Platinum UCITS Funds SICAV - Fundsquare
Transcript of Platinum UCITS Funds SICAV - Fundsquare
Platinum UCITS Funds SICAV
Unaudited Semi- Annual Report
as of November 30, 2017
Société d’Investissement à Capital Variable and qualifies as a collective investment undertaking
under Part I of the Luxembourg law of 17 December 2010, as amended
R.C.S. Luxembourg
B 158.545
Administrative Agent:
.
Platinum UCITS Funds SICAV Table of Contents
Page 2
Organisation 3 Platinum UCITS Funds SICAV Combined Statement of Net Assets 6
- Platinum Global Dividend UCITS Fund
7
- JCI FX Macro
11
- Platinum Essential Resources UCITS Fund
15
- Platinum Global Growth UCITS Fund
19
Notes to the Financial Statements 23 Additional Information for Swiss investors 26 Subscriptions can only be received on the basis of the latest prospectus, Key Investor Information Documents accompanied by the latest annual report as well as by the latest semi-annual report, if published thereafter.
Platinum UCITS Funds SICAV Organisation
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Company Platinum UCITS Funds SICAV R.C.S. Lux B 158.545 5, allée Scheffer, L - 2520 Luxembourg Grand Duchy of Luxembourg Directors of the Company Chairman of the Board of Directors Fred Sage Members of the Board Paul Martin Taylor Peter Allen Sprecher Daniela Klasén-Martin Bruno Krüttli (since September 25, 2017) Management Company Crestbridge Management Company S.A. 9A, boulevard Prince Henri, L-1724 Luxembourg Grand Duchy of Luxembourg Board of Directors of Crestbridge Management Company S.A. Ms. Daniela Klasén-Martin Managing Director Mr. Christopher Ruppert Bennett Director Mr. Malcolm Graeme McArthur Director Depositary, Central Administration, Registrar and Transfer Agent, Domiciliary Agent CACEIS Bank, Luxembourg Branch 5, allée Scheffer, L - 2520 Luxembourg Grand Duchy of Luxembourg Distributors Platinum Global Dividend UCITS Fund, Platinum Essential Resources UCITS Fund and Platinum Global Growth UCITS Fund Platinum Capital Management Limited 48 Dover Street London W1S4FF United Kingdom JCI FX Macro JCI Capital Ltd 44 Davies Street, London W1K 5JA United Kingdom
Platinum UCITS Funds SICAV Organisation (continued)
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Investment Managers Platinum Global Dividend UCITS Fund, Platinum Essential Resources UCITS Fund and Platinum Global Growth UCITS Fund Platinum Capital Management Limited 48 Dover Street London W1S4FF United Kingdom JCI FX Macro JCI Capital Ltd. 44 Davies Street, London W1K 5JA United Kingdom Paying Agent Luxembourg CACEIS Bank, Luxembourg Branch 5, allée Scheffer, L - 2520 Luxembourg Grand Duchy of Luxembourg Platinum Global Dividend UCITS Fund Germany Hauck & Aufhäuser Privatbankiers KGaA Kaiserstraße 24, D - 60311 Frankfurt am Main Germany Platinum Global Dividend UCITS Fund, Platinum Essential Resources UCITS Fund and Platinum Global Growth UCITS Fund Switzerland CACEIS Bank, Switzerland Branch, Succursale de Nyon Route de Signy 35, 1260 Nyon, Switzerland Legal Adviser Allen & Overy, société en commandite simple 33, avenue John F. Kennedy, L - 1855 Luxembourg Grand Duchy of Luxembourg Cabinet de révision agréé KPMG Luxembourg, Société cooperative Cabinet de révision agréé 39, avenue John F. Kennedy, L - 1855 Luxembourg Grand Duchy of Luxembourg Swiss Representative Platinum Global Dividend UCITS Fund, Platinum Essential Resources UCITS Fund and Platinum Global Growth UCITS Fund CACEIS Bank, Switzerland Branch, Succursale de Nyon Route de Signy 35, 1260 Nyon, Switzerland
