QuantumMutualFund - quantumamc.com

QuantumMutual Fund1

QuantumMutual Fund2

QuantumMutual Fund

December 31, 2012

Growth Option 25.1000

Dividend Option 25.3200

As on December 31, 2012

Quantum Long Term Equity FundAn Open ended Equity Scheme

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Open-ended Equity SchemeThe investment objective of the Scheme is to achievelong-term capital appreciation by investing primarilyin shares of companies that will typically be included in theBSE 200 Index and are in a position to benefit from theanticipated growth and development of the Indian economy and itsmarkets.Mr. Atul Kumar ( Since November 15, 2006)12 yrs.Mr. Nilesh Shetty (Since March 28, 2011)9 yrs.March 13, 20061.25%Growth & Dividend (Dividend Option will in turn have two Facilities,Dividend Payout Facility and Dividend Re-investment Facility)

500/- and in multiples of 1/-thereafter, Additional Investment wouldbe 500/- and in multiples of 1/- thereafter/ 50 units.Every Business DayBSE 30 Total Return Index

Nature of SchemeInvestment Objective

Fund ManagerFund Manager Total ExperienceAssociate Fund ManagerTotal ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment Options

Minimum Application Amount(Under each Oprion)Net Asset Value (NAV)Benchmark Index

Portfolio as on

Name of Instrument Industry Quantity Market value in Lakhs % to Net Asset

December 31, 2012

Equity & Equity RelatedA) Listed /Awaiting listing on the Stock ExchangeBajaj Auto Ltd Auto 1,078.21 7.1650,593Housing Development Finance Corporation Ltd Finance 863.32 5.73104,159HDFC Bank Ltd Banks 852.80 5.66125,671Zee Entertainment Enterprises Ltd Media & Entertainment 819.56 5.44371,346Tata Consultancy Services Ltd Software 798.83 5.3063,609Infosys Ltd Software 743.68 4.9432,073Container Corporation of India Ltd Transportation 660.09 4.3871,753Maruti Suzuki India Ltd Auto 614.32 4.0841,228Oil & Natural Gas Corporation Ltd Oil 608.89 4.04227,197The Indian Hotels Company Ltd Hotels 577.73 3.84916,308Tata Steel Ltd Ferrous Metals 566.19 3.76132,134State Bank of India Banks 548.66 3.6423,000ING Vysya Bank Ltd Banks 512.75 3.4096,909Tata Chemicals Ltd Chemicals 454.62 3.02128,424GAIL (India) Ltd Gas 453.83 3.01127,211NTPC Ltd Power 443.15 2.94283,251Voltas Ltd Construction Project 433.77 2.88409,607Crompton Greaves Ltd Industrial Capital Goods 380.51 2.53328,305Indian Oil Corporation Ltd Petroleum Products 375.13 2.49138,987Axis Bank Ltd Banks 344.18 2.2825,372PTC India Ltd Power 334.47 2.22453,522Power Finance Corporation Ltd Finance 307.59 2.04151,001Bharti Airtel Ltd Telecom - Services 295.60 1.9693,220Tata Global Beverages Ltd Consumer Non Durables 173.73 1.15108,616Gateway Distriparks Ltd Transportation 124.20 0.8288,653B) Unlisted - --Total 13,365.82 88.73Collateralised Borrowing & Lending Obligation (CBLO) * 1,600.22 10.62Net Receivable/(payable) 97.46 0.65Grand Total 15,063.50 100.00* Cash & cash Equivalents^Portfolio Turnover Ratio (Last one year): 14.59%

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QuantumMutual Fund



Mr. Atul Kumar is the fund manager of Quantum Long Term Equity Fund and Quantum Tax Saving Fund

Performance as on

Absolute Returns (%) Absolute Returns (%) CAGRReturns (%)

Current value of standardinvestment of 10,000/- (INR)

Jan 01, 2011 to Dec 30, 2011 Jan 01, 2010 to Dec 31, 2010 Since Inception**

Absolute Returns (%)

Jan 01, 2012 to Dec 31, 2012

December 31, 2012 Quantum Long Term Equity Fund

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Quantum Long TermEquity Fund (GrowthOption)

31.21% -20.16% 14.47% 25,10028.82%

Scheme Benchmark -(BSE 30 TRI)

27.99% -23.64% 10.56% 19,81519.14%

Additional Benchmark- (BSE Sensex)

25.70% -24.64% 9.00% 17,98217.43%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - March 13, 2006. Since inception returns are calculated on NAV of 10 invested at inception.^ Please refer below for Definitions.

^Quantitative data as on 31 December, 2012 Standard Deviation: Beta: Sharpe Ratio:25.48% 0.65 0.64

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Performance as on





Jan 01, 2012 to Dec 31, 2012

December 31, 2012 Quantum Tax Saving Fund

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Quantum Tax SavingFund (Growth Option)

31.36% -20.92% 25.39% 24,87028.17%


27.99% -23.64% 20.59% 21,25719.14%


25.70% -24.64% 18.86% 20,05517.43%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - December 23, 2008.Since inception returns are calculated on NAV of 10 invested at inception.`

N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June30,2009 has notified that, w.e.f. August 01, 2009 there will be no entry loadcharged to the schemes of the Mutual Fund and the upfront commission todistributors will be paid by the investor directly to the distributor, based on hisassessment of various factors including the service rendered by the distributor.

