Optimal Control of Flow and Sediment in River and Watershed

54
35th IAHR World Congress, September 8-13,2013, Chengdu, China Optimal Control of Flow and Sediment in River and Watershed National Center for Computational Hydroscience and Engineering (NCCHE) The University of Mississippi Presented in 35th IAHR World Congress, September 8-13,2013, Chengdu, China Yan Ding 1 , Moustafa Elgohry 2 , Mustafa Altinakar 4 , and Sam S. Y. Wang 3 1. Ph.D. Dr. Eng., Research Associate Professor, UM-NCCHE 2. Graduate Student, UM-NCCHE 3. Ph.D., Research Professor and Director, UM-NCCHE 4. Ph.D., P.E., F. ASCE, Frederick A. P. Barnard Distinguished Professor Emeritus&, Director Emeritus, UM-NCCHE

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Optimal Control of Flow and Sediment in River and Watershed . Yan Ding 1 , Moustafa Elgohry 2 , Mustafa Altinakar 4 , and Sam S. Y. Wang 3 Ph.D . Dr. Eng., Research Associate Professor, UM-NCCHE Graduate Student, UM-NCCHE Ph.D., Research Professor and Director, UM-NCCHE - PowerPoint PPT Presentation

Transcript of Optimal Control of Flow and Sediment in River and Watershed

Page 1: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Optimal Control of Flow and Sediment in River and Watershed

National Center for Computational Hydroscience and Engineering (NCCHE)The University of Mississippi

Presented in 35th IAHR World Congress, September 8-13,2013, Chengdu, China

Yan Ding1, Moustafa Elgohry2, Mustafa Altinakar4, and Sam S. Y. Wang3

1. Ph.D. Dr. Eng., Research Associate Professor, UM-NCCHE2. Graduate Student, UM-NCCHE3. Ph.D., Research Professor and Director, UM-NCCHE4. Ph.D., P.E., F. ASCE, Frederick A. P. Barnard Distinguished Professor Emeritus&, Director Emeritus, UM-

NCCHE

Page 2: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Flood and Channel Degradation/Aggredation

Flooded Street, Mississippi River Flood of 1927 River Bank Erosion

Levee Failure, 1993 flood. Missouri. Cedar Rapids, Iowa, June 14, 2008

Page 3: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Flooding and Flood Control

Flood Gate, West Atchafalaya Basin, Charenton Floodgate, LA

The Bonnet Carré Spillway, the southern-most floodway in the Mississippi River and Tributaries system, has historically been the first floodway in the Lower Mississippi River Valley opened during floods. The USACE’s hydraulic engineers rely on discharge and gauge readings at Red River Landing, about 200 miles above New Orleans, to determine when to open the spillway. The discharge takes two days to reach the city from the landing. As flows increase, bays are opened at Bonnet Carré to divert them.

The spillway (highlighted in green)

Page 4: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Sediment Control

Reservoir Sediment Release at 9:00am, Clear Water Release at 10:00am, 6/19/2010

Xiao Land Di Reservoir, Yellow River, China Yellow River

Page 5: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Flow and Sediment Transport Control Problems

• Perform an optimally-scheduled water delivery for irrigation to meet the demand of water resources in irrigation canals

Optimal Water Resource Management (only flow control)

• Prevent levee of river from overflowing or breaching during flood season by using the most secure or efficient approach, e.g., operating dam discharge, diverting flood, etc.

Optimal Flood Flow Control (probably with sediment transport)

• To release reservoir sediments to river reaches downstream for managing sediment transport and morphological changes

Best Sediment Release Management

Page 6: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Difficulties in Optimal Control of Flow and Sediments

• Temporally/spatially non-uniform flow and morphodynamics Requires a forecasting model which can accurately predict complex water flows

and morphodynamic processes in space and time in rivers and watersheds

• Nonlinearity of flow and sediment control Nonlinear process control, Nonlinear optimization Difficulties to establish the relationship between control actions and responses of the

hydrodynamic and morphodynamic variables

• Requirement of Efficient Simulation and optimization In case of fast propagation of flood wave, a very short time is available for predicting

the flood flow at downstream. Due to the limited time for making decision of flood mitigation, it is crucial for decision makers to have an efficient forecasting model and a control model.

