Relationship between Realistic Preoperative Expectations ... … · 1 ABSTRACT 2 Introduction: To...
Transcript of Relationship between Realistic Preoperative Expectations ... … · 1 ABSTRACT 2 Introduction: To...
Relationship between Realistic Preoperative Expectations and Good Long-term Outcomes for
Persons with Planned Lower Limb Amputation
Allison Cerutti, MPO Candidate, BSBE
Faculty Mentor: Stefania Fatone, PhD, BPO(Hons)
Northwestern University Prosthetics-Orthotics Center
Chicago, IL 60611
ABSTRACT 1
Introduction: To examine the relationship between preoperative expectations and long-term 2
postoperative outcomes in persons with planned lower limb amputation (PLLA), this project 3
aimed to: (1) define “patient expectations” and (2) analyze expectation measurement within a 4
model population where there is research available, lower limb total joint arthroplasty (TJA), in 5
order to make recommendations for measuring expectations of persons with PLLA where there 6
is no research yet. Materials and Methods: A Delphi survey was used to define “patient 7
expectations.” To contextualize the Delphi results and make recommendations for future study, 8
we reviewed literature on expectation measurement for TJA. First, we indexed items within 9
existing expectation measures according to “expectation themes” and “expectation measurement 10
methods.” Second, we analyzed existing methodologies investigating the relationship between 11
preoperative expectations and postoperative outcomes. Results: Though the Delphi survey did 12
not result in a complete definition, two components derived from it are suggested for inclusion in 13
a new definition: “expectation themes” and “expectation measurement methods.” Trends in 14
existing expectation measures suggested that a future measure for PLLA should represent the 15 15
expectation themes found relevant by the Delphi survey and measure using “order of 16
magnitude.” Lastly, we selected an existing methodology from the review and adapted it for 17
future study of the relationship between expectations and outcomes in persons with PLLA. 18
Conclusions: To complement existing expectation measures, a future definition of patient 19
expectations should contain expectation themes and measurement methods. Overlap in 20
expectation themes between persons with TJA and PLLA supports our rationale to model future 21
expectation measurement for persons with PLLA after existing TJA measurement. 22
Keywords: lower limb amputation, total joint arthroplasty, preoperative expectations, expectation 23
measurement 24
25
Abbreviations: 26
Expectation Themes PF = physical functioning MF = mental functioning CF = cognitive functioning FI = functional independence P = pain SL = sleep HI = health improvement N = return to normal activities C = coping D = disability TE = treatment effectiveness TC = complications of treatment TO = treatment outcome R/S = risk/safety F = fears S/C = social/cultural role S = overall satisfaction with care QOL = health-related quality of life PC = personal challenges associated with rehabilitation C/A = cosmesis/appearance
SX = sexual activity S/R = sports and recreation/leisure activity R = recovery time E = employment/vocational activity
Expectation Measurement Methods OM = order of magnitude DI = degree of importance P = probability OE = open-ended
27
INTRODUCTION 28
Healthcare institutions in the U.S. have employed “patient-centered care” as a means to 29
improve quality of care.1-3 Patient-centered care incorporates two key constructs for clinicians to 30
measure: patient-reported outcomes (PROs) and patient expectations.1-4 To measure PROs, 31
healthcare institutions have adopted self-report instruments,5 e.g. questionnaires.4, 6, 7 Unlike the 32
established measurement of PROs, a recent review8 highlighted the difficulties of measuring 33
patient expectations given lack of a theoretical foundation for conceptualizing this construct. The 34
contradictory terminology8-10 and classification systems8-12 presently defining patient 35
expectations have impeded development of measurement guidelines.6, 8 Despite these 36
shortcomings,8 a growing body of literature4, 6, 8, 11, 12 has attempted to measure expectations of 37
patients awaiting surgery to investigate the relationship between preoperative expectations and 38
postoperative outcomes. Results have been ambiguous thus far.6 The importance of exploring 39
this relationship remains. 40
The long-term goal of this work is to examine the relationship between preoperative 41
expectations and long-term postoperative outcomes, specifically from the perspective of patients 42
undergoing planned LLA (PLLA). We have defined PLLA as a planned (or elective) amputation 43
procedure secondary to severe vascular dysfunction. We hypothesize that clinicians’ expertise 44
together with patients’ values can shape patients’ expectations. Additionally, shaping 45
expectations realistically will increase the likelihood for positive long-term outcomes for persons 46
with PLLA. 47
One impediment to exploring our hypotheses is the dearth of literature needed to guide 48
methodology. Only two studies have attempted to measure expectations of persons with PLLA. 49
The first study13 compared preoperative expectations of pain to actual postoperative pain. The 50
second study14 identified expectation themes through patient interviews, none of which related to 51
pain. This is despite the fact that the first study13 indicated the importance of pain expectations, 52
suggesting the themes identified within the second study14 are incomplete. From this limited 53
literature, two needs arise: (1) a clear definition of expectations of persons with PLLA, including 54
a comprehensive list of themes, and (2) better understanding of how to measure preoperative 55
expectations. 56
Due to the dearth of PLLA literature, this project proposed learning from a model 57
population for which there is abundant expectations literature11, 12, 15-17—lower limb total joint 58
arthroplasty (TJA). Both TJA and PLLA are surgical solutions to end-stage chronic disease, 59
osteoarthritis and vascular dysfunction, respectively. With similar rationales for electing surgery, 60
patients may share expectations. Some studies12, 16, 17 suggest decreased pain is the most 61
important expectation of persons with TJA. The theme of “pain” in the first study13 to measure 62
expectations of persons with PLLA provides rationale that these populations have overlapping 63
expectations. 64
The purpose of this project is to address the above needs through two aims: (1) to define 65
the construct of patient expectations as it applies to the general population and persons with 66
PLLA and (2) to analyze how expectations have been measured in the model population (persons 67
with TJA) in order to make recommendations for measuring expectations of persons with PLLA. 68
METHODS 69
Aim 1—Delphi Survey 70
Survey Design 71
To address the first aim, a Delphi survey was conducted to collect opinions on current 72
definitions and terminology describing patient expectations and to generate consensus 73
statements. Consensus statements were intended to (1) guide future development of a definition 74
of patient expectations specific to persons with PLLA, and (2) inform the Aim 2 literature 75
review. The Delphi Technique uses iterative survey rounds to derive consensus from among 76
“expert” opinions.18 Delphi surveys are often used to explore research areas, such as this one, 77
that are ambiguous and lack consensus.18 78
Prior to panel selection, a preliminary review of general expectations literature was 79
conducted6, 8, 11, 12, 14 to create questions for Round 1. Round 1 comprised two parts: (1) defining 80
patient expectations in the context of general surgical populations, and (2) identifying 81
expectation themes to describe expectations of persons with PLLA. The first part contained five 82
questions and asked participants to evaluate existing definitions of patient expectations and to 83
identify terminology—called “features”—that should be included in a new definition. With the 84
intention to guide future expectation measurement, participants were also asked to evaluate 85
existing measurement methods. Finally, participants were asked which features clinicians could 86
shape. The second part asked participants to rate the relevance of 20 themes8, 14 to expectations 87
of persons with PLLA. Free text response options were available to record additional participant 88
insights. Round 2 consisted of statements generated based on responses from Round 1. 89
Selection of Expert Panel 90
Members of the “expert” panel were identified by convenience sampling of professionals 91
known to the investigator (author AC). Three criteria were used to identify potential panelists: 92
1. Potential interest in defining “patient expectations” of persons with PLLA; 93
2. Email address available; 94
3. Access to internet (for completing and submitting online surveys). 95
Individuals were considered potentially interested in “patient expectations” if they had 96
experience in any of these areas: prosthetics, physical therapy training persons with LLA, 97
