Our Group Instincts: Hidden in Plain Sight

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    Human Group Instincts: Hidden in Plain Sight

    Thomas G. Parsons

    To suspect that group formation and group-related behaviours are instinctive

    in humans requires no new data - just a fresh look at the extensive body of knowledge

    gathered by anthropologists, social psychologists, and sociologists.

    In his bookThe Rise and Fall of the Third Chimpanzee, Jared Diamond

    (Diamond, 1992, p161) notes,

    "Humans have always formed competing groups whose survival is essential

    if the individuals in that group are to pass on their genes. Human history largely

    consists of the details of groups killing, enslaving, or expelling other groups. The

    winner takes the loser's land, sometimes also the loser's women, and thus the loser's

    opportunity to perpetuate genes."

    Although the phenomenon of group selection was seriously attacked in the

    1960s, renowned naturalist and biologist E O Wilson insisted in 1980 that

    "Selection can be said to operate at the group level, and deserves to be

    called group selection, when it affects two or more members of a lineage group

    as a unit" (Wilson, 1980, p50).

    In his recent book, Guns, Germs and Steel, Diamond shows how individual

    survival can depend on group status and inter-group relations in a society that most

    likely resembles that of our ancestors.

    "If a New Guinean happened to encounter an unfamiliar New Guinean

    while both were away from their respective villages, the two engaged in a long

    discussion of their relatives, in an attempt to establish some relationship and

    hence some reason why the two should not attempt to kill each other."(Diamond,

    1998)

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    Travel beyond a radius of a few miles was tantamount to suicide, as a local

    contact explained to Diamond

    "Of course the Fayus will kill any trespasser; you surely do not think

    they are so stupid that they would admit strangers to their territory? Strangers

    would just hunt their game animals, molest their women, introduce diseases, and

    reconnoitre the terrain to stage a raid later"(Diamond, 1992).

    Diamond notes that the isolation resulting from this inability to travel has

    produced numerous different languages, each typically spoken by at most a few

    thousand people living within a ten mile radius. Such isolation was sufficient to

    produce local diseases, local genetic mutations, and radically different local customs,

    yet all local groups were still just that: groups, which had to function effectively or die

    out. Their common features must be a showcase of the fundamental essentials of

    human group life. It was under such conditions that our ancestors lived for most of the

    life of our species.

    A New Zealand reader will have noticed some similarity with Maori protocol

    for arrival at a marae, developed independently thousands of miles from New Guinea.

    The visitor acknowledges the potential enmity of his prospective hosts, and their

    power over him. He identifies himself not by his given personal name and IRD

    number, but by his group affiliations and geographical origin, in an attempt to

    establish a basis for non-lethal interaction.

    An American passport contains essentially two messages. One identifies the

    person who was issued the passport. The other is a request from the individual'sgroup: "The Secretary of State of the United States of America hereby requests

    all whom it may concern to permit the citizen/national of the United States

    named herein to pass without delay or hindrance and in case of need to give all

    lawful aid and protection". A New Zealand passport contains the same request from

    "the Governor-General in the Realm of New Zealand . . .in the Name of Her Majesty

    The Queen". The technology has changed since the neolithic, but the message is

    remarkably similar.

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    Wouldn't it be surprising if natural selection had not produced humans who

    are especially predisposed to form groups, and to function optimally in a group

    environment? Should we not also presume that many millennia of selection among

    groups has produced groups that are designed for optimum function in a worldresembling that of highland New Guinea or pre-1800 New Zealand in its limited

    technology and small group size? Subsequent history has unfortunately not been long

    enough for us to evolve effective and instinctive ways of participating in large groups

    since discovering the technology that made large groups essential.

    The isolated human is an anomaly, and always was.

    The few solitary humans ever reported have displayed noteworthy

    psychopathology (Singh & Zingg, 1928). Furthermore, the prevalence of groups is

    nothing new in our time, or even in the lifetime of our species: "The most striking

    feature of our primate heritage is life in social groups, and that such groups may

    have been a feature of our ancestors' lives for the past 30 million years, long

    predating even the genus homo "(Lancaster, 1975, p12).

    Aronson begins his book "The Social Animal" (Aronson, 1988) with a quote

    from Aristotle: "Man is by nature a social animal . . . Society is something in

    nature that precedes the individual".