Page 7: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Objectives

Theoretically, • Through adjoint sensitivity analysis, make nonlinear optimization capable of

flow control in complex channel shape and channel network in watershed Optimal Nonlinear Adaptive Control Applicable to unsteady river flows

• Establish a general simulation-based optimization model for controlling hazardous floods so as to make it applicable to a variety of control scenarios

Flexible Control System; and a general tool for real-time flow control

• Sediment Control: Minimize morphological changes due to flood control actions

Optimal Control with multiple constraints and objectives

For Engineering Applications,• Integrate the control model with the CCHE1D flow model, • Apply to practical problems

Page 8: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Integrated Watershed & Channel Network Modeling with CCHE1D

Digital ElevationModel (DEM)

Rainfall-Runoff Simulation

Upland Soil Erosion(AGNPS or SWAT)

Channel Network Flow and Sediment Routing

(CCHE1D)

Channel Network andSub-basin Definition

(TOPAZ)

01

qxQ

tAL

02 2

2

2

fgSxZg

AQ

xAQ

tL

3/42

2 ||RA

QQnS f

Dynamic Wave Model for Flood Wave Prediction

A=Cross-sectional Area; q=Lateral outflow;=correction factor; R=hydraulic radius n = Manning’s roughness

where Q = discharge; Z=water stage;

• Boundary Conditions• Initial Conditions (Base Flows)• Internal Flow Conditions for Channel

Network

Hydrodynamic Modeling in Channel Network Non-uniform Total-Load Transport Non-equilibrium Transport Model Coupled Sediment Transport Equations Solution Bank Erosion and Mass Failure Several Methods for Determination of Sediment-Related

Parameters

Principal Features

Page 9: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

CCHE1D Sediment Transport ModelNon-equilibrium transport of non-uniform sediments

*

1tk tktk lkt k

t tk s

Q Q Q Q qt U x L

/tk tk t tkC Q A U

*' 11 bk

tk t ks

Ap Q Qt L

*

1tk tktk lkt k

s

AC Q Q Q qt x L

**

bk tkt kQ p Q

A= cross-section area; Ctk= section-averaged sediment concentration of size class k; Qtk= actual sediment transport rate; Qt*k= sediment transport capacity; Ls= adaptation length and Qlk = lateral inflow or outflow sediment discharge per unit channel length; Ut=section averaged velocity of sediment

Non-uniform Total-Load Transport Non-equilibrium SedTran Model Coupled SedTran Equations Solution

(Direct Solution Technique) Bank Erosion and Mass Failure Several Methods for Determination of

Sediment-Related Parameters

Principal Features

Page 10: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

+2.0m

+0.0m

20m

70m

Zobj

Objective Function for Flood Control

To evaluate the discrepancy between predicted and maximum allowable stages, a weighted form is defined as

where T=control duration; L = channel length; t=time; x=distance along channel; Z=predicted water stage; Zobj(x) =maximum allowable water stage in river bank (levee) (or objective water stage); x0= target location where the water stage is protective; = Dirac delta function

40 0 0

0 0

[ ( , ) ( )] ( ), ( ) ( )

0, ( ) ( )

obj objZ

obj

W Z x t Z x x x if Z x Z xr LT

if Z x Z x

0 0( , , , , )

T LFJ r Z Q q x t dxdt

Page 11: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Sensitivity Analysis- Establishing A Relationship between Control Actions and System Variables

• Compute the gradient of objective function with respect to control variable

1. Influence Coefficient Method (Yeh, 1986): Parameter perturbation trial-and-error; lower accuracy

2. Sensitivity Equation Method (Ding, Jia, & Wang, 2004) Directly compute the sensitivity ∂X/∂q by solving the sensitivity equations Drawback: different control variables have different forms in the equations, no general

measures for system perturbations; The number of sensitivity equations = the number of control variables.

