Part 1 Chapter Ships General Regulations

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RULES FOR CLASSIFICATION OF DET NORSKE VERITAS Veritasveien 1, N-1322 Høvik, Norway Tel.: +47 67 57 99 00 Fax: +47 67 57 99 11 SHIPS GENERAL REGULATIONS PART 1 CHAPTER 1 GENERAL REGULATIONS JANUARY 2001 CONTENTS PAGE Sec. 1 Classification Principles ............................................................................................................. 5 Sec. 2 Scope of Rules and Class Notations ........................................................................................... 8 Sec. 3 Classification Procedure ........................................................................................................... 13 Sec. 4 Legal Provisions ....................................................................................................................... 19

Transcript of Part 1 Chapter Ships General Regulations

Page 1: Part 1 Chapter Ships General Regulations

RULES FORCLASSIFICATION OF

DET NORSKE VERITAS

Veritasveien 1, N-1322 Høvik, Norway Tel.: +47 67 57 99 00 Fax: +47 67 57 99 11

SHIPS

GENERAL REGULATIONS

PART 1 CHAPTER 1

GENERAL REGULATIONSJANUARY 2001

CONTENTS PAGE

Sec. 1 Classification Principles ............................................................................................................. 5Sec. 2 Scope of Rules and Class Notations........................................................................................... 8Sec. 3 Classification Procedure........................................................................................................... 13Sec. 4 Legal Provisions ....................................................................................................................... 19

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CHANGES IN THE RULES

Comments to the rules may be sent by e-mail to [email protected] subscription orders or information about subscription terms, please use [email protected] information about DNV and the Society's services is found at the Web site http://www.dnv.com

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If any person suffers loss or damage which is proved to have been caused by any negligent act or omission of Det Norske Veritas, then Det Norske Veritas shall pay compensation to such personfor his proved direct loss or damage. However, the compensation shall not exceed an amount equal to ten times the fee charged for the service in question, provided that the maximum compen-sation shall never exceed USD 2 million.In this provision "Det Norske Veritas" shall mean the Foundation Det Norske Veritas as well as all its subsidiaries, directors, officers, employees, agents and any other acting on behalf of DetNorske Veritas.

General

The present edition of the rules includes amendments and additionsdecided by the Board in December 2000, and supersedes the July1999 edition of the same chapter.

The rule changes come into force on 1 July 2001.

This chapter is valid until superseded by a revised chapter. Supple-ments will not be issued except for an updated list of corrections pre-sented in Pt.0 Ch.1 Sec.3. Pt.0 Ch.1 is normally revised in Januaryand July each year.

Revised chapters will be forwarded to all subscribers to the rules.Buyers of reprints are advised to check the updated list of rule chap-ters printed in Pt.0 Ch.1 Sec.1 to ensure that the chapter is current.

Main changes

• Sec.1 Classification Principles

— Table B1 has been amended to indicate that Conditions of Classare automatically made available for flag Administrations.

• Sec.2 Scope of Rules and Class Notations

— A new class notation called Standby Vessels has been added.— A new class notation called Supply Vessel Basic has been

added.— All class notations related to oil production and processing facil-

ities have been deleted as DNV Offshore Service Specificationscover these notations from July 2001.

— DYNPOS and DYNPOS T have been deleted and the defini-tions of AUTS, AUT, AUTR and AUTRO have been amended.

— NAUT C has been deleted and the definitions of W1-OC andW1 have been amended.

— An additional suffix Q has also been included. Q can be suffixedto W1-OC or W1 to denote a successful audit of the qualifica-tions of bridge personnel and operational procedures.

— A new class notation called GAS FUELLED has been included,concerning gas installations on board ships, other than LNG car-riers.

• Sec.3 Classification Procedure

— Sub section A600 has been updated to improve the readabilityand better define the requirements.

— Sub section A900 has been re-titled to read: "Certification of ma-terials, components and systems".

— Item 901 has been updated to improve the readability and betterdefine the requirements.

— Items A902 to A907 have been added to cover:

— design assessment on a case by case basis or type approvalprocedure

— production assessment on a case by case basis or MSA pro-cedure.

— Previous items A902 to A905 have been renumbered A908 toA910 and A912.

— A new item A911 has been added to cover certification of certaincomponents and systems based on internationally recognisedstandards and certification schemes.

— New items A1003 to A1005 have been added to cover the re-quirements for a manufacturer to be accredited to ISO 9002, orequivalent, when it has been agreed, in the MSA, that the major-ity of surveys will be carried out in the absence of a surveyor.

— A new item A1106 has been added to cover type approved prod-ucts for sister ships.

— Item B401 has been amended to include the requirement for workto be carried out by qualified personnel and in compliance withthe applicable rules. A reference has also been given in regard tohull repairs.

Corrections and Clarifications

In addition to the above stated rule amendments, some detected errorshave been corrected, and some clarifications have been made in theexisting rule wording.

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CONTENTS

SEC. 1 CLASSIFICATION PRINCIPLES .................... 5

A. Definitions ..............................................................................5A 100 General ..............................................................................5A 200 Rules .................................................................................5A 300 Audits ................................................................................5

B. The Classification Concept...................................................5B 100 General ..............................................................................5B 200 Entering into force and application of rules......................5B 300 Basis for assignment of class ............................................5B 400 Basis for maintenance of class ..........................................6B 500 Documentation..................................................................6B 600 Disclosure of information .................................................6B 700 Limitation of the Society's responsibility .........................7B 800 Vertical contract audits and audits by National Maritime

Authorities.........................................................................7

SEC. 2 SCOPE OF RULES AND CLASS NOTATIONS ........................................................ 8

A. Scope of Rules........................................................................8A 100 General .............................................................................8A 200 Rule parts ..........................................................................8A 300 Rule particulars .................................................................8

B. Class Notations ......................................................................9B 100 General ..............................................................................9B 200 Construction symbols........................................................9B 300 Main character of class .....................................................9B 400 Service area notations .......................................................9B 500 Other service restrictions ..................................................9B 600 Additional class: Service and type notations ....................9B 700 Additional class: Equipment and systems notations .......11B 800 Additional class: Special features notations....................12B 900 National regulations ........................................................12B 1000 Additional class: NAUTICUS ........................................12

SEC. 3 CLASSIFICATION PROCEDURE ................. 13

A. Assignment of Class ............................................................13A 100 Request for classification ................................................13A 200 Requirements for workshops and yards ..........................13A 300 Requirements for manufacturers .....................................13

A 400 Requirements for suppliers of services...........................13A 500 Requirements for calibration of equipment ....................13A 600 Plan approval ..................................................................13A 700 Survey .............................................................................13A 800 Functional testing............................................................14A 900 Certification of materials, components and systems.......14A 1000 Manufacturing Survey Arrangement ..............................15A 1100 Type approval .................................................................15A 1200 Acceptance of control by National Authorities ..............15A 1300 Certificate of interim class ..............................................15A 1400 Classification certificate..................................................15A 1500 Appendix to the classification certificate........................15A 1600 Entry in the «Register of Vessels classed with DNV» ...16

B. Retention of Class............................................................... 16B 100 General ............................................................................16B 200 Periodical and renewal surveys.......................................16B 300 Survey of damage ...........................................................16B 400 Repairs ............................................................................16B 500 Procedures for maintenance............................................16B 600 Conversions and alterations ............................................16B 700 Change of ownership ......................................................17B 800 Conditions of Class and Memoranda..............................17B 900 Survey reports and survey status.....................................17

C. Validity and Issuance of the Classification Certificate... 17C 100 Validity of the certificate ................................................17C 200 Issuance of certificate .....................................................17

D. Suspension and Withdrawal of Class ............................... 18D 100 General ............................................................................18D 200 Suspension of class .........................................................18D 300 Withdrawal of class.........................................................18D 400 Reclassification ...............................................................18

E. Appeals ................................................................................ 18E 100 Decisions taken by the Society .......................................18

SEC. 4 LEGAL PROVISIONS...................................... 19

A. Liability and Jurisdiction .................................................. 19A 100 Limited liability .............................................................19A 200 Governing law.................................................................19A 300 Venue ..............................................................................19

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SECTION 1CLASSIFICATION PRINCIPLES

A. Definitions

A 100 General

101 For definition of general terms used in the rules, see Pt.0Ch.2 Sec.1 A200.

A 200 Rules201 The Rules are to be understood as all those rule require-ments accepted by the Board as basis for classification, whichare developed by the Society or adopted from relevant Interna-tional Maritime Standards as defined in 202. Interpretations ofInternational Maritime Standards and standards for ships out-side the scope of International Maritime Standards, as appro-priate, are included.