amputation surgery, general medicine treating persons with LLA, and/or undergoing LLA. 98
Hence, “experts” were selected from among certified prosthetists, physical therapists, surgeons, 99
physicians, and persons with LLA. This pilot project aimed to include at least six “expert” 100
panelists in the following proportion: one certified prosthetist, one physical therapist, two 101
surgeons or physicians, and two persons with LLA. 102
Administration of Survey 103
The survey was created and distributed online via SurveyMonkey (SurveyMonkey Inc, 104
SurveyMonkey.com, California, USA) and comprised two rounds. Though no evidence suggests 105
an ideal number of rounds, studies have commonly reported two or three rounds.18, 19 106
Institutional Review Board (IRB) approval was not needed because the survey did not constitute 107
human subjects research.19 Appendix A contains screenshots of the survey. 108
Individuals who met inclusion criteria were invited to participate in the survey via email. 109
The invitation introduced the project and its aims, described the Delphi survey process, and 110
detailed participant expectations, including estimated time to complete Round 1, deadline for 111
survey submission, and estimated timeframe for the entire survey process. A second email 112
containing the survey link was sent to those who consented participation. Because 113
SurveyMonkey maintains anonymity of responders, participants were asked to confirm survey 114
submission via email to the investigator. In this way, only participants who completed Round 1 115
were asked to participate in Round 2. Confirmation of submission did not link responses to 116
individuals, thereby maintaining anonymity of responders. 117
In Round 1, consensus was defined as greater than or equal to 70% agreement.18, 19 118
Percentage agreement was calculated for each response within each question. For each question, 119
responses with consensus were collated into a statement(s). Each statement was presented in 120
Round 2 and participants were asked to agree or disagree. For any disagreement, explanation was 121
requested using free text response format. In Round 2, percentage consensus was again 122
calculated for each proposed statement. 123
Aim 2—Literature Review 124
Study Design 125
To address the second aim, a two-part, “semi-structured” literature review was 126
conducted. The semi-structured literature review employed a formal search strategy but did not 127
adhere to evidence-based guidelines for reporting of systematic reviews.20 For example, this 128
review did not assess risk of bias within individual studies nor across studies.20 Part 1 identified 129
existing expectation measures and aimed to index individual items within each measure 130
according to three categories that paralleled the Delphi consensus statements. Part 2 identified a 131
subset of studies within Part 1, which investigated the relationship between preoperative 132
expectations and postoperative outcomes. This subset was analyzed for expectation and outcome 133
variables and methods used to compare expectations to outcomes. Ultimately, results of the 134
review were intended to (1) guide future development of an expectation measure for persons 135
with PLLA, and (2) recommend a methodology(ies) by which to study the relationship between 136
expectations and outcomes. 137
Search Strategy 138
The investigator conducted a search in PubMed from inception through December 2014. 139
The search strategy used free text and MeSH terms (whenever possible). Varied search terms 140
describing total hip arthroplasty, total knee arthroplasty, and lower limb amputation (e.g. “total 141
hip arthroplasty” or “total hip replacement”) were used. The Boolean “AND” operator combined 142
population terms with terms describing “patient-reported,” “patient,” and “preoperative” 143
expectations, which were in turn combined with “measure,” “questionnaire,” or “measurement.” 144
Filters such as “free text,” “English,” and “humans” were applied. Titles and abstracts of the 145
initial search results were reviewed for preliminary “relevancy” criteria: (a) total hip or knee 146
arthroplasty or LLA study population, and (b) mention of expectation measurement. 147
Study Selection 148
Full text versions of all studies that met relevancy criteria were reviewed for final 149
inclusion. Additionally, the references of these relevant articles were searched and relevant 150
references were also reviewed for final inclusion. Table 1 lists the inclusion and exclusion 151
criteria for Parts 1 and 2 of the literature review. 152
Data Extraction & Analysis 153
The investigator extracted all data. In Part 1, individual items comprising expectation 154
measures were indexed within these categories: expectation theme, expectation feature, and 155
expectation measurement method. Frequency data within each category were used to identify 156
trends in how expectations are currently being measured. These trends were compared to results 157
of the Delphi survey pertaining to expectation themes, features, and measurement methods. In 158
Part 2, the following information was extracted from each included study: expectation 159
variable(s), outcome variable(s), and discrete comparison(s). A discrete comparison was defined 160
as a comparison between an expectation variable and outcome variable, as defined in Table 1. 161
Additionally, it was noted when a comparison(s) between preoperative expectations and 162
postoperative outcomes was the primary study objective. 163
Each discrete comparison was labeled in two ways: (1) by type, according to types of 164
expectation and outcome variable, and as (2) “complementary” or “non-complementary.” 165
Complementary comparisons used expectation and outcome items that complemented one 166
another regarding themes and measurement methods. For example, a study13 measured pain 167
expectations according to order of magnitude and compared pain expectations to pain outcomes, 168
measured according to the same scale. Conversely, non-complementary comparisons used items 169
with discordant themes and/or measurement methods. For example, another study9 measured 170
expected order of magnitude of pain and activity limitation and expected probability of success 171
and complications; these expectations were compared to the order of magnitude of satisfaction 172
outcome. Neither themes nor measurement methods were complementary in this example. 173
Within each study, characteristics of its methodology were analyzed: comparison type(s), 174
complementary vs. non-complementary comparison(s), and primary objective of the study. The 175
goal of this analysis was to identify a study or studies’ methodology(ies) for future use (or 176
modified use) in a study to compare expectations and outcomes in persons with PLLA. To do so, 177
the investigator determined which comparison type was best suited and whether its measures 178
should be complementary or non-complementary. Comparisons within studies whose primary 179
objective was not to compare preoperative expectations to postoperative outcomes were 180
excluded. Ultimately, the investigator aimed to make a recommendation for future research 181
based on the selected methodology(ies), including any necessary modifications. 182
RESULTS 183
Aim 1—Delphi Survey 184
Participation throughout the Delphi survey is illustrated by Figure 1. Twelve individuals 185
were invited to participate and ultimately six participated in Round 1 and four in Round 2. Figure 186
2 shows the demographics of those panelists who confirmed participation in each Delphi round. 187
Figure 2 compares target demographic distribution to actual distribution achieved in Rounds 1 188
and 2. 189
Round 1 190
For Round 1, percentage response agreement for each question is shown in Tables 2a-2d. 191
Because no responses were received for Question 4, which was optional, it is not shown. Based 192
on free text responses to Question 1, there was apparent confusion interpreting the question and 193
understanding its content. Subsequently Questions 1 and 4 were eliminated from Round 2. Using 194
responses to the remaining questions from Round 1—2, 3, 5 and 6—six statements were 195
generated and presented to the panel in Round 2. 196
Round 2 197
In Round 2, unanimous agreement was reached on all six statements. These statements 198
are also shown in Tables 2a-2d. 199
Aim 2—Literature Review 200
Results of the literature review are illustrated by Figure 3. Initial search results yielded 201
378 studies. After removing duplicates, 34 articles met preliminary “relevancy” criteria and an 202
additional 27 articles were identified through their references. Of these 61 articles, 50 were 203
included in Part 1 of the Aim 2 literature review.6, 9, 11-13, 15-17, 21-62 Of those 50 included in Part 1, 204
16 were included in Part 2.9, 13, 16, 17, 24, 26, 27, 29, 31, 33, 38, 40, 48, 51, 53, 62 205
Part 1 206
Within the 50 included studies there were five review papers.6, 11, 12, 21, 22 Expectation 207
measures and items were extracted directly from the included studies of these five reviews. 208
Overall, expectation measures and items were extracted from 45 studies9, 13, 15-17, 23-62; one study13 209