Repurchase/ Redemption/Switch Out - within 6 months of allotment 4.00%,after 6 months but within 12 months of allotment 3.00%,after 12 months but within 18 months of allotment 2.00%,after 18 months but within 24 months of allotment 1.00%,after 24 months of allotment Nil

Fund Size December 2012*Average AuM ( in Crores) #Absolute AuM ( in Crores)` `

Growth Option 131.33 134.36Dividend Option 15.96 16.27Total 147.29 150.63

December 31, 2012*Cumulative Daily AuM /No of days in the month#AuM as on

Brokerage & Commissions PaidBrokerages Paid for investments for Dec 2012 `87,560.72

Distributor Commissions Paid till date NIL

Sector Allocation (% of Net Assets) as on December 31, 2012

0% 2% 4% 6% 8% 10% 12% 14% 16% 18% 20%

BanksAuto

SoftwareFinance

Media & EntertainmentTransportation

PowerOil

HotelsFerrous Metals

ChemicalsGas

Construction ProjectIndustrial Capital Goods

Petroleum ProductsTelecom - Services

Consumer Non Durables

14.99%11.24%

10.24%7.77%

5.44%5.21%5.16%

4.04%3.84%3.76%

3.02%3.01%2.88%

2.53%2.49%

1.96%1.15%

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QuantumMutual Fund



The indicative Asset Allocation

Instruments Normal Allocation(% to Net Asset)

Risk ProfileMinimum Allocation(% to Net Asset)

Maximum Allocation(% to Net Asset)

Listed Equity & Equity Related Securities of Companies 95% - 99% 65% High99%

Unlisted Equity & Equity Related Securities of Companies 0% - 3% 0% High5%

Money Market Instruments 1% - 5% 1% Low35%

Liquid Schemes of Mutual Funds 0% - 5% 0% Low5%

The Scheme may seek investment opportunity in the ADR/GDR and Foreign Securities (maximum 10% of Net Assets) subject to SEBI (Mutual Funds) Regulations, 1996. TheScheme may use derivatives mainly for the purpose of hedging and portfolio balancing (max. 5% of Net Assets) based on the opportunities available subject to SEBI (MutualFunds) Regulations, 1996.

^Definitions

Standard deviation measures historical volatility. A high standard deviation suggests high volatility, while lower standard deviation would refer to more stability.

Beta is the tendency of a fund's returns to respond to market swings. A beta of 1 indicates that the fund price will move with the market. A beta of less than 1 means that the

security will be less volatile thanthe market. A beta of greater than 1 indicates that the security's price will be more volatile than the market.

Sharpe Ratio is used to characterise how well the return of an asset compensates the investor for the risk taken. The greater a portfolio's Sharpe ratio, the better its risk-adjusted

performance has been.

Portfolio Turnover Ratio is the percentage of a fundâ��s assets that have changed over the course of a year.

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QuantumMutual Fund

December 31, 2012( /Unit)`

Growth Option 16.2576Monthly DividendPayout Option

10.0136

Daily DividendReinvestment Option

10.0016

NAV

Weighted Average MaturityDecember 31, 2012as on

At the end of the month 57 DaysAverage during the month 35 DaysModified Duration 52 Days

As on December 31, 2012Quantum Liquid FundAn Open ended Liquid Scheme

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Open-ended Liquid SchemeThe primary investment objective of the Scheme is toprovide optimal returns with low to moderate levels ofrisk and high liquidity through judicious investments inmoney market and debt instruments.Mr. Arvind Chari (Since April,24 2007)9 yrs.April 7, 20060.45%Growth, Daily Dividend Reinvestment & Monthly Dividend Payout.Growth Option - 5,000/-and in multiples of 1/- thereafter.Monthly Dividend Payout Option - 10,000/-and in multiples of 1/-thereafter.Daily Dividend Reinvestment Option - 1,00,000/- and in multiples of 1/-thereafter.Additional Investment - 500/- and in multiples of 1/- thereafter/50 units.Every Business DayCrisil Liquid Fund Index


Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment OptionsMinimum Application Amount(Under each Option)

Net Asset Value (NAV)Benchmark Index

Portfolio as on

Name of Instrument Market value in Lakhs % to Net Asset

December 31, 2012

Duration in DaysRating

Debt Instruments

A) Listed/awaiting listing on Stock Exchanges NIL NIL

B) Privately Placed/Unlisted Non Convertible Debenture/ Bonds NIL NIL

C) Securitized Debt Instruments NIL NIL

Total of Debt instruments NIL NIL

Money Market Instruments

Certificate of Deposits

Bank of Baroda CD (MD 04/03/2013) 492.93 12.2763ICRA A1+

Punjab National Bank CD (MD 05/03/2013) 492.85 12.2671CRISIL A1+

Corporation Bank CD (MD 15/03/2013) 491.71 12.2487CRISIL A1+

ING Vysya Bank Ltd CD (MD 28/02/2013) 295.99 7.3790CRISIL A1+

Total 1,773.49 44.13

Commercial Paper

IDFC Ltd CP (MD 04/02/2013) 496.09 12.3460ICRA A1+

HDFC Ltd CP (MD 25/02/2013) 493.56 12.2873ICRA A1+

Export Import Bank of India CP (MD 11/03/2013) 492.24 12.2590CRISIL A1+

Kotak Mahindra Prime Ltd CP (MD 25/03/2013) 294.11 7.3287CRISIL A1+

Total 1,775.99 44.19

Treasury Bill

91 Days Tbill (MD 28/03/2013) 49.06 1.2291SOV

Collateralised Borrowing & Lending Obligation (CBLO) * 354.30 8.82

Total of Money Market Instruments 3,952.84 98.36

Net Receivable / (Payable) 65.93 1.64

Grand Total 4,018.77 100.00* Cash & cash Equivalents

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QuantumMutual Fund


Mr. Arvind Chari is the fund manager of Quantum Liquid Fund and Quantum Equity Fund of Funds.

Performance as on December 31, 2012 Quantum Liquid Fund

Additional Benchmark -(Crisil 1 year T-Bill index)

Scheme Benchmark -(Crisil Liquid Fund Index)

Quantum Liquid Fund(Growth Option)

7 days # 8.35% 7.69% 9.80%15 days # 8.29% 8.69% 8.67%30 days # 8.01% 7.65% 8.09%Jan 01, 2012 to Dec 31, 2012 ## 9.20% 8.54% 8.11%Jan 01, 2011 to Dec 31, 2011 ## 8.72% 8.15% 6.42%Jan 01, 2010 to Dec 31, 2010 ## 5.61% 5.12% 2.81%Since Inception**CAGR Returns (%) 7.47% 6.95% 5.64%Current value of standard investment of Rs. 10,000/-(INR) 16,258 15,726 14,480

**Date of Inception - April 7, 2006 Since inception returns are calculated on NAV of 10 invested at inception.# Simple Annualised Yield. ## Absolute Returns.