202 International Maritime Standards mean internationalIMO conventions, protocols, codes and resolutions, in so far astheir purpose is safety and pollution prevention, excluding ar-ticles and regulations dealing with intergovernmental rela-tions, legal and formal aspects.

203 Tentative rules are rules applying to new fields to whichthe Society reserves the right to make adjustments during a pe-riod in order to obtain the intention reflected in the rules.

204 A Guidance note given in the rules is advice which is notmandatory for assignment of class, but with which the Society,in light of general experience, advises compliance, hence, it isfor the client to decide whether to apply the note or not.

A 300 Audits

301 A vertical contract audit is an IACS audit which assess-es the correct application of the quality system through audit ofthe process for a specific contract.

A contract is the specific agreement between the Society andthe client. It defines the extent of services requested by the cli-ent, and is concerned with:

— the classification of ships, both newbuildings and in oper-ation

— statutory work carried out on behalf of National MaritimeAuthorities

— equipment and materials for ships.

The IACS QSCS (Quality System Certification Scheme) auditteam is responsible for carrying out these audits.

B. The Classification Concept

B 100 General

101 The classification concept comprises the developmentof independent technical standards for ships, and the verifica-tion of compliance with these standards throughout the ships'life.

102 The rules are aimed at ensuring safety against hazards tothe ship, personnel, passengers and cargo, and against hazardsto the environment as a consequence of sea transport.

103 The classification of ships is performed in accordancewith the requirements of the rules and any other standards towhich reference is made.

104 Having assigned class, the society will issue a classifica-tion certificate and enter the main particulars and details ofclass for the ship in the “Register of Vessels classed withDNV”.

B 200 Entering into force and application of rules

201 Rules and amendments accepted by the Board will comeinto force when decided by the Board, normally six (6) monthsafter acceptance.

202 Entry into force and application of those parts of therules covering International Maritime Standards are indicatedat the beginning of each of the relevant rule chapters.

203 The rules, which are in force at the date of the written re-quest for classification, are the basis for the assignment andmaintenance of class.

Subsequent amendments not made mandatory according to204 may be made applicable to ships under construction pro-vided both builder and owner agree to such application.

204 If an amendment is made mandatory to ships under con-struction or which have already been assigned class, this willbe specially stated.

205 In exceptional cases, where unacceptable service expe-rience and/or theoretical findings clearly show that safety haz-ards may arise in connection with items covered by the existingrules, the Society may lay down supplementary requirementsconcerning the assignment and retention of class to maintainthe overall safety standard reflected by the rules.

206 The Society will consider alternatives found to representan overall safety standard equivalent to that of the rules. Ap-proval may be revoked if subsequent information indicates thatthe chosen alternative is not satisfactory.

With regard to equivalent alternatives, those parts of the rulescovering International Maritime Standards shall be practised inaccordance with procedures agreed by the National Authoritiesinvolved.

207 If disputes should arise in connection with the applica-tion of those parts of the rules that are adopted from Interna-tional Maritime Standards, the text of the InternationalMaritime Standards is to prevail.

Text adopted from International Maritime Standards and pre-sented in quoted form, is printed in italics.

208 In cases where detailed requirements are not given in therules, specific solutions or decisions approved by the Societyand its surveyors are to be based on the principles of the rules,and are to give a safety standard equivalent to that of the rules.

209 In accordance with 206 the Society may consider the useof reliability methods as a means of documenting complianceto class requirements. For applications to hull structures, seePt.3 Ch.1 Sec.3 B1000.

B 300 Basis for assignment of class

301 Having assigned a specific class implies that the Socie-ty:

— has been satisfied that the ship meets the rule requirementsfor the particular class

— will, through a system of surveys, verify that the require-ments stipulated for retention of class are complied with.

302 Prior to assigning class to an eligible, existing ship, it isin general to undergo all periodical surveys pertaining to theage and type of the ship. See Sec.3 A705.

303 When assigning class to a ship which has not been builtunder supervision of the Society, provided the ship has beenbuilt under supervision of another recognised classification so-ciety, the Society may on the basis of an overall safety consid-

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eration, in connection with a design review and survey, exemptit from rule requirements for the main class. See also 206.

304 When assigning class to a ship of a series under con-struction to the classification of, or a design previously accept-ed by, a recognised classification society, the Society may onthe basis of an overall safety consideration, in connection withthe design review, exempt it from the rule requirements for themain class, and base the survey on design review done by therecognised society. See also 206.

305 When assigning class to a ship for which the Adminis-tration of the flag state undertakes approval and surveys ofitems covered by the rules, the Society may accept their deci-sions as basis of assigning class.

306 For ships permanently moored on location and intendedfor production and storage of hydrocarbons, the Society mayalso accept decisions by the National Authority with jurisdic-tion over the waters in which the ship is to operate (shelf state)as basis for assigning class.

B 400 Basis for maintenance of class

401 The requirements for retention of class are found inSec.3 B. In addition, classification is based on the followingassumptions:

Maintenance of the ship and its equipment

The ship, machinery installations and equipment are to bemaintained at a standard complying with the requirements ofthe rules.

Installed systems or equipment carried on board in excess ofthe rule requirements, but otherwise covered by the rules, areeither to be maintained in accordance with the rules, or be re-moved or be disconnected in such a way as to ensure that theinstalled system or equipment cannot be used.

Handling of the ship

The ship, machinery installations and equipment are to be ad-equately manned and competently handled. This includes alsostowage of cargo, distribution of ballast and bunkers, andspeed and navigation in heavy weather. Class conditions re-garding the use of the ship are to be observed.

Valid statutory certificates

The statutory certificates of the applicable international con-ventions are to be valid at all times, and the surveys prescribedin the conventions are to be carried out within the time win-dows prescribed.

B 500 Documentation

501 All information which may influence the judgement, de-cisions and requirements of the Society for the purpose of clas-sification, is to be made available to the Society. It is theclient's responsibility to ensure that such information isbrought to the attention of the Society in a timely manner. In-formation may be made available by submitting documents tothe Society or by surveys performed at the clients premises, theship or the premises of the client's sub-contractors.

502 Documents for information or approval required in eachchapter of the rules are to be submitted to the Society.

503 The documentation forming the basis for classificationis, at all times, to reflect the true conditions. Revisions of doc-uments are therefore to be submitted to the Society to the ex-tent such revisions may influence decisions and requirementsof the Society.

B 600 Disclosure of information

601 The Society will not disclose any information receivedor reports made in connection with classification to any otherthan those entitled thereto or those having been given the right

to receive information by legislation, court decision or by writ-ten permission by the owner. The supply of information maytake place electronically and on a continual basis, e.g. by on-line access to the Society's databases.

Guidance note:Table B1 indicates which parties will be entitled to various kindsof information.

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602 The Society will not disclose information that can beconsidered as the property of another party except when thisparty's permission is given in writing.

603 Internal communication, notes, calculations etc. pro-duced within the Society in connection with classification willnot be disclosed to other parties.

604 Notwithstanding 601 to 603, authorised representativesof the maritime Administration or of the audit team of IACSperforming quality audits, will have access to such informa-tion. These representatives are to confirm in writing that theyare not in any manner allowed to reproduce or communicatesuch information to other parties.

Table B1 Disclosure of informationInformation in question: Owner Flag Administration Port State

AuthorityInsurance

Company *Yard or

suppliersNewbuildings:

a) Approved "as carried out" structure related drawings2) 1) 4)

b) Approved "as carried out" system and component drawings 2) 2) 2)

Ships in Operation:

a) Class and statutory certificates issued by the Society 4) 1) 1) 3)

b) Survey and certificate status including text of Conditions of Class

4) 4) 1) 1) **

c) Survey reports 4) + 1) 1) 2) 3)Other information: Correspondence with yard or owner 2) 2) 2) 2)1) Upon request

2) When accepted by owner or ship yard or copyright holder as applicable

3) When accepted by owner or through special clause in insurance contract

4) Automatically available

* Insurance Company means P&I Clubs and Hull & Machinery Underwriters** Overdue Conditions of Class, only

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B 700 Limitation of the Society's responsibility

701 The classification service is performed on the basic as-sumption that other parties involved (building yard, designers,manufacturers, sub-contractors, shipowners, etc.) fulfil theirindividual obligations. The classification service is not per-formed in substitution of other parties' role or obligations.Nothing contained herein or in any certificate, report or docu-ment issued in connection with or pursuant to these rules, shallrelieve any designer, engineer, builder, manufacturer, ship-yard, seller, supplier, owner, operator or other parties from anyobligations or consequences of default whatsoever. In particu-lar, compliance with the rules does not imply acceptance orcommissioning of a ship. This is the exclusive responsibility ofthe owner.