Merit: Forward computation, no worry about the storage of codes

3. Adjoint Sensitivity Method (Ding and Wang, 2003) Solve the governing equations and their associated adjoint equations sequentially. Merit: general measures for sensitivity, limited number of the adjoint equations

(=number of the governing equations) regardless of the number of control variables. Drawback: Backward computation, has to save the time histories of physical variables

before the computation of the adjoint equations.

Page 12: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

x

t

A B

CD

O L

T

Variational Analysis- to Obtain Adjoint Equations

Extended Objective Function

*1 20 0

( )T L

F F A QJ J L L dxdt where A and Q are the Lagrangian multipliers

Fig. 1: Solution domain

Necessary Condition* 0F FJ J

on the conditions that

1

2

( , ) 0( , ) 0{L Q Z

L Q Z

Page 13: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Adjoint Equations for the Full Nonlinear Saint Venant Equations

* 2

2 (1 ) | |Q QA A g AV Vg r Q rVt x B x K A A Q

2

2

2Q QAQ

gA V rA Vt x x K Q

According to the extremum condition, all terms multiplied by A and Q can be set to zero, respectively, so as to obtain the equations of the two Lagrangian multipliers, i.e, adjoint equations (Ding & Wang 2003)

Page 14: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Adjoint Equations: Linear, Hyperbolic, and of First-Order

The obtained adjoint equations are first-order partial differential equations, which can be rewritten into a compact vector form

0

PNUUMU

xt

Q

A

U

VABgV

*M

2

2

2

||20

||20

KVgA

KVAVg

Nwhere

P represents the source term related to the objective function

This adjoint model has two characteristic lines with the following two real and distinct eigenvalues:

*2

2

2,1 4)1(

21

BAgVV

*2,1 BAgV

In the case of a flow in a prismatic open channel, β=1, therefore

Wave celerity is the same as the open channel flow. But propagation direction in time is opposite (i.e. backward in time)

Page 15: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Variations of J with Respect to Control Variables – Formulations of Sensitivities

00

( (0, )) ( ) (0, )T

Ax

rJ Q t Q t dtQ

ndxdtnK

QgQnrnJ

T L Q

0 0 2

||2)(

dttLAAQ

Bg

ArtLAJ

Lx

T

Q ),()()),((0 3

2

*

dxdttxqqrtxqJ

T L

A ),()),((0 0

Lateral Outflow

Upstream Discharge

Downstream Section Area or Stage

Bed Roughness

Remarks: Control actions for open channel flows may rely on one control variable or a rational combination of these variables. Therefore, a variety of control scenarios principally can be integrated into a general control model of open channel flow.

Q(0,t)

Q(L,t)

q(x,t)

Page 16: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Optimal Control of Sediment Transport and Morphological Changes

The developed model is coupling an adjoint sensitivity model with a sediment transport simulation model (CCHE1D) to mitigate morphological changes.

Different optimization algorithms have been used to estimate the value of the diverted or imposed sediment along river reach (control actions) to minimize the morphological changes under different practices and applications.

Optimization Model

Adjoint sensitivity model

Sediment Transport Simulation Model

CCHE1D

Sediment Control Model

Page 17: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

A Nonuniform/nonequilibrium Sediment Transport Model: CCHE1D

1tk tktk t k k

s

AC Q Q Q qt x L

/ ( )tk tk t tkC Q AU

In which the depth-average concentration and the sediment transport rate can be expressed as

and Eq. (1) becomes,

The bed deformation is determined with

' 11 bktk t k

s

Ap Q Q

t L

* 0bktk t k

AQ Qt

If

Governing equation for the nonequilibrium transport of nonuniform sediment is

3 *1( ) ( ) 0t t

t t t ls

Q QL Q Q Q qt U x L

(1)

(2)

(3)

(4)

(5)

Page 18: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Objective Function for Sediment Control and Minimization of Morphological Changes (Strong Control Condition)

To evaluate the bed area change, a weighted form is defined as

0 0

( , , , )T L

S b lJ f A q x t dxdt

2

0b

SW Af x xLT t

(6)

(7)

where f is a measuring function and can be defined as,

The optimization is to find the control variable q satisfying a dynamic system such that

where Abis satisfied with the sediment continuity equation

Local minimum theory : Necessary Condition: If q is the true value, then JS(q)=0; Sufficient Condition: If the Hessian matrix 2JS(q) is positive definite,

then ql is a local minimizer of fS.

