Privak & Confidential Fax For personal use only · 2014. 7. 13. · Related bodies corporate...

15
11mli2014 19:12 llireal:leecle estments (FAX)*44 1793 36 3411 p 01,015 Privak & Confidential To ASX Company „,, ..'.„ .:' 2 Ofilf,! . Exchango Centre 20 Bridge Street S NSW 2000 Fax: +61 2 9778 0999 /+61 29347 0005 Copy To Spotless Group Holdings Ltd From Mark Powney Da Management Threadneedle Investments Tel: +44 (0)1793 363135 Fax: +44 (0)1793 363411 Date 11 July 2014 Page(s) inol cover 15 .l„.4 (If you do not receive all pages please call us t„,„ · i ::,-y) Subject Nouication of Holdings Please lind attached a noutication form for Spotless Group Holdings Ltd 11/'Ii,li"'Idli A-* Ii'Ii'gim ne Holdi.0 1- ,Id Please confitm receipt of this fax by e-mailing Holsock Hall [email protected] Sion RD* · aa*don 8N1 1HH Plen.2 do not hesitate to contact me ifyou have any quedons. ™10=»+44(0)1793 013 344• ' C- mib*f- d Kind reg rds, F¥-chil S=*mAL!0¤ly Ma Powney Dafa Managetnent NI=hm: = III m*,WaIU/I Ilgllll/ Al,Ali *Ill= NI I ....Mul".44 W..EMUak...M...#-RI.am.MI. Fax For personal use only

Transcript of Privak & Confidential Fax For personal use only · 2014. 7. 13. · Related bodies corporate...

Page 1: Privak & Confidential Fax For personal use only · 2014. 7. 13. · Related bodies corporate ofAmeriprize Financial, Inc, including Columbia WInger Allot Management, LLC aro asiocia*

11mli2014 19:12 llireal:leecle  estments (FAX)*44 1793 36 3411 p 01,015

Privak & Confidential

To ASXCompany „,, ..'.„ .:' 2 Ofilf,! .Exchango Centre20 Bridge StreetS

NSW 2000Fax: +61 2 9778 0999 /+61 29347 0005

Copy To Spotless Group Holdings Ltd

From Mark PowneyDa ManagementThreadneedle InvestmentsTel: +44 (0)1793 363135Fax: +44 (0)1793 363411

Date 11 July 2014

Page(s) inol cover 15.l„.4 (Ifyou do not receive all pages please call us t„,„ · i ::,-y)

Subject Nouication ofHoldings

Please lind attached a noutication form for Spotless GroupHoldings Ltd

11/'Ii,li"'Idli A-* Ii'Ii'gim neHoldi.0 1- ,Id Please confitm receipt of this fax by e-mailing

Holsock Hall [email protected] RD* ·

aa*don 8N1 1HH Plen.2 do not hesitate to contact me ifyou have any quedons.™10=»+44(0)1793 013 344•

'C-mib*f- d Kind reg rds,

F¥-chil S=*mAL!0¤lyMa PowneyDafa Managetnent

NI=hm:  = III m*,WaIU/I  Ilgllll/ Al,Ali *Ill=NI I

....Mul".44W..EMUak...M...#-RI.am.MI.

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11 07i2014 19:13 llireacilleecle  estments (FAX)*44 1793 36 3411 P.0021015

L

NEnle

To Compi,9 Nime;Scheme

A[rRIMBSR

Form 603Corporations Act 2001

Sectlon 6718Notice of Initial substantial holder

SPOTLESS GROUP HOLDINGS LIMITED (ASX CODE: SPO)

ACN 004 376 514

D./. ofn.Mit ]  0]der (1)

AMERIPRISE FINANCIAL, INC AND EACH OF rrS ASSOCIATES AS LISTED INANNEXURE A

ACN (if applicable) Not Nplicable

The hokls beem™a a mb,im,ti•1 holder on 10/07/2014

1 Detah ofvotimgpower

Tho tottl mimber ofvol ittached to all the.voung shares in the Compiny or voting inier=:l in the,0111,110 that the =lb Inital holderor m alloci,le (3) hd a relevant il*orest (3) in on the dE* 40 mibs:Intill holds begme a m*,Imt 1 holcler= = iblkmt:

