Punj Lloyd™punjlloydgroup.com/investors/sites/default/files/pdf/SEBILODRREG31bSHP... · Punj...

8
Punj Lloyd Ltd Corporate Office I, 78 In stitut ional Area, Sector 32, Gurugram t 2200 1, India T +91 124 262 0123 F +91 124 262 011 1 info@punj ll oyd.com www.punj ll oyd.com October 17, 2018 Punj Lloyd™ SSE Limited Department of Corporate Services 25th Floor, P J Towers National Stock Exchange of India Limited Exchange Plaza Bandra Kurla Complex Dalal Street Bandra (East) Mumbai - 400001 Mumbai - 400051 Scrip Code: 532693/PUNJLLOYD Symbol: PUNJLLOYD Sub: Disclosure under Regulation 31 (1) (b) of the SESI (Listing Obligations & Disclosure Requirements) Regulations, 2015 Dear Sir/Madam, Pursuant to the provIsions of captioned regulation, please find enclosed herewith shareholding pattern of the Company as on September 30, 2018. You are requested to take the same on record. Thanking You, Yours faithfully For PUNJ LLOYD LIMITED t..Dinesh Thairani Group President-Legal & Company Secretary End: As above Regist ered Office Punj Lloyd House, 17 -18 Neh ru Place, New Del hi 110 019, India T +91 1126466105F+911 1 26427812 CIN:L74899DL1988PLC033314

Transcript of Punj Lloyd™punjlloydgroup.com/investors/sites/default/files/pdf/SEBILODRREG31bSHP... · Punj...

Punj Lloyd Ltd Corporate Office I, 78 Institut ional Area, Sector 32, Gurugram t 22001, India T +91 124 262 0123 F +91 124 262 011 1 info@punj ll oyd.com www.punj lloyd.com

October 17, 2018

Punj Lloyd™

SSE Limited Department of Corporate Services 25th Floor, P J Towers

National Stock Exchange of India Limited Exchange Plaza Bandra Kurla Complex

Dalal Street Bandra (East) Mumbai - 400001 Mumbai - 400051

Scrip Code: 532693/PUNJLLOYD Symbol: PUNJLLOYD

Sub: Disclosure under Regulation 31 (1) (b) of the SESI (Listing Obligations & Disclosure Requirements) Regulations, 2015

Dear Sir/Madam,

Pursuant to the provIsions of captioned regulation, please find enclosed herewith shareholding pattern of the Company as on September 30, 2018.

You are requested to take the same on record.

Thanking You,

Yours faithfully

For PUNJ LLOYD LIMITED

t.. Dinesh Thairani Group President-Legal & Company Secretary

End: As above

Registe red Office Punj Lloyd House, 17-18 Nehru Place, New Delhi 110 019, India T +91 1126466105F+911 1 26427812 CIN:L74899DL1988PLC033314

Format of Holding of Specified securities

1. Name of Listed Entity:PUNJ LLOYD LTD 2. Scrip Code/Name of Scrip/Class of Security:532693,PUNJLLOYD EQUITY SHARES 3. Share Holding Pattern Filed under: Reg. Reg .31(1){b)/

a. if under 31(1){b) then indicate the report for quarter ending 30/09/2018 b. if under 31(1)(c) then indicate date of aliotmenVextinguishment

4. Declaration: The Listed entity is required to submit the followinq declaration to the extent of submission of information: Particulars YES· NO·

a Whether the Listed Entity has issued any partly paid up shares NO· b Whether the Listed Entity has issued any Convertible Securities or Warrants? NO· c Whether the Listed Entity has any shares aQainst which depository receipts are issued? NO· d Whether the Listed Entity has any shares in locked-in?@ YES· e Whether any shares held by promoters are pledge or otherwise encumbered?# YES·

#Such shares are Qoverned by Non Disposal aQreements entered into by promoters with the Lenders of the Company

@ in view of the proposed Preferential issue of equity shares to Mr. Atul Punj, Promoter, and in terms of the regulation 78 (6) SEBI ( Issue of Capital and disclosure Requiremets) regulations, 2009 , the pre preferential issue shareholding of Mr. Atul Punj are locked in from the relevanf date i.e June 29, 2018 upto six months from the date of trading approval of the new shares to be issued. However actual lock in of the shares was initiated by NSDL on July 3, 2018 and the Company hereby confirms that Mr. Atul Punj has not sold any shares held by him during the period from June 29, 2018 upto July 3, 2018.