( ) min( ( , )),S b lf q J A q (8)

21

Page 19: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Optimization Model

objtQ can be taken equal to *tQ

The objective function for control of morphological changes can be written as  

and measuring function as,

0 0

( , , , )T L

S S t lJ f Q q x t dxdt

2

02 2

1 , ,(1 ')

objS t t

s

Wf Q x t Q x t x xLT p L

(9)

(10)

22

where i.e. the sediment transport capacity.

' 11 bt t

s

Ap Q Qt L

Consider the equation of morphological change:

It means that for minimizing morphological change in a cross section, it is needed to make sediment transport rate in the section close to the sediment transport capacity.

Page 20: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Adjoint Equation for Sediment Control

*3

0 0

T L

S S SJ f L dxdt

S SS t l

t l

f fdf Q qQ q

31 1 0t t

t t ls

Q QL Q Q qU t x L

*

0 0 0 0 0 0

T L T L T LS S S S S S t

S t l t S l S tt l s

f f QJ Q q dxdt Q dxdt q dxdt dx Q dtQ q U t x L U

Taking the first variation of the augmented objective function, i.e.

By using Green’s theorem and the variation operator δ in time-space domain shown in Fig. (1), the first variation of the augmented function can be obtained

For minimizing J* , δJ* must be equal zero which means all terms multiplied by δQt must be set to zero which leads to the following equation,

which is the adjoint equation for the Lagrangian multiplier λS

(14)

(15)

(16)

(17)

(18) 02 2

2 1 ,(1 ')

objS S St t

s s

W Q x t Q x x xU t x L LT p L

24

Figure 1. Solution domain

Page 21: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Sediment Transport Control Actions and Sensitivity

00

( (0, )) ( ) (0, )T

SS t S t

t x

fJ Q t Q t dtQ

Lateral Sediment Discharge

Upstream Sediment Discharge

0 0( ( , )) ( , )

T LS

S l S ll

fJ q x t q x t dxdtq

In this study, fS is not a function in ql, thus the sensitivity is based on the values of λS.26

0( ( , )) ( ) ( , )

TS

S t S tt x L

fJ Q L t Q L t dtQ

Downstream Sediment Discharge

Lateral Outflow ql

Qt(0,t)

Qt(L,t)

Page 22: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Minimization Procedures

• Limited-Memory Quasi-Newton Method (LMQN) Newton-like method, applicable for large-scale computation

(with a large number of control parameters), considering the second order derivative of objective function (the approximate Hessian matrix)

Algorithms: BFGS (named after its inventors, Broyden, Fletcher,

Goldfarb, and Shanno) L-BFGS (unconstrained optimization) L-BFGS-B (bound constrained optimization)

Page 23: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Application

Optimal Flood Control in Alluvial Rivers and Watersheds(with sediment transport but no sediment control)

Page 24: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Optimal Control of Flood Diversion Rate A Hypothetic Single Channel

Time

Dis

char

ge

Tp Td

Qp

Qb

+2.0m

+0.0m

20m

70m

1:2

1:1.

5

Storm Event: A Triangular Hydrograph

x (km)

Elev

atio

n(m

)

0 2 4 6 8 100

1

2

3

4

5

6 Zobj(x) = 4.75-0.025x

Bed slope = 1:40000; d50=0.127mm

q(t)Divert clear waterq(t)=?