    Before language was, social groups were.

    Before any human was, social groups were.

    Before the conscious individual was, social groups were.

    Anthropologists tell us of different levels of human group organisation:

    families, bands, tribes, and clans. However, the individual is not studied by

    anthropologists, because they do not find individuals to study only groups. In

    contrast, psychology, does study individuals, having been founded by therapists

    whose goal was to provide treatment for the troubled (Rosenhan & Seligman, 1995).

    Thus psychologists may have a predisposition to examine the world through

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    individual-coloured glasses, even when dealing with acknowledged group

    phenomena. For example, Zimbardo's development of the term "de-individuation" to

    describe one type of group phenomenon both implicitly and explicitly asserts that the

    individual is the norm, or default condition of humanity, and group action anaberration, or a temporary cloak that hides the individual (cited in Vaughan & Hogg,

    1988)

    Before proceeding farther along this road, we should establish what we mean

    by "group".

    Groups? What groups?

    Vaughn & Hogg (Vaughan & Hogg, 1998) note that "there are almost as

    many definitions of the social group as there are social psychologists who

    research social groups". These authors define a group thus: "Two or more people

    who share a common definition and evaluation of themselves and behave in

    accordance with such a definition." They then go on to discuss a number of other

    definitions, each with its own virtues and shortcomings.

    Following this tradition, I will here propose my own definition: A group is a

    set of people whose members would under some circumstances identify

    themselves as members of said group by agreeing with the statement "I am a

    [group name]", even if only in the privacy of their own minds, or who would be

    identified by others, perhaps including non-members, as members of said group.

    All definitions appear to agree that one basic essential of a group is a person's

    emotional orientation, or feeling that he (or another) is identified with the group. An

    emotion is thus fundamental to group membership and identity. Identification with an

    otherwise unpopulated group or even a principle or creed is sufficient; no second

    living person is required. One may be, for instance, the last Jedi Knight. Furthermore,

    no time duration is specified; a group may last for moments or millennia.

    Evolution of group instincts?

    Such distant relatives of humanity as capuchin monkeys display a familiar

    range of group behaviour that includes payment for work done, which may imply a

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    genetic fitness, and the emotive centers have been programmed accordingly"

    (Wilson, 1980, p275). It is precisely at the level of emotions that we find some of the

    strongest empirical evidence for group instincts.

    Disproportionate response

    One way to distinguish an inborn from a trained response might be the

    demonstration of a disproportionate magnitude or type of response to a key stimulus.

    Just as the kick that is elicited by a small tap on the patellar tendon tells us that a

    reflex is operating, other responses that exceed anything likely to have been produced

    by applied stimuli may tell us that an instinct is operating. At least our training as

    scientists should make us look forsome explanation of the disproportionate response.

    Many such disproportionate responses to a mild stimulus for group formation

    are known. The following four examples suggest that a complex and powerful set of

    group-related behaviours and emotions can be elicited by relatively small stimuli.

    1. Sherif's studies of young boys in summer camps in the US demonstrated

    that even a short-term and arbitrary division of the boys into groups set the stage for

    many typical group behaviours such as ethnocentrism, strong inter-group competition,

    and even inter-group hostility. These responses were so intense and potentially so

    harmful that the studies were terminated (Sherif, 1966, cited in Vaughan & Hogg).

    2. Zimbardo also had to call a halt to an experiment involving prisoner/guard

    role-playing by university students, because the "dramatic changes in virtually every

    aspect of their behavior, thinking, and feeling" were "frightening" (quoted in Aronson,

    p10). The original report of the study states that "The extreme pathological reactions

    which emerged in both groups of subjects testify to the power of the social forces

    operating" (Haney, Banks, & Zimbardo, 1973).

    3. Teacher Ron Jones also found the children in his school frighteningly

    susceptible to the lure of a group that he created almost casually, without advance

    planning (Jones, 1980). He too, had to terminate his "Third Wave" group quickly toavoid serious consequences, as the Third Wave disrupted the school, ballooning

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    within a week to a membership of 200, from the original 30 students in his class.

    Certain characteristic group phenomena emerged spontaneously, such as a

    "bodyguard" for the leader. Jones also found that regular school work was performed

    better during the time of the Third Wave, suggesting a facilitating effect of groupmembership that should be investigated further.