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.

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Mr. Arvind Chari is the fund manager of Quantum Equity Fund of Funds and Quantum Liquid Fund.

Performance as on





Jan 1, 2012 to Dec 31, 2012

December 31, 2012 Quantum Equity Fund of Funds

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Quantum Equity Fundof Funds (GrowthOption)

32.77% -23.67% 12.94% 15,22720.01%

Scheme Benchmark -(BSE 200 Index)

30.98% -26.95% 8.17% 13,11516.22%


25.70% -24.64% 7.38% 12,78817.43%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - July 20, 2009 Since inception returns are calculated on NAV of 10 invested at inception.^ Please refer below for Definitions

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^Quantitative data as on 0.710.8217.84% Sharpe Ratio:Beta:Standard Deviation:31 December, 2012

N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30,2009 has notified that, w.e.f. August 01, 2009 there will be no entry load chargedto the schemes of the Mutual Fund and the upfront commission to distributors willbe paid by the investor directly to the distributor, based on his assessment ofvarious factors including the service rendered by the distributor.

Dividend History - Monthly Dividend payout optionNet Dividend per unit

(Post Dividend Distribution Tax)Record Date

Individual Non Individual

(`)

25-Oct-12 0.04864505 0.04665895

26-Nov-12 0.05201418 0.04989054

26-Dec-12 0.05106515 0.04898025After payment of dividend the NAV will fall to the extent of dividend payout andstatutory levy , if any (Unit face Value Rs.10/-).

NIL

Exit Load Brokerage & Commissions Paid

Brokerages Paid for investments for Dec 2012 ` 2,000.00


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QuantumMutual Fund


Fund Size December 2012*Average AuM

( in Crores)#Absolute AuM

( in Crores)` `

Growth Option 25.07 24.98

Daily Dividend Reinvestment Option 12.15 12.97

Monthly Dividend Payout Option 2.08 2.24

Total 39.30 40.19


Asset Allocation (% of Net Assets) as on December 31, 2012

CBLO Banks NBFC Public Financial Institution

Treasury Bills Cash

Cash2%

Treasury Bills1%

Public Financial Institution

25%

NBFC19%

CBLO9%

Banks44%

Cash2%

Treasury Bills1%


25%

NBFC19%

CBLO9%

Banks44%

Cash2%

Treasury Bills1%


25%

NBFC19%

CBLO9%

Banks44%

Cash2%

Treasury Bills1%


25%

NBFC19%

CBLO9%

Banks44%

Cash2%

Treasury Bills1%


25%

NBFC19%

CBLO9%

Banks44%

Cash2%

Treasury Bills1%


25%

NBFC19%

CBLO9%

Banks44%


Instruments Indicative allocations (% of total assets) Risk Profile

Money Market Instruments and other short term debtinstruments (*) having maximum re-pricing tenor of notmore than 91 days in maturity (**)

Low to Medium100%

(*) Debt instruments may include investments in securitised debt instruments upto 40% of the Net Assets of the Scheme.(**) Maximum re-pricing tenor of 91 days would be reckoned as under: -i. For a fixed rate asset, the remaining tenor is 91 days or less.ii. For a floating rate asset, the interest reset frequency is 91 days or less.iii. For a fixed rate/floating rate asset where the principal is paid in a staggered and/or on amortizing basis (e.g. securitized papers), the average maturity of such an asset is91 days or less.iv. For a portfolio using Interest Rate Derivatives,a) the composite floating rate asset (underlying fixed rate asset and Interest Rate Swap, paying fixed and receiving floating) has interest reset frequency up to 91 days.b) If Interest Rate Swaps (receiving fixed and paying floating), have been used to convert a floating rate asset into a fixed rate asset, the fixed leg of the Interest Rate Swaphaving remaining tenor upto 91 days.c) For a portfolio using Forward Rate Agreements, the summation of the beginning and end dates of the period covered is 91 days or less.

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QuantumMutual Fund

As on December 31, 2012Quantum Gold FundAn Open ended Exchange Traded Fund - Gold

December 31, 2012




Open ended Exchange Traded Fund - GoldThe Investment Objective of the Scheme is togenerate returns that are in line with the performance ofgold and gold related instruments subject to tracking errors.However, investment in gold related instruments will be made ifand when SEBI permits mutual funds to invest, in gold relatedinstruments. The Scheme is designed to provide returns that beforeexpenses, closely correspond to the returns provided by gold.Mr. Chirag Mehta (Since May 01, 2009)8 yrs.February 22, 20081.00%GrowthDirectly with Fund: The investors can create / redeem in exchange of PortfolioDeposit or Cash and Cash Component in creation unit size at NAV based Price.On the Exchange:Approx equal to price of 1/2 gram of Gold quoted on the NSE.On NSE, the units can be purchased / sold in minimum lot of 1 units and inmultiples therefore.Every Business DayDomestic Price of Physical Gold

( /Unit)`Growth Option 1450.7548

Gold No. of Bars

NAV

1KG Bar (0.995 fineness) 213100 Gram Bar (0.995 fineness) 30

Portfolio as on


December 31, 2012

GOLD

A) 1KG Bar (0.995 fineness) 6,562.00 98.68

B) 100 Gram Bar (0.995 fineness) 92.42 1.39

Total 6,654.43 100.07


Net Receivable/(payable) -5.47 -0.08

Grand Total 6,649.72 100.00

* Cash & cash Equivalents^Portfolio Turnover Ratio (Last one year): 5.77%

Mr. Chirag Mehta is the fund manager of Quantum Gold Fund, Quantum Gold Savings Fund and Quantum Multi Asset Fund.

