Operating Budget Reports...This is to certify that the information contained in the agency operating...

Operating Budget

For Fiscal Year 2016

Submitted to the Governor's Office of Budget, Planning and Policy

and the Legislative Budget Board

by

Texas Department of Licensing and Regulation

December 1, 2015

Texas Department of Licensing and Regulation Operating Budget Fiscal Year 2016

TABLE OF CONTENTS

Certification of Dual Submission .................................................................................................................................................. LA Page 1

Summary of Budget by Strategy .............................................................................................................................................. ILA Page 1-2

Strategy Level Detail ............................................................................................................................................................ liLA Page 1-17

Capital Budget Project Schedule ........................................................................................................................................... IV.A Page 1-4

Summary of Budget by Method ofFinance ............................................................................................................................. II.B Page 1-5

Summary of Budget by Object of Expense ................................................................................................................................. ILC Page 1

Summary of Objective Outcomes ............................................................................................................................................... ILD Page 1

Estimated Revenue Collections Supporting Schedule ........................................................................................................... IV.D Page 1-2

CERTIFICATE

Agency Name _ _,T~E~XA=S:::;:.,.=:::D:-==E~P.!.!A~R~T~M~E~N~T~O:;.;:;F~L~I:..:::C;:;.;::E~N.:.::S;:;.;::I~N..::::G:...,:;A..:.:N;...:..;D~R:::::;E::...::G;:..:U:::..;:L~A~T~I:..:::O::..:.N...;.._ __

This is to certify that the information contained in the agency operating budget filed with the Legislative Budget Board (LBB) and the Governor's Office Budget Division is accurate to the best of my knowledge and that the electronic submission to the LBB via the Automated Budget and Evaluation System of Texas. (ABEST) and the PDF file submitted via the LBB Document Submission application are identical.

Additionally, should it become likely at any time that unexpended balances will accrue for any account, the LBB and the Governor's Office will be notified in writing in accordance with House Bill 1, Article IX, Section 7.01 , Eighty-fourth Legislature, Regular Session, 2015.

William H. Kuntz Mike Arismendez Printed Name Printed Name

Executive Director Chairman Title Title

December 1 20 15 December 1 2015 Date Date

Jerald A. Daniels Printed Name

Chief Financial Officer Title

December 1 20 15 Date

I.A Page 1

SUMMARY OF BUDGET BY STRATEGY

2.A. Summary of Budget By Strategy

84th Regular Session, Fiscal Year 20l6 Operating Budget Automated Budget and Evaluation System of Texas (ABEST)

DATE: 12/1/2015

TIME : 4:26:44PM

Agency code: 452 Agency name: Department of Licensing and Regulation

GoaVOl?jective/STR~ TEGY

1 License, Certify, and Register Qualified Individuals and Businesses

1 Regulate All Applicable Individuals and Faci!Wes According to LmJ:

I LICENSE, REGISTER AND CERTIFY

2 LICENSE BUSINESSES AND FACILITIES

3 EXAMINATIONS/CONTINUING EDUCATION

4 CUSTOMER SERV.

5 TEXAS.GOV

TOTAL, GOAL 1

2 Protect the Public by Enforcing Laws Administered by the Agency

1 Enforce Lmt·s to Achieve Compliance in Regulated Industries/Occupations

I COJ>.,l])UCT INSPECTIONS

2 BUILDING PLAJ>., REVIEWS

3 RESOLVE COMPLAINTS

4 INVESTIGATION

TOTAL, GOAL 2

3 Indirect Administration


1 CENTRAL ADMINISTRATION

2 INFORMATION RESOURCES

3 OTHER SUPPORT SERVICES

TOTAL, GOAL 3

EXP 2014 EXP 2015 BUD2016

$2,438,218 $2,385,840 $2,948,586

$814,263 $944,652 $942,184

$542,325 $527,017 $683,274

$1,541,579 $I,700,566 $1,575,242

$474,869 $494,848 $467,200 ------------·-~--

$5,811,254 $6,052,923 $6,616,486

$6,!5I,881 $6,965,507 $7,444,348

$964,336 $1,165,541 $1,282,868

$2,834,372 $3,!43,743 $3,116,000

$2,798,366 $3,!54,877 $3,050,242

$12,748,955 $14,429,668 $14,893,458

$2,875,471 $3,758,513 $3,507,724

$2,158,727 $2,369,583 $3,155,829

___________ _:$::.3)"'6::.,7:.:1::.8 ______ $:_:348,520 $364,687

$5,390,916 $6,476,616 $7,028,240

IIA Page 1 of2

Agency code: 452

GoaUObjective/STR.\TEGY

General Revenue Funds:

l General Revenue Fund

General Rennue Dedicated Funds:

99 Oper & Chauffeurs Lie Ac

I 08 Priv Beauty Culture Sch

5081 Barber School Tuition Protection

Other Funds:

666 Appropriated Receipts

777 Interagency Contracts

898 Auction Educ & Rec Trust

TOTAL, METHOD OF FINANCING

2.A. Summary of Budget By Strategy

84th Regular Session, Fiscal Year 2016 Operating Budget Automated Budget and Evaluation System of Texas (ABEST)

Agency name: Department of Licensing and Regulation

EXP 2014

$22,253,907

$22,253,907

$0

$0

$0

so

$1,661,336

$10,882

$25,000

$1,697,218

$23,951,125

FVLL TIME EQVIVALENT POSITIONS 357.7

!LA Page 2 of 2

·-··

DATE: 12/112015

TIME : 4:26:44PM

EXP 2015

$24,394,068

$24,394,068

$83,690

$0

$0

$83,690

$2,445,567

$10,882

$25,000

$2,481,449

$26,959,207

370.8

BUD 2016

$25,859,376

$25,859,376

$0

$20,000

$5,000

$25,000

$2,617,926

$10,882

$25,000

$2,653,808

$28,538,184

397.2

STRATEGY LEVEL DETAIL

3.A. Strategy Level Detail

84th Regular Session, Fiscal Year 2016 Operating Budget

Automated Budget and Evaluation System of Texas (.t\BEST)


GOAL:

OBJECTIVE:

License, Certit)', and Register Qualified Individuals and Businesses

Regulate All Applicable Individuals and Facilities According to Law

STRATEGY: Issue Licenses, Registrations, & Certificates to Qualified Individuals

CODE DESCRIPTION

Output ~'leasures: KEY I Number ofNe\V Licenses Issued to Individuals

KEY 2 Number of Licenses Rene\ved for Individuals

Efficiency Measures:

I Percentage of New Individual Licenses Issued within 10 Days

2 % lndiv License Renewals Issued within 7 Days

Explanatory/Input Measures:

KEY 1 Total Number of Licenses Held by Individuals

Objects of Expense:

1001 SALARIES AND WAGES

1002 OTHER PERSONNEL COSTS

200I PROFESSIONAL FEES fu'\'D SERVICES

2003 CONSUMABLE SUPPLIES

2004 UTILITIES

2005 TRAVEL

2006 RENT -BUILDING

2007 RENT- MACHINE AND OTHER

2009 OTHER OPERATING EXPENSE

5000 CAPITAL EXPENDITURES

TOTAL, OBJECT m- EXPENSE

Method of Financing:

1 General Revenue Fund

SUBTOTAL, MOF (GENER4.L REVENUE FUNDS)

liLA. Page I of 17

EXP 2014

103,500.00

224,437.00

95.60 %

99.20 %

446,790.00

$1,6I0,7IO

$84,422

$7,938

$6,873

$4,302

$2,073

$30,817

$5,998

$672,477

$I2,608

S2,438,2I8

$2,259,627

$2,259,627

DATE:

TIME:

12/l/2015

4:28:30PM

Statewide Goal!Benchmark: 7 4

Service Categories:

Service: 16 Income: A.2 Age:

EXP2015 BUD 2016

107,989.00 116,237.00

233,935.00 229,907.00

95.30 % 97.00 %

99.40 % 98.80 %

455,076.00 488,608.00

$1,680,539 $I,876,I26

$I8,376 $64,800

$6,317 $7,075

$6,664 $10,093

$I,2II $2,632

$2,143 $2,500

$34,655 $3I,200

$7,539 $22,238

$558,588 $93I,922

$69,808 $0

$2,385,840 $2,948,586

$2,115,533 $2,369,829

$2,115,533 $2,369,829

B.3



Automated Budget and Evaluation System of Texas (ABEST)


GOAL:

OBJECTIVE:

License, Certify, and Register Qualified Individuals and Businesses


STRATEGY: Issue Licenses, Registrations, & Certificates to Qualified Individuals

CODE DESCRIPTIO:'ol

:Method of Financing:


SUBTOTAL, MOF (GENERAL REVENUE FUNDS- DEDICATED)

!\.lethod of Financing: 666 Appropriated Receipts

SUBTOTAL, MOF (OTHER FliNDS)

TOTAL, METHOD OF FINANCE :

FULL TIME EQUIVALENT POSITIONS:

liLA Page 2 ofl7

EXP 2014

$0

so

$178,591

$178,591

$2,438,218

43.7

DATE:

TI11E:

Statewide Goal/Benchmark:

Service Categories:

Service: 16 Income: A2

EXP2015 BUD 2016

$32,390 $0

S32,390 so

$237,917 $578,757

$237,917 $578,757

$2,385,840 $2,948,586

42.5 39.7

12/112015

4:28:30PM

7 4

Age: B.3





GOAL:

OBJECTIVE:



STRATEGY: 2 License Businesses and Facilities

CODE DESCRIPTION


KEY I Total Number of Licenses Held by Businesses

Objects of Expense:



2001 PROFESSIONAL FEES AND SERVICES


2004 UTILITIES

2005 TRAVEL

2006 RENT- BUILDING



TOTAL, OBJECT OF EXPENSE

1\.letbod of Financing:


SUBTOTAL, MOF (GENERAL REVENUE FUNDS)

Method of Financing: 666 Appropriated Receipts

SUBTOTAL, MOF (OTHER f'UNDS)



Ill. A. Page 3 of 17

EXP 2014

182,973.00

$692,334

$27,593

$3,l43

$1,546

$20

$676

$7,981

$2,488

$78,482

$814,263

$794,663

$794,663

$19,600

$19,600

$814,263

17.0

DATE:

TIME:


Service Categories:

Service: l7 Income: A.2

EXP 2015 BUD2016

197,312.00 197,072.00

$735,039 $750,584

$70,151 $24,720

$2,683 $3,486

$5,713 $5,088

$0 $422

$0 $500

$4,680 $5,200

$2,892 $8,120

$123,494 $144,064

$944,652 $942,184

$926,652 $891,726

$926,652 $891,726

$18,000 $50,458

$18,000 $50,458

$944,652 $942,184

16.1 18.0

12/l/2015

4:28:30PM

7 lO

Age: B.3





GOAL:

OBJECTIVE:



STRATEGY: 3 Administer Exams to Applicants

CODE DESCRIPTION

Output Measures:

1 Number of Continuing Education Courses Approved

Objects of Expense:



200 l PROFESSIONAL FEES Al'iD SERVICES


2004 UTILITIES

2005 TRAVEL

2006 RENT· BUOLDING

2007 RENT· M.A.CHif.iE AND OTHER






TOTAL, METHOD OF FINANCE:



EXP 2014

751.00

$438,513

$40,073

$22,127

$892

$2,037

$17,405

$4,731

$1,448

$15,099

$542,325

$542,325

$542,325

$542,325

8.3

DATE:

TL\1E:


Service Categories:

Service: 16 Income: A.2

EXP 2015 BUD 2016

750.00 840.00

$401,885 $455,270

$28,377 $15,840

$1,677 $2,847

$1,769 $4,675

$1,551 $2,000

$7,917 $5,100

$10,125 $12,240

$5,588 $5,700

$68,128 $179,602

$527,017 $683,274

$527,017 $683,274

$527,017 $683,274

$527,017 $683,274

8.8 10.0

12/l/2015

4:28:30PM

7 6

Age: B.3

··---





GOAL:

OBJECTIVE:



STRATEGY: 4 Provide Customer Service

CODE DESCRIPTION


1 Number of Contacts Received

Objects of Expense:

I001 SALARJES AND WAGES


200I PROFESSIONAL FEES AND SERVICES


2004 UTILITIES

2005 TRAVEL

2006 REl\'T- BUILDING

2007 RENT- MACHINE ANTI OTHER




l General Revenue Fund

SUBTOTAL, MOF (GENER"'L REVENUE .-UNDS)


108 Priv Beauty Culture Sch

5081 Barber School Tuition Protection

SUBTOTAL, MOF (GENER"'L REVENUE FUNDS- DEDICATED)



lll.A. Page 5 of 17

EXP 2014

386,024.00

$1,228,903

$33,131

$6,457

$2,376

$1,622

$5,089

$71,084

$11,426

$181,491

$1,541,579

$1,54I,579

$1,541,579

$0

$0

so

$1,541,579

34.5

DATE:

TIME:


Service Categories:

Service: !6 Income: A2

EXP2015 BUD2016

409,608.00 425,000.00

$1,431,837 $1,320,545

$128,692 $28,080

$7,043 $8,383

$2,928 $3,375

$1,892 $12,000

$1,596 $2,500

$61,935 $72,400

$7,593 $8,663

$57,050 $119,296

$!,700,566 $1,575,242

$1,700,566 $1,550,242

$1,700,566 $1,550,242

$0 $20,000

so $5,000

so $25,000

$1,700,566 $1,575,242

37.2 44.0

1211/2015

4:28:30PM

7 0

Age: B.3

J.A. Strategy Level Detail




GOAL:

OBJECTIVE:



STRATEGY: 5 Texas.gov. Estimated and Nontransferable

CODE DESCRIPTI01';

Objects of Expense:



I\-Iethod of Financing:




FULL TIME EQVIVALENT POSITIONS:

IliA Page 6 of 17

EXP2014

$474,869

$474,869

$474,869

$474,869

$474,869

DATE:

TIME:


Service Categories:


EXP 2015 BUD2016

$494,848 $467,200

$494,848 $467,200

$494,848 $467,200

$494,848 $467,200

$494,848 $467,200

12/l/2015

4:28:30PM

8 7

Age: B.3

3.A. Strategy LeYel Detail




GOAL: 2