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PLATINUM UCITS FUNDS SICAVCombined
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146,880,759.19Assets80,482,772.69Securities portfolio at market value73,908,511.14Securities portfolio at cost6,574,261.55Unrealised profit on the securities portfolio
11,785,236.09Cash at bank186,032.31Interest receivable
1,854,406.45Incorporation cost, net1,401,708.51Brokers receivable
39,017.06Unrealised net profit on forward foreign exchange contracts51,131,586.09Other assets
54,655,945.82Liabilities8,648.21Bank overdrafts
3,031,470.12Brokers payable9,299.74Marketing and distribution fees
79,843.60Unrealised net loss on forward foreign exchange contracts51,526,684.16Other payables
92,224,813.36Net asset value
PLATINUM UCITS FUNDS SICAV
Financial Statements as at November 30, 2017
Expressed in USD
Statement of Net Assets as at November 30, 2017
Combined
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PLATINUM UCITS FUNDS SICAV- Platinum Global Dividend UCITS Fund
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57,526,131.90Assets50,024,338.90Securities portfolio at market value44,566,869.63Securities portfolio at cost5,457,469.27Unrealised profit on the securities portfolio6,115,263.52Cash at bank1,256,212.29Incorporation cost, net
31,307.89Unrealised net profit on forward foreign exchange contracts99,009.30Other assets
275,820.93Liabilities5.48Bank overdrafts
7,154.10Marketing and distribution fees268,661.35Other payables
57,250,310.97Net asset value
Financial Statements as at November 30, 2017
Expressed in USD
Statement of Net Assets as at November 30, 2017
PLATINUM UCITS FUNDS SICAV - Platinum Global Dividend UCITS Fund
Class A Shares (USD)Distribution shares 153,248.944 13,247.097 9,166.941 157,329.100
Class B Shares (EUR)Distribution shares 353,847.942 41,513.248 13,660.584 381,700.606
Class C Shares (GBP)Distribution shares 1,444.075 0.000 50.689 1,393.386
Class E Shares (USD)Distribution shares 0.000 225,839.323 12,561.551 213,277.772
Changes in number of shares outstanding from June 1, 2017 to November 30, 2017
Shares issued Shares redeemedShares as at
November 30,2017
Shares as at June 1, 2017
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Statistical Information
PLATINUM UCITS FUNDS SICAV - Platinum Global Dividend UCITS Fund
Class A Shares (USD)
Distribution shares
59.891.69
157,329.100 153,248.94457.863.75
99,466.75859.044.33
Number of sharesNet asset value per shareDividend per share
USD USD USD
Class B Shares (EUR)
Distribution shares
56.811.66
381,700.606 353,847.94255.683.77
342,537.24459.214.40
Number of sharesNet asset value per shareDividend per share
EUR EUR EUR
Class C Shares (GBP)
Distribution shares
71.972.03
1,393.386 1,444.07569.924.52
1,494.48371.265.31
Number of sharesNet asset value per shareDividend per share
GBP GBP GBP
