Prager Ronald S - California Fair Political Practices ...€¦ · SCHEDULE A-1 ATTACHMENT I...
Transcript of Prager Ronald S - California Fair Political Practices ...€¦ · SCHEDULE A-1 ATTACHMENT I...
RECE| ED Official Use Only
FEB ? 2013
Please type or print in ink.
NAME OF FILER (LAST) (MIDDLE)
PRAGER RONALD S.
1. Office, Agency, or Court
Agency Name
SAN DIEGO SUPERIOR COURT
Division, Board, Department, District, if applicable Your Position
JUDGE OF THE SUPERIOR COURT
~ If filing for multiple positions, list below or on an attachment,
Agency:
Jurisdiction of Office (Check at least one box)
[] State
[] Multi-County
[] City of
Position:
[] Judge or Court Commissioner (Statewide Jurisdiction)
[] County of
[] Other
Type of Statement (Check at least one box)
[] Annual: The period covered is January 1, 2012, through December 31, 2012.
-or- The period covered is / / December 31, 2012.
¯ through
[] Assuming Office: Date assumed __J I
Leaving Office: Date Left / / (Check one)
O The period covered is January 1, 2012, through the date of leaving office.
[] Candidate: Election year
The period covered is I / , through the date of leaving office.
Schedule Summary. Check applicable schedules or "None."
and office sought, if different than Part 1’
[] Schedule A-I - Investments - schedule attached
[] Schedule A-2 - Investments- schedule attached
[] Schedule B - Real Property- schedule attached
¯ Total number .of pages including this cover page:
[] Schedule C - Income, Loans, & Business Positions - schedule attached
[] Schedule D - Income - Gifts - schedule attached
[] Schedule E - Income - Gifts - Travel Payments- schedule attached
-or-
[] None - No reportable interests on any schedule
I certify under penalty of perjury under the laws of the State
02/04/2013 Date Signed (month, day, year)
FPPC Form 700 (2012/2013) FPPC Advice Email: [email protected]
FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
Name
¯ NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FAIR MARKET VALUE’
[] $2,000 - $10,000
[] $100,001 - $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other
[] $10,001 - $100,000
[] Over $1,000,000
(Describe)
[] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Sct~edu/e C)
IF APPLICABLE. LIST DATE:
/ /. 12 __/ / 12 ACQUIRED DISPOSED
¯ NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FAIR MARKET VALUE
[] $2,000 - $10.000
[] $100.001 - $1,000.000
NATURE OF INVESTMENT
[] Stock [] Other
[] $10,001 - $100,000
[] Over $1,000,000
(Describe)
[] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Redort on Schedule CJ
IF APPLICABLE, LIST DATE:
/ /. 12 __/ / 12 ACQUIRED DISPOSED
¯ NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100.001 - $1.000.000
NATURE OF INVESTMENT
[] Stock [] Other
[] $10,001 - $100,000
[] Over $1,000,000
(Describe)
[] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
/ I 12 ~/ I 1;) ACQUIRED DISPOSED
¯ NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FAIR MARKET VALUE
[] $2.000 - $10,000
[] $100,001 - $1,000,000
[] $10,001 - $100,000
[] Over $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other (Describe)
[] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE. LIST DATE:
/ /. 12 / / 12 ACQUIRED DISPOSED
¯ NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100.001 - $1.000.000
[] $10,001 - $100,000
[] Over $1.000;000
NATURE OF INVESTMENT
[] Stock [] Other (Describe)
[] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C)
/ / 12 DISPOSED
IF APPLICABLE, LIST DATE:
/ /12 ACQUIRED
¯ NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
[] $10,001 - $100,000
[] Over $1.000,000
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100,001 - $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other (Descnbe)
[] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
/ L 12 / / 12 ACQUIRED DISPOSED
Comments: See attachments: I, II, III, IV & V
FPPC Form 700 (2012/2013) Sch. A-1 FPPC Advice Email: [email protected]
FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov
SCHEDULE A-1 ATTACHMENT I STATEMENT OF FINANCIAL INTERESTS
IRA OF RONALD S. PRAGER December 31, 2012
Fair Market Value S2,000.$10,000
Denbury Resources Common Stock Oil Producer
Monsanto Common Stock Agricultural Products ....
SM Energy Company Common Stock Oil & Gas Production ....
Fair Market Value $10,000-$100,000
Agrium
Dow Chemical Co.
Hess Corp.