    4. Dawes et al. (cited in Aronson, p379) found that some participants in an

    experiment involving social dilemmas were seriously stressed by "defection" from

    groups. These groups comprised only the otherwise unrelated strangers who happened

    to participate, and were intended to exist only for the period of the experiment.

    However, traumatic stress was evident in at least one subject who played the part of a

    defector, and felt such guilt that he lost sleep and wanted to make amends to the

    'group' the next day. Another participant failed to profit by defection, and felt so

    victimised by those who had done so that she declared her view of herself and

    humanity to have been altered. Although Aronson describes the experimental scenario

    as "seemingly benign", and "innocuous", in actuality "the experiments had a

    powerful effect on subjects that could not have been easily anticipated" [emphasis

    in the original].

    Aren't such surprising and disproportionate effects exactly what every

    scientist hopes to find? Such surprises point to the flaws in our theoretical framework,

    indicating the most productive areas of investigation. They are the essence of what is

    ostensibly sought but seldom desired: falsification of the schema under investigation.

    In this case, the magnitude and complexity of responses to group/individual

    interactions seem to shout aloud for more attention. Here there be mysteries. Have we

    failed to understand individuals? Groups? The individual-group interaction? All ofthese?

    Psychologists in denial?

    We tend to regard drives such as those that favor personal survival and

    reproduction as the strongest and most fundamental. Maslow's hierarchy, for example,

    ranks physiological needs and physical security as more fundamental than"belonging". Somehow we lose sight of the fact that familiar groups such as cults and

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    armies routinely cause people to ignore the supposedly most fundamental drives and

    act counter to the demands of personal survival and reproduction. How, then, can

    those drives be regarded as fundamental? Is Maslow entirely wrong? His views are

    still taught in undergraduate psychology classes without refutation, and an internetsearch finds many professionals who earn their livelihoods offering services based on

    his hierarchy. Why do we not consider the possibility that cults and armies can

    command individuals to sacrifice their "most basic" needs because they are calling on

    instincts even more basic than those they countermand?

    When Aronson writes of group influences on the individual, he treats groups

    as collections of individuals. Haney et al. wrote of "powerful social forces", but never

    mentioned instinct, or the possibility that group identity occupies a special place in

    our psyche. Personally, I suspect that the group can usefully be viewed as an entity in

    its own right: a coherent set of memes that has shaped us by selection to be good hosts

    (Blackmore, 1999; Lynch, 1996). I suspect that the study of the structure and function,

    or to put it more tendentiously the anatomy andphysiology of these entities, would be

    quite productive. However, even without entertaining such radical hypotheses it is

    clear that there is more to groups than the interaction of individuals uninfluenced by

    anything beyond culture or training.

    Perhaps the competition among rival explanatory schemes has produced in

    psychologists a sensation of belonging to a group that is perpetually in territorial

    combat with others in the explanatory landscape. Is it unreasonable to wonder

    whether "powerful social forces" was a deliberately vague phrase designed to avoid a

    usage that might sound like social identity theory, or some other explanation

    belonging to a competing group?

    Flippen (Flippen, 1999), for instance, analyses the concept of "groupthink"

    (introduced by Janis in 1972) in terms of the self-regulation model. Groupthink can be

    defined as the premature arrival at consensus by a group that has failed to adequately

    consider all relevant factors when deciding on a course of action.

    Flippen's discussion of this group phenomenon improves when she goesbeyond the jargon of self-regulation and status characteristic theory. When she

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    explains the details of the process by which a group can reach a very poor decision,

    the phenomenon is clearly understandable without reference to special theories or

    specialist vocabulary.

    Unfortunately, Flippen stops short of examining groupthink with evolutionary

    psychology, which would have related the phenomenon to the larger picture of

    hominid group behaviour. Her discussion thus ignores the natural selection that (in

    less complicated times) might have favoured a speedy consensus and swift action at

    the command of a leader. Her suggested remedies for groupthink include the

    replacement of physical meetings with teleconferenced "virtual meetings", making

    group members individually accountable for outcomes, and removing the power of

    the group leader to reward or punish group members. However, this amounts to a

    dismantling of group structure rather than a reform of group decision making.

