PHILIPPINE DEALING & EXCHANGE CORP.sminvestments.com/sites/default/files/reports/SMIC - Top...July...

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July 11, 2016 PHILIPPINE DEALING & EXCHANGE CORP. 37/F, Tower 1, The Enterprise Center 6766 Ayala Ave. cor. Paseo de Roxas, Makati City Attention: Ms. Vina Vanessa S. Salonga Head, Issuer Compliance and Disclosure Department (ICDD) Re: List of Top 100 Shareholders as of June 30, 2016 ===================================== Ladies and Gentlemen: Please find attached the list of top 100 shareholders of SM Investments Corporation as of June 30, 2016. Thank you. Very truly yours, ELMER B. SERRANO Corporate Secretary Encl. a/

Transcript of PHILIPPINE DEALING & EXCHANGE CORP.sminvestments.com/sites/default/files/reports/SMIC - Top...July...

Page 1: PHILIPPINE DEALING & EXCHANGE CORP.sminvestments.com/sites/default/files/reports/SMIC - Top...July 11, 2016 PHILIPPINE DEALING & EXCHANGE CORP. 37/F, Tower 1, The Enterprise Center

July 11, 2016

PHILIPPINE DEALING & EXCHANGE CORP. 37/F, Tower 1, The Enterprise Center 6766 Ayala Ave. cor. Paseo de Roxas, Makati City

Attention: Ms. Vina Vanessa S. Salonga

Head, Issuer Compliance and Disclosure Department (ICDD)

Re: List of Top 100 Shareholders as of June 30, 2016

=====================================

Ladies and Gentlemen:

Please find attached the list of top 100 shareholders of SM Investments Corporation as of June 30, 2016.

Thank you.

Very truly yours,

ELMER B. SERRANO

Corporate Secretary

Encl. a/

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COMPANY NAME : Page 1SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of June 30, 2016

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)STOCKHOLDER'S NAME TOTAL NATIONALITY

