PHl) Ll)C S0 12 APPENDIX 12

BAO CAO KET QUA GIAO D!CH CO PHIEU/CHU'NG CHI QUY CUA NGU'O'I NOi BO VA NGU'O'I CO LIEN QUAN

REPORT ON RE SUL TS OF TRANSACT/ON IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON AND AFFILIATED PERSONS

(Ban hanh kem theo Thong tU's6 155/2015/TT-BTC ngay 06 thang 10 nam 2015 cua 89 Tai chfnh hLfcmg dlin c6ng b6 thong tin tren thi trLl'&ng ch(mg khoan)

(Promulgated with the Circular No 155/2015/TT-B TC on October 06, 2015 of the Ministry of Finance regulating the Information disclosure on securities markets)

CQNG HOA XA HQI CHU NGHIA Vll;T NAM EJ¢c l�p - Tl;!' do - H�nh phuc

THE SOCIALIST REPUBLIC OF VIETNAM

Independence - Freedom - Happiness

TP. HCM, ngay .:>A. thang .AD ... 7;m 2019HCMC, . OcJ .. 3,l ... ... 2019

BAO cAo KET QUA GIAO DICH co PHIEU/CHU'NG CHI QUY CUA NGU'O'I NOi BO CUA CONG TY EJAI CHUNG, NGU'O'I NQI BQ CUA QUY E)�I CHUNG vA NGU'O'I c6 LIEN QUAN cu·A NGU'O'I NQI BQ

REPORT ON RES UL TS OF TRANSACT/ON IN SHARES/FUND CERT/FICA TES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF

INTERNAL PERSON

Kfnh gu'i: - Uy ban Chll'ng khoan Nha nU'O'C - Sa Giao dich chll'ng khoan- Cong ty d9i chung/ Cong ty quan ly quy

To: - The State Securities Commission- The Stock Exchange- The public company/ The fund management company

1. Thong tin v°e ca nhan/to chll'c thl,l'c hi$n giao djch/ Information on individual/ organization:

- HQ va ten ca nhan/Ten to chll'c/ Name of individual/organization: CAO TH! NGQC SU'O'NG

- Quoc tjch/ Nationality: Vi�t Nam/ Vietnam

- So CMND, HQ chieu, The can CU'O'C (doi v&i ca nhan) ho�c So Giay chll'ng nh$n dang ky doanh nghi$p, Giay phep hoc;1t d(>ng ho�c giay t6' phap ly tU'O'ng dU'O'ng (doi v&i to chll'c), ngay cap, nO'i cap/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue:

- 0ia chf lien h$/0ja chf trl,l s& chf nh/ Address:

- 0i$n thoc;1i/ Telephone: .................... Fax: ................ Email: ............... Website: ............ ..

- Chll'c Vl,l hi$n nay tc;1i c6ng ty dc;1i chung, c6ng ty quan ly quy (neu c6) ho�c moi quan h$ v&i c6ngty dc;1i chung, c6ng ty quan ly quy/ Current position in the public company, the fund managementcompany (if any) or relationship with the public company, the fund management company:

Khong/ No

- Chll'c Vl,l t�i cong ty d�i chung, cong ty quan ly quy t�i ngay dang ky giao djch (neu c6)/ Positionin the public company, the fund management company at registration date (if any): ............ va ngay khong con la ngLI'&i n(>i b(> ho�c ngLI'6'i c6 lien quan cua ngLI'ai n(>i b(> cua cong ty d�i chung, cong ty quan ly quy: ................. (neu ro ly do) */ and date on which the person is no longer internal person or related person of internal person of the public company, the fund management company:

*: Mµc nay chl danh cha tnf&ng hQ'p chll'a het th&i hr;in dang ky giao djch, doi tll'Q'ng dang ky khong con la ngll'O'i n{)i b{) ho�c ngll'&i c6 lien quan cua ngll'&i n{)i b{) cua cong ty dr;ii chung, cong ty quan ly quy/ This item is only for cases where the deadline for transaction registration has not expired, the registrant is no longer an internal person or related person of internal person of the public company, the fund management company.

2. Thong tin v°e ngLI'ai n(>i b(> cua cong ty d�i chung/quy d�i chung la ngLI'ai c6 lien quan cua canhan/to chll'c thl,l'c hi$n giao djch (doi v&i trll'O'ng hQ'p ngll'&i thvc hi(m giao djch la ngll'&i c6 lienquan cua ngll'O'i n{)i b{) cua cong ty dr;ii chunglquy dr;ii chung)I Information about internal personof the public company/public fund who is related person of trading individual/organization (in casethe person performing the transaction is related person of internal person of the publiccompany/public fund):

- HQ va ten ngLI'6'i n(>i b(>/ Name of internal person: BUI THANH NHO'N

- Quoc tjch/ Nationality: Vi�t Nam/ Vietnam

- So CMND, H(> chieu, The can cU'&c/ ID card/Passport No.:

- Dia chf thU'ang tru/ Permanent address:

- 0i$n tho�i lien h$/ Address: Fax: Email:

- Chll'C Vl,l t�i cong ty d�i chung, cong ty quan ly quy t�i ngay ca nhan/to chll'C neu t�i mt,JC 1 dangky giao dich/ Position in the public company, the fund management company at date on whichindividual I organization referred to in paragraph 1 registers the transaction: Chu tjch HOQT/Chairman of Board of Directors

- Chll'c Vl,l hi$n nay t�i cong ty d�i chung, cong ty quan ly quy/ Current position in the publiccompany, the fund management company: Chu tjch HOQT/ Chairman of Board of Directors

- Mai quan h$ giCPa ca nhan/to chll'c thl,l'c hi$n giao djch v&i ngLI'CYi n(>i b(>/ Relationship ofindividual/organization executing transaction with internal person: VQ' cua Chu tjch H<;>i d6ngquan trif Wife of Chairman of Board of Directors

- So IU'Q'ng, ty 1$ co phieu/chll'ng chf quy ma ngLI'6'i n(>i b(> dang nam giCP (neu c6)/ Number,ownership proportion of shares held by the internal (if any): 190.887.507 c6 ph�n (20,366%)/190,887,507 shares (20.366%)

3. Ma chll'ng khoan giao djch/ Securities code: NVL

4. Cac tai khoan giao dich c6 co phieu/chll'ng chf quy neu t�i mt,Jc 3/Trading account number withshares/fund certificates stated in item 3:

- t�i cong ty chll'ng khoan/ In securities company:

- t�i cong ty chll'ng khoan/ In securities company:

5. So ILI'qng, ty 1$ co phieu/chll'ng chf quy nam giCP tm&c khi thl,l'c hi$n giao djch/ Number,