Performance as on



Jan 01, 2011 to Dec 30, 2011 Jan 01, 2010 to Jan 31, 2010 Since Inception**


Jan 01, 2012 to Dec 31, 2012

December 31, 2012 Quantum Gold Fund

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Scheme Benchmark -(Domestic price of PhysicalGold)

12.08% 32.18% 20.66% 24,92522.90%

Quantum Gold Fund(Growth Option)

10.96% 30.89% 20.20% 24,47021.64%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - February 22, 2008 Since inception returns are calculated on NAV of 100 invested at inception.^ Please refer below for definitions

^Tracking Error as on December 31, 2012 Absolute Since Inception: Annualised Since Inception:

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0.006% 0.094%

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QuantumMutual Fund

As on December 31, 2012Quantum Gold FundAn Open ended Exchange Traded Fund - Gold

Performance as on

CAGRReturns (%)


Since Inception**


Jan 1, 2012 to Dec 31, 2012

December 31, 2012 Quantum Gold Savings Fund

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Quantum Gold Savings Fund(Growth Option)

11.58% 20.96% 13,623

Scheme Benchmark - (Domestic priceof Gold)

12.08% 22.97% 13,992

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - May 19 , 2011 Since inception returns are calculated on NAV of 10 invested at inception.`

As Quantum Multi Asset Fund has not completed 1 year, the performance details have not been shown.

N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30,2009 has notified that, w.e.f. August 01, 2009 there will be no entry load chargedto the schemes of the Mutual Fund and the upfront commission to distributors willbe paid by the investor directly to the distributor, based on his assessment ofvarious factors including the service rendered by the distributor

NIL(retail investor can exit the scheme only through secondary market)

Exit Load

Fund Size December 2012*Average AuM ( in Crores) #Absolute AuM ( in Crores)``




Brokerage & Commissions Paid

Brokerages Paid for investments for Dec 2012 NIL




Minimum Maximum High/Medium/Low

Physical Gold 90% 100%* Medium to High

Money Market instruments, Short-term Corporate debtsecurities, CBLO and units of Debt and Liquid Schemesof Mutual Funds

0% 10% Low

* As the scheme invests 90% to 100% of the net assets into Gold, the scheme will, by and large, be passively managed fund. However, if and when permitted under SEBIregulations, the scheme may invest in gold related securities including derivatives.

^Definitions

Tracking Error is a measure of how closely a fund follows the index to which it is benchmarked. The more passively the fund is managed, the smaller the tracking error. In the

case of Exchange Traded Funds, the lower the Tracking Error, the better.

10

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QuantumMutual Fund


Quantum Index FundAn Open ended Exchange Traded Fund

December 31, 2012

Growth Option 607.6549Nature of SchemeInvestment Objective



Open-ended Exchange Traded FundThe investment objective of the scheme is to investin stocks of companies comprising S & P CNX NiftyIndex and endeavour to achieve return equivalent toNifty by â��Passive â��investment. The Scheme will bemanaged by replicating the index in the same weightage as inthe S & P CNX Nifty Index with the intention of minimizing theperformance differences between the scheme and the S& P CNX NiftyIndex in capital terms, subject to market liquidity, costs of trading,managing expenses and other factors which may cause tracking error.Mr. Hitendra Parekh (Since June 09,2008)18 yrs.July 10, 20080.50%GrowthDirectly with Fund: The investors can create / redeem in exchange of PortfolioDeposit and Cash Component in creation unit size at NAV based Price.On the Exchange: At prices which may be close to the NAV of QIF Units. OnNSE, the units can be purchased / sold in minimum lot of 1 unit and in multiplesthereof. The units of QIF issued under the scheme will be approximatelyequal to the price of 1/10 (one-tenth) of the S&P CNX Nifty Index.Every Business DayS&P CNX Nifty TRI Index (Change w.e.f. October 3, 2011)

December 31, 2012Portfolio as on


Equity & Equity RelatedA) Listed /Awaiting listing on the Stock ExchangeITC Ltd Consumer Non Durables 18.81 8.346,560Reliance Industries Ltd Petroleum Products 16.67 7.381,985ICICI Bank Ltd Banks 15.86 7.021,393Housing Development Finance Corporation Ltd Finance 15.42 6.831,861HDFC Bank Ltd Banks 14.92 6.612,198Infosys Ltd Software 13.47 5.97581Larsen & Toubro Ltd Construction Project 10.43 4.62649Tata Consultancy Services Ltd Software 7.74 3.43616State Bank of India Banks 7.44 3.30312Tata Motors Ltd Auto 6.66 2.952,130Hindustan Unilever Ltd Consumer Non Durables 6.51 2.891,241Oil & Natural Gas Corporation Ltd Oil 5.73 2.542,139Mahindra & Mahindra Ltd Auto 5.17 2.29555Bharti Airtel Ltd Telecom - Services 4.58 2.031,444Axis Bank Ltd Banks 4.25 1.88313Bajaj Auto Ltd Auto 3.45 1.53162Tata Steel Ltd Ferrous Metals 3.45 1.53805Sun Pharmaceuticals Industries Ltd Pharmaceuticals 3.34 1.48454Kotak Mahindra Bank Ltd Banks 2.93 1.30451Dr. Reddy'S Laboratories Ltd Pharmaceuticals 2.78 1.23152Coal India Ltd Minerals/Mining 2.71 1.20765Infrastructure Development Finance Company Ltd Finance 2.54 1.131,485Cipla Ltd Pharmaceuticals 2.54 1.13614Wipro Ltd Software 2.45 1.09622Asian Paints Ltd Consumer Non Durables 2.44 1.0855NTPC Ltd Power 2.41 1.071,541Grasim Industries Ltd Cement 2.41 1.0776Maruti Suzuki India Ltd Auto 2.40 1.06161Ultratech Cement Ltd Cement 2.34 1.04118Hero MotoCorp Ltd Auto 2.19 0.97115Bharat Heavy Electricals Ltd Industrial Capital Goods 2.18 0.96954Tata Power Company Ltd Power 2.17 0.961,963