PCD NOMINEE CORP. (NON-FILIPINO) OTHERS 268,501,279 268,501,279 0 33.435

PCD NOMINEE CORP. (FILIPINO) FILIPINO 67,020,711 67,020,711 0 8.346

HANS T. SY FILIPINO 65,960,450 65,960,450 0 8.214

HERBERT T. SY FILIPINO 65,960,450 65,960,450 0 8.214

HARLEY T SY FILIPINO 58,528,292 58,528,292 0 7.288

HENRY T. SY JR. FILIPINO 58,460,450 58,460,450 0 7.280

TERESITA T. SY FILIPINO 57,085,450 57,085,450 0 7.109

ELIZABETH T. SY FILIPINO 46,722,988 46,722,988 0 5.818

SYNTRIX HOLDINGS, INC. FILIPINO 31,250,000 31,250,000 0 3.891

FELICIDAD T. SY FILIPINO 25,522,060 25,522,060 0 3.178

SYSMART CORPORATION FILIPINO 19,283,830 19,283,830 0 2.401

HENRY SY FOUNDATION INC. FILIPINO 15,000,000 15,000,000 0 1.868

TANSMART HOLDINGS, INC. FILIPINO 15,000,000 15,000,000 0 1.868

FELICIDAD T. SY FOUNDATION INC. FILIPINO 7,500,000 7,500,000 0 0.934

SUSANA FONG FILIPINO 301,999 301,999 0 0.038

VALUE PLUS INC. FILIPINO 101,413 101,413 0 0.013

ALBERTO S YAO FILIPINO 52,135 52,135 0 0.006

BELLE CORPORATION FILIPINO 32,585 32,585 0 0.004

HECTOR YAP DIMACALI FILIPINO 26,068 26,068 0 0.003

HANS SY FAO WONDERFOODS CORP. FILIPINO 26,068 26,068 0 0.003

BENITO GAPUZ TE FILIPINO 26,068 26,068 0 0.003

BERNADETTE S. GO FILIPINO 25,018 25,018 0 0.003

EXECUTIVE OPTICAL INC. FILIPINO 18,500 18,500 0 0.002

CLARIDEN LEU LTD, SINGAPORE BRANCH NON-FILIPINO 13,335 13,335 0 0.002

LUISITO O GUTIERREZ FILIPINO 13,034 13,034 0 0.002

CLARA COOTAUCO SY FILIPINO 13,034 13,034 0 0.002

WILLIAM YU FILIPINO 13,034 13,034 0 0.002

MAXIMINO S. UY FILIPINO 12,500 12,500 0 0.002

MAXIMINO S. UY &/OR LIM HUE HUA FILIPINO 12,500 12,500 0 0.002

LIPAVE MANAGEMENT CORPORATION FILIPINO 11,500 11,500 0 0.001

MANUEL B SY FILIPINO 10,428 10,428 0 0.001

CEDAR COMMODITIES INC. FILIPINO 9,000 9,000 0 0.001

MICHELLE RENEE MCKENZIE AMERICAN 8,643 8,643 0 0.001

ERIC U. LIM &/OR CHRISTINE YAO LIM FILIPINO 7,000 7,000 0 0.001

HENRY Y GOSYCO &/OR GOSYCO BIRDIE G FILIPINO 6,518 6,518 0 0.001

ROWINA T SABAN FILIPINO 6,518 6,518 0 0.001

DAVID C TANCUAN FILIPINO 6,518 6,518 0 0.001

JOSEFINA T VEGUILLAS FILIPINO 6,518 6,518 0 0.001

CHO KIAT YU FILIPINO 6,518 6,518 0 0.001

SERAFIN U. SALVADOR JR FILIPINO 6,250 6,250 0 0.001

JOSEPH T CHUA FILIPINO 5,214 5,214 0 0.001

MA. TERESA P CRUZ / MA. GEORGINA FILIPINO 5,214 5,214 0 0.001

FELIPE FERDINAND P CRUZ III / MA.

GEORGINA

FILIPINO 5,214 5,214 0 0.001

CHRISTOPHER P DE VENECIA / MA. GEORGINA FILIPINO 5,214 5,214 0 0.001

LUNINGNING T. ESTANISLAO FILIPINO 5,214 5,214 0 0.001

ROBERTUS J. KWEE FILIPINO 5,214 5,214 0 0.001

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COMPANY NAME : Page 2SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of June 30, 2016

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)STOCKHOLDER'S NAME TOTAL NATIONALITY

MA. SOCORRO M. LANUZA &/OR CAESAR C.

LANUZA JR.

FILIPINO 5,214 5,214 0 0.001

CAESAR C. LANUZA, JR. &/OR MA. SOCORRO

M. LANUZA

FILIPINO 5,214 5,214 0 0.001

PETER MAR &/OR MAR ANNABELLE FILIPINO 5,214 5,214 0 0.001

GLORIA S PE FILIPINO 5,214 5,214 0 0.001

MA. GEORGINA V PEREZ / CHRISTOPHER FILIPINO 5,214 5,214 0 0.001

MA. GEORGINA V PEREZ / FELIPE FERDINAND FILIPINO 5,214 5,214 0 0.001

MA. GEORGINA V PEREZ / MA. TERESA FILIPINO 5,214 5,214 0 0.001

JERRY C. TIU FILIPINO 5,214 5,214 0 0.001

SALVADOR TUY / LILYBETH FILIPINO 5,214 5,214 0 0.001

MA. LOURDES C. DE VENECIA FILIPINO 5,213 5,213 0 0.001

SHEN LONG CHINESE 4,540 4,540 0 0.001

ZHICAN WU CHINESE 4,000 4,000 0 0.000

HAIHUA ZHU CHINESE 4,000 4,000 0 0.000

SECOR HOLDINGS INC. FILIPINO 3,925 3,925 0 0.000

MICHAEL S BAUTISTA FILIPINO 3,912 3,912 0 0.000

JESUS G. TIRONA FILIPINO 3,912 3,912 0 0.000

ZHENZHEN CHEN CHINESE 3,812 3,812 0 0.000

JIN YANG CHINESE 3,760 3,760 0 0.000

JOSE MARI L CHAN FILIPINO 3,750 3,750 0 0.000

KE CHEN CHINESE 3,656 3,656 0 0.000

YUQI HUANG CHINESE 3,650 3,650 0 0.000

HANFENG LU CHINESE 3,650 3,650 0 0.000

QINGLONG WANG CHINESE 3,650 3,650 0 0.000

FAN ZHANG CHINESE 3,650 3,650 0 0.000

ZHEN WU CHINESE 3,642 3,642 0 0.000

CHAO YAN CHINESE 3,638 3,638 0 0.000

FEI LI CHINESE 3,620 3,620 0 0.000

LIQUN NIE CHINESE 3,620 3,620 0 0.000

YI HONG CHINESE 3,588 3,588 0 0.000

JINFENG ZHANG CHINESE 3,550 3,550 0 0.000

QUANMIN ZHANG CHINESE 3,533 3,533 0 0.000

EMILIO III LL CANO &/OR PENAFRANCIA C.