Cross Section

100m3/s

48 hours16 hours

Page 25: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Hours

Dis

char

ge(m

3 /s)

0 12 24 36 48

-100

-50

0

50

100

Iteration= 1Iteration= 4Iteration= 5Iteration= 6Iteration= 10Iteration= 30Iteration= 70

Inflow Hydrograph at inlet

Optimal q(t)

Optimal Lateral Outflow and Objective Function (Case 1)

Iterations of L-BFGS-BO

bjec

tive

Func

tion

Nor

mof

Gra

dien

t

0 10 20 30 40 50 60 7010-3

10-2

10-1

100

101

102

103

104

105

10-8

10-7

10-6

10-5

10-4

10-3

10-2

Objective FunctionNorm of Gradient

Iterations of optimal lateral outflowObjective function and Norm of

gradient of the function

Optimal Outflow q

Page 26: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Thalweg Change after Storm

x (km)

Thalweg(m)

ThalwegChange(m)

0 2 4 6 8 10-0.1

-0.05

0

0.05

0.1

0.15

0.2

0.25

0.3

-0.2

-0.15

-0.1

-0.05

0

0.05

0.1

0.15

0.2

Initial thalwegThalweg after eventThalweg change

q

Page 27: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Water Stage and Lateral Discharge

Hours

Wat

erSt

age

(m)

0 12 24 36 481.5

2.5

3.5

4.5

5.5

Without sediment transportWith sediment transport

Zobj=4.57m

HoursD

isch

arge

(m3 /s

)0 12 24 36 48

-80

-60

-40

-20

0

Without sediment transportWith sediment transport

The water stage comparison for with and without sediment transport consideration at bed slope

The lateral discharge comparison for with and without sediment transport consideration at bed slope 32.5 10

32.5 10

Page 28: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Optimal Control of Lateral Outflows – Multiple Lateral Outflows (Case 3)

Suppose that there are three flood gates (or spillways) in upstream, middle reach, and downstream.

Condition of control:

Z0=3.5m

q1 q2q3

Page 29: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Optimal Discharges for Multiple Floodgates

Hours

Discharge(m

3 /s)

0 12 24 36 48-100

-75

-50

-25

0

25

50

75

100

125

q2

q3

q1

Discharge withdrawn by single floodgate

Total discharge = q1 + q2 + q3

Hydrograph at inlet

Z0=3.5m

q1 q2 q3

Page 30: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Comparison of Thalweg Changes after Storm

x (km)

Thalwegchange(m)

0 2 4 6 8 10-0.15

-0.1

-0.05

0

0.05

0.1

0.15

Three floodgatesOne floodgate

q2q1 q3(or q)

Page 31: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

L3 = 13,000m

L2 = 4,500m

L 1=

4,00

0m

1

2

3

Channel No.

Optimal Control of Multiple Lateral Outflows in a Channel Network

Channel No.

QP (m3/s)

Qb (m3/s)

Tp (hour)

Td (hour)

Z0 (m)

1 50.0 2.0 16.0 48.0 3.5 2 50.0 2.0 16.0 48.0 3.5 3 60.0 6.0 16.0 48.0 3.5

+2.0m

+0.0m

20m

70m

1:2

1:1.

5

Z0=3.5m

q3(t)=?

Compound Channel Section

Time

Dis

char

ge

Tp Td

Qp

Qb

Time

Dis

char

ge

Tp Td

Qp

Qb

Time

Dis

char

ge

Tp Td

Qp

Qb

q2(t)=?

q1(t)=?