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QuantumMutual Fund




Jindal Steel & Power Ltd Ferrous Metals 2.08 0.92464Hindalco Industries Ltd Non - Ferrous Metals 2.02 0.901,551Power Grid Corporation of India Ltd Power 1.97 0.871,717HCL Technologies Ltd Software 1.96 0.87317GAIL (India) Ltd Gas 1.95 0.86546Cairn India Ltd Oil 1.94 0.86609Ambuja Cements Ltd Cement 1.84 0.82916Bank of Baroda Banks 1.76 0.78203Lupin Ltd Pharmaceuticals 1.76 0.78286ACC Ltd Cement 1.62 0.72113Punjab National Bank Banks 1.41 0.63162Jaiprakash Associates Ltd Construction 1.33 0.591,370Bharat Petroleum Corporation Ltd Petroleum Products 1.11 0.49311DLF Ltd Construction 1.02 0.45441Ranbaxy Laboratories Ltd Pharmaceuticals 0.94 0.41186Sesa Goa Ltd Minerals/Mining 0.93 0.41474Reliance Infrastructure Ltd Power 0.86 0.38165Siemens Ltd Industrial Capital Goods 0.69 0.31104B) Unlisted - -Total 225.58 99.94Net Receivable/(payable) 0.14 0.06Grand Total 225.72 100.00* Cash & cash Equivalents^Portfolio Turnover Ratio (Last one year): 10.27%

Performance as on





Jan 01, 2012 to Dec 31, 2012

December 31, 2012 Quantum Index Fund

`Quantum Index Fund(Growth Option)

29.15% -23.91% 9.68% 15,13118.36%

Additional Benchmark -(BSE Sensex)

25.70% -24.64% 7.71% 13,95017.43%

Scheme Benchmark - (S&PCNX Nifty-Total ReturnIndex)

29.43% -23.81% 9.37% 14,94119.22%


^Tracking Error as on 31 December, 2012 Absolute Since Inception: Annualised Since Inception:

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0.026% 0.415%


NIL(retail Investor can exit the scheme only through secondary market)


0% 5% 10% 15% 20% 25%

BanksConsumer Non Durables

SoftwareAuto

FinancePetroleum Products

PharmaceuticalsConstruction Project

CementOil

PowerFerrous Metals

Telecom - ServicesMinerals/Mining

Industrial Capital GoodsConstruction

Non - Ferrous MetalsGas

21.51%12.3%

11.35%8.8%

7.96%7.87%

5.03%4.62%

3.64%3.4%3.28%

2.45%2.03%

1.61%1.27%

1.04%0.9%0.86%

12

QuantumMutual Fund





Brokerage & Commissions PaidBrokerages Paid for investments for Dec 2012 ` 19.70

Distributor Commissions Paid till date ` 0.00



Securities Covered Indicative allocations (% of total assets) Risk Profile


Securities covered by the S & P CNX Nifty 90% 100% High

Money Market Instruments, other short term debtinstruments as permitted under SEBI (Mutual Funds)Regulations, 1996 and Liquid Schemes of Mutual Funds

0% 10% Low

Investments in securitized debt instruments can be made by the scheme up to 5% of the total net assets of the Scheme.

^Definitions

Tracking Error is a measure of how closely a fund follows the index to which it is benchmarked. The more passively the fund is managed, the smaller the tracking error. In the case

of Exchange Traded Funds, the lower the Tracking Error, the better.

13

QuantumMutual Fund


Quantum Tax Saving FundAn open ended Equity Linked Saving Scheme with a lock-in period of three years

December 31, 2012

Dividend Option 24.8540

Growth Option 24.8700Nature of Scheme

Investment Objective

Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment Options

Minimum Application Amount(Under each Option)Lock-in PeriodNet Asset Value (NAV)Benchmark Index

Open-ended Equity Linked Savings Scheme with alock-in period of 3 yearsThe investment objective of the Scheme is to achievelong-term capital appreciation by investing primarily inshares of companies that will typically be included in the BSE200 Index and are in a position to benefit from the anticipatedgrowth and development of the Indian economy and its markets.Mr. Atul Kumar (Since December 10, 2008)12 yrs.December 23, 20081.25%Growth & Dividend (Dividend Option will in turn have two Facilities,Dividend Payout Facility and Dividend Re-investment Facility)

500/- and in multiples of 500/- thereafter, Additional Investment would be500/- and in multiples of 500/- thereafter.

3 years from the date of allotment of the respective UnitsEvery Business DayBSE 30 Total Return Index

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Portfolio as on


December 31, 2012

Equity & Equity RelatedA) Listed /Awaiting listing on the Stock ExchangeBajaj Auto Ltd Auto 68.15 7.413,198Housing Development Finance Corporation Ltd Finance 52.76 5.746,365Zee Entertainment Enterprises Ltd Media & Entertainment 52.07 5.6623,594HDFC Bank Ltd Banks 49.68 5.407,321Tata Consultancy Services Ltd Software 48.97 5.333,899Container Corporation of India Ltd Transportation 40.29 4.384,380Infosys Ltd Software 38.24 4.161,649Oil & Natural Gas Corporation Ltd Oil 36.70 3.9913,694Maruti Suzuki India Ltd Auto 36.64 3.992,459The Indian Hotels Company Ltd Hotels 34.97 3.8055,465Tata Steel Ltd Ferrous Metals 33.95 3.697,924State Bank of India Banks 32.68 3.551,370ING Vysya Bank Ltd Banks 30.42 3.315,750Tata Chemicals Ltd Chemicals 28.07 3.057,930GAIL (India) Ltd Gas 27.84 3.037,804NTPC Ltd Power 27.01 2.9417,265Crompton Greaves Ltd Industrial Capital Goods 26.19 2.8522,599Voltas Ltd Construction Project 25.99 2.8324,538Indian Oil Corporation Ltd Petroleum Products 22.75 2.478,428Axis Bank Ltd Banks 21.22 2.311,564PTC India Ltd Power 19.75 2.1526,779Power Finance Corporation Ltd Finance 18.86 2.059,261Bharti Airtel Ltd Telecom - Services 17.86 1.945,631Tata Global Beverages Ltd Consumer Non Durables 8.88 0.975,552Gateway Distriparks Ltd Transportation 5.37 0.583,836B) Unlisted - --Total 805.32 87.60Collateralised Borrowing & Lending Obligation (CBLO) * 106.29 11.56Net Receivable/(Payable) 7.70 0.84Grand Total 919.31 100.00* Cash & cash Equivalents^Portfolio Turnover Ratio (Last one year): 14.18%

