes No

Metro Vancouver Properties Corp. BC No No No

Metron Capital Corp. BC No No No

Metropolitan Energy Corp. BC No No No

Mexican Gold Corp. ON No No No

Mexivada Mining Corp. BC No Yes Yes

Mezzotin Minerals Inc. ON No No No

MFC Bancorp Ltd. BC No No No

MG Capital Corporation AB No No No

MGM Resources Corp. BC No Yes No

MGN Technologies Inc. BC No Yes No

MGX Minerals Inc. BC No No No

mHealth Capital Corp. AB No Yes No

Mi Software Corporation BC No Yes No

Michael Resources Ltd. BC No Yes No

Michele Gold Mines Limited BC No Yes No

Micrex Development Corp. AB No Yes No

Micro Concepts Inc. BC No Yes No

Micro Mining Technologies Ltd. AB No Yes No

Microbix Biosystems Inc. ON No No No

Microcomp 83 R & D Program Limited Partnership BC No Yes No

Microelectronics Technology Company BC No Yes No

Microkey Communication Systems, Inc. BC No Yes No

Microplanet Technology Corp. AB No Yes No

Micropost Corporation BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Mid Cap Canada Fund (GWLIM) ON No No No

Mid-Canada Gold & Copper Mines Limited BC No Yes No

Midas Gold Corp. BC No No No

Midasco Capital Corp. BC No No No

Midd Financial Corp. BC No Yes No

Middle Age Crazy BC No Yes No

Middlefield Can-Global REIT Income Fund AB No No No

Middlefield Canadian Dividend Growers Class AB No No No

Middlefield Global Agriculture Class AB No No No

Middlefield Global Dividend Growers Class AB No No No

Middlefield Global Energy Class AB No No No

Middlefield Global Infrastructure Fund AB No No No

Middlefield Healthcare & Life Sciences Dividend Fund AB No No No

Middlefield Healthcare & Wellness Dividend Fund AB No No No

Middlefield High Yield Class AB No No No

Middlefield Income Plus Class AB No No No

Middlefield Real Estate Class AB No No No

Middlefield Short-Term Income Class AB No No No

Middlefield U.S. Dividend Growers Class AB No No No

Midland Exploration Inc. QC No No No

Midnapore (1979) Resources Inc. BC No Yes No

Midnet, Inc. BC No Yes No

Midnight Star Ventures Corp. BC No No No

Midnight Sun Mining Corp. BC No No No

Midpoint Holdings Ltd. BC No No No

Midway Gold Corp. BC Yes No No

Migent Software Corp. BC No Yes No

Military International Limited AB No Yes No

Millenium Biologix Corporation ON Yes No No

MillenMin Ventures Inc. ON No No No

Millennial Esports Corp. ON No No No

Millennial Lithium Corp. BC No No No

Millington Mining Inc. BC No Yes No

Millrock Resources Inc BC No No No

Millstream Mines Ltd. ON No Yes No

Milner Consolidated Silver Mines Ltd. ON No No No

Minaean SP Construction Corp. BC No No No

Minaurum Gold Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Minco Base Metals Corporation BC No No No

Minco Gold Corporation BC No No No

Minco Silver Corporation BC No No No

Mincom Capital Inc. ON No No No

Mindoro Resources Ltd. AB No Yes No

Mindready Solutions Inc. QC No Yes No

Minefund Development Corporation BC No Yes No

Minera Alamos Inc. ON No No No

Minera IRL Limited BC Yes No No

Mineral Hill Industries Ltd. BC No No No

Mineral Mountain Resources Ltd. BC No No No

Minewest Silver and Gold Inc. BC No Yes No

Mineworx Technologies Ltd. AB No No No

Minfocus Exploration Corp. ON No No No

Ming Mines Limited BC No Yes No

Minichiello Apparel Inc. BC No No No

Mining Global, Inc. BC No Yes No

Mink International Resources Corp. BC No Yes No

Minnova Corp. ON No No No

Minsud Resources Corp. ON No No No

MINT Income Fund AB No No No

Minterra Resource Corp. BC No Yes No

Minto Resources Ltd. BC No Yes No

Mira X Acquisition Corp ON No No No

Mirabela Nickel Limited BC No Yes No

Miramare Capital Inc. BC No Yes No

Miramont Resources Corp. BC No No No

Miranda Gold Corp. BC No No No

Mirasol Resources Ltd. BC No No No

Mirati Therapeutics, Inc. QC No No No

Mis International, Inc. BC No Yes No

Mispec Resources Inc. ON No Yes No

Mission Ready Services Inc. BC No No No

Mistango River Resources Inc. ON No No No

Mistral Resources Ltd. BC No Yes No

Mistral Ventures Inc. BC No Yes No

Mitel Networks Corporation ON No No No

MitoPharm Corporation BC No Yes No

MIV Therapeutics, Inc. BC No Yes No

MJ Bioscience Corp. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


MJ Opportunity Corp. ON No No No

MJ Venture Partners Inc. BC No Yes No

MK2 Ventures Ltd. BC No No No

Mkango Resources Ltd. AB No No No

ML Gold Corp. BC No No No

MM Fund ON No No No

Mmf Dividend Fund BC No Yes No

Mmf Growth Fund BC No Yes No

Mmf Income Fund BC No Yes No

Mmf Money Market Fund BC No Yes No

Mmf Resource Fund BC No Yes No

Mmf Worldwide Fund BC No Yes No

Mmt Resources Ltd. BC No Yes No

MNP Petroleum Corporation BC No Yes No

MOAG Copper Gold Resources Inc. ON No Yes No

Mobetize Corp. BC No No No

Mobi724 Global Solutions Inc. QC No No No

Mobilift Inc. AB No Yes No

Mobilized Entertainment Inc. BC No Yes No

Mobio Technologies Inc. BC No No No

Moche Resources Inc. BC No Yes No

Mode Products Inc. BC No Yes No

Moderate Folio Fund ON No No No

Moderate Fund ON No No No

Moderate Portfolio ON No No No

Modern Records, Inc. BC No Yes No

Mogo Finance Technology Inc. BC No No No

Mohave Gold Inc. BC No Yes No

Moli Energy Limited BC No Yes No

Mollie Gibson Mines Inc. BC No Yes No

Molori Energy Inc. BC No No No

Molson Coors Brewing Company QC No No No

Molson Coors Canada Inc. QC No No No

Moly Mines Limited ON No No No

Molystar Resources Inc. BC No Yes No

Monarca Minerals Inc. BC No No No

Monarch Media & Entertainment Group Inc BC No Yes No

Monarch Resources Limited ON No Yes No

Monarques Gold Corporation QC No No No

Mondana Ventures Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Mondev Senior Living Inc. AB No Yes No

Moneda LatAm Corporate Bond Fund ON No No No

Money Market Fund ON No No No

Money Market Fund ON No No No

Moneysworth & Best Shoe Care Inc. ON No Yes No

Mongolia Growth Group Ltd. ON No No No

Monitor Ventures Inc. BC No No No

MonoGen, Inc. QC No Yes No

Monogram Oil & Gas, Inc. BC No Yes No

Monster Uranium Corp. BC No No No

Montan Mining Corp. BC No No No

Montana Exploration Corp. AB No Yes No

Monte Cristo Capital Inc. BC No Yes No

Montego Resources Inc. BC Yes No No

Montello Resources Ltd. AB No Yes Yes

Monterey Minerals Inc. BC No No No

Montero Mining and Exploration Ltd. BC No No No

Monthly Income Fund (London Capital) ON No No No

Montreux Development Corp. BC No Yes No

Monument Mining Limited BC No No No

Mooncor Oil & Gas Corp. ON No No No

Moongold Resources Inc. BC No Yes No

Moovly Media Inc. BC No No No

Morengo Resources Inc. BC No Yes No

Morguard Corporation ON No No No

Morguard North American Residential Real Estate Investment Trust ON No No No

Morguard Real Estate Investment Trust ON No No No

Morien Resources Corp. NS No No No

Morneau Shepell Inc. ON No No No

Morningstar Aggressive Portfolio ON No No No

Morningstar Balanced Portfolio ON No No No

Morningstar Conservative Portfolio ON No No No

Morningstar Growth Portfolio ON No No No

Morningstar Moderate Portfolio ON No No No

Morningstar Strategic Canadian Equity Fund ON No No No

Mosaic Capital Corporation AB No No No

Mosaic Oil N.L. BC No Yes No

Mosaic Technologies Corporation BC No Yes No

Most Home Corp. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Mothers Restaurants Limited BC No Yes No

Motion Works Group Limited ON No Yes No

Mount Dakota Energy Corp. BC No No No

Mount Real Corporation QC Yes No No

Mount Street Holdings Inc. BC No Yes No

Mountain Boy Minerals Ltd. BC No No No

Mountain China Resorts (Holding) Limited BC No No No

Mountain Lake Minerals Inc. BC No No No

Mountain Province Diamonds Inc. ON No No No

Mountain World Entertainment Ltd BC No Yes No

MountainStar Gold Inc. BC No Yes No

Mountainview Energy Ltd. AB No Yes No

Moventis Capital Inc. BC No Yes No

Movit Media Corp. ON No No No

MPAC Industries Corp. BC No Yes No

Mpi Holdings Inc. BC No Yes No

MPL Communications Inc. ON No Yes No

MPX Bioceutical Corporation ON No No No

MRF 2017 Resource Limited Partnership AB No No No

MRF 2018 Resource Limited Partnership AB No No No

MTI Investments Ltd. BC No Yes No

MTW Solutions Online Inc. ON No Yes No

MTY Food Group Inc. QC No No No

Mukuba Resources Limited ON No No No

Mullen Group Ltd. AB No No No

Multi-Asset Equity Completion ON No No No

Multi-Asset Fixed Income ON No No No

Multi-Asset Fixed Income Class ON No No No

Multi-Asset Growth & Income Strategy ON No No No

Multi-Asset Growth & Income Strategy Class ON No No No

Multi-Asset Growth Strategy ON No No No

Multi-Asset Growth Strategy Class ON No No No

Multi-Asset Income Strategy ON No No No

Multi-Asset Income Strategy Class ON No No No

Multi-Step Industries Inc. BC No Yes No

Multimedia Nova Corporation ON No Yes No

Multiplex Technologies Inc. BC No Yes No

Mundoro Capital Inc. BC No No No

Murchison Minerals Ltd. ON No No No

Mustang Minerals Corp. ON No No No

of 292


5/11/2018 12:00:00 AMas at


MustGrow Biologics Corp. BC No No No

MX Gold Corp. BC No Yes No

Mylan Ventures Ltd. BC No Yes No

MYM Nutraceuticals Inc. BC No No No

Myriad Concepts, Ltd. BC No Yes No

Mystery Mountain Minerals Ltd. BC No Yes No

N-Tone International Ltd. BC No Yes No

N.B. Cook Corporation Ltd. BC No Yes No

Nabors Industries Ltd. AB No No No

NADG NNN Real Estate Investment Trust ON No No No

NaiKun Wind Energy Group Inc. BC No No No

Namaste Technologies Inc. BC No No No

NAME Inc. ON No Yes No

Namex Explorations Inc. QC No Yes No

Namibia Rare Earths Inc. NS No No No

Namibian Minerals Corporation ON No Yes No

NamSys Inc. ON No No No

Nano One Materials Corp. BC No No No

Nanoforce, Inc BC No Yes No

Nanogen, Inc. BC No Yes No

Nanosphere Health Sciences Inc. BC No No No

Nanotech Security Corp. BC No No No

NanoXplore Inc. QC No No No

NANSCO Industries Inc. BC No Yes No

Napa/Carneros Winegrowers Limited Partnership BC No Yes No

Napier Ventures Inc. BC No No No

Nass Valley Gateway Ltd. BC No No No

Natcore Technology Inc. BC No No No

Nation Energy Inc. BC No Yes No

National Access Cannabis Corp. ON No No No

National Bank Balanced Diversified Fund QC No No No

National Bank Conservative Diversified Fund QC No No No

National Bank Global Diversified Equity Fund QC No No No

National Bank Growth Diversified Fund QC No No No

National Bank Moderate Diversified Fund QC No No No

National Bank Of Canada QC No No No

National Bank Secure Diversified Fund QC No No No

National Electronic Technologies Corp. ON No Yes No

National Fibretech Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


National Gold & Nickel Resources Inc. BC No Yes No

National Health Stores Inc. ON No Yes No

National Healthcare Manufacturing Corporation BC No Yes No

National Nova Marketing Inc. BC No Yes No

National Scientific Products Corporation BC No Yes No

National Telcom Solutions Inc. BC No Yes No

National Training Rinks Corp. BC No Yes No

Nationwide Utilities Corp. BC No Yes No

Natixis Canadian Bond Class ON No No No

Natixis Canadian Bond Fund ON No No No

Natixis Canadian Cash Fund ON No No No

Natixis Canadian Dividend Class ON No No No

Natixis Canadian Dividend Registered Fund ON No No No

Natixis Canadian Preferred Share Class ON No No No

Natixis Canadian Preferred Share Registered Fund ON No No No

Natixis Global Equity Class ON No No No

Natixis Global Equity Registered Fund ON No No No

Natixis Intrinsic Balanced Class ON No No No

Natixis Intrinsic Balanced Registered Fund ON No No No

Natixis Intrinsic Growth Class ON No No No

Natixis Intrinsic Growth Registered Fund ON No No No

Natixis Strategic Balanced Class ON No No No

Natixis Strategic Balanced Registered Fund ON No No No

Natixis U.S. Dividend Plus Class ON No No No

Natixis U.S. Dividend Plus Registered Fund ON No No No

Natixis U.S. Growth Class ON No No No

Natixis U.S. Growth Registered Fund ON No No No

Natural Springs Canada Inc. AB No Yes No

Naturally Splendid Enterprises Ltd. BC No No No

NatureBank Asset Management Inc. BC No No No

Nautilus Minerals Inc. BC No No No

Nautor Progressive Corporation AB No Yes No

NAV CANADA ON No No No

Navasota Resources Inc. BC No No No

Navion Capital Inc. AB No No No

Navis Resources Corp. BC No No No

Navy Resources Corp. BC No No No

NBC Asset Trust QC No No No

NBI Balanced Portfolio QC No No No

of 292


5/11/2018 12:00:00 AMas at


NBI Bond Fund QC No No No

NBI Canadian All Cap Equity Fund QC No No No

NBI Canadian Bond Private Portfolio QC No No No

NBI Canadian Diversified Bond Private Portfolio QC No No No

NBI Canadian Equity Fund QC No No No

NBI Canadian Equity Growth Fund QC No No No

NBI Canadian Equity Private Portfolio QC No No No

NBI Canadian High Conviction Equity Private Portfolio QC No No No

NBI Canadian Index Fund QC No No No

NBI Canadian Preferred Equity Private Portfolio QC No No No

NBI Canadian Short Term Income Private Portfolio QC No No No

NBI Canadian Small Cap Equity Private Portfolio QC No No No

NBI Conservative Portfolio QC No No No

NBI Corporate Bond Fund QC No No No

NBI Corporate Bond Private Portfolio QC No No No

NBI Dividend Fund QC No No No

NBI Emerging Markets Equity Private Portfolio QC No No No

NBI Equity Income Private Portfolio QC No No No

NBI Equity Portfolio QC No No No

NBI Floating Rate Income Fund QC No No No

NBI Global Bond Fund QC No No No

NBI Global Equity Fund QC No No No

NBI Global Real Assets Income Fund QC No No No

NBI Global Tactical Bond Fund QC No No No

NBI Growth Portfolio QC No No No

NBI High Yield Bond Fund QC No No No

NBI High Yield Bond Private Portfolio QC No No No

NBI Income Fund QC No No No

NBI International Currency Neutral Index Fund QC No No No

NBI International Equity Private Portfolio QC No No No

NBI International High Conviction Equity Private Portfolio QC No No No

NBI International Index Fund QC No No No

NBI Jarislowsky Fraser Select Balanced Fund QC No No No

NBI Jarislowsky Fraser Select Canadian Equity Fund QC No No No

NBI Jarislowsky Fraser Select Income Fund QC No No No

NBI Moderate Portfolio QC No No No

of 292


5/11/2018 12:00:00 AMas at


NBI Money Market Fund QC No No No

NBI Multiple Asset Class Private Portfolio QC No No No

NBI Municipal Bond Plus Private Portfolio QC No No No

NBI Non-Traditional Capital Appreciation Private Portfolio QC No No No

NBI Non-Traditional Fixed Income Private Portfolio QC No No No

NBI North American Dividend Private Portfolio QC No No No

NBI Precious Metals Fund QC No No No

NBI Preferred Equity Fund QC No No No

NBI Preferred Equity Income Fund QC No No No

NBI Quebec Growth Fund QC No No No

NBI Real Assets Private Portfolio QC No No No

NBI Resource Fund QC No No No

NBI Science and Technology Fund QC No No No

NBI Secure Portfolio QC No No No

NBI Short Term Canadian Income Fund QC No No No

NBI Small Cap Fund QC No No No

NBI SmartBeta Canadian Equity Fund QC No No No

NBI SmartBeta Global Equity Fund QC No No No

NBI SmartData International Equity Fund QC No No No

NBI SmartData U.S. Equity Fund QC No No No

NBI Strategic U.S. Income and Growth Fund QC No No No

NBI Tactical Equity Private Portfolio QC No No No

NBI Tactical Fixed Income Private Portfolio QC No No No

NBI Tactical Mortgage & Income Fund QC No No No

NBI U.S. Bond Private Portfolio QC No No No

NBI U.S. Currency Neutral Index Fund QC No No No

NBI U.S. Dividend Fund QC No No No

NBI U.S. Equity Fund QC No No No

NBI U.S. Equity Private Portfolio QC No No No

NBI U.S. High Conviction Equity Private Portfolio QC No No No

NBI U.S. Index Fund QC No No No

NBI Unconstrained Fixed Income Fund QC No No No

NBI Westwood Emerging Markets Fund QC No No No

Nca Minerals Corporation BC No Yes No

NCE Diversified Flow-Through (16) Limited Partnership ON No No No

Ncn Exploration & Development Corp. BC No Yes No

NDX Growth & Income Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Nebo Capital Corp. BC No No No

Nebu Resources Inc. ON No No No

NEI Canadian Bond Fund ON No No No

NEI Conservative Yield Portfolio ON No No No

NEI Environmental Leaders Fund ON No No No

NEI Ethical Balanced Fund ON No No No

NEI Ethical Canadian Equity Fund ON No No No

NEI Ethical Global Dividend Fund ON No No No

NEI Ethical Global Equity Fund ON No No No

NEI Ethical International Equity Fund ON No No No

NEI Ethical Select Balanced Portfolio ON No No No

NEI Ethical Select Conservative Portfolio ON No No No

NEI Ethical Select Growth Portfolio ON No No No

NEI Ethical Select Income Portfolio ON No No No

NEI Ethical Special Equity Fund ON No No No

NEI Ethical U.S. Equity Fund ON No No No

NEI Generational Leaders Fund ON No No No

NEI Global Strategic Yield Fund ON No No No

NEI Global Total Return Bond Fund ON No No No

NEI Global Value Fund ON No No No

NEI Money Market Fund ON No No No

NEI Northwest Canadian Dividend Corporate Class ON No No No

NEI Northwest Canadian Dividend Fund ON No No No

NEI Northwest Canadian Equity Corporate Class ON No No No

NEI Northwest Canadian Equity Fund ON No No No

NEI Northwest Emerging Markets Corporate Class ON No No No

NEI Northwest Emerging Markets Fund ON No No No

NEI Northwest Global Equity Corporate Class ON No No No

NEI Northwest Global Equity Fund ON No No No

NEI Northwest Growth and Income Corporate Class ON No No No

NEI Northwest Growth and Income Fund ON No No No

NEI Northwest Short Term Corporate Class ON No No No

NEI Northwest Specialty Equity Corporate Class ON No No No

NEI Northwest Specialty Equity Fund ON No No No

NEI Northwest Specialty Global High Yield Bond Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


NEI Northwest Tactical Yield Corporate Class ON No No No

NEI Northwest Tactical Yield Fund ON No No No

NEI Northwest U.S. Dividend Corporate Class ON No No No

NEI Northwest U.S. Dividend Fund ON No No No

NEI Select Balanced Corporate Class Portfolio ON No No No

NEI Select Balanced Portfolio ON No No No

NEI Select Conservative Corporate Class Portfolio ON No No No

NEI Select Conservative Portfolio ON No No No

NEI Select Global Maximum Growth Corporate Class Portfolio ON No No No

NEI Select Global Maximum Growth Portfolio ON No No No

NEI Select Growth Corporate Class Portfolio ON No No No

NEI Select Growth Portfolio ON No No No

Nemaska Lithium Inc. QC No No No

Neo Lithium Corp. ON No No No

Neo Performance Materials Inc. ON No No No

Neovasc Inc. BC No No No

Nepheline Resources Ltd. BC No Yes No

Neptune Dash Technologies Corp. BC No No No

Neptune Technologies & Bioressources Inc. QC No No No

Net Nanny Software International Inc. BC No Yes No

Netcents Technology Inc. BC Yes No No

Neti Technologies Inc. BC No Yes No

NeTrue Communications Inc. BC No Yes No

Network Media Group Inc. BC No No No

Network One Holdings Corp. BC No Yes No

Network Technology Professional Inc. BC No Yes No

NeuLion, Inc. ON No No No

Neutrisci International Inc. BC No No No

Nevada Bob's Golf Inc. AB No Yes No

Nevada Clean Magnesium Inc. BC No No No

Nevada Copper Corp. BC No No No

Nevada Energy Metals Inc. BC No No No

Nevada Exploration Inc. BC No No No

Nevada Sunrise Gold Corporation BC No No No

Nevada Zinc Corporation ON No No No

Nevado Resources Corporation QC No Yes No

Nevaro Capital Corporation BC No No No

Nevsun Resources Ltd. BC No No No

of 292


5/11/2018 12:00:00 AMas at


New Age Farm Inc. BC No No No

New Age Metals Inc. BC No No No

New America Energy Corp. BC No Yes No

New Arcadia Resources Ltd. BC No Yes No

New Beginnings Resources Inc. BC No Yes No

New Bridge Development Corp. BC No Yes No

New Canadians Capital (VCC) Corporation BC No Yes No

New Carolin Gold Corp. BC No No No

New Cinch Uranium Ltd. (Npl) BC No Yes No

New Commerce Split Fund ON No No No

New Destiny Mining Corp. BC No No No

New Dimension Resources Ltd. BC No No No

New Energy Metals Corp. BC No No No

New Era Developments Limited BC No Yes No

New Era Minerals Inc. BC No No No

New Fibers International Ltd. BC No Yes No

New Flyer Industries Inc. ON No No No

New Global Acreage Resources Ltd. AB No No No

New Gold Inc. ON No No No

New Goldbrae Developments Ltd. BC No Yes No

New Goldcore Ventures Ltd. BC No Yes No

New Golden Sceptre Minerals Ltd. ON No Yes No

New Guinea Gold Corporation BC No Yes No

New Horizon Uranium Corporation BC No Yes No

New Island Resources Inc. AB No Yes No

New Klondike Exploration Ltd. ON No Yes No

New Leaders Class ON No No No

New Look Vision Group Inc. QC No No No

New Media Technologies Ltd. BC No Yes No

New Millennium Iron Corp. AB No No No

New Minex Resources Ltd. BC No Yes No

New Nadina Explorations Limited BC No No No

New Nexus Petroleum Ltd. BC No Yes No

New Oroperu Resources Inc. BC No No No

New Pacific Metals Corp. BC No No No

New Pioneer Explorations Ltd. BC No Yes No

New Plymouth Ventures Inc. BC No Yes No

New Point Exploration Corp. BC No No No

New Sage Energy Corp. ON No Yes No

New Spirit Research & Development Corp. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


New Stratus Energy Inc., AB No No No

New Tech Lithium Corp. BC No No No

New West Energy Services Inc. AB No No No

New Zealand Energy Corp. BC No No No

Newalta Corporation AB No No No

Newbury International Ventures Inc. BC No Yes No

Newcastle Energy Corp. BC No No No

Newchild International Inc. BC No Yes No

Newfields Minerals Inc. BC No Yes No

Newfoundland Capital Corporation Limited NS No No No

Newfoundland Goldbar Resources Inc. BC No Yes No

Newfoundland Power Inc. QC No No No

Newgen Environmental Systems Inc. BC No Yes No

Newgrowth Corp. ON No No No

NewKidCo International Inc. ON No Yes No

Newline Development Corporation BC No Yes No

Newlook Industries Corp. ON No Yes No

Newlox Gold Ventures Corp. BC No No No

Newmac Resources Inc. BC No No No

Newmont Mining Corporation ON No No No

NewNorth Projects Ltd. AB No No No

Newnote Financial Corp. BC No Yes No

Newport Exploration Ltd. BC No No No

Newrange Gold Corp. BC No No No

Newstrike Resources Ltd. ON No No No

Newtec Industries Ltd. BC No Yes No

Newton Energy Corporation AB No No No

Nexa Resources S.A. ON No No No

Nexaira Wireless Inc. BC No Yes No

Nexco Resources Inc. BC No No No

NexGen Energy Ltd. BC No No No

NexgenRx Inc. ON No No No

Nexia Health Technologies Inc. ON No No No

Nexient Learning Inc. NS No Yes No

NexJ Health Holdings Inc. ON No No No

NexJ Systems Inc. ON No No No

Nexmedia Technologies Inc. BC No Yes No

Nexoptic Technology Corp. BC No No No

Next Edge AHL Fund ON No No No

Next Edge Bio-Tech Plus Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Nextraction Energy Corp. AB No Yes No

NextSource Materials Inc. ON No No No

Nexus Gold Corp. BC No No No

Nexus Real Estate Investment Trust ON No No No

nFusz, Inc. BC No No No

NGEx Resources Inc. BC No No No

NHC Communications Inc. QC No Yes No

NHS Industries Ltd. BC No No No

Ni-Cal Developments Ltd. BC No Yes No

Niagara Capital Corporation BC No Yes No

Nicer Canada Corp. BC No Yes No

Nickel Creek Platinum Corp. BC No No No

Nickel North Exploration Corp. BC No No No

Nickel One Resources Inc. BC No No No

Nickel Petroleum Resources Ltd. AB No Yes No

Nickelodeon Industries Corp. BC No Yes No

Nicola Mining Inc. BC No No No

Nighthawk Gold Corp. ON No No No

Niko Resources Ltd. AB No No No

Nilam Resources, Inc. BC No Yes No

Nile Industries Ltd. AB No Yes No

Nim Resource - 1987 And Company, Limited Partnership BC No Yes No

Ninepoint 2018 Flow-Through Limited Partnership ON No No No

Ninepoint Concentrated Canadian Equity Fund ON No No No

Ninepoint Diversified Bond Class ON No No No

Ninepoint Diversified Bond Fund ON No No No

Ninepoint Energy Fund ON No No No

Ninepoint Energy Opportunities Trust ON No No No

Ninepoint Enhanced Balanced Class ON No No No

Ninepoint Enhanced Balanced Fund ON No No No

Ninepoint Enhanced Equity Class ON No No No

Ninepoint Enhanced U.S. Equity Class ON No No No

Ninepoint Focused Global Dividend Class ON No No No

Ninepoint Focused U.S. Dividend Class ON No No No

Ninepoint Global Infrastructure Fund ON No No No

Ninepoint Global Real Estate Fund ON No No No

Ninepoint Gold and Precious Minerals Fund ON No No No

Ninepoint Gold Bullion Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Ninepoint International Small Cap Fund ON No No No