Class E Shares (USD)
Distribution shares
102.383.00
213,277.772 0.0000.000.00
0.0000.000.00
Number of sharesNet asset value per shareDividend per share
USD USD USD
Total Net Assets 57,250,310.97 31,152,403.30 28,605,489.13
May 31, 2016May 31, 2017November 30, 2017Period ending as at:
USD
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ROYAL DUTCH SHELL-SHS.B-ADR15,663.00 1,032,818.22 1.80USD
Transferable securities admitted to an official stock exchange listing 35,683,907.94 62.33
Shares 35,683,907.94 62.33
The Netherlands 1,032,818.22 1.80
AMERICAN STATES WATER CO19,596.00 1,130,493.24 1.97USDUnited States of America 32,483,475.02 56.74
A.O.SMITH CORP16,427.00 1,041,800.34 1.82USDAPPLE INC6,430.00 1,104,995.50 1.93USDBAXTER INTERNATIONAL INC17,476.00 1,145,202.28 2.00USDBECTON DICKINSON5,095.00 1,162,729.95 2.03USDCHEVRON CORP9,532.00 1,134,212.68 1.98USDCINCINNATI FINANCIAL CORP12,828.00 958,636.44 1.67USDCOMCAST CORP23,800.00 893,452.00 1.56USDCONOCOPHILLIPS CO21,018.00 1,069,395.84 1.87USDCONSOLIDATED EDISON INC11,497.00 1,023,692.88 1.79USDCONSTELLATION BRANDS INC -A-5,087.00 1,106,880.33 1.93USDDOVER CORP11,072.00 1,081,845.12 1.89USDEMERSON ELECTRIC CO15,509.00 1,005,293.38 1.76USDEXXON MOBIL CORP14,501.00 1,207,788.29 2.12USDFIRST REPUBLIC BANK9,816.00 937,820.64 1.64USDILLINOIS TOOL WORKS6,440.00 1,089,970.00 1.90USDJOHNSON AND JOHNSON8,042.00 1,120,491.86 1.96USDJPMORGAN CHASE CO10,410.00 1,088,053.20 1.90USDMASTERCARD INC -A-7,445.00 1,120,249.15 1.96USDMCDONALD'S CORP6,019.00 1,035,087.43 1.81USDMICROSOFT CORP13,562.00 1,141,513.54 1.99USDNORDSON7,528.00 966,294.08 1.69USDORACLE CORP23,805.00 1,167,873.30 2.04USDPARKER-HANNIFIN CORP5,684.00 1,065,693.16 1.86USDPROCTER AND GAMBLE CO12,420.00 1,117,675.80 1.95USDSERVICE CORPORATION INTERNATIONAL29,932.00 1,105,987.40 1.93USDS&P GLOBAL6,278.00 1,038,883.44 1.81USDUNITEDHEALTH GROUP INC5,289.00 1,206,791.13 2.11USDVISA INC -A-10,028.00 1,129,052.52 1.97USD3M CO4,465.00 1,085,620.10 1.90USD
STATOILHYDRO ASA SPR AME DEP RCT 1 SHR54,145.00 1,087,231.60 1.90USDNorway 1,087,231.60 1.90
BHP BILLITON -ADR-26,002.00 1,080,383.10 1.89USDAustralia 1,080,383.10 1.89
PLATINUM GLOBAL GROWTH UCITS A CAP469,582.13 5,132,532.70 8.97USD
Shares/Units of UCITS/UCIS 14,340,430.96 25.05
Shares/Units in investment funds 14,340,430.96 25.05
Luxembourg 5,132,532.70 8.97
POWERSHARES QQQ TRUST SERIES I -DIS-25,711.00 3,989,061.65 6.97USDUnited States of America 9,207,898.26 16.08
PROSHARES SP 500 DIV ARISTO ETF64,802.00 4,087,710.16 7.13USDSPDR SERIES TRUST KBW REGIONAL BKING ETF19,065.00 1,131,126.45 1.98USD
Total securities portfolio 50,024,338.90 87.38
Portfolio holdings as at November 30, 2017USDExpressed in
PLATINUM UCITS FUNDS SICAV - Platinum Global Dividend UCITS Fund
Quantity Denomination Quotationcurrency
% of netassetsMarket value
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PLATINUM UCITS FUNDS SICAV- JCI FX Macro
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54,948,727.35Assets10,623,621.78Securities portfolio at market value10,882,738.50Securities portfolio at cost
-259,116.72Unrealised loss on the securities portfolio1,388,675.17Cash at bank
156,019.68Interest receivable2,746.07Incorporation cost, net