14

QuantumMutual Fund



Mr. Atul Kumar is the fund manager of Quantum Tax Saving Fund and Quantum Long Term Equity Fund

Performance as on


Current value of standardinvestment of ` 10,000/- (INR)



Jan 01, 2012 to Dec 31, 2012

December 31, 2012 Quantum Tax Saving Fund

`

Quantum Tax SavingFund (Growth Option)

31.36% -20.92% 25.39% 24,87028.17%


27.99% -23.64% 20.59% 21,25719.14%


25.70% -24.64% 18.86% 20,05517.43%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.

**Date of Inception - December 23, 2008 Since inception returns are calculated on NAV of 10 invested at inception.^ Please refer Below for Definitions.

^Quantitative data as on 31 December, 2012 Standard Deviation: Beta: Sharpe Ratio:19.63% 0.63 1.48

`

Performance as on





Jan 01, 2012 to Dec 31, 2012

Quantum Long Term Equity FundDecember 31, 2012

`

Quantum Long TermEquity Fund (GrowthOption)

31.21% -20.16% 14.47% 25,10028.82%


27.99% -23.64% 10.56% 19,81519.14%


25.70% -24.64% 9.00% 17,98217.43%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - March 13, 2006. Since inception returns are calculated on NAV of 10 invested at inception. Mr. Nilesh Shetty is Associate Fund Manager.`

0% 2% 4% 6% 8% 10% 12% 14% 16% 18% 20%

BanksAuto

SoftwareFinance

Media & EntertainmentPower

TransportationOil

HotelsFerrous Metals

ChemicalsGas

Industrial Capital GoodsConstruction ProjectPetroleum ProductsTelecom - Services

Consumer Non Durables

14.58%11.40%

9.49%7.79%

5.66%5.09%4.97%

3.99%3.80%3.69%

3.05%3.03%

2.85%2.83%

2.47%1.94%

0.97%

N.A.**In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 datedJune 30,2009 has notified that, w.e.f. August 01, 2009 there will be noentry load charged to the schemes of the Mutual Fund and the upfrontcommission to distributors will be paid by the investor directly to thedistributor, based on his assessment of various factors including theservice rendered by the distributor.

NIL



Growth Option 6.96 7.18Dividend Option 1.97 2.01Total 8.93 9.19

Brokerage & Commissions PaidBrokerages Paid for investments for Dec 2012 ` 3,992.36


*Cumulative Daily AuM /No of days in the month#AuM as on December 31, 2012

15

QuantumMutual Fund






Debt & Money Market Instruments 0% 20% Low to Medium

Equity & Equity - related securities* 80% 100% High

*Equity related Securities shall mean all those instruments which are permitted as per ELSS Guidelines from time to time and shall include equities, cumulative convertiblepreference shares and fully convertible debentures and bonds of companies. Investment may also be made in partly convertible issues of debentures and bonds including thoseissued on rights basis subject to the condition that, as far as possible, the non-convertible portion of the debentures so acquired or subscribed, shall be disinvested within a periodof 12 (twelve) months.

In accordance with the ELSS, investments by the Scheme in equity and equity related Securities will not fall below 80% of the net assets of the Scheme.

^Definitions



security will be less volatile thanthe market. A beta of greater than 1 indicates that the security's price will be more volatile than the market.




16

QuantumMutual Fund


Quantum Equity Fund of FundsAn open ended Equity Fund of Funds Scheme

December 31, 2012

Growth Option 15.2270

Dividend Option 15.2290Nature of SchemeInvestment Objective

Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment Options

Minimum Application Amount(Under each Option)Net Asset Value (NAV)Benchmark Index

Open-ended Equity Fund of Funds SchemeThe investment objective of the scheme is to generatelong-term capital appreciation by investing in aportfolio of open-ended diversified equity schemes ofmutual funds registered with SEBI. There can be no assurance ofpositive returns from following the stated investment strategy.Mr. Arvind Chari (Since June 26,2009)9 yrs.July 20, 20090.30%Growth & Dividend (Dividend Option will in turn have two Facilities,Dividend Payout Facility and Dividend Re-investment Facility)

500/- and in multiples of 1/- thereafter, Additional Investment would be500/- and in multiples of 1/- thereafter / 50 units.

Every Business DayBSE 200 Index

`` `

`

Portfolio as on


December 31, 2012

Quantity

Mutual Funds

DSP BlackRock Equity Fund - Regular Plan - Growth 55.53 17.94311,367

HDFC Top 200 Fund - Growth Option 55.46 17.9224,515

HDFC Equity Fund - Growth Option 52.49 16.9617,890

Canara Robeco Equity Diversified-Growth Option 48.10 15.5475,865

Birla Sun Life Frontline Equity Fund-Plan A (Growth) 47.65 15.4047,978

Sundaram Select Midcap-Growth 41.73 13.4824,296

Total 300.97 97.24


Net Receivable/(payable) 0.63 0.20

Grand Total 309.51 100.00

* Cash & cash Equivalents^Portfolio Turnover Ratio (Last one year): 5.27%

Mr. Arvind Chari is the fund manager of Quantum Equity Fund of Funds and Quantum Liquid Fund.