Chu of.09,11£*14)Ordi=ry Shires

1 Defil of rolovilit lilire,b

Number of ¤lidnes55,628,025

Per.001' Et<n Voting 90,41 (6)55 24025 5.0656

The nature oftho rolovit intsest the wbannil holder or en.lociate had in the following voting accurilies on the dto thomih/,inti,1 holda ba.1,  i substintial holds ire = follows:

Holder ofrelewmt intietCOLUMBIA WANGER ASSErMANAGEMENT, ILC

Nature ofrelevant inlereat CD

CWAM miybe dosr,md to be bm,fle|.1ownerdootoits discielia,iicy and v(*inspouff over the secririties. Note t tCWAM does not exercise voting pows fircertain Ainds·and accounts holding800UritieS.

CWAM holds therelovatttinteret init] paoity= m imrcitinivt In=Impir ·olle mocoimti and collective inve,antvehiclea.

Cl=sid=nber oficairitics0*ilyul.

38,8 8,295

1161mqi ,) ·. ·i 1161 · ' ' ' '

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11 07i2014 19:13 llireacilleecle  estments (FAX)*44 1793 36 3411 P.003/015

Holder of relevint interest

THREADNEEDLE ASSETMANAGEMENT LIMITED

INTERNAT[ONALLIMITED

FUNDS ICVC

THREADNEEDLE 1FUNDS II ICVC

1: : D I: :' D L E PENSIONSLIMrrED

The Ismodil holding oompeniesIls:od kiAnne,zi,0 A

N•ture of relevant Intorest (7)Threadneedle And Management LimitedCrAML) may be deemed to be benencialowner due to 111 d!@cretionaty and votingpowtrover the securities

Clan and nionber of=clttics

Ordinazy,ims

7,457,761

TAMI. holds the relevant inter=tin litcapecity as an investmerit Inart.5." fixcMent accounts and collective in,*me,itvohiclos. For the avoidance ofdoubtTAMI, h= discrotio[=ty and voting po„trover the or nary sharcs ittriblimble toAimactneedle Inveitment Fli,ds ICVC,Tifeedneedle Inves:ment Fut  I[ ICVC,

- Ind 11,0,(ineedle Pensions LitniM ul s:ed Mlow.Theadneedle International Limitod( NIT# may be dn ..0 to bebm,80121 Ordit=ty dimes

4,195,742holder own= due to ib diacratio=y andvounspower over thesecurifiea.

TINIL holds the relevant in*mb in it,.FdY= m inv mentm="s fbrclient accounit.Threadneedle Investihent Funds ICVCCI'IF) n•y be deemed to bebeneficialowner due to h discretionary and votingpower over the accuritics.

TIF holds the relevant intorvit In bcapacity = a collective inve•1-it pj&&Threadneedle Inveitment Funds I[ ICVCaIF ID may be deemed to be beneflcialowner doc to li] discretionaty =1 votingpows ovs the locuritica.

Ord ity /1.,0.4,561,872

420,078

TIFII holds the relevmit intert in itic*pacfty u a collective inv,-mmit vehioleThreeilneedle Pensions Limited (TPEN)nq bedeeined to bebeneficial 0#m,  dz Or y *=resto it• 'll, 11*Ic1,my md voting poirover 134*277fhe.ecuritles.

TPEN holds fhe relevant in rest in itscapacity m a inve.tinent m ST for clientacco:Ili] md pooled investments.Please refbr to Annexum A

1161.1. I - ·· .. ID . 7'1161."- ' ' ' '

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11 07i2014 19:13 llireacilleecle  estments (FAX)*44 1793 36 3411 pmuO15

4. Delm[b of premnt registered holder,

The persons registered as holders oftbe securities referred to in paragraph 3 above are m fbllowi:

Holder of mlevant interst

COLUMBLAWANOERASSETMANAGEMENr, LLC

COLUMBIA WANOER ASSETMANAGEMENT, LLC

COLUMBIA WANGER ASSErMANAGEMENT, LLC'