CANO

FILIPINO 3,259 3,259 0 0.000

ROBERTUS J KWEE DUTCH 3,259 3,259 0 0.000

LINDA L PANUTAT FILIPINO 3,259 3,259 0 0.000

ERNESTO T SO FILIPINO 3,259 3,259 0 0.000

LOUCIANA N SY FILIPINO 3,259 3,259 0 0.000

PILAR CO ATIENZA FILIPINO 3,000 3,000 0 0.000

CARLOS GALISIM BANIQUED FILIPINO 2,608 2,608 0 0.000

EVA POLICAR BAUTISTA FILIPINO 2,608 2,608 0 0.000

MARIANO O. CHUA FILIPINO 2,608 2,608 0 0.000

WILLIAM Y. CHUA FILIPINO 2,608 2,608 0 0.000

RAMON C CRISTOBAL FILIPINO 2,608 2,608 0 0.000

NELSON C CUA FILIPINO 2,608 2,608 0 0.000

ANNA MARIA S. GARCIA FILIPINO 2,608 2,608 0 0.000

JORGE T. MENDIOLA FILIPINO 2,608 2,608 0 0.000

ERLINDA C NEPOMUCENO FILIPINO 2,608 2,608 0 0.000

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COMPANY NAME : Page 3SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of June 30, 2016

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)STOCKHOLDER'S NAME TOTAL NATIONALITY