International Paper
Johnson & Johnson
Rio Tinto ADR
United Health Group
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Fertilizer Producer
Chemical Producer
Oil Producer
Paper Producer
Health Care Products
Mining
Health Care Provider
SCHEDULE A-1 ATTACHMENT II STATEMENT OF FINANCIAL INTERESTS
RONALD S. PRAGER SELF-MANAGED 457 ACCOUNT
December 31, 2012
Fair Market Value $2,000-$10,000
Conoco Phillips Common Stock Oil & gas Production
Coming Common Stock Information Technology ....
Nokia ADR Common Stock Cell Phone Manufacturing ....
Oracle Common Stock Software Provider ....
United States Steel Common Stock Steel Manufacturer ....
11/28/12
Fair Market Value $10~000-$100,000
Apache Common Stock Oii & Gas Exploration 12/1.0/12
Banco Itau Holding Common Stock Banking -- 09/04/12
BHP Billiton Common Stock Mining ....
Canadian National Common Stock Oil Exploration and .... Resources Production
Page 1 of 2 1
SCHEDULE A-1 ATTACHMENT II STATEMENT OF FINANCIAL INTERESTS
RONALD S. PRAGER SELF-MANAGED 457 ACCOUNT
December 31, 2012
Freeport McMoRan Copper & Gold
Common Stock Copper and Gold Mining
Joy Global Common Stock Mining Equipment -- 09/04/12
Marathaon Common Stock Oil Refining 12 / 10 / 12 -- Patroleum
National Oilwell Common Stock Oil Drilling Equipment .... Varco
Occidental Petroleum Common Stock Oil Production -- 12/07/12
Phillips 66 Common Stock Oil Refining 11 / 28 / 12 --
Southern Copper Common Stock Copper Mining 11/28/12 --
Transocean, Inc. Common Stock Oil Drilling Rigs ....
United Health Group Common Stock Health Care Provider ....
Western Digital Common Stock Information Technology ....
Page 2 of 2 2
SCHEDULE A-1 ATTACHMENT III STATEMENT OF FINANCIAL INTERESTS
SELF MANAGED 401K OF RONALD S. PRAGER
December 31, 2012
Fair Market Value $2,000~$10,000
AK Steel Common Stock Steel Manufacturing
Alpha Natural Common Stock Coal Mining .... Resources
Atwood Oceanics Common Stock Oil Exploration Equipment ....
Forest Oil Common Stock Oil and Gas Exploration ....
Stone Energy Common Stock Oil and Gas Exploration ....
Page 1 of 2
SCHEDULE A-1 ATTACHMENT III STATEMENT OF FINANCIAL INTERESTS
SELF MANAGED 401K OF RONALD S. PRAGER
December 31, 2012
Fair Market Value $ I0,000-$I00,000
CSX
Compass Minerals Intl.
EMC Corp.
Express Scripts
General Electric
Hewlett Packard
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Railroad
Salt Producer
Electronic Data Storage
Prescription Drug Provider
Conglomerate
Technology
09/04/12
Infosys ADR
Mastercard
Oracle
Schlumberger
Seagate Technology
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Accounting Services
Credit Card Co.
Software
Oil Drilling Equipment
Disc Drive Manufacturer 09/04/12
12/10/12
Page 2 of 2
Potash Corp Saskatchewan
Sociedada Quimica Minera de Chile
SCHEDULE A-1 ATTACHMENT IV STATEMENT OF FINANCIAL INTERESTS
IRA OF PAMELA PRAGER (SPOUSE) December 31~ 2012
Fair Market Value $10,000-$100~000
Common Stock Fertilizer Producer
Common Stock Fertlizer Producer
12/19/12
12/17/12
SCHEDULE A-1 ATTACHMENT V STATEMENT OF FINANCIAL INTERESTS
IRA ROLLOVER OF PAMELA PRAGER (SPOUSE) December 31, 2012
Fair Market Value $2,000 $I0,000
Hess Corporation Common Stock Oil Production
Mosaic Company Common Stock Fertilizer Manufacturing ....
Transocean Inc. Common Stock Oil Exploration ....
United Health Group Common Stock Health Care Provider ....
Fair Market Value $10,000-$100,000
Bristol’Myers Squibb Common Stock PharmaCeuticals 12/20/12
SCHEDULE A-2 Investments, Income, and Assets
of Business Entities/Trusts (Ownership Interest is 10% or Greater)
Name
PP~GER, RONALD S.