Any document issued by the Society in relation to surveys per-formed reflects the condition of the ship at the time of survey.It is the responsibility of the owner to maintain the conditionof the ship as required by the rules between surveys.

B 800 Vertical contract audits and audits by National Maritime Authorities801 For the purpose of conducting vertical audits performedby the audit team of IACS, and audits performed by the Na-tional Maritime Authorities of the flag state, access is to beprovided to the ship and/or to the premises of manufacturer orshipbuilder, as appropriate.

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SECTION 2SCOPE OF RULES AND CLASS NOTATIONS

A. Scope of Rules

A 100 General 101 The rules define acceptance criteria for design, construc-tion, survey and testing of ships, their machinery installation,systems and equipment, applicable to the newbuilding and op-erational phase.

102 International Maritime Standards covered by the rulesinclude:

— International Convention on Load Lines 1966, as amended— International Convention for the Safety of Life at Sea

1974/78, as amended, with the exception of chapter I,chapter IX and chapter X

— International Convention for the Prevention of Pollutionfrom Ships 1973/78, (MARPOL 73/78) as amended, An-nex I and II.

Guidance note:SOLAS Ch. I covers General provisions, including surveys andcertificates. This is covered by Pt.7 of the rules. SOLAS Ch. IX covers Management for the safe operation ofships and makes the ISM Code mandatory for certain ship types.SOLAS Ch.X covers Safety measures for High-speed craft. Suchcraft are covered by the Rules for Classification of High Speed,Light Craft and Naval Surface Craft.

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A 200 Rule parts201 The present part of the rules, Pt.1, covers all ships, new-buildings as well as ships in operation.

202 The rules for main class which apply to all newbuildingsare given in Pt.2, 3 and 4 and include those parts of Internation-al Maritime Standards which are relevant to ships in general.

In addition to the main class requirements some special featureadditional class notations are also covered in these parts.

203 The rules for additional classes applicable to newbuild-ings, including those parts of International Maritime Standardsnot covered by main class, are given in Pt.5 and 6. Additionalclasses apply to:

— ships which have been designed to carry special cargoes orperform a special service

— special equipment and systems not covered by the mainclass

— special features not covered by other notations.

204 The rules for ships in operation are given in Pt.7 andcover also parts of International Maritime Standards applicableto operation.

A 300 Rule particulars

301 The rules give requirements in the following areas:

Hull

— strength— constructional fire protection— weathertight and watertight integrity— stability and floatability— tank arrangementMachinery installations and equipmentMachinery installations and equipment, including their related aux-iliary functions, with respect to strength and performance as appli-cable to the following main functions:

— power generation— propulsion— steering— fire protection, detection and extinction— drainage and bilge pumping— ballasting— cargo handling, with the exception of lifting and dry cargo

handling appliances such as cranes and derricks (with sheaves, blocks, wire ropes, winches and loose lifting gear) and lifting gear for cargo ramps and hoistable decks. For ships with addi-tional class notation Crane Vessel or CRANE such applianc-es are subject to classification

— anchoring and mooring.

Certain machinery installations, regardless of their contribution to the main functions stated above:

— electric power plant— gravity tanks or pressure vessels and associated piping systems

for:

— toxic fluids— fluids with flash point below 100°C— fluids with temperatures above 220°C— boilers and steam piping systems— pressure vessels and associated piping systems for com-

pressed gases where pV ≥ 150 kNm

p = design pressure in kN/m2

V = pressure vessel volume in m3

— firing and combustion installations— other installations stated in the rules.Load linesLife-saving appliances and arrangementsCommunicationNavigation and collision preventionCarriage of grainCarriage of dangerous goods

— dangerous goods in packaged form or in solid form in bulk— construction and equipment of ships carrying dangerous liquid

chemicals in bulk— construction and equipment of ships carrying liquefied gases in

bulk.Pollution prevention

— by oil— by noxious substances in bulk— by harmful substances.

Management of safety and environmental protection (SEP)

— safety management systems.

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B. Class Notations

B 100 General

101 All ships will be given a main class consisting of a con-struction symbol, a main character of class, and where applica-ble, a service area restriction notation, e.g.:

✠ 1A1

or

✠ 1A1 R2

102 Ships also found to satisfy relevant requirements may begiven additional class notations related to special service andtype of ship, special systems and equipment or to special fea-tures.

The complete class notation will thus consist of (as exempli-fied):

✠ 1A1 R2 Tanker for Oil ESP E0 ETC

Main class notations:

✠ — Construction symbol1A1 — Main character of classR2 — Service area notation

Additional class notations:

B 200 Construction symbols

201 The symbol ✠ will be given to ships built under the su-pervision of DNV.

202 The symbol will be given to ships built under the su-pervision of a recognised classification society and later as-signed class with DNV.

B 300 Main character of class

301 The notation 1A1 will normally be given to ships withmachinery and equipment found to be in compliance with therule requirements stated in Pt.1, 2, 3 and 4.

302 The notation 1A2 will normally be given to ships foundto meet the rule requirements, where by reason of special de-sign, materials, general condition and/or age, it is considerednecessary to stipulate shorter intervals between surveys thanthose which are normally required for ships with the notation1A1.

B 400 Service area notations

401 The notation R followed by a number or a letter will begiven to ships with certain modifications to arrangement,equipment or scantlings in relation to ships normally built forwinter weather conditions in the North Atlantic.

The service area restrictions given in nautical miles and repre-senting the maximum distance from nearest harbour or safe an-chorage are given in Table B1. For the various servicenotations the restrictions are related to the zones, areas and sea-sonal periods as defined in Pt.3 Ch.5 Sec.5 (the InternationalConvention on Load Lines, 1966, Annex II).

The service notation RE is limited to enclosed waters such asfjords, harbours, rivers and smaller lakes.

The service area restrictions as related to the given service areanotation are to be included in the “Appendix to the classifica-tion certificate”.

402 Modified requirements related to the various servicearea notations are given in the relevant sections of the rules.The modifications will affect:

— design hull girder loads— design pressures on shell, weather decks, superstructures

and deckhouses— anchoring and mooring equipment— arrangement— stability.

B 500 Other service restrictions

501 Other service restrictions or operational limits includedin the design assumptions of a ship will be stated in the appen-dix to the classification certificate, and/or on special sign-boards.

502 Modified rule requirements are in addition given relatedto the size of the ship and its general arrangement in:

B 600 Additional class: Service and type notations

601 Ships arranged and/or strengthened for a special serviceand found to be in accordance with relevant requirements inPt.5 will be given a corresponding additional class. Service andtype notations currently in use are given in Tables B2 to B13.

602 The following type and service notations are defined asmandatory class notations:

Bulk Carrier ESPOre Carrier ESPTanker for Oil ESPTanker for Oil Products ESPBulk Carrier or Tanker for Oil ESPOre Carrier or Tanker for Oil ESPTanker for Chemicals ESPTanker for C * ESPPassenger ShipCar Ferry A (or B)Train Ferry A (or B)Car and Train Ferry A (or B)

Tanker for Oil ESP — Service and type notationE0 — Equipment and systems notationETC — Special feature notation

✠·

Table B1 Service area restrictionsService area

notationsSeasonal zones

Winter Summer TropicalR0 250 No restrictions No restrictionsR1 100 200 300R2 50 100 200R3 20 50 100R4 5 10 20RE Enclosed waters

Pt.3 Ch.1 Sec.1Pt.3 Ch.2 Sec.1 regarding definition of length (barge/push-tug)

Pt.3 Ch.1 Sec.3Pt.3 Ch.2 Sec.3 regarding subdivision

Pt.3 Ch.1 Sec.5Pt.3 Ch.2 Sec.5 regarding hull section modulus

Pt.3 Ch.1 Sec.13 regarding connection barge and push-tugPt.3 Ch.3 Sec.3 regarding anchoring and mooring equipment

Pt.4 Ch.6 Sec.4 regarding bilge pumping for vessels less than 100 gross tonnage

Pt.4 Ch.8 Sec.3 regarding electrical installations (outside tropical waters)

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The detailed specifications of these ship types are given in Pt.5.