COLUMBIA WANGER ASSETMANAGEMENT, LLC

R stored holds of Person entitled to beSeCL[ritics rogi=ed u holder (8)JP Morgan Sydney 11 the JP Morgan Sydneyregbstorod holds. JP (CUS:Odian)Morgm, Sydney hotels themecuri es as oustodisnVarable Portfbljo -Cohimbia WIn,rIn*natioml Equitk:s

CWAM i the m,badvi,erofthe Fund. ColnmbiaMmagemB,lt Inve,trrle,ItAdvisers, LLC [CMIA)b *0 inVCltinOiltnmn,ger of the Fund;exh Ire mii,Wi„te, of

Inc. .JP Morgan Sydney is the JP.Morgin Sydney 'regiaaroct holds. JP (Custodian)Morgan holch the -Iecuritim = c[=lodimfor C.imnbia Acornht!=national.CWAM is the investmor*in,zi,P b fhe Fundandm itdirect mib,idiary ofAmer*rix Fmincial

JP Mog,n Sy[Iney is the JP Morgm Skeneyreglered holder. JP (Custodin)Mor,m holds the.ccu iti= am c[=todi=nbrWipliiiniiiitio,1.1CWAM 11 inves#nentmanager of the Fund andan 4]direct subsidity of

Inc

The Northern Tr[=t Co i The Northein Trust Cothe regitrced holder. (Custodian)Northern Trust holdi #18

0x 1199SEIU HealthCse Emplo,= PensionFond.CWAM i, investrne min,*sr of the Fund andm indirect subsidiary ofAn¤ip,110 Fir=will,

Class and number ofsecurities ,

Or,Lizi,y di„ve2,739,043

Ordi=y *res

32,085,687

Ordinity,il"/

2,635,081

Ordi=ty*r=

1,398,484

1161191-¥{SYD[}60AUSTM . 3

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11 07i2014 19:14 llireacilleecle  estments (FAX)*44 1793 36 3411 P.005 15

Holder ofrelevant interest

THREADNEEBLE NTERNATIONALLIMI'l ED

THREADNEEDLE ASSETMANAGEMENT LIMITED

THREADNEEDLE ASSETMANAGEMENTLIMITED

1: : , 1: - DIII ASSETMANAGEMENT LIMITED

THREADNEEDLEFUNDS ICVC

Rogistsed holder ofIxirkk.Chaie Nomines Limited11 the reglitered holder.Chase Nominees Limitedholch the leclritiCS Mcusmdian ibr ColumbiaAl Pacific ex-JapenFund.T[NTL 11 the subadviserof the Fund. CMTA is theinvestmmt msnager ofthe Fund ind each aresubililliri= ofAmeciprise Fi=ncial,Inc.BNP Paribas SecuritiesServioes Limited is thereghtcred holds. BNPParib= SecuritiesServioeN I.hulted holNthelecurities =c:*odizn irFar East.Fur LTAML 18 tho klvestmeritadvier b the Fund andts mi lidirect subsidiazyof Amertprise Financial

Nortrust Nominees Ltd isthe registered holder.Nortrt=t Nominees Udholl fhelecidtial uItd; for ZL Far E=tEmitr Portfbljo.TAML is the investmonfadviser to the Fund andi, Bin irrlirect -11,:diaryof Am rise Flcial,InclNortrast Nomir= W isthe reghtrrod hoIdc.Nortrust Nominocs LtdINAe==itios ua*od  8 rZPF/rEastEquity Portfolio.TAMI- 11 the i,IVestmentadvbs tn tho Fund and11 m ind ect subsldisryof A=tiprix Financial

niacos NomineesLimited1, the rogiaarvd holder.Vid,cos NomineesLitnitodholds the =curities ascustodianfbrThreadnecdie Asia Fl=LTIF is the investmitadviser to the Fund and1, an indiroct m:bsidimyof Amer rile Fit=loKInc.

Penon entitiod to boreglstiored as holder (8)Chaae Nominees Limited(Custodian)

Cia= Ind numberofsearities

Ordirily shar.

4,195,742

BNP Paribm SecuritiesServices Limitod Ordit=ty , rm(Cu*odian) 18,367

Nortrust Nominees Ltd(Cuslodian).