Page 32: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Optimal Lateral Outflow Rates and Objective Function

Iterations of L-BFGS-B

Obj

ectiv

eFu

nctio

n0 20 40 60 80 100

10-6

10-4

10-2

100

102Case 5Case 6

Optimal lateral outflow rates at three diversions

Comparison of objective function

One Diversion

Three Diversions

Hours

Dis

char

ge(m

3 /s)

0 12 24 36 48-50

-40

-30

-20

-10

0

10

20

30

40

50

60

q1q2q3

Hydrograph of inlfow at main stem

Hydrograph at two branches

Page 33: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Comparison of Thalweg along Main Channel

Distance [k m]

Th

alw

eg[m

]

0 1 2 3 4 5 6 7 8 9 10 11 12 130.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

4.5

Initial ThalwegNo ControlCase 1 (Gate 1 at 1.5 k m ds)Case 2 (Gate 1 at 2.5 k m ds)Case 3 (Gate 1 at 3.5 k m ds)Case 4 (Gate 1 at 4.5 k m ds)

Case 3

Gate 2

Gate 3

C ase 1C ase 2

Jun

cti o

n

Jun c

tion

4.5 k m

1.5 k m

2.5 k m

Case 4

3.5 k m

Distance [km]

Tha

lwe g

[m]

0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.51.9

2.1

2.3

2.5

2.7

2.9

3.1

3.3

Initial ThalwegNo ControlCase 1 (Gate 1 at 1.5 km ds)Case 2 (Gate 1 at 2.5 km ds)Case 3 (Gate 1 at 3.5 km ds)Case 4 (Gate 1 at 4.5 km ds)

Case 3

Case 1

Case 2

4.5 km

1.5 km

2.5 km

case 43.5 km

Page 34: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Application

Optimal Control of Sediment Transport and Morphological Changes in Alluvial Rivers and Watersheds

(No Flow Control)

Page 35: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Hypothetical Case (2): Reservoir Sediment Release

L=7 km

S0=0.5 %

Given Q = Q(t)

1:2 1:2

10 m

20 m

Qs= ?

52

Control Objective: To minimize morphological change downstream

Simulation time = 1 yearSediment Properties: Uniform sediment of d = 20 mmBed load adaptation length = 125 m, suspended load adaptation coefficient = 0.1, and mixing-layer thickness = 0.05 m.

Excess Erosion Problem

Downstream

Page 36: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Hypothetical Case (2): Conotrol Reservoir Sediment Release

This case has been tested under three different scenarios:

1. Regular operating conditions: The dam release discharge was assumed to be 10 m3/s.

2. Stage operating conditions: The case has been again tested under stage dam release flow discharge

3. Storm operating conditions: the case has been again tested under storm dam release flow discharge

Time (days)

Upstreamflowdischarge(m3/s)

0 50 100 150 200 250 300 350 4000

5

10

15

20

25

30

35

40

45

50

55

60

Figure (2) Stage reservoir water release Figure (3) Stage reservoir water releaseTime (hour)

Upstreamflowdischarge(m3/s)

0 5 10 15 20 25 30 35 40 450

5

10

15

20

25

30

35

40

45

50

55

60

Scenario 2 Scenario 3

Page 37: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Hypothetical Case (2) – Scenario (1): Model Results

54

Clear water release rate at upstream Q(t) = 10 m3/s

Page 38: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Hypothetical Case (2) – Scenario (2): Model Results

55Time (days)

Upstreamsedimentdischarge(kg/s)

0 50 100 150 200 250 300 350 4000

5

10

15

20

Distance downstream (km)

Thalwegchange(m)

0 1 2 3 4 5 6 7-10

-8

-6

-4

-2

0

2

No control (clear water)With control

Time (days)

Upstreamflowdischarge(m3/s)

0 50 100 150 200 250 300 350 4000

5

10

15

20

25

30

35

40

45

50

55

60

Flow Release Condition

Optimal Sediment Release Solution

Morphological Changes after one year

Page 39: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Hypothetical Case (2) – Scenario (3): Model Results

56

Time (hours)

Upstreamsedimentdischarge(kg/s)

0 10 20 30 400

5

10

15

20

25

30

35

No limit on reservior release capacityReservior release capacity = 15 kg/s

Distance downstream (km)

Thalwegchange(m)

0 1 2 3 4 5 6 7-0.4

-0.2

0

0.2

No control (clear water)With control

Time (hour)

Upstreamflowdischarge(m3/s)

0 5 10 15 20 25 30 35 40 450

5

10

15

20

25

30

35

40

45

50

55

60

Upstream flood flow (given)

Morphological changes after storm

Page 40: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Case (3): Sandy River Reach and Marmot Dam Removal

Source: Stillwater Science, 1999

Page 41: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Dam Removal Impacts

59

The impacts of removal have been addressed by different studies. Generally they can be divided into main categories.