42,777,664.65Other assets
42,922,201.84Liabilities7,175.75Bank overdrafts
66,963.22Unrealised net loss on forward foreign exchange contracts42,848,062.87Other payables
12,026,525.51Net asset value
Financial Statements as at November 30, 2017
Expressed in EUR
Statement of Net Assets as at November 30, 2017
PLATINUM UCITS FUNDS SICAV - JCI FX Macro
Class Institutional Shares A (EUR)Capitalisation shares 103,346.061 11,106.832 0.000 114,452.893
Changes in number of shares outstanding from June 1, 2017 to November 30, 2017
Shares issued Shares redeemedShares as at
November 30,2017
Shares as at June 1, 2017
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Statistical Information
PLATINUM UCITS FUNDS SICAV - JCI FX Macro
Class Institutional Shares A (EUR)
Capitalisation shares
105.08114,452.893 103,346.061
107.6498,262.890
100.19Number of sharesNet asset value per share
EUR EUR EUR
Total Net Assets 12,026,525.51 11,123,770.97 9,845,364.39
May 31, 2016May 31, 2017November 30, 2017Period ending as at:
EUR
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EDF SA -73- 5.00 08-18 05/02A400,000.00 403,764.00 3.36EUR
Transferable securities admitted to an official stock exchange listing 9,916,701.50 82.45
Bonds 9,916,701.50 82.45
France 712,218.00 5.92
FRANCE TELECOM 5.625 08-18 22/05A300,000.00 308,454.00 2.56EUR
ABBEY NAT TREAS.SERV 1.75 13-18 15/01A350,000.00 350,871.50 2.92EURUnited Kingdom 1,710,645.50 14.22
CS SUISSE AG LONDON 0.50 15-18 29/03A300,000.00 300,792.00 2.50EURRBS 5.50 10-20 23/03A400,000.00 450,396.00 3.74EURUBS AG LONDON 0.50 15-18 15/05A300,000.00 301,155.00 2.50EURVODAFONE GROUP PLC 1.00 14-20 11/09A300,000.00 307,431.00 2.56EUR
VW INTL FINANCE 3.25 12-19 21/01A500,000.00 519,110.00 4.32EURThe Netherlands 519,110.00 4.32
DAIMLER 1.50 13-18 19/11A300,000.00 304,896.00 2.54EURGermany 304,896.00 2.54
ATLANTIA 3.625 12-18 30/11A500,000.00 518,690.00 4.31EURItaly 3,394,332.00 28.22
CDP 1.00 14-18 26/01A500,000.00 500,930.00 4.17EURENEL 4.875 12-18 20/02A300,000.00 303,342.00 2.52EURINTESA SANPAOLO 4.125 10-20 14/04A500,000.00 548,030.00 4.56EURITALY BTP 1.50 14-19 01/08S300,000.00 309,252.00 2.57EURITALY BTP 3.50 13-18 01/06S500,000.00 509,765.00 4.24EURITALY BTP 4.50 07-18 01/02S300,000.00 302,412.00 2.51EURITALY CTZ 0.00 17-19 30/05U300,000.00 301,515.00 2.51EURUNICREDIT 3.375 12-18 11/01A100,000.00 100,396.00 0.83EUR
SPAIN 4.85 10-20 31/10A500,000.00 572,310.00 4.76EURSpain 875,649.00 7.28
TELEFONICA EMIS SA 4.797 12-18 21/02A300,000.00 303,339.00 2.52EUR
ABBVIE 0.375 16-19 18/11A300,000.00 302,394.00 2.51EURUnited States of America 2,399,851.00 19.95
BANK OF AMERICA EMTN 1.875 13-19 10/01A500,000.00 511,315.00 4.26EURCITIGROUP 7.375 09-19 04/09A400,000.00 452,652.00 3.76EURGOLDMAN SACHS GROUP 6.375 08-18 02/05A300,000.00 308,280.00 2.56EURMORGAN STANLEY EMTN 5.375 10-20 10/08A350,000.00 400,274.00 3.33EURWELLS FARGO CO 2.25 13-20 03/09A400,000.00 424,936.00 3.53EUR
JCI GNE -A1 EUR-7,726.10 706,920.28 5.88EUR
Shares/Units of UCITS/UCIS 706,920.28 5.88
Shares/Units in investment funds 706,920.28 5.88
Malta 706,920.28 5.88
Total securities portfolio 10,623,621.78 88.33
Portfolio holdings as at November 30, 2017EURExpressed in