Ninepoint Real Asset Class ON No No No

Ninepoint Resource Class ON No No No

Ninepoint Short-Term Bond Class ON No No No

Ninepoint Short-Term Bond Fund ON No No No

Ninepoint Silver Bullion Fund ON No No No

Ninepoint Silver Equities Class ON No No No

Ninepoint UIT Alternative Health Fund ON No No No

Niobay Metals Inc. QC No No No

Niocan Inc. QC No No No

NioCorp Developments Ltd. ON No No No

Nippon Dragon Resources QC No No No

Nippon Investments Corp. BC No Yes No

NIR Diagnostics Inc. ON No Yes No

Nishal Capital Inc. BC No No No

Nitinat Minerals Corporation ON No No No

Nitro Resources Inc. BC No Yes No

Nix-O-Tine Pharmaceuticals Ltd. BC No Yes No

Nobelium Tech Corp. NS No No No

Nobilis Health Corp. ON No No No

Noble Consolidated Industries Corp. BC No Yes No

Noble Iron Inc. ON No No No

Noble Metal Group Incorporated BC No No No

Noble Mineral Exploration Inc. ON No No No

Nor-Con Exploration Ltd. BC No Yes No

Norad Resources Ltd . BC No Yes No

Noram Ventures Inc. BC No No No

Noranda Income Fund ON No No No

Norbord Inc. ON No No No

Norco Resources Ltd. BC No Yes No

Nord Resources Corporation BC No Yes No

Nordic Oil and Gas Ltd. MB No Yes No

Normandie Resource Corporation BC No Yes No

Noron Tech Ltd. BC No Yes No

Noront Resources Ltd. ON No No No

Norrep Core Canadian AB No No No

Norrep Core Global AB No No No

Norrep Energy Plus Class AB No No No

Norrep Entrepreneurs Class of Norrep Opportunities Corp. AB No No No

of 292


5/11/2018 12:00:00 AMas at


Norrep Fund AB No No No

Norrep Global Income Growth Class of Norrep Opportunities Corp. AB No No No

Norrep High Income Fund AB No No No

Norrep II Class of Norrep Opportunities Corp. AB No No No

Norrep Income Growth Class of Norrep Opportunities Corp. AB No No No

Norrep Premium Growth Class AB No No No

Norrep Short Duration 2017 Flow-Through Limited Partnership AB No No No

Norrep Short Term Income Fund AB No No No

Norrep Tactical Opportunities Class AB No No No

Norrep US Dividend Plus Class AB No No No

Norsemont Capital Inc. BC No No No

Nortec Minerals Corp. BC No No No

Nortech Geomatics International Inc. AB No Yes No

Nortel Networks Corporation/Corporation Nortel Networks ON Yes No No

Nortel Networks Limited ON Yes No No

North America Frac Sand, Inc. BC No Yes No

North American Advanced Materials Corp. BC No Yes No

North American Aero Dynamics Ltd. BC No Yes No

North American Cannabis Holdings, Inc. BC No Yes No

North American Construction Group Ltd. AB No No No

North American Detectors Inc. ON No Yes No

North American Equity Corporation BC No Yes No

North American Financial 15 Split Corp. ON No No No

North American High Yield Bond Fund (Putnam) ON No No No

North American Nickel Inc. BC No No No

North American Palladium Ltd. ON No No No

North American Platinum Ltd. BC No Yes No

North American Potash Developments Inc. BC No Yes No

North American Preferred Share Fund QC No No No

North American Specialty Class ON No No No

North American Systems Corporation BC No Yes No

North American Tire Recycling Ltd. BC No Yes No

North American Tungsten Corporation Ltd. BC Yes No No

North Arrow Minerals Inc. BC No No No

North Bluff Capital Corp. BC No No No

North Growth Canadian Equity Fund BC No No No

of 292


5/11/2018 12:00:00 AMas at


North Growth U.S. Equity Advisor Fund BC No No No

North Pacific Industries Corporation BC No Yes No

North Sea Energy Inc. ON No Yes No

North Shore Mercantile Corp. AB No Yes No

North Sur Resources Inc. AB No Yes No

Northaven Resources Corp. BC No Yes No

Northbridge Resources Corp. BC No No No

Northcliff Resources Ltd. BC No No No

Northcore Resources Inc. QC No Yes No

Northcore Technologies Inc. ON No Yes No

Northern Dancer Resources Ltd. BC No Yes No

Northern Dynasty Minerals Ltd. BC No No No

Northern Empire Resources Corp. BC No No No

Northern Frontier Corp. AB No Yes No

Northern Graphite Corporation ON No No No

Northern Greens Limited Partnership BC No Yes No

Northern Lights Big Game Corporation BC No Yes No

Northern Lights Resources Corp. BC No No No

Northern Lion Gold Corp. BC No No No

Northern Mountain Helicopters Group Inc. BC No Yes No

Northern Power Systems Corp. ON No No No

Northern Shield Resources Inc. ON No No No

Northern Sphere Mining Corp. ON No No No

Northern Star Mining Corp. QC No Yes No

Northern Superior Resources Inc. ON No No No

Northern Uranium Corp. BC No No No

Northern Vertex Mining Corp. BC No No No

Northfield Capital Corporation ON No No No

Northgate Limited Partnership BC No Yes No

NorthIsle Copper and Gold Inc. BC No No No

Northland Power Inc. ON No No No

Northland Resources SE ON No Yes No

Northland Systems Training Inc. ON No Yes No

Northrich Pacific Ventures Inc. BC No Yes No

Northridge Energy Optimizer Corp. BC No Yes No

Northstar Aerospace, Inc. ON No Yes No

Northstar Electronics Inc. BC No Yes No

Northstar-Outrider Acquisition Corporation BC No Yes No

Northview Apartment Real Estate Investment Trust AB No No No

of 292


5/11/2018 12:00:00 AMas at


NorthWest Healthcare Properties Real Estate Investment Trust ON No No No

Northwest Shroom Industries Ltd. BC No Yes No

Norvista Capital Corporation ON No No No

Norwick Capital Corp. BC No No No

Norwood Resources Ltd. BC No Yes No

Norzan Enterprises Ltd. BC No Yes No

Nouveau Life Pharmaceuticals, Inc. BC No Yes No

Nouveau Monde Graphite Inc. QC No No No

NOVA Chemicals Corporation AB No No No

NOVA Gas Transmission Ltd. AB No No No

Nova Leap Health Corp. NS No No No

Nova Scotia Power Incorporated NS No No No

NovaBay Pharmaceuticals, Inc. ON No No No

NovaDx Ventures Corp. BC No Yes No

NovaGold Resources Inc. BC No No No

Novamex Energy Inc. BC No Yes No

Novanta Inc. NB No No No

NovaTeqni Corporation AB No No No

Noveko International Inc. QC No Yes No

Novelion Therapeutics Inc. BC No No No

Novo Resources Corp. BC No No No

Novoheart Holdings Inc. BC No No No

Novra Technologies Inc BC No No No

NOVX21 Inc. QC No Yes No

Noxe Resource Corporation BC No Yes No

NRG Metals Inc. BC No No No

NSGold Corporation BC No No No

NSI Global Inc. QC No Yes No

NSI Strategic Investments Ltd. BC No Yes No

NSP Pharma Corp. ON No Yes No

NSR Resources Inc. QC No No No

NSX Silver Inc. BC No No No

Ntex Incorporated ON No Yes No

NTG Clarity Networks Inc. ON No No No

Ntv Oil Services Industries Inc. BC No Yes No

Nu Crown Resources Inc. BC No Yes No

Nu-Lady Gold Mines Ltd. BC No Yes No

Nu-Life Corp. ON No Yes No

Nu-Start Resource Corporation BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Nubeva Technologies Ltd. BC No No No

Nubian Resources Ltd. BC No No No

Nucell Energy Canada Inc. BC No Yes No

Nucontex Corporation ON No Yes No

Nuinsco Resources Limited ON No No No

NuLegacy Gold Corporation BC No No No

Nuran Wireless Inc. BC No No No

Nurcapital Corporation Ltd. ON No No No

Nuspar Resources Ltd. BC No Yes No

Nutrien Ltd. SK No No No

Nutritional High International Inc. ON No No No

NuVista Energy Ltd. AB No No No

Nuvo Pharmaceuticals Inc. ON No No No

Nuvolt Corporation Inc. QC No Yes No

Nuvus Gro Corp. BC No Yes No

NV Gold Corporation BC No No No

NX Phase Capital Inc. QC No Yes No

NXGold Ltd. BC No No No

NXT Energy Solutions Inc. AB No No No

Nycal (Canada) Inc. BC No Yes No

O A Group Inc. AB No Yes No

O'hara Resources Ltd. BC No Yes No

Oakmark International Natixis Class ON No No No

Oakmark International Natixis Registered Fund ON No No No

Oakmark Natixis Class ON No No No

Oakmark Natixis Registered Fund ON No No No

Obsidian Energy Ltd. AB No No No

Occidental Development Group Inc. BC No Yes No

Ocean Gold Sea Farms Ltd. BC No Yes No

Ocean Smart, Inc. BC No Yes No

OceanaGold Corporation ON No No No

Oceanic Iron Ore Corp. BC No No No

OceanLake Commerce Inc. ON No Yes No

OceanRock Balanced Portfolio BC No No No

OceanRock Canadian Equity Fund BC No No No

OceanRock Growth & Income Portfolio BC No No No

OceanRock Growth Portfolio BC No No No

OceanRock Income & Growth Portfolio BC No No No

OceanRock Income Portfolio BC No No No

OceanRock International Equity Fund BC No No No

of 292


5/11/2018 12:00:00 AMas at


OceanRock Maximum Growth Portfolio BC No No No

OceanRock U.S. Equity Fund BC No No No

Oceanus Resources Corporation NS No No No

OCP Credit Strategy Fund ON No No No

OCP Senior Credit Fund ON No No No

Ocs Technologies Corp. BC No Yes No

Octagon Industries Inc. BC No Yes No

Oculus Visiontech Inc. BC No No No

Ocutech Canada Inc. BC No Yes No

Odesia Group Inc. QC No Yes No

Odin Industries Ltd. AB No Yes No

Odyssey Energy Corporation AB No Yes No

Odyssey Resources Limited ON No No No

Odyssey Resources Ltd. (old) BC No Yes No

OG International Inc BC No Yes No

Oil Optimization Inc. AB No Yes No

Oil Sands Sector Fund ON No No No

Oilsands Quest Inc. AB No Yes No

OK2 Minerals Ltd. BC No No No

Okak Bay Resources Ltd. BC No Yes No

Old PSG Wind-down Ltd. ON Yes No No

Olds Industries Inc. BC No Yes No

Olie Inc. BC No Yes No

Olivut Resources Ltd. AB No No No

Olympia & York 240 Sparks Street Limited BC No Yes No

Olympia & York First Canadian Place Limited BC No Yes No

Olympia Financial Group Inc. AB No No No

Omineca Mining and Metals Ltd. BC No No No

Omni Commerce Corp. BC No No No

Omni-Lite Industries Canada Inc. AB No No No

Omnibus Computer Graphics Inc BC No Yes No

Omnicity Corp. BC No Yes No

Omnitech Consultant Group Inc. QC No Yes No

Omoco Holdings Ltd. BC No Yes No

On Wah Investments Corp. BC No Yes No

On4 Communications Inc. BC No Yes No

Oncolix, Inc. BC No Yes No

Oncolytics Biotech Inc. AB No No No

One Click Ventures Inc. BC No Yes No

ONE Financial All-Weather Profit Canada Fund ON Yes No No

of 292


5/11/2018 12:00:00 AMas at


ONE Financial All-Weather Profit Commodities Fund ON Yes No No

ONE Financial All-Weather Profit Conservative Growth 2022 Protected Portfolio ON Yes No No

ONE Financial All-Weather Profit Emerging Markets Fund ON Yes No No

ONE Financial All-Weather Profit Europe & Asia Fund ON Yes No No

ONE Financial All-Weather Profit Global Diversified Fund ON Yes No No

ONE Financial All-Weather Profit Global Diversified Growth Fund ON Yes No No

ONE Financial All-Weather Profit Growth & Income Balanced Fund ON Yes No No

ONE Financial All-Weather Profit Monthly ROC Income 2022 Protected Portfolio ON Yes No No

ONE Financial All-Weather Profit Monthly Tax-Efficient Bond Fund ON Yes No No

ONE Financial All-Weather Profit Tax-Efficient Short-term Savings Fund ON Yes No No

ONE Financial All-Weather Profit U.S. Fund ON Yes No No

ONE Financial Real Property Development Trust (2008-1) ON No Yes No

ONE Financial Real Property Income Fund (2008-1) ON No Yes No

ONE Global Equity ETF ON No No No

One World Lithium Inc. BC Yes No Yes

OneCap Investment Corporation QC No No No

Oneida Resources Inc. BC No Yes No

ONEnergy Inc. ON No No No

OneRoof Energy Group, Inc. ON No Yes No

OneSoft Solutions Inc. AB No No No

Onex Corporation ON No No No

Online Direct Inc. ON No Yes No

OnSat.net Canada Inc. AB No Yes No

Ontario Power Generation Inc. ON No No No

Opawica Explorations Inc. BC No No No

Open Source Health Inc. ON No No No

Open Text Corporation ON No No No

Ophir Copper Corp. BC No Yes No

Oppenheimer Holdings Inc. ON No No No

Opsens Inc. QC No No No

Optimark Data Systems, Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Optium Cyber Systems, Inc. BC No Yes No

Optiva Inc. ON No No No

Opus One Resources Inc. BC No No No

Oracle Energy Corp. BC No No No

Oracle Mining Corp. BC No Yes No

Oragenics, Inc. BC No No No

Orange QC No No No

Orbit Garant Drilling Inc. QC No No No

Orbital Tracking Corp. BC No Yes No

Orbite Technologies Inc. QC No Yes No

Orbus Pharma Inc. AB No No No

Orca Exploration Group Inc. AB No No No

Orca Gold Inc. BC No No No

Orca Touchscreen Technologies Ltd. BC No No No

Orcana Resources Limited BC No Yes No

Orcatron Communications Ltd. BC No Yes No

Ord Mountain Resources Corp. BC No No No

Orefinders Resources Inc. BC No No No

Oremex Gold Inc. ON No Yes No

Orestone Mining Corp. BC No No No

Orex Minerals Inc. BC No No No

Orezone Gold Corporation ON No No No

Orford Mining Corporation ON No No No

Organic Garage Ltd. BC No No No

Organic Potash Corporation ON No No No

OrganiGram Holdings Inc. NB No No No

Organto Foods Inc. BC No No No

Oriental Non-Ferrous Resources Development Inc. BC No No No

Original New York Seltzer Of Canada Ltd. BC No Yes No

Oriole Systems Inc. BC No Yes No

Orion Resource Corporation AB No Yes No

Orla Mining Ltd. BC No No No

Ormonde Mining Plc BC No Yes No

Oroco Resource Corp. BC No No No

Orocobre Limited ON No No No

Orofino Minerals Inc. BC No No No

ORONOVA ENERGY INC. BC No No No

Orosur Mining Inc. BC No No No

Orsina Resources Ltd. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Orsu Metals Corporation BC No No No

ORTHO REGENERATIVE TECHNOLOGIES INC. QC No No No

Orvana Minerals Corp. ON No No No

Oryx Petroleum Corporation Limited AB No No No

OSISKO GOLD ROYALTIES LTD QC No No No

Osisko Metals Incorporated BC No No No

Osisko Mining Inc. ON No No No

Osprey Energy Ltd. BC No Yes No

Osprey Gold Development Ltd. BC No No No

Osta Biotechnologies Inc. QC No Yes No

Otis Gold Corp. BC No No No

Outback Resources Inc. BC No Yes No

OutdoorPartner Media Corporation ON No No No

Outlook Resources Inc. ON No Yes No

Outrider Merchant Equities Inc. AB No Yes No

OV2 Investment 1 Inc. ON No No No

Overbridge Cattle Company Limited BC No Yes No

Owen Ventures Ltd. BC No Yes No

Owl Capital Corp. BC No No No

Oxford Resources Inc. BC No Yes No

Oxin Industries Ltd. BC No Yes No

Oyco Inc. BC No Yes No

Oyster Oil and Gas Ltd. BC No No No

P Squared Renewables Inc. AB No No No

P&P Ventures Inc. BC No No No

P.M.C. Technologies Ltd. BC No Yes No

P.S.M. Technologies Inc. BC No Yes No

P.T.P. Resource Corp. BC No Yes No

P2 Solar, Inc. BC No Yes No

P2P Info Inc. BC No No No

Pacgen Life Science Corporation BC No No No

Pacific Arc Resources Ltd. BC No No No

Pacific Bay Minerals Ltd. BC No No No

Pacific Booker Minerals Inc. BC No No No

Pacific Cascade Minerals Inc. BC No Yes No

Pacific Comox Resources Ltd. BC No Yes No

Pacific Consolidated Resources Corp. BC No Yes No

Pacific Copper Corp. BC No Yes No

Pacific E-Link Corporation BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Pacific Empire Minerals Corp. BC No No No

Pacific Energy Resources Ltd. AB No Yes No

Pacific Engineered Materials Inc. BC No Yes No

Pacific Fashion Retailers Corporation BC No Yes No

Pacific GeoInfo Corp. BC No No No

Pacific Houston Resources, Inc. BC No Yes No

Pacific Imperial Mines Inc. BC No No No

Pacific Iron Ore Corporation AB No No No

Pacific Kenridge Ventures Inc. BC No Yes No

Pacific Link Mining Corp. BC No No No

Pacific Lottery Corporation AB No Yes No

Pacific Minesearch Limited BC No Yes No

Pacific National Financial Corporation BC No Yes No

Pacific Orient Capital Inc. ON No Yes No

Pacific Paradym Energy Inc. BC No No No

Pacific Potash Corporation BC No No No

Pacific Regent - La Jolla No.2 Limited Partnership BC No Yes No

Pacific Ridge Exploration Ltd. BC No No No

Pacific Rim Cobalt Corp. BC No No No

Pacific Rim Container Sales Ltd. BC No Yes No

Pacific Standard Properties Inc. BC No Yes No

Pacific Star Communications Corporation BC No Yes No

Pacific Titan Resource Corp. BC No Yes No

Pacific Topaz Resources Ltd. BC No No No

Pacific Vector Holdings Inc. ON No Yes No

Pacific Video Vending Limited Partnership One BC No Yes No

Pacific Vista Industries Inc. BC No Yes No

Pacific Wildcat Resources Corp. BC No Yes Yes

Pacrim International Capital Inc. ON No Yes No

PacRim Resources Ltd. ON No Yes No

Pacs Technologies Inc. BC No Yes No

Pacton Gold Inc. BC No No No

PacWest Equities, Inc. BC No Yes No

Page Petroleum Ltd. BC No Yes No

Paget Minerals Corp. BC No No No

Paige Innovations Inc. ON No Yes No

Painted Pony Energy Ltd. AB No No No

Pak-Man Resources Inc. BC No Yes No

Palamina Corp. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Palcan Power Systems Inc. BC No Yes No

Palisades Petroleum Corporation BC No Yes No

Palladon Ventures Ltd. BC No Yes No

Pallaum Minerals Ltd. BC No Yes No

Pallet Pallet Inc. ON No Yes No

Palliser Oil & Gas Corporation AB No Yes No

Palm Beach County Utilites Corporation BC No Yes No

Paloma Resources Inc. BC No No No

Palos Equity Income Fund QC No No No

Pamlico Resources Ltd. BC No Yes No

Pan American Fertilizer Corp. BC No Yes No

Pan American Goldfields Ltd. BC No Yes No

Pan American Silver Corp. BC No No No

Pan Andean Minerals Ltd. BC No No No

Pan Global Resources Inc. BC No No No

Pan Ocean Explorations Inc. BC No Yes No

Pan Orient Energy Corp. AB No No No

Pan Pacific Gold Corporation BC No Yes No

Pan Pacific Petroleum Inc. BC No Yes No

Pan Smak Pizza Inc. BC No Yes No

Pan-Asia Development Corporation BC No Yes No

Pan-National Media Group Limited BC No Yes No

Panasoni Energy Corp. BC No Yes No

Pancontinental Gold Corporation BC No No No

Pangolin Diamonds Corp. ON No No No

Panorama Resources N.L. BC No Yes No

Panoro Minerals Ltd. BC No No No

PanTerra Gold Limited BC No No No

Panther Mines Ltd. BC No Yes No

Para Resources Inc. BC No No No

Para-Tech Energy Services Inc. AB No Yes No

Paracomp Technologies Inc. BC No Yes No

Paradise Capital Inc. AB No Yes No

ParaFin Corporation BC No Yes No

Parallax Development Corporation BC No Yes No

Parallel Energy Trust AB No Yes No

Parallel Mining Corp. BC No No No

Paramount Gold Nevada Corp. ON No No No

Paramount Resources Ltd. AB No No No

Paramount Ventures And Finance Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Parana Copper Corporation BC No No No

ParcelPal Technology Inc. BC No No No

Parex Resources Inc. AB No No No

Parisco Foods Limited BC No Yes No

Park Lawn Company Limited ON No No No

Park Lawn Corporation ON No No No

Park Resources Ltd. BC No Yes No

Park Square Properties Limited Partnership MB No Yes No

Parkit Enterprise Inc. BC No No No

Parkland Energy Services Inc. AB No Yes No

Parkland Fuel Corporation AB No No No

Parkside Resources Corporation BC No Yes No

Parkwood Coast Capital Ltd. BC No Yes No

Paron Resources Inc. BC No Yes No

Partner Jet Corp. ON No No No

Partners Oil & Minerals Ltd. BC No Yes No

Partners Real Estate Investment Trust ON No No No

Partners Value Investments Inc. ON No No No

Partners Value Investments LP ON No No No

Partners Value Split Corp. ON No No No

Parton Capital Inc. AB No Yes No

Partyco Holdings Ltd. ON No Yes No

Pascal Biosciences Inc. BC No No No

Pasinex Resources Limited BC No No No

Pason Systems Inc. AB No No No

Passport Potash Inc. BC No Yes No

Patchgear.com Inc. AB No Yes No

Pathfinder Income Fund AB No No No

Pathtechnics Ltd. BC No Yes No

Patria Resources Ltd. AB No Yes No

Patriot Energy Corp. BC No Yes No

Patriot Gold Corp. BC No No No

Patriot One Technologies Inc. BC No No No

Pattern Energy Group Inc. ON No No No

Pax Clean Energy, Inc. BC No Yes No

Pax Petroleum Ltd. BC No Yes No

Paxton International Resources Ltd. BC No Yes No

Pay Linx Financial Corporation AB No Yes No

PayChest, Inc. BC No Yes No

Payfair Industries Ltd. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Pbb Venture Corporation BC No Yes No

PC Chips Corporation ON No Yes No

Pc Ventures Ltd. BC No Yes No

Pch Post Career Habitat Inc. BC No Yes No

Pcp Plasma Computer Products Corporation BC No Yes No

PDC Biological Health Group Corporation BC No Yes No

Peace Arch Entertainment Group Inc. ON No Yes No

Peachtree Network Inc. QC No Yes No

Peak Brewing Group Inc. BC No Yes No

Peak Positioning Technologies Inc. QC No No No

Peaksoft Multinet Corp. BC No Yes No

Pearl River Holdings Limited ON No No No

Pebble Creek Mining Ltd. BC No Yes No

Pediapharm Inc. QC No No No

Pedro Resources Ltd. BC No No No

Peekaboo Beans Inc. BC No No No

PEEKS SOCIAL LTD. ON No No No

Pegasus Gaming Corp. BC No Yes No

Pegasus Gold Inc. BC No Yes No

Pelangio Exploration Inc. ON No No No

Pele Mountain Resources Inc. ON No No No

Pelham Gold "N" Grain Inc. BC No Yes No

Pembina Pipeline Corporation AB No No No

Pencrude Resources Inc. BC No Yes No

Pender Canadian Opportunities Fund BC No No No

Pender Corporate Bond Fund BC No No No

Pender Growth Fund Inc. BC No No No

Pender Small Cap Opportunities Fund BC No No No

Pender Strategic Growth and Income Fund BC No No No

Pender US All Cap Equity Fund. BC No No No

Pender Value Fund BC No No No

Pengrowth Energy Corporation AB No No No

Pennine Petroleum Corporation AB No No No

Pennington's Stores Limited BC No Yes No

Pentanova Energy Corp. BC No No No

People Corporation ON No No No

Peopleline Telecom Inc BC No Yes No

Peoples Jewellers Limited BC No Yes No

Pepcap Resources, Inc. BC No No No

Pepper Rock Resources Corp. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Peptide Technologies, Inc. BC No Yes No

Peragis Inc. SK No Yes No

Peralto Resources Corp. BC No Yes No

Percy Street Capital Corporation ON No No No

Peregrine Diamonds Ltd. BC No No No

Peregrine Systems, Inc. NS No Yes No

Perennial Energy, Inc. BC No Yes No

Performance Minerals Of Canada Ltd. BC No Yes No

Performance Optician Software Corporation QC No Yes No

Perisson Petroleum Corporation AB Yes No No

Peritronics Medical Ltd. BC No Yes No

Perlite Canada Inc. QC No No No

Permex Petroleum Corporation BC No No No

Perpetual Energy Inc. AB No No No

Perpetual Industries Inc. AB No Yes No

PERSEUS MINING LIMITED BC No No No

Pershing Gold Corporation ON No No No

Pertacal Energy Inc. AB No Yes No

PESA Corporation ON No No No

Pesava International Corp. BC No Yes No

Petaquilla Minerals Ltd. BC No Yes Yes

Petrichor Energy Inc. BC No No No

Petro Rio S.A. AB Yes No No

Petro River Oil Corp. AB No Yes No

PETRO VIKING ENERGY INC. AB No Yes No

Petro Vista Energy Corp. BC No No No

Petro-Victory Energy Corp. AB No No No

Petrocel Industries Inc. BC No Yes No

PetroCorp Group Inc. AB No No No

Petrodorado Energy Ltd. AB No No No

Petroflow Energy Ltd. AB No Yes No

PetroFrontier Corp. AB No No No

PetroGlobe Inc. AB No Yes No

Petrol One Corp. BC No Yes No

Petrolex Energy Corporation BC No Yes Yes

Petrolympic Ltd. ON No No No

PetroMaroc Corporation plc AB No No No

Petromin Resources Ltd. BC No Yes Yes

PetroQuest Energy, Inc. BC No No No

PetroReal Energy Inc. AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


Petroshale Inc. AB No No No

Petrotech Inc BC No Yes No

Petroteq Energy Inc. ON No No No

Petrowest Corporation AB No Yes No

Petrox Energy And Minerals Corporation BC No Yes No

Petrox Resources Corp. AB No No No

Petrus Resources Ltd. AB No No No

Peyto Exploration & Development Corp. AB No No No

PFB Corporation AB No No No

PGE Resource Corporation NB No Yes No

Pharaoh Capital Corporation BC No Yes No

Pharlap Resources Ltd. BC No Yes No

Pharma Patch Plc BC No Yes No

PharmaGap Inc. ON No Yes No

Pharmaglobe America Group, Inc. BC No Yes No

Pharmalogix Investments Corp. BC No No No

Pharmeng International Inc. ON No Yes No

Phasor International Communications Inc. BC No Yes No

Philip Services Corp. ON No Yes No

Philippine Metals Inc. BC No No No

Phillips, Hager & North $U.S. Money Market Fund ON No No No

Phillips, Hager & North Balanced Fund ON No No No

Phillips, Hager & North Balanced Pension Trust ON No No No

Phillips, Hager & North Bond Fund ON No No No

Phillips, Hager & North Canadian Equity Fund ON No No No

Phillips, Hager & North Canadian Equity Pension Trust ON No No No

Phillips, Hager & North Canadian Equity Plus Pension Trust ON No No No

Phillips, Hager & North Canadian Equity Underlying Fund ON No No No

Phillips, Hager & North Canadian Equity Underlying Fund II ON No No No

Phillips, Hager & North Canadian Equity Value Class ON No No No

Phillips, Hager & North Canadian Equity Value Fund ON No No No

Phillips, Hager & North Canadian Growth Fund ON No No No

Phillips, Hager & North Canadian Income Fund ON No No No

Phillips, Hager & North Canadian Money Market Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Phillips, Hager & North Conservative Equity Income Fund ON No No No