Nortrust Nominees Ltd(CuModian)

01'lill.ly *imvi1,453,333

Ordinmy dianna5,986,061

Vidat=I.imtied(Citndian) 4,561,872

1161191•vlm'D[1{mALS[P9 lIlliTP,4

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11 07i2014 19:14 llireacilleecle  estments (FAX)*44 1793 36 3411 P.006,015

Holder of relevant interest

THREADNEEDLE [NVES™ENTFUNDS II ICVC

.i. : I :': I PENSIONSL[MrrED

Regis red holder ofIecuritiesHSBC GlobalNominee (UK) Limitedis the regis:ered holder.HSBC Global CutodyNominee (UK) Limiuholds Ae locurities =cultodian fbrThreadneedle Pacific ex-Japen Growth FwilTIF Il k the in=tmentadviaer to the Fund ind12 an indirect subeldimyof An=fpri,8 FinEncial,

Thrmdn=[lopensionsLimi ed li the rogbsteredholder. Thredi,eedlePemlioi, LimiM holditheiccurttlos =cust,odian for TPENPacific BadIi Equity.TPEN 9 the investmentadviser to the Find andts m indirect mlbsidistyof An 4?rise Fin=xial,Ino.

Person entitled to be Class and number ofregistered as holder (8) securitiesHSBC Global CustodyNominee (UK) Limited Ord[=y Rhares(Cu*odian) 420,078

'nireadiiaedle Pemio  Ordinary.sharmLimited (Custodian)134277

116101-vj ·· , 1 ·· ip -4 1 1,

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11 07i2014 19:14 llireacilleecle  estments (FAX)*44 1793 36 3411 P.007,015

i Coadderation

The consider ion paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day tjltthe subitintial holder became a substantial holder k = 8110%41:

P!== rsk to An,0xure EL

Hoth ofmlevani interest DI ofacquilition Conlidention (9) Class and number ofsecttritles

C=h Non€ash

1 Mlit#Imvi,RAISTN a

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11 07i2014 19:14 llireacilleecle  estments (FAX)*44 1793 36 3411 P.008/015

6. A=oclates

The reasons the pcrsons Imed in paragraph 3 above are associates ofthe mibs: tial holder m = kilowl:

Name d ACWARSN (if applicable)COLUMBIA MANAGEMENrINVESIMENT ADVISERS, LLC

COLUMBIA WANGERASSErMANAGEMENT, LLC

Thrmcnoodle Investment Funds ICVC

Threadneedle Invcsimcni F[Ild, II ICVC

Threadneedie Pensions Limited

, z': D : ARREr

MANAGEMENT LIMrrED

Threach,/Ii. Ir-n.lon,1 Unlild

The ir mediate hokiing comp niessetoutin Ams=e A

Nature ofauociationRcled bodies corporate ofAmeriprile Financial, Inc., incl[KIing ColumbiaM=:cment Invesm=i Advisern, LLC ire assool cs ofAmeripriso Fitzncial, Incunder#,ragraph 120*a) of the Co,por &,Ad 200/ (CthlRelated bodies corporate ofAmeriprize Financial, Inc, including Columbia WIngerAllot Management, LLC aro asiocia* ofAmeripr e Financial, Inc. under paragraph[2(2)(a) of the Co,por¢*100, /10 2001 (Cth).

Retaled bodles corpornic ofAmeriprbe Film:tal, Inc.. including ThreidlicedleInvestmont Fltnds ICVC. sre agooint= ofAmoriprise Fins[ 1. InG under paragraph12(2)(s) oftho Co,poritio,=Ac: 2001 (Cth).Related bodics corponte ofAme,iprile Fir ncial, Inc- including ThrcidneedleInvestment Flmds II [CVC, are Imaistm ofAmeri ise Finanoial. Ino. under Fragraph12(2Xa) of the Corporg#loas Ad 2001 (Cth).Relabed bodies corboratc ofAmeriprize Fin= cial, Inc. inclu ding nreadneedlePensions Limimi are associatos ofAmertprh Flt=ncial, Inc. inder paragraph 12(2)(a)of60 Corpora of• Act 2001 (Clb).Related bodias corporl io ofAmeziprise Financil], Inc. including Threednocdle AmetManagement Limitnl are assoc os ofAmerlprix Fin ncial, Ina Under paragraph12(2)(a) of the Co,poralion; *6* 2001 (Cth). Fridlicr, Tknedneedle A=st Marit¤xwo Limitod is the in=imit 810,1,00' wifil dimiotioi,Iy inwibne¤f pon,r mid pow, toexercise votin* righi, in re,pectofthe relevint  ere- under delepted =hority from:Tltreadneedle Irtv=:ment FUnds ICVC; Threedneedle Internatiocial LimibedThree,ineedle Inves:Incni Funch n ICVC; Ind nre.itneedle Poittinim LImitid-