(1) Short-Term Ecological Impacts of Dam Removal Sediment Release, Increased Sediment Concentration and Contaminated Sediment, and

(2) Long-Term Impacts of Dam Removal (Flow change regimes, temperature, sediment transport and water quality)

Objective of control in this case:

Minimize the morphological changes (erosion and deposition) at downstream by diverting extra sediments from the reservoir (dredging?)

Page 42: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Case Study - Overview

Reservoir deposition profile (Source: PGE photogrametry, 1999)

Reservoir sediment size composition (Stillwater Science, 1999)

Page 43: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Bed Material Properties and Model Parameters

Parameter Value

Roughness Coefficient (Manning’s n) 0.03-0.06 upstream and 0.04-0.06 downstream

Sediment transport equation Wu-Wang-Jia’s formula (Wu et al. 2000)

SEDTRA module (Garbrecht et al. 1995)

Modified Ackers-White formula (Proffit & Sutherland 1983)

Engelund and Hansen’s formula (Engelund and Hansen 1967)Bed load adaptation length 250, 350, 500 and 1000m

Suspended load adaptation coefficient 0.25, 0.5 and 1.0

Mixing-layer thickness 0.05, 0.1 and 0.2mPorosity

0.25Simulation time step, Δt

0.5, 1, 3 and 6 minutesCross sections spacing, Δx

Varying (12m-325m)

Page 44: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Sediment size classes used in the simulations

Number of size

Representative size (mm)

Lower limit (mm)

Upper limit (mm)

1 0.09196 0.0625 0.1252 0.18393 0.125 0.253 0.36785 0.25 0.54 0.73570 0.5 1.05 1.47140 1.0 2.06 2.94281 2.0 4.07 5.88562 4.0 8.08 11.77124 8.0 16.09 23.54247 16.0 32.0

10 47.08494 32.0 64.011 94.16989 64.0 128.012 188.33980 128.0 256.0

Page 45: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Upstream Discharge Hydrograph

Simulation Period 10/19/2007 – 09/30/2008

Averagedailydischarge(m

3 /s)

10/15 11/15 12/16 01/16 02/16 03/18 04/18 05/19 06/19 07/20 08/20 09/200

50

100

150

200

Page 46: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Simulation Results: Bed load adaptation length (1/3)

Parameter ValueRoughness Coefficient (Manning’s n)

0.04 upstream and 0.06 downstream

Sediment transport equation

Wu-Wang-Jia’s formula (Wu et al. 2000)

Bed load adaptation length 350 m

Suspended load adaptation coefficient 0.5

Mixing-layer thickness 0.05 m

Simulation time step 0.5 minuteSediment Size Class 12

Simulation parameters and associated values

Page 47: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Simulation Results: Bed Evolution

Distance From Marmot Dam (km)

Average

Bed

ElevationChange(m)

-2.5 -2 -1.5 -1 -0.5 0-12

-10

-8

-6

-4

-2

0

2

Observations after 1 year15 Days3 months6 months9 months1 year

Dam

Location

(a)

Distance From Marmot Dam (km)

Average

Bed

ElevationChange(m)

0 2 4 6 8 10 12 14 16 18-2

0

2

4

6

8

Observations after 1 year15 Days3 months6 months9 months1 year

Dam

Location

(b)

Page 48: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Application of Developed Model after Dam Removal

Calculate the required diverted sediment after Marmot dam removal at the location of the dam to mitigate the excess deposition downstream. Simulating period is one year immediately after dam removal.