pertained to lower limb amputation and the remaining pertained to total hip or knee arthroplasty. 210
This resulted in 483 expectation items total. The items were indexed according to two of the 211
intended categories: expectation theme and expectation measurement method. Items could not be 212
indexed according to expectation feature. 213
Expectation theme. The 483 items were indexed to 18 expectation themes. Fourteen 214
themes were from the original 20 included in the Delphi survey: physical functioning, mental 215
functioning, functional independence, pain, sleep, health improvement, return to normal 216
activities, disability, complications of treatment, treatment outcome, fears, social/cultural role, 217
overall satisfaction with care, and health-related quality of life. An additional four themes were 218
identified as a result of the Aim 2 review: sexual activity, sports & recreation/leisure activity, 219
recovery time, and employment/vocational activity. The frequency of each expectation theme is 220
shown separately for the 14 original (Figure 4) and 4 new themes (Figure 5). 221
Delphi panelists agreed that 15 of the 20 expectation themes were relevant to persons 222
with PLLA. Hereinafter these 15 themes are called “relevant themes.” Figure 6 shows that the 223
majority of items (75%) were indexed to relevant themes. However, no items were found for 224
four relevant themes: treatment effectiveness, risk/safety, personal challenges associated with 225
rehabilitation, and cosmesis/appearance. Figure 7 shows the distribution of the remaining 11 226
relevant themes. Three themes are favored: physical functioning, return to normal activities, and 227
pain (together accounting for 85%). 228
Expectation measurement method. Figure 8 illustrates the distribution of the four 229
expectation measurement methods across all items: order of magnitude, degree of importance, 230
probability, and open-ended. Five items could not be indexed to a measurement method because 231
of insufficient detail and so were labeled “not applicable”.53, 57 232
The Delphi process arrived at three consensus statements concerning measurement 233
methods, collectively stating that “anticipations,” “desires,” and “needs” should be measured 234
using all four methods. Because the items could not be indexed according to features (e.g. 235
anticipations, desires, and needs), these statements could not be compared to trends in existing 236
expectation measures. Instead, distribution of measurement methods within each theme was 237
assessed (Figure 9). 238
Part 2 239
Twenty-eight discrete comparisons were identified within the 16 included studies. Nine 240
studies included multiple comparisons.9, 16, 17, 24, 27, 31, 40, 48, 51 241
Comparison type. Expectation variable was described by four types: E1, E2, E3, and E4. 242
Outcome variable was described by four types: O1, O2, O3, and O4. Table 3 provides definitions 243
of each type. Using expectation and outcome variable descriptors, 11 comparison types were 244
identified among the 28 discrete comparisons. Table 3 shows the number of studies in which 245
each type appeared. 246
Complementary vs. non-complementary. Ten discrete comparisons were considered 247
complementary; eighteen were considered non-complementary. 248
Primary objective. Five studies’ purpose statements13, 26, 33, 38, 48 stated that their primary 249
objective was to compare preoperative expectations to postoperative outcomes. 250
Recommendation for future study methodology. Comparison type “E4/O4” (“level of 251
expectations” compared to “level of outcomes”) was selected as most appropriate for a future 252
study to compare expectations and outcomes in persons with PLLA. Additionally, 253
complementary themes and measurement methods should be used. Though five studies17, 24, 31, 48, 254
62 included comparison type “E4/O4,” only Nilsdotter, Toksvig-Larsen, and Roos48 stated that 255
their primary objective was to “analyze the relationship between preoperative expectations and 256
self-reported improvement of physical function and pain.”48, p55 Also, only this study48 used 257
complementary measures. Hence, this methodology48 was selected as the basis for 258
recommendation for future studies. 259
DISCUSSION 260
The purpose of this project was to resolve ambiguity surrounding “patient expectations” 261
in order to guide future study of the relationship between expectations and outcomes for persons 262
with PLLA. The project had two aims: (1) to define the construct of patient expectations as it 263
applies to both the general population and persons with PLLA and (2) to analyze how 264
expectations have been measured in the model population (persons with TJA) in order to make 265
recommendations for measuring expectations of persons with PLLA. 266
The Delphi survey did not completely achieve Aim 1 as it did not result in clear 267
definitions of patient expectations for the general population and persons with PLLA. Based on 268
the preliminary literature review, the Delphi survey explored three potential components of a 269
definition: expectation features, expectation measurement methods, and expectation themes. The 270
Aim 2 literature review revealed a disconnect between the terminology (e.g. expectation 271
features) used to describe patient expectations in the literature and the wording used in existing 272
expectation measures. Despite this disconnect, expectation themes and measurement methods 273
made sense in the context of the Aim 2 review and thus, may still be suitable components of a 274
definition of patient expectations. 275
The two-part, Aim 2 literature review successfully analyzed how expectations have been 276
measured in persons with TJA. This review contextualized terminology used in the Delphi 277
survey (e.g. expectation themes and expectation measurement methods) within existing 278
expectation measures. 279
Expectation Themes 280
Delphi panelists unanimously agreed upon 15 themes relevant to persons with PLLA. 281
Eleven of the relevant themes were represented by 75% of the existing expectation items; these 282
items are likely applicable to measuring expectations of persons with PLLA. That the majority of 283
themes were of those relevant to PLLA supports the rationale that expectation themes between 284
TJA and PLLA overlap to some extent. However, a limitation of this overlap is demonstrated by 285
the four relevant themes not found among the expectation items. New items would be needed to 286
reflect these other relevant themes: treatment effectiveness, risk/safety, personal challenges 287
associated with rehabilitation, and cosmesis/appearance. These themes may not have appeared 288
within existing expectation measures because they are irrelevant to persons with TJA. The 289
Delphi question on themes targeted persons with PLLA whereas the expectation measures (with 290
one exception intended for LLA) were intended for persons with TJA. Moreover, the Delphi 291
survey included “personal challenges associated with rehabilitation” and “cosmesis/appearance” 292
based on a study14 targeting PLLA. The other 13 relevant themes were derived from literature 293
targeting general surgical populations6, 8, 11 or TJA.12 294
Four new themes were added separately from the Delphi survey as a result of the Aim 2 295
literature review: sexual activity, sports and recreation/leisure activity, recovery time, and 296
employment/vocational activity. “Sexual functioning” was mentioned in a review8 as a potential 297
expectation theme for surgical populations but the investigator chose not to include it in the 298
Delphi survey. Only 3.7% of total items were indexed to “sexual activity.” The same review8 299
also suggested the theme “recovery/treatment outcome.” The Delphi survey shortened this theme 300
to “treatment outcome.” However, because only 5 expectation items (1%) used wording specific 301
to “recovery” or “recovery time,” keeping its original name, “recovery/treatment outcome,” 302
would have been reasonable. Under the name “recovery/treatment outcome,” the themes, 303
“recovery time” and “treatment outcome” would have been combined. No references6, 8, 11, 12, 14 304
described themes related to “sports and recreation” or “employment/vocational activity.” 305
Expectation Measurement Methods 306
Most frequently, expectations were measured according to “order of magnitude” (56%) 307
and “degree of importance” (40%), together accounting for 96% of all items (Figure 9). This 308
skewed distribution indicates a preference among existing measures for these two measurement 309
methods. Of the relevant themes, only “fears” did not use “order of magnitude” whereas, five 310
themes (pain, treatment outcome, fears, overall satisfaction with care, health-related quality of 311
life) did not use “degree of importance.” Thus the items indexed to both a relevant theme and 312
“order of magnitude” are likely the most readily available items to include in a PLLA measure. 313
Appendix B lists these items and their response options. 314
Recommendations for Future Studies 315
Subsequently, the Aim 2 review was used to make recommendations for future 316
measurement of expectations of persons with PLLA. The selected study48 separated expectations 317