    Several years ago, Cherry wrote both an article and a book on a "socialization

    instinct" that drives the formation of social bonds (Cherry, 1992; Cherry, 1994). He

    rated his model as more useful than conventional ones, since it was based on

    biological, as well as psychological and sociological aspects of human nature.

    However, although the Social Science Citation Index shows that Cherry's studies of

    troubled youth have been cited repeatedly by other writers, his works on the social

    bond instinct appear not to have been cited at all. Cherry's use of a

    psychosocial/biological approach to explore the influence of instinct on human groups

    has apparently found no audience in the profession.

    Does it matter? Apparently, it does.

    A recent review in American Psychologist indicates that practising

    professionals who routinely use groups in therapy nonetheless continue to

    underestimate the power of groups (Dishion, McCord, & Poulin, 1999). When

    teenagers with similar behaviour problems were grouped together for treatment, their

    behaviour problems were exacerbated. Dishion formulates an explanation in the

    vocabulary of conventional and individual psychology, speaking of peer

    reinforcement, social attention and emerging norms. However, it seems more

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    parsimonious simply to say that in both studies that were reviewed, troubled teenagers

    rejected the therapist's leadership and formed their own group, using their own values.

    Their group responses were more powerful than any techniques that the professionals

    could bring to bear, even when nominally in control of the situation.

    It appears that psychologists as a group resist the idea that the group is as

    fundamental a phenomenon as the individual psyche. Why might this be?

    In theirPrimer on Evolutionary Psychology, Cosmides and Tooby (Cosmides

    & Tooby, 1999) suggest that we suffer from "instinct blindness", which has caused

    psychologists to neglect some of the most interesting machinery in the human mind.

    Group structure and function clans, cults, and rugby clubs.

    The emotional importance of group membership, even in stylised artificial

    combat, is illustrated by the recent prominence of geneological arguments in the

    debate over allowable membership on a rugby team. New Zealander Shane Howarth

    will apparently be required to prove that at least one of his grandfathers was Welsh, or

    be ruled off a team.(Fowler, 2000)

    Cosmides and Tooby, following E. O. Wilson, suggest that emotions evolved

    as the motivators of instinctive response. That is, a beaver will feel pleasure, or a

    sensation of "this is the right thing to do" when it fells a tree to improve its dam.

    Consistent with the instinct hypothesis, abundant evidence indicates that

    people experience just such emotions when they join and participate in groups.

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    Buford experiences group emotions

    Consider Bill Buford's experience as a soccer hooligan, recounted in his book

    Among the Thugs(Buford, 1991):I am attracted to the moment when consciousness ceases: the

    moments of survival, of animal intensity, of violence. . . . Violence

    is one of the most intensely lived experiences and, for those

    capable of giving themselves over to it, it is one of the most

    intense pleasures. There on the streets of Fulham, I felt that I had

    literally become weightless. I had abandoned gravity, was greater

    than it. . . .I realized later that I was on a druggy high, in a state

    of adrenaline euphoria. And for the first time I am able to

    understand the words they use to describe it. That crowd violence

    was their drug. What was it like for me? An experience of

    absolute completeness. (Buford, p205)

    To appreciate his commentary, it helps to know that Buford was neither

    British nor a soccer fan nor a thug, but an American academic, the editor of a literary

    magazine, who set out to investigate the soccer hooligan phenomenon from the inside.

    His description of this particular experience as simply adrenaline euphoria should be

    tempered by consideration of the absence of euphoria that accompanies an adrenaline

    rush in a dentist's chair, or upon missing one's footing on a stairway. Clearly,

    adrenaline alone does not explain the pleasure. Those of us with more scientific than

    literary training might think first of endorphins, our own endogenous opioids.

    Whatever the neurochemistry, surely Buford has given an account that

    suggests how it might feel to experience the working of an instinct an unlearned

    behaviour that operates with consciousness minimised, giving pleasure and a feeling

    of rightness or completion when exercised.

