Ralph B Guy Jr Financial Disclosure Report for 2010

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AO 10Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0Report Required hv the Ethics

in Goverm nent Act of l978(5 U.S.C. app. ,~,~ I01-111)

I. Person R epor t ing ( las t name, f i r s t, middle ini t ia l )Guy, Jr ., Ralp h B.

4. Title (Article I!1 judges indicate active or sen ior status;magistrate judges indicate full- or part-t ime)Circu i t Judge - Senior Sta tus

7. Chamber~ or Off ice AddressP.O. Box 7910Ann A rbo r , MI 48107

2. Court or OrganizationSixth Circuit Court of Appeals

3. Dale of R e p o r t05/I 1/2011

5a. Repor t Type (check appropr iate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e in f o r m a t i o n c o n t a i n e d i n t h i s Report and anym o d i f ic a f i o n s p e r t a i n i n g t h e r e t o , i t is , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

6. Repor t ing Per iod01/01/2010

to12/31/2010

Redewing Officer Date

IMP ORTA NT N OTES: The instructions accompanying this form must be fotlowetL C omplete all parts,checking the NON E box for each part w here you have no reportable information. Sign on last page.

I . P O S I T I O N S . t R e ~ , o r ~ i n g individual only; see pp. 9-13 of f i l ing instructions. )~] (No reportable posi t ions.)O N E

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.

5.

I I. A G R E E M E N T S . me~,o,ing in~i~id~al o.ty; see r~,. 14-16 of firing instructions,)~] (No reportable ag reements.)O N E

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 6

N a m e o f P e r so n R e p o r t i n gGuy, Jr., Ralph B.

D a t e o f R e p o r t05/I 1/2011

IIl. N O N - I N V E S T M E N T I N C O M E . ( R e p o . i . g individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestm ent Income~] N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours , not spouses )

B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - if you were married daring any port ion of the reporting.lear, comp lete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging.food, e n t e r ta i n m e n t .(Includes those to spouse a nd dependent children; see pp. 25-27 offiling instructions.)~ (No reportable reimbursements.)O N E

3.4.

5.

SOURCE DATES LOCATION PURPOSES a n d r a D a y O C o n n o r Ap r i l 24 - 27 , 20 1 0 Phoenix , Arizona Educa t iona l Semina rCollege of L a w

ITEMS PAID OR PROVIDEDTransp orta t ion, meals , hote l , c lassmateria ls


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FINANCIAL DISCLOSURE REPORTPage 3 of 6

N a m e o f P e r s o n R e p o r t in gGuy, Jr. , Ralph B.

Date of Report05/I 1/2011

V . G I F T S . a n c l u d , ~ t h o ~ e t o ~ p o u ~ e a n d d e p e n d s , , children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gif ts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c l~ d e ~ t h o s e o / s p o ~ e a n d d e p e n d e n , children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

C R E D IT O R DESCRIPTIONI.2.3.

4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t i n gGuy, Jr~ Ralph B.

D a t e o f R e p o r t05/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inco,~e. , . a l u e , transactions (Includes those of spouse a nd dependent children: seepp. 34-6 0 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o me d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

e x e m p t f ro m p r i o r d i sc l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

I. Detro i t Ed ison - common s tock A D iv id e n d2. Chase (Bank One) ! : ] A Interest3. Fir s t Communi ty Bank A Interest4. Fifth Th rd Bank!~~ A Interest5. Key Bank A Interest6. Discove r D Interest7. PB I A Interest8. Flags ta r A Interest9. Ally Bank C Interest1 0 . Bank of Amer ica A InterestII. Colorado Federa l Say . Bank A Interest1 2 . Um bre l la Bank A Interest1 3 . Uni ted Cent r a l Bank A Interest1 4 . Bank of Naple s B Interest1 5 . Met Life Bank A Interest1 6 . Flor ida Comm. Bank N o n e

Gross v a l u e a t e n do f r e p o r t i n g p e r i o d(~) (2)

Va l u e ValueC o d e 2 M e t h o d

(J-P ) C o d e 3( Q-W )

J T

K T

K TK TJ TN TK T

M T

L T

M TL T

M T

T r a n s a c t i o n s d u r i n g r e p o s i n g p e r i o d

(I ) (2) (3)Type (e.g., D a t e Value

buy, sell, m m /d d/yy Cod e 2redemption) (J-P)

Closed 10/06/10 K

Closed 12/21/10 K

Closed 01/10/10 MClosed 02 /1 0/1 0 MOpen 02 /10/10 MO pen 10/22/I 0 L

Open 02/05/I 0 M

( 4 ) ( 5 )Gain Identity of

Code I buyer/seller(A-H) (if privatetransaction)

See VIII

See VIII

See VIII

See VIl lSee VIl lSee Vl l lSee VIII

See VIII1 7 .