Table B2 Ships arranged for navigation in ice (Pt.5 Ch.1):ICE-C basic ice ruleICE-1A* Baltic ice rulesICE-1A Baltic ice rulesICE-1B Baltic ice rulesICE-1C Baltic ice rulesICE-1A* F ice strengthening of high powered

ships for regular traffic in heavy iceICE-05 (or -10 or -15) Arctic ice rulesPOLAR-10 (or -20 or -30) Arctic ice rulesIcebreaker Arctic ice rulesSealer

Table B3 Passenger and dry cargo vessels (Pt.5 Ch.2):Passenger Ship non ro-ro passenger ships, mandatoryCar Ferry A (or B) ro-ro passenger ships, mandatoryTrain Ferry A (or B) ro-ro passenger ships, mandatoryCar and Train Ferry A (or B)

ro-ro passenger ships, mandatory

General Cargo Carrier dry cargo shipsBulk Carrier dry cargo shipsBulk Carrier ESP dry bulk cargoes, mandatoryOre Carrier ESP ore cargoes in centre holds,

mandatoryBulk Carrier ESP ES(..) dry bulk cargoes, mandatoryOre Carrier ESP ES(..) ore cargoes in centre holds,

mandatoryContainer Carrier dry cargo shipsCar Carrier dry cargo shipsX Carrier ships specialised for the carriage of a

single type of dry cargoA = vehicles on enclosed decksB = vehicles on weather deck onlyESP = enhanced survey programmeES(S) = single side skin bulk carriers with enhanced strengthES(D) = double side skin bulk carriers with enhanced strengthX = denotes the type of cargo to be carried, e. g. Alumina,

Cement, Sugar etc.

Additional notations:

RO/RO = roll on/roll off shipsContainer= arranged for carriage of containersHC = strengthened for heavy cargoHC-E = strengthened for heavy cargo, empty holds permit-

ted on full draughtHC-EA = strengthened for heavy cargo, any hold permitted

empty at full draughtMCDK = arranged with movable car decksPET = arranged for carriage of cars with fuel in their tanksGRAIN = grain loadingGRAIN-U = grain loading, untrimmed ends.

Table B4 Oil carriers (Pt.5 Ch.3):Tanker for Oil ESP mandatoryTanker for Oil Products ESP mandatoryBulk Carrier or Tanker forOil ESP

mandatory

Ore Carrier or Tanker for OilESP

mandatory

Tanker for C *Additional notations:

BOW LOADINGSTL= submerged turret loadingSPM = single point mooring

Table B5 Chemical carriers (Pt.5 Ch.4):Tanker for Chemicals ESP mandatoryTanker for C ESP ** mandatoryTanker for C ** C = specified cargo** The additional class notation ESP is mandatory for self pro-

pelled ships intended for carriage of liquid chemicals in bulk in accordance with IMO's International Code for the Construction and Equipment of Ships carrying Dangerous Chemicals in Bulk (IBC Code), or Code for the Construction and Equipment of Ships carrying Dangerous Chemicals in Bulk (BCH Code), as applicable.

Table B6 Liquefied gas carriers (Pt.5 Ch.5):Tanker for Liquefied GasTanker for C ** C = specified cargo

Table B7 Fishing vessels (Pt.5 Ch.6):Fishing Vessel (S)Stern Trawler (S)Fishing Vessel (S)(N)Stern Trawler (S)(N)S = arranged with shifting boards in cargo holds(N) = vessel also complying with the requirements of the Norwe-

gian Maritime Directorate

Table B8 Tugs, escort vessels, supply vessels, and other offshore

or harbour vessels (Pt.5 Ch.7):TugEscort (n,V) or (n,8 n,10)Supply VesselSupply Vessel SFSupply Vessel BasicSupply Vessel Basic SFStandby VesselsFire Fighter I (or II or III, or I and II or I and III)Drilling Vessel or Drilling Vessel (N) (DRILL or DRILL (N))Pipe Laying VesselCable Laying VesselCrane VesselDredgerWell Stimulation VesselWell Stimulation BargePusher or Pusher and Pusher/Barge UnitBargeBarge for OilBarge for Liquefied GasBarge for Deck Cargo(n,V) = escort rating numbern = transverse steering pull in tonnesV = the speed at which the pull may be attainedOILREC = recovered oil reception and transportationSF = controlled stability and floatabilityBasic = applicable to offshore supply vessels not strength-

ened to regularly operate in the North Sea but prima-rily operate in less severe offshore environments such as: South East Asia, Africa and Brazil.

DRILL = drilling equipmentLFL = low flashpoint (< 60°C) liquidLFL* = low flashpoint (< 43°C) liquid(N) = vessel also complying with the Society's interpreta-

tion of the requirements of the Norwegian Petroleum Directorate within areas covered by the rules.

Table B9 Slop reception and processing facilities (Pt.5 Ch.8):Slop Reception and Processing Facility

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Guidance note:

Only brackets in bold type are to be included in class notations.

---e-n-d---of---G-u-i-d-a-n-c-e---n-o-t-e---

B 700 Additional class: Equipment and systems nota-tions

701 Ships having special equipment or systems found to sat-isfy relevant requirements in Pt.6, will be given a correspond-ing additional class. Equipment and systems notationscurrently in use are given in Tables B14 to B27.

Table B10 Ships for carriage of refrigerated cargoes (Pt.5

Ch.10):Reefer(...°C/...°C sea) refrigerated cargoes main purposeRM(...°C/...°C sea) refrigeration plant, partial carriage and

fishing vesselsRM Container refrigerated containersCA controlled atmosphere in cargo cham-

bersCA(port.) controlled atmosphere in cargo cham-

bers with partly portable equipmentRefrigerated FruitJuice Carrier

bulk transport in refrigerated tanks

Table B11 Ships arranged for carriage of dangerous goods

(Pt.5 Ch.11):DG-B arranged for dangerous solid bulk cargoesDG-P arranged for dangerous goods in packaged form

Table B12 Ships with controlled environmental standards

(Comfort Class) (Pt.5 Ch.12):COMF-V(crn) (or -C(crn) or -V(crn)C(crn))V = noise and vibrationC = indoor climatecrn = comfort rating number, 1, 2 or 3, where 1 is best.

Table B13 Ships for carriage of potable water (Pt.5 Ch.13)Tanker for Potable Water

Table B14 Miscellaneous notations (Pt.6 Ch.1):HELDK(-S or -SH) helicopter deckCRANE shipboard craneDEICE equipment with de-icing or anti-icing sys-

temsDEICE-C equipment with de-icing or anti-icing sys-

tems including cargo deck areaDSV-I SF (or -II SF or -III SF)

diving system

OPP-F oil pollution prevention - fuel systemsS = ship safety requirementsSH = ship and helicopter safety requirementsSF = intact and damage stability

Table B15 Redundant propulsion (Pt.6 Ch.2):RP redundant propulsionRPS separate redundant propulsion

Table B16 Periodically unattended machinery space (Pt.6

Ch.3):E0 unattended machinery spaceECO machinery centralised operated

Table B17 Additional fire protection (Pt.6 Ch.4):F-A for accommodation spaceF-M for machinery spaceF-C for cargo space

F-AM for accommodation and machinery spaceF-AC for accommodation and cargo spaceF-MC for machinery and cargo spaceF-AMC for accommodation, machinery and cargo

space

Table B18 Integrated computer systems (Pt.6 Ch.5):ICS

Table B19 Centralised cargo control for liquid cargoes (Pt.6

Ch.6):CCO

Table B20 Dynamic positioning systems (Pt.6 Ch.7):AUTS a dynamic positioning system without redun-

dancyAUT a dynamic positioning system, with an inde-

pendent joystick back-up and a position refer-ence back-up

AUTR a dynamic positioning system with redundan-cy in technical design and with an independ-ent joystick back-up

AUTRO a dynamic positioning system with redundan-cy in technical design and with an independ-ent joystick back-up. Plus a back-up DP-control system in an emergency DP-control centre, deigned with physical separation for components that provide redundancy

POSMOOR (-V or -TA or -ATA)

position mooring system (see Offshore Standard DNV-OS-E301)

V = mooring in vicinity of other structuresTA, ATA = mooring systems designed for thruster assisted

mooring.

Table B21 Nautical Safety (Pt.6 Ch.8):W1-OC bridge design, workstation arrangement, range and

location of equipmentW1 extended requirements for one-man workstation,

grounding avoidance system and automation level. Data on manoeuvring characteristics

W1-OC-Q Q denotes a successful audit of operational proce-dures and the qualifications of bridge personnelW1-Q

Table B22 Loading computer systems (Pt.6 Ch.9):LCS(SIGD) loading computer approved and certified for

calculation and control of loading condi-tions with respect to one or more of the is-sues given in the parenthesis

S = hull strengthI = intact stabilityG = grain stabilityD = damage stability

Table B23 Vapour control systems (Pt.6 Ch.10):VCS-1VCS-2VCS-3

systems for control of vapour emission from cargo tanks

additional notation: B = vapour balancing

Table B24 Hull surveillance system (Pt.6 Ch.11):HMON-1HMON-2

systems for monitoring hull behaviour

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B 800 Additional class: Special features notations801 Special features notations provide information regard-ing special design assumptions, arrangements or equipmentwhich are not covered by the main class requirements or theother additional class notations.