ANTOLIN V PAULE / ERLINDA FILIPINO 2,608 2,608 0 0.000

CAROLINE T SY FILIPINO 2,608 2,608 0 0.000

CAROLINE T SY FILIPINO 2,608 2,608 0 0.000

YE SHANG MING CHINESE 2,608 2,608 0 0.000

LALAINE R. YLAYA FILIPINO 2,608 2,608 0 0.000

ZENAIDA &/OR LUIS ALCANTARA FILIPINO 2,500 2,500 0 0.000

MA. LOURDES B. LOCSIN / TEODORO FILIPINO 2,500 2,500 0 0.000

JIAN YANG CHINESE 2,500 2,500 0 0.000

PURIFICACION MALABANAN ECHIVERRI FILIPINO 2,087 2,087 0 0.000

ROBERTO V ANTONIO FILIPINO 2,000 2,000 0 0.000

SHAOXIONG SHI CHINESE 2,000 2,000 0 0.000

XU PEIFEN CHINESE 1,960 1,960 0 0.000

FE ESPERANZA S RODRIGUEZ FILIPINO 1,955 1,955 0 0.000

HARVEY CHRISTOPHER T SY FILIPINO 1,742 1,742 0 0.000

HOWARD CONRAD SY FILIPINO 1,740 1,740 0 0.000

OSCAR P BLAZA FILIPINO 1,625 1,625 0 0.000

FRANCISCO S. CHAN FILIPINO 1,565 1,565 0 0.000

EDRIC B. FERNANDEZ FILIPINO 1,565 1,565 0 0.000

INDUSTRIAL ENTERPRISES INC. FILIPINO 1,565 1,565 0 0.000

STEPHEN TAN TEO FILIPINO 1,500 1,500 0 0.000

RAMON V OCAMPO FILIPINO 1,375 1,375 0 0.000

EVANGELINE D. ABASTILLAS FILIPINO 1,304 1,304 0 0.000

ENRIQUE M ANG FILIPINO 1,304 1,304 0 0.000

JOEL JOHN I BAUTISTA FILIPINO 1,304 1,304 0 0.000

HOI SUEN CHAN CHINESE 1,304 1,304 0 0.000

SIXTO ALLOSO CHUA JR. FILIPINO 1,304 1,304 0 0.000

HILTON SY CUA FILIPINO 1,304 1,304 0 0.000

ROMULO A DEMOT &/OR JANE DEMOT FILIPINO 1,304 1,304 0 0.000

MILAGROS F DIZON FILIPINO 1,304 1,304 0 0.000

ENRICO R ECHIVERRI FILIPINO 1,304 1,304 0 0.000

PURIFICACION M ECHIVERRI FILIPINO 1,304 1,304 0 0.000

GERONIMO SIASOLO LATINAZO FILIPINO 1,304 1,304 0 0.000

ROLANDO M. LUANZON FILIPINO 1,304 1,304 0 0.000

RIZALINA MANTARING FILIPINO 1,304 1,304 0 0.000

MA. SHARON B MARANAN FILIPINO 1,304 1,304 0 0.000

MARIO CRUZ PAREL FILIPINO 1,304 1,304 0 0.000

RAISSA HECHANOVA POSADAS FILIPINO 1,304 1,304 0 0.000

EMILIA T PUNO FILIPINO 1,304 1,304 0 0.000

SENEN C REAPORT FILIPINO 1,304 1,304 0 0.000

MARY MAE LARRABASTE SEBASTIAN FILIPINO 1,304 1,304 0 0.000

PEARL MARIE THERESE B. SEE FILIPINO 1,304 1,304 0 0.000

REBECCA BAUTISTA SINGSON FILIPINO 1,304 1,304 0 0.000

HANS JR T SY FILIPINO 1,304 1,304 0 0.000

LOUIE S. TIRADOR OR ARLENE L. FILIPINO 1,304 1,304 0 0.000

MA. MONTSERRAT FOURDINIER UY FILIPINO 1,304 1,304 0 0.000

VIRGINIA A YAP FILIPINO 1,304 1,304 0 0.000

RICHARD L YEE FILIPINO 1,304 1,304 0 0.000

RICHARD LEELIN YEE FILIPINO 1,304 1,304 0 0.000

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COMPANY NAME : Page 4SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of June 30, 2016

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)STOCKHOLDER'S NAME TOTAL NATIONALITY

AGAPITO D. CAPISTRANO OR REGINA G.

CAPISTRANO

FILIPINO 1,250 1,250 0 0.000

DOMINGO G. CASTILLO FILIPINO 1,250 1,250 0 0.000

LEE CHI-YU TAIWANESE 1,125 1,125 0 0.000

FREDERIC FRANCOIS FAVRE-MARINET FRENCH 1,050 1,050 0 0.000

TYRONE VINCENT E. CORCUERA FILIPINO 1,044 1,044 0 0.000

WILLIAM III SYQUIA DALAND FILIPINO 1,044 1,044 0 0.000

EDUARDO V. FRANCISCO FILIPINO 1,044 1,044 0 0.000

ANIE SY GO FILIPINO 1,044 1,044 0 0.000

MELLITA C GO FILIPINO 1,044 1,044 0 0.000

MEYRICK ROMEA JACALAN FILIPINO 1,044 1,044 0 0.000

LUIS POCHOLO V. LAUREL &/OR LAUREL

BERNADETTE S.