5 The tabular format for disclosure of holding of specified securities is as folows :

Table I - Summary Statement holding of specJRed securities

Shareholding

Shareholdin No ofSha rea as II ~I

No of Noof Underlying assuming full Number of

No of No of fully

Part ly paid- Shares Total No of gllsa%of Outstanding convet.'on of Number of Shares equity

Cate Category of paid up Shares Held lotal no of Number ofVolfng Rights held In each Number of Locked shares held Shareholder

Shareholde equity

up equily Underlying (Vii)" shares {As II class of securllfes converttible convertible In ShlUes pledged or othenvise

go", " shares Depository .. curllles Securities (81 a encumbered '" shares held

held Receipts (IV)+{V)+(VI) ~.of (Including percentag e of dematerlallz

(A+B+C2» Warrants) diluted share ed form

capital)

Total as II As a "10 Asa~lof

No of Voting RIghts ~I of No. of tolal No. tota l

(A-tB-tC) Shares Shares held held

Class X Class Total y , II '"

, , II "' , , XII Xiii ,

(A) Promoter & Promoter • 119458171 0 0 119458771 35.60 119458771 Group

0 119458771 35.60 0 35.60 1430540 1.20 73004316 61.11 119456771

(8) Public 289763 216136974 0 0 216136974 ' 64.40 216136974 0 216136974 64.40 0 64.40 0 0.00 NA NA 216113370

(C) Non Promoler-Non

Public

(C1) Shares underlying DRs 0 0 0 0 0 NA 0 0 0 0.00 0 NA 0 0.00 NA NA 0

(C2) Shares held by

0 0 Employes Trusts

0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0

Total: 289772 3361595745 0 0 335595745 100.00 335595745 0 335595745 100.00 0 100.00 1430540 0.43 73004316 61 .1 1 335572141

Cate Category & Name of the gory Shareholder

(1) Indian Individuals/Hindu undivided

(8) Famllv

ATUl PUNJ (HUF)

ATUl PUNJ

INDU RANI PUNJ JTlY SATYA NARAIN PRAKASH PUNJ

PAN

AADHA4197H

AAFPP1942D

AAJPP5711C

SATYANARIAN PRAKASH PUNJ ACMPPl444R JTL Y INDURANI PUNJ

JYOTI PUNJ

Central GovernmenVState (b) Govemmenl 's}

(c) FlnenciellnslitutlonslBanks

(d) Any Other

PlE HYDRAULICS PRIVATE LIMITED SPECTRA PUNJ FINANCE PRIVATE LIMITED

Sub·Tolal (AJ(1)

(2) Foreign

Individuals (Non-Resident (a) Individuals/Foreign Individuals

SHIVPUNJ

(b) Government

(cJ lnstltuUons

d) Foreign Portfolio Investor

(e) AnyOlJ1er

CAWDOR ENTERPRISES LIMITED

Sub-Total (A){2)

Total Shareholding of Promoler and Promoter Group A)=(A)l1)'(A)(2)

ADEPP0943L

AAACP0030E

AAACS3351H

AVIPP2692J

AACCC6363M

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

No of No of fully paid Shareh up equity shares olders held

III

5

o

o

2

1

o o

o

9

IV

22467431

620

1430540

9997065

10537281

501725

o

o

20485401

" 20485361

42952832

814509

814509

o o

o

75691430

75691430

76505939

119458771

Noof Partly

pald.up equity shares

held

v

o o o

o

o

o

o

o

o

a

o

o

a o o o

a

a

o

o

o

Noof Shares

Underlyln g

Deposllor y

Receipts

VI

o o o

o

o

o

o

o

o

o

o

o

o

o o o

o

a

o

o

o

Total No of Shares Held

(IV+V+VI)

VII

22467431

620

1430540

9997065

10537261

501725

o

o

20485401

" 20485361

42952832

814509

814509

o o

o

75691430

75691430

76505939

119458771

Shareholdl ngasa% of Iota I no of shares

(calculated as per SCRR,

1957 (VIII) Asa%of {MS+C2

VlII

6.69

0.00

0.43

2.98

3.14

0.15

0.00

0.00

6.10

0.00

6.10

12.80

0.24

0.24

0.00

0.00

0.00

22.55

22.55

22.80

35.60

Number of Voting Rights held In each class of securities

No of Voting Rights

Class X

22467431

620 1430540

9997065

10537281

501725

o

o

20485401

40

20485361

42962832

814509

814509

o o

o

75691430

75691430

76605939

119458771

Class Y

o

o o

o

o

o

o

o

o

a

a o

o

o o o

o

o

o

o

o

IX

Total

22467431

.20 1430540

9997.065

10537281

501725

o

o

20485401

" 20485361

42962832

814509

814509

o o

o

75691430

75691430

76505939

119458771

Total as a%of

(A-+S-+C)

6.69

0.00

0.43

2.98

3.14

0.15

0.00

0.00

6.10

0.00

6.10

12.80

0.24

0.24

0.00

0.00

0.00

22.55

22.55

22.80

35.60

Noor Shares

Underlying Outstanding converttlble securities (Including Warrants)