Phillips, Hager & North Currency-Hedged Overseas Equity Fund ON No No No

Phillips, Hager & North Currency-Hedged U.S. Equity Fund ON No No No

Phillips, Hager & North Dividend Income Fund ON No No No

Phillips, Hager & North Global Equity Fund ON No No No

Phillips, Hager & North High Yield Bond Fund ON No No No

Phillips, Hager & North Inflation-Linked Bond Fund ON No No No

Phillips, Hager & North LifeTime 2015 Fund ON No No No








Phillips, Hager & North Long Inflation-linked Bond Fund ON No No No

Phillips, Hager & North Monthly Income Class ON No No No

Phillips, Hager & North Monthly Income Fund ON No No No

Phillips, Hager & North Overseas Equity Class ON No No No

Phillips, Hager & North Overseas Equity Fund ON No No No

Phillips, Hager & North Overseas Equity Pension Trust ON No No No

Phillips, Hager & North Short Term Bond & Mortgage Fund ON No No No

Phillips, Hager & North Small Float Fund ON No No No

Phillips, Hager & North Total Return Bond Fund ON No No No

Phillips, Hager & North U.S. Dividend Income Fund ON No No No

Phillips, Hager & North U.S. Equity Fund ON No No No

Phillips, Hager & North U.S. Growth Fund ON No No No

Phillips, Hager & North U.S. Multi-Style All-Cap Equity Class ON No No No

Phillips, Hager & North U.S. Multi-Style All-Cap Equity Fund ON No No No

Phillips, Hager & North Vintage Fund ON No No No

Phivida Holdings Inc. BC No No No

Phoenix Canada Oil Company Limited ON No No No

Phoenix Capital Inc. AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


Phoenix Capital Income Trust BC No Yes No

Phoenix Global Capital Inc. BC No Yes No

Phoenix Gold Resources Corp. BC No No No

Phoenix Health Group Inc. ON No Yes No

Phoenix Leisure Corporation BC No Yes No

Photon Control Inc. BC No No No

PHX Energy Services Corp. AB No No No

Picosec Technology Ltd. BC No Yes No

Picton Mahoney Fortified Equity Fund ON No No No

Picton Mahoney Fortified Income Fund ON No No No

Picton Mahoney Fortified Multi-Asset Fund ON No No No

Picton Mahoney Tactical Income Fund ON No No No

Pieridae Energy Limited AB No No No

Pigboss Follow-up Growth Inc. QC No Yes No

Pih Pacific International Hardwoods Inc. BC No Yes No

Pii Photovision International, Inc. BC No Yes No

Pilgrim Holdings Ltd. BC No Yes No

Pilot Peak Gold Inc. BC No Yes No

Pima Zinc Corp. ON No No No

PIMCO Balanced Income Fund (Canada) ON No No No

PIMCO Canadian Short Term Bond Fund ON No No No

PIMCO Canadian Total Return Bond Fund ON No No No

PIMCO Global Advantage Strategy Bond Fund (Canada) ON No No No

PIMCO Global Income Opportunities Fund ON No No No

PIMCO Investment Grade Credit Fund (Canada) ON No No No

PIMCO Monthly Income Fund (Canada) ON No No No

PIMCO Unconstrained Bond Fund (Canada) ON No No No

Pine Cliff Energy Ltd. AB No No No

Pine Trail Capital Trust AB No No No

Pine Valley Mining Corporation BC No Yes No

PineBridge Investment Grade Preferred Securities Fund ON No No No

Pinecrest Resources Ltd. BC No No No

Pinedale Energy Limited BC No No No

Pineridge Capital Group Inc. BC No Yes No

Pinestar Gold Inc. BC No Yes No

Pinetree Capital Ltd. ON No No No

Pinetree Software Canada Ltd. BC No Yes No

Pinewood Resources Ltd. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Pingify International, Inc. BC No Yes No

Pink Pages Publications Inc. BC No Yes No

Pinnacle Balanced Portfolio ON No No No

Pinnacle Growth Portfolio ON No No No

Pinnacle Income Portfolio ON No No No

Pinnacle Renewable Holdings Inc. BC No No No

Pioneer Exploration Inc. BC No Yes No

Pioneering Technology Corp. ON No No No

Piper Resources Ltd. QC No Yes No

Pirates Gold Corporation BC No Yes No

Pistol Bay Mining Inc. BC No No No

Pistol Petroleum Incorporated BC No Yes No

Pivit Exploration Inc. BC No No No

Pivot Pharmaceuticals Inc. BC No No No

Pivot Technology Solutions, Inc. ON No No No

Pivotal Therapeutics Inc. ON No Yes No

Pixman Nomadic Media Inc. QC No Yes No

Pizza Pizza Royalty Corp. ON No No No

PJX Resources Inc. ON No No No

Place Concorde East Limited Partnership BC No Yes No

Plaintree Systems Inc. ON No No No

Planet Health Corp. AB No No No

Planet Ventures Inc. BC No No No

Plaser Light Corp. BC No Yes No

Plastic Engine Technology Corporation BC No Yes No

Plata Latina Minerals Corporation BC No No No

Plata Mining Limited BC No Yes No

Plateau Energy Metals Inc. ON No No No

Platform Eight Capital Corp. ON No No No

Platinex Inc. ON No No No

Platinex Mining Corporation BC No Yes No

Platinova A/S ON No Yes No

Platinova Resources Ltd ON No Yes No

Platinum Group Metals Ltd. BC No No No

Plato Gold Corp. ON No No No

Play LA Inc. BC No Yes No

Playa El Agua Hotel Limited Partnership BC No Yes No

Playbox (US) Inc. BC No Yes No

Playdigm Entertainment Corporation BC No Yes No

Playfair Mining Ltd. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Plaza Retail REIT NB No No No

Plenus Investment Inc. BC No No No

Plus International Corporation BC No Yes No

Plymouth Realty Capital Corp. ON No No No

POCML 4 Inc. ON No No No

POET Technologies Inc. ON No No No

Point Loma Resources Ltd. AB No No No

Point Resources Ltd. BC No Yes No

Points International Ltd. ON No No No

Pola Resources Ltd. BC No Yes No

Polar Resources Corporation BC No Yes No

Polaris Infrastructure Inc. ON No No No

Polestar Exploration Inc. BC No Yes No

Pollard Banknote Limited MB No No No

PolyMet Mining Corp. BC No No No

Polyphalt Inc. ON No Yes No

Polysource Holdings Plc BC No Yes No

Pond Technologies Holdings Inc. AB No No No

Ponderosa Fund BC No Yes No

Ponderosa Ventures Inc. BC No Yes No

PONDEROUS PANDA CAPITAL CORP. BC No No No

Pool Safe Inc. ON No No No

Poplar Creek Resources Inc. AB No Yes No

Portacom Wireless Inc. BC No Yes No

Portex Minerals Inc. ON No Yes No

Portfolio Series Balanced Fund ON No No No

Portfolio Series Balanced Growth Fund ON No No No

Portfolio Series Conservative Balanced Fund ON No No No

Portfolio Series Conservative Fund ON No No No

Portfolio Series Growth Fund ON No No No

Portfolio Series Income Fund ON No No No

Portfolio Series Maximum Growth Fund ON No No No

Portia Exploration Ltd. BC No Yes No

Portland 15 of 15 Fund ON No No No

Portland Advantage Fund ON No No No

Portland Canadian Balanced Fund ON No No No

Portland Canadian Focused Fund ON No No No

Portland Global Banks Fund ON No No No

Portland Global Dividend Fund ON No No No

Portland Global Income Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Portland Value Fund ON No No No

Portlogic Systems Inc. BC No No No

Porto Energy Corp. AB No Yes No

Portofino Resources Inc. BC No No No

Portus Corporation BC No Yes No

Poseidon Concepts Corp. AB No Yes No

Posera Ltd. ON No No No

Position Inc. AB No Yes No

Postec Systems Inc. AB No Yes No

Postmedia Network Canada Corp. ON No No No

Potash Corporation of Saskatchewan Inc. SK No No No

Potash Ridge Corporation ON No No No

Pounce Technologies Inc. AB No No No

Powder Mountain Inc. AB No No No

Power Air Corporation BC No Yes No

Power Americas Minerals Corp. BC No No No

Power Corporation of Canada QC No No No

Power Financial Corporation QC No No No

Power Metals Corp. BC No No No

Power Tech Corporation Inc. QC No Yes No

Powerband Solutions Inc. BC No No No

PowerNova Technologies Corporation BC No Yes No

PowerShares 1-10 Year Laddered Investment Grade Corporate Bond Index ETF ON No No No

PowerShares 1-3 Year Laddered Floating Rate Note Index ETF ON No No No

PowerShares 1-5 Year Laddered All Government Bond Index ETF ON No No No

PowerShares 1-5 Year Laddered Corporate Bond Index Fund ON No No No

PowerShares 1-5 Year Laddered Investment Grade Corporate Bond Index ETF ON No No No

PowerShares Canadian Dividend Index Class ON No No No

PowerShares Canadian Dividend Index ETF ON No No No

PowerShares Canadian Low Volatility Index Class ON No No No

PowerShares Canadian Preferred Share Index Class ON No No No

PowerShares Canadian Preferred Share Index ETF ON No No No

PowerShares DWA Global Momentum Index ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


PowerShares FTSE RAFI Canadian Fundamental Index ETF ON No No No

PowerShares FTSE RAFI Canadian Small-Mid Fundamental Index ETF ON No No No

PowerShares FTSE RAFI Global Small-Mid Fundamental ETF ON No No No

PowerShares FTSE RAFI Global+ Fundamental Index ETF ON No No No

PowerShares FTSE RAFI U.S. Fundamental Index ETF ON No No No

PowerShares FTSE RAFI U.S. Fundamental Index ETF II ON No No No

Powershares FTSE RAFI® Canadian Fundamental Index Class ON No No No

PowerShares FTSE RAFI® Emerging Markets Fundamental Class ON No No No

PowerShares FTSE RAFI® Global+ Fundamental Fund ON No No No

PowerShares FTSE RAFI® U.S. Fundamental Fund ON No No No

PowerShares Fundamental High Yield Corporate Bond Index ETF ON No No No

PowerShares Global Dividend Achievers Fund ON No No No

PowerShares Global Shareholder Yield ETF ON No No No

PowerShares High Yield Corporate Bond Index Fund ON No No No

PowerShares LadderRite U.S. 0-5 Year Corporate Bond Index ETF ON No No No

PowerShares Low Volatility Portfolio ETF ON No No No

PowerShares Monthly Income Fund ON No No No

PowerShares QQQ Index ETF ON No No No

PowerShares Real Return Bond Index Fund ON No No No

PowerShares S&P 500 High Dividend Low Volatility Index ETF ON No No No

PowerShares S&P 500 Low Volatility Index ETF ON No No No

PowerShares S&P Emerging Markets Low Volatility Index ETF ON No No No

PowerShares S&P Global ex. Canada High Dividend Low Volatility Index ETF ON No No No

PowerShares S&P International Developed Low Volatility Index ETF ON No No No

PowerShares S&P/TSX Composite Low Volatility Index ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


PowerShares S&P/TSX REIT Income Index ETF ON No No No

PowerShares Senior Loan Index ETF ON No No No

PowerShares Tactical Bond ETF ON No No No

PowerShares Tactical Bond Fund ON No No No

PowerShares U.S. Low Volatility Index Fund ON No No No

PowerShares Ultra Liquid Long Term Government Bond Index ETF ON No No No

Poynt Corporation AB No Yes No

PPC Capital Corp. AB No Yes No

PPF International Corporation AB No Yes No

PPOA Holdings, Inc. AB No Yes No

PPX Mining Corp. BC No No No

Practicar Industries Corp. BC No Yes No

Praetorian Property, Inc. BC No Yes No

Prairie Provident Resources Inc. AB No No No

PrairieSky Royalty Ltd. AB No No No

Precious Metals and Mining Trust ON No No No

Precipitate Gold Corp. BC No No No

Precision Assessment Technology Corporation BC No Yes No

Precision Drilling Corporation AB No No No

Predator Blockchain Capital Corp. AB No No No

Prefco Enterprises Inc. BC No Yes No

Preferred Dental Technologies Inc. MB No No No

Preferred Enterprises Ltd. AB No Yes No

Premier Diversified Holdings Inc. BC No No No

Premier Gold Mines Limited ON No No No

Premier Health Group Inc. BC No Yes No

Premium Brands Holdings Corporation BC No No No

Premium Exploration Inc. BC No Yes No

Premium Income Corporation ON No No No

Preo Software Inc. AB No Yes No

Presidential Forest Products Corporation BC No Yes No

Prestige Telecom Inc. QC No Yes No

Preston Corp. BC No Yes No

Pretium Resources Inc. BC No No No

Preveceutical Medical Inc. BC No No No

Pricam Explorations Inc. BC No Yes No

Pride Resources Ltd. BC No Yes No

Primaria Capital (Canada) Ltd. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Primary Cobalt Corp. BC No No No

Prime Air Inc. BC No Yes No

Prime City One Capital Corp. ON No No No

Prime Dividend Corp. ON No No No

Prime Meridian Resources Corp. BC No No No

Prime Minerals Corp. BC No No No

Prime Petroleum Group Inc. BC No Yes No

Primeline Energy Holdings Inc. BC No No No

Primenet Communications Inc. ON No Yes Yes

Primerica Balanced Yield Fund ON No No No

Primerica Canadian Balanced Growth Fund ON No No No

Primerica Canadian Money Market Fund ON No No No

Primerica Global Balanced Growth Fund ON No No No

Primerica Global Equity Fund ON No No No

Primerica Income Fund ON No No No

Primero Mining Corp. ON No No No

Primewest Mortgage Investment Corporation SK No No No

Primrose Technology Corporation BC No Yes No

Prince Resource Corporation AB No Yes No

Princess Resources Ltd. BC No Yes No

Printera Corporation ON No Yes No

Priority Ventures Ltd. BC No Yes No

Prism Resources Inc. BC No No No

Priszm Income Fund ON No Yes No

Priviti Oil & Gas Opportunities Limited Partnership 2013 AB No No No

Priyanka Capital Inc. BC No No No

Prize Mining Corporation AB No No No

Pro Minerals Inc. BC No Yes No

PRO Real Estate Investment Trust QC No No No

Pro-Tech Venture Corp. BC No Yes No

Pro-Trans Ventures Inc. AB No Yes No

ProAm Explorations Corporation BC No Yes No

Probe Exploration Inc. AB No Yes No

Probe Metals Inc. ON No No No

Process Capital Corp. ON No Yes No

Procom Emerald Company Inc. BC No Yes No

Prodigital Film Studios Inc BC No Yes No

Prodigy Ventures Inc. ON No No No

Production Enhancement Group, Inc. AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


Profab Energy Services Ltd. AB No Yes No

Proflex Limited BC No Yes No

Profound Medical Corp. ON No No No

Progold Resources Ltd. BC No Yes No

Promax Communications Inc. BC No Yes No

Promax Energy Inc. AB No Yes No

Promethean Technologies Inc. BC No Yes No

ProMetic Life Sciences Inc. QC No No No

Prominent Resources Corporation BC No Yes No

Prominex Resource Corp. BC No Yes No

ProMIS Neurosciences Inc. ON No No No

ProntoForms Corporation ON No No No

Prophecy Development Corp. BC No No No

Prophecy Entertainment Inc. BC No Yes No

Prophesy Developments Ltd. BC No Yes No

Prophet Resources Ltd. BC No Yes No

Prosalutis Holdings Inc. BC No Yes No

ProSmart Enterprises Inc. BC No No No

Prospect Park Capital Corp. ON No No No

Prospect Ventures, Inc. BC No Yes No

Prospectors Airways Consolidated Ltd. BC No Yes No

Prosper Gold Corp. BC No No No

Prospero Silver Corp. BC No No No

Prosys Tech Corporation QC No Yes No

Protech Home Medical Corp. BC No No No

Protection Technology Inc. BC No Yes No

Proteo Technology Corporation BC No Yes No

Proteus Environmental Inc. AB No Yes No

Protos Blockchain Corp. BC No No No

Provenance Gold Corp. BC No No No

Providence Gold Mines Inc. BC No No No

PsiNaptic Inc. AB No Yes No

PUDO Inc. ON No No No

PUF Ventures Inc. BC No No No

Pulse Oil Corp. BC No No No

Pulse Seismic Inc. AB No No No

Puma Exploration Inc. QC No No No

Purden Lake Ski Development Ltd. BC No Yes No

Pure Energy Minerals Limited BC No No No

Pure Energy Visions Corporation ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


Pure Gold Mining Inc. BC No No No

Pure Hospitality Solutions, Inc. BC No Yes No

Pure Industrial Real Estate Trust BC No No No

Pure Lean Incorporated AB No Yes No

Pure Multi-Family REIT LP BC No No No

Pure Nickel Inc. ON No No No

Pure Pioneer Ventures BC No Yes No

Purepoint Uranium Group Inc. ON No No No

Purichlor Technology Ltd. BC No Yes No

Purpose Alternative Strategies Fund ON No No No

Purpose Alternative Yield Fund ON No No No

Purpose Best Ideas Fund ON No No No

Purpose Canadian Financial Income Fund ON No No No

Purpose Conservative Income Fund ON No No No

Purpose Core Dividend Fund ON No No No

Purpose Diversified Real Asset Fund ON No No No

Purpose Duration Hedged Real Estate Fund ON No No No

Purpose Enhanced Dividend Fund ON No No No

Purpose Enhanced U.S. Equity Fund ON No No No

Purpose Global Innovators Fund ON No No No

Purpose Global Resource Fund ON No No No

Purpose High Interest Savings ETF ON No No No

Purpose International Dividend Fund ON No No No

Purpose International Tactical Hedged Equity Fund ON No No No

Purpose MLP & Infrastructure Income Fund ON No No No

Purpose Monthly Income Fund ON No No No

Purpose Multi-Strategy Market Neutral Fund ON No No No

Purpose Premium Money Market Fund ON No No No

Purpose Premium Yield Fund ON No No No

Purpose Short Duration Tactical Bond Fund ON No No No

Purpose Special Opportunities Fund ON No No No

Purpose Strategic Investment Grade Bond Fund ON No No No

Purpose Tactical Bond Fund ON No No No

Purpose Tactical Hedged Equity Fund ON No No No

Purpose Tactical Investment Grade Bond Fund ON No No No

Purpose Total Return Bond Fund ON No No No

Purpose US Cash ETF ON No No No

Purpose US Dividend Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Purpose US Preferred Share Fund ON No No No

Pursuit American Fund BC No Yes No

Pursuit Canadian Equity Fund BC No Yes No

Pursuit Income Fund BC No Yes No

Pursuit Money Market Fund BC No Yes No

Pyramid Petroleum Inc. AB No Yes No

Pyrogenesis Canada Inc. QC No No No

Pyrok Group Plc BC No Yes No

Q Investments Ltd. BC No No No

Q-Gold Resources Ltd. BC No No No

Q-Tel Wireless Inc. AB No Yes No

Q.C. Explorations Ltd. BC No Yes No

Q/Media Services Corporation BC No Yes No

Q2 Gold Resources Inc. BC No Yes No

QI Systems Inc. BC No Yes No

QMC Quantum Minerals Corp. BC No No No

QMX Gold Corporation ON No No No

Qnetix Inc. ON No Yes No

Qsa Technology, Inc. BC No Yes No

QSolar Limited AB No Yes No

QSound Labs, Inc. AB No Yes No

Quad Energy Corp. BC No Yes No

Quad/Graphics, Inc. QC No No No

Quadrant Resources Corp. BC No Yes No

Quadriga Fintech Solutions Corp. BC No Yes No

Quadrille Retirement Homes Limited Partnership No. 1 BC No Yes No

Quadro Resources Ltd. BC No No No

Quadron Cannatech Corporation BC No No No

Quadtech International Inc. BC No Yes No

Quality Quest Systems Inc. BC No Yes No

Quanta Resources Inc. BC No Yes No

Quantex Capital Corporation BC No Yes No

Quantitative Alpha Trading Inc. ON No Yes No

Quantum Cobalt Corp. BC No No No

Quantum Fuel Systems Technologies Worldwide, Inc. AB No Yes No

Quantum International Income Corp ON No No No

Quantum MRI Inc. BC No Yes No

Quantum Numbers Corp. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Quantum Solar Power Corp. BC No Yes No

Quarterhill Inc. ON No No No

Quartz Mountain Resources Ltd. BC No No No

Quaterra Resources Inc. BC No No No

Quattro Exploration and Production Ltd. AB No Yes No

Quebec Growth Fund Inc. QC No Yes No

Quebecor Inc. QC No No No

Queensway Financial Holdings Limited ON No Yes No

Quest PharmaTech Inc. AB No No No

Quest Rare Minerals Ltd. QC Yes No No

Questerre Energy Corporation AB No No No

Questfire Energy Corp. AB No Yes No

Questor Technology Inc. AB No No No

Quiet Bay Minerals Corp. BC No Yes No

Quillo Technologies, Inc. BC No Yes No

Quinsam Capital Corporation ON No No No

Quinte Bay No. 3 Limited Partnership ON No Yes No

Quintel Industries Limited BC No Yes No

Quinto Resources Inc. QC No No No

Quizam Media Corporation BC No No No

Qumana Software Inc. BC No Yes No

Quorum Information Technologies Inc. AB No No No

Quote Resources Inc. BC No Yes No

Qwest Diversified Capital Corporation AB No Yes No

Qwest Energy Canadian Resource Class BC No No No

Qwick Media Inc. BC No No No

QYOU Media Inc. ON No No No

R&R Real Estate Investment Trust ON No No No

R.M.P. Developpements Inc. QC No Yes No

R.R. Donnelley & Sons Company ON No No No

Ra Minerals Inc. ON No Yes No

Race World International, Inc. BC No Yes No

Rackla Metals Inc. BC No No No

Radiant Energy Corporation ON No Yes No

Radiant Health Care Inc. BC No No No

Radical Advanced Technologies Corp. BC No Yes No

Radical Elastomers Inc. BC No Yes No

Radient Technologies Inc. AB No No No

Radisson Mining Resources Inc. QC No No No

Radius Gold Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Rage Energy Ltd. AB No Yes No

Raging River Exploration Inc. AB No No No

Railtown Capital Corp. BC No No No

Rain Resources Corp. BC No No No

Rainex Industries Ltd. BC No Yes No

Rainforest Mushrooms Ltd. BC No Yes No

Rainy Hollow Ventures Inc. BC No No No

Rainy Mountain Royalty Corp. BC No No No

Raise Production Inc. AB No No No

Ram Aesthetic Materials Technology, Inc. BC No Yes No

Rambler Metals and Mining plc AB No No No

Ramm Venture Corporation BC No Yes No

Rampart Energy Ltd. AB No Yes No

Rancho Santa Monica Developments, Inc. BC No Yes No

Randgold Resources Limited BC No No No

Randsburg International Gold Corp. BC No No No

Range Energy Inc. AB No Yes No

Range Energy Resources Inc. BC No No No

Range Gold Corp. BC No Yes No

Ranger Pacific Minerals Ltd. BC No Yes No

Rangestar Telecommunications Ltd. BC No Yes No

Rapid Solutions Corporation AB No Yes No

Rapidfire Resources Ltd AB No Yes No

Rare Element Resources Ltd. BC No No No

Rare Method Interactive Corp. AB No Yes No

Rat International (Mkt) Ltd. BC No Yes No

Rathdowney Resources Ltd. BC No No No

Raudin Exploration Inc. QC No Yes No

Raven Gold Corp. BC No Yes No

Ravencrest Condominium Hotel Limited Partnership BC No Yes No

Ravenhead Recovery Corporation BC No Yes No

RavenQuest Biomed Inc. BC No No No

Ravensden Capital Inc. BC No No No

Ravensource Fund ON No No No

Rayonier Advanced Materials Inc. QC No No No

Razor Energy Corp. AB No No No

Razor Resources Inc. BC No Yes No

RB Energy Inc. BC No Yes No

RBC $U.S. High Yield Bond Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


RBC $U.S. Investment Grade Corporate Bond Fund ON No No No

RBC $U.S. Money Market Fund ON No No No

RBC $U.S. Short Term Income Class ON No No No

RBC $U.S. Short-Term Corporate Bond Fund ON No No No

RBC $U.S. Strategic Income Bond Fund ON No No No

RBC 1-5 Year Laddered Canadian Bond ETF ON No No No

RBC 1-5 Year Laddered Corporate Bond ETF ON No No No

RBC 6-10 Year Laddered Canadian Corporate Bond ETF ON No No No

RBC Asia Pacific ex-Japan Equity Fund ON No No No

RBC Asian Equity Fund ON No No No

RBC Balanced Fund ON No No No

RBC Balanced Growth & Income Class ON No No No

RBC Balanced Growth & Income Fund ON No No No

RBC Balanced Growth Fund ON No No No

RBC BlueBay Global Diversified Income (CAD Hedged) ETF ON No No No

RBC Bond Fund ON No No No

RBC Canadian Bank Yield Index ETF ON No No No

RBC Canadian Bond Index ETF ON No No No

RBC Canadian Bond Index Fund ON No No No

RBC Canadian Dividend Class ON No No No

RBC Canadian Dividend Fund ON No No No

RBC Canadian Dividend Leaders ETF ON No No No

RBC Canadian Equity Class ON No No No

RBC Canadian Equity Fund ON No No No

RBC Canadian Equity Income Class ON No No No

RBC Canadian Equity Income Fund ON No No No

RBC Canadian Equity Index ETF ON No No No

RBC Canadian Government Bond Index Fund ON No No No

RBC Canadian Index Fund ON No No No

RBC Canadian Mid Cap Equity Class ON No No No

RBC Canadian Money Market Fund ON No No No

RBC Canadian Preferred Share ETF ON No No No

RBC Canadian Short Term Bond Index ETF ON No No No

RBC Canadian Short-Term Income Fund ON No No No

RBC Canadian Small & Mid-Cap Resources Fund ON No No No

RBC Canadian T-Bill Fund ON No No No

RBC Capital Trust QC No No No

of 292


5/11/2018 12:00:00 AMas at


RBC Conservative Growth & Income Fund ON No No No

RBC EAFE Dividend Leaders ETF ON No No No

RBC Emerging Markets Bond Fund ON No No No

RBC Emerging Markets Bond Fund (CAD Hedged) ON No No No

RBC Emerging Markets Dividend Fund ON No No No

RBC Emerging Markets Equity Class ON No No No

RBC Emerging Markets Equity Fund ON No No No

RBC Emerging Markets Equity Index ETF ON No No No

RBC Emerging Markets Foreign Exchange Fund ON No No No

RBC Emerging Markets Multi-Strategy Equity Fund ON No No No

RBC Emerging Markets Small-Cap Equity Fund ON No No No

RBC European Dividend Fund ON No No No

RBC European Equity Class ON No No No

RBC European Equity Fund ON No No No

RBC European Mid-Cap Equity Fund ON No No No

RBC Global Bond & Currency Fund ON No No No

RBC Global Bond Fund ON No No No

RBC Global Corporate Bond Fund ON No No No

RBC Global Dividend Growth Currency Neutral Fund ON No No No

RBC Global Dividend Growth Fund ON No No No

RBC Global Energy Fund ON No No No

RBC Global Equity Class ON No No No

RBC Global Equity Focus Currency Neutral Fund ON No No No

RBC Global Equity Focus Fund ON No No No

RBC Global Equity Fund ON No No No

RBC Global Government Bond (CAD Hedged) Index ETF ON No No No

RBC Global Growth & Income Fund ON No No No

RBC Global High Yield Bond Fund ON No No No

RBC Global Precious Metals Fund ON No No No

RBC Global Resources Class ON No No No

RBC Global Resources Fund ON No No No

RBC Global Technology Fund ON No No No

RBC High Yield Bond Fund ON No No No

RBC International Dividend Growth Fund ON No No No

RBC International Equity (CAD Hedged) Index ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


RBC International Equity Class ON No No No

RBC International Equity Currency Neutral Fund ON No No No

RBC International Equity Fund ON No No No

RBC International Equity Index ETF ON No No No

RBC International Index Currency Neutral Fund ON No No No

RBC Japanese Equity Fund ON No No No

RBC Life Science And Technology Fund ON No No No

RBC Managed Payout Solution ON No No No

RBC Managed Payout Solution-Enhanced ON No No No

RBC Managed Payout Solutions-Enhanced Plus ON No No No

RBC Monthly Income Bond Fund ON No No No

RBC Monthly Income Fund ON No No No

RBC North American Growth Fund ON No No No

RBC North American Value Class ON No No No

RBC North American Value Fund ON No No No

RBC O'Shaughnessy All Canadian Equity Fund ON No No No

RBC O'Shaughnessy Canadian Equity Fund ON No No No

RBC O'Shaughnessy Global Equity Fund ON No No No

RBC O'Shaughnessy International Equity Fund ON No No No

RBC O'Shaughnessy U.S. Growth Fund ON No No No

RBC O'Shaughnessy U.S. Growth Fund II ON No No No

RBC O'Shaughnessy U.S. Value Fund ON No No No

RBC O'Shaughnessy U.S. Value Fund (Unhedged) ON No No No

RBC PH&N Short Term Canadian Bond ETF ON No No No

RBC Premium $U.S. Money Market Fund ON No No No

RBC Premium Money Market Fund ON No No No

RBC Private Canadian Corporate Bond Pool ON No No No

RBC Private Canadian Dividend Pool ON No No No

RBC Private Canadian Equity Pool ON No No No

RBC Private Canadian Growth and Income Equity Pool ON No No No

RBC Private Canadian Growth Equity Pool ON No No No

RBC Private Canadian Mid Cap Equity Pool ON No No No

RBC Private EAFE Equity Pool ON No No No

RBC Private Income Pool ON No No No

RBC Private Overseas Equity Pool ON No No No

RBC Private Short-Term Income Pool ON No No No

RBC Private U.S. Growth Equity Pool ON No No No

of 292


5/11/2018 12:00:00 AMas at


RBC Private U.S. Large-Cap Core Equity Currency Neutral Pool ON No No No

RBC Private U.S. Large-Cap Core Equity Pool ON No No No

RBC Private U.S. Large-Cap Value Equity Currency Neutral Pool ON No No No

RBC Private U.S. Large-Cap Value Equity Pool ON No No No

RBC Private U.S. Small Cap Equity Pool ON No No No

RBC Private World Equity Pool ON No No No

RBC Quant Canadian Equity Leaders ETF ON No No No

RBC Quant EAFE Dividend Leaders (CAD Hedged) ETF ON No No No

RBC Quant EAFE Equity Leaders (CAD Hedged) ETF ON No No No

RBC Quant EAFE Equity Leaders ETF ON No No No

RBC Quant Emerging Markets Dividend Leaders ETF ON No No No

RBC Quant Emerging Markets Equity Leaders ETF ON No No No

RBC Quant European Dividend Leaders (CAD Hedged) ETF ON No No No

RBC Quant European Dividend Leaders ETF ON No No No

RBC Quant Global Infrastructure Leaders ETF ON No No No

RBC Quant Global Real Estate Leaders ETF ON No No No

RBC Quant U.S. Dividend Leaders (CAD Hedged) ETF ON No No No

RBC Quant U.S. Equity Leaders (CAD Hedged) ETF ON No No No

RBC Quant U.S. Equity Leaders ETF ON No No No

RBC QUBE All Country World Equity Fund ON No No No

RBC QUBE Canadian Equity Fund ON No No No

RBC QUBE Global Equity Fund ON No No No

RBC QUBE Low Volatility All Country World Equity Fund ON No No No

RBC QUBE Low Volatility Canadian Equity Class ON No No No

RBC QUBE Low Volatility Canadian Equity Fund ON No No No

RBC QUBE Low Volatility Global Equity Class ON No No No

RBC QUBE Low Volatility Global Equity Fund ON No No No

RBC QUBE Low Volatility Gobal Equity Currency Neutral Fund ON No No No

RBC QUBE Low Volatility U.S. Equity Class ON No No No

RBC QUBE Low Volatility U.S. Equity Currency Neutral Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


RBC QUBE Low Volatility U.S. Equity Fund ON No No No

RBC QUBE U.S. Equity Fund ON No No No

RBC Retirement 2020 Portfolio ON No No No







RBC Retirement Income Solution ON No No No

RBC Select Aggressive Growth Portfolio ON No No No

RBC Select Balanced Portfolio ON No No No

RBC Select Choices Aggressive Growth Portfolio ON No No No

RBC Select Choices Balanced Portfolio ON No No No

RBC Select Choices Conservative Portfolio ON No No No

RBC Select Choices Growth Portfolio ON No No No

RBC Select Conservative Portfolio ON No No No

RBC Select Growth Portfolio ON No No No

RBC Select Very Conservative Portfolio ON No No No

RBC Short Term Income Class ON No No No

RBC Short Term U.S. Corporate Bond ETF ON No No No

RBC Strategic Global Dividend Leaders ETF ON No No No

RBC Strategic Global Equity Leaders ETF ON No No No

RBC Strategic Income Bond Fund ON No No No

RBC Target 2018 Corporate Bond Index ETF ON No No No



RBC Target 2020 Education Fund ON No No No







RBC Trend Canadian Equity Fund ON No No No

RBC U.S. Banks Yield (CAD Hedged) Index ETF ON No No No

RBC U.S. Banks Yield Index ETF ON No No No

RBC U.S. Dividend Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


RBC U.S. Dividend Currency Neutral Fund ON No No No

RBC U.S. Dividend Fund ON No No No

RBC U.S. Dividend Leaders ETF ON No No No

RBC U.S. Equity (CAD Hedged) Index ETF ON No No No

RBC U.S. Equity Class ON No No No

RBC U.S. Equity Currency Neutral Fund ON No No No

RBC U.S. Equity Fund ON No No No

RBC U.S. Equity Index ETF ON No No No

RBC U.S. Equity Value Class ON No No No

RBC U.S. Equity Value Fund ON No No No

RBC U.S. Index Currency Neutral Fund ON No No No

RBC U.S. Index Fund ON No No No

RBC U.S. Mid-Cap Equity Currency Neutral Fund ON No No No

RBC U.S. Mid-Cap Equity Fund ON No No No

RBC U.S. Mid-Cap Value Equity Class ON No No No

RBC U.S. Mid-Cap Value Equity Fund ON No No No

RBC U.S. Monthly Income Fund ON No No No

RBC U.S. Small-Cap Core Equity Class ON No No No

RBC U.S. Small-Cap Core Equity Fund ON No No No

RBC U.S. Small-Cap Value Equity Fund ON No No No

RBC Vision Balanced Fund ON No No No

RBC Vision Bond Fund ON No No No

RBC Vision Canadian Equity Fund ON No No No

RBC Vision Fossil Fuel Free Global Equity Fund ON No No No

RBC Vision Global Equity Fund ON No No No

RBC Vision Women's Leadership MSCI Canada Index ETF ON No No No

Rci Corporation BC No Yes No

RDX Technologies Corporation AB No Yes No

Rea Gold Corporation BC No Yes No

Real Asset Income and Growth Fund QC No No No

Real del Monte Mining Corporation BC No Yes No

Real Difference Capital Inc. BC No No No

Real Estate Asset Liquidity Trust ON No No No

Real Estate Investment Corporate Class ON No No No

Real Estate Investment Pool ON No No No

Real Matters Inc. ON No No No

Real Return Bond Fund ON No No No

Real Return Bond Fund (Portico) ON No No No

of 292


5/11/2018 12:00:00 AMas at


Real Time Measurements Inc. AB No Yes No

Realm Group Inc. BC No Yes No

REALnorth Opportunities Fund BC No No No

Reba Resources Ltd. BC No Yes No

Rebel Capital Inc. BC No No No

Recco Research Corporation BC No Yes No

Receptagen Ltd. BC No Yes No

Reco Central Alberta Inc. AB No No No

Reco International Group Inc. BC No No No

Reco Northern Alberta Inc. AB No No No

Reco Southern Alberta Inc. AB No No No

Red Crescent Resources Limited ON No Yes No

Red Eagle Exploration Limited BC No No No

Red Eagle Mining Corporation BC No No No

Red Earth Energy Limited BC No Yes No

Red Hill Marketing Group Ltd. BC No Yes No

Red Metal Resources Ltd. BC Yes No No

Red Moon Resources Inc. AB No No No

Red Oak Mining Corp. BC No No No

Red Pine Exploration Inc. ON No No No

Red Pine Petroleum Ltd. BC No No No

Red River Capital Corp. AB No No No

Red Rock Capital Corp. BC No No No

Red Tiger Mining Inc. ON No Yes No

REDCELL POWER CORP BC No Yes No

Redcorp Ventures Ltd. BC No Yes No

Redeco Energy Inc. AB No Yes No

Redex Inc. QC No Yes No

Redhawk Resources, Inc. BC No No No

RediShred Capital Corp. ON No No No

Redline Communications Group Inc. ON No No No

Redstar Gold Corp. BC No No No

Redwater Energy Corp. AB No Yes No

Redwing Resources Inc. BC No Yes No

Redwood Advantage Monthly Income Fund ON No No No

Redwood Balance Income Fund ON No No No

Redwood Behavioural Opportunities Fund ON No No No

Redwood Canadian Preferred Share Fund ON No No No

Redwood Core Income Equity Fund ON No No No

Redwood Emerging Markets Dividend Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Redwood Energy Credit Fund ON No No No

Redwood Energy Income Fund ON No No No

Redwood Equity Growth Fund ON No No No

Redwood Floating Rate Bond Fund ON No No No

Redwood Floating Rate Income Fund ON No No No

Redwood Global Balanced Income Fund ON No No No

Redwood Global Financials Income Fund ON No No No

Redwood Global Infrastructure Income Fund ON No No No

Redwood Global Resource Fund ON No No No

Redwood Global Total Return Bond Portfolio ON No No No

Redwood Growth Fund ON No No No

Redwood High Income Fund ON No No No

Redwood Income Growth Fund ON No No No

Redwood Money Market Fund ON No No No

Redwood Monthly Income Fund ON No No No

Redwood Pension Class ON No No No

Redwood Strategic Yield Fund ON No No No

Redwood Tactical Asset Allocation Fund ON No No No

Redwood Tactical Equity Fund ON No No No

Redwood Total Return Fund ON No No No

Redwood Unconstrained Bond Class ON No No No

Redwood Unconstrained Bond Fund ON No No No

Redzone Resources Ltd. BC No No No

Reef Resources Ltd. AB No Yes No

Reefco Manufacturing Corporation BC No Yes No

Reg Technologies Inc. BC No Yes No

Regal Consolidated Ventures Limited ON No Yes No

Regal Resources Inc. BC No Yes No

Regency Gold Corp. BC No No No

Regent Pacific Properties Inc. AB No No No

Regent Ventures Ltd. BC No Yes No

REGI U.S., Inc. BC No Yes No

Regia Resources Ltd. BC No Yes No

Regulus Resources Inc. AB No No No

Rehman Resources Incorporated BC No Yes No

Reigate Resources ( Canada ) Ltd. BC No Yes No

Reinassance U.S. Equity Private Pool ON No No No

REIT INDEXPLUS Income Fund AB No No No

Reko International Group Inc. ON No No No

Relax Hotels Windsor 1988 Limited Partnership ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


Relax Inns Burlington-Windsor Partnership BC No Yes No

Relax Inns Laval Limited Partnership BC No Yes No

Relax Inns Partnership I BC No Yes No

Relax Inns Partnership II BC No Yes No

Relax Inns Vancouver Partnership BC No Yes No

Relentless Resources Ltd. AB No No No

Relevium Technologies Inc. QC No No No

Reliabrand Inc. BC No Yes No

Reliant Gold Corp. ON No No No

Reliq Health Technologies Inc. BC No No No

Rembrandt Gold Mines Ltd. BC No Yes No

Remington Resources Inc. BC No No No

Remworks Inc. ON No Yes No

Renaissance Canadian All-Cap Equity Fund ON No No No

Renaissance Canadian Balanced Fund ON No No No

Renaissance Canadian Bond Fund ON No No No

Renaissance Canadian Core Value Fund ON No No No

Renaissance Canadian Dividend Fund ON No No No

Renaissance Canadian Equity Private Pool ON No No No

Renaissance Canadian Fixed Income Private Pool ON No No No

Renaissance Canadian Growth Fund ON No No No

Renaissance Canadian Monthly Income Fund ON No No No

Renaissance Canadian Small-Cap Fund ON No No No

Renaissance Canadian T-Bill Fund ON No No No

Renaissance China Plus Fund ON No No No

Renaissance Corporate Bond Fund ON No No No

Renaissance Diversified Income Fund ON No No No

Renaissance Emerging Markets Equity Private Pool ON No No No

Renaissance Emerging Markets Fund ON No No No

Renaissance Equity Income Private Pool ON No No No

Renaissance Flexible Yield Fund ON No No No

Renaissance Floating Rate Income Fund ON No No No

Renaissance Global Bond Fund ON No No No

Renaissance Global Bond Private Pool ON No No No

Renaissance Global Equity Private Pool ON No No No

Renaissance Global Focus Currency Neutral Fund ON No No No

Renaissance Global Focus Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Renaissance Global Growth Currency Neutral Fund ON No No No

Renaissance Global Growth Fund ON No No No

Renaissance Global Health Care Fund ON No No No

Renaissance Global Infrastructure Currency Neutral Fund ON No No No

Renaissance Global Infrastructure Fund ON No No No

Renaissance Global Markets Fund ON No No No

Renaissance Global Real Estate Currency Neutral Fund ON No No No

Renaissance Global Real Estate Fund ON No No No

Renaissance Global Resource Fund ON No No No

Renaissance Global Science & Technology Fund ON No No No

Renaissance Global Small-Cap Fund ON No No No

Renaissance Global Value Fund ON No No No

Renaissance Gold Inc. BC No No No

Renaissance High Income Fund ON No No No

Renaissance High-Yield Bond Fund ON No No No

Renaissance International Dividend Fund ON No No No

Renaissance International Equity Currency Neutral Fund ON No No No

Renaissance International Equity Fund ON No No No

Renaissance International Equity Private Pool ON No No No

Renaissance Money Market Fund ON No No No

Renaissance Multi-Asset Global Balanced Income Private Pool ON No No No

Renaissance Multi-Asset Global Balanced Private Pool ON No No No

Renaissance Multi-Sector Fixed Income Private Pool ON No No No

Renaissance Oil Corp. BC No No No

Renaissance Optimal Conservative Income Portfolio ON No No No

Renaissance Optimal Global Equity Currency Neutral Portfolio ON No No No

Renaissance Optimal Global Equity Portfolio ON No No No

Renaissance Optimal Growth & Income Portfolio ON No No No

Renaissance Optimal Income Portfolio ON No No No

Renaissance Optimal Inflation Opportunities Portfolio ON No No No

Renaissance Real Assets Private Pool ON No No No

of 292


5/11/2018 12:00:00 AMas at


Renaissance Real Return Bond Fund ON No No No

Renaissance Short-Term Income Fund ON No No No

Renaissance U.S. Dollar Corporate Bond Fund ON No No No

Renaissance U.S. Dollar Diversified Income Fund ON No No No

Renaissance U.S. Equity Currency Neutral Private Pool ON No No No

Renaissance U.S. Equity Fund ON No No No

Renaissance U.S. Equity Growth Currency Neutral Fund ON No No No

Renaissance U.S. Equity Growth Fund ON No No No

Renaissance U.S. Equity Income Fund ON No No No

Renaissance U.S. Equity Value Fund ON No No No

Renaissance U.S. Money Market Fund ON No No No

Renaissance Ultra Short-Term Income Private Pool ON No No No

Renco Resources Inc. AB No Yes No

RenoWorks Software Inc. AB No No No

Rentown Enterprises Inc. BC No Yes No

Reocito Capital Inc. QC No Yes No

Reparo Energy Partners Corp. BC No Yes No

RepeatSeat Ltd. AB No Yes No

RepliCel Life Sciences Inc. BC No No No

Republic Goldfields Inc. QC No Yes No

RESAAS Services Inc. BC No No No

Rescom Ventures Inc. MB No Yes No

Reservoir Capital Corp. BC No No No

Resinco Capital Partners Inc. BC No No No

Resolute Forest Products Inc. QC No No No

Resolve Ventures Inc. BC No No No

Resorts Unlimited Management Inc. AB No Yes No

Resource Capital Gold Corp. BC No No No

Ressources Appalaches inc. QC No Yes No

Restaurant Brands International Inc. ON No No No

Restaurant Brands International Limited Partnership ON No No No

Resverlogix Corp. AB No No No

Retrieve Resources Ltd. BC No Yes No

Return Energy Inc. AB No No No

Reunion Gold Corporation BC No No No

Revelo Resources Corp. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Revelstoke Equity Inc. ON No No No

Revere Resources Ltd. BC No Yes No

Revival Gold Inc. ON No No No

Revive Therapeutics Ltd. ON No No No

RewardStream Solutions Inc. BC No No No

Rex Furs Inc. BC No Yes No

Rex Silver Mines Ltd. BC No Yes No

RG One Corp. ON No No No

Rgv Resources Ltd. BC No Yes No

RHC Capital Corporation ON No No No

RHN Recreational Enterprises Ltd. BC No Yes No

Rhonda Corporation AB No Yes No

Rhyolite Resources Inc. BC No Yes No

Rhyolite Resources Ltd. BC No No No

Rhys Industries Ltd. BC No Yes No

RHYTHMONE PLC ON No No No

Richards Packaging Income Fund ON No No No

Richco Investors Inc. BC No No No

Richelieu Hardware Ltd. QC No No No

Richey Communications Ltd. BC No Yes No

Richland Resources Corp. BC No Yes No

Richmark Resources Ltd. BC No Yes No

Richmond Golf Ltd. BC No Yes No

Richmond Minerals Inc. ON No No No

Richmond Road Capital Corp. AB No No No

Richtree Inc. ON No Yes No

Richwell Resources Limited BC No Yes No

Rider Investment Capital Corp. AB No No No

Ridge Land Properties Limited Partnership BC No Yes No

Ridgestone Mining Inc. BC No No No

Ridgewood Canadian Bond Fund ON No No No

Ridgewood Canadian Investment Grade Bond Fund ON No No No

Ridgewood Gardens Limited Partnership MB No No No

Ridgewood Tactical Yield Fund ON No No No

Rifco Inc. AB No No No

Rift Resources Ltd. ON No Yes No

Rift Valley Resources Corp. BC No No No

Rigel Technologies Inc. ON No No No

Rigelyn Security System Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Riley Resources Corp. BC No No No

Rimacan Resources Ltd. (Npl) BC No Yes No

Rineon Group, Inc. BC No Yes No

Ring the Bell Capital Corp. ON No No No

Rinsey Mines Ltd. BC No Yes No

Rio Gold Mining Ltd. BC No Yes No

Rio Grana Resources, Inc BC No Yes No

Rio Nevada Energy Inc. AB No Yes No

Rio Sierra Silver Corp. BC No Yes No

Rio Silver Inc. BC No No No

Rio Verde Industries Inc. BC No Yes No

Rio2 Limited BC No No No

RioCan Real Estate Investment Trust ON No No No

Riosun Resources Corporation BC No Yes No

Ripper Oil and Gas Inc. BC No No No

Rise Gold Corp. BC No No No

RISE Life Science Corp. ON No No No

Rising Phoenix Development Group Ltd. BC No Yes No

Riske Capital Corp. BC No Yes No

Ritchie Bros. Auctioneers Incorporated BC No No No

River Park Estates Partnership MB No Yes No

River Wild Exploration Inc. BC No No No

Riverside Resources Inc. BC No No No

Riverton Resources Corp. BC No Yes No

Rizal Resources Corporation BC No No No

RJK Explorations Ltd. ON No No No

RJP Electronics Limited BC No Yes No

Rkw Standardbred Limited Partnership BC No Yes No

RM Tracking Canada Ltd. BC No No No

RMR Science Technologies Inc. BC No No No

Roador Industries Ltd. ON No Yes No

Robex Resources Inc. QC No No No

Robix Environmental Technologies Group, Inc. ON No No No

Robix Environmental Technologies, Inc. AB No Yes No

Robop-Tek (Canada) Inc. BC No Yes No

Robson Petroleum Ltd. BC No Yes No

Roca Mines Inc. BC No Yes No

Rochester Resources Ltd. BC No No No

Rock Tech Lithium Inc. BC No No No

RockBridge Resources Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Rockcliff Metals Corporation ON No No No

Rockex Mining Corporation ON No No No

Rockhaven Resources Ltd. BC No No No

Rockingham Resources Inc. BC No Yes No

Rockridge Resources Ltd. BC No No No

Rockshield Capital Corp. BC No No No

Rockvale Resources Limited AB No Yes No

Rockwealth Resources Corp. BC No No No

Rockwell Diamonds Inc. ON No No No

Rockwood Towers Apartment Project MB No Yes No

Rocky Mountain Dealerships Inc. AB No No No

Rocky Mountain Liquor Inc. AB No No No

Rococco Resources Ltd. BC No Yes No

Roddy Resources Inc. BC No Yes No

Rodeo Resources Ltd BC No Yes No

Rodin Communications Corporation ON No Yes No

Rodinia Oil Corp. AB No Yes No

Rogers Associate Financial Partners Inc. AB No Yes No

Rogers Communications Inc. ON No No No

Rogers Sugar Inc. BC No No No

Rogue Resources Inc. BC No No No

Rojo Resources Ltd. BC No No No

Rokmaster Resources Corp. BC No No No

Roman Corporation Limited ON No Yes No

ROMC Trust ON No No No

Rome Resources Ltd. BC No Yes Yes

Romios Gold Resources Inc. ON No No No

Romulus Resources Ltd. BC No No No

Ronin Resource Corp. ON No Yes No

Ronrico Explorations Ltd. BC No Yes No

Rooster Energy Ltd. BC Yes No No

Roots Corporation ON No No No

Ropec Industries Inc. BC No Yes No

Rorex Exploration Inc. BC No Yes No

Roscan Minerals Corporation AB No No No

Rose Spit Resources Inc. BC No Yes No

Rosehearty Energy Inc. BC No Yes No

Rosita Mining Corporation AB No No No

Ross River Minerals Inc. BC No No No

Rossal Resources Ltd. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Rotation Minerals Ltd. BC No No No

Rothchild Gold Corporation BC No Yes No

Rotoblock Corporation BC No Yes No

Rotonda Ventures Corp. BC No No No

Rotors West Helicopter Leasing Incorporated BC No Yes No

Rough River Petroleum Corporation BC No Yes No

Roughrider Capital Corp. BC No No No

Roughrider Exploration Limited BC No No No

Route1 Inc. ON No No No

Routemaster Capital Inc. ON No No No

RoxGold Inc. ON No No No

Roxwell Gold Mines Ltd. BC No Yes No

Royal Bank of Canada QC No No No

Royal Coal Corp. ON No Yes No

Royal Gold, Inc. ON No No No

Royal Lifescience Corp. BC No No No

Royal Nickel Corporation ON No No No

Royal Pacific Sea Farms Ltd. BC No Yes No

Royal Road Minerals Limited ON No No No

Royal Sapphire Corp. BC No No No

Royal Standard Minerals Inc. QC No No No

Royalty North Partners Ltd. BC No No No

Roycefield Resources Ltd. NB No Yes No

RP Strategic Income Plus Fund ON No No No

RPI Properties Inc. BC No Yes No

RSI International Systems Inc. BC No No No

RT Minerals Corp. BC No No No

RT Petroleum Inc. BC No Yes No

RTG Mining Inc. ON No No No

Rtica Corporation ON No Yes No

Rubicon Minerals Corporation ON No No No

Ruby Creek Resources Inc. BC No Yes No

Rugby Mining Limited BC No No No

Running Fox Resource Corp. AB No No No

Rupert Resources Ltd. ON No No No

RuralCom Networks Corp. BC No Yes No

Rusoro Mining Ltd. BC No No No

Russel Metals Inc. ON No No No

Russell Breweries Inc. BC No No No

Russell Investments Balanced ON No No No

of 292


5/11/2018 12:00:00 AMas at


Russell Investments Balanced Class ON No No No

Russell Investments Balanced Growth ON No No No

Russell Investments Balanced Growth Class ON No No No

Russell Investments Canadian Cash Fund ON No No No

Russell Investments Canadian Dividend Class ON No No No

Russell Investments Canadian Dividend Pool ON No No No

Russell Investments Canadian Equity Class ON No No No

Russell Investments Canadian Equity Fund ON No No No

Russell Investments Canadian Equity Pool ON No No No

Russell Investments Canadian Fixed Income Fund ON No No No

Russell Investments Conservative Income ON No No No

Russell Investments Conservative Income Class ON No No No

Russell Investments Diversified Monthly Income ON No No No

Russell Investments Diversified Monthly Income Class ON No No No

Russell Investments Emerging Markets Equity Class ON No No No

Russell Investments Emerging Markets Equity Pool ON No No No

Russell Investments ESG Global Equity Fund ON No No No

Russell Investments Fixed Income Class ON No No No

Russell Investments Fixed Income Pool ON No No No

Russell Investments Focused Canadian Equity Class ON No No No

Russell Investments Focused Canadian Equity Pool ON No No No

Russell Investments Focused Global Equity Class ON No No No

Russell Investments Focused Global Equity Pool ON No No No

Russell Investments Focused US Equity Class ON No No No

Russell Investments Focused US Equity Pool ON No No No

Russell Investments Global Equity Class ON No No No

Russell Investments Global Equity Fund ON No No No

Russell Investments Global Equity Pool ON No No No

Russell Investments Global High Income Bond Class ON No No No

Russell Investments Global High Income Bond Pool ON No No No

Russell Investments Global Infrastructure Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Russell Investments Global Infrastructure Pool ON No No No

Russell Investments Global Real Estate Pool ON No No No

Russell Investments Global Smaller Companies Class ON No No No

Russell Investments Global Smaller Companies Pool ON No No No

Russell Investments Global Unconstrained Bond Class ON No No No

Russell Investments Global Unconstrained Bond Pool ON No No No

Russell Investments Income Essentials ON No No No

Russell Investments Income Essentials Class ON No No No

Russell Investments Inflation Linked Bond ON No No No

Russell Investments Long-Term Growth ON No No No

Russell Investments Long-Term Growth Class ON No No No

Russell Investments Money Market Class ON No No No

Russell Investments Money Market Pool ON No No No

Russell Investments Multi-Factor International Equity Pool ON No No No

Russell Investments Multi-Factor US Equity Pool ON No No No

Russell Investments Overseas Equity Class ON No No No

Russell Investments Overseas Equity Fund ON No No No

Russell Investments Overseas Equity Pool ON No No No

Russell Investments Real Assets ON No No No

Russell Investments Short Term Income Class ON No No No

Russell Investments Short Term Income Pool ON No No No

Russell Investments US Equity Class ON No No No

Russell Investments US Equity Fund ON No No No

Russell Investments US Equity Pool ON No No No

Rutel Networks Corporation QC No Yes No

Rutland Biotech Limited BC No Yes No

Rye Patch Gold Corp. BC No No No

RYM Capital Corp. ON No Yes No

Rystar Communications Ltd. BC No Yes No

RYU Apparel Inc. BC No No No

S & M Photolabels Inc. BC No Yes No

S Split Corp. ON No No No

S.C.O. Medallion Healthy Homes Ltd. BC No Yes Yes

S.E Storage Express (International) Ltd. BC No Yes No

S2C Global Systems Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Sabina Gold & Silver Corp. BC No No No

Sable Resources Ltd. BC No No No

Sabre Pacific Equities Limited BC No Yes No

Sackport Ventures Inc. ON No Yes No

Saco Smartvision Inc. QC No Yes No

Sacre-Coeur Minerals, Ltd. BC No Yes No

Safe Environment Engineering Canada Inc. BC No Yes No

SafeBrain Systems, Inc. AB No Yes No

Sage Gold Inc. ON Yes No No

Sagittarius Capital Corporation ON No No No

Sagres Energy Inc. AB No Yes No

Sahara Energy Ltd. AB No No No

Sailfish Royalty Corp. BC No No No

Saint Jean Carbon Inc. AB No No No

Salamon Group, Inc. BC No Yes No

Salazar Resources Limited BC No No No

Salmon River Resources Ltd. BC No Yes No

Salor Scientific Corp. BC No Yes No

Sama Resources Inc./Resources Sama Inc. BC No No No

Samco Gold Limited ON No No No

Samena Resources Corp. AB No Yes No

SAMEX Mining Corp. BC No Yes No

Samia Ventures Inc. BC No Yes No

Samoth Oilfield Inc. AB No No No

SAMsports.com Inc. AB No Yes No

SAMSys Technologies Inc. ON No Yes No

San Lotus Holding Inc. BC No Yes No

San Marco Resources Inc. BC No No No

Sanatana Resources Inc. BC No No No

Sanctuary Woods Multimedia Corporation BC No Yes No

Sandfire Resources America Inc. BC No No No

Sandhurst Resources Limited BC No Yes No

Sandoil Recovery Corporation AB No Yes No

Sandspring Resources Ltd. ON No No No

Sandstorm Gold Ltd. BC No No No

Sandy Lake Gold Inc. ON No No No

Sangoma Technologies Corporation ON No No No

Santa Fe Gold Corporation BC No Yes No

Santa Fe Metals Corporation BC No Yes No

Santa Rosa Resources Corp. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Santacruz Silver Mining Ltd. BC No No No

Santé Veritas Holdings Inc. BC No No No

Sanwire Corporation BC No Yes No

Saputo Inc. QC No No No

Sarama Resources Ltd. BC No No No

Sarissa Resources Inc. BC No Yes No

Saskatchewan Trust Company BC No Yes No

Saskatoon Square Limited Partnership BC No Yes No

Saskatoon Tower BC No Yes No

Sato Stevia International Inc. BC No Yes No

Satori Resources Inc. ON No No No

Saturn (Solutions) Inc. QC No Yes No

Saturn Energy & Resources Ltd. BC No Yes No

Saturn Oil & Gas Inc. BC No No No

Savanna Capital Corp. BC No No No

Savaria Corporation QC No No No

Savary Gold Corp. ON No No No

Saville Resources Inc. BC No No No

Savoy Ventures Inc. BC No No No

Saxon Oil Company Ltd. AB No Yes No

Saynor Varah Inc. BC No Yes No

SBD Capital Corp. ON No No No

Scaffold Connection Corporation AB No Yes No

Scandium International Mining Corp. BC No No No

Sceptre Ventures Inc. BC No No No

Schiffner Oilfield & Technology Corporation BC No Yes No

Schwabo Capital Corporation BC No No No

Sci Satellite Conferencing International Corporation BC No Yes No

SCITI Trust ON No No No

Score Athletic Products Inc. BC No Yes No

Score Resources Ltd. BC No Yes No

Scorpio Gold Corporation BC No No No

Scorpion Resources Inc. BC No No No

Scotia Aria Defensive Build Portfolio ON No No No

Scotia Aria Defensive Core Portfolio ON No No No

Scotia Aria Defensive Pay Portfolio ON No No No

Scotia Aria Moderate Build Portfolio ON No No No

Scotia Aria Moderate Core Portfolio ON No No No

Scotia Aria Moderate Pay Portfolio ON No No No

of 292


5/11/2018 12:00:00 AMas at


Scotia Aria Progressive Build Portfolio ON No No No

Scotia Aria Progressive Core Portfolio ON No No No

Scotia Aria Progressive Pay Portfolio ON No No No

Scotia Balanced Opportunity Fund ON No No No

Scotia Bond Fund ON No No No

Scotia Canadian Balanced Fund ON No No No

Scotia Canadian Blue Chip Fund ON No No No

Scotia Canadian Bond Index Fund ON No No No

Scotia Canadian Dividend Class ON No No No

Scotia Canadian Dividend Fund ON No No No

Scotia Canadian Equity Blend Class ON No No No

Scotia Canadian Growth Fund ON No No No

Scotia Canadian Income Fund ON No No No

Scotia Canadian Index Fund ON No No No

Scotia Canadian Small Cap Fund ON No No No

Scotia CanAm Index Fund ON No No No

Scotia Conservative Government Bond Capital Yield Class ON No No No

Scotia Conservative Income Fund ON No No No

Scotia Diversified Monthly Income Fund ON No No No

Scotia Dividend Balanced Fund ON No No No

Scotia European Fund ON No No No

Scotia Fixed Income Blend Class ON No No No

Scotia Floating Rate Income Fund ON No No No

Scotia Global Balanced Fund ON No No No

Scotia Global Bond Fund ON No No No

Scotia Global Dividend Class ON No No No

Scotia Global Dividend Fund ON No No No

Scotia Global Growth Fund ON No No No

Scotia Global Opportunities Fund ON No No No

Scotia Global Small Cap Fund ON No No No

Scotia Income Advantage Fund ON No No No

Scotia Innova Balanced Growth Portfolio ON No No No

Scotia INNOVA Balanced Growth Portfolio Class ON No No No

Scotia Innova Balanced Income Portfolio ON No No No

Scotia INNOVA Balanced Income Portfolio Class ON No No No

Scotia Innova Growth Portfolio ON No No No

Scotia INNOVA Growth Portfolio Class ON No No No

Scotia Innova Income Portfolio ON No No No

of 292


5/11/2018 12:00:00 AMas at


Scotia INNOVA Income Portfolio Class ON No No No

Scotia Innova Maximum Growth Portfolio ON No No No

Scotia INNOVA Maximum Growth Portfolio Class ON No No No

Scotia International Equity Blend Class ON No No No

Scotia International Index Fund ON No No No

Scotia International Value Fund ON No No No

Scotia Latin American Fund ON No No No

Scotia Money Market Fund ON No No No

Scotia Mortgage Income Fund ON No No No

Scotia Nasdaq Index Fund ON No No No

Scotia Pacific Rim Fund ON No No No

Scotia partners Balanced Growth Portfolio ON No No No

Scotia Partners Balanced Growth Portfolio Class ON No No No

Scotia Partners Balanced Income Portfolio ON No No No

Scotia Partners Balanced Income Portfolio Class ON No No No

Scotia Partners Growth Portfolio ON No No No

Scotia Partners Growth Portfolio Class ON No No No

Scotia Partners income Portfolio ON No No No

Scotia Partners Maximum Growth Portfolio ON No No No

Scotia Partners Maximum Growth Portfolio Class ON No No No

Scotia Premium T-Bill Fund ON No No No

Scotia Private American Core-Plus Bond Pool ON No No No

Scotia Private Canadian All Cap Equity Pool ON No No No

Scotia Private Canadian Corporate Bond Pool ON No No No

Scotia Private Canadian Equity Pool ON No No No

Scotia Private Canadian Growth Pool ON No No No

Scotia Private Canadian Mid Cap Pool ON No No No

Scotia Private Canadian Preferred Share Pool ON No No No

Scotia Private Canadian Small Cap Pool ON No No No

Scotia Private Canadian Value Pool ON No No No

Scotia Private Emerging Markets Pool ON No No No

Scotia Private Fundamental Canadian Equity Pool ON No No No

Scotia Private Global Credit Pool ON No No No

Scotia Private Global Equity Pool ON No No No

Scotia Private Global High Yield Pool ON No No No

Scotia Private Global Infrastructure Pool ON No No No

of 292


5/11/2018 12:00:00 AMas at


Scotia Private Global Low Volatility Equity Pool ON No No No

Scotia Private Global Real Estate Pool ON No No No

Scotia Private High Yield Income Pool ON No No No

Scotia Private Income Pool ON No No No

Scotia Private International Core Equity Pool ON No No No

Scotia Private International Equity Pool ON No No No

Scotia Private International Small to Mid Cap Value Pool ON No No No

Scotia Private North American Dividend Pool ON No No No

Scotia Private Options Income Pool ON No No No

Scotia Private Real Estate Income Pool ON No No No

Scotia Private Short Term Income Pool ON No No No

Scotia Private Short-Mid Government Bond Pool ON No No No

Scotia Private Strategic Balanced Pool ON No No No

Scotia Private Total Return Bond Pool ON No No No

Scotia Private U.S. Dividend Pool ON No No No

Scotia Private U.S. Large Cap Growth Pool ON No No No

Scotia Private U.S. Mid Cap Value Pool ON No No No

Scotia Private U.S. Value Pool ON No No No

Scotia Resource Fund ON No No No

Scotia Schools Trust NS No Yes No

Scotia Selected Balanced Growth Portfolio ON No No No

Scotia Selected Balanced Income Portfolio ON No No No

Scotia Selected Growth Portfolio ON No No No

Scotia Selected Income Portfolio ON No No No

Scotia Selected Maximum Growth Portfolio ON No No No

Scotia Short Term Bond Fund ON No No No

Scotia T-Bill Fund ON No No No

Scotia U.S. $ Balanced Fund ON No No No

Scotia U.S. $ Bond Fund ON No No No

Scotia U.S. $ Money Market Fund ON No No No

Scotia U.S. Blue Chip Fund ON No No No

Scotia U.S. Dividend Fund ON No No No

Scotia U.S. Equity Blend Class ON No No No

Scotia U.S. Index Fund ON No No No

Scotia U.S. Opportunities Fund ON No No No

Scotiabank Capital Trust ON No No No

ScotiaBank Tier 1 Trust ON No No No

Scout Exploration, Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


ScoZinc Mining Ltd. BC No No No

SCS Solars Computing Systems Inc BC No Yes No

Scythian Biosciences Corp. ON No No No

Sdc Sydney Development Corporation BC No Yes No

SDX Energy Inc. AB No No No

Seabridge Gold Inc. ON No No No

Seacorp Communications Inc. BC No Yes No

Seacorp Properties Inc. BC No Yes No

Seafield Resources Ltd. ON No Yes No

Seahawk Minerals Ltd. BC No Yes No

Seahawk Ventures Inc. BC No No No

Seam Resources Corporation BC No Yes No

Search Minerals Inc. BC No No No

Sears Canada Inc. ON No Yes No

Seaside Exploration Partners Corp. BC No No No

Seaview Resources Ltd. BC No Yes No

Seaway Energy Services Inc. BC No No No

Sebastiani Ventures Corp. BC No No No

Second Chance Corporation ON No Yes No

Second Solar, Inc BC No Yes No

Secova Metals Corp. BC No No No

Secret Pass Minerals Corp. BC No Yes No

Secure Energy Services Inc. AB No No No

Secured Communication Canada 95 Inc. BC No Yes No

Securex Ltd. BC No Yes No

Security Devices International Inc. ON No No No

Security Environmental Systems Inc. BC No Yes No

Security Home Mortgage Investment Corporation BC No Yes No

Security Services Insurance Company BC No Yes No

Sedex Mining Corp. BC No Yes No

Sedibelo Platinum Mines Limited ON No Yes No

Sedna Geotech Inc. BC No Yes No

Sedona Industries Ltd. BC No Yes No

Segami Images Incorporated ON No Yes No

Sego Resources Inc. BC No No No

SEL Exchange Inc. ON No Yes No

Select 100e Managed Portfolio Corporate Class ON No No No

Select 20i80e Managed Portfolio Corporate Class ON No No No

of 292


5/11/2018 12:00:00 AMas at








Select Canadian Equity Managed Corporate Class ON No No No

Select Canadian Equity Managed Fund ON No No No

Select Income Managed Corporate Class ON No No No

Select International Equity Managed Corporate Class ON No No No

Select International Equity Managed Fund ON No No No

Select Sands Corp. BC No No No

Select Staging Fund ON No No No

Select U.S Equity Managed Fund ON No No No

Select U.S. Equity Managed Corporate Class ON No No No

Semafo Inc. N/A No No No

SemBioSys Genetics Inc. AB No Yes No

Semi-Tech Corporation ON No Yes No

Senator Minerals Inc. BC No No No

Senco Sensors Inc. BC No Yes No

Sendero Mining Corp. ON No Yes No

Senior Secured Floating Rate Loan Fund QC No No No

Sennen Potash Corp. BC No No No

Sensat Technologies Ltd. BC No Yes No

Sense Technologies Inc. BC No Yes No

SENSIO Technologies Inc. QC No Yes No

Sentry All Cap Income Fund ON No No No

Sentry Alternative Asset Income Fund ON No No No

Sentry Balanced Yield Private Pool Class ON No No No

Sentry Canadian Bond Fund ON No No No

Sentry Canadian Core Fixed Income Private Trust ON No No No

Sentry Canadian Equity Income Private Pool Class ON No No No

Sentry Canadian Equity Income Private Trust ON No No No

of 292


5/11/2018 12:00:00 AMas at


Sentry Canadian Fixed Income Private Pool ON No No No

Sentry Canadian Income Class ON No No No

Sentry Canadian Income Fund ON No No No

Sentry Conservative Balanced Income Class ON No No No

Sentry Conservative Balanced Income Fund ON No No No

Sentry Conservative Income Portfolio ON No No No

Sentry Conservative Monthly Income Fund ON No No No

Sentry Corporate Bond Class ON No No No

Sentry Corporate Bond Fund ON No No No

Sentry Defensive Income Portfolio ON No No No

Sentry Diversified Equity Class ON No No No

Sentry Diversified Equity Fund ON No No No

Sentry Energy Fund ON No No No

Sentry Energy Private Trust ON No No No

Sentry Global Balanced Yield Private Pool Class ON No No No

Sentry Global Core Fixed Income Private Trust ON No No No

Sentry Global Equity Income Private Pool Class ON No No No

Sentry Global Growth and Income Class ON No No No

Sentry Global Growth and Income Fund ON No No No

Sentry Global High Yield Bond Class ON No No No

Sentry Global High Yield Bond Fund ON No No No

Sentry Global High Yield Fixed Income Private Trust ON No No No

Sentry Global Infrastructure Fund ON No No No

Sentry Global Infrastructure Private Trust ON No No No

Sentry Global Investment Grade Private Pool Class ON No No No

Sentry Global Mid Cap Income Fund ON No No No

Sentry Global Monthly Income Fund ON No No No

Sentry Global Real Estate Private Trust ON No No No

Sentry Global REIT Class ON No No No

Sentry Global REIT Fund ON No No No

Sentry Global Tactical Fixed Income Private Pool ON No No No

Sentry Growth and Income Fund ON No No No

Sentry Growth and Income Portfolio ON No No No

Sentry Growth Portfolio ON No No No

Sentry Income Portfolio ON No No No

Sentry International Equity Income Private Pool Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Sentry International Equity Income Private Trust ON No No No

Sentry Money Market Class ON No No No

Sentry Money Market Fund ON No No No

Sentry Petroleum Ltd. BC No Yes No

Sentry Precious Metals Class ON No No No

Sentry Precious Metals Fund ON No No No

Sentry Precious Metals Private Trust ON No No No

Sentry Real Growth Pool Class ON No No No

Sentry Real Income 1941-45 Class ON No No No



Sentry Real Long Term Income Pool Class ON No No No

Sentry Real Long Term Income Trust ON No No No

Sentry Real Mid Term Income Pool Class ON No No No

Sentry Real Mid Term Income Trust ON No No No

Sentry Real Short Term Income Pool Class ON No No No

Sentry Real Short Term Income Trust ON No No No

Sentry Resource Opportunities Class ON No No No

Sentry Resources Corporation BC No Yes No

Sentry Select Primary Metals Corp. ON No No No

Sentry Small/Mid Cap Income Class ON No No No

Sentry Small/Mid Cap Income Fund ON No No No

Sentry U.S. Equity Income Currency Neutral Private Pool Class ON No No No

Sentry U.S. Equity Income Private Pool Class ON No No No

Sentry U.S. Equity Income Private Trust ON No No No

Sentry U.S. Growth and Income Class ON No No No

Sentry U.S. Growth and Income Currency Neutral Class ON No No No

Sentry U.S. Growth and Income Fund ON No No No

Sentry U.S. Monthly Income Fund ON No No No

Sepik Gold Corporation BC No Yes No

Serabi Gold plc ON No No No

Serengeti Resources Inc. BC No No No

Serica Energy PLC AB No No No

Serinus Energy Inc. AB No No No

Sernova Corp. ON No No No

Serpentine Technologies Limited BC No No No

Serrano Resources Ltd. BC No No No

Serval Integrated Energy Services AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


Service Track Enterprises Inc. BC No Yes No

Servomarin Industries Corp. BC No Yes No

Setanta Ventures Incorporated BC No Yes No

Seven Evergreen Apartment Project MB No Yes No

Seven Generations Energy Ltd. AB No No No

Seven Seas Petroleum Inc. ON No Yes No

Severide Environmental Industries Inc. BC No Yes No

Sextant Entertainment Group Inc. BC No Yes No

Seymour-Moss International Limited BC No Yes No

SGB International Holdings Inc. BC No Yes No

Sgf Security Growth Fund Ltd. BC No Yes No

SGX Resources Inc. MB No No No

Shahuindo Gold Limited BC No No No

Shallow Resources Inc. BC No Yes No

ShaMaran Petroleum Corp. BC No No No

Shamrock Enterprises Inc. BC No No No

Shandell Enterprises Ltd. BC No Yes No

Shandon Resources Inc. BC No Yes No

Sharc International Systems Inc. BC No No No

Sharon, Lois & Bram's Elephant Show (Series IV) ON No Yes No

Sharpe Resources Corporation ON No Yes No

Shaw Communications Inc. AB No No No

ShawCor Ltd. ON No No No

Shayna International Industries Ltd. BC No Yes No

Shear Diamonds Ltd. AB No Yes No

Sheen Resources Ltd. BC No Yes No

Shelby Ventures Inc. BC No No No

Shenandoah Resources Ltd. AB No Yes No

Shenandoah Resources Ltd. (B.C. Based Company) AB No Yes No

SHEP Technologies Inc. BC No Yes No

Sherobee Glen Limited Partnership MB No Yes No

Sherritt International Corporation ON No No No

Shift Networks Inc. AB No Yes No

Shiloh Resources Ltd. BC No Yes No

Shimoda International Systems Inc. BC No Yes No

Shire plc QC No No No

Shoal Games Ltd. BC No No No

Shopify Inc. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Shoppers Drug Mart Corporation ON No No No

Shoreline Energy Corp. AB No Yes No

Short Term Bond Fund ON No No No

Short Term Bond Fund (Portico) ON No No No

Short Term Income Corporate Class ON No No No

Short Term Income Pool ON No No No

Short Term Investment Fund ON No No No

Shoshoni Gold Ltd. BC No No No

Sibola Mines Ltd. BC No Yes No

Sid Energy Inc. BC No Yes No

Sienna Resources Inc. BC No No No

Sienna Senior Living Inc. ON No No No

Sierra Capital Corp. BC No Yes No

Sierra Madre Developments Inc. BC No Yes No

Sierra Metals Inc. ON No No No

Sierra Nevada Gold Ltd. BC No Yes No

Sierra Wireless, Inc. BC No No No

Siganture Floating Rate Income Pool ON No No No

Sightus Inc. AB No Yes No

Sigma Industries Inc. QC No No No

Sigmacom Systems Inc. BC No Yes No

Signature Canadian Balanced Fund ON No No No

Signature Canadian Bond Corporate Class ON No No No

Signature Canadian Bond Fund ON No No No

Signature Cash Management Fund ON No No No

Signature Corporate Bond Corporate Class ON No No No

Signature Corporate Bond Fund ON No No No

Signature Diversified Yield Corporate Class ON No No No

Signature Diversified Yield II Fund ON No No No

Signature Dividend Corporate Class ON No No No

Signature Dividend Fund ON No No No

Signature Emerging Markets Corporate Class ON No No No

Signature Emerging Markets Fund ON No No No

Signature Global Resource Corporate Class ON No No No

Signature Global Resource Fund ON No No No

Signature Global Bond Corporate Class ON No No No

Signature Global Bond Fund ON No No No

Signature Global Dividend Corporate Class ON No No No

Signature Global Dividend Fund ON No No No

Signature Global Energy Corporate Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


Signature Global Equity Corporate Class ON No No No

Signature Global Equity Fund ON No No No

Signature Global Income & Growth Corporate Class ON No No No

Signature Global Income & Growth Fund ON No No No

Signature Global Science & Technology Corporate Class ON No No No

Signature Gold Corporate Class ON No No No

Signature High Income Corporate Class ON No No No

Signature High Income Fund ON No No No

Signature High Yield Bond Corporate Class ON No No No

Signature High Yield Bond II Fund ON No No No

Signature Income & Growth Corporate Class ON No No No

Signature Income & Growth Fund ON No No No

Signature Preferred Share Pool ON No No No

Signature Real Estate Pool ON No No No

Signature Resources Ltd. BC No No No

Signature Select Canadian Corporate Class ON No No No

Signature Select Canadian Fund ON No No No

Signature Short-Term Bond Fund ON No No No

Signature Tactical Bond Pool ON No No No

Signtech Inc. BC No Yes No

Silica Resources Corporation BC No Yes No

Silk Road Energy Inc. AB No No No

Silk Road Finance Inc. BC No Yes No

Siltronics Ltd. BC No Yes No

Silver Bear Resources Plc ON No No No

Silver Box Resources Ltd. BC No Yes No

Silver Bull Resources, Inc. BC No No No

Silver Bullion Trust N/A No No No

Silver Fields Resources Inc. BC No Yes No

Silver Grail Resources Ltd. BC No No No

Silver Hart Mines Ltd. BC No Yes No

Silver Lady Resources Inc. BC No Yes No

Silver Mountain Mines Inc. AB No No No

Silver One Resources Inc. BC No No No

Silver Peak Resources Ltd. BC No Yes No

Silver Phoenix Resources Inc. BC No No No

Silver Predator Corp. BC No No No

Silver Princess Resources Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Silver Pursuit Resources Ltd. BC No No No

Silver Range Resources Ltd. BC No No No

Silver Spring Mines Ltd. (Npl) BC No Yes No

Silver Spruce Resources Inc. NS No No No

Silver Stream Mining Corp. BC No Yes No

Silver Viper Minerals Corp. BC No No No

Silverado Gold Mines Ltd. BC No Yes No

Silverbirch Inc. ON No Yes No

Silvercorp Metals Inc. BC No No No

SilverCrest Metals Inc. BC No No No

Silversword Corporation BC No Yes No

Simavita Limited BC No No No

Simba Essel Energy Inc. BC No No No

Simba Gold Corp. BC No Yes No

Simcoe Erie Investors Limited BC No Yes No

Simmonds Capital Limited ON No Yes No

Simon Fraser Resources Ltd. BC No Yes No

Simsmart Inc. QC No Yes No

SineTec Holdings Corporation AB No Yes No

Sino Business Machines Inc. BC No Yes No

Sino Rise Group Holding Corp. BC No Yes No

Sinorank Petroleum Resources Limited BC No Yes No

Sintana Energy Inc. ON No No No

Sionna Canadian Balanced Fund ON No No No

Sionna Canadian Equity Fund ON No No No

Sionna Canadian Small Cap Equity Fund ON No No No

Sionna Diversified Income Fund ON No No No

Sionna Monthly Income Fund ON No No No

Sionna Opportunities Fund ON No No No

SIQ Mountain Industries Inc. BC No No No

SIR ROYALTY INCOME FUND ON No No No

Sirios Resources Inc. QC No No No

Sirius Resource Corporation BC No Yes No

Sirius XM Holdings Inc. ON No No No

Sirona Biochem Corp. BC No No No

Siscoe Callahan Mining Corporation BC No Yes No

Siskon Gold Corporation BC No Yes No

SITKA GOLD CORP. BC No No No

Sixonine Ventures Corp. BC No No No

Sixty North Gold Mining Ltd. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Siyata Mobile Inc. BC No No No

Skeena Resources Limited BC No No No

SKG Interactive Inc. ON No Yes No

Ski-Free Marine Inc. BC No Yes No

Skukum Gold Inc. BC No Yes No

Sky Harvest Energy Corp. BC No Yes No

Skyharbour Resources Ltd. BC No No No

Skyhawk Resources Inc. BC No Yes No

Skylon Growth & Income Trust ON No No No

Skyrocket Exploration & Resources Inc. BC No Yes No

Skyscape Capital Inc. ON No No No

Slam Exploration Ltd. NB No No No

Slate Office REIT ON No No No

Slate Retail REIT ON No No No

Sleep Country Canada Holdings Inc. ON No No No

SLMsoft Inc. ON No Yes No

Smart Employee Benefits Inc. ON No No No

Smart Ventures, Inc. BC No Yes No

SmartCardeSolutions.com Ltd. AB No Yes No

SmartCentres Real Estate Investment Trust ON No No No

Smartcool Systems Inc. BC No No No

Smartlinx Inc. BC No Yes No

Smartor Products Inc. BC No Yes No

Smartsales Inc. ON No Yes No

SMC Ventures Inc. BC No No No

Smooth Rock Ventures Corp. BC No No No

Snc-Lavalin Group Inc. QC No No No

SNG Telecom Inc. AB No Yes No

Sniper Resources Ltd. BC No Yes No

Snipp Interactive Inc. BC No No No

Snow Eagle Resources Ltd. BC No No No

Snow Lake Mines Ltd. BC No Yes No

Snow Leopard Resources Inc. AB No Yes No

Snowdon Resources Corp. BC No Yes No

Snowfield Development Corp. BC No Yes No

Snowwater Resources Ltd. BC No Yes No

Snv Group Ltd. BC No Yes No

So-Luminaire Systems Corp. BC No Yes No

Sobeys Inc. NS No No No

Social Housing Canadian Bond Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Social Housing Canadian Equity Fund ON No No No