and outcomes into levels using response options. “High” was defined by responses, “much less” 318
or “less,” for expected and actual levels of pain.48 For activities of daily living (ADLs) and sport 319
and recreation, “high” expected and actual levels of improvement were defined by responses, 320
“much better” or “better.”48 The study48 calculated statistical differences between high 321
expectations and high outcomes at three postoperative times. A less-than-significant difference 322
indicated that high expectations were met at a given time point. 323
We believe that shaping patient expectations realistically will increase the likelihood for 324
positive long-term outcomes for persons with PLLA. To test this hypothesis we could answer the 325
question, “Are realistic expectations more likely to be met as measured by actual postoperative 326
outcomes?” Although the study48 used an “E4/O4” comparison to investigate whether high 327
expectations were more likely to be met at different postoperative times, adapting this method 328
would facilitate answering the above question. In a future PLLA study, expectations could be 329
measured and categorized as high, moderate, and low and then categorized as realistic or 330
unrealistic within each level. Outcomes could be measured using complementary items and 331
similarly categorized as high, moderate, and low. At each level, realistic expectations (e.g. 332
realistic, moderate expectations) would be compared to outcomes at a level equal or higher than 333
expected (e.g. moderate or high outcomes). 334
Studies from the Part 2 review made expectation and outcome items complementary by 335
different means, such as modifying an expectation measure to measure outcomes or modifying 336
an outcome measure to measure expectations. While the selected study48 modified an existing 337
outcome measure, the investigator recommends creating an expectation measure and then 338
modifying its items to also measure postoperative outcomes. The latter method better aligns with 339
the hypothesis, which focuses on relating outcomes to expectations. Aim 2 review results may 340
guide distribution of themes across a future expectations measure. For example, the themes 341
favored in Figure 8 (physical functioning, return to normal activities, and pain) might represent a 342
larger proportion of items than other relevant themes. 343
Limitations 344
The limitations of this study primarily relate to the Delphi survey. First, panelists were 345
identified by convenience sampling, which increases likelihood that panelists were not true 346
“experts” on patient expectations. Free text responses to Question 1 indicated confusion about 347
the definitions presented from expectations literature and so Question 1 was excluded from 348
Round 2. Participants likely lacked sufficient familiarity with relevant literature to confidently 349
answer Question 1. This must be considered when interpreting responses to the remaining five 350
questions. Secondly, wording of survey questions may have been unclear. The participant who 351
withdrew indicated that they found the questions, “too ambiguous for me to respond with any 352
confidence.” Thirdly, small panel size was limiting (6 in Round 1 and 4 in Round 2); one 353
review18 suggested a minimum of 30 panelists. Finally, expectation measure items from Part 1 of 354
the literature review could not be indexed to the category “expectation feature” because 355
terminology (e.g. expectation features) used by the literature to describe patient expectations is 356
incompatible with wording used by existing expectation measures. This precluded comparison 357
between trends in existing items and the five consensus statements regarding expectation 358
features. 359
This last limitation raises the question as to whether a more exhaustive literature review 360
should have been conducted before the Delphi survey. Doing so would have prevented asking 361
questions about expectation features. In this project, the investigator compared “expert” opinions 362
on how patient expectations should be defined to how expectations have actually been defined by 363
existing expectation measures. It may have been better to first conduct the review to understand 364
how existing expectation measures have already defined expectations of persons with TJA; then, 365
employ the Delphi process to reach “expert” consensus on any areas that overlap with 366
expectations of persons with PLLA. Performing the review first also would have enabled the 367
panel to rate relevance of the four additional themes that arose from the review. However, these 368
additional themes arose from TJA expectation measures, so none may be relevant to persons 369
with PLLA. Had they been presented, the Delphi may or may not have resulted in the same 15 370
relevant themes. 371
Finally, it must be noted that the review was almost exclusively of literature intended for 372
the TJA population. Only one study13 used an expectation measure designed for the intended 373
population—PLLA. Moreover, the review was not exhaustive as only one database was searched 374
(PubMed). 375
CONCLUSIONS 376
While “patient expectations” remains to be definitively defined, this study demonstrated 377
that if a definition is to complement how existing expectation measures already define patient 378
expectations, it must contain two components: expectation themes and measurement methods. 379
Additionally, any future PLLA measures should represent relevant themes and employ the “order 380
of magnitude” measurement method. The overlap found in expectation themes between persons 381
with TJA and PLLA supports our rationale to model future expectation measurement for persons 382
with PLLA after existing TJA measurement. Using TJA literature, we recommend an adapted 383
methodology for future studies comparing expectations and outcomes in persons with PLLA. 384
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579
580
FIGURE CAPTIONS 581
582
Figure 1. Flowchart illustrating the process of participation in the Delphi survey. 583
584
Figure 2. Comparison between target distribution of panelist demographics and the actual 585
distributions achieved in Delphi survey Rounds 1 and 2. 586
587
Figure 3. Results of the Aim 2 literature review. 588
589
Figure 4. Frequency of the 20 original expectation themes as a percentage of the total items (N = 590
483 items). These 20 themes were included in the Delphi survey process. All but one of the items 591
are intended for use with total hip and knee arthroplasty populations (N = 482/483); the 592
exception is a single item (N= 1/483) intended for persons with lower limb amputation. 593
594
Figure 5. Frequency of four additional, new themes as a percentage of the total number of items 595
(N=483 items). These four new themes were identified and created separate to the Delphi survey 596
process. 597
598
Figure 6. Frequency of themes that reached consensus as part of the Aim 1 Delphi process, that 599
did not reach consensus, and that were identified as part of the review. The distribution of themes 600
is shown with percentages of total items (N=483 items). 601
602
Figure 7. Distribution of themes that reached consensus. Frequency of each relevant theme is 603
shown as a percentage of total items pertaining only to themes that reached consensus (N = 367). 604
Themes that represented 5% or less of the total items were collapsed into a single group. These 605
themes were the following: disability, complications of treatment, treatment outcome, fears, 606
overall satisfaction with care, health-related quality of life, and health improvement. 607
608
Figure 8. The distribution of measurement methods across all items. The frequency of each 609
measurement method is shown as a percentage of the total number of items (N = 483). 610
611
Figure 9. Frequency of each measurement method as a percentage of the items within each 612
expectation theme. The distribution of measurement methods is shown for each theme 613
individually. 614
Figure 1.
InvitedN = 12
DeclinedN = 1
Accepted N = 8
WithdrewN = 1
Participated in Round 1
N = 6
Confirmed submission &
Invited to Round 2N = 5
Participated in Round 2
N = 4
Confirmed submission
N = 2
Unable to confirm submission
N = 2
Did not participateN = 1
Unable to confirm submission
N = 1
Did not participateN = 1
No response N = 3
Figure 2.
0
1
2
3
PT CP LLA Physiatrist/Surgeon
Conf
irmed
Par
ticip
ants
(n)
Target Round 1 Round 2
Figure 3.
Initial search resultsN = 378
•Results from PubMed•Duplicates included
Relevant studiesN = 34
•Duplicates excluded•Reviewed title/abstract•Relevancy criteria:
•THA, TKA, or LLA•Mentioned
expectations
Relevant reference studies
N = 27
•Searched references from relevant studies
•Reviewed title/abstract•Relevancy criteria:
•Cited as source of expectations measure
Total relevant studies N = 61
Included in Part 1 analysisN = 50
•Reviewed full text•Inclusion criteria:
•THA, TKA, or LLA•Prospective or
retrospective•Measured preoperative
expectations
Included in Part 2 analysisN = 16
•Reviewed full text•Inclusion criteria:
•THA, TKA, or LLA•Prospective only•Relationship between
expectations and outcomes
Figure 4.