Special features notations currently in use are given in TableB28 (See also 802).

802 For chemical carriers information related to ship type,type of tanks, liquid level gauging devices, tank vent systems,overflow control, cargo stripping efficiency, cofferdams andventilation systems outside cargo tanks may be providedwhere applicable, see Pt.5 Ch.4.

803 A complete list of special features notations (also previ-ous register notations) and their explanations will be given inthe current issue of the “Register of Vessels classed withDNV”.

B 900 National regulations

901 A ship trading under its own flag in domestic waters, orbetween neighbour states, upon agreement between suchstates, may be assigned class based on the flag state require-ments for domestic service instead of those rule requirementspertaining to assigned class notations. The assigned class shallbe the class notations and service restrictions with the leastpossible deviation from the rule requirements.

902 Deviations from the rule requirements will only be ac-cepted with respect to statutory regulations approved by theflag state as mentioned in 901 and not for the structuralstrength, machinery installations including steering applianc-es, and electrical systems and equipment covered by the mainclass.

903 The flag state whose domestic requirements are beingaccepted (as per 901) shall be indicated, by using lower-caseletter codes in accordance with ISO standard 3166, in paren-theses after the services restriction notation. E.g. R2 (nor),should the flag state be Norway (or usa should the flag statebe U.S.A.)

904 A memo for owners (MO), containing information aboutthe assumption for the class notation, will be issued in additionto the class related information contained in the "Appendix tothe classification certificate".

B 1000 Additional class: NAUTICUS

1001 NAUTICUS is an additional class notation. The nota-tion describes, inter alia, a standard for information and infor-mation availability based on access to the Society's productmodel software technology.

1002 NAUTICUS will be assigned in combination with ad-ditional notations describing specific features relating to func-tional ability or specific documentation standards. Applicablenotations are described in separate sections under Pt.3 andPt.7.

1003 Vessels assigned NAUTICUS with additional nota-tions will be given the notation NAUTICUS(notation 1, no-tation 2, etc.).

1004 Newbuildings may be ordered with NAUTICUS(Newbuilding) notation, see Pt.3 Ch.1. Upon delivery fromthe yard, the NAUTICUS(Newbuilding) notation is main-tained and relevant parts of the newbuilding product model aretransferred to a ships in operation product model.

1005 NAUTICUS notations currently in use are given inTable B29.

Table B25 Environmental class (Pt.6 Ch.12):CLEAN basic requirements for controlling and limit-

ing operational emissions and dischargesCLEAN DESIGN additional requirements for controlling and

limiting operational emissions and discharg-es. In addition, this notation specifies design requirements for protection against accidents and for limiting their consequences

Table B26 Gas fuelled engine installations (Pt.6 Ch.13):

GAS FUELLED gas engine installations on board ships, other than LNG carriers

Table B27 Management of safe ship operation and pollution

prevention (Pt.7 Ch.5):

SBM management of safety and environment protection in ship operation

Table B28 Special features notationsDAT( - x° C) lowest design ambient air temperature (Pt.3

Ch.1 Sec.2)DK(+) decks for heavy cargo (Pt.3 Ch.1 Sec.4)HA(+) hatches for heavy cargo (Pt.3 Ch.1 Sec.4)HL(ρ) tanks for heavy liquid (Pt.3 Ch.1 Sec.4)IB(+) inner bottom strengthened for grab loading

and discharging (Pt.3 Ch.1 Sec.6)HOT(... °C cargotank no ...)

structures built for high temperature cargo (Pt.3 Ch.1 Sec.15)

CSA-2 structural scantlings based on extended calcu-lation procedure covering loads and structural response analysis. (Pt.3 Ch.1 Sec.16)

CSA-1 structural scantlings based on extended calcu-lation procedure covering loads and structural response analysis. (Pt.3 Ch.1 Sec.16). May be given to ships in operation that enter into class based on Rules for Classification of Ships Pt.3 Ch.1 Sec.16, January 1998.

COAT-1COAT-2

requirements to specifications of corrosion prevention in ballast tanks for newbuildings. Cargo tanks/holds are included depending on the type of vessel. (Pt.3 Ch.1 Sec.16)

PLUS-1PLUS-2

structural scantlings and design of critical de-tails in cargo area based on enhanced proce-dures for fatigue calculations. Intended for vessels with a long target life or vessels oper-ating in especially harsh areas. (Pt.3 Ch.1 Sec.16)

ICM increased corrosion margin (Pt.3 Ch.1 Sec.2 D300 and Pt.3 Ch.2 Sec.2 D300)

PWDK decks strengthened for wheel loading (Pt.5 Ch.2 Sec.4)

HOLDS EMPTY combination of holds which may be empty on full draught (Pt.5 Ch.2 Sec.5)

...TEU number of twenty-foot containers which may be carried (Pt.5 Ch.2 Sec.6)

ETC arranged for effective tank cleaning (Pt.5 Ch.3 Sec.1)

INERT oil carriers less than 20 000 dwt fitted with in-ert gas system (Pt.5 Ch.3 Sec.11)

Table B29 NAUTICUS notations currently in useNewbuilding enhanced documentation standard to achieve im-

proved information availability for ship new-buildings, including FEM-modelling and extended fatigue calculations, see Pt.3 Ch.1

Propulsion alternative classification procedures for diesel propulsion machinery for ships in operation phase, see Pt.7 Ch.8

Operation enhanced exchange of information between the owner and the Society in the operation phase, see Pt.7 Ch.7

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SECTION 3CLASSIFICATION PROCEDURE

A. Assignment of Class

A 100 Request for classification

101 A request for classification of a ship is to be submittedin writing by the client.

A 200 Requirements for workshops and yards

201 Builders unknown to the Society are to demonstratetheir capability to carry out fabrication of adequate quality inaccordance with the rules before construction is started.

202 Welding of important structures, machinery installationsand equipment is to be carried out by approved welders, withapproved welding consumables and at welding shops acceptedby the Society. Requirements for approval of welding shops,welders, manufacturers of welding consumables, welding con-sumables and welding procedures are given in the rules (seePt.2 Ch.3).

203 During fabrication and construction work, the Society'ssurveyors are to have safe access to the works at all reasonabletimes, insofar as the work affects classification. The client is toensure, through contracts with the parties concerned or other-wise, that such access is possible, and that the Society is noti-fied as to when and where the surveyor's attendance is needed.

204 The following general documentation from the builder(workshop and yard) and from subcontractors (as specified in301) is to be submitted when requested by the Society:

— outline specification for the ship— list of subcontractors to the building yard— list of subcontractors to the manufacturer of products to be

delivered, if applicable.

A 300 Requirements for manufacturers

301 Manufacturers of materials, components and equipmentof categories not covered by 200 are to be considered for ap-proval according to criteria established by the Society, as ap-plicable.

302 Any required quality control of materials, componentsand equipment, is to be traceable and documented in writing.Further, quality control is to be carried out by qualified person-nel at facilities and with equipment suitable for that control.

A 400 Requirements for suppliers of services

401 Suppliers providing services on behalf of the owner,such as measurements, tests and maintenance of safety systemsand equipment, the result of which may form the basis for thesurveyor's decisions, are to be approved by the Society, ac-cording to criteria established by the Society.

Where surveyors use such services in making decisions affect-ing statutory certifications, the suppliers are subject to approv-al by the Society, where the Society is so authorised by therelevant flag Administration. For such services the Societymay accept approvals done by the flag Administration, or dulyauthorised organisations acting on behalf of the flag Adminis-tration.

A 500 Requirements for calibration of equipment

501 Measuring and test equipment used in services by man-ufacturers, builders, repairers or owners, the result of whichmay form the basis for the surveyor's decisions, is to have acalibration status or an appropriate accuracy to the surveyor'ssatisfaction.

A 600 Plan approval

601 The builder or manufacturer shall submit the followingdocumentation, as specified in the applicable chapters of therules, and according to documentation lists supplied by the So-ciety upon receipt of class request, before production com-mences:

a) Plans and specifications required for approval, in tripli-cate, including one copy for each sister ship, as applicable.Moreover, the Society may specify alternative or addition-al requirements.

b) Corresponding technical descriptions, calculations and da-ta, including material specifications.

Any documents submitted for re-approval are to be especiallymarked to identify the revised parts.

The builder, with which the Society has the classification con-tract, is responsible for co-ordinating that plans and other doc-uments are submitted, and for distributing any approvalcomments that may have been given.

602 When a ship, which is not built under supervision of theSociety, is to be classified, the information required in 601 is,in general, to be submitted for approval. The extent of docu-mentation approval for a ship, which is classed, or which waspreviously classed, with another recognised classification so-ciety, will be decided upon in each case.