FILIPINO 1,044 1,044 0 0.000

JEAN E. TANADA FILIPINO 1,044 1,044 0 0.000

THEA E. TANADA FILIPINO 1,044 1,044 0 0.000

MA. BERNADETTE GUECO TIMBOL FILIPINO 1,044 1,044 0 0.000

VIOLETA ASELA E. NALUZ FILIPINO 1,043 1,043 0 0.000

FLORENTINO FELICIANO &/OR FELICIANO

VIRGINIA

FILIPINO 1,000 1,000 0 0.000

CECILIA GABOR LAMBINO FILIPINO 979 979 0 0.000

MARIA NANNETTE R. REGALA FILIPINO 979 979 0 0.000

ALDRIN LINCOLN PANOPIO FILIPINO 892 892 0 0.000

CHUANWEI YANG CHINESE 890 890 0 0.000

SECOR HOLDINGS INC. FILIPINO 855 855 0 0.000

LUCKY SECURITIES INC. FILIPINO 802 802 0 0.000

VIRGINIA B. VIRAY FILIPINO 800 800 0 0.000

JOSEPHINE REBECCA A ARUGAY FILIPINO 783 783 0 0.000

ANTOINETTE B. BOLANOS FILIPINO 783 783 0 0.000

ROMEO YU CHAN FILIPINO 783 783 0 0.000

LILY LO CHI FILIPINO 783 783 0 0.000

PATRICIA GRETCHEN E. CORCUERA FILIPINO 783 783 0 0.000

JULIAN G DYCAICO JR. FILIPINO 783 783 0 0.000

LUCY ANNE R. EIJANSANTOS FILIPINO 783 783 0 0.000

DINO RUDYARDO F GASMEN FILIPINO 783 783 0 0.000

ERNESTO C GUTIERREZ FILIPINO 783 783 0 0.000

IBANK TRUST 96-TA-801 FILIPINO 783 783 0 0.000

ALLAN M LIPA FILIPINO 783 783 0 0.000

AQUILES D LO FILIPINO 783 783 0 0.000

RONALDO L RAQUEL FILIPINO 783 783 0 0.000

AILEEN C SZE FILIPINO 783 783 0 0.000

H. GERARD C TAN FILIPINO 783 783 0 0.000

MA MEDIN U VILLAMIEL FILIPINO 783 783 0 0.000

DIONISIO JR. L YULOLO FILIPINO 783 783 0 0.000

IRINA PASINSKAITE LITHUANIA 750 750 0 0.000

HANS SY JR. FILIPINO 750 750 0 0.000

ANTHONY L. ALMEDA FILIPINO 653 653 0 0.000

LILIAN OBRA ANCHETA FILIPINO 653 653 0 0.000

LOURDES B ANG FILIPINO 653 653 0 0.000

KRISTINE CLEOFE BAANG FILIPINO 653 653 0 0.000

Page 6: PHILIPPINE DEALING & EXCHANGE CORP.sminvestments.com/sites/default/files/reports/SMIC - Top...July 11, 2016 PHILIPPINE DEALING & EXCHANGE CORP. 37/F, Tower 1, The Enterprise Center

COMPANY NAME : Page 5SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of June 30, 2016

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)STOCKHOLDER'S NAME TOTAL NATIONALITY

CONRADO R BANAL III FILIPINO 653 653 0 0.000

ADRIAN U. BARCELO FILIPINO 653 653 0 0.000

EMMANUEL VILLA BARCELON FILIPINO 653 653 0 0.000

DENISE C CHENG FILIPINO 653 653 0 0.000

BERNARDINA T CHIU FILIPINO 653 653 0 0.000

ALVIN GO CHUA FILIPINO 653 653 0 0.000

NESTOR F. LAPID FILIPINO 653 653 0 0.000

BENJAMIN A LARIN JR FILIPINO 653 653 0 0.000

CHARITY O. NGUI FILIPINO 653 653 0 0.000

GRACE GO NOBLEZA CHUA FILIPINO 653 653 0 0.000

ISIDRO MAGANITO PERFECTO &/OR DIANE

DIONISHO PERFECTO

FILIPINO 653 653 0 0.000

ZENAIDA M. POSTRADO FILIPINO 653 653 0 0.000

KIMSON C ROSETE FILIPINO 653 653 0 0.000

ROBERT B SAMSON FILIPINO 653 653 0 0.000

CLODUALDO JR SANCHEZ / SAQUIDO &/OR

MA. VIRGINIA

FILIPINO 653 653 0 0.000

ROBERT P. SO / HELEN C. SO ITF CARINA

DANIELLE C. SO

FILIPINO 653 653 0 0.000

ROBERT P. SO / HELEN C. SO ITF AIRA

GABRIELLE C. SO

FILIPINO 653 653 0 0.000

ROBERT P. SO / HELEN C. SO ITF ALEXIS

EMMANUELLE C. SO

FILIPINO 653 653 0 0.000

EMILIANO L SY JR FILIPINO 653 653 0 0.000

TERESITA N TAN FILIPINO 653 653 0 0.000

HAZEL SAAVEDRA TE FILIPINO 653 653 0 0.000

ROBERTO SO TOM WONG FILIPINO 653 653 0 0.000

ROSEMARIE S. TOM WONG FILIPINO 653 653 0 0.000

FENINA MARIE Q TRINIDAD FILIPINO 653 653 0 0.000

DANIEL GO UY FILIPINO 653 653 0 0.000

LIEZL PEK YULO FILIPINO 653 653 0 0.000

JOHN EDWARD O. GOBING &/OR ANNE

NATHALIE GO GOBING

FILIPINO 625 625 0 0.000

ALESSANDRO R. NADAL &/OR VIRGINA S. FILIPINO 625 625 0 0.000

ALVIN ONG &/OR JUANITA ONG FILIPINO 625 625 0 0.000

REGINA CAPITAL DEV. CORP. 000351 FILIPINO 625 625 0 0.000

ANGEL &/OR FLORECITA SANTOS FILIPINO 625 625 0 0.000

TAMMY TING &/OR OLIVER LAM FILIPINO 625 625 0 0.000

JOSE III P DE VENECIA FILIPINO 608 608 0 0.000

KRISHNAMBUJ KUMAR INDIAN 550 550 0 0.000

MA. ARLENE S ABAD FILIPINO 523 523 0 0.000

CARMENCITA GARCIA ABELLA FILIPINO 523 523 0 0.000

LUNINGNING L ADOLFO FILIPINO 523 523 0 0.000

AIDA R AGREGADO FILIPINO 523 523 0 0.000

HESTER JANE C AMIGO FILIPINO 523 523 0 0.000

ERLYN TEROSA AMPARADO FILIPINO 523 523 0 0.000

CRISTINA S ANGELES FILIPINO 523 523 0 0.000

STEPHANIE B BUMAGAT FILIPINO 523 523 0 0.000

JENIIFER P CABALLERO FILIPINO 523 523 0 0.000

Page 7: PHILIPPINE DEALING & EXCHANGE CORP.sminvestments.com/sites/default/files/reports/SMIC - Top...July 11, 2016 PHILIPPINE DEALING & EXCHANGE CORP. 37/F, Tower 1, The Enterprise Center

COMPANY NAME : Page 6SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of June 30, 2016

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)STOCKHOLDER'S NAME TOTAL NATIONALITY