Rolmod bodles corporate ofAmeripriao F mncial, Inc. Including nifeicineecieQuii,6on,11-ImM,d *re  oclies ofAmmipri,0 Fk nolml, Inc. imdi pix,graph12(2Xa) of the Co,poration, Ad 2001 (C*1

Relatod bodics cocporile ofAmcilpdx Pinancial, Inc. includirl Columbia WingcrAmet Ma;,agmric,!4 LLC, are mi,ociah ofAmsiprix Fin=noial, Ino. Rnds patigriph120)(a) ofthe Comor,*10#0 Act 2001 (Cth).

7. Addres,es

The IddrviI= ofp,nool nsmed hi *ia fbmare as blloww

SPOILESS GROUP HOLDINGS I.IMrI'ED1:1: 1,· t:t: FINANCIAL, INC

COLUMBIA MANAGEMENT INVESTMENTADVISERS, LLC

COLUMBIA WANGER ASSErMANAGEMENT, LLC

THE NORTHERN TRUST CO

]PMORGAN SYDb Inr

CHASE NOMINEES LIMITED

BNP PARIBAS SECURITIES S*RVICESLIMITED

NORlRIJSr NOM[NEES LTD

VII>ACOS NOMINEES LIMrIED

buli li549 St Kilda Roadi, MoIbo no, Vict[Iia 3004, Alitratia

1099 Ar:,stprise Flrm:!ml Cs-, M]luw polis MN 55474, USA

225 Franklin StrM Bos:on, MA 02110, USA

227 W. Momoe. Sulte 3000, Chicago IL 6060&5016, USA

50 S. I.aSalle St., Chloago, IL 60606

Hoed Ofnco Lowl 26, Grom,mor Plaoe, 225.George Stroct SYDNEY, NSW2000 ·25 Bank Stree< Csomy WhsrC Imlon, 214 5JP

55 Moorg*. London ECZR EPA

50 Bank Street Cmity WharC London, 814 5NT

Citigr[*]p Cmire, Car  Sqse, Caney Wharf, Imko, E14 5LB

1161et-¥'- , , ·. · · 14 - ' ' ' ' ./...

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11mli2014 19:15 llireal:leecle  estments (FAX)*44 1793 36 3411 P.009/015

HSBC OLOBAL CUSTODY NOMINEE (UK)LIMITED

THREADNEEDLE ASSET MANAGEMENTHOLDINGS SARI

TAM UK HOLDINGS LIMITED

: :1, LE ASSET MANAGEMENTHOLDWOS LIMTTED

TH' : r #4 ASSET MANAGEMENTHOLD[NGS UK LIMITED

: , 1:1: D HOLIXNGS L[MTTEDASSET MANAGEMENT.l. : I Izi: I

LIMITED: )1 1:4: ,D L E INTERNATIONAL LIMITED

LE PENSIONS LIMITED

THRRABNRFOT R MANAGEMENT

8 Canada Scil=re. Carmry Wharf, L.ondon, E14 5HQ

37, ru© d'Anvorn, I-1130 1, D mbours

60 St Mary Axe, London EC3A 8JQ

74, Mohleowes, L-2155 I.uxembours

1161/1-,f\S¥II»mA[mPD 11 1 1·d ¥DOa«aA IrN

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11mli2014 19:15 llireal:leecle  estments (FAX)*44 1793 36 3411 P8101015

Signstul

0=r  plARK PowN€y

*hen A.

capacity RARAN  29084SPECIALST

d:!te 11 July 2014

116lm- ·. • , . 11610 

4

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11mli2014 19:15 llireal:leecle  estments (FAX)*44 1793 36 3411 P811 015

ANNEXURE A

Thk is the annexure of 1 page marked -A' referred to in the Form 603 -No¢ice ofhiltial subs: tial holder,Ignedby me and dated 11 July 2014.