PLATINUM UCITS FUNDS SICAV - JCI FX Macro
Quantity Denomination Quotationcurrency
% of netassetsMarket value
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PLATINUM UCITS FUNDS SICAV- Platinum Essential Resources UCITS Fund
16Page
10,543,222.88Assets8,014,792.00Securities portfolio at market value7,333,421.50Securities portfolio at cost
681,370.50Unrealised profit on the securities portfolio2,101,729.90Cash at bank
2.24Interest receivable402,383.50Incorporation cost, net
5,544.07Unrealised net profit on forward foreign exchange contracts18,771.17Other assets
66,247.97Liabilities2,145.64Marketing and distribution fees
64,102.33Other payables
10,476,974.91Net asset value
Financial Statements as at November 30, 2017
Expressed in USD
Statement of Net Assets as at November 30, 2017
PLATINUM UCITS FUNDS SICAV - Platinum Essential Resources UCITS Fund
Class A Shares (USD)Capitalisation shares 26,708.173 0.000 5,271.324 21,436.849
Class B Shares (EUR)Capitalisation shares 113,673.979 0.000 22,595.194 91,078.785
Class D Shares (CHF)Capitalisation shares 25,000.000 0.000 5,000.000 20,000.000
Class E Shares (USD)Capitalisation shares 503,820.518 21,014.757 40,741.405 484,093.870
Class F Shares (EUR)Capitalisation shares 224,837.084 194,293.089 23,967.221 395,162.952
Class H Shares (CHF)Capitalisation shares 80,090.000 1,260.000 6,945.000 74,405.000
Changes in number of shares outstanding from June 1, 2017 to November 30, 2017
Shares issued Shares redeemedShares as at
November 30,2017
Shares as at June 1, 2017
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Statistical Information
PLATINUM UCITS FUNDS SICAV - Platinum Essential Resources UCITS Fund
Class A Shares (USD)
Capitalisation shares
5.3821,436.849 26,708.173
5.19585,683.450
5.40Number of sharesNet asset value per share
USD USD USD
Class B Shares (EUR)
Capitalisation shares
4.9691,078.785 113,673.979
4.85255,313.035
5.18Number of sharesNet asset value per share
EUR EUR EUR
Class D Shares (CHF)
Capitalisation shares
5.8620,000.000 25,000.000
5.7249,200.000
6.12Number of sharesNet asset value per share
CHF CHF CHF
Class E Shares (USD)
Capitalisation shares
9.67484,093.870 503,820.518
9.270.0000.00
Number of sharesNet asset value per share
USD USD USD
Class F Shares (EUR)
Capitalisation shares
9.28395,162.952 224,837.084
9.020.0000.00
Number of sharesNet asset value per share
EUR EUR EUR
Class H Shares (CHF)
Capitalisation shares
8.5874,405.000 80,090.000
8.320.0000.00
Number of sharesNet asset value per share
CHF CHF CHF
Total Net Assets 10,476,974.91 8,549,041.33 4,936,701.12
May 31, 2016May 31, 2017November 30, 2017Period ending as at:
USD
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ANADARKO PETROLEUM CORP7,510.00 361,155.90 3.45USD
Transferable securities admitted to an official stock exchange listing 7,471,957.40 71.32
Shares 7,471,957.40 71.32
United States of America 3,573,219.27 34.12
ANDEAVOR4,242.00 447,403.74 4.27USDBERRY GLOBAL GRP RG REGISTERED SHS3,522.00 210,509.94 2.01USDCARBO CERAMICS INC36,047.00 361,551.41 3.45USDCHEVRON CORP5,270.00 627,077.30 5.99USDCONCHO RES3,566.00 498,740.76 4.76USDCONOCOPHILLIPS CO9,545.00 485,649.60 4.64USDEXXON MOBIL CORP3,570.00 297,345.30 2.84USDMARATHON OIL CORP19,123.00 283,785.32 2.71USD