Performance as on





Jan 1, 2012 to Dec 31, 2012

December 31, 2012 Quantum Equity Fund of Funds

`

Quantum Equity Fundof Funds (GrowthOption)

32.77% -23.67% 12.94% 15,22720.01%

Scheme Benchmark -(BSE 200 Index)

30.98% -26.95% 8.17% 13,11516.22%


25.70% -24.64% 7.38% 12,78817.43%


`

^Quantitative data as on 0.710.8217.84% Sharpe Ratio:Beta:Standard Deviation:31 December, 2012

17

QuantumMutual Fund


Quantum Equity Fund of FundsAn open ended Equity Fund of Funds Scheme

Performance as on December 31, 2012 Quantum Liquid Fund

Additional Benchmark -(Crisil 1 year T-Bill index)

Scheme Benchmark -(Crisil Liquid Fund Index)

Quantum Liquid Fund(Growth Option)

7 days # 8.35% 7.69% 9.80%15 days # 8.29% 8.69% 8.67%30 days # 8.01% 7.65% 8.09%Jan 01, 2012 to Dec 31, 2012 ## 9.20% 8.54% 8.11%Jan 01, 2011 to Dec 31, 2011 ## 8.72% 8.15% 6.42%Jan 01, 2010 to Dec 31, 2010 ## 5.61% 5.12% 2.81%Since Inception**CAGR Returns (%) 7.47% 6.95% 5.64%Current value of standard investment of Rs. 10,000/-(INR) 16,258 15,726 14,480

**Date of Inception - April 7, 2006 Since inception returns are calculated on NAV of ` 10 invested at inception.

# Simple Annualised Yield. ## Absolute Returns.

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.`




Dividend Option 0.26 0.28

Total 3.04 3.10


Brokerage & Commissions PaidBrokerages Paid for investments for Dec 2012 NIL

Distributor Commissions Paid till date NILRepurchase/ Redemption/ Switch Out - within 1 year from the date of allotment1.5 %.

Exit Load




Open-ended diversified equity schemes of mutual fundsregistered with SEBI.

90% 100% High

Money Market Instruments 0% 10% Low to Medium

The scheme will only invest in third party mutual funds. The fund shall invest in a mix of diversified equity schemes, mid cap/ small cap/ large cap oriented schemes.

^Definitions



security will be less volatile than the market. A beta of greater than 1 indicates that the security's price will be more volatile than the market.




18

QuantumMutual Fund

As on December 31, 2012Quantum Gold Savings FundAn Open ended Fund of Fund Scheme

December 31, 2012


Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment OptionsMinimum Application Amount(Under each Option)Net Asset Value (NAV)Benchmark Index

Open ended Fund of Fund SchemeThe investment objective of the Scheme is to providecapital appreciation by predominantly investing in units ofQuantum Gold Fund - Exchange Traded Fund (QGF). Theperformance of the Scheme may differ from that of Quantum GoldFund and the domestic prices of gold due to expenses and certainother factors. There can be no assurance or guarantee that theinvestment objective of the Scheme will be achieved.Mr. Chirag Mehta (Since May 19, 2011)8 yrs.May 19, 20110.25%Growth

500/- and in multiples of 1/- thereafter, Additional Investment would be500/- and in multiples of 1/- thereafter / 50 units.

Every Business DayDomestic Price of Gold

``

``

Portfolio as on


December 31, 2012

Quantity

Exchange Traded Funds

A) Quantum Gold Fund 696.49 99.6547,974

Total 696.49 99.65


Net Receivable/(payable) 1.27 0.18


* Cash & cash Equivalents3.63%Portfolio turnover ratio - (Last One Year)

^ Please refer below for Definitions

Mr. Chirag Mehta is the fund manager of Quantum Gold Fund, Quantum Gold Savings Fund and Quantum Multi Asset Fund.

Performance as on

CAGRReturns (%)


Since Inception**


Jan 1, 2012 to Dec 31, 2012

December 31, 2012 Quantum Gold Savings Fund

`

Quantum Gold Savings Fund(Growth Option)

11.58% 20.96% 13,623

Scheme Benchmark - (Domestic priceof Gold)

12.08% 22.97% 13,992

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - May 19 , 2011 Since inception returns are calculated on NAV of 10 invested at inception.`

19

QuantumMutual Fund

As on December 31, 2012Quantum Gold Savings FundAn Open ended Fund of Fund Scheme

Performance as on



Jan 01, 2011 to Dec 30, 2011 Jan 01, 2010 to Jan 31, 2010 Since Inception**


Jan 01, 2012 to Dec 31, 2012

December 31, 2012 Quantum Gold Fund

`

Scheme Benchmark -(Domestic price of PhysicalGold)

12.08% 32.18% 20.66% 24,92522.90%

Quantum Gold Fund(Growth Option)

10.96% 30.89% 20.20% 24,47021.64%

Past Performance may or may not be sustained in the future and may not necessarily provide a basis for comparison with other investments.**Date of Inception - February 22, 2008 Since inception returns are calculated on NAV of 100 invested at inception.^ Please refer below for definitions

^Tracking Error as on December 31, 2012 Absolute Since Inception: Annualised Since Inception:

`

0.006% 0.094%

As Quantum Multi Asset Fund has not completed 1 year, the performance details have not been shown.


Repurchase/ Redemption/ Switch Out - within 1 year from the date of allotment1.5 %.


Units of Quantum Gold Fund CBLO Receivables

Receivables0.18%

CBLO0.17%

Units of Quantum Gold Fund

99.65%

Receivables0.18%

CBLO0.17%


99.65%

Receivables0.18%

CBLO0.17%


99.65%




Brokerage & Commissions PaidBrokerages Paid for investments for Dec 2012 ` 6,313.77





Units of Quantum Gold Fund 95% 100%* Medium to High

Money Market instruments, Short-term Corporate debtsecurities, CBLO and units of Debt and Liquid Schemesof Mutual Funds

0% 5% Low

* As the scheme invests 95% to 100% of the net assets into units of Quantum Gold Fund, the scheme will, by and large, be passively managed fund.