29.6
3.5
0
5.2
14.9
0.4
1.7
19.9
0
1.9
0
0.6
1.4
0
0.2
3.9
0.2
0.4
0
0
0 5 10 15 20 25 30 35
PF
MF*
CF*
FI
P
SL*
HI
N
C*
D
TE
TC
TO
R/S
F
S/C*
S
QOL
PC
C/A
Frequency (% of total items)
Expe
ctat
ion
Them
es
Key for Expectation Themes:
C/A = Cosmesis/appearance
PC = Personal challenges associated with rehabilitation
QOL = Health-related quality of life
S = Overall satisfaction with care
S/C = Social/cultural role
F = Fears
R/S = Risk/safety
TO = Treatment outcome
TC = Complications of treatment
TE = Treatment effectiveness
D = Disability
C = Coping
N = Return to normal activities
HI = Health improvement
SL = Sleep
P = Pain
FI = Functional independence
CF = Cognitive functioning
MF = Mental functioning
PF = Physical functioning
*These expectation themes did not reach consensus by the Delphi process
Figure 5.
2.7
1
9.7
3.7
0 2 4 6 8 10 12
E
R
S/R
SX
Frequency (% of total items)
Sugg
este
d Ad
ditio
nal T
hem
es
Key for Expectation Themes:
SX = Sexual activity
S/R = Sports and recreation/leisure activity
R = Recovery time
E = Employment/vocational activity
Figure 6.
Consensus75%
No consensus8%
Suggested additional17%
Figure 7.
PF39%
N26%
P20%
FI7%
D/TC/TO/F/S/QOL/HI8%Key for Expectation Themes:
C/A = Cosmesis/appearancePC = Personal challenges associated with rehabilitationQOL = Health-related quality of lifeS = Overall satisfaction with careF = FearsR/S = Risk/safetyTO = Treatment outcomeTC = Complications of treatmentTE = Treatment effectivenessD = DisabilityN = Return to normal activitiesHI = Health improvementP = PainFI = Functional independencePF = Physical functioning
Figure 8.
OM269, 56%
DI193, 40%
OE8, 1%
P8, 2% N/A
5, 1%
Key for Measurement Methods:
OM = Order of magnitudeDI = Degree of importance
P = ProbabilityOE = Open-ended
N/A = Not applicable
Figure 9.
5547
5265
6357
89
3314
47100100
5420
5550
4353
4832
10038
42
14
47
4680
4350
43
2
2
1
11
3329
1
1
33
1005
0 10 20 30 40 50 60 70 80 90 100
PFMF*CF*
FIP
SL*HIN
C*D
TETCTO
R/SF
S/C*S
QOLPC
C/AER
S/RSX
Frequency (% of items per theme)
Expe
ctat
ion
Them
e (in
clud
ing
addi
tiona
l sug
gest
ed th
emes
)
*These expectation themes did not reach consensus by the Delphi process
OM DI OE P N/A
Table 1. Inclusion and exclusion criteria for Parts 1 and 2 of Aim 2 literature review.
Part 1 Part 2 Inclusion Criteria
• Participants were persons with total hip arthroplasty (THA), total knee arthroplasty (TKA), or planned lower limb amputation (PLLA);
• Prospective or retrospective study design; • Measured preoperative expectations; • If retrospective, language within items still
captured preoperative expectations (as opposed to postoperative expectations).
• Participants were persons with total hip arthroplasty (THA), total knee arthroplasty (TKA), or planned lower limb amputation (PLLA);
• Prospective study design only; • Investigated (to any extent) the relationship
between “expectations” and “outcomes,” such that the following was true: o “Expectations” constituted an input
variable representing the patient’s preoperative perspective on future health status as a result of surgery.
o “Outcomes” constituted an output variable representing the patient’s postoperative perspective on current health status as a result of surgery.
• Health status referred to one or more of these domains5: o Current health state; o Health-related quality of life; and/or, o Satisfaction.
Exclusion Criteria
Whether prospective or retrospective, studies were excluded if language within items appeared to capture postoperative expectations.
Retrospective studies were excluded.
Table 2a. Responses to Question 2. Boldface values represent consensus (greater than or equal
to 70%).
Round 1 Round 2
Features to Include in Definition of Expectations
Yes (include this feature) Consensus Statement Yes
(agree)
No (do not
agree)
Anticipations 100 A definition of patient expectations should
include all of the following features: anticipations,
desires, and needs.
100 0 Desires 100 Needs 100 Beliefs 66.7
None of these features 0
Table 2b. Responses to Question 3. Boldface values represent consensus (greater than or equal
to 70%).
Round 1 Round 2
Measurement Method(s) for Each Feature
Anticipations Desires Needs Beliefs Consensus Statements
Yes (agree)
No (do not
agree)
Order of magnitude 50 33.33 50 40
“Anticipations” should be
measured in all the following
ways: order of magnitude, probability,
open-ended, and degree of importance.
100 0
Probability 66.67 33.33 83.33 40
Open-ended 66.67 66.67 33.33 40 “Desires” should be measured in all the following ways: order of
magnitude, probability,
open-ended, and degree of importance.
100 0 Degree of
importance 16.67 16.67 33.33 20
None of these 0 0 0 20
“Needs” should be measured in all the following ways: order of
magnitude, probability,
open-ended, and degree of importance.
100 0
Table 2c. Responses to Question 5. Boldface values represent consensus (greater than or equal to
70%).
Round 1 Round 2
Features that Can Likely Be Shaped
by Clinicians
Yes (this feature can be shaped) Consensus Statement Yes
(agree) No (do not
agree)
Anticipations 100 “Anticipations” and “needs” can be shaped or
influenced by discussion/communication
with a health care provider prior to surgical
treatment.
100 0 Desires 66.67 Needs 83.33 Beliefs 66.67
None of these 0
Table 2d. Responses to Question 6. Boldface values represent consensus (greater than or equal to 70%).
Round 1 Round 2 Expectation Themes of
Planned LLA Irrelevant Somewhat Irrelevant Neutral Somewhat
Relevant Relevant Consensus Statement Yes (agree)
No (do not agree)
Physical functioning 0 0 0 0 100 The following expectation themes are all relevant to persons with planned LLA:
• physical functioning • functional independence • pain • health improvement • return to normal activities • disability • treatment effectiveness • complications of
treatment • treatment outcome • risk/safety • fears • overall satisfaction with
care • health-related quality of
life • personal challenges
associated with rehabilitation
• cosmesis/appearance
100 0
Mental functioning 0 0 16.67 16.67 66.67 Cognitive functioning 0 0 16.67 33.33 50 Functional independence 0 0 0 0 100 Pain 0 0 0 16.67 83.33 Sleep 0 0 33.33 50 16.67 Health improvement 0 0 0 16.67 83.33 Return to normal activities 0 0 0 16.67 83.33 Coping 0 0 0 33.33 66.67 Disability 0 0 0 16.67 83.33 Treatment effectiveness 0 0 0 0 100 Complications of treatment 0 0 0 16.67 83.33 Treatment outcome 0 0 0 0 100 Risk/safety 0 0 0 0 100 Fears 0 0 0 0 100 Social/cultural role 0 0 0 33.33 66.67 Overall satisfaction with care 0 0 0 16.67 83.33
Health-related quality of life 0 0 0 0 100
Personal challenges associated with rehabilitation
0 0 0 0 100
Cosmesis/appearance 0 0 0 0 100
Table 3. Types of expectation variable, outcome variable, and comparisons.