RONALD & PAMELA PRAGER FAMILY TRUST Name
P.O. Box 122724, Dept. 72, San Diego, CA 92112 Address (Business Address Acceptable)
Check one [] Trust, go to 2 [] Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
[] $0 - $1.999
B $2,ooo - $1o, ooo __j.__l. 12 ~___/12 $10.001 - $100,000 ACQUIRED DISPOSED
~] $ 100,001 - $1,000,000
Over $1,000,000
NATURE OF INVESTMENT
[] Partnership [] Sole Proprietorship []
YOUR BUSINESS POSITION
[] $0 - $499
[] $500 - $1,000
$10,000
]None
Check one box:
O~her
I-’]$10,001 -$100,000
[]OVER $100,000
[] INVESTMENT [] REAL PROPERTY
Name of Business Entity, if Investment, or Assessor,s Parcel Number or Street Address of Real Property
Description of Business Activity or City or Other Precise Location of Real Property
Name
Address (Business Address Acceptable)
Check one [] Trust, go to 2 [] Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FAIR MARKET VALUE IF APPLICABLE. LIST DATE:
[] $0 - $1,999
[] $2.000- $10,000 __] / 12 /~ 12 [] $10,001 - $100,000 ACQUIRED DISPOSED
[] $100.001 - $1.000,000
[] Over $1,000,000
NATURE OF INVESTMENT
[] Partnership [] Sole Proprietorship []
YOUR BUSINESS POSITION
[] $0 - $499
[] $500- $1.ooo $~,ooi - $1o,ooo
$100;000
[] OVER $100,000
Check one box:
FAIR MARKET VALUE IF APPLICABLE. LIST DATE:
[] $2,000 - $10.000
[] $10.o01 - $100,000 __/ I 12 / / 12
[] $1oo,ool - $1,o00,o00 ACQUIRED DISPOSED
[] Over $1,000,000
NATURE OF INTEREST
[] Properb] Ownership/Deed of Trust [] Stock [] Partnership
[] Leasehold [] Other Yrs. remaining
[] Check box if additional schedules reporting investments or real property are attached
[] INVESTMENT [] REAL PROPERTY
Name of Business Entity, if Investment, or Assessor’s Parcel Number or Street Address of Real Property
Description of Business Activity or City or Other Precise Location of Real Property
O~her
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
[] $2,000- $1o,00o [] $10,001 - $1oo,0o0 / / 12 i i 12 [] $100,001 - $1,000,000 ACQUIRED DISPOSED
[] Over $1,000,000
[] Partnership
NATURE OF INTEREST
[] Property Ownership/Deed of Trust [] Stock
[] Leasehold [] Other Yrs. remaining
[] Check box if additional schedules reporting investments or real property are attached
Comments: See attachments, pages 1-3 FPPC Form 700 (2012/2013) Sch. A’2 FPPC Advice Email: [email protected]
FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov
SCHEDULE A-2 STATEMENT OF FINANCIAL INTERESTS
RONALD & PAMELA PRAGER FAMILY TRUST (1/4/91) P.O. BOX 122724, DEPARTMENT 71
December 31, 2012
Fair Market Value $10,000-$100,000
Abbot Laboratories
Bank of America
Common Stock
Preferred Stock Class L
Pharmaceuticals
Banking
Barrick Gold Common Stock Gold Mining ....
Bristol Myers Squibb Common Stock Pharmaceuticals ....
Colgate Palmolive Common Stock Personal Hygiene -- __
Dover Common Stock Manufacturing ....
Express Scripts Common Stock Prescription Drugs .....
Hewlett-Packard Common Stock Computers ....
International Common Stock Computers .... Business Machines
MacDonalds Corp. Common Stock Fast Food ....
Southern Copper Common Stock Copper Production ....
Page 1 of 3
SCHEDULE A-2 STATEMENT OF FINANCIAL INTERF~TS
RONALD & PAMELA PRAGER FAMILY TRUST (1/4/91) P.O. BOX 122724~ DEPARTMENT 71
December 31, 2012
Southwestern Energy Common Stock Oil and Gas Production and Exploration
Ultra Petroleum Common Stock Oil Exploration and -- 12/20/12 Production
Union Pacific Corp. Common Stock Railroad ....
Page 2 of 3
SCHEDULE A-2 STATEMENT OF FINANCIAL INTERESTS
RONALD & PAMELA PRAGER FAMILY TRUST (1/4/91) P.O. BOX 122724, DEPARTMENT 71
December 31, 2012
Fair Market Value $100,000 and Over
Cisco Systems
Exxon Mobil
Intel Corporation
Common Stock
Common Stock
Common Stock
Common Stock
Network Equipment Manufacturing
International Oil Producer
Semi-Conductor Manufacturing
Noble Energy Oil and Natural Gas .... Production
Page 3 of 3
SCHEDULE C Income, Loans, & Business
Positions (Other than Gifts and Travel Payments)
Name
NAME OF SOURCE OF INCOME
Trade Service Co., LLC
ADDRESS (Business Address Acceptable)
15092 Avenue of Science, San Diego, CA 92128
BUSINESS ACTIVITY, IF ANY, OF SOURCE
Accounting Manager
YOUR BUSINESS POSITION
GROSS INCOME RECEIVED
[] ssoo- $1,ooo [] $1.001 - $1o.ooo [] $10,001 - $100,000 [] OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
[] Salary [] Spouse’s or registered domestic partner’s income
[] Loan:repayment [] Partnership
[] Sale of (Real property, car, boat, etc.)