Social Housing Canadian Short-Term Bond Fund ON No No No

Societe D'exploration Miniere Vior Inc. QC No No No

Société Minière Sphinx Inc QC No Yes No

SocieTerra Balanced Portfolio QC No No No

SocieTerra Conservative Portfolio QC No No No

SocieTerra Growth Portfolio QC No No No

SocieTerra Maximum Growth Portfolio QC No No No

Sofame Technologies Inc. QC No Yes No

Soficap Acquisitions Inc. AB No Yes No

Softrock Minerals Ltd. AB No No No

Softwex Technologies Inc. BC No Yes No

Sojourn Exploration Inc. BC No No No

Sokoman Iron Corp. BC No No No

Solanbridge Group, Inc. BC No Yes No

Solar Alliance Energy Inc. BC No No No

Solar Pharmaceutical Ltd. BC No Yes No

Solara Exploration Ltd AB No Yes No

Solara Ventures Inc. BC No Yes No

Solarvest Bioenergy Inc. BC No No No

Solid Gold Resources Corp. ON No Yes No

SolidusGold Inc. BC No No No

Solimar Energy Limited AB No Yes No

Solitario Zinc Corp. ON No No No

Solium Capital Inc. AB No No No

Solo International, Inc. BC No Yes No

Solstice Gold Corp. BC No No No

Soltera Mining Corp BC No Yes No

Solucorp Industries Ltd BC No No No

Solucorp Industries Ltd. BC No Yes No

Solutioninc Technologies Limited BC No Yes No

Solutrea Corp. AB No Yes No

Sonde Resources Corp. AB No Yes No

SonnenEnergy Corp. ON No Yes No

Sonoma Hills Winegrowers Limited Partnership BC No Yes No

Sonomax Technologies Inc. QC No Yes No

Sonor Investments Limited ON No No No

Sonora Diamond Corp. ON No Yes No

Sonora Gold & Silver Corp. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Sonoro Energy Ltd. AB No No No

Sonoro Metals Corp. BC No No No

Sophiris Bio Inc. BC No No No

Sor Baroot Resources Corp. BC No Yes No

Sorata Developments Inc. BC No Yes No

Sorel Ventures Ltd. BC No Yes No

Source Energy Services Ltd. AB No No No

Source Life Sciences Inc. MB No Yes No

Sourcesmith Industries Inc. BC No Yes No

South Duval Gold Corp. BC No Yes No

South Star Mining Corp. BC No No No

Southeast Asia Mining Corp. ON No No No

Southern Arc Minerals Inc. BC No No No

Southern Cross Gold Inc. BC No Yes No

Southern Interior Beef Corporation BC No Yes No

Southern Pacific Resource Corp. AB No Yes No

Southern Silver Exploration Corp. BC No No No

SouthGobi Resources Ltd. BC No No No

Southwest Technologies Inc. BC No Yes No

Spackman Equities Group Inc. ON No No No

Spanish Mountain Gold Ltd. BC No No No

Sparta Capital Ltd. AB No No No

Spartan Energy Corp. AB No No No

Sparton Resources Inc. ON No No No

Speakeasy Cannabis Club Ltd. BC No No No

Spearhead Resources Ltd. BC No Yes No

Spearmint Resources Inc. BC No No No

Special Waste Management Inc. BC No Yes No

Specialty Foods Group Income Fund ON No Yes No

Spectra Inc. ON No No No

Spectra7 Microsystems Inc. ON No No No

Spectral Medical Inc. ON No No No

Spectrum Global Solutions, Inc. BC No Yes No

Spectrum Resources Limited BC No Yes No

Sphere 3D Corp. ON No No No

Sphere FTSE Canada Sustainable Yield Index ETF ON No No No

Sphere FTSE Emerging Markets Sustainable Yield Index ETF ON No No No

Sphere FTSE Europe Sustainable Yield Index ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


Sphere Resources Inc. BC No Yes Yes

Sphinx Mining Inc. BC No Yes No

Sphinx Resources Ltd. QC No No No

Spi Safety Packaging International Ltd. BC No Yes No

Spin Master Corp. ON No No No

Spinifex Gold NL BC No Yes No

Spinlogic Technologies Inc. QC No Yes No

Spiral Optics Inc. BC No Yes No

Spiral Toys Inc. BC No Yes No

Spirit Banner Capital Corp. ON No No No

Spirit Banner II Capital Corp. ON No No No

Spirit Bear Capital Corp. BC No No No

Spirit Exploration Inc. BC No Yes No

Sport Specific International Inc. BC No Yes No

Sportscene Group Inc. QC No No No

Sportsclick Inc. AB No Yes No

Spot Coffee (Canada) Ltd. ON No No No

Springfield Resources Ltd. BC No Yes No

Sprott 2017 Flow-Through Limited Partnership ON No No No

Sprott 2017-II Flow-Through Limited Partnership ON No No No

Sprott Inc. ON No No No

Sprott Physical Gold and Silver Trust ON No No No

Sprott Physical Gold Trust ON No No No

Sprott Physical Platinum and Palladium Trust ON No No No

Sprott Physical Silver Trust ON No No No

Sprott Resource Holdings Inc. ON No No No

Spruce Ridge Resources Ltd. ON No No No

SPX Corporation QC No No No

Spyglass Resources Corp. AB No Yes No

SQI Diagnostics Inc. ON No No No

Squire Mining Ltd. BC No No No

SRAI Capital Corp. BC No No No

SRG Graphite Inc. QC No No No

SRR Mercantile Inc. BC No Yes No

SSR Mining Inc. BC No No No

St-Georges Eco-Mining Corp. BC No No No

St. Augustine Gold and Copper Limited ON No No No

St. Charles Village BC No Yes No

St. Clair Paint & Wallpaper Corporation BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


St. Elias Mines Ltd. BC No Yes No

St. George Metals, Inc. BC No Yes No

St. Joseph, Inc. BC No Yes No

St. Lucie Exploration Company Limited ON No Yes No

Stabell Resources Inc. BC No Yes No

Stakeholder Gold Corp. BC No No No

Stall Lake Mines Limited MB No Yes No

Stallion Resources Ltd. BC No Yes No

Stampede Oils Inc. AB No Yes No

Stamper Oil & Gas Corp. BC No No No

Standard Exploration Ltd. AB No No No

Standard Lithium Ltd. BC No No No

Standard Trustco Limited ("Standard Trustco") ON No Yes No

Standard-Modern Technologies Corporation BC No Yes No

Stanley Park Place Apartments BC No Yes No

Stans Energy Corp. ON No No No

Stantec Inc. AB No No No

Star Diamond Corporation SK No No No

Star Entertainment Group, Inc. BC No Yes No

Star Navigation Systems Group Ltd. ON No No No

Star Properties Inc. BC No Yes No

Starcore International Mines Ltd. BC No No No

Stardust Ventures Inc. BC No Yes No

Starfield Resources Inc. ON No Yes No

Starfire Minerals Inc. BC No Yes No

Starfire Resources Ltd. BC No Yes No

Starfire Technologies International Inc. ON No Yes No

Starlight U.S. Multi-Family (No.1 ) Value-Add Fund ON No No No

Starlight U.S. Multi-Family (No.5) Core Fund ON No No No

Staront Technologies Inc. ON No Yes No

Starpoint Goldfields Inc. BC No Yes No

Starr Peak Exploration Ltd. BC No No No

Starrex International Ltd. ON No No No

StartMonday Technology Corp. BC No No No

States Exploration Ltd BC No Yes No

Statesman Resources Ltd. BC No Yes No

Steadfast Ventures Inc. BC No Yes No

Steadyhand Equity Fund BC No No No

Steadyhand Founders Fund BC No No No

of 292


5/11/2018 12:00:00 AMas at


Steadyhand Global Equity Fund BC No No No

Steadyhand Income Fund BC No No No

Steadyhand Savings Fund BC No No No

Steadyhand Small-Cap Equity Fund BC No No No

Stealth Minerals Limited BC No Yes No

Stealth Ventures Inc. AB No Yes No

Steamsand Capital Corp. BC No No No

Steed Ventures Corporation BC No Yes No

Steelhead Resources Ltd. BC No Yes No

Stelco Holdings Inc. ON No No No

Stella-Jones Inc. QC No No No

Stellar AfricaGold Inc. QC No No No

Stellar Biotechnologies, Inc. BC No No No

Stellar Resources Ltd. BC No Yes No

STELMINE CANADA LTD. QC No No No

Stelway Food Services Inc. BC No Yes No

STEP Energy Services Ltd. AB No No No

Steppe Gold Ltd. ON No No No

Steppe Gold Resources Ltd. BC No Yes No

Sterling Group Ventures, Inc. BC No Yes No

Sterling Leaf Income Trust AB No Yes No

Sterling Limited Partnership ON No Yes No

Sterling Mining Company ON No Yes No

Sterling Resources Ltd. AB No No No

Sterling Shoes Inc. BC No Yes No

Stikine Energy Corp. BC No Yes No

Stina Resources Ltd. BC No No No

Stingray Digital Group Inc. QC No No No

Stockport Exploration Inc. NS No No No

Stone Dividend Growth Class ON No No No

Stone Europlus Fund ON No No No

Stone Global Balanced Fund ON No No No

Stone Global Growth Fund ON No No No

Stone Growth Fund ON No No No

Stone Investment Group Limited ON No No No

Stone Mark Capital Inc. BC No Yes No

Stone Mountain Apartments I Limited Partnership BC No Yes No

Stone Mountain Holdings Inc. BC No Yes No

Stone Resources Limited BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Stone Ridge Exploration Corp. BC No No No

Stone Select Growth Class ON No No No

Stonebridge Inc. BC No Yes No

StoneCastle Cannabis Growth Fund ON No No No

Stonepoint Global Brands Inc. BC No Yes No

Stoneset Equity Development Corp. AB No Yes No

StorageVault Canada Inc. ON No No No

Storm Cat Energy Corporation BC No Yes No

Storm Resources Ltd. AB No No No

Stornaway Capital Development Corporation BC No Yes No

Stornoway Diamond Corporation QC No No No

Stowe One Investment Corp. BC No No No

stox.com Inc. BC No Yes No

Strad Energy Services Ltd. AB No No No

Straits Oil & Gas Limited BC No Yes No

Stralak Resources Inc. BC No Yes No

Strata Oil & Gas Inc. AB No No No

Strata-X Energy Ltd. AB No No No

Stratabound Minerals Corp. AB No No No

Stratcomm Media Ltd. BC No Yes No

Strateco Resources Inc. QC Yes No No

Strategem Capital Corporation BC No No No

Strategic Asset Leasing Incorporated BC No Yes No

Strategic Industries Inc. BC No Yes No

Strategic Metals Ltd. BC No No No

Strategic Mining Corp. BC No Yes No

Strategic Oil & Gas Ltd. AB No No No

Strategic Resources Inc. BC No No No

Strategyweb Communications Inc. AB No Yes No

Stratford American Corporation BC No Yes No

Strathearn House Group Limited BC No Yes No

Stream Communications Network & Media Inc. BC No Yes No

Street Capital Group Inc. ON No No No

Streetlight Intelligence Inc. BC No Yes No

Stria Lithium Inc. ON No No No

Strike Minerals Inc. ON No Yes No

StrikePoint Gold Inc. BC No No No

Strikewell Energy Corp. BC No No No

Strongbow Exploration Inc. BC No No No

Strongco Corporation ON No No No

of 292


5/11/2018 12:00:00 AMas at


Stroud Resources Ltd. ON No No No

Stryker Ventures Corp. BC No Yes No

Stuart Olson Inc. AB No No No

Studebaker's Resource Development, Ltd. BC No Yes No

Subscribe Technologies Inc. BC No No No

Suburban Minerals Corp. BC No Yes No

Suburban Resources Ltd. BC No Yes No

Success Holding Group International Inc. BC No Yes No

Suffolk Resources Ltd. BC No Yes No

Suite Software BC No Yes No

Sulliden Mining Capital Inc. ON No No No

Sulpetro Limited BC No Yes No

Sumac Ventures Inc. BC No Yes No

Sumatra Resources Inc. BC No Yes No

SUMmedia.com Inc. BC No Yes No

Summex Mines Ltd. BC No Yes No

Summit Industrial Income REIT ON No No No

Summus Solutions N.V. BC No No No

Sumtra Diversified Inc. ON No No No

Sun Cal Energy, Inc. BC No Yes No

Sun Free Enterprises Ltd. BC No Yes No

Sun Life Assurance Company of Canada ON No No No

Sun Life BlackRock Canadian Balanced Class ON No No No

Sun Life BlackRock Canadian Balanced Fund ON No No No

Sun Life BlackRock Canadian Composite Equity Class ON No No No

Sun Life BlackRock Canadian Composite Equity Fund ON No No No

Sun Life BlackRock Canadian Equity Class ON No No No

Sun Life BlackRock Canadian Equity Fund ON No No No

Sun Life BlackRock Canadian Universe Bond Fund ON No No No

Sun Life Canadian Small Cap Equity Class ON No No No

Sun Life Capital Trust ON No No No

Sun Life Dynamic American Value Fund ON No No No

Sun Life Dynamic Energy Fund ON No No No

Sun Life Dynamic Equity Income Class ON No No No

Sun Life Dynamic Equity Income Fund ON No No No

Sun Life Dynamic Strategic Yield Class ON No No No

Sun Life Dynamic Strategic Yield Fund ON No No No

Sun Life Financial Inc. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Sun Life Franklin Bissett Canadian Equity Class ON No No No

Sun Life Granite Tactical Completion Fund ON No No No

Sun Life Infrastructure Fund ON No No No

Sun Life Managed Balanced Class ON No No No

Sun Life Managed Balanced Growth Class ON No No No

Sun Life Managed Balanced Growth Portfolio ON No No No

Sun Life Managed Balanced Portfolio ON No No No

Sun Life Managed Conservative Class ON No No No

Sun Life Managed Conservative Portfolio ON No No No

Sun Life Managed Enhanced Income Portfolio ON No No No

Sun Life Managed Growth Class ON No No No

Sun Life Managed Growth Portfolio ON No No No

Sun Life Managed Income Portfolio ON No No No

Sun Life Managed Moderate Class ON No No No

Sun Life Managed Moderate Portfolio ON No No No

Sun Life MFS Canadian Bond Fund ON No No No

Sun Life MFS Canadian Equity Class ON No No No

Sun Life MFS Canadian Equity Fund ON No No No

Sun Life MFS Canadian Equity Growth Fund ON No No No

Sun Life MFS Canadian Equity Value Fund ON No No No

Sun Life MFS Dividend Income Class ON No No No

Sun Life MFS Dividend Income Fund ON No No No

Sun Life MFS Global Growth Class ON No No No

Sun Life MFS Global Growth Fund ON No No No

Sun Life MFS Global Total Return Fund ON No No No

Sun Life MFS Global Value Fund ON No No No

Sun Life MFS International Growth Class ON No No No

Sun Life MFS International Growth Fund ON No No No

Sun Life MFS International Value Fund ON No No No

Sun Life MFS Low Volatility Global Equity Fund ON No No No

Sun Life MFS Low Volatility International Equity Fund ON No No No

Sun Life MFS Monthly Income Fund ON No No No

Sun Life MFS U.S. Equity Fund ON No No No

Sun Life MFS U.S. Growth Class ON No No No

Sun Life MFS U.S. Growth Fund ON No No No

Sun Life MFS U.S. Value Fund ON No No No

Sun Life Milestone 2020 Fund ON No No No



of 292


5/11/2018 12:00:00 AMas at



Sun Life Milestone Global Equity Fund ON No No No

Sun Life Money Market Class ON No No No

Sun Life Money Market Fund ON No No No

Sun Life Multi-Strategy Bond Fund ON No No No

Sun Life Multi-Strategy Target Return Fund ON No No No

Sun Life NWQ Flexible Income Fund ON No No No

Sun Life Ryan Labs U.S. Core Fixed Income Fund ON No No No

Sun Life Schroder Emerging Markets Fund ON No No No

Sun Life Sentry Global Mid Cap Fund ON No No No

Sun Life Sentry Value Class ON No No No

Sun Life Sentry Value Fund ON No No No

Sun Life Templeton Global Bond Fund ON No No No

Sun Life Trimark Canadian Class ON No No No

Sun Valley Gold Mines Ltd. BC No Yes No

Sun Vans Industries Ltd. BC No Yes No

Sun-Gold Developments International Corporation BC No Yes No

Suncoast Petroleum Corporation BC No Yes No

Suncor Energy Inc. AB No No No

Sungold International Holdings Corp. BC No Yes No

Sunniva Inc. BC No No No

Sunnyside Resources Ltd. BC No Yes No

SunOil Ltd. BC No Yes No

SunOpta Inc. ON No No No

Sunora Foods Inc. AB No No No

Sunrise Resources Ltd. BC No Yes No

Sunset Pacific Petroleum Ltd. BC Yes No Yes

Sunshine Agri-Tech Inc. BC No No No

Sunstone Opportunity (2006) Debenture Fund BC No No No

Sunstone Opportunity (2006) Realty Trust BC No No No

Sunstone Opportunity (2007) Mortgage Fund BC No No No

Sunstone Opportunity (2007) Realty Trust BC No No No

Sunstone Opportunity Fund (2005) Limited Partnership BC No No No

SunVault Energy, Inc. AB No Yes No

Sunvest Minerals Corp. BC No No No

Sunwah International Limited BC No No No

Superior Canadian Resources Inc. AB No Yes No

Superior Gold Inc. ON No No No

of 292


5/11/2018 12:00:00 AMas at


Superior Mining International Corporation BC No No No

Superior Plus Corp. ON No No No

Supreme Metals Corp. BC No No No

Supreme Resources Inc BC No Yes No

Supremex Inc. QC No No No

Suprex Energy Corporation AB No Yes No

SURE Print and Copy Centres, Inc. AB No Yes No

Surewin Resources Corp. BC No Yes No

Surge Copper Corp. BC No No No

Surge Energy Inc. AB No No No

Surge Exploration Inc. BC No No No

Sustainco Inc. ON No No No

Sutter Gold Mining Inc. BC No No No

Sweeprite Mfg. Inc. SK No Yes No

Sweet Natural Trading Co. Limited ON No No No

SweetrLife Technologies Inc. BC No Yes No

SWI Steelworks Inc. BC No Yes No

Swisslink Financial Corporation ON No Yes No

Sxt Resources Ltd. BC No Yes No

Sycamore Entertainment Group, Inc. BC No Yes No

Syd Financial Inc. BC No No No

Sylogist Ltd. AB No No No

Sylvan Park Estates Limited Partnership BC No Yes No

Symbility Solutions Inc. ON No No No

Symes Resources Ltd. BC No Yes No

Symmetry Balanced Portfolio ON No No No

Symmetry Balanced Portfolio Class ON No No No

Symmetry Canadian Bond Fund ON No No No

Symmetry Canadian Equity Fund ON No No No

Symmetry Comprehensive Equity Fund ON No No No

Symmetry Conservative Income Portfolio ON No No No

Symmetry Conservative Income Portfolio Class ON No No No

Symmetry Conservative Portfolio ON No No No

Symmetry Conservative Portfolio Class ON No No No

Symmetry EAFE Equity Fund ON No No No

Symmetry Emerging Markets Equity Corporate Class ON No No No

Symmetry Equity Portfolio Class ON No No No

Symmetry Fixed Income Portfolio ON No No No

Symmetry Global Bond Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Symmetry Growth Portfolio ON No No No

Symmetry Growth Portfolio Class ON No No No

Symmetry Low Volatility Fund ON No No No

Symmetry Moderate Growth Portfolio ON No No No

Symmetry Moderate Growth Portfolio Class ON No No No

Symmetry US Equity Fund ON No No No

Symphony Floating Rate Senior Loan Fund ON No No No

Symplex Communications Corporation BC No Yes No

Synapse Software Inc. BC No Yes No

Synaptec, A Knowledge Engineering Corporation BC No Yes No

Syncordia Technologies and Healthcare Solutions, Corp. ON No No No

Synergex Corporation ON No Yes No

Synergy American Corporate Class ON No No No

Synergy American Fund ON No No No

Synergy Canadian Corporate Class ON No No No

Synergy Global Corporate Class ON No No No

Synergy Renewable Resources Inc. BC No Yes No

Synex International Inc. BC No No No

Synodon Inc. AB No Yes No

SynStream Energy Corp. AB No No No

Syntec Biofuel Inc. BC No Yes No

Syscan International Inc. QC No Yes No

Syspower Multimedia Industries Inc. BC No Yes No

Systematic Financial Corp. BC No Yes No

Systems Display International, Inc. BC No Yes No

T & W Financial Corporation BC No Yes No

T.H.C. Medical Inc. BC No Yes No

T.I. Travel International Inc. BC No Yes No

T.R.V. Minerals Corporation BC No Yes No

Tabu Equity Investments Inc. BC No No No

TAC Gold Corporation BC No Yes No

Tactex Controls Inc. BC No Yes No

TAG Oil Ltd. BC No No No

TagLikeMe Corp. BC No Yes No

Tahera Diamond Corporation ON No Yes No

Tahiti Resort Hotels Ltd. BC No Yes No

Tahoe Resources Inc. BC No No No

Taiga Building Products Ltd. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Taiga Gold Corp. BC No No No

Tailwind Capital Corporation AB No No No

Tajac Capital Inc. BC No Yes No

Tajee Resources Ltd. BC No Yes No

Tajiri Resources Corp. BC No No No

Tajzha Ventures Ltd. AB No Yes Yes

Takla Gold Mines Inc. BC No Yes No

Taku Gold Corp. BC No No No

Talborne Capital Corporation BC No Yes No

Talemon Investments Ltd. BC No Yes No

TalkTran Communications Corp. AB No Yes No

Tallagium Corporation AB No Yes No

Tallgrass Energy Corp. AB No Yes No

Tallou Gold Corporation BC No Yes No

Tally-Ho Exploration Ltd. BC No Yes No

Talon Metals Corp. ON No No No

Talware Networx Inc. ON No Yes No

Tamarack Valley Energy Ltd. AB No No No

Tamerlane Ventures Inc. BC No Yes No

Tampico Capital Corporation BC No Yes No

Tanager Energy Inc. AB No No No

Tangelo Games Corp. ON No No No

Tangerine Balanced Growth Portfolio ON No No No

Tangerine Balanced Income Portfolio ON No No No

Tangerine Balanced Portfolio ON No No No

Tangerine Dividend Portfolio ON No No No

Tangerine Equity Growth Portfolio ON No No No

Tango Mining Limited BC No No No

Tantalex Resources Corporation BC No No No

Tanzania Minerals Corp. BC No No No

Tanzanian Royalty Exploration Corporation ON No No No

Tao Minerals Ltd. BC No Yes No

Tap Capital Corp. BC No Yes No

Tap Resources, Inc. BC No Yes No

Taranis Resources Inc. BC No No No

Targas Resources Inc. BC No Yes No

Target Capital Inc. AB No No No

Targeted Microwave Solutions Inc. BC No No No

Tarku Resources Ltd. SK No No No

Tarn Pure Technology Corp. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Tarquin Group Inc. ON No Yes No

Tartisan Nickel Corp. ON No No No

Tasca Resources Ltd. BC No No No

Taseko Mines Limited BC No No No

Tatonka Energy, Inc. BC No Yes No

Taurus Footwear Inc. BC No Yes No

Taylor North American Equity Opportunities Fund ON No No No

Tchaikazan Enterprises Inc. BC No Yes No

TCR Environmental Corp ON No Yes No

TCT Logistics Inc. AB No Yes No

TD Advantage Aggressive Growth Portfolio ON No No No

TD Advantage Balanced Growth Portfolio ON No No No

TD Advantage Balanced Income Portfolio ON No No No

TD Advantage Balanced Portfolio ON No No No

TD Advantage Growth Portfolio ON No No No

TD Asian Growth Fund ON No No No

TD Balanced Growth Fund ON No No No

TD Balanced Income Fund ON No No No

TD Balanced Index Fund ON No No No

TD Canadian Aggregate Bond Index ETF ON No No No

TD Canadian Blue Chip Dividend Fund ON No No No

TD Canadian Bond Fund ON No No No

TD Canadian Bond Index Fund ON No No No

TD Canadian Core Plus Bond Fund ON No No No

TD Canadian Corporate Bond Fund ON No No No

TD Canadian Diversified Yield Fund ON No No No

TD Canadian Equity Class ON No No No

TD Canadian Equity Fund ON No No No

TD Canadian Equity Pool ON No No No

TD Canadian Equity Pool Class ON No No No

TD Canadian Index Fund ON No No No

TD Canadian Large-Cap Equity Fund ON No No No

TD Canadian Low Volatility Class ON No No No

TD Canadian Low Volatility Fund ON No No No

TD Canadian Low Volatility Pool ON No No No

TD Canadian Money Market Fund ON No No No

TD Canadian Small-Cap Equity Class ON No No No

TD Canadian Small-Cap Equity Fund ON No No No

TD Canadian Value Class ON No No No

of 292


5/11/2018 12:00:00 AMas at


TD Canadian Value Fund ON No No No

TD Capital Trust III ON No No No

TD Capital Trust IV ON No No No

TD Comfort Aggressive Growth Portfolio ON No No No

TD Comfort Balanced Growth Portfolio ON No No No

TD Comfort Balanced Income Portfolio ON No No No

TD Comfort Balanced Portfolio ON No No No

TD Comfort Conservative Income Portfolio ON No No No

TD Comfort Growth Portfolio ON No No No

TD Core Canadian Value Fund ON No No No

TD Corporate Bond Plus Fund ON No No No

TD Diversified Monthly Income Fund ON No No No

TD Dividend Growth Class ON No No No

TD Dividend Growth Fund ON No No No

TD Dividend Income Class ON No No No

TD Dividend Income Fund ON No No No

TD Dow Jones Industrial Average Index Fund ON No No No

TD Emerald Balanced Fund ON No No No

TD Emerald Canadian Bond Index Fund ON No No No

TD Emerald Canadian Equity Index Fund ON No No No

TD Emerald Canadian Short Term Investment Fund ON No No No

TD Emerald Canadian Treasury Management - Government of Canada Fund ON No No No

TD Emerald Canadian Treasury Management Fund ON No No No

TD Emerald International Equity Index Fund ON No No No

TD Emerald U.S. Market Index Fund ON No No No

TD Emerging Markets Class ON No No No

TD Emerging Markets Fund ON No No No

TD Emerging Markets Low Volatility Fund ON No No No

TD Entertainment & Communications Fund ON No No No

TD European Index Fund ON No No No

TD Fixed Income Pool ON No No No

TD FundSmart Managed Aggressive Growth Portfolio ON No No No

TD FundSmart Managed Balanced Growth Portfolio ON No No No

TD FundSmart Managed Income & Moderate Growth Portfolio ON No No No

TD Global Balanced Opportunities Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