603 Plans that have been found to comply with the rule re-quirements will be provided with a statement of approval.Conditions and limitations of the approval may be stated on theplans returned with the statement of approval, or in the accom-panying letter of approval.

604 The approval may be revoked at any time if subsequentinformation indicates that the design solution was contrary tothe rule requirements or intentions.

605 The English language shall be used in plans and specifi-cations submitted for approval.

The possibility of using the local language shall be agreedupon in each case.

606 When plans and documents are submitted as electronicfiles, the format and transfer method shall be agreed upon ineach case.

A 700 Survey

701 When a ship is built under the supervision of the Society,the Society will verify:

— that the construction and scantlings comply with the rulerequirements and the approved plans, and that the requiredmaterials are used

— that the materials, components and systems have been cer-tified in accordance with the rules

— that the work is carried out in compliance with the appli-cable rules and with good engineering practices. IACS"Shipbuilding and Repair Quality Standard - Part A" is re-garded as an example of a standard regarding hull struc-tures describing such good engineering practices.

— that satisfactory tests are carried out to the extent and in themanner prescribed by the rules.

Supervision is to be carried out at the building yard and/or thesub-suppliers at the discretion of the Society, which also de-cides the extent and method of control.

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702 The verification method applied by the Society at thebuilding yard or at the manufacturers' will normally be basedon visual inspections and tests.

The Society may base its verification on audits of an acceptedQuality System implemented at the yard or at the manufacturerin combination with an agreed manufacturing survey arrange-ment.

703 When a ship, which has not been built under the super-vision of the Society, is to be classified, the Society will carryout surveys to confirm:

— that the design and scantlings comply with the approvedplans

— that the material, components and systems are in accord-ance with the rules

— that the workmanship is in compliance with the applicablerules and with good engineering practice.

Functional tests are to be carried out as deemed necessary bythe Society.

704 For ships built under the supervision of another recog-nised society the requirements of 703 will normally be consid-ered as complied with for the main class.

705 When an existing ship is to be classified it is in generalto undergo all periodical surveys pertaining to the age and typeof the vessel. Ships previously classed by a recognised societywill, as a minimum, be subject to an annual survey, in accord-ance with Pt.7 Ch.2, with special emphasis on the ship's gener-al condition and including thickness measurements for ships ofage exceeding 10 years. In addition, any periodical surveys duewith the previous society are to be carried out.

If the age of the ship exceeds 20 years, it is to undergo a sight-ing survey with an extent as for renewal survey irrespective ofwhen this is due with the previous society.

A 800 Functional testing

801 A test programme is to be prepared by the builder to thesatisfaction of the surveyor. The programme is to specify sys-tems and components to be tested, and the testing procedure.The programme is to include sea trials of the ship with machin-ery and equipment installed.

802 The tests are to give evidence as to satisfactory operationin accordance with the rules. When testing the control andsafety system, failure modes are to be simulated as realisticallyas possible.

803 Unless otherwise agreed, the testing required by therules is to be carried out in the presence of a surveyor.

Data are to be recorded according to the test programs and asconsidered necessary by the surveyor.

A 900 Certification of materials, components and sys-tems

901 The scope of classification includes certification of ma-terials, components and systems intended for the ship. The ap-plicable chapters of the rules define the extent of thecertification that is needed for classification. The objective ofthe certification is to ensure that materials, components andsystems used in ships to be classed by the Society conform tothe rules and other standards within the framework of the rules.

The certification is a conformity assessment normally includ-ing both design and production assessment.

The production assessment includes inspection and testingduring production and/or of the final product.

902 The design assessment of the materials, components andsystems shall either be on a “case by case” basis or follow theprocedure for type approval.

903 When the “case by case” procedure is used, documenta-tion of the design shall be submitted for assessment for everyapplication as required in the applicable chapters of the rules.

A design assessment letter or design verification report shall beissued by the Society when compliance with the requirementsfor the design for the actual application is confirmed.

904 When the type approval procedure is used, documenta-tion of the design and the results of type testing as required intype approval programmes and the applicable chapters of therules, shall be submitted for assessment. A type approval cer-tificate shall be issued by the Society when compliance withthe requirements for the design is confirmed. The type approv-al certificate has a validity of 2 or 4 years depending on type ofmaterial, component and system.

905 The production assessment of materials, componentsand systems shall either be on a “case by case” basis or on thebasis of an agreed Manufacturing Survey Arrangement(MSA).

906 When the “case by case” procedure is used, the surveyand testing shall be performed on the basis of approved designdocumentation for the actual application and as required in theapplicable chapters of the rules. Compliance with the approveddesign documentation and the requirements shall be docu-mented through certificates as required in the applicable chap-ters of the rules.

907 When the production assessment is based on an MSA,the survey and testing shall be performed on the basis of ap-proved design documentation and in accordance with require-ments and procedures laid down in the MSA. Compliance withthe approved design documentation and the requirements shallbe documented through certificates as specified in the MSA oras required in the applicable chapters of the rules.

908 Certification of materials, components and systemsshall be documented by the following types of documents:

1) Det Norske Veritas Product Certificate (NV):

A document signed by a surveyor of the Society stating:

— conformity with rule requirements— that tests are carried out on the certified product itself— that tests are made on samples taken from the certified

product itself— that tests are performed in presence of the surveyor or

in accordance with special agreements.

2) Works Certificate (W):

A document signed by the manufacturer stating:

— conformity with rule requirements— that tests are carried out on the certified product itself— that tests are made on samples taken from the certified

product itself— that tests are witnessed and signed by a qualified de-

partment of the manufacturers.

3) Test Report (TR):

A document signed by the manufacturer stating:

— conformity with rule requirements— that tests are carried out on samples from the current

production.

The applicable chapters and sections of the rules will specifywhich of the above mentioned documentation will be required.

909 Where the rules require Works Certificate (W) or TestReport (TR), the surveyor may at any time require tests to becarried out in his presence and/or check elements of the qualitycontrol in operation.

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910 For identification and traceability, certified products areto be stamped in accordance with the marking given in theproduct certificate and as specified by the applicable chaptersof the rules.

911 For certain components and systems as defined in theapplicable chapters of the rules, the certification may be basedon defined internationally recognised standards and certifica-tion schemes that cover the overall quality, safety and environ-mental standard of the rules. Compliance with therequirements of the standard shall be documented as requiredby the standard.

912 To ensure an efficient, cost effective and correct certifi-cation process, a General Certification Agreement is normallyto be established with manufacturers delivering NV certifiedproducts.

The General Certification Agreement may be part of a Manu-facturing Survey Arrangement.

The General Certification Agreement is to include informationon the procedures for design and production assessment and ontransfer of information and experience between the Manufac-turer and the Society.

A 1000 Manufacturing Survey Arrangement

1001 When the procedures and processes of a building yard'sor a manufacturer's quality system meet the quality, safety andenvironmental standard of the rules, a Manufacturing SurveyArrangement (MSA) may be established with the yard or themanufacturer as an alternative to the verification and produc-tion assessment described in the applicable rule chapters.

1002 The agreed MSA is to be described in a document stat-ing the requirements, scope, acceptance criteria, documenta-tion and the roles of the Society and the yard or themanufacturer in connection with the production assessment.

1003 When it is agreed through an MSA that the majority ofthe required surveys and tests are being completed without thepresence of a surveyor, it is conditional upon the manufacturerthat he has in operation a quality system certified by an accred-ited certification body to ISO 9002, or equivalent.

1004 When establishing an MSA, an initial assessment of themanufacturer’s ability to control product quality and to complywith the scope, requirements and criteria laid down in the MSAshall be performed.

The extent and frequency of periodical assessments of themanufacturer shall be included in the MSA.

1005 An MSA is normally given a validity of 4 years. Whenthe MSA is based on a certified quality system, the MSA auto-matically becomes invalid if the quality system certification isno longer valid.

A 1100 Type approval

1101 Type approval is a procedure for design assessment.Type approval can be applied to a:

— product— group of products— system.

This procedure should normally be used for design assessmentof standard designs.

1102 The type approval procedure will normally consist ofthe following elements:

— design approval— type testing— issuance of type approval certificate.

The type approval procedure used by the Society is describedin Standard for Certification No. 1.2.

1103 For certain products and systems as defined in applica-ble chapters of the rules, type approval is sufficient for certifi-cation of product quality, i.e. production assessment is notrequired.

1104 For certain products and systems as defined in the ap-plicable chapters of the rules, type approval is a mandatoryprocedure for design assessment.