I. Incom e Gain Codes: A -$1,000 o r less B-S1 .001 - $2,500 C =$2 ,501 - $5 ,000 D =$5,0OI - $15 ,000(See Columns BI and D4) F -$50.001 - $100.1300 G =$ 100.0 01 - $ 1.0 00.0 00 H I =$ I.0 00 .O D I - $5 .0 00 .00 0 H2 = More than $5.000.000

2. Value Codes J -$ ! 5 ,000 or less K :$15 ,001 - $50,000 L :$50,001 - $ 100,000 M =$ 100,001 - $250,000(See Co lumns C I and D 3) N =$250.0OI - $500.000 O =$500.0OI - $1,0OO.000 PI =$1 .000.001 - $5.000.000 P2 =$5,000.0OI - $25,000.000

P3 =$25 ,000.001 - $50.000.000 P4 -More than $50.000,0003. Value Mclhod Codex Q =Appraisal R :Cos l (Rea l Es ta te On ly ) S =Asscssnlent T =Cash Market

(Sac Column C2) U =Book Value V -Other W =E~timalcd

E =$15,001 - $50,000


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N a m e o f P e r so n R e p o r t in gGuy, Jr . , Ralph B.

D a t e o f R e p o r t05 / I 1 / 2 0 1 1

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. andica,,~,arto/,,po,.)Par t VII - L ine 4 - One of two accounts c losed and p roceeds to Met L ife 10/20/10Par t VII - L ine 8 - C losed 10/06/10. Proceeds to Met L ife .Par t Vll - L ine 10 - C losed 12/21/10 . Proceeds to renewal of Colorado Fed Sav in gs.Par t VII - L ine 12 - C losed 01/10/10. Proceeds to F lor ida Comm . Bank.Par t VII - L ine 13 - C losed 02/10/10. Proceeds to Bank of N aples .Par t VII - L ine 14 - Bank of N aples , opened 02/10/10. Funds f rom PBI Bank and United Centra l Bank.Par t VII - L ine 15 - M et L ife Bank, opened 10/22/10. Funds f rom Flags ta r Bank and F i f th Third Bank .Park VII - L ine 16 - F lor ida Com m. Bank, opened 02 /05/10. Funds f rom U mbre l la Bank. N o inte r s t income wil l be pa id unt i l 08 /05/I !.

N ote : Except for Key Bank an d Chase Bank~ ~.~ accounts which a re checking accounts , a l l of the repor ted t ransac t ions showing inte res t incom e involveCer t i f ica tes of D eposi t . The da tes ofc losing one account and opening a new account do n t a lways match up because sometimes I w il l use a wire t ransfe r to a n ewaccount and other t imes the account is c losed and i t m ight take two weeks for the bank to send m e the check. Sometimes I am ab le to invest the money f rom ac losed account immed ia te ly, and other t imes I have to shop a round. The amounts f rom a c losed account and new acco unt don t a lways match because sometimes Iwil l pu t the mon ey in two dif fe rent p laces from a c losed acco unt , and sometimes ! w il l add m oney f rom m y checking account or checking acc ount . I t snot l ike s tock sa les where you usua l ly ge t an op ening and sa le da te in a s ta tement f rom a b roker .Also as in te res t ra tes have plummeted, the cur rent repor t might show a la rger va lue , but none the less , a smal le r amo unt of in te res t ea rned.


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FINANCIAL DISCLOSURE REPORTPage 6 o f 6

N a m e o f P e r so n R e p o r t i n gGuy, Jr . Ra lph B .

Date of Repor t05/ I 1/7011

IX. CERTIFICATION.

! c e r t i fy tha t a l l i n fo rma t i on g i ve n abov e ( i nc lud ing i n fo rma t i on pe r t a i n i ng t o m y spouse and mino r o r depend en t ch i l d r en , if a ny) i sa c cura t e , true , and com pl e t e t o t he be s t o f my kn owledg e and be l i e f , a nd tha t any i n fo rma t i on no t r epo r t ed was w i thhe ld because i t m e t app l i c ab l e s t a tu to rypro~sions permitting non-disclosure.

I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t a n c e o f g i f ts ~ v h i c h h a v e b e e n r e p o r t e d a r e i ncom pl i ance wi th the p rov i s i ons o f 5 U .S .C. app . 501 e t . seq, 5 U .S .C. 7353 , and Jud i c i a l Confe rence r egu l a t i ons .

S i g n a t u r e: S [ R a lp h B . G u y , J r .

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WlLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT "iO CIVILA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4)

Committee on Financial DisclosureAdministra tive Office of the United States CourtsSuite 2-301One Columb us Circle, N.E.W ashington, D.C. 20544

Ralph B Guy Jr Financial Disclosure Report for 2010

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