Definitions
Types of Expectation
Variable
E1 Individual expectation item responses E2 Cumulative expectation score E3 Number of expectations held
E4 Level of expectations (e.g. high or low)
Types of Outcome Variable
O1 Individual outcome item responses O2 Cumulative outcome score
O3 Outcome improvement (i.e., change in outcome from baseline to postoperative time point)
O4 Level of outcomes (e.g. high or low)
Frequency (N = number of studies)
Studies
Types of Comparison
E1/O1 5 Brokelman 2008; Gonzalez 2010; Mannion 2009*; Nilsdotter 2009; Williams 2014
E1/O2 2 Engel 2004; Mahomed 2002 E1/O3 3 Judge 2011; Mannion 2009; Quintana 2009 E2/O2 2 Jones 2012; Palazzo 2014 E2/O3 1 Cross 2009 E2/O4 1 Palazzo 2014 E3/O1 1 Judge 2011 E3/O3 1 Cross 2009 E4/O2 3 Gandhi 2009; Lingard 2006; Mahomed 2002 E4/O3 3 Arden 2011; Gandhi 2009; Nilsdotter 2009
E4/O4 5 Arden 2011; Gandhi 2009; Lingard 2006; Nilsdotter 2009; Vissers 2010
APPENDIX A
APPENDIX B
Expectation Theme Item Reference Response
Format Response Options
PF Being able to walk without a limp
Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
PF Improvement in walking
Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
PF Be able to climb the stairs
Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
PF Sitting Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
PF Future walking ability
Eisler 2002
4-point Likert scale
Same as after the primary THA; very much improved; slightly improved; not altered
PF Improve ability to walk short distance (indoors, 1 block
Ghomrawi 2011
5-point Likert scale
4=complete improvement or back to normal; 3= not back to normal but complete improvement; 2=not back to normal but a moderate amount of improvement; 1=not back to normal but little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
PF Improve ability to walk medium distance (take a walk, <1mile)
Ghomrawi 2011
5-point Likert scale
4=complete improvement or back to normal; 3= not back to normal but complete improvement; 2=not back to normal but a moderate amount of improvement; 1=not back to normal but little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to walk long distance (>1mile)
Ghomrawi 2011
5-point Likert scale
4=complete improvement or back to normal; 3= not back to normal but complete improvement; 2=not back to normal but a moderate amount of improvement; 1=not back to normal but little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Make knee or leg straight
Ghomrawi 2011
5-point Likert scale
4=complete improvement or back to normal; 3= not back to normal but complete improvement; 2=not back to normal but a moderate amount of improvement; 1=not back to normal but little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to go up stairs
Ghomrawi 2011
5-point Likert scale
4=complete improvement or back to normal; 3= not back to normal but complete improvement; 2=not back to normal but a moderate amount of improvement; 1=not back to normal but little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
PF Improve ability to go down stairs
Ghomrawi 2011
5-point Likert scale
4=complete improvement or back to normal; 3= not back to normal but complete improvement; 2=not back to normal but a moderate amount of improvement; 1=not back to normal but little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to kneel
Ghomrawi 2011
5-point Likert scale
4=complete improvement or back to normal; 3= not back to normal but complete improvement; 2=not back to normal but a moderate amount of improvement; 1=not back to normal but little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to squat
Ghomrawi 2011
5-point Likert scale
4=complete improvement or back to normal; 3= not back to normal but complete improvement; 2=not back to normal but a moderate amount of improvement; 1=not back to normal but little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to change position (for example, go from sitting to standing or from standing to sitting)
Ghomrawi 2011
5-point Likert scale
4=complete improvement or back to normal; 3= not back to normal but complete improvement; 2=not back to normal but a moderate amount of improvement; 1=not back to normal but little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
PF Improved ability to walk
Gonzalez 2010
5-point Likert scale
No expectations; few expectations; some expectations; many expectations; very high expectations
PF Improve ability to walk
Groeneveld 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Make knee or leg straight
Groeneveld 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to go up stairs
Groeneveld 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to go down stairs
Groeneveld 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
PF Improve ability to kneel
Groeneveld 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to squat
Groeneveld 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to change position (for example, go from sitting to standing or from standing to sitting)
Groeneveld 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Stiffness Haddad 2001
5-point Likert scale
Increasing severity from 1 to 5
PF Physical function Haddad 2001
5-point Likert scale
Increasing severity from 1 to 5
PF Walking Haworth 1981
5-point Likert scale
1=in house; 2=to garden/street; 3=100 yards; 4=1/4 mile; 5=1 mile
Expectation Theme Item Reference Response
Format Response Options
PF Get rid of limp Jourdan 2012
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=I do not have this expectation; NA = this expectation does not apply to me
PF Improve ability to walk
Jourdan 2012
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=I do not have this expectation; NA = this expectation does not apply to me
PF Improve ability to stand
Jourdan 2012
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=I do not have this expectation; NA = this expectation does not apply to me
PF Improve ability to climb stairs
Jourdan 2012
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=I do not have this expectation; NA = this expectation does not apply to me
PF Distance able to walk without support
Lingard 2006
4-point Likert scale
>2 mi (>3.2 km); 1 to 2 mi (1.6 to 3.2 km); about 0.5 mi (0.8 km); only a few yards (meters)
Expectation Theme Item Reference Response
Format Response Options
PF Improve ability to walk
Mancuso 2001
NA Short distance (indoors 1 block) OR medium distance (take a walk, less than 1 mile) OR long distance (more than 1 mile)
PF Get rid of limp Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to walk
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Make knee or leg straight
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to go up stairs
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
PF Improve ability to go down stairs
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to kneel
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to squat
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to change position (for example, go from sitting to standing or from standing to sitting)
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
PF Improve ability to walk
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to stand
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to climb stairs
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Distance you expect to be able to walk before the pain from your knee becomes severe (with or without a stick)
Moran 2003
5-point Likert scale
1=no pain/>30min; 2=16 to 30 min; 3=5 to 15 min; 4=around the house only; 5=not at all-severe on walking
PF Ability to kneel down and get up again afterwards
Moran 2003
5-point Likert scale
1=yes, easily; 2= with little difficulty; 3=with moderate difficulty; 4=with extreme difficulty; 5=no, impossible
Expectation Theme Item Reference Response
Format Response Options
PF Ability to walk down a flight of stairs
Moran 2003
5-point Likert scale
1=yes, easily; 2= with little difficulty; 3=with moderate difficulty; 4=with extreme difficulty; 5=no, impossible
PF Distance you expect to be able to walk before the pain from your hip becomes severe (with or without a stick)
Moran 2003
5-point Likert scale
1=no pain/>30min; 2=16 to 30 min; 3=5 to 15 min; 4=around the house only; 5=not at all-severe on walking
PF Walking ability Nilsdotter 2009
6-point Likert scale
Crutches: need for crutches or some other device to move more than a few steps; Indoors: able to walk indoors; <1km: able to walk indoors and less than 1km outdoors; >1km: able to walk more than 1 km; Unlimited: unlimited walking on even ground; Uneven terrain: unlimited walking on uneven terrain
PF Other symptoms Nilsdotter 2009
5-point Likert scale
Much less to Much more
PF How functionally able do you think you will be 3 months after surgery?
Oettingen 2002
5-point Likert scale
1=not at all to 5= fully
Expectation Theme Item Reference Response
Format Response Options
PF Walking Palazzo 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Standing Palazzo 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Limp Palazzo 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Climbing stairs Palazzo 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
PF Get rid of limp Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to walk
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Make knee or leg straight
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to go up stairs
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
PF Improve ability to go down stairs
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to kneel
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to squat
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to change position (for example, go from sitting to standing or from standing to sitting)
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
PF Improve ability to walk
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to stand
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to climb stairs
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Get rid of limp Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
PF Improve ability to walk short distance
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to walk medium distance
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to walk long distance
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Make knee or leg straight
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
PF Improve ability to go up stairs
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to go down stairs
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to kneel
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to squat
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
PF Improve ability to change position
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to walk
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to stand
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
PF Improve ability to climb stairs
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
PF Improve ability to cut toenails
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
FI Walk without walking aids
Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
FI Feel more independent
Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
FI Remove the need for a cane, crutch or walker
Ghomrawi 2011
5-point Likert scale
4=complete improvement or back to normal; 3= not back to normal but complete improvement; 2=not back to normal but a moderate amount of improvement; 1=not back to normal but little improvement; 0=this expectation does not apply to me/I do not have this expectation
FI Remove the need for a cane, crutch or walker
Groeneveld 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
FI Remove need for cane or other assistive device
Jourdan 2012
5 point Likert
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=I do not have this expectation; NA = this expectation does not apply to me
FI Walking aid required Lingard 2006
Multiple choice
None; Stick/cane; Crutches; Walker
FI Remove the need for a cane, crutch or walker
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
FI Remove need for cane or other assistive device
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
FI Using a cane Palazzo 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
FI Remove the need for a cane, crutch or walker
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
FI Remove need for cane or other assistive device
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
FI Remove the need for a cane, crutch or walker
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
FI Remove need for a cane or other assistive device
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
P Relief of pain during the day
Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
Expectation Theme Item Reference Response
Format Response Options
P Relief of pain during the night
Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
P Reduce requirements for pain medication
Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
P How painful do you expect your hip to be when you are fully recovered from surgery?