TD Global Conservative Opportunities Fund ON No No No

TD Global Core Plus Bond Fund ON No No No

TD Global Equity Pool ON No No No

TD Global Equity Pool Class ON No No No

TD Global Income Fund ON No No No

TD Global Low Volatility Class ON No No No

TD Global Low Volatility Fund ON No No No

TD Global Risk Managed Equity Class ON No No No

TD Global Risk Managed Equity Fund ON No No No

TD Global Unconstrained Bond Fund ON No No No

TD Health Sciences Fund ON No No No

TD High Yield Bond Fund ON No No No

TD Income Advantage Portfolio ON No No No

TD Income Opportunities Pool ON No No No

TD International Equity CAD Hedged Index ETF ON No No No

TD International Equity Index ETF ON No No No

TD International Growth Class ON No No No

TD International Growth Fund ON No No No

TD International Index Currency Neutral Fund ON No No No

TD International Index Fund ON No No No

TD International Stock Fund ON No No No

TD Managed Aggressive Growth ETF Portfolio ON No No No

TD Managed Aggressive Growth Portfolio ON No No No

TD Managed Balanced Growth ETF Portfolio ON No No No

TD Managed Balanced Growth Portfolio ON No No No

TD Managed Income & Moderate Growth ETF Portfolio ON No No No

TD Managed Income & Moderate Growth Portfolio ON No No No

TD Managed Income ETF Portfolio ON No No No

TD Managed Income Portfolio ON No No No

TD Managed Index Aggressive Growth Portfolio ON No No No

TD Managed Index Balanced Growth Portfolio ON No No No

TD Managed Index Income & Moderate Growth Portfolio ON No No No

TD Managed Index Income Portfolio ON No No No

TD Managed Index Maximum Equity Growth Portfolio ON No No No

TD Managed Maximum Equity Growth ETF Portfolio ON No No No

of 292


5/11/2018 12:00:00 AMas at


TD Managed Maximum Equity Growth Portfolio ON No No No

TD Monthly Income Fund ON No No No

TD Nasdaq Index Fund ON No No No

TD North American Dividend Fund ON No No No

TD North American Small-Cap Equity Fund ON No No No

TD Opportunities Pool ON No No No

TD Precious Metals Fund ON No No No

TD Premium Money Market Fund ON No No No

TD Real Return Bond Fund ON No No No

TD Resource Fund ON No No No

TD Retirement Balanced Portfolio ON No No No

TD Retirement Conservative Portfolio ON No No No

TD Risk Management Pool ON No No No

TD Risk Reduction Pool ON No No No

TD Risk Reduction Pool - US$ ON No No No

TD S&P 500 CAD Hedged Index ETF ON No No No

TD S&P 500 Index ETF ON No No No

TD S&P/TSX Capped Composite Index ETF ON No No No

TD Science & Technology Fund ON No No No

TD Short Term Bond Fund ON No No No

TD Short Term Investment Class ON No No No

TD Strategic Yield Fund ON No No No

TD Tactical Monthly Income Class ON No No No

TD Tactical Monthly Income Fund ON No No No

TD Tactical Pool ON No No No

TD Tactical Pool Class ON No No No

TD U.S. Blue Chip Equity Fund ON No No No

TD U.S. Corporate Bond Fund ON No No No

TD U.S. Dividend Growth Fund ON No No No

TD U.S. Equity Portfolio ON No No No

TD U.S. Index Currency Neutral Fund ON No No No

TD U.S. Index Fund ON No No No

TD U.S. Low Volatility Currency Neutral Fund ON No No No

TD U.S. Low Volatility Fund ON No No No

TD U.S. Mid-Cap Growth Class ON No No No

TD U.S. Mid-Cap Growth Fund ON No No No

TD U.S. Money Market Fund ON No No No

TD U.S. Monthly Income Fund ON No No No

TD U.S. Monthly Income Fund - C$ ON No No No

TD U.S. Quantitative Equity Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


TD U.S. Risk Managed Equity Class ON No No No

TD U.S. Risk Managed Equity Fund ON No No No

TD U.S. Small-Cap Equity Fund ON No No No

TD Ultra Short Term Bond Fund ON No No No

TD US$ Retirement Portfolio ON No No No

TDb Split Corp. ON No No No

Teal Industries Ltd. BC No Yes No

TearLab Corporation ON No No No

Tearlach Resources Limited BC No Yes No

Tec Technolog Enterprises Corporation BC No Yes No

TEC-AD SOLUTIONS LTD. BC No No No

Tech Achievers Growth & Income ETF ON No No No

Tech Leaders Income ETF ON No No No

Techbyte International Inc. BC No Yes No

TechCana Inc. QC No Yes No

Techniscope Development Corporation BC No Yes No

Teck Resources Limited BC No No No

Tecsys Inc. QC No No No

Tee-Comm Electronics Inc. BC No Yes No

Tegl Systems Corporation BC No Yes No

Tek-Net International (Canada) Ltd. BC No Yes No

TekModo Industries Inc. BC No No No

Teldar Resources Corp. BC No No No

Tele-Radio Systems Limited BC No Yes No

Teleglobe Inc. QC No Yes No

Teleguard Systems International Inc. BC No Yes No

Telepost Communications Inc BC No Yes No

Telescene Film Group Inc. QC No Yes No

Telesis North Communications Inc. BC No Yes No

Teliphone Corp. BC No Yes No

Tellza Inc. ON No Yes No

Telson Mining Corporation BC No No No

Telum International Corporation ON No Yes No

Telus Communications Inc. BC No No No

Telus Corporation BC No No No

Tembo Gold Corp. BC Yes No Yes

Templar Mining Corporation BC No Yes No

Temple Hotels Inc. ON No No No

Templeton Asian Growth Corporate Class ON No No No

Templeton Asian Growth Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Templeton EAFE Developed Markets Fund ON No No No

Templeton Emerging Markets Corporate Class ON No No No

Templeton Emerging Markets Fund ON No No No

Templeton Frontier Markets Corporate Class ON No No No

Templeton Frontier Markets Fund ON No No No

Templeton Global Balanced Fund ON No No No

Templeton Global Bond Fund ON No No No

Templeton Global Bond Fund (Hedged) ON No No No

Templeton Global Smaller Companies Corporate Class ON No No No

Templeton Global Smaller Companies Fund ON No No No

Templeton Growth Corporate Class ON No No No

Templeton Growth Fund, Ltd. ON No No No

Templeton International Stock Corporate Class ON No No No

Templeton International Stock Fund ON No No No

Tempus Capital Inc. ON No No No

Ten Peaks Coffee Company Inc. BC No No No

Tenacity Resources Corp. BC No Yes No

Tenquille Resources Ltd. BC No Yes No

Tenth Avenue Petroleum Corp. AB No No No

TER Thermal Retrieval Systems Ltd. QC No Yes No

Terago Inc. ON No No No

Teranga Gold Corporation ON No No No

Teras Resources Inc. AB No No No

Terato Resources Ltd. BC No Yes No

Terminal City Capital Inc. BC No Yes No

Terra Energy Corp. AB No Yes No

Terra Firma Capital Corporation ON No No No

Terra Inventions Corp. BC No Yes No

Terra Mannix Incorporated AB No Yes No

Terra Mines Ltd. BC No Yes No

Terrabiogen Technologies Inc. BC No No No

Terracamp Developments Ltd. BC No Yes No

Terrace Energy Corp. BC No No No

Terraco Gold Corp. BC No No No

Terradyne Energy Corporation AB No Yes No

Terramar Resource Corporation BC No Yes No

Terramin Mining Inc. BC No Yes No

Terrascend Corp. ON No No No

Terrastar Development Corporation BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


TerraVest Industries Inc. AB No No No

Terrawest Industries Inc. BC No Yes No

TerraX Minerals Inc. BC No No No

Terreno Resources Corp. BC No No No

Teryl Resources Corp. BC No Yes No

Tesla Exploration Ltd. AB No Yes No

Tesoro Minerals Corp. BC No No No

Tethyan Resources PLC BC No No No

Tethys Petroleum Limited AB Yes No No

Teton Energy Corporation ON No Yes No

Tetra Bio-Pharma Inc. ON No No No

Tetratel Inc. AB No Yes No

Teuton Resources Corp. BC No No No

Tevana Traders Corp. BC No Yes No

TEXAS JACK OIL & GAS CORPORATION BC No Yes No

TFI International Inc. QC No No No

TG Income Trust II BC No No No

TG Income Trust III BC No No No

TG Residential Value Properties Ltd. BC No Yes No

THC Biomed INTL Ltd. BC No No No

The Alkaline Water Company Inc. BC No No No

The Alliance Enterprise Corporation BC No Yes No

The Art Vault International Limited ON No Yes No

The Balmoral Club Limited Partnership BC No Yes No

The Caldwell Partners International Inc. ON No No No

The Canada Life Assurance Company ON No No No

The Canadian Shield Fund ON No No No

The CanFibre Group Ltd. BC No Yes No

The Cash Store Australia Holdings Inc. AB No Yes No

The Cash Store Financial Services Inc. AB No Yes No

The Chancellor Group Ltd. BC No Yes No

The Children's Educational Foundation Of Canada ON No No No

The Cross Winds Apartment Project MB No No No

The Delma Group Inc. BC No No No

The Descartes Systems Group Inc. ON No No No

The Eelleet Network Corp. BC No No No

The Empire Life Insurance Company ON No No No

The Futures Dimension Fund BC No Yes No

The GBC American Growth Fund Inc. QC No No No

of 292


5/11/2018 12:00:00 AMas at


The GBC Canadian Bond Fund QC No No No

The GBC Canadian Growth Fund QC No No No

The GBC Growth and Income Fund QC No No No

The GBC International Growth Fund QC No No No

The GBC Money Market Fund QC No No No

The Global Housing Group BC No Yes No

The Golden Shamrock Resources Corp. BC No Yes No

The Green Organic Dutchman Holdings Ltd. ON No No No

The Helical Corporation Inc. NS No Yes No

The Hello Channel Inc. BC No Yes No

The Hydropothecary Corporation QC No No No

The Ideal Group Of Companies Inc. BC No Yes No

The Intertain Group Limited ON No No No

The Jean Coutu Group (PJC) Inc. QC No No No

The Keg Royalties Income Fund BC No No No

The Lodge at Kananaskis Limited Partnership ON No Yes No

The Loewen Group Inc BC No Yes No

The Maestral Group Inc. BC No Yes No

The Manufacturers Life Insurance Company ON No No No

The Medipattern Corporation ON No Yes No

The Millennium Network Corporation BC No Yes No

The Mint Corporation ON No No No

The Mosport Park Entertainment Corporation BC No Yes No

The Mountain Inn at Ribbon Creek Limited Partnership ON No Yes No

The Needle Capital Corp. AB No No No

The North West Company Inc. MB No No No

The Now Corporation BC No Yes No

The Opimian California Vineyards Corporation BC No Yes No

The Pacific Northwest Herb Corporation BC No Yes No

The Phoenician Fund Corporation I ON No Yes No

The Saucy Bread Company Inc. AB No Yes No

The Seasons Apartments Limited Partnership BC No Yes No

The Second Cup Ltd. ON No No No

The Shield Development Company Limited BC No Yes No

The Shores Limited Partnership BC No Yes No

The Silver Recycling Company Inc. BC No Yes No

The Song Corporation ON No Yes No

The Spice Depot, Inc. BC No Yes No

The Stars Group Inc. ON No No No

of 292


5/11/2018 12:00:00 AMas at


The Stratas Corporation Ltd. BC No Yes No

The Summit 2-B Limited Partnership BC No Yes No

The Summit Limited Partnership MB No Yes No

The Supreme Cannabis Company, Inc. ON No No No

The TDL Group Corp. ON No No No

The Tinley Beverage Company Inc. ON No No No

The Toronto-Dominion Bank ON No No No

The Van Diemen's Company Ltd. BC No Yes No

The Versatech Group Inc. ON No Yes No

The Westaim Corporation ON No No No

The Western Investment Company of Canada Limited AB No No No

The Winchester Group Inc. ON No Yes No

The Zone Entertainment Group, Inc. BC No Yes No

Theia Resources Ltd. BC No No No

Themac Resources Group Limited BC No No No

Theralase Technologies Inc. ON No No No

Theratechnologies Inc. QC No No No

Therma Bright Inc. ON No No No

Thermal Control Technologies Corp. AB No Yes No

Thermal Energy International Inc. ON No No No

Thermax International Corp. AB No Yes No

Thermo Tech Technologies Inc. BC No Yes No

ThermoCeramix Corporation ON No Yes No

Theron Resource Group BC No Yes No

theScore, Inc. ON No No No

Third Cgi Mutualization Corporation BC No Yes No

Thirteen Mile Gold Ltd. BC No Yes No

Thistle Mining Inc. ON No Yes No

Thitec Recovery Systems Limited BC No Yes No

Thomson Gold Co. Ltd. BC No Yes No

Thomson Reuters Corporation ON No No No

Thor Explorations Ltd. BC No No No

ThreeD Capital Inc. ON No No No

Threegold Resources Inc. QC No Yes No

Thunder Mountain Gold, Inc. BC Yes No No

Thunder River Enterprises Inc. ON No No No

Thunderbird Development Corp. BC No Yes No

Thunderbird Resorts, Inc. BC No No No

Thunderstruck Resources Ltd. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Tiara Enterprises Ltd. BC No Yes No

Tidal Royalty Corp. BC No No No

Tidewater Midstream and Infrastructure Ltd. AB No No No

Tiffany Resources Inc. BC No Yes No

Tiger International Resources Inc. BC No No No

Till Capital Ltd. BC No No No

Tiller Resources Ltd. BC No No No

Tillicum Industries Ltd. BC No Yes No

Tilting Capital Corp. BC No No No

Timbercreek Financial Corp. ON No No No

Timbercreek Global Real Estate Income Fund ON No No No

Timberline Resources Corporation BC No No No

Times Telecom Inc. BC No Yes No

Times Three Wireless Inc. AB No Yes No

TIMIA Capital Corp. BC No No No

Timminco Limited ON No Yes No

Tinka Resources Limited BC No No No

Tinkerine Studios Ltd. BC No No No

Tintina Mines Limited ON No No No

Titan Digital Corporation AB No Yes No

Titan Logix Corp. AB No No No

Titan Medical Inc. ON No No No

Titan Mining Corporation BC No No No

Titan Trading Analytics Inc. AB No Yes No

Titanium Corporation Inc. AB No No No

Titanium Transportation Group Inc. ON No No No

TitanStar Properties Inc. BC No No No

Titus Energy Corp. BC No Yes No

TLC Vision Corporation ON No Yes No

TMAC Resources Inc. ON No No No

TMI - Learnix Inc. ON No Yes No

TMI Technology Inc. AB No Yes No

TMX Group Limited ON No No No

TNR Gold Corp. BC No No No

Toachi Mining Inc. ON No No No

Tokyo Trading Ltd. BC No Yes No

Tolima Gold Inc. ON No No No

TomaGold Corporation QC No No No

Tomahawk Corporation AB No Yes No

Tomco Developments Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Top 10 Canadian Financial Trust ON No No No

Top 10 Split Trust ON No No No

Top 20 U.S. Dividend Trust ON No No No

Top Strike Resources Corp. AB No No No

Toptent inc. QC No Yes No

Tor-Cal Resources Limited BC No Yes No

TORC Oil & Gas Ltd. AB No No No

Torex Gold Resources Inc. ON No No No

Torino Oil & Gas Limited AB No Yes No

Torino Power Solutions Inc. BC No No No

Tornado Global Hydrovacs Ltd. AB No No No

Tornado Gold International Corporation BC No Yes No

Tornado Resources Ltd. AB No Yes No

Toromont Industries Ltd. ON No No No

Toronto Hydro Corporation ON No No No

Torq Resources Inc. BC No No No

Torrent Capital Ltd. ON No No No

Torstar Corporation ON No No No

Toscana Energy Income Corporation AB No No No

Total Energy Services Inc. AB No No No

Total Image Capital Corp. BC No Yes No

Total Telcom Inc. BC No No No

Totally Hip Technologies Inc. BC No No No

Touchstone Exploration Inc. AB No No No

Touchstone Gold Limited ON No Yes No

Tourmaline Oil Corp. AB No No No

Tova Ventures II Inc. ON No No No

Tower One Wireless Corp. BC No No No

Tower Resources Ltd. BC No No No

Toxin Alert Inc. ON No Yes No

Trac Industries Inc. BC No Yes No

Tracan Oil & Gas Ltd. BC No Yes No

TraceAbility Solutions Inc. AB No Yes No

Tracker Software International Inc. BC No Yes No

TrackX Holdings Inc. BC No No No

Trade Wind Communications Limited BC No Yes Yes

Tradex Bond Fund ON No No No

Tradex Equity Fund Limited ON No No No

Tradex Global Equity Fund ON No No No

Trafina Energy Ltd. AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


Trakopolis IoT Corp. AB No No No

Trans Atlantic Enterprises Inc. BC No Yes No

Trans World Biotech Inc. BC No Yes No

TransAct Energy Corp. BC No Yes No

TransAKT Ltd. AB No Yes No

TransAlta Corporation AB No No No

TransAlta Renewables Inc. AB No No No

TransAmerican Energy Inc. BC No No No

Transat A.T. Inc. QC No No No

Transatlantic Mining Corp. BC No No No

TransAtlantic Petroleum Ltd. AB No No No

TransCanada Corporation AB No No No

TransCanada PipeLines Limited AB No No No

TransCanada Trust AB No No No

Transcontinental Gold Corp. BC No No No

Transcontinental Inc. QC No No No

TransEuro Energy Corp. AB No Yes No

TransGlobe Energy Corporation AB No No No

TransGlobe Internet and Telecom Co., Ltd. BC No Yes No

Transition Metals Corp. ON No No No

Transmedica Enterprises Inc. BC No Yes No

Transnational Marketing Inc. BC No Yes No

Transpacific Resources Inc. ON No Yes No

Trapper Resources Ltd. BC No Yes No

Trasco Wind-Force Technologies Incorporated BC No Yes No

Travelbyus.com Ltd. BC No Yes No

Traverse Energy Ltd. AB No No No

Treasure Island Resources Corporation BC No Yes No

Treasury Metals Inc. ON No No No

Tree Brewing Company Ltd. BC No Yes No

Tree Island Steel Ltd. BC No No No

Trellis Technology Corporation BC No No No

Trenchant Capital Corp. BC No No No

Trend Vision Technologies, Inc. BC No Yes No

Tres-Or Resources Ltd. BC No No No

Tresoro Mining Corp. BC No Yes No

Trevali Mining Corporation BC No No No

Trex Acquisition Corp. BC No Yes No

Trez Capital Mortgage Investment Corporation BC No No No

of 292


5/11/2018 12:00:00 AMas at


Trez Capital Senior Mortgage Investment Corporation BC No No No

TRI Communication Solutions, Inc. BC No Yes No

Tri Origin Exploration Ltd. ON No No No

Tri-River Ventures Inc. BC No No No

Tri-Star Gold Corp. BC No Yes No

Tri-Star Resources plc ON No No No

Tri-State Resources Ltd. BC No Yes No

Tri-X International Ltd. BC No Yes No

Triactor Resources Corporation BC No Yes No

Triangle Industries Ltd. BC No No No

Triangulum Corporation AB No Yes No

Triarc Corporation Limited BC No Yes No

Triarx Gold Corporation ON No Yes No

Tribute Resources Inc. ON No Yes No

Trican Well Service Ltd. AB No No No

Tricon Capital Group Inc. ON No No No

Trifecta Gold Ltd. BC No No No

Trigon Metals Inc. ON No No No

Trigon Technologies Inc. BC No Yes No

Trihawk Mining Inc. BC No Yes No

Trillium Credit Card Trust II ON No No No

Trillium Therapeutics Inc. ON No No No

Trilogy International Partners Inc. BC No No No

Trilogy Metals Inc. BC No No No

Trimark Canadian Class ON No No No

Trimark Canadian Endeavour Fund ON No No No

Trimark Canadian Fund ON No No No

Trimark Canadian Opportunity Class ON No No No

Trimark Canadian Opportunity Fund ON No No No

Trimark Canadian Plus Dividend Class ON No No No

Trimark Canadian Small Companies Fund ON No No No

Trimark Diversified Yield Class ON No No No

Trimark Emerging Markets Class ON No No No

Trimark Energy Class ON No No No

Trimark Europlus Fund ON No No No

Trimark Fund ON No No No

Trimark Global Balanced Class ON No No No

Trimark Global Balanced Fund ON No No No

Trimark Global Diversified Income Fund ON No No No

of 292


5/11/2018 12:00:00 AMas at


Trimark Global Dividend Class ON No No No

Trimark Global Endeavour Class ON No No No

Trimark Global Endeavour Fund ON No No No

Trimark Global Fundamental Equity Class ON No No No

Trimark Global Fundamental Equity Fund ON No No No

Trimark Global Small Companies Class ON No No No

Trimark Income Growth Fund ON No No No

Trimark Interest Fund ON No No No

Trimark International Companies Class ON No No No

Trimark International Companies Fund ON No No No

Trimark Resources Fund ON No No No

Trimark Select Balanced Fund ON No No No

Trimark U.S. Companies Class ON No No No

Trimark U.S. Companies Fund ON No No No

Trimark U.S. Money Market Fund ON No No No

Trimark U.S. Small Companies Class ON No No No

TriMetals Mining Inc. BC No No No

TrinCan Capital Corp. AB No Yes No

TriNexus Holdings Ltd. SK No Yes No

Trinidad Drilling Ltd. AB No No No

Trinity Ventures Corp. BC No No No

Trio Gold Corp. AB No Yes No

TriStar Gold Inc. BC No No No

Trisura Group Ltd. ON No No No

TriTec Power Systems Ltd. ON No Yes No

Triton Emission Solutions Inc. BC No Yes No

Triumph Gold Corp. BC No No No

Triumph Ventures II Corporation ON No Yes No

Triune Resources BC No Yes No

Trius Investments Inc. NB No No No

Troilus Gold Corp. BC No No No

Tropika International Limited ON No Yes No

Troubadour Resources Inc. BC No No No

Troy Energy Corp. BC No No No

Troymet Exploration Corp. BC No No No

True 2 Beauty Inc BC No Yes No

True Grit Resources Ltd. BC Yes No No

True Leaf Medicine International Ltd. BC No No No

True North Commercial Real Estate Investment Trust ON No No No

of 292


5/11/2018 12:00:00 AMas at


True North Film And Video Productions Inc. BC No Yes No

True North Gems Inc. BC No No No

True Zone Resources Inc. BC No Yes No

Trueclaim Exploration Inc. BC No No No

TrueStar Petroleum Corporation BC No Yes Yes

Trumph Resources Corp. BC No Yes No

Trustcash Holdings, Inc. BC No Yes No

Trusted Brand 2016 Inc. AB No No No

Trylox Environmental Corporation BC No Yes No

Tsi Telsys Corporation BC No Yes No

TSO3 Inc. QC No No No

Tsodilo Resources Limited ON No No No

TTC Technology Corp. BC No Yes No

Tti Telephone Technologies Inc. BC No Yes No

TTM Resources Inc. BC No Yes No

Tuco Energy Corporation BC No Yes No

Tucows Inc. ON No No No

Tudor Corporation Ltd. AB No Yes No

Tudor Gold Corp. BC No No No

Tundra Environmental Corporation Limited BC No Yes No

Tundra Gold Mines Limited BC No Yes No

Turner Valley Oil & Gas, Inc. BC No Yes No

Turnkey E&P Inc. AB No Yes No

Turquoise Hill Resources Ltd. BC No No No

Tuscany Energy Ltd. AB Yes No No

Tuscany Minerals Ltd BC No No No

TVA Group Inc. QC No No No

TVI Pacific Inc. AB No No No

TWC Enterprises Limited ON No No No

Twin Butte Energy Ltd. AB No Yes No

Twin Richfield Oils Ltd. BC No Yes No

Twin Tires Systems Inc. AB No Yes No

Two Owls Ventures Corp. N/A No No No

Twoco Petroleums Ltd. AB No Yes No

Twyford Ventures Inc. BC No No No

Tyhee Gold Corp. BC No Yes Yes

Tyner Resources Ltd. BC No No No

Typhoon Exploration Inc. QC No No No

U.F.X. Enterprises Inc. AB No Yes No

U.S Dividend Class (GWLIM) ON No No No

of 292


5/11/2018 12:00:00 AMas at


U.S. Ammunition Company Ltd. BC No Yes No

U.S. and International Equity Class ON No No No

U.S. and International Specialty Class ON No No No

U.S. Banks Income & Growth Fund ON No No No

U.S. Diamond Corp. BC No Yes No

U.S. Dividend Fund (GWLIM) ON No No No

U.S. Dollar Cash Management Fund ON No No No

U.S. Geothermal Inc. BC No No No

U.S. Global Canadian Energy ETF ON No No No

U.S. Global GO GOLD and Precious Metal Miners ETF ON No No No

U.S. High Yield Bond Fund ON No No No

U.S. Large Cap Index Fund ON No No No

U.S. Large Company Equity Fund ON No No No

U.S. Long Distance Corp. BC No Yes No

U.S. Low Volatility Fund (Putnam) ON No No No

U.S. Small Company Equity Fund ON No No No

U.S. Technology Gorilla RSP Fund ON No Yes No

U.S. Value Class (Putnam) ON No No No

U.S. Value Fund (London Capital) ON No No No

U.S. Value Fund (Putnam) ON No No No

U.T. Technologies Limited BC No Yes No

U3O8 Corp. ON No No No

Ubiquitech Software Corp. BC No Yes No

UC Resources Ltd. BC No No No

Ucore Rare Metals Inc. NS No No No

UCP Holdings, Inc. BC No Yes No

UEX Corporation BC No No No

UGE International Ltd. ON No No No

Ultra Lithium Inc. BC No No No

Ultra Petroleum Corp. AB No No No

Ultravision Corporation QC No Yes No

Umbertino's Restaurants Inc. BC No Yes No

UMF Group Inc. BC No Yes No

Underground Energy Corporation BC No Yes Yes

Uni-Globe International Energy Corporation BC No Yes No

Uni-Sélect Inc. QC No No No

Uniglobe.com Inc. BC No Yes No

Unigold Inc. ON No No No

UniLink Tele.com Inc. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Union Gas Limited ON No No No