1105 For products and systems manufactured for stock, typeapproval is to be the normal procedure for assessment of de-sign.

1106 For type approved products, where the basis for ap-proval are the rules of the Society, plans and technical descrip-tions of the product need not be submitted for approval foreach ship unless otherwise stated as a condition on the type ap-proval certificate. In such cases only the arrangement or sys-tem plans, interface plans and those plans mentioned on thetype approval certificate are to be submitted for approval.

A 1200 Acceptance of control by National Authorities1201 In cases where the Administration of a flag state re-views plans, carries out type approval, and surveys the shipand/or its components and equipment in accordance with therule requirements the Society will normally accept the approv-al and survey by the flag administration as basis for assignmentof class. Necessary documentation including copies of ap-proved plans, reports and other particulars approved by the Na-tional Authorities have to be submitted.

A 1300 Certificate of interim class1301 When the surveyor is of the opinion that the require-ments corresponding to the class in question have been met, hewill document the completion of the building supervision byissuing the certificate of interim class, which is valid until theadministration of the Society has confirmed the class and is-sued the classification certificate.

1302 At the discretion of the surveyor the building supervi-sion may be considered to be completed with some minoritems unverified, provided Conditions of Class (see B800) areissued to the effect that the remaining work, surveys or othermeasures are to be completed within a specified time. At thesame time the surveyor will document the completion of thenewbuilding supervision by issuing the certificate of interimclass as indicated in 1301.

1303 In case of classification of an existing ship not built un-der the supervision of the Society, or classification of an exist-ing ship previously classed by the Society, the surveyor willissue the certificate of interim class when he is satisfied that theapplicable requirements have been met.

A 1400 Classification certificate1401 When the administration of the Society has examinedthe surveyor's report and is satisfied that the requirements cor-responding to the class in question have been met, the classwill be assigned and a classification certificate will be issued.

Provided the requirements for maintenance of class will becomplied with, and unless the class has been withdrawn inwriting at an earlier stage, the classification certificate will bevalid for 5 years or 3 years for ships with main character ofclass 1A1 or 1A2, respectively.

1402 Declarations confirming compliance with the rulesmay upon request be issued for propulsion machinery, mainboilers and specific additional class notations, provided the So-ciety's main class has been assigned.

A 1500 Appendix to the classification certificate1501 An “Appendix to the classification certificate” will beissued stating assumptions for the assignment of class and con-ditions regarding the use of the vessel which were establishedor assumed at the time of assignment of class.

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A 1600 Entry in the «Register of Vessels classed with DNV»1601 When a ship has been assigned class, its main particu-lars and details of class will be entered in the Register. In addi-tion to the class notations, an appropriate type descriptive notemay be entered in the Register, indicating the type of the shipin greater detail than given in the class notations, and/or pro-viding additional information on the ship's functions, designand construction. This descriptive note is provided for infor-mation only and is not to be regarded as part of the ship's classnotations.

1602 For ships built under the supervision of the Society, theclass is entered with a statement of the year and month fromwhich the periodical surveys will be dated. For other ships anotation is made of the year and month of completion of thesurvey mentioned in 705.

1603 If the ship is not immediately commissioned uponcompletion of the building supervision, the ship is subject to acondition survey at the time when she enters service. Providedthe result of this survey is in all respects satisfactory, subse-quent periodical surveys will date from the time of the condi-tion survey.

B. Retention of Class

B 100 General101 In order to retain a ship's class with the Society, the own-er is to:

— submit complete and correct information on the ship andits use, which would be of significance to the Society forits assessment of the condition of the ship in relation to therules

— submit complete and correct information on the ownershipand management of the ship, addresses and correspondingadministrative information pertinent to the relations withthe Society

— subject the ship to prescribed periodical and renewal sur-veys, surveys of damage, repairs, conversions and altera-tions

— subject the ship to unscheduled surveys when deemed nec-essary by the Society

— rectify deficiencies and carry out Conditions of Class (see800) specified by the Society in accordance with the ruleswithin the given time limit

— pay all fees and expenses due to the Society.

102 It is the duty of the owner to request surveys from theSociety and to provide the assistance and safe access requiredto the extent necessary for completion of the surveys in accord-ance with the rules.

103 It is a prerequisite for retention of class that:

— the statutory certificates of the applicable internationalconventions, as stated in Sec.2 A102, are valid at all times

— the surveys prescribed in the conventions are carried outwithin the time frames prescribed

— the certificates are issued by the Society when so author-ised or else by the Flag Administration itself, except forthe Cargo Ship Safety Radio Certificate where the Societymay accept the certificate issuance by any organisation au-thorised by the Flag Administration.

Guidance note:In case of dually classed vessels, the Society may accept statuto-ry certification by the 'dual' class society, upon agreement.

104 In co-operation with port states, a surveyor will attendon board a classed vessel when so requested by a port state, in

order to assist in the rectification of reported deficiencies orother discrepancies related to classification.

Prior to attendance on board, the surveyor will inform the own-er or owner's representative (master or agent). Where appropri-ate, the vessel's flag state will be notified of such attendanceand survey.

B 200 Periodical and renewal surveys

201 A ship is to be subjected to surveys with frequency andextent stipulated in Pt.7 Ch.2.

Surveys covered by the rules which are carried out by NationalAuthorities of the flag state may be accepted as basis for the re-tention of the class, subject to the provisions of A1200.

B 300 Survey of damage

301 If the hull, machinery installations or equipment coveredby classification sustain damage of such extent that it may bepresumed to lead to a Condition of Class (see 800), the Societyis to be informed without delay. The ship is to be surveyed inthe first port of call or according to further instructions fromthe Society. The survey is to be of the extent which the survey-or considers necessary for ascertaining the amount of damage.

B 400 Repairs

401 When hull, machinery installations or equipment is cov-ered by classification and is to be subjected to repairs of anysignificance, then the work shall be carried out under the su-pervision of a surveyor, by qualified personnel and in compli-ance with the applicable rules, and with good engineeringpractices.

IACS "Shipbuilding and Repair Quality Standard - Part B" isregarded as an example of a standard concerning hull struc-tures that describe such good engineering practices. Guidelinesfor hull repairs can be found in Classification Note No. 72.1.

402 If repairs stipulated in 401 are to be carried out duringvoyage, without the attendance of a surveyor, a repair plan isto be approved by the Society in advance.

Repairs will only be accepted to an extent and by methodswhich at any time do not seriously affect the main functions ofthe vessel and its watertight and structural integrity.

In cases where repairs are carried out without attendance of asurveyor, documentation with respect to quality of materialsused, and the qualification of personnel having carried out therepairs, are to be available when the surveyor is called for ac-ceptance.

B 500 Procedures for maintenance

501 When referring to maintenance procedures in the rules,these are normally meant to be procedures recommended bythe supplier of the relevant equipment or systems or to otherapplicable recognised standards for the equipment or system inquestion.

B 600 Conversions and alterations

601 If hull, machinery installations, equipment or systemscovered by classification are to be converted or altered, thechanges are to be documented and are to be approved by theSociety in advance.

602 Alterations to hull, machinery and equipment made pos-sible by amendments of the applicable rules may be undertak-en provided the general safety and performance standardrequired for retention of class will be maintained.

603 The conversion or the alteration is to take place underthe surveyor's supervision in the same manner as for new con-structions, see A701.

604 Ships which undergo conversions or alterations are tosatisfy the following:

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All ships which undergo repairs, alterations, modifications andoutfitting related thereto shall continue to comply with at leastthe requirements previously applicable to these ships. Suchships if constructed before the date the present rule standardcame into force shall, as a rule, comply with the requirementsfor ships constructed on or after that date to at least the sameextent as they did before undergoing such repairs, alterations,modifications or outfitting. Repairs, alterations and modifica-tions of a major character and outfitting related thereto shallmeet the requirements for ships constructed on or after the datethe present rule standard came into force in so far as the Soci-ety deems reasonable and practicable.

(SOLAS regulation II-1/1.3)

605 By modifications of a major character is to be under-stood major conversions defined as a conversion of an existingship:

i) which substantially alters the dimensions or carrying ca-pacity of the ship; or

ii) which changes the type of the ship; or

iii) the intent of which in the opinion of the Society is substan-tially to prolong its life.

(MARPOL 73/78, Annex I, Regulation 1(8)(a))

606 Repairs, alterations and modifications are not to impairthe safety standard of the ship. See Classification Note No. 8.

B 700 Change of ownership701 A ship retains class when transferred to another owner,with the exception of class notations based on certification ofmanagement of operations, which will be deleted automatical-ly. In the case of such transfer the previous owner is to give theSociety a written notice immediately. Until this has been donecommunication with binding effect will be sent to the previousowner.