LUNDIN PETROL12,050.00 278,478.58 2.66SEKSweden 278,478.58 2.66
STATOILHYDRO ASA SPR AME DEP RCT 1 SHR20,109.00 403,788.72 3.85USDNorway 403,788.72 3.85
AGRIUM2,830.00 311,130.20 2.97USDCanada 1,861,002.30 17.76
ENCANA CORP41,767.00 494,521.28 4.72USDSUNCOR ENERGY17,215.00 598,393.40 5.71USDTRANSCANADA CORP9,514.00 456,957.42 4.36USD
GLENCORE PLC73,452.00 337,654.93 3.22GBPJersey Island 337,654.93 3.22
CNOOC ADR REPR.20 SHS3,340.00 457,045.60 4.36USDHong Kong 457,045.60 4.36
BHP BILLITON -ADR-6,600.00 274,230.00 2.62USDAustralia 274,230.00 2.62
SOQUIMICH SPONSORED ADR REPR 1 -B- PREF5,275.00 286,538.00 2.73USDChile 286,538.00 2.73
LUKOIL ADR REP 1 SH9,772.00 542,834.60 5.18USD
Transferable securities dealt in on another regulated market 542,834.60 5.18
Shares 542,834.60 5.18
Russia 542,834.60 5.18
Total securities portfolio 8,014,792.00 76.50
Portfolio holdings as at November 30, 2017USDExpressed in
PLATINUM UCITS FUNDS SICAV - Platinum Essential Resources UCITS Fund
Quantity Denomination Quotationcurrency
% of netassetsMarket value
19Page
PLATINUM UCITS FUNDS SICAV- Platinum Global Growth UCITS Fund
20Page
13,293,289.35Assets9,776,566.36Securities portfolio at market value9,032,186.76Securities portfolio at cost
744,379.60Unrealised profit on the securities portfolio1,912,455.83Cash at bank
192,536.38Incorporation cost, net1,401,708.51Brokers receivable
2,165.10Unrealised net profit on forward foreign exchange contracts7,857.17Other assets
3,135,589.56Liabilities86.72Bank overdrafts
3,031,470.12Brokers payable104,032.72Other payables
10,157,699.79Net asset value
Financial Statements as at November 30, 2017
Expressed in USD
Statement of Net Assets as at November 30, 2017
PLATINUM UCITS FUNDS SICAV - Platinum Global Growth UCITS Fund
Class A Shares (USD)Capitalisation shares 543,056.394 253,271.660 215,000.000 581,328.054
Class B Shares (EUR)Capitalisation shares 10,000.000 49,280.374 0.000 59,280.374
Class C shares (GBP)Capitalisation shares 3,000.000 2,737.226 0.000 5,737.226
Class D Shares (CHF)Capitalisation shares 244,231.355 22,789.179 9,596.929 257,423.605
Changes in number of shares outstanding from June 1, 2017 to November 30, 2017
Shares issued Shares redeemedShares as at
November 30,2017
Shares as at June 1, 2017
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Statistical Information
PLATINUM UCITS FUNDS SICAV - Platinum Global Growth UCITS Fund
Class A Shares (USD)
Capitalisation shares
11.03581,328.054 543,056.394
10.37Number of sharesNet asset value per share
USD USD
Class B Shares (EUR)
Capitalisation shares
10.9059,280.374 10,000.000
10.42Number of sharesNet asset value per share
EUR EUR
Class C shares (GBP)
Capitalisation shares
11.045,737.226 3,000.000
10.44Number of sharesNet asset value per share
GBP GBP
Class D Shares (CHF)
Capitalisation shares
11.01257,423.605 244,231.355
10.46Number of sharesNet asset value per share
CHF CHF
Total Net Assets 10,157,699.79 8,428,496.87
May 31, 2017November 30, 2017Period ending as at:
USD
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BRITISH AMERICAN TOBACCO ADR REPR.1 SH3,003.00 191,080.89 1.88USD