    Elsewhere Buford expands on this theme, describing events that clearly had

    an emotional significance that he had not anticipated when he began his research into

    crowd violence:

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    "I was surprised by what I found; moreover, because I came

    away with a knowledge I had not possessed before, I was also

    grateful, and surprised by that as well. I had not expected the

    violence to be so pleasurable. I would have assumed, if I hadthought to think about it, that the violence would be exciting

    in the way that a traffic accident is exciting but the pure

    elemental pleasure was of an intensity that was unlike anything

    I had foreseen or experienced before. But it was not just any

    violence. It wasn't random violence or Saturday night violence

    or fights in the pub; it was crowd violence that was what

    mattered: the very particular workings of the violence of

    numbers." (Buford p217)

    Buford was convinced that the emotion was like a drug high "generated by the

    body itself". He was concerned because he could identify none of the classical reasons

    for crowd violence. He saw no political or economic cause, no grievance or injustice

    or feeling of social frustration.

    I couldn't get away from the starkness of the conclusion I kept

    reaching: that there was no cause for the violence; no "reason" for it

    at all. If anything there were "unreasons": rather than economic

    hardship or political frustration, there was economic plenty and an

    untroubled, even complacent faith in a free market and nationalistic

    politics that was proud of both its comforts and its selfishness.

    No novice to the scene, at that point, Buford had been "going around with

    violent people for around four years."(Buford, p218)

    Besides suggesting the operation of an instinct, Buford's experience might

    well be regarded as falsifying some of social psychology's explanations of group

    violence. Certainly he found no support for relative deprivation theory, even though

    he was expecting it and looked for it. Instead he found pleasure that was unrelated to

    anything beyond simple membership in a group that did battle with non-members oranother group, exactly what one might expect from the operation of an instinct.

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    In his discussion of genocide as a typical human trait, Diamond (1992)

    recounts a similar pleasure in a native of New Guinea, although in this case it was

    associated with a recognised inter-group casus belli. A "gentle" man whom Diamond

    had worked with for years, whom he liked and respected, told him of participating inthe near-total eradication of a neighbouring village as part of an ongoing feud.

    Diamond recalls "Since that evening I have often found myself shuddering as I

    recalled the details of it the glow in Kariniga's eyes as he told me of the dawn

    massacre; those intensely satisfying moments when he finally drove his spear into

    some of his people's murderers" (Diamond, p276). Note that this was a happy

    memory of a pleasant emotion, in contrast to the feeling of distaste for a nasty but

    necessary job that we might feel when exterminating a pest or punishing a criminal.

    How can we distinguish between explanations based the operation of group

    instincts and those based on the current view: conformity, peer pressure, etc ? Are

    these not just the names we have already assigned to the individual drives anyway?

    Am I proposing a distinction without a useful difference? Even a simple experiment

    hints otherwise.

    When presented with a pattern consisting of an irregular cluster of X's

    (approximately 3x6 cm) and a lone X that was 6 cm away from the cluster (Appendix

    1), 8 of 11 responding class members interpreted the pattern as a group of people

    standing in some social relationship to a single person. Typical comments were "a

    person isolated from a group", "a group of people with one person excluded",

    "leader", "social ostracism". Three responders said they saw only some X's on a piece

    of paper, despite the request to "interpret" what they saw. Their responses are thus not

    compliant with instructions, and can be interpreted as attempts to play "Mr Spock"

    and defeat the purpose of the experiment. [The test page was neither handed out nor

    collected by me, but by another student not associated in anyone's mind with concerns

    about groups.]

    I suggest that this response indicates a predisposition to interpret ambiguous

    information as representing a group, and displaying common group phenomena. This

    may be similar to our inborn tendency to interpret as a face any random collection of

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    features that can be seen as eyes and mouth, which is responsible for the Man in the

    Moon, the face on Mars, and the utility of Mr Yuck (the poison warning face).

    Granted, the responders were students in a social psychology class and mayhave had a mindset favouring group interpretations. Such a test might well get

    different responses among different highly selected groups. Still, that other research

    remains to be done. Until contradicted by better-controlled studies, this one stands as a

    demonstration of our predisposition to see groups as a likely default interpretation of

    the world, which seems consistent with the operation of group instincts.

    Criteria for acceptance of group instincts

    Any justification for such a new way of regarding and organising well-known

    facts must lie in at least one of three areas:

    (a) experts in the field may come to agree that the instinct hypothesis is a

    superior explanatory framework, providing the most parsimonious unifying principle

    to simplify the explanation of disparate phenomena, or

    (b) the hypothesis must suggest new experiments that are productive and new

    phenomena that might not have been noted or discovered except for the inspiration of

    the instinct hypothesis, or

    (c) experiments or observations must be capable of falsifying the instinct

    hypothesis itself and fail to do so, or must falsify competing viewpoints.

