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Patents-Prince Sattam Bin Abdulaziz University 1
Patents: What you should know
Dr. Mazen Alshaaer1/11/2015
Prince Sattam bin Abdulaziz University
Outlines
• IP rights• Inventions• Patent• Utility models• Innovation process
Patents-Prince Sattam Bin Abdulaziz University 2
Types of Intellectual Property
• Patents• Copyrights• Trademarks• Trade Secrets
IP in Summary
Law Covers Registration Duration
Patent Technical Yes 20 years
Utility Model Technical Yes 10 years
Design Look Yes/No 5 x 5 years
TrademarkBrand name of
product or service
Yes/No10 years x for
ever
CopyrightArtistic and
literary works/software
Nolife + 70 years
thereafterPatents-Prince Sattam Bin Abdulaziz University 4
What is a Patent?
You can say it is:• An agreement between the
inventor and society
Alternative definition (legal):• A patent is an exclusive right to
commercially exploit the invention in this country. Protection up to 20 years
• Forbid others commercially to:• produce, sell, work, use, • import, possess the invention
Patents-Prince Sattam Bin Abdulaziz University 5
Criteria – Legal Standards• Novelty
• Does not exist in the prior art• Not previously disclosed to public• OK if Modification/Improvement of an existing product/process, or use of something “old” in new/different way
• Usefulness - Utility - Performs a useful function• Non-obviousness
• Non-trivial - It would not have been obvious to one skilled in the art to combine multiple items in the public domain to arrive at or show the invention • Not Engineer’s normal sense of “obviousness”!
• Enabled
6
Why patent?
To• provide insurance for one’s invention and investments in
developing technology• prevent others from patenting the invention and secure
one’s place in the market• attract investors for further development, and to hold on to
current investors• sell the patent rights in the future as a single commodity or
business• marketing value
Patents-Prince Sattam Bin Abdulaziz University 7
Why do we want people to eventually use our inventions?
Someone may make your invention even better!
1) Set a goal, dream, imagine!
2) Write it down!
3) Experiment, develop, modify and construct your invention.
4) It’s a SECRET!
So...how do you “invent”?
Who is an Inventor?
• A person who alone or in conjunction with others makes a material contribution to the conception of an invention (conceived the idea)
• A person who reduces the conception to practice if it requires extraordinary skill
• Non-Inventors: • Persons who implement the ideas of others• Persons who have obtained the entire idea of an
invention from another are not inventors• Persons who suggest concepts without contributing to
the means for carrying out the suggestion (“Wouldn’t it be nice if….”)
10
What can be patented?• “Everything under the sun made by man.”
• Products: things• Processes: ways to make things• Methods: ways to do things• Improvements: better things
• Defined Classes• Article of Manufacture• Machine• Composition• Process
• Some more:• Business Methods • Services • Software
11
What Is Not Patentable
• Laws of nature (wind, gravity)
• Physical phenomena (sand, water)
• Abstract ideas (mathematics, a philosophy)
• Anything not useful, Novel and Non-Obvious (perpetual motion machine)
• Inventions which are offensive to public morality or designed for an illegal activity
12
Contrary to moral standards?
Patents-Prince Sattam Bin Abdulaziz University 13
Inventions are often concerned with every-day problems or “trends”
Patents-Prince Sattam Bin Abdulaziz University 14
The patentable invention must be:
• Capable of industrial application
• New / Novelty
• Significantly different from that which is already known
Patents-Prince Sattam Bin Abdulaziz University 15
Industrial application
• The invention must have at least one practical purpose and must be reproducible
• There is no evaluation of quality or economical factors!
• Only the technical qualities are relevant
Patents-Prince Sattam Bin Abdulaziz University 16
Novelty
• Novelty: An objective, global demand
• New in relation to that which is known prior to the date of filing the application
• Known = general availability through the written word, spoken word (lectures, etc.), usage, etc.
• Disclosure agreement
Patents-Prince Sattam Bin Abdulaziz University 17
What are the Parts of a Patent?
• Abstract• Background of the Invention • Summary of the Invention• Figures with brief descriptions• Detailed description or
“specification”• Fully discloses what the invention is• How it is made?• How it can be used?
• Claim(s): sets the legal boundaries of protection
• Independent• Dependent
Types of Patents
Type Is for Term
Utility Function, use
20 years
Design Appearance 14 years
Plant Reproduced 20 years
19
DISCLOSURE INITIALPUBLICATION
RE-EVALUATION RE-EVALUATIONRE-EVALUATION
Overview of Pathway to Commercialization
FILE PROVISIONAL
APPLICATION (~$10k)
EVALUATION
3 MONTHS
FILE PCT(~$25K)
PCTPUBLICATION
8 MONTHS
12 MONTHS 6 MONTHS 12 MONTHS
ENTER NATIONAL PHASE & PROSECUTION (~$20k)
RARELY GET THIS FAR
W/O LICENSEE
PATENTABILITY &MARKETING EVALUATION
MARKETING/SEARCH FOR LICENSEE
GENERATE NCD
ADDITIONAL PUBLICATIONS W/INTERESTING ANIMAL DATA,
PROTOTYPING, FURTHERCOMMERCIALIZATION
The Patent Process
04/21/23 21
Allowance
Invention:
Patents-Prince Sattam Bin Abdulaziz University 22
Documents found:
Patents-Prince Sattam Bin Abdulaziz University 23
Invention:
Patents-Prince Sattam Bin Abdulaziz University 24
Documents found:
Patents-Prince Sattam Bin Abdulaziz University 25
In
vent
ive
step
?
What are the chances of obtaining a patent?
Source: AUTM 2006 survey
Royalty Income to US Academic Institutions
$0
$200
$400
$600
$800
$1,000
$1,200
$1,400
$1,600
1980 1985 1990 1995 2000
Ro
ya
lty
Inc
om
e (
$ m
illio
n)
How much money can be generated by a patent license?
Source: A. Stevens, les Nouvelles, 38, 133-140, September 2003; AUTM Annual Survey
Design Patent Example
28
Utility Model
• The ”Patent-system” for smaller inventions
• Conditions:•Solve a technical problem•New•Inventive step
• Often used for inventions concerning:•Household goods•Hand tools•Furniture
Patents-Prince Sattam Bin Abdulaziz University 29
Why a Utility Model?
• Protects minor inventions excluded from patent protection• Protects inventions where a shorter protection period is
required• Speedy protection• Easy• Cheap
Patents-Prince Sattam Bin Abdulaziz University 30
Utility Patent
04/21/23 31
Utility Patent
04/21/23 32
How old do you have to be?
Recent kids’ inventions
Patent Examiners by Technical Discipline
04/21/23 35
International patent systems
Basic principle:• Patent in each country
The systems:• Patent Cooperation Treaty (PCT)• European Patent Convention (EPC)• Other regional systems (OAPI, ARIPO,
EURASIAN)
Patents-Prince Sattam Bin Abdulaziz University 36
European Patent (EPC)
• Single place of filing
• Single place of
completion
• Single place of
granting
• More economical than
group of countries
Patents-Prince Sattam Bin Abdulaziz University 37
Patent Cooperation Treaty (PCT)
• Single place of filing• International novelty and
patentability search• Finial decision for countries
Patents-Prince Sattam Bin Abdulaziz University 38
Patents-Prince Sattam Bin Abdulaziz University 39
Saudi Patent Office(RO/SA)
• The modified Law of Patents, Layout Designs of Integrated Circuits, Plant Varieties, and Industrial Designs was issued by the Royal Decree No. (M/27) dated 17/7/2004 and was published in the Official Gazette (Om Alqura) in 7/8/2004, and became effective as of 5/9/2004.
• A patent is an exclusive protection document granted for an invention.
• An invention is an idea developed by the inventor that results in a solution of a certain problem in the field of technology.
Patents-Prince Sattam Bin Abdulaziz University 40
Patents-Prince Sattam Bin Abdulaziz University 41
Saudi Patent Office(RO/SA)2013
Patents-Prince Sattam Bin Abdulaziz University 42
•Applications: 928•Granted patents: 233•Rejected: 361•Withdrawn: 344
Consequences of infriging
If you infringe someone else’s patent, you may risk:• Injunction, which means that all your products may be
removed from the market• Destruction of your products • Paying damages to the patent owner• Being given a fine, e.g. the Kodak vs. Polaroid case• Being sentenced to imprisonment (in gross cases)
Patents-Prince Sattam Bin Abdulaziz University 43
Recent Patent Verdicts & SettlementsOr – Why it is really important?
• Alcatel/ Lucent v. Microsoft. - (2007) - $1.5 Billion
• NTP – Settled with RIM for $612M (plus $53M litigation plus verdict)
• Intergraph – over $880M in settlement from patent litigation with Intel, HP and others
• Eolas v. Microsoft (2003). $506M Jury verdict
• Immersion v. Sony (2004). $82M jury verdict plus royalties• increased (2007) to $150M• vibration game controller - Microsoft settlement on $26
• Freedom Wireless v. BCGI (2005) $128 jury verdict
• Finisar v DirectTV (2006). 103M (79+24)Jury verdict plus injunction
• Tivo v. EchoStar (2006). $74M jury verdict plus injunction
• Acacia - $60M in licensing revenue (2004-2006)
• Forgent - $100M in licensing revenue 2004-2006
44
Thank you for your attention!
Patents-Prince Sattam Bin Abdulaziz University 45