^Definitions


Tracking Error is a measure of how closely a fund follows the index to which it is benchmarked. The more passively the fund is managed, the smaller the tracking error. In the

case of Exchange Traded Funds, the lower the Tracking Error, the better.

20

http://www.QuantumAMC.com/KnowledgeCentre/FundManager/Gold.aspx?

QuantumMutual Fund

As on December 31, 2012Quantum Multi Asset FundAn Open-ended Fund of Funds Scheme

An Open-ended Fund of Funds SchemeThe investment objective of the Scheme is togenerate modest capital appreciation while trying toreduce risk (by diversifying risks across asset classes) from acombined portfolio of equity, debt / money markets and Goldschemes of Quantum Mutual Fund. The Scheme may invest in theunits of debt / money market schemes of other mutual funds to gainexposure to debt as an asset class to manage any investment and regulatoryconstraints that arise/ that prevent the Scheme from increasinginvestments in the schemes of Quantum Mutual Fund. There can be noassurance that the investment objective of the Scheme will be realized.Mr. Chirag Mehta (Since July 11, 2012)Mr. Nilesh Shetty (Since July 11, 2012)8 yrs / 9 yrsJuly 11, 20120.25%Growth

500/- and in multiples of 1/-thereafter, Additional Investment amount /units 500/- and in multiples of 1/- thereafter/ 50 unitsEvery Business DayCrisil Composite Bond Fund Index (40%)+Sensex Totalreturn Index(40%)+Domestic price of gold (20%)

December 31, 2012


Fund ManagerAssociate Fund ManagerFund Manager Total ExperienceInception Date (Date of Allotment)Current Expense RatioInvestment OptionsMinimum Application Amount(Under each Option)Net Asset Value (NAV)Benchmark Index

``

``

Portfolio as on


December 31, 2012

Quantity

A) Mutual Fund

Quantum Liquid Fund-Growth Option 97.95 41.00602,478

Quantum Long Term Equity Fund-Growth Option 54.55 22.83217,335

Total 152.50 63.83

B) Exchange Traded Funds

Quantum Index Fund (an ETF) 54.63 22.879,039

Quantum Gold Fund (an ETF) 28.06 11.751,933

Total 82.70 34.61

Total (A+B) 235.19 98.45


Net Receivable/(payable) -0.61 -0.26


* Cash & cash Equivalents

As the scheme has not completed 1 year, the performance details have not been shown.

21

QuantumMutual Fund

As on December 31, 2012Quantum Multi Asset FundAn Open-ended Fund of Funds Scheme





Brokerage & Commissions PaidBrokerages Paid for investments for Dec 2012 ` 104.56

Distributor Commissions Paid till date NILRepurchase/ Redemption/ Switch Out - within 1 year from the date of allotment1.5 %.




Units of Equity Schemes 25% 65% Medium to High

Units of Debt / Money Market Schemes 25% 65% Low to Medium

Money Market instruments, Short-term Corporate debtsecurities, CBLO, Repo / Reverse Repo in governmentsecurities and treasury bills only

0% 5% Low

Units of Gold Schemes 10% 20% Medium

22

QuantumMutual Fund23

QuantumMutual Fund

As on December 31, 2012Statutory Details & Risk Factors

Investment Manager

Please visit – www.Quantummf.com to read scheme specific risk factors. Investors in the Scheme(s) are not being offered a guaranteed or assured rateof return and there can be no assurance that the schemes objective will be achieved and the NAV of the scheme(s) may go up and down depending uponthe factors and forces affecting securities market. Investment in mutual fund units involves investment risk such as trading volumes, settlement risk, liquidityrisk, default risk including possible loss of capital. Past performance of the sponsor / AMC / Mutual Fund does not indicate the future performance of theScheme(s). Quantum Mutual Fund (the Fund) has been constituted as a Trust under the Indian Trusts Act, 1882. : QuantumAdvisors Private Limited. (liability of Sponsor limited to Rs. 1,00,000/-) : Quantum Trustee Company Private Limited :Quantum Asset Management Company Private Limited. The Sponsor, Trustee and Investment Manager are incorporated under the Companies Act, 1956.

Disclaimer, Statutory Details & Risk Factors:

Mutual fund investments are subject to market risks read all scheme related documents carefully.

Statutory Details: SponsorTrustee

Quantum Index Fund (QIF) is benchmarked to S&P CNX Nifty Index are not sponsored, endorsed, sold or promoted by India IndexServices & Products Limited (IISL). IISL is not responsible for any errors or omissions or the results obtained from the use of such index and in no eventshall IISL have any liability to any party for any damages of whatsoever nature (including lost profits) resulted to such party due to purchase or sale orotherwise of such product benchmarked to such index. "Standard & Poor's®" and "S&P®" are trademarks of The McGraw-Hill Companies, Inc and havebeen licensed for use by IISL which has sublicensed such marks to Quantum Asset Management Company Private Limited. The S&P CNX Nifty Index isnot complied, calculated or distributed by Standard & Poor's makes no representation regarding the advisability of investing in products that utilize anysuch Index as a Component." Please refer SID of the QIF for full Disclaimer clause in relation to the "S& P CNX Nifty Index".

Disclaimer of IISL:

It is to be distinctly understood that the permission given by National Stock Exchange of India Limited (NSE) should not in any waybe deemed or construed that the Scheme Information Document (SID) of Quantum Gold Fund (QGF) and Quantum Index Fund (QIF) has been cleared orapproved by NSE nor does it certify the correctness or completeness of any of the contents of the SIDs. The investors are advised to refer to the SID of QIFfor the full text of the Disclaimer clause of NSE.

Disclaimer of NSE:

The investors of Quantum Equity Fund of Funds, Quantum Gold Savings Fund and Quantum Multi Asset Fund willbear the recurring expenses, transaction charges and loads if any of the Schemes in addition to the expenses, transaction charges and loads of theunderlying Schemes.

Scheme Specific Risk Factors :

24

QuantumMutualFund - quantumamc.com

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