Arden 2011
3-point Likert scale
Not at all painful; slightly painful; very painful
P Future pain Eisler 2002
4-point Likert scale
None at all; much less; slightly less; not altered
P Level of pain expected after surgery
Gandhi 2009
5-point Likert scale
No pain; slightly painful; moderately painful; very painful; extremely painful
P Relief of pain Ghomrawi 2011
5-point Likert scale
4=complete improvement or back to normal; 3= not back to normal but complete improvement; 2=not back to normal but a moderate amount of improvement; 1=not back to normal but little improvement; 0=this expectation does not apply to me/I do not have this expectation
P Pain relief Gonzalez 2010
5-point Likert scale
No expectations; few expectations; some expectations; many expectations; very high expectations
Expectation Theme Item Reference Response
Format Response Options
P Relieve pain Groeneveld 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
P Pain Haddad 2001
5-point Likert scale
Increasing severity from 1 to 5
P Relieve daytime pain
Jourdan 2012
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=I do not have this expectation; NA = this expectation does not apply to me
P Relieve nighttime pain
Jourdan 2012
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=I do not have this expectation; NA = this expectation does not apply to me
P How painful do you expect your hip to be when you are fully recovered from this surgery?
Katz 1995 3-point Likert scale
1=not at all painful; 2=slightly painful; 3=very painful
Expectation Theme Item Reference Response
Format Response Options
P Do you expect your joint replacement surgery will relieve your pain?
Koenen 2014
5-point Likert scale
no, not at all = 0; yes, a little bit = 1; yes, somewhat = 2; yes, a moderate amount = 3; yes, a lot = 4
P Level of pain Lingard 2006
4-point Likert scale
None; Slight; Moderate; Very severe
P How painful do you expect your hip/knee to be?
Mahomed 2002
4-point Likert scale
Not at all OR slightly painful OR moderately painful OR very painful
P Relieve pain Mancuso 2001
N/A Relieve some pain OR relieve most pain OR relieve all pain
P Relieve pain Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
P Relieve daytime pain
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
P Relieve nighttime pain
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
P How painful do you expect your hip to be when you are fully recovered from this surgery?
Mannion 2009
3-point Likert scale
1=not at all painful; 2=slightly painful; 3=very painful
P Pain from your knee Moran 2003
5-point Likert scale
1=None; 2=very mild; 3=mild; 4=moderate; 5=severe
P After a meal (sat at a table), pain level expected when standing up from a chair because of your knee
Moran 2003
5-point Likert scale
1=Not at all painful; 2= slightly painful; 3=moderately painful; 4=very painful; 5=unbearable
P Be troubled by pain from your knee in bed at night
Moran 2003
5-point Likert scale
1=no nights; 2=only 1 or 2 nights; 3=some nights; 4=most nights; 5= every night
P Experience pain from your knee that interferes with your usual work (including housework)
Moran 2003
5-point Likert scale
1=not at all; 2=a little bit; 3=moderately; 4=greatly; 5=totally
Expectation Theme Item Reference Response
Format Response Options
P Pain from your hip Moran 2003
5-point Likert scale
1=None; 2=very mild; 3=mild; 4=moderate; 5=severe
P After a meal (sat at a table), pain level expected when standing up from a chair because of your hip
Moran 2003
5-point Likert scale
1=not at all painful; 2=slightly painful; 3=moderately painful; 4=very painful; 5=unbearable
P Experience pain from your hip that interferes with your usual work (including housework)
Moran 2003
5-point Likert scale
1=not at all; 2=a little bit; 3=moderately; 4=greatly; 5=totally
P Be troubled by pain from your hip in bed at night
Moran 2003
5-point Likert scale
1=no nights; 2=only 1 or 2 nights; 3=some nights; 4=most nights; 5= every night
P Experience sudden, severe pain - "shooting," "stabbing," or "spasms" - from the affected hip
Moran 2003
5-point Likert scale
1=no days; 2=only 1 or 2 days; 3=some days; 4= most days; 5=every day
P Pain Muniesa 2010
Numerical rating scale
0=most intense pain to 50=absence of pain
Expectation Theme Item Reference Response
Format Response Options
P Do you expect your knee joint replacement surgery will relieve your knee pain?
Nakano 2013
5-point Likert scale
no, not at all = 1; yes, a little bit = 2; yes, somewhat = 3; yes, a moderate amount = 4; yes, a lot = 5
P Pain Nilsdotter 2009
5-point Likert scale
Much less to Much more
P Do you expect your knee joint replacement surgery will relieve your knee pain?
Noble 2012
5-point Likert scale
no, not at all = 1; yes, a little bit = 2; yes, somewhat = 3; yes, a moderate amount = 4; yes, a lot = 5
P To what extent do you think you will be without pain 3 months after surgery?
Oettingen 2002
5-point Likert scale
1=not at all to 5= fully
P Relieving day pain Palazzo 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
P Relieving night pain Palazzo 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
P Relieve pain Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
P Relieve daytime pain
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
P Relieve nighttime pain
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
P Do you expect your knee joint replacement surgery will relieve your knee pain?
Scuderi 2012
5-point Likert scale
no, not at all = 1; yes, a little bit = 2; yes, somewhat = 3; yes, a moderate amount = 4; yes, a lot = 5
P Pain Suda 2010 Visual analog scale (VAS)
Not specified
P Relief pain Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
P Relief of daytime pain
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
P Relief of pain that interferes with sleep
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
P Pain level Vissers 2010
4-point Likert scale
1=not at all painful; 2=slightly painful; 3=moderately painful; 4=very painful
Expectation Theme Item Reference Response
Format Response Options
P On average, how much pain do you expect to have 4/12 months after your recovery?