Transferable securities admitted to an official stock exchange listing 9,397,359.61 92.52
Shares 9,397,359.61 92.52
United Kingdom 191,080.89 1.88
ROYAL DUTCH SHELL-SHS.B-ADR2,970.00 195,841.80 1.93USDThe Netherlands 195,841.80 1.93
ADOBE SYSTEMS INC2,171.00 393,971.37 3.88USDUnited States of America 8,242,940.94 81.15
AGILENT TECHNOLOGIES2,786.00 192,902.64 1.90USDALIGN TECHNOLOGY INC751.00 195,920.88 1.93USDALPHABET INC375.00 388,563.75 3.83USDAMAZON.COM INC334.00 393,034.50 3.87USDAPPLE INC2,277.00 391,302.45 3.85USDAPPLIED MATERIALS INC3,548.00 187,227.96 1.84USDBERRY GLOBAL GRP RG REGISTERED SHS3,282.00 196,165.14 1.93USDBWX TECHN3,206.00 200,214.70 1.97USDCHARTER COMM -A-599.00 195,399.79 1.92USDCOMCAST CORP5,272.00 197,910.88 1.95USDCONSTELLATION BRANDS INC -A-901.00 196,048.59 1.93USDFACEBOOK -A-2,204.00 390,504.72 3.84USDFLEETCOR TECHNOLOGIES2,171.00 394,839.77 3.89USDHONEYWELL INTERNATIONAL INC1,281.00 199,784.76 1.97USDINTERCONEXCH GR INC WI2,783.00 198,845.35 1.96USDLAM RESEARCH CORP947.00 182,136.51 1.79USDMASTEC INC9,061.00 406,385.85 4.00USDMASTERCARD INC -A-2,593.00 390,168.71 3.84USDMICROSOFT CORP4,623.00 389,117.91 3.83USDPAYPAL HOLDINGS INC WI2,589.00 196,064.97 1.93USDPRICELINE GROUP113.00 196,587.23 1.94USDRAYTHEON CO1,031.00 197,075.65 1.94USDSERVICE CORPORATION INTERNATIONAL10,796.00 398,912.20 3.93USDSLM17,667.00 204,407.19 2.01USDS&P GLOBAL1,173.00 194,108.04 1.91USDSVB FINANCIAL GROUP861.00 195,998.04 1.93USDTHERMO FISHER SCIEN SHS2,000.00 385,520.00 3.80USDVISA INC -A-3,522.00 396,541.98 3.90USDZOETIS INC -A-2,729.00 197,279.41 1.94USD
ALIBABA GR ADR2,154.00 381,430.32 3.75USDCayman Islands 571,781.82 5.63
NEW ORIENTAL EDUCATION & TECH.GR ADR RE11,109.00 94,109.74 0.93USDTAL EDUCAT GR -A- ADR REPR 1/3 SH -A-3,452.00 96,241.76 0.95USD
NOMAD FOODS LTD11,912.00 195,714.16 1.93USDBritish Virgin Islands 195,714.16 1.93
TENCENT HLDG UNSPONS ADR REPR 1 SH7,410.00 379,206.75 3.73USD
Other transferable securities 379,206.75 3.73
Shares 379,206.75 3.73
Cayman Islands 379,206.75 3.73
Total securities portfolio 9,776,566.36 96.25
Portfolio holdings as at November 30, 2017USDExpressed in
PLATINUM UCITS FUNDS SICAV - Platinum Global Growth UCITS Fund
Quantity Denomination Quotationcurrency
% of netassetsMarket value
23Page
PLATINUM UCITS FUNDS SICAVNotes to the financial statements
Platinum UCITS Funds SICAV Notes to the Financial Statements
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1 - Total Expense Ratio/TER
Total expense ratio (TER) - a measure of the total costs charged to an investment fund and expressed in percentage terms of the sub-fund´s average total assets in the reporting period. The total expense ratio includes the administration fee, custodian bank fee, global custody fee, subscription tax, audit fee, publication fee, legal fee, asset manager fee, registrar and transfer agent fee, payment agent fee, amortisation of Marketing and distribution fees and other expenses. Withholding tax, interest on bank overdraft, transaction fees, and performance-fee are excluded from the total expense ratio. Share Class Reporting period TER in