Siped: U-

L[* ofas•oci-a ofAmeriprise Fi=ncial, Inc. (ultimao paront undort,king):

Columbia Man mect ln,estment Advisers, LLCColumbia WingerA=st Mmugmtcmt LLCnreedneedle Amet Marm*ement Limi edTAM UK Holdings Limiednreadineedle Amet Miniginent Hol din, Limibed

Thruadneedle Petidicis LimitedThreacineedle A,st Max,Igement Hokling, UK I.imitedThreacineedle Allet Ma gsment Holdling, SARIThreadneedle Holdings Limitod

nreacineedle kive,trnmt Servioes I nlbodnreadneedle Intanitio l Limited

Investme,t a vi„rInve.,1,00£ dvlierklerInt[*medizin holding companyInt=I ditiB holding company

liive.11110,1 iningg=Intermediate holding companyInformodiate hokling companyIniermediato holding companyAuthoriscd cocporate director to Threadncedle[nves#=It Func  ICVC =1 ThreadneedleIrly=trnorlt Flmds I[ 1CVC

116181-¥f6YDEM AUSTPP 11610  4. 1 ' '· ··  10

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11 07i2014 19:16 llireacilleecle  estments (FAX)*44 1793 36 3411 P.012/015

ANNEXURE B

Thks is the annexure of3 page, n=ked  B" referred to in the Form 603 -Notice of initial subetantial holder signedby me and dated [ I July 2014.

If*W#,0,1€4+0*, . 4.  - *4, 4<10 .I, :I, J"9HI<<f    elininiCollanbl, C-nb  Acorn Fi Ir-nillonal .IPMolum 899*11¥ 06/22/2014

Thi Northim Tnd119@SEE]U H,aR,1 CI, Emplo,m P,mion Fund Co 06 22/2014Cd:imbl orn  d JPMorg,n Sy#n= 06/22/2014VP-Colimi  Wiver Inismilloml Equllam Fuid •2Ii., n Irm¥ 05/22/MICoksr,b  Acorn 0,1,ct _el#yr=1 Elidill 0 22/2014Colimibli Nom Enligh  Ms,k,ta Fimd 32/ligins'emly 06122/2014Coluribli *corn Elmip,grl Fuld 124#glrui S *tiv 06/22/2014Col, 11bm Aoom 1 1m ond Silict :el,ort  Svc* 0 22,2014

Thi Northern Tri=1 gon StlT„91*W Stl TI=,1,1 06/22/2014, Z>-r Intlm//1011/1 _Felgium Eh ,W 0 22/2014Colmbl kern Fuid .   06/23/214

The Noiths,!1 n,Ilt11998Elll H///h Ci<, Employ,i, P,mion Fund CO 06/23/2014Coksnbh Cuksnhl, Acorn Fund 1Imhd JPMotgm 8*RN 08 2014VP-Colianth Wilo- Irilir,lilional Ecd1= Find JPMorvil 8,<*», 06/23/2014Wl,lglr Ir-n on,1 ./1/9/9/18b'*», 06/23/2014

Thi North,rn Tri=1119@SE]ll H///h Car, Employ=/ Pan/kn Fund Co 06/230014

Thi No,th,m Trl,1811,0,1 StIT,Ii,Il 082:l/2014

Thi No,th,m Thill11908EIU Hialh Car, Errivio,#am Pmalon Fiald Co OND/214

C *•Iibli *hunbla Acorn FLind IMII,IRR*  ...,. i .  ,,  3m14VP-Colinbli Waw h**r,Ilion,1 69*1, Flsid JPMorgm E),c-y 01/23/2014

£213[,r In§,rn,tion,1 , 91*„=1 *Im 06/23/2014Colimbli Cokinbli Aim FlindW  lia =18,*», 05/2312014*Eamb*W„10 111*1111,Ilonil Eq-8 Fi Illigirim Sydil 06  14

1 >Polr In§Irn///O/1,1Coarnbil Acorn SlhctCal,Iial Aoom Inl,m o  Silic[Co 11.Norn Ern- M c,  FundCohz:IM AO=t, Elsop,m Flind

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