Williams 2014
Numerical rating scale
0=no pain to 10=pain as bad as it can be
HI Eliminate need for medications
Jourdan 2012
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=I do not have this expectation; NA = this expectation does not apply to me
HI Eliminate need for medications
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
HI Using medication Palazzo 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
HI Eliminate need for medications
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
HI Eliminate need for medications
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Feel more normal Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
N Performing usual occupation
Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
N Using a bathtub Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
Expectation Theme Item Reference Response
Format Response Options
N Driving Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
N Using public transport
Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
N Wearing shoes and socks
Adie 2011 5-point Likert scale
0=no improvement expected or not applicable; 1=slight improvement only; 2=mild improvement; 3=moderate improvement; 4=significant improvement
N Ability to perform his/her usual activities
Gandhi 2009
5-point Likert scale
No limitations (able to perform high-impact activities such as running, doubles, tennis, or hiking); slightly limited or moderately limited (walking a distance of 1 hour or playing golf); very limited or totally limited (walking, maximum of 20 minutes)
N Improve ability to use public transportation or drive
Ghomrawi 2011
5-point Likert scale
4=complete improvement or back to normal; 3= not back to normal but complete improvement; 2=not back to normal but a moderate amount of improvement; 1=not back to normal but little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
N Improve ability to perform daily activities (for example, daily routine, household chores)
Ghomrawi 2011
5-point Likert scale
4=complete improvement or back to normal; 3= not back to normal but complete improvement; 2=not back to normal but a moderate amount of improvement; 1=not back to normal but little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improved ability to perform daily activities
Gonzalez 2010
5-point Likert scale
No expectations; few expectations; some expectations; many expectations; very high expectations
N Improve ability to use public transportation or drive
Groeneveld 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to perform daily activities (for example, daily routine, household chores)
Groeneveld 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Personal care Haworth 1981
4-point Likert scale
1=toilet transfers; 2= car transfers; 3=bath transfers; 4= cutting toenails
N Domestic activities Haworth 1981
4-point Likert scale
1=light housework; 2=local shopping; 3=all shopping; 4=heavy housework
Expectation Theme Item Reference Response
Format Response Options
N Improve ability to get in or out of a bed, chair, or car
Jourdan 2012
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=I do not have this expectation; NA = this expectation does not apply to me
N Improve ability to perform daily activities around the home
Jourdan 2012
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=I do not have this expectation; NA = this expectation does not apply to me
N Improve ability to perform daily activities away from the home
Jourdan 2012
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=I do not have this expectation; NA = this expectation does not apply to me
N Improve ability to put on shoes and socks
Jourdan 2012
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=I do not have this expectation; NA = this expectation does not apply to me
Expectation Theme Item Reference Response
Format Response Options
N Improve ability to cut toenails
Jourdan 2012
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=I do not have this expectation; NA = this expectation does not apply to me
N Do you expect your surgery will help you carry out your normal activities of daily living?
Koenen 2014
5-point Likert scale
no, not at all = 0; yes, a little bit = 1; yes, somewhat = 2; yes, a moderate amount = 3; yes, a lot = 4
N Improve ability to use public transportation or drive
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to perform daily activities (for example, daily routine, household chores)
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
N Improve ability to get in or out of a bed, chair, or car
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to perform daily activites around the home
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to perform daily activites away from the home
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to put on shoes and socks
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
N Improve ability to cut toenails
Mancuso 2008
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Difficulty washing and drying yourself (all over) because of your knee
Moran 2003
5-point Likert scale
1=No trouble at all; 2=very little trouble; 3=moderate trouble; 4=extreme difficulty; 5=impossible to do
N Difficulty getting in and out of a car or using public transport because of your knee (whichever you tend to use)
Moran 2003
5-point Likert scale
1=No trouble at all; 2=very little trouble; 3=moderate trouble; 4=extreme difficulty; 5=impossible to do
N Ability to do household shopping on your own
Moran 2003
5-point Likert scale
1=yes, easily; 2= with little difficulty; 3=with moderate difficulty; 4=with extreme difficulty; 5=no, impossible
N Difficulty washing and drying yourself (all over) because of your hip
Moran 2003
5-point Likert scale
1=No trouble at all; 2=very little trouble; 3=moderate trouble; 4=extreme difficulty; 5=impossible to do
Expectation Theme Item Reference Response
Format Response Options
N Difficulty getting in and out of a car or using public transport because of your hip (whichever you tend to use)
Moran 2003
5-point Likert scale
1=No trouble at all; 2=very little trouble; 3=moderate trouble; 4=extreme difficulty; 5=impossible to do
N Ability to put on a pair of socks, stockings or tights
Moran 2003
5-point Likert scale
1=yes, easily; 2= with little difficulty; 3=with moderate difficulty; 4=with extreme difficulty; 5=no, impossible
N Ability to do household shopping on your own
Moran 2003
5-point Likert scale
1=yes, easily; 2= with little difficulty; 3=with moderate difficulty; 4=with extreme difficulty; 5=no, impossible
N Do you expect your surgery will help you carry out your normal activities of daily living?
Nakano 2013
5-point Likert scale
no, not at all = 1; yes, a little bit = 2; yes, somewhat = 3; yes, a moderate amount = 4; yes, a lot = 5
N ADLs Nilsdotter 2009
5-point Likert scale
Much better to much worse
N Do you expect your surgery will help you carry out your normal activities of daily living?
Noble 2012
5-point Likert scale
no, not at all = 1; yes, a little bit = 2; yes, somewhat = 3; yes, a moderate amount = 4; yes, a lot = 5
Expectation Theme Item Reference Response
Format Response Options
N getting in or out of bed, chair, car
Palazzo 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Putting on shoes Palazzo 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Cutting toe nails Palazzo 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Indoor activities Palazzo 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
N Improve ability to use public transportation or drive
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to perform daily activities (for example, daily routine, household chores)
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to get in or out of a bed, chair, or car
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to perform daily activites around the home
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
N Improve ability to perform daily activities away from the home
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to put on shoes and socks
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to cut toenails
Poultsides 2014
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Do you expect your surgery will help you carry out your normal activities of daily living?
Scuderi 2012
5-point Likert scale
no, not at all = 1; yes, a little bit = 2; yes, somewhat = 3; yes, a moderate amount = 4; yes, a lot = 5
Expectation Theme Item Reference Response
Format Response Options
N Improve ability to use public transportation, drive
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to perform daily activities
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to get in or out of a bed, chair or car
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to perform daily activities around the home
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
Expectation Theme Item Reference Response
Format Response Options
N Improve ability to perform daily activities away from the home
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
N Improve ability to put on shoes and socks
Van den Akker-Scheek 2010
5-point Likert scale
4=complete improvement or back to normal; 3= a lot of improvement; 2=a moderate amount of improvement; 1=a little improvement; 0=this expectation does not apply to me/I do not have this expectation
D How limited do you expect to be in your usual activities, when you are fully recovered from surgery?
Arden 2011
4-point Likert scale
Not limited at all; slightly limited; moderately limited; greatly limited
D How limited do you expect to be in your usual activities, when you are fully recovered from this surgery?
Katz 1995 4-point Likert scale
1=not limited at all; 2=slightly limited; 3=moderately limited; 4=greatly limited
D How limited do you expect to be in your usual activities?
Mahomed 2002
4-point Likert scale
Not at all limited OR slightly limited OR moderately limited OR very limited
Expectation Theme Item Reference Response
Format Response Options
D How limited do you expect to be in your usual activities, when you are fully recovered from this surgery?
Mannion 2009
4-point Likert scale
1=not limited at all; 2=slightly limited; 3=moderately limited; 4=greatly limited
D Limp when walking, because of your knee
Moran 2003
5-point Likert scale
1=rarely/never; 2=sometimes or just at first; 3=often, not just at first; 4=most of the time; 5=all of the time
D Limp when walking, because of your hip
Moran 2003
5-point Likert scale
1=rarely/never; 2=sometimes or just at first; 3=often, not just at first; 4=most of the time; 5=all of the time
D Feel that your knee might suddenly "give way" or let you down
Moran 2003
5-point Likert scale
1=rarely/never; 2=sometimes or just at first; 3=often, not just at first; 4=most of the time; 5=all of the time
D Limitations of ADL Vissers 2010
4-point Likert scale
1=not at all limited; 2=slightly limited; 3= moderately limited; 4=very limited
TC Complications Venkataramanan 2006
5-point Likert scale
No; Not sure; Yes
TO Overall success of TKA
Vissers 2010
Visual analog scale (VAS)
0=no success; 10=optimal success
S Expectation of satisfaction with surgery 1 year postoperative
Brokelman 2008
Visual analog scale (VAS)
0 to 100
Expectation Theme Item Reference Response
Format Response Options
QOL What change do you expect in your overall quality of life as a result of the surgery?
Engel 2004
4-point Likert scale
No change; small change; moderate increase; significant increase
QOL Knee-related quality of life
Nilsdotter 2009
5-point Likert scale
Much better to much worse
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