Date

SedimentDischarge(m3/s)

12-04-2007 03-03-2008 06-01-2008 08-30-20080

0.1

0.2

0.3

0.4Natural sediment flushDiverted sediment under optimal control

Engineering difficulty: how to divert the sediments based on the optimal schedule?Distance Downstream from Marmot Dam (km)

AverageBed

ElevationChange(m)

0 2 4 6 8 10 12 14 16 18-1

0

1

2

3

4

5

Without ControlWith Control

Page 49: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Optimal sediment diversion after Dam Removal

Date

SedimentDischarge(m3/s)

12-04-2007 03-03-2008 06-01-2008 08-30-20080

0.1

0.2

0.3

0.4Natural sediment flushDiverted sediment under optimal control

Engineering difficulty: how to divert the sediments based on the optimal schedule?

Distance Downstream from Marmot Dam (km)

AverageBed

ElevationChange(m)

0 2 4 6 8 10 12 14 16 18-1

0

1

2

3

4

5

Without ControlWith Control

Page 50: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Application of the Simulation-based Optimization Model To Channel Network – Problem Setup

+2.0m

+0.0m

20m

70m

1:2

1:1.

5

Compound Channel Section

L3 = 13,000m

L2 = 4,500m

L 1=

4,00

0m

1

2

3

Channel No.

qs(t)=?

Time

Dis

char

ge

Tp Td

Qp

Qb

Time

Dis

char

ge

Tp Td

Qp

Qb

Time

Dis

char

ge

Tp Td

Qp

Qb

Confluence

Channel No.

QP (m3/s)

Qb (m3/s)

Tp (hour)

Td (hour)

1 50.0 2.0 16.0 48.0 2 50.0 2.0 16.0 48.0 3 60.0 6.0 16.0 48.0

Parameters for a 2-day Storm

Sediment Properties: Uniform sediment of d = 20 mm

Page 51: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Application of Developed Model To Channel Network – Internal Condition at a Confluence

Internal Boundary Condition

21

3 1 20 0 0

T T T

S t S t S tx x xQ dt Q dt Q dt

3 1 2t t tQ Q Q

1 2 3

0

0T

S t S t S tx x xQ Q Q dt

3

3 1 2t t tx x x

Q Q Q

1 2 3 1 3 2

0

0T

S t S t S t S tx x x x x xQ Q Q Q dt

1 3 2 3

0

0T

S S S Sx x x xdt 1 2 3

S S Sx x x

Page 52: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Optimal Results for Controlling Morphological Changes in Channel Network

Results after 70 iterations

Time [hours]

Upstreamsedimentdischarge[kg/s]

0 4 8 12 16 20 24 28 32 36 40 44 480

0.01

0.02

0.03

0.04

0.05

0.06

Distance [km]

Thalwegchange[m]

0 2 4 6 8 10 12-0.02

-0.015

-0.01

-0.005

0

0.005

Without ControlWith ControlOptimal Solution of Sediment Release

Comparison of Thalweg Changes along the main channel

Page 53: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Conclusions

79

An optimal procedure to minimize bed changes in open-channels was developed. It is based on adjoint sensitivity analysis for a one-dimensional sediment transport model, CCHE1D. The optimization module includes a numerical solver for the adjoint equation and an optimization procedure.

The model has been validated and applied to different sediment problems in alluvial rivers under different scenarios. The model has the flexibility to control the rate of bed deformation cross-sectional area under different control variables i.e. side inflow/outflow, upstream or downstream sediment discharge conditions.

Different optimization algorithms has been tested and a Limited Memory Quasi-Newton (L-BFGS-B) algorithm was the fastest convergent one.

The model has been applied to sedimentation problems and the results demonstrated that the model is able to mitigate the morphological changes effectively. The developed approach for real world cases such as optimal sediment diversion after dam removal has been elaborated.

Page 54: Optimal Control of Flow and Sediment in River and Watershed

35th IAHR World Congress, September 8-13,2013, Chengdu, China

Acknowledgements

This work was a result of research sponsored by the USDA Agriculture Research Service under Specific Research Agreement No. 58-6408-7-236 (monitored by the USDA-ARS National Sedimentation Laboratory) and The University of Mississippi.