X

o

o o

o

o

o

o

o

o

o

o o

o

a o o

o

a

a

o

o

Shareholdlng as 8 'k assuming

full conversion of convertible

Securilles (as a percenlage of diluted share

capllal) (VII)+(X) Asa'kof (A-+B+C2)

XI

6.69

0.00

0.43

2.98

3.14

0.15

0.00

0.00

6.10

0.00

6.10

12.80

0.24

0.24

0.00

0.00

0.00

22.55

22.55

22.80

35.60

Number of Locked In Shares

No.

o

o 1430540

o

o

o

o

o

o

o

o

o

o

o o o

Asa'~of

XII

lolal Shares

held

0.00

0.00

100.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

·0.00

0.00

0.00

Number of Shares pledged or otherwise

encumbered

No.

o

o o

o

o

o

o

o

XIII

12785361

o

12785361

12785361

a a a o

As a 'I',of tolal

Shares held

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

62.41

0.00

62.41

29.77

0.00

0.00

0.00

0.00

a 0.00 a 0.00

79.56

79.56

78.71

61.11

Number of aqully shares held In dematerialized

fo~

XIV

22467431

.20 1430540

9997065

10537281

501725

o

o

20485401

" 20485361

42952832

814509

814509

o o

o

75691430

75691430

76505939

119458771

Table III · Statement showing shareholdlng pattern of the Public s hareholder

Shareholdl n9 ala%

No of lIiSumlng Shares full

No or No of Shereholdl conversion Number of Number of ... Noof No of fully paid Per1ly P~ld ' Shares Total No of ngasa % Number of Voting Rights held In each clasa of of Number·of

Shares pledged equity ahiues "\lury & Name of the Shareholder PAN up equity up equity Shares Held of total no aecuritlas • Locked In

orolherwr .. held In

'" shares held sheres , (rVtVtvrl of shares converttlbl Securliles Shares dematerialized ". encumbered held . R""pl. (AtB+C2) (as a fonn

(Including Warrants) of dl1ulsd

shire capital)

Total asa A',~,;; of Asa_~of

No of Voting Rights % 01 No. No. tolal

(Mete) Shlrea Sharas held held

C' ... X I C, ... Y Tolo' , II , , [XIIi)

II

~ , II ,

~ , 183~01 -.l!L ~'ONOF ... c'n~'" 1 18352701 0 0 16352701 5.47 0 18352701 5.47 0 5.47 0 --"""- -"A NA 18352701

; , , 18 'l t!. --"- ~ 22.89",

(2) ,

0 0 0 0 0 0.00 0 0 0 --"""- ."- 0.00 0 0.00 NA NA 0 = ; 0 0 il --"- ...M'l 0

[

(.) I. "

, " '" R,,', ho'dlng nomln.' 284873 0 0 44.51 0 44.51 0 44.51 0.00 NA NA

II. " I I holding nominal 44 13081906 0 0 13081906 3.90 13081906 0 13081906 3.90 0 3.90 0.00 NA NA 13081906 n excess of RI. 2 l akhs ,

(d) IO~'''''~ 'fi,ur~~ (H~d lng 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 ~ NA 0

INO~NON 1037 1322632 0 0 0.39 0 0.3. 0 0.3. 0 0.00 ~ NA

~ I = - II Ii I

~ O. --"- .BE i --.!1,

1~:,~~':Ub'" (B)- 289763 216136974 0 0 216136974 64.40 216136974 0 216136974 64.40 0 64.40 0 0.00 NA NA 216113370

Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder

Shareholdln

No of 9 as a %

Shares assuming

No of No of

Sharehol Underlying full

No offully Shares conversion Number of No of paid up

Partly Underlyln

Tota l No ding as a Outstandln of Number of Shares equity shares Categor Category & Name of the PAN Shareho equity paid-up of Shares % of tolal Number of Voting Rights held In 9 convertible

Number of Locked pledged or otherwise held in y Shareholder equity 9 Held no of each class of securities converttibl In Shares

Iders shares Depositor Securities encumbered demateria lized shares (IV+V+VI) shares e

held held

y (A+B+C2) securities

(as a form Receipts

(Including percentage of diluted

Warrants) share

capital)

Total Asa%of as a % Asa%of

No of Voting Rights of No. total No. total Shares Shares

(A+B+C held

held )

Class X Class Y Total

(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)

(1) Custodian/DR Holder 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0

Employee Benefit Trust (under (2) SEBI(Share based Employee 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0

Benefit) Regulations 2014)

Total Non-Promoter-Non Public Shareholding (C) '" 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0

(C)(1)+(C)(2)

a YD (

v~~ ..., -Z -1 , ? Pun) Lloyd f17 (Y ()

*

Details of the shareholders acting as persons in Concert Including their Shareholdlng:

Name of Shareholder Name of PAC No of shares Holding%

Total: 0 0

Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding Ishares h"ld in dematiuncl . i susoense account

No of Shareholders No of shares

0 0