% Platinum Global Dividend UCITS Fund - Class A Shares (USD) from 01/12/16 to 30/11/17 3.98 Platinum Global Dividend UCITS Fund - Class B Shares (EUR) from 01/12/16 to 30/11/17 4.03 Platinum Global Dividend UCITS Fund - Class C Shares (GBP) from 01/12/16 to 30/11/17 4.16 Platinum Global Dividend UCITS Fund - Class E Shares (USD) from 08/06/17 to 30/11/17 n.r.* Platinum Essential Resources UCITS Fund - Class A Shares (USD) from 01/12/16 to 30/11/17 6.94 Platinum Essential Resources UCITS Fund - Class B Shares (EUR) from 01/12/16 to 30/11/17 7.02 Platinum Essential Resources UCITS Fund - Class D Shares (CHF) from 01/12/16 to 30/11/17 7.07 Platinum Essential Resources UCITS Fund - Class E Shares (USD) from 01/12/16 to 30/11/17 5.24 Platinum Essential Resources UCITS Fund - Class F Shares (EUR) from 01/12/16 to 30/11/17 5.20 Platinum Essential Resources UCITS Fund - Class H Shares (CHF) from 01/12/16 to 30/11/17 5.77 JCI FX Macro Institutional Shares A (EUR) from 01/12/16 to 30/11/17 2.17 Platinum Global Growth UCITS Fund - Class A Shares (USD) from 03/04/17 to 30/11/17 4.35** Platinum Global Growth UCITS Fund - Class B Shares (EUR) from 20/04/17 to 30/11/17 3.95** Platinum Global Growth UCITS Fund - Class C Shares (GBP) from 20/04/17 to 30/11/17 4.32** Platinum Global Growth UCITS Fund - Class D Shares (CHF) from 20/04/17 to 30/11/17 4.35** *The TER is not disclosed because it is not representative since the share class has less than 6 months. **Figures have been annualized when the reporting period is less than one year. 2 - Foreign Exchange Rate
Foreign exchange rate to EUR As of November 30, 2017, positions denominated in foreign currencies were valuated at the following exchange rates (WM-Company/Fixing 5:00 CET): AUD 1.5706 JPY 133.42995BRL 3.8972 KRW 1,297.5749CAD 1.5361 MXN 22.1849CHF 1.17085 NOK 9.88425CNH 7.88475 NZD 1.73745CZK 25.53 PHP 59.92755GBP 0.88085 RON 4.6425HUF 312.985 SEK 9.937IDR 16127.7264 TRY 4.6574ILS 4.1659 USD 1.19235
Platinum UCITS Funds SICAV Notes to the Financial Statements (continued)
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2 - Foreign Exchange Rate (continued)
Foreign exchange rate to USD As of November 30, 2017, positions denominated in foreign currencies were valuated at the following exchange rates (WM-Company/Fixing 5:00 CET): AUD 1.3172 CAD 1.2883 CHF 0.9820 EUR 0.8387 GBP 0.7388 HKD 7.8102 JPY 111.9050 NOK 8.2897 SEK 8.3340
3 - Statement of changes in the securities holdings
The statement of changes in the securities holdings during the reporting period may be obtained free of charge at the registered office of the Management Company.
Platinum UCITS Funds SICAV Additional Information for Swiss investors
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1 - Representative The representative in Switzerland is CACEIS Bank, Switzerland Branch, (the “Swiss Representative”), route de Signy 35, CH-1260 Nyon, Switzerland. 2 - Paying agent The paying agent in Switzerland is CACEIS Bank, Switzerland Branch, (the “Swiss Paying Agent”), succursale de Nyon, Route de Signy 35, CH- 1260 Nyon. 3 - Place of performance and jurisdiction In respect of the shares of the company distributed in and from Switzerland, the place of performance and jurisdiction is at the registered office of the Swiss Representative.