ROYCE ROMUALDO MARAVE CABALONA &/OR

CABALONA MADELYNN LYLA MARAVE

FILIPINO 523 523 0 0.000

SUSANA C CO FILIPINO 523 523 0 0.000

ANDRIETTA EC DANIEL FILIPINO 523 523 0 0.000

MANUEL R. DEL ROSARIO FILIPINO 523 523 0 0.000

APRIL A DIMAGIBA FILIPINO 523 523 0 0.000

MELITA CABALLERO DIONISIO &/OR PERFECTO

DIANE DIONISIO

FILIPINO 523 523 0 0.000

EVA REYES DU FILIPINO 523 523 0 0.000

MA. LILIA B. ESCALANTE FILIPINO 523 523 0 0.000

ROWENA ARZADON FERRER FILIPINO 523 523 0 0.000

FE CONSUELO A GANUELAS FILIPINO 523 523 0 0.000

FIDES SAGRARIO S. GARCIA FILIPINO 523 523 0 0.000

ROSITA U GASTARDO FILIPINO 523 523 0 0.000

ROCHEL DONATO R. GLORIA FILIPINO 523 523 0 0.000

DEBBY A GO FILIPINO 523 523 0 0.000

IBANK TRUST 98-TA-806 FILIPINO 523 523 0 0.000

JESSAMINE P JIMENEZ FILIPINO 523 523 0 0.000

AIDA L LAPEZ FILIPINO 523 523 0 0.000

JOCELYN D LIM FILIPINO 523 523 0 0.000

ROSEMARIE C LOYOLA FILIPINO 523 523 0 0.000

CECILIA W LU FILIPINO 523 523 0 0.000

ROGELIO UMALI MARASIGAN FILIPINO 523 523 0 0.000

MINA F. MARTINEZ FILIPINO 523 523 0 0.000

MARILYN ABERILLA MAYORALGO FILIPINO 523 523 0 0.000

ELLA T MELGAR FILIPINO 523 523 0 0.000

MARIA TERESA J MEMPIN FILIPINO 523 523 0 0.000

JULIE M MITERIA FILIPINO 523 523 0 0.000

JULIE M MITERIA FILIPINO 523 523 0 0.000

EDUARDO SAENZ MORATO FILIPINO 523 523 0 0.000

LIEZLE A. NAMOCO FILIPINO 523 523 0 0.000

ARTURO S OGENA FILIPINO 523 523 0 0.000

DULCE MARIA SAN BUENAV OLIVA FILIPINO 523 523 0 0.000

OLIVE GO ONG FILIPINO 523 523 0 0.000

STEPHEN L ONG FILIPINO 523 523 0 0.000

MA. LUCILA P PUNO FILIPINO 523 523 0 0.000

MARIA FLORENCE C QUITIQUIT FILIPINO 523 523 0 0.000

EDEN T SENEN FILIPINO 523 523 0 0.000

MILDRED V TAGUINOD FILIPINO 523 523 0 0.000

PEARLIE ANN S TAN FILIPINO 523 523 0 0.000

WILSON L TAN FILIPINO 523 523 0 0.000

YOLANDA U YAP FILIPINO 523 523 0 0.000

SHERWIN GO YOUNG FILIPINO 523 523 0 0.000

ERLINDA MIRANDA YRUMA FILIPINO 523 523 0 0.000

CRISTINA M LINSANGAN-FISCHEDER FILIPINO 522 522 0 0.000

VIOLETA C. VIRAY FILIPINO 522 522 0 0.000

RICHARD SINFUEGO FILIPINO 509 509 0 0.000

FRANCLU TAN CHUA AND OR CASSANDRA MAE

YAO ANG

FILIPINO 500 500 0 0.000

Page 8: PHILIPPINE DEALING & EXCHANGE CORP.sminvestments.com/sites/default/files/reports/SMIC - Top...July 11, 2016 PHILIPPINE DEALING & EXCHANGE CORP. 37/F, Tower 1, The Enterprise Center

COMPANY NAME : Page 7SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of June 30, 2016

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)STOCKHOLDER'S NAME TOTAL NATIONALITY

PILAR BERNADETTE CAGUIOA MARQUEZ FILIPINO 500 500 0 0.000

MISCHEL GABRIELLE E. OCIER AND OR JUAN

CARLO N. MENDOZA

FILIPINO 500 500 0 0.000

YANG YAN CHINESE 500 500 0 0.000

CESAR A. RUBIO FILIPINO 483 483 0 0.000

JOSE G SANTOS FILIPINO 470 470 0 0.000

RONNIE S GO CHINESE 457 457 0 0.000

NELSON P LIM FILIPINO 444 444 0 0.000

GERARD T SO FILIPINO 400 400 0 0.000

RODERICK C ABAD FILIPINO 392 392 0 0.000

MARY S ANG FILIPINO 392 392 0 0.000

FRANCISCO E ATAYDE &/OR CARMEN LINDA M. FILIPINO 392 392 0 0.000

MARISSA D BULING FILIPINO 392 392 0 0.000

LAILING S CASTILLO FILIPINO 392 392 0 0.000

SUSAN YU CHAN FILIPINO 392 392 0 0.000

REGINA ROXANNE K DYCAICO FILIPINO 392 392 0 0.000

EDMUNDO M GALANG FILIPINO 392 392 0 0.000

ARTHUR THOMAS T LIBROJO &/OR LOLITA C.