    I believe that at least some of these criteria can be met for the group instinct

    hypothesis.

    So what?

    If human behaviour in fact reflects the operation of group instincts, not only

    the science of psychology, but all of society needs urgently to know more about those

    instincts. Despite repeated and well-publicised tragedies, cults flourish, continuing to

    claim headlines and victims. Genocide is a continuing threat in several areas of the

    world. Gangs are a major social problem in industrialised society, as are tribes in

    Africa and Asia.

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    I suggest that cults, as examples of the strongest type of group, would make a

    good starting point for study. Experts have already determined that cults have certain

    organisational and psychological features in common, such as a charismatic leader,

    initiation rites, claims to possess a special truth or status, strict control of theirboundaries (informational, physical, membership), strong social controls on members'

    behaviour, and a strong sense of isolation from (and persecution by) the rest of the

    world (Galanter, 1989; Lofland, 1977; Lynch, 1996; Singer, 1995; Sparks, 1977).

    Different cults (and gangs) display different levels of intensity in the function

    of these structures, and different levels of power over their members. I suggest that a

    study of the entire set of all such organisational and structural features that can be

    found in any cult (or gang) will yield an image of the set of group instincts that they

    use to gain such remarkable control over initially independent minds. Then those

    instincts can be systematically studied in individuals, and groups themselves will be a

    legitimate area of study for psychology (not just sociology) as a projection into the

    environment of a basic component of the human mind.

    Once we have a structural diagram of key features, groups as diverse as cults

    and chess clubs can be classified just as Linnaeus classified animals and plants,

    according to their structural features and the ways that their mechanisms operate. For

    example, group recognition signs are almost universal, but may be intended for

    outsiders or for members only. A group may use any or all of: flags, uniforms or other

    special clothing, gestures, hairstyles, secret handshakes, lapel pins, tattoos, jewellery,

    or special jargon.

    Such understanding of group technology should permit the design of socially

    constructive groups that could compete successfully with troublesome ones such as

    gangs and cults, depriving them of members and influence while helping to build

    safer communities. As preventive medicine, such constructive groups could be

    introduced into the schools to immunise children against the predatory groups.

    For too long the best group technologists have not been practising

    professional psychologists they have been the Hitlers and the L Ron Hubbards, theReverend Moons and the Reverend Joneses. Not until the professionals can routinely

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    influence people as profoundly as can amateurs such as David Koresh 1 or Marshall

    Applewhite2 can they claim to understand group phenomena well enough to dismiss

    alternative explanations such as the instinct hypothesis.

    References

    Aronson, E. (1988). The Social Animal. (Fifth ed.). New York: W H Freeman and

    Company.

    Blackmore, S. (1999). The Meme Machine. Oxford: Oxford University Press.

    Boehm, C. (2000). Conflict and the evolution of social control.Journal od

    Consciousness Studies, 7(1/2).

    Buford, B. (1991).Among theThugs. New York: Random House.

    Cherry, A. L. (1992). The Socialization Instinct: Individual, family, and social bonds.

    Journal of Applied Social Sciences, 17(1), 125-139.

    Cherry, A. L. (1994). The socializing Instincts: Individual, family and social bonds.

    Westport, Connecticut: Praeger Publications/Greenwood Publishing Group.

    Cosmides, L., & Tooby, J. (1999). Evolutionary Psychology, A Primer. .

    deWaal, F. B. M. (1997). Food transfer through mesh in brown capuchins.Journal of

    Comparative Psychology, 111(4), 370-78.

    deWaal, F. B. M., & Berger, M. L. (2000). Payment for Labor in Monkeys.Nature,

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    Diamond, J. (1998). Guns, Germs, and Steel: The Fates of Human Societies. New

    York: W W Norton & Company.

    Diamond, J. (1992). The Rise and Fall of the Third Chimpanzee. London: Random

    House.

    Dishion, T. J., McCord, J., & Poulin, F. (1999). When InterventionsHarm: Peer

    Groups and Problem Behavior.American Psychologist, 54(9).

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