B 800 Conditions of Class and Memoranda801 If it is found that rule requirements implied by classifi-cation are not satisfied, the Society will issue a Condition ofClass on any improvements, new surveys or other measuresfound necessary in order to retain the class with the Society, re-gardless of whether the matter referred to has previously beenapproved.

Conditions of Class constitute requests by the Society in orderto ensure compliance with the rules. They are not to be consid-ered as advice.

802 If the Society deems it necessary to have technical meas-urements or other examinations carried out to ascertain wheth-er damage has been sustained or is imminent, a Condition ofClass hereon will be issued.

803 Conditions of Class and Memoranda are defined as fol-lows:

— Conditions of Class to be carried out, abbreviated CC, arerequirements to the effect that specified operations (e.g.repairs, adjustments, reinforcements or surveys) are to becarried out within a specified time limit (if necessary im-mediately).

— Memoranda for owners, abbreviated MO, are informationto the owners, and may be additional to the class related in-formation contained in the appendix to the classificationcertificate, exemptions from rule requirements, minordamage considered of no importance to the ship's safety,etc. Memoranda for owners will not require repairs or sur-veys to be carried out.

Guidance note:Conditions covering requirements outside the scope of classifica-tion issued by, or on behalf of, National Authorities, will be ab-breviated CA.

---e-n-d---of---G-u-i-d-a-n-c-e---n-o-t-e---

804 CC and MO are sent in writing to the owners. CC forimmediate fulfilment of given conditions can be made verbal-ly, provided the representative of the owners accepts the CCand the surveyor ensures that the CC has been carried out be-fore the ship leaves port.

805 The Society may at any time alter a CC or MO if this isconsidered necessary.

806 A written CC or MO will be deleted when by survey orother means the Society has established that the requirementshave been fulfilled. A verbal CC is revoked when a subsequentsurvey proves that the repair is satisfactory.

B 900 Survey reports and survey status

901 The surveyor will prepare and submit to the owner re-ports on all surveys which have been carried out and issueConditions of Class and Memoranda, when relevant.

902 The Society will make available survey and certificatestatus reports, to owners, via the DNV Internet website. It is theowners´ responsibility to obtain this information from theDNV Internet website. Survey and certificate status reports, onpaper, will be distributed by special request, only.

C. Validity and Issuance of the Classification Certificate

C 100 Validity of the certificate

101 When the renewal surveys for hull, machinery installa-tions and equipment have been completed to the surveyor's sat-isfaction, he will extend the validity of the classificationcertificate.

102 When the administration of the Society has examinedthe surveyor's report and is satisfied that the requirements cor-responding to the main class assigned have been met, the reten-tion of class will be confirmed by the issuance of a newclassification certificate.

103 The validity of the classification certificate given in 102will be 5 years or 3 years for ships with main character of class1A1 or 1A2, respectively, provided that the annual and inter-mediate surveys given in Pt.7 Ch.2 Sec.2 are carried out at in-tervals and within the time windows required in Pt.7 Ch.2Sec.1 A106.

C 200 Issuance of certificate

201 For renewal surveys completed within 3 months beforethe expiry date of the existing certificate, the new certificatewill be valid to a date not exceeding 5 years from the expirydate of the existing certificate.

202 For renewal surveys completed after the expiry date ofthe existing certificate, the new certificate will be valid to adate not exceeding 5 years from the expiry date of the existingcertificate.

203 For renewal surveys completed more than 3 months be-fore the expiry date of the existing certificate, the new certifi-cate will be valid to a date not exceeding 5 years from thecompletion date of the renewal survey.

204 In cases where postponement has been granted as stipu-lated in Pt.7 Ch.2 Sec.1 A700, the new certificate will be validto a date not exceeding 5 years from the expiry date of the ex-isting certificate before postponement was granted.

205 In cases where the renewal surveys are carried out con-currently with major conversions and/or alterations requiring along conversion time, the validity of the new certificate willnormally be 5 years from the date of the completion and/or al-teration.

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D. Suspension and Withdrawal of Class

D 100 General101 The Society may suspend or withdraw a ship's class incases where the assumptions as the basis for classification, orthe provisions for retention of class, have been violated.

102 The decision to suspend or withdraw a ship's class ismade by the administration of the Society. However, in casesof automatic suspension, see 201 and 202, no individual deci-sion is made. Suspension or withdrawal of class may take ef-fect immediately or after a specified period of time.

103 If the owner's default only affects conditions related tospecial notations, the suspension or withdrawal may be limitedto these class notations only.

D 200 Suspension of class201 If the renewal surveys for hull, machinery installationsand equipment related to main character of class as defined inSec.2 B are not carried out before the expiry date of the classi-fication certificate, and if no postponement has been granted asstipulated in Pt.7 Ch.2 Sec.1 A700, the class will be automati-cally suspended with immediate effect (see also 302) unlessthe surveys are under completion.

202 If the annual or intermediate surveys required in C103are not carried out within 3 months from the anniversary dateof the classification certificate the class is automatically sus-pended with immediate effect.

203 The Society may further decide to suspend a ship' s classif the ship is not submitted to the required periodical surveysalso when this is due to force majeur cases, e.g. a major casu-alty.

204 In addition to the conditions laid down in 201, 202 and203, a ship's class or additional class notations may also be sus-pended with immediate effect by the administration of the So-ciety in cases where repair of deficiencies are not carried out tothe surveyor's satisfaction or otherwise dealt with in an appro-priate manner within the time limits given by the surveyor.

205 Where a suspension of class has come into effect the So-ciety will:

— notify the owner in writing— notify the proper authorities in the country where the ship

is registered— make an entry to this effect in the first issue of the “Regis-

ter of vessels classed with DNV”.

D 300 Withdrawal of class301 The class will be withdrawn at the owner's request.

302 If the outstanding surveys specified in 201, 202 and 203or required repairs as given in 204 are not carried out within aspecified time after the class suspension, the Society may de-cide to withdraw the ship's class.

303 When any ship proceeds to sea without having rectifieda condition of class which was required to be dealt with beforeleaving port, the class will be withdrawn with immediate ef-fect.

304 If the outstanding debt owed to the Society is not paidwithin a fixed date, the Society may withdraw the ship's classwith one month's written notice. This also applies when the ob-ligation to pay rests with a yard or with the ship's previousowners. In special cases a shorter notice may be given.

305 Where a withdrawal of class has come into effect the So-ciety will:

— notify the owner in writing— notify the proper authorities in the country where the ship

is registered— make an entry to this effect in the first issue of the “Regis-

ter of Vessels classed with DNV”.

D 400 Reclassification

401 If the outstanding surveys leading to class suspension asgiven in 201, 202 and 203 or required repairs as given in 204are carried out within a specified time, the class will be rein-stated and the existing classification certificate retains its va-lidity.

402 In all other cases than that given in 401, and if the cir-cumstances leading to withdrawal of class no longer exist, aship's class may only be reinstated based upon a written re-quest from the owner. The survey extent will in such instancesbe dependent upon the ship's classification status at the time ofsuspension or withdrawal.

403 When the surveyor is satisfied that the applicable re-quirements given in 402 have been met, he will issue a certifi-cate of interim class which will remain valid until theadministration of the Society has confirmed the class and is-sued the classification certificate.

404 When the class is reinstated, the Society will confirm thereinstatement in writing to the owners and to the Authorities inthe country where the ship is registered and make the informa-tion available to any third party upon request.

E. Appeals

E 100 Decisions taken by the Society

101 The client may request that a decision by the Society isto be taken up for reconsideration by one or more surveyorsspecially appointed by the Society. The expenses incurred areto be paid by the party making the appeal, however, if the ear-lier decision is revoked, the expenses will be covered by theSociety.

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SECTION 4LEGAL PROVISIONS

A. Liability and Jurisdiction

A 100 Limited liability

101 If any person suffers loss or damage which is proved tohave been caused by any negligent act or omission of Det Nor-ske Veritas, then Det Norske Veritas shall pay compensation tosuch person for his proved direct loss or damage. However, thecompensation shall not exceed an amount equal to ten timesthe fee charged for the service in question, provided that themaximum compensation shall never exceed USD 2 million.

In this provision "Det Norske Veritas" shall mean the Founda-tion Det Norske Veritas as well as all its subsidiaries, directors,

officers, employees, agents and any other acting on behalf ofDet Norske Veritas.

A 200 Governing law

201 These Rules, the classification of the ship or unit and therelationship between the Society and other parties shall be gov-erned by Norwegian law.

A 300 Venue

301 Any dispute arising in relation to or as a consequence ofthese Rules shall only be resolved by the courts of Norway, theMunicipal Court of Oslo being the proper venue.