Regulation A - Keeping Control of Your Company
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Transcript of Regulation A - Keeping Control of Your Company
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Reg A – Keeping Control of
Your Company
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It is important to founders to keep control of their
companies
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In fact, we find that most companies do better in the hands of their founders
and not in the hands of venture
capitalists or other outsiders
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Reg A gives small, growing companies
a way to raise money without of venture capitalists who may demand
control
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You can use
various ways to keep control after going
pubic using Reg A or other type
of offerings
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You can have a preferred stock or
a class of common stock
with super voting rights
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You can have a class of stock that elects a majority of the board of
directors
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You will also want anti-takeover
provisions like staggered election
of directors or poison pill
preferred stock
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Many states also have laws to prevent green mailing and
unfair takeovers
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Venture capitalists may ask for full control or veto power over key
decisions
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Public investors do not expect to get
control
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You have more discretion to set the price when selling stock to
public investors
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www.TheSecuritiesAttorneys.com
This is part of a series on Regulation A, so subscribe here for more and
to learn more, go to www. TheSecuritiesAttorneys.com
and get a free copy of our book
“How to Go Public”
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www.TheSecuritiesAttorneys.com
Want to know more? – email me at John.Lux@ Securities-Law.info
(240) 200-4529
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John E. Lux was in
the top 5% of authors on
Slideshare in 2014 and has
been quoted by Bloomberg as an expert on reverse
mergers
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Disclaimer
This is not legal or investment advice of any kind
Seek competent advice from qualified attorneys and investment bankers
Your situation may vary
The more you know about finance and business, the more you can profit