UnionTown Energy Inc. BC No Yes No

Unirex Corporation BC No Yes No

Unirom Technologies Inc. ON No Yes No

Unisphere Waste Conversion Ltd. ON No Yes No

Unisync Corp. BC No No No

Unitec International Controls Corporation BC No Yes No

United America eHealth Technologies Inc. BC No Yes No

United Beverages Limited BC No Yes No

United China International Enterprises Group Ltd. BC No Yes No

United Coal Holdings Limited BC No Yes No

United Collision Centres Of America, Inc. BC No Yes No

United Digital Network, Inc. BC No Yes No

United Global Petroleum Inc. BC No Yes No

United Gunn Resources Ltd. BC No Yes No

United Hearne Resources Ltd. ( N.P.L ) BC No Yes No

United Hi-Tech Inc. BC No Yes No

United Hunter Oil and Gas Corp. BC No No No

United Industrial Services Ltd. AB No Yes No

United Keno Hill Mines Limited ON No Yes No

United Kingdom Energy Inc. BC No Yes No

United Liberty Financial Corporation BC No Yes No

United Lithium Corp. BC No No No

United Media Limited BC No Yes No

United Mining Corporation BC No Yes No

United Pacific Capital Corporation BC No Yes No

United Pacific Gold Limited BC No Yes No

United Protection Security Group Inc. AB No Yes No

United Silver Corp. BC No Yes No

United Tire (&) Rubber Co. Limited BC No Yes No

Unity Energy Corp. BC No No No

Unity Wireless Corporation BC No Yes No

Universal Library Systems (International) Ltd. BC No Yes No

Universal mCloud Corp. BC No No No

Universal Potash Corp. BC No Yes No

Universal Pre-Vent Inc. BC No Yes No

Upco International Inc. BC No No No

Upland Global Corporation QC No Yes No

Upper Canyon Minerals Corp. BC Yes No No

of 292


5/11/2018 12:00:00 AMas at


Upper Street Marketing, Inc. BC No Yes No

UpSnap, Inc. ON No No No

UR-Energy Inc. ON No No No

Uracan Resources Ltd. BC No No No

Uranium Energy Corp. BC No No No

Uranium Participation Corporation ON No No No

Uravan Minerals Inc. AB No No No

Urban Select Capital Corporation BC No No No

Urbana Corporation ON No No No

Urbanfund Corp. ON No No No

Urbanimmersive Inc. QC No No No

UrtheCast Corp. BC No No No

URZ Energy Corp. BC No No No

US Cobalt Inc. BC No No No

US Equity Alpha Corporate Class ON No No No

US Equity Growth Corporate Class ON No No No

US Equity Growth Pool ON No No No

US Equity Plus Income ETF ON No No No

US Equity Small Cap Corporate Class ON No No No

US Equity Small Cap Pool ON No No No

US Equity Value Corporate Class ON No No No

US Equity Value Currency Hedged Corporate Class ON No No No

US Equity Value Pool ON No No No

US Financial 15 Split Corp. ON No No No

US Financials Income Fund ON No No No

US Oil Sands Inc. AB No Yes No

Usv International Investment Corporation BC No Yes No

Utility Corp. ON No No No

V-Tech Diagnostics (Canada) Inc. BC No Yes No

Vail Resorts, Inc. BC No No No

Val-d'Or Mining Corporation QC No No No

Valar Resources Ltd. BC No Yes No

Valdor Technology International Inc. BC No No No

Valeant Pharmaceuticals International, Inc. QC No No No

Valencia Ventures Inc. ON No No No

Valener Inc. QC No No No

Valens Groworks Corp. BC No No No

Valero Energy Corporation ON No No No

Valeura Energy Inc. AB No No No

of 292


5/11/2018 12:00:00 AMas at


ValGold Resources Ltd. ON No No No

Valhalla Resources Ltd. BC No Yes No

Valor Energy Corp BC No Yes No

Valterra Resource Corporation BC No No No

Valucap Investments Inc. ON No Yes No

Value Capital Trust AB No No No

Vampt America, Inc. BC No Yes No

Van Tak Capital Corp. BC No Yes No

Vanadium One Energy Corp. ON No No No

Vanadiumcorp Resource Inc. BC Yes No No

Vanc Pharmaceuticals Inc. BC No No No

Vancord Capital Inc. BC No Yes No

Vangold Mining Corp. BC No No No

Vanguard Aviation Corp. AB No Yes No

Vanguard Balanced ETF Portfolio ON No No No

Vanguard Canadian Aggregate Bond Index ETF ON No No No

Vanguard Canadian Corporate Bond Index ETF ON No No No

Vanguard Canadian Government Bond Index ETF ON No No No

Vanguard Canadian Long-Term Bond Index ETF ON No No No

Vanguard Canadian Short-Term Bond Index ETF ON No No No

Vanguard Canadian Short-Term Corporate Bond Index ETF ON No No No

Vanguard Canadian Short-Term Government Bond Index ETF ON No No No

Vanguard Conservative ETF Portfolio ON No No No

Vanguard FTSE All-World ex Canada Index ETF ON No No No

Vanguard FTSE Canada All Cap Index ETF ON No No No

Vanguard FTSE Canada Index ETF ON No No No

Vanguard FTSE Canadian Capped REIT Index ETF ON No No No

Vanguard FTSE Canadian High Dividend Yield Index ETF ON No No No

Vanguard FTSE Developed All Cap ex North America Index ETF ON No No No

Vanguard FTSE Developed All Cap ex North America Index ETF (CAD-hedged) ON No No No

Vanguard FTSE Developed All Cap ex U.S. Index ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


Vanguard FTSE Developed All Cap ex U.S. Index ETF (CAD-hedged) ON No No No

Vanguard FTSE Developed Asia Pacific All Cap Index ETF (CAD-hedged) ON No No No

Vanguard FTSE Developed Asia Pacific Index ETF ON No No No

Vanguard FTSE Developed Europe All Cap Index ETF (CAD-hedged) ON No No No

Vanguard FTSE Developed Europe Index ETF ON No No No

Vanguard FTSE Emerging Markets All Cap Index ETF ON No No No

Vanguard Global Balanced Fund ON No No No

Vanguard Global Dividend Fund ON No No No

Vanguard Global ex-U.S. Aggregate Bond Index ETF (CAD-hedged) ON No No No

Vanguard Global Liquidity Factor ETF ON No No No

Vanguard Global Minimum Volatility ETF ON No No No

Vanguard Global Momentum Factor ETF ON No No No

Vanguard Global Value Factor ETF ON No No No

Vanguard Growth ETF Portfolio ON No No No

Vanguard International Growth Fund ON No No No

Vanguard S&P 500 Index ETF ON No No No

Vanguard S&P 500 Index ETF (CAD-hedged) ON No No No

Vanguard U.S. Aggregate Bond Index ETF (CAD-hedged) ON No No No

Vanguard U.S. Dividend Appreciation Index ETF ON No No No

Vanguard U.S. Dividend Appreciation Index ETF (CAD-hedged) ON No No No

Vanguard U.S. Total Market Index ETF ON No No No

Vanguard U.S. Total Market Index ETF (CAD-hedged) ON No No No

Vanguard Venture Corporation BC No Yes No

Vanguard Windsor U.S. Value Fund ON No No No

Vanity Capital Inc. BC No No No

Vanoil Energy Ltd. BC No Yes No

Vansen Pharma Inc. BC No Yes No

Vanstar Mining Resources Inc. QC No No No

Vantex Resources Ltd. BC No No No

Vanwin Resources Corporation BC No Yes No

Vatic Ventures Corp. BC No No No

Vaxil Bio Ltd. ON No No No

VBI Vaccines Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Vecima Networks Inc. BC No No No

Vector Intermediaries Inc. ON No Yes No

Vector Venture Corp. BC No Yes No

VECTr Systems, Inc. AB No Yes No

Vedron Limited BC No Yes No

Vega Mining Inc. BC No Yes No

Vela Minerals Ltd. BC No No No

Velan Inc. QC No No No

Velocity Data Inc. BC No No No

Velocity Minerals Ltd. BC No No No

Vendetta Mining Corp. BC No No No

VendTek Systems Inc. BC No Yes No

Venerable Ventures Ltd. BC No No No

Venga Aerospace Systems Inc. ON No Yes No

Venstar Inc. AB No Yes No

Ventex Energy Ltd. BC No Yes No

VentriPoint Diagnostics Ltd. ON No No No

Venture Gold Corp. BC No Yes No

Venture Seismic Ltd. BC No Yes No

Venturecom Communications Inc. BC No Yes No

VentureLink Innovation Fund Inc. ON No No No

Venzee Technologies Inc. BC No No No

Verdant Valley Ventures Inc. BC No Yes No

Verde Agritech Plc ON No No No

Verde Science, Inc. BC No Yes No

Verdx Minerals Corporation ON No Yes No

Verify Smart Corp. BC No Yes No

Veris Gold Corp. BC No Yes No

Verisante Technology, Inc. BC No Yes No

Veritas Canadian Equity Fund ON No No No

Veritas Pharma Inc. BC No No No

VERITAS Software Corporation ON No No No

Vermilion Energy Inc. AB No No No

VersaBank ON No No No

VersaPay Corporation ON No No No

Versatile Systems Inc. BC No Yes Yes

Versus Systems Inc. BC No No No

Vertex Enhanced Income Fund BC No No No

Vertex Growth Fund BC No No No

Vertex Resource Group Ltd. AB No No No

of 292


5/11/2018 12:00:00 AMas at


Vertex Resources Ltd. BC No Yes No

Vertex Value Fund BC No No No

Vertical Exploration Inc. BC No No No

Vertigo Systems International Inc. BC No Yes No

Vetta Ventures Corp. BC No Yes No

Vgm Capital Corporation BC No Yes No

VGrab Communications Inc. BC No No No

Viacorp Technologies Inc. BC No Yes No

Vianet Technologies, Inc. BC No Yes No

Viavi Solutions Inc. BC No No No

Viavid Broadcasting Inc. BC No Yes No

Victoria Diego Resource Corp. BC No Yes No

Victoria Gold Corp. ON No No No

Victorian Enuretic Services Ltd. BC No Yes No

Victory Capital Corp. ON No No No

Victory Mountain Ventures Ltd. BC No Yes No

Victory Nickel Inc. ON No No No

Victory Resources Corporation BC No No No

Victory Square Technologies Inc. BC No No No

Video-West Distributors Ltd. BC No Yes No

Videtics International Corp. BC No Yes No

VidWRX Inc. BC No Yes No

Viemed Healthcare, Inc. BC No No No

Vigil Health Solutions Inc. BC No No No

Vigil Locating Systems Corporation QC No Yes No

Viking Gold Exploration Inc. ON No Yes No

Village Farms International, Inc. BC No No No

Villeneuve Resources Ltd. BC No Yes No

Vinergy Resources Ltd. BC No No No

Vioclone Biologicals Inc. BC No Yes No

Viper Wireless Inc. BC No Yes No

VIQ Solutions Inc. ON No No No

ViRexx Medical Corp. AB No Yes No

Virginia Energy Resources Inc. BC No No No

Virginia Hills Oil Corp. AB No Yes No

Viridis Energy Inc. BC No Yes No

Viridium Pacific Group Ltd. AB No No No

VirtualArmour International Inc. BC No No No

Virtutone Networks Inc. AB No Yes No

Visa Gold Explorations Inc. ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


Visa Inc. ON No No No

Viscount Mining Corp. BC No No No

Viscount Systems, Inc. BC No Yes No

Visible Gold Mines Inc. QC No No No

Vision Coatings Group Limited BC No Yes No

Vision Incorporated BC No Yes No

Vision Lithium Inc. QC No No No

Vision SCMS Inc. ON No Yes No

VisionQuest Energy Group Inc. BC No Yes No

Visionstate Corp. AB No No No

Visionwall Incorporated AB No Yes No

Visiphor Corporation BC No Yes No

Vista Gold Corp. BC No No No

Vita Mobile Systems, Inc. BC No Yes No

Vital Energy Inc. AB No No No

Vital Retirement Living Inc. ON No Yes No

VitalHub Corp. ON No No No

Vitality Products Inc. BC No No No

Vitreous Glass Inc. AB No No No

Viva Gold Corporation BC No No No

Vivione Biosciences Inc. AB No No No

Vnue, Inc. BC No Yes No

Vodis Pharmaceuticals Inc. BC No No No

Vogogo Inc. AB No No No

Voice Mobility International, Inc. BC No No No

Voice-It Solutions Inc. BC No Yes No

VOIP-Pal.Com Inc. BC No No No

Volcanic Gold Mines Inc. BC No No No

Volcano Resources Corp. BC No Yes No

Volt Energy Corp. BC No No No

Voltaic Minerals Corp. BC No No No

Voltaire Services Corp. BC No Yes No

VON Capital Corp. BC No No No

Vostok Minerals Inc. AB No Yes No

Voyageur Minerals Ltd. AB No No No

Voyus Ltd. BC No Yes No

VPI Canadian Balanced Pool MB No No No

VPI Canadian Equity Pool MB No No No

VPI Foreign Equity Pool MB No No No

VPI Income Pool MB No No No

of 292


5/11/2018 12:00:00 AMas at


VPI Mortgage Pool MB No No No

VPI Value pool MB No No No

VR Resources Ltd. BC No No No

Vsc Technology Inc. BC No Yes No

Vsm Exploration Inc. BC No Yes No

VSM MedTech Ltd. BC No Yes No

Vulcan Minerals Inc. AB No No No

Vuzix Corporation ON No No No

VVC Exploration Corp. ON No No No

Vxl Capital Limited BC No Yes No

W.A.M. Collins Income Pool BC No No No

WAI Capital Investments Corp. BC No Yes No

Wajax Corporation ON No No No

Waldron Energy Corporation AB No Yes No

Walker River Resources Corp. BC No No No

Wall Financial Corporation. BC No No No

Wallbridge Mining Company Limited ON No No No

Walter Energy, Inc. BC Yes No No

Walton Big Lake Development L.P. AB No No No

Walton Edgemont Development Corporation AB Yes No No

Walton Ontario Land L.P. 1 AB Yes No No

Walton Westphalia Development Corporation AB No Yes No

WANGTON CAPITAL CORP. BC No No No

War Eagle Mining Company Inc. BC Yes No No

Warrior Industries Ltd. BC No Yes No

Warstar Resources Inc. BC No Yes No

Warwick Communications Inc. AB No Yes No

Wasabi Resources Ltd BC No Yes No

Waseco Resources Inc. ON No No No

Waste Connections, Inc. ON No No No

Wastecorp. International Investments Inc. ON No Yes No

Watcor Purification Systems Inc. BC No Yes No

Waterfront Capital Corporation BC No No No

Waterpur International Inc. BC No Yes No

Wavefront Technology Solutions Inc. AB No No No

WavePOINT Systems Inc. AB No Yes No

WaveRider Communications Inc. ON No Yes No

Waverley Pharma Inc. MB No No No

Waverley Square Limited Partnership BC No Yes No

Wavve Telecommunications, Inc. ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


Waybo Resources Inc. BC No Yes No

Wayzata Finance Inc. BC No No No

Wcn Investment Corp. BC No Yes No

We X.L. Holdings Corporation AB No Yes No

Wealth Minerals Ltd. BC No No No

Web Watcher Systems Ltd. BC No Yes No

WeConnect Tech International Inc. BC No No No

Wedco Development Corp. BC No Yes No

Wee-Cig International Corporation BC No Yes No

WeedMD Inc. ON No No No

Weihao International Aluminum Corp. BC No Yes No

Wellness Lifestyles Inc. BC No No No

Wellpoint Systems Inc. AB No Yes No

Wells Fargo Canada Corporation ON No No No

Wellstar Energy Corp. BC No Yes No

Welwind Energy International Corporation BC No Yes No

Wencarro Resources Ltd. BC No Yes No

Werner Dahnz Company Limited BC No Yes No

Wescan Energy Corp. AB No No No

Wescan Energy Ltd. BC No Yes No

Wescan Goldfields Inc. SK No No No

Wesdome Gold Mines Ltd. ON No No No

West African Resources Limited BC No No No

West Coast Forest Products Ltd. BC No Yes No

West Dynamic Toll Road Ltd. BC No Yes No

West Fraser Timber Co. Ltd. BC No No No

West Hawk Development Corp. BC No Yes No

West High Yield (W.H.Y.) Resources Ltd. AB No No No

West Isle Energy Inc. AB No Yes No

West Kirkland Mining Inc. BC No No No

West Mountain Environmental Corp. AB No Yes No

West Red Lake Gold Mines Inc. ON No No No

Westate Energy Inc. BC No Yes No

Westbank Resources Inc. BC No Yes No

Westbond Enterprises Corporation BC No No No

Westbridge Energy Corporation BC No No No

Westbridge Land Developments Inc. AB No Yes No

WestCan Uranium Corp. BC No Yes No

Westcoast Energy Inc. AB No No No

Westcore Energy Ltd. AB No No No

of 292


5/11/2018 12:00:00 AMas at


Westcot Ventures Corp. BC No No No

Westek Communications Inc. BC No Yes No

Western Canada Beverage Corporation BC No Yes No

Western Canada Energy Ltd. AB No Yes No

Western Canada Executive Capital Ltd. BC No Yes No

Western Carlyle Concepts Inc. BC No Yes No

Western Commonwealth Developments Inc. BC No Yes No

Western Copper and Gold Corporation BC No No No

Western Energy Services Corp. AB No No No

Western Forest Products Inc. BC No No No

Western Graphite Inc. BC No Yes No

Western Harvest Seafarms Ltd. BC No Yes No

Western Logic Resources Inc. BC No Yes No

Western Pacific Resources Corp. BC No No No

Western Pacific Trust Company BC No No No

Western Plains Petroleum Ltd. AB No Yes No

Western Resource Technologies Inc. BC No Yes No

Western Resources Corp. BC No No No

Western Trinity Resource Corp. BC No Yes No

Western Troy Capital Resources Inc. ON No No No

Western Uranium Corporation ON No No No

Western Warner Oils Ltd. BC No Yes No

WesternOne Inc. BC No No No

Westfort Energy Ltd. AB No Yes No

Westhampton Court Limited Partnership BC No Yes No

Westhaven Ventures Inc. BC No No No

WestJet Airlines Ltd. AB No No No

Westkam Gold Corp. BC No No No

Westline Resources Ltd. BC No Yes No

Westminster Resources Ltd. BC No No No

Westmont Resources, Inc. BC No Yes No

Westport Fuel Systems Inc. BC No No No

Westrend (Oil & Gas) Technologies Corp. BC No Yes No

Westridge Resources Inc. BC No No No

WestRock Company QC No No No

Westshire Capital II Corp. BC No No No

Westshore Terminals Investment Corporation BC No No No

Westwater Industries Ltd. BC No Yes No

Wexford Resources Inc. BC No Yes No

Wheaton Precious Metals Corp. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Whistler Blackcomb Holdings Inc. BC No No No

Whistler Gold Exploration Inc. BC No No No

White Gold Corp. ON No No No

White Metal Resources Corp. ON No No No

White Rose Crafts And Nursery Sales Limited ON No Yes No

White Tie Ventures Corp. AB No Yes No

Whitecap Resources Inc. AB No No No

Whitemud Resources Inc. AB No No No

Whitewater Resources Ltd. BC No Yes No

Whiting Petroleum Corporation BC No No No

Whittier Energy Corporation BC No Yes No

Wi2Wi Corporation ON No No No

Wildcard Technologies Inc. BC No Yes No

Wildflower Marijuana Inc. BC No No No

Williston Wildcatters Oil Corporation BC No Yes No

Willoughby Investment Pool BC No No No

Willow Resources Ltd. BC No Yes No

Wilmington Capital Management Inc. ON No No No

Wilshire Energy Resources Inc. BC No Yes No

Wilton Resources Inc. AB No No No

Win-Eldrich Mines Limited ON No Yes No

Winchester Minerals and Gold Exploration Ltd. BC No Yes No

Wind River Energy Corp. BC No Yes No

Wind Works Power Corp. BC No Yes No

Windfire Capital Corp. BC No No No

Window Rock Capital Holdings, Inc. BC No Yes No

Windsor Energy Corporation AB No Yes No

Windy Mountain Explorations Ltd. ON No Yes No

Winfield Resources Limited BC No Yes Yes

Winpak Ltd MB No No No

Winston Gold Corp. MB No No No

Winston Resources Inc. BC No No No

Wireless DataScan Inc AB No Yes No

WisdomTree Canada Quality Dividend Growth Index ETF ON No No No

WisdomTree Emerging Markets Dividend Index ETF ON No No No

WisdomTree Europe Hedged Equity Index ETF ON No No No

WisdomTree International Quality Dividend Growth Index ETF ON No No No

of 292


5/11/2018 12:00:00 AMas at


WisdomTree International Quality Dividend Growth Variably Hedged Index ETF ON No No No

WisdomTree U.S. High Dividend Index ETF ON No No No

WisdomTree U.S. MidCap Dividend Index ETF ON No No No

WisdomTree U.S. Quality Dividend Growth Dynamic Hedged Index ETF ON No No No

WisdomTree U.S. Quality Dividend Growth Index ETF ON No No No

WisdomTree Yield Enhanced Canada Aggregate Bond Index ETF ON No No No

WisdomTree Yield Enhanced Canada Short-Term Aggregate Bond Index ETF ON No No No

Wits Basin Precious Minerals Inc. BC No Yes No

Wizan Productions, Inc. BC No Yes No

Woden Venture Capital Corporation QC No No No

Wolfden Resources Corporation ON No No No

Wolverine Technologies Corp. AB No No No

Wonder Marine Resources Ltd. BC No Yes No

Wood Composite Technologies Inc. ON No No No

Woodfine Professional Centres Limited Partnership BC No Yes No

WordLogic Corporation BC No Yes No

WorkGroup Designs Ltd. ON No Yes No

Working Opportunity Fund (EVCC) Ltd. BC No No No

Working Opportunity Fund (EVCC) Ltd. - Venture Series (Balanced, Growth, Fin. Services, Income, Resource, Diversified)

BC No No No

World Enzymes Ltd. BC No Yes No

World Famous Pizza Company Ltd. BC No Yes No

World Financial Split Corp. ON No No No

World Mahjong Limited BC No No No

World Marketing Corporation BC No Yes No

World Organics Inc. BC No Yes Yes

WORLD OUTFITTERS CORPORATION SAFARI NORDIK QC No Yes No

World Sales & Merchandising Inc. ON No Yes No

World Ventures Inc. BC No Yes No

World Videophone Teleconferencing Technologies Ltd. BC No Yes No

World Wide Minerals Ltd. ON No Yes No

World Wide Oil & Gas Inc. BC No Yes No

World Wise Technologies Inc. ON No Yes No

WorldStar Energy Corp. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at


Worldtek (Canada) Ltd. ON No Yes No

Worldwide Ginseng Corp. BC No Yes No

Worldwide Monitoring Corporation BC No Yes No

Worldwide Resources Corp. BC Yes No No

Worldwide Technologies Inc. BC No Yes No

Wow Unlimited Media Inc. BC No No No

WPC Resources Inc. BC No No No

WPT Industrial Real Estate Investment Trust ON No No No

WSP Global Inc. QC No No No

Wydmar Development Corporation BC No Yes No

WYLF New Ventures Ltd. BC No No No

Wysdom Inc. ON No Yes No

X Corporation AB No Yes No

X-Terra Resources Inc. BC No No No

X.T.C. Resources Ltd. BC No Yes No

Xander Resources Inc. BC No No No

Xanthic Biopharma Inc. ON No No No

Xcel Consolidated Ltd. BC No Yes No

Xebec Adsorption Inc. QC No No No

Xemplar Energy Corp. BC No Yes No

Xenex Innovations Ltd. BC No Yes No

Xenex Minerals Ltd. BC No Yes No

Xeno Transplants Corp BC No Yes No

Xenon Pharmaceuticals Inc. BC No No No

Xerium Technologies, Inc. ON No No No

Xerox Corporation ON No No No

XGC Software Inc BC No No No

Xgen Ventures Inc. AB No Yes No

Xiana Mining Inc. BC No No No

Xianburg Data Systems Canada Corporation BC No Yes No

Ximen Mining Corp. BC No No No

Xineoh Technologies Inc. BC No No No

Xinergy Ltd. ON No Yes No

Xinex Networks Inc. BC No Yes No

Xmet Inc. ON No Yes No

XORTX Therapeutics Inc. BC No No No

XPEL Technologies Corp. ON No No No

Xplore Technologies Corp. ON No No No

xRM Global Inc. ON No Yes No

XS Technologies Inc. AB No Yes No

of 292


5/11/2018 12:00:00 AMas at


Xtierra Inc. ON No No No

Xtra-Gold Resources Corp. ON No No No

Xtreme Drilling Corp. AB No No No

XXL Energy Corp. BC No No No

Yaletown Capital Corp. BC No Yes No

Yaletown Energy Capital Corp. BC No No No

Yaletown Entertainment Corp. BC No Yes No

Yamana Gold Inc. ON No No No

Yamato Engine Specialists Ltd. BC No Yes No

Yangaroo Inc. ON No No No

Yangarra Resources Ltd. AB No No No

Yangtze River Port and Logistics Limited BC No Yes No

Yangtze Telecom Corp. BC No Yes No

Yankee Hat Minerals Ltd. BC No Yes No

Yankee Power Inc. BC No Yes No

YBM Magnex International, Inc. AB No Yes No

YDreams Global Interactive Technologies Inc. BC No No No

Yellow Pages Digital & Media Solutions Limited QC No No No

Yellow Pages Limited QC No No No

Yellowhead Mining Inc. AB No No No

YFMC Healthcare Inc. ON No No No

Yinfu Gold Corporation BC No Yes No

Ynvisible Interactive Inc. BC No No No

Yongsheng Capital Inc. BC No No No

Yorkton Ventures Inc. BC No No No

Yorkville American QVR Enhanced Protection Class ON No No No

Yorkville Canadian QVR Enhanced Protection Class ON No No No

Yorkville Enhanced Protection Class ON No No No

Yorkville Global Opportunities Class ON No No No

Yorkville Health Care Opportunities Class ON No No No

Yorkville International QVR Enhanced Protection Class ON No No No

Yorkville Optimal Return Bond Class ON No No No

Yri-York Limited BC No Yes No

YSV Ventures Inc. ON No Yes No

Yuma Copper Corp. BC No Yes No

Yuntone Capital Corp. BC No No No

ZADAR VENTURES LTD. BC No No No

Zanzibar Gold Inc. BC No No No

of 292


5/11/2018 12:00:00 AMas at


Zara Resources Inc. ON No No No

Zarara Oil and Gas Limited BC No Yes No

Zargon Oil & Gas Ltd. AB No No No

ZaZa Energy Corporation AB No Yes No

ZCL Composites Inc. AB No No No

Zconnexx Corporation BC No Yes No

Zebec Resources Ltd. BC No Yes No

Zecotek Photonics Inc. BC No No No

Zedcor Capital Corporation BC No Yes No

Zedcor Energy Inc. AB No No No

Zena Mining Corp. BC No No No

Zenith Capital Corp. AB No No No

Zenith Energy Ltd. AB No No No

Zenith Exploration Inc. BC No No No

Zenith Metals Recovery Inc. BC No Yes No

Zentrac Technologies Inc. BC No Yes No

Zenyatta Ventures Ltd. ON No No No

Zeox Corporation AB No Yes No

Zephyr Minerals Ltd. NS No No No

Zidane Capital Corp. BC No No No

Zimtu Capital Corp. BC No No No

Zinc One Resources Inc. BC No No No

Zinccorp Resources Inc. BC No Yes No

Zinco Mining Corporation BC No Yes Yes

Zincore Metals Inc. BC No No No

Zinnian Technologies Inc. AB No Yes No

Zlin Aerospace Inc. ON No Yes No

Zoloto Resources Ltd. BC No Yes No

Zomedica Pharmaceuticals Corp. AB No No No

Zone Petroleum Corporation BC No Yes No

Zone Resources Inc. BC No Yes No

Zoned Properties, Inc. BC No Yes No

Zonte Metals Inc. ON No No No

ZoomAway Travel Inc. BC Yes No Yes

ZoomerMedia Limited ON No No No

ZoomMed inc. QC No No No

Zorah Media Corporation BC No Yes No

Zoro Mining Corp. BC No Yes No

ZTEST Electronics Inc. ON No No No

Zungui Haixi Corporation ON No Yes No

of 292


5/11/2018 12:00:00 AMas at


Zycom Corporation AB No Yes No

Zymeworks Inc. BC No No No

Zyrox Mining International Inc. BC No Yes No

Zytec Systems Inc. BC No Yes No

ZZZ Capital Corp. BC No Yes No

of 292


5/11/2018 12:00:00 AMas at

Reporting Issuers List - British Columbia Securities · PDF file ·...

Documents

Transcript of Reporting Issuers List - British Columbia Securities · PDF file ·...