LIBROJO

FILIPINO 392 392 0 0.000

REYNALDO P LIM FILIPINO 392 392 0 0.000

EDUARDO SAENZ MORATO FILIPINO 392 392 0 0.000

WILLIAMSON C NOCOM FILIPINO 392 392 0 0.000

ALBERTO H. PESAYCO JR. FILIPINO 392 392 0 0.000

GEORGE CRUZ PILE FILIPINO 392 392 0 0.000

JOSEPH P. RANCHEZ FILIPINO 392 392 0 0.000

DOREEN T ROJO FILIPINO 392 392 0 0.000

SUZANNA R ROLDAN FILIPINO 392 392 0 0.000

EVANGELINE C. SANTIAGO FILIPINO 392 392 0 0.000

FELIPE B. SANTIAGO FILIPINO 392 392 0 0.000

ANNA LISA C SEE FILIPINO 392 392 0 0.000

ANA MARIA C. SISON FILIPINO 392 392 0 0.000

MINA Y SY FILIPINO 392 392 0 0.000

ANA LIZA C. TAN FILIPINO 392 392 0 0.000

ANICIA G TAN FILIPINO 392 392 0 0.000

JUDY S TAN FILIPINO 392 392 0 0.000

ROSALINDA C TAN FILIPINO 392 392 0 0.000

SAMUEL TAN FILIPINO 392 392 0 0.000

ANNA LIZA S TEE FILIPINO 392 392 0 0.000

ANGELA B YLAGAN FILIPINO 392 392 0 0.000

ELADIO N YLAGAN FILIPINO 392 392 0 0.000

CECILE INGUSAN YOUNG FILIPINO 392 392 0 0.000

JONATHAN C. YU FILIPINO 392 392 0 0.000

BENJAMIN S. C. MAYOR &/OR TERESA FILIPINO 385 385 0 0.000

PAULO JR E CAMPOS FILIPINO 375 375 0 0.000

ANGELO FRANCISCO MA. G. CAPISTRANO &/OR

KRISTINA ASUNCION M. STO. DOMINGO

FILIPINO 375 375 0 0.000

ERIC THOMAS DY DEE AND/OR TAN SIAU HUAN FILIPINO 375 375 0 0.000

DAVID SHENG HSU &/OR FIDES SAGRARIO S.

GARCIA

AMERICAN 375 375 0 0.000

Page 9: PHILIPPINE DEALING & EXCHANGE CORP.sminvestments.com/sites/default/files/reports/SMIC - Top...July 11, 2016 PHILIPPINE DEALING & EXCHANGE CORP. 37/F, Tower 1, The Enterprise Center

COMPANY NAME : Page 8SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of June 30, 2016

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)STOCKHOLDER'S NAME TOTAL NATIONALITY

DIEGO JUAN ELPIDIO C. IBANEZ FILIPINO 375 375 0 0.000

MA. ISABELA C. IBANEZ FILIPINO 375 375 0 0.000

SEBASTIAN C. IBANEZ FILIPINO 375 375 0 0.000

SANTIAGO J RANADA JR / EVELYN FILIPINO 375 375 0 0.000

EMELY K TENG FILIPINO 375 375 0 0.000

VICTOR CONSTANTINO B. VILLAVICENCIO

&/OR MAZIE LYNN M. PO

FILIPINO 375 375 0 0.000

NIDA A ISLETA FILIPINO 340 340 0 0.000

CARMELYN YU BOLUS FILIPINO 327 327 0 0.000

WILLIAM MARTIN L. CU UNJIENG FILIPINO 327 327 0 0.000

BILLIE T HAO CHINESE 327 327 0 0.000

MARIA FELISA J TENIDO FILIPINO 327 327 0 0.000

VIRGINIA YU UY FILIPINO 327 327 0 0.000

ARIEL I. VICTORIA FILIPINO 327 327 0 0.000

YOLANDA U YAP FILIPINO 327 327 0 0.000

RAUL B. QUIZON FILIPINO 325 325 0 0.000

LEONARDO D DEL ROSARIO FILIPINO 314 314 0 0.000

BETTY G LIM FILIPINO 314 314 0 0.000

TERESITA C SEE OTHERS 314 314 0 0.000

ANTONIO M. OSTREA FILIPINO 313 313 0 0.000

DWIGHT M. CADELINIA JR. &/OR MARIANNE

CAMILLE C. SY

FILIPINO 300 300 0 0.000

EDUARDO MARTIN L. CHUA &/OR VANESSA

JOAN C. CHAN

FILIPINO 300 300 0 0.000

SYLVIA MICHAELA SYJUCO TANTUICO OR

ROYCE TIU ANG

FILIPINO 300 300 0 0.000

TERESITA R TEO FILIPINO 300 300 0 0.000

CHRISTOPHER JOHN A. TIU &/OR CLARISSE

ONG

FILIPINO 300 300 0 0.000

RAJAN ASHOK UTTAMCHANDANI &/OR RESHAM

NARESH MIRANI

FILIPINO 300 300 0 0.000

JOSE E PADILLA FILIPINO 288 288 0 0.000

DEBBIE D PULIDO FILIPINO 268 268 0 0.000

ROLANDO B MACATULAD FILIPINO 264 264 0 0.000

GRAND TOTAL 802,970,989 0 802,970,989

THIS IS A COMPUTER GENERATED REPORT AND IF ISSUED WITHOUT ALTERATION, DOES NOT REQUIRE ANY SIGNATURE.

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