[] Commission or [] Rental Income, list each soume of $10,000 or mote
[] Other (Describe)
NAME OF SOURCE OF INCOME
ADDRESS ~us~essAddress Acceptab~
BUSINESS ACTIVIT~IFAN% OF SOURCE
YOUR BUSINESS POSITION
GROSS INCOME RECEIVED
[] $500- $1.000 [] $1,001 - $10,000
[] $I0,001 - $100,000 [] OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
[] Salary [] Spouse’s or registered domestic partner’s income
[] Loan repayment [] Partnership
[] Sale of (Real ptepetl"y, car, boat, etc.)
[] Commission or [] Rental Income. list each source of $10,000 or mote
[] Other (Describe)
You are not required to report loans from commercial lending institutions, or any indebtedness created as part of a retail installment or credit card transaction, made in the lender’s regular course of business on terms available to members of the public without regard to your official status. Personal loans and loans received not in a lender’s regular course of business must be disclosed as follows:
NAME OF LENDER’ INTEREST RATE TERM (Months/Years)
ADDRESS (Business Address Acceptab/e)
BUSINESS ACTIVITY, IF ANY, OF LENDER
.% [] None
SECURITY FOR LOAN
[] None [] Personal residence
HIGHEST BALANCE DURING REPORTING PERIOD
[] $500 - $1,000
[] $1,001 - $10,000
[] $10,001 - $100,000
[] OVER $100.000
[] Real Property
]Guarantor
[] Other
Street aoVtess
(Describe)
Comments:
FPPC Form 700 (2012/2013) Sch. C FPPC Advice Email: [email protected]
FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov
SCHEDULE E Income - Gifts
Travel Payments, Advances, and Reimbursements
Name
PRAGER, RONALD S.
You must mark either the gift or income box.
Mark the "501(c)(3)" box for a travel payment received from a nonprofit 501(c)(3) organization or the "Speech" box if you made a speech or participated in a panel. These payments are not subject to the $440 gift limit, but may result in a disqualifying conflict of interest.
NAME OF SOURCE (Not an Acronym)
Matthew Bender & Co., Inc. ADDRESS (Business Address Acceptable)
P.O. Box 8088 CITY AND STATE
DaNon; OH 45401
BUSINESS ACTIVITY, IF ANY, OF SOURCE
Publisher of Legal Treatises
DATE(S): L__L (If’grit) ./.__L__
[] 501 (c)(3)
1,430.37 AMT: $
TYPE OF PAYMENT: (must check one) [] Gift [] Income
[] Made a Speech/Participated in a Panel
[] Other - Provide Description
Royalties from co-authoring book on trial and post-trial procedures.
NAME OF SOURCE (l~ot an Acronym)
ADDRESS (Business Address Acceptable)
CITY AND STATE
BUSINESS ACTIVITY, IF ANY, OF SOURCE [] 501 (c)(3)
NAME OF SOURCE (Not an Acronym)
ADDRESS (Business Address Acceptable)
CITY AND STATE
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE(S): I I (If’gift) I I AMT: $
TYPE OF PAYMENT: (must check one) [] Gift
[] Made a Speech/Participated in a Panel
[] Other - Provide Description
[] Income
DATE(S): I I (If;fit) I / AMT: $.
TYPE OF PAYMENT: (must check one) [] Gift
[] Made a Speech/Participated in a Panel
[] Other - Provide Description
[] 501 (c)(3)
¯ NAME OF SOURCE (Not an Acronym)
[] Income
ADDRESS (Business Address Acceptable)
CITY AND STATE
BUSINESS ACTIVITY, IF ANY, OF SOURCE [] 501 (c)(3)
DATE(S): / / __/ / AMT: $. (If grit)
TYPE OF PAYMENT: (must check one) [] Gift [] Income
[] Made a Speech/Participated in a Panel
[] Other - Provide Description
Comments:
FPPC Form 700 (2012/2013) Sch. E FPPC Advice Email: [email protected]
FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov