PCT/MIA/17 Rev.manuals.ipaustralia.gov.au/patents/patent_searching/WIPO... · Web viewThe patent...

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E DATE: DECEMBER 1, 2015 WIPO CENTRALIZED ACCESS TO SEARCH AND EXAMINATION (CASE) A GUIDE TO USING THE WIPO CASE WEB PORTAL REVISION HISTORY Revisi on Date Comments 1.0 30/05/20 13 Initial creation. 1.1 10/12/20 13 Screenshots update based on WIPO CASE release 2.2. 1.2 24/12/20 13 Updated to include comments by IPA: - reference to updated list of participating Offices - citations related screenshots - added annex with an example of simple search - updated list of available document types 1.3 17/10/20 14 Updated to include Annex 2-4 Updated based on CN and IL participation in WIPO CASE 2.0 23/03/20 15 Updated with screenshots of the new portal UI. 2.1 01/12/20 15 Updated with KR, US data and some upgrades of portal UI.

Transcript of PCT/MIA/17 Rev.manuals.ipaustralia.gov.au/patents/patent_searching/WIPO... · Web viewThe patent...

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E

DATE: DECEMBER 1, 2015

WIPO CENTRALIZED ACCESS TO SEARCH AND EXAMINATION (CASE)

A GUIDE TO USING THE WIPO CASE WEB PORTAL

REVISION HISTORY

Revision Date Comments

1.0 30/05/2013 Initial creation.

1.1 10/12/2013 Screenshots update based on WIPO CASE release 2.2.

1.2 24/12/2013 Updated to include comments by IPA: - reference to updated list of participating Offices

- citations related screenshots - added annex with an example of simple search - updated list of available document types

1.3 17/10/2014 Updated to include Annex 2-4Updated based on CN and IL participation in WIPO CASE

2.0 23/03/2015 Updated with screenshots of the new portal UI.

2.1 01/12/2015 Updated with KR, US data and some upgrades of portal UI.

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WIPO CASE 3.0 – User Guide, Revision 2.1page 2

Table of content

Overview...................................................................................................................................3

Accessing the Portal.................................................................................................................3

Creation of User Accounts.....................................................................................................4

Roles and Access Rights.......................................................................................................4

Functions of WIPO CASE 3.0...................................................................................................6

Patent Family Search..............................................................................................................6

To perform a search................................................................................................................8

Extended Family (Timelines View).......................................................................................8

Extended Family (Tabular View)........................................................................................10

Simple Family (Timelines and Tabular View)..................................................................10

To view the patent details...................................................................................................11

Maximize & Restore..............................................................................................................13

To view patent documents...................................................................................................14

To compare documents........................................................................................................15

Translation.............................................................................................................................. 16

Citations Details.....................................................................................................................17

To view the tree structure....................................................................................................19

Notification List...................................................................................................................... 19

ANNEXE 1..............................................................................................................................21

ANNEXE 2..............................................................................................................................22

ANNEXE 3..............................................................................................................................26

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WIPO CASE 3.0 – User Guide, Revision 2.1page 3

OVERVIEW

WIPO – Centralized Access to Search and Examination (WIPO-CASE) provides a platform to share information regarding search and examination reports among participating national IP offices.

This system was initially developed by the International Bureau in response to a request from the Vancouver Group offices (the patent offices of Australia, Canada and the UK). Based on their requirements, an initial system was deployed in 2011. The system was further enhanced during 2012 to offer direct data exchange through web services.

The objective of this application is to improve the efficiency and quality of the Search and Examination process at national patent offices. Time taken for search and examination work can be reduced by referring to information on search results and examiner’s opinions from other offices. The patent office can carry out further search and/or examination work after analyzing existing information of any equivalent filing at another participating office.

As of December, 2015, nineteen participating offices and International Bureau (IB) are involved in information sharing using the WIPO CASE System. Of those, five are active providing offices:

1. Australia (AU) 2. Canada (CA) 3. China (CN).4. Israel (IL) 5. Japan (JP)6. Republic of Korea (KR)7. United Kingdom (GB) 8. United States of America (US)9. IB (PCT)

Furthermore, the WIPO CASE is connected to One Portal Dossier operated by IP5 offices, and can search and obtain examination documents of JP, KR and US.

The list of participating Offices will be updated and published on the WIPO CASE web site at the URL http://www.wipo.int/case/en/.

This document describes the latest functionality of WIPO CASE portal for helping users to get to know how to retrieve and obtain search and examination information.

ACCESSING THE PORTAL

Access to WIPO-CASE requires a WIPO online account which is provided via a generic WIPO account management system (see https://pct.wipo.int/wipoaccounts/usercenter/public/register.jsf). There are two types of WIPO accounts: standard user accounts for general public which are required for accessing some of the new WIPO online services such as ePCT and office user accounts which are created for users of national IP Offices to use office related online services such as RO/ISA features in ePCT and WIPO-CASE.

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WIPO CASE 3.0 – User Guide, Revision 2.1page 4

Creation of User Accounts

Creation of office user accounts is a three stage process and it requires two step approval actions:

- Creation of new office user account is initiated by the first office admin user using the WIPO online portal http://pct.wipo.int/wipoaccounts/office (e.g. WIPO colleagues who are responsible for operating the requested service or contact points of national Offices who are nominated as ‘office admin’. Access to office admin services requires a stronger authentication method using RSA tokens (WIPO will send nominative RSA tokens to the office contact points upon requests).

- An automatic e-mail will immediately be sent from [email protected] to the office account holder giving a link to a page allowing him/her to set the password (please make sure that your office’s email system does not consider this incoming email as spam). The following is an example of the email content:

- Finally the second office admin user (similar profile as in stage one) would confirm the account creation and grant access to WIPO-CASE.

Based on special arrangement with individual IP Office, WIPO may take the two step actions as office admin.

Roles and Access Rights

Office user login is based on username and password authentication. Some restricted functionality requires a strong authentication method by digital certificate as office administrator user.

The following table describes the various roles and their rights.

RoleFunction Administrator Office UsersSearch and view patent details Adding notifications for the applications

Document Security NAGenerate Report NAUpload Documents NA

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WIPO CASE 3.0 – User Guide, Revision 2.1page 5

GRAPHIC INTERFACEThis section presents the screens that the examiner will see when he uses the service.The following diagram depicts the core services and its sub functions through the system navigation map. Each function will be described in the following subsections.

Login

Patent Family

User Guide

ViewUsers Notifications

Search

Data Coverage Statistics

Bibliographic Data

Simple & Extended Search

Document List

Document Content

Notifications

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WIPO CASE 3.0 – User Guide, Revision 2.1page 6

FUNCTIONS OF WIPO CASE 3.0

To sign in to the portal1. Open a Web browser and enter the URL https://www3.wipo.int/caseportal. The Home page is

displayed and requests the credentials.2. Enter your Username and Password in the respective fields, and you can log on the new WIPO-

CASE portal.

3. Click Sign in. The Search page is displayed.

4. Click the Sign out displayed at the upper-right of the page to log out of the portal. The Login page is displayed when you log out.

Note: If the username and password are wrong, the Invalid login message is displayed

If username and password exist in the database, but the country is not the participant country of CASE, then Access Denied message is displayed.

If username and password are correct and the country is the participating office for CASE, only then the Successful login message is displayed.

Reference:

This is a few sample application numbers which can be used for your search.

AU AU2011202229 PCT/AU2013/001332CA CA2602664 PCT/CA2013/000980CN CN201010134080.1 PCT/CN2009/072233GB GB0914123.5 PCT/GB2013/000512IL IL224004 PCT/IL2011/000212JP JP2008018700 PCT/JP2008/001083KR KR1020130074261 PCT/KR2013/005684US US12/604,213 PCT/US2013/052226

Patent Family SearchYou can search the patent family for the patents and can view the bibliographic data along with documents like specifications, Examination reports, and so on.

There are two types of patent family search:

Extended Search - A user can view all sets of patent applications inter-related by either priority claims or PCT national phase entries, normally containing the same subject matter. Patent Family is formed based on relation with Priority Claims.

Simple Search : A user can find related priority applications by "one level backward and then one level forward" in the patent family tree (see annex).

Note:

It is possible to search in WIPO CASE by publication number.

The application number for Australia is AU followed by 10 digits. AU publication number and application number have the same serial number for patent application (e.g. AU2011202229).

The application number for Canada is CA which is the two digit country code, followed by 7 digits. CA publication number and application number have the same serial number for patent application (e.g. CA2645707).

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WIPO CASE 3.0 – User Guide, Revision 2.1page 7

The application number for China is CN followed by 4 digit year and 9 numeric digits (e.g. CN2011800236860, CN2010101340801). CN publication number has a 9 digit format (e.g. CN102970894)

The application number for United Kingdom is GB, which is the two digit country code, followed by 7 digits, followed by a dot and 1 digit (e.g. GB0804201.2). Publication numbers for GB application are in the format of GB2nnnnnn (e.g. GB2443592)

The application number for Israel is IL followed by 6 digits. IL publication number and application number have the same serial number for patent application (e.g. IL202200)

The application and publication number for Japan is JP followed by formats as indicated below:

Year Application Number Publication Number1990.12 - 1999.12 h(h)-nnnnnn h(h)nnnnnn (Heisei 2.12-Heisei 11.12)

(example) 5-000001 5000001

(example) 10-100001 10100001

2000.1 – ccyynnnnnn(Heisei 12.1-) (example) 2000000001

(example) 2000100001Note: The “h(h)” is based on Japanese era, Heisei. For example, the year “1990” or “1999” in Gregorian calendar corresponds to Heisei “2” or “11” in Japanese era. The number in a parenthesis, i.e. “(h)”, means that it should be omitted when zero. For example, the number “05-000001” should be described as “5-000001”.

The application and publication number for Republic of Korea is KR followed by 2 digit code, 4 digit year and 7 numeric digits (e.g. KR1020130074261).

The application number for United States of America is US followed by 2 digits as series code and 6 digits as serial number (e.g. US12/604213). You can use “/” to divide series code and serial number.

The application number for PCT is “PCT/” followed by the country code (two digits) of the country where the application was filed, and 10 digits divided by “/”. (e.g. PCT/US2013/071150)

The publication number is WO followed by 10 digits divided by “/”. (e.g.WO2014/081006)

For further details with formats of application numbers and priority application numbers, please refer to the document prepared by CWS ST.10c Task force: http://www.wipo.int/export/sites/www/standards/en/pdf/03-13-01.pdfhttp://www.wipo.int/export/sites/www/standards/en/pdf/07-02-06.pdf

As of December 2015, the patent family service covers application and priority numbers of AU, CA, CN, GB, ID, IL, JP, KR, WO, MY, PH, SG, US and VN.

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WIPO CASE 3.0 – User Guide, Revision 2.1page 8

To perform a search1. Log on to the web portal with appropriate credentials.

2. Select Application Number or Publication Number from Search Type drop-down list.

3. If you select Application Number, enter the two letter country code and the filing number without space characters in the adjacent text box. If you select Publication Number, then enter the two letter country code and the publication number in the text box.

4. When you enter the two letter country, some examples of patent application or publication number will be shown next to the “Simple” button.

5. Click “Extended” or “Simple”, and then “Time Line” tab is displayed. Just pressing enter without clicking any buttons will be processed as “Extended” search.

Extended Family (Timelines View)When selecting “Extended” search”, you can view all sets of patent applications inter-related by either priority claims or PCT national phase entries.

1. Fill out an application number, and click “Extended” or just enter.

2. “Time Line” shows as a result of extended family search in order of time.

When applications have the same application date or priority date, such application numbers are aligned on the same vertical line.

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WIPO CASE 3.0 – User Guide, Revision 2.1page 9

Quick info popup

1. Put a mouse pointer onto application numbers, and Quick info popup is displayed.

2. Quick info popup shows the filing date, priorities, PCT information and the availability of search/Examination results.

Search report indicator

1. The indicator means that the application has the search and/or examination report.

Application data non availability indicator

The indicator means that the application is not available.

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WIPO CASE 3.0 – User Guide, Revision 2.1page 10

Extended Family (Tabular View)Click “Tabular View” tab next to “Time Line”, and then the list of applications will be shown for helping you understand the relevance to each priority application.

Simple Family (Timelines and Tabular View)When selecting “Simple” search, you can view related priority applications by "one level backward and then one level forward" in the patent family tree.

1. Fill out an application number, and click “Simple”.

2. “Time Line” shows the result of simple family search in order of time.

3. Click “Tabular View” tab, and then you can also view the list of applications generated by simple family search in a tabular manner.

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To view the patent detailsWhen you double-click the application number on the timeline or click the acive application number on the tabular view, three window of “Document List”, “Bibliographic Data” and “Citation Data” will be displayed.

“Document List” is selected by default.

Doclist Section

This section shows the list of document title for the selected application.

Press the button when you want to view a document. The PDF document is displayed on the right side of screen.

Regarding the function of download, there are two types of formats: Original and PDF

<Original format>

Click the button , and you can download a document in original format such as TIFF or Word.

Select the check box when you want the multiple download.

<PDF document>

Click the button , and you can download a document in PDF.

Bibliographic Data Section

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WIPO CASE 3.0 – User Guide, Revision 2.1page 12

This section shows bibliographic information for a selected application.

Click the tab “Bibliographic Data”.

Note: The Bibliographic data page displays the publication number, application number, publication

date, applicants, title, priority details, and so on.

When Priority Details have an active linkage, you can click it to view the Bibliographic data of the priority application.

When an application is originated in a PCT application, you will see the relevant PCT information at PCT App No, and so on. You can click the application number to open the new tab showing Document List or else.

In addition, when you click the button , you can also view the PCT application on PATENTSCOPE.

Citation section

This section shows the list of document cited by offices for the selected application. As of December, 2015, the citation data is available for AU, CN, GB, JP, KR and US applications

Click the tab “Citation Data”.

A list of patent literature or non-patent literature cited by office examiners is shown. You can also refer to additional information for some office (currently only AU), i.e. Category, Claim-Ref and Status.

Click the button , when you want to see the citation history.

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WIPO CASE 3.0 – User Guide, Revision 2.1page 13

Each citation may be raised and revised by examiners and changes are made available through a kind of change log. At the moment, this information is provided by AU.

Tick the box and click the “Copy”. The window of citation information is displayed and you can easily copy them.

Click the button next to cited document.

And then the new window of PATENTSCOPE is generated to show the detailed information like bibliographic data and Claims.

Even though non-English documents are cited, several translation utilities on PATENTSCOPE help you understand their contents.

In addition, you can click linked numbers of cited document, and then the new tab shows a result of patent family search.

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WIPO CASE 3.0 – User Guide, Revision 2.1page 14

To view patent documentsYou can see the more effectively utilize the viewing area of the application.

1. Navigate to “Document List” page.

2. Click the button shown next to the selected Document Name.

3. The document is displayed on the right side of the screen in PDF.

To download multiple documents:1. Select the check boxes for documents that you want to download.

2. Click or on the upper bar, and you can download multiple files.

3. You can also select all the files by selecting the check box as indicated below.

1

2

3

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WIPO CASE 3.0 – User Guide, Revision 2.1page 15

To compare documentsYou can compare documents side by side at the “Compare View” window.

1. Click the button in the document list, and confirm the button changed to .

2. Press the button “Compare”, and call up the “Compare View” window.

3. Choose documents you want to compare from “Document” drop-down list, where the titles of documents you clicked are sited.

4. You can change configuration to compare up to four documents together on a screen. For more information, take a look at “User Preference”.

5. Click “Manage List”, and you can remove selected document lists partially or fully.

6. When you want to leave the comparison view, click the button “Close” or “Clear and Close”.

2

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1 2

WIPO CASE 3.0 – User Guide, Revision 2.1page 16

TranslationNon-English documents can be machine-translated by using google online service.

1. Press the button , when you want to see the machine translated document.

2. Select the language at google translate bar, and then the document will be translated.

In addition, some offices (e.g. CN, JP or KR) provide both original and translated documents in English.

They are indexed by “ORIGINAL” and “TRANSLATED”. The translation is implemented by their own MT engines.

Example (CN)

Example (JP)

Example (KR)

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2

1

WIPO CASE 3.0 – User Guide, Revision 2.1page 17

Family CitationsCitations related to whole applications grouped in the same patent family are shown in a summarized manner.

1. Click the tab “Family Citations”, and then all citations listed in the same patent family are displayed.

2. The numerical indicator like means the number of citations in the patent family.

Users PreferencePreference function allows you to change a configuration for more convenience.

1. Click “Preferences” on the first page of portal.

2. A window of “User Preferences” is popped up, offering two types of preferences:

- Default Search Type; and

- Compare Documents Panels.

3. By ticking any items and clicking “save”, the configuration is reflected by default.

Maximize & RestoreYou can effectively utilize the viewing area of the application.

1. Click “Maximize”.

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WIPO CASE 3.0 – User Guide, Revision 2.1page 18

2. The WIPO Banner is disappeared, and the viewing area broadens.

You can also click the icon to change a size of windows.

3. Click “Restore”, and then area becomes a normal size.

To view the tree structure1. Perform an extended search. The patent family is displayed.

Click “View Tree”, and the patent tree is displayed.

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WIPO CASE 3.0 – User Guide, Revision 2.1page 19

This page displays all the links.

Notification ListThe office administrator users and the office users can set notifications, that is, the users receive an e-mail notification for the added applications. The office users can add multiple applications to their notification list for future reference, and can remove applications from the notifications list.

When a document is added to an application or deleted from an application, all the users who have added the application to their notification list receive an e-mail.

Currently, this function is only used for applications of AU, CA, GB and IL.

1. Click “Subscribe” or “Family Subscribe.”

2. Select “Yes”, when the confirmation dialogue pops up. The color of the button changes when the process is successful.

3. When you want to remove the notification, click “Subscribe” or “Family Subscribe”. The confirmation of unsubscribing pops up as well, and just click “Yes.”

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4. Click “Notification” on the top of the screen, when you need to manage the notification list.

In this list, you can edit the record to extend notification to the family or delete it.

5. Click “Users Notifications” on the top of the screen, when you need to see previous notifications from WIPO.

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WIPO CASE 3.0 – User Guide, Revision 2.1page 21

ANNEXE 1

Family Search in WIPO CASE

An application may claim priority to one or many earlier application and may be claimed as a priority application by other later applications. Simple search in WIPO-CASE finds all related priority applications by "one level backward and then one level forward" in the patent family tree. This is related differently from the possible definitions provided by the EPO (see http://www.epo.org/searching/essentials/patent-families/definitions.html).

Let's consider the following applications and related priority applications. In this example, P1, P2 and P3 do not have prioirities:

Application Priorities

A1 P1

A2 P1 P2

A3 P1 P2

A4 P2 P3

A5 P3

A6 A1

A7 A5 A6

By using different application numbers as simple search criteria, possible results are listed:

Input search number: P1 -> simple search result P1

Input search number: P2 -> simple search result P2

Input search number: A1 -> simple search result (A1, P1, A2, A3)

Input search number: A6 -> simple search result (A6, A1), because there is no direct link that claims A1 as priority

Input search number: A2 -> simple search result (A2, P1, P2, A1, A3, A4)

Input search number: A3 -> simple search result (A3, P1, P2, A1, A2, A4)

Input search number: A4 -> simple search result (A4, P2, P3, A2, A3, A5)

Input search number: A5 -> simple search result (A5, P3, A4)

Input search number: A7 -> simple search result (A7, A5, A6 ), because there is no direct link that claims A5 or A6 as priority

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ANNEXE 2

Document List of WIPO CASE (1)Office Since April 2012 2014

AU CA GB IB CN

Applications published since

2006 2008 2006 1978

Published applications that are filed on and after

Feb 10, 2010

Specification Description

Claim

Abstract

Drawing

Gene Sequence

Amendment1

Description

Claim

Abstract

Drawing

A Spec

B Spec front page

Description

Claims

Amended Claims

Claims – amended prepublication

Published International Application

Invention Publication

Announcement of Revised Invention

Incoming Documents

Amendment

Reissue

Examination Reinstatement

Extension of Time for Examination

Amendment After Allowance

Protest/Prior Art

Disclaimer

Final Action - Response

Re-examination Request Filed

Priority Document

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WIPO CASE 3.0 – User Guide, Revision 2.1page 1

Int. Preliminary Examination Report

Response to Reissue Board letter

Re-examination request filed. Small Entity Decl.

Outgoing Documents

Search Results

Corro Out2

Exam Corro3

R29 Examiner Requisition

R30 (2) Examiner Requisition

Request for Correction to Amendment

Final Action

Acknowledgement of Rejection of Amendment

Acknowledgement of Acceptance of Amendment

Re-examination Refused

Commissioner's Decision

Commissioner's Refusal Letter

R89 Examiner Requisition

R143 Examiner Requisition

R104 Examiner Requisition

PAB Letter

Search Report

Exam Report – search stage

Exam Report – major issues at search stage

Exam Opinion – search stage

International Search Report

International Preliminary Report on Patentability

Chapter I, II

(all documents published in

PATENTSCOPE).

First Office Action

First Office Action (PCT)

Nth Office Action

Notification to Grant Patent Right for Invention

Notification to Grant Patent Right for Invention (PCT)

Notification of rectification for notification to Grant Patent Right for

Invention

Notification of rectification for notification to Grant Patent Right for

Invention (PCT)

First search

Supplementary search

1: Includes attorney response/arguments and Statement of Proposed Amendments if filed in response to, or in anticipation of, an Examination Report.

2: “Corro Out” covers Article 15(5) Search Report, Preliminary Search and Opinion (PSO), Re-examination Report and Notice of Acceptance.

3: “Exam Corro” covers Examination Report, Modified Examination Report and Amendment Report.

4: Only in the field of green technology & for the applications under the expedite examination

Document List of WIPO CASE (2)Office March 25, 2014 2014 2015 2015

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WIPO CASE 3.0 – User Guide, Revision 2.1page 2

JP IL US KR

Applications published

since

Published applications that are filed on and after

Dec 1, 1990 Jan 1, 2010 Jan 1, 2003 Jan 1, 1999

Specification Description

Claim

Drawings

Abstract

Sequence Listing

Description

Claims

Drawings

Sequence Listing

Specification

Claims

Drawings

Abstract

Description

Claims

Drawings

Abstract

Incoming Documents

Written Argument

Written Amendment

Response to Election/Restriction

Applicant Arguments/Remarks

Claims

Amendment/Request for Reconsideration

Information Disclosures

Written Opinion

Written Amendment

Outgoing Documents

Notification of Reason for Refusal

Decision of Refusal

Decision to Grant a Patent

Report of Reconsideration by Examiner before Appeal

Article 15(5) Search Report

Examination Report

Notice of Allowance

Search Strategy4

Requirement for Restriction/Election

Search History

Non-Final Rejection

Final Rejection

Notification of Reasons for Refusal

Decision of Refusal

Decision to Grant a Patent

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Decision to Decline the Amendment Notice of Allowance

Notice of Abandonment

Interview Summary

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ANNEXE 3

How to use WIPO CASE for your examinationAs patent system and procedure vary amongst patent offices, you can choose any methodologies of using the WIPO CASE suitable for your examination.

Here is one generalized example for reference.

1. You enter your own application number, which you are examining, and click “Extended” or “Simple”.

Then, a patent family search returns “Time Line” of other offices’ applications.

[How to know if applications have search/examination reports]

You can briefly see the icon to check whether patent families have search/examination reports.

[How to find relevant applications for your examination]

If your application is at the stage of a national phase entry, PCT application is so relevant to your application that an ISR or IPRP would be quite useful. In addition, other applications at the stage of its national phase entry would also be relevant to your application.

In the case of Paris Convention route, you see the information of priorities of your examining application and check other applications which have the same ones. They are usually relevant to your application, but you may compare a similarity of claims. Search/examination reports for applications with the closest claims will be more useful.

You can briefly understand necessary information like priorities or PCT application, by looking at “Quick info popup” below:

Key in an application number you are examining.

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[How to do when a search result isn’t returned]

You directly enter other office’s application numbers to which your application claims the priority, or enter PCT application number related to yours.

2. Select one of applications you are interested in, and then you see “Document List”.

“Document List” helps you understand the prosecution history about the application.

3. Click each document to view its contents, and obtain detailed information for your examination.

As offices use their own document types, refer to ANNEXE 2 to know main documents of each office.

[Which documents should been seen]

All documents are valuable, and especially, outgoing documents, which are drafted by examiners, are more important. It is because they show relevant prior arts and explain why applications should be patented or refused.

Through the process of understanding examiners’ thoughts and decisions, you can effectively utilize the search/examination reports.

[How to read non English documents]

Refer to “Translation” at page 16.

4. Once you understand search/examination reports of one office, you can also explore the search for other offices’ reports and collect additional input to your examination.

After collecting relevant reports, you will compare and analyze to see which information should be referred. For the comparison, you select documents at “Document List” to forward to “Document Comparison View”. On the view mode, you can choose document titles you want to compare and show it side by side.

[Why cited documents sometimes differ among examiners]

Basically examiners have established their own examination method based on their experiences or infrastructure or else. All factors which surround examiners will cause the differences of search results and citations.

On the other hand, there could be some reasons resulting in these situations.

PCT provides the search report along with the examiner’s comment in the document such as “International Preliminary Report on Patentability Chapter I.”

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One reason is the difference of claims among applications. Applicants sometimes add some technical features to original claims during period of priority. You can investigate a difference through the process of comparison with claims of each office.

Another reason is a difference of patent family. Examiners usually tend to cite documents written in their mother tongues, which mean that there could be no substantive differences among citations. The WIPO CASE offers the useful utility by which users can search for patent family of citations.

[Citation section]

[Result of family search]

[How to read contents of citations]

The WIPO CASE supports the link to the PATENTSCOPE. You can see full documents by clicking the button to open a window of the PATENTSCOPE.

5. When searching for patent family, you sometimes turn out that there are no search/examination reports due to a time lag of examination. Or, you sometimes have some other applications, which you want to keep tracking their results. For these cases, you use “Notification” service to automatically receive a message of status change about designated applications.

For more information, refer to “Notification” at page 19.

Click on a hyperlink of citation to search for patent family.

The result is returned to show other patent family applications.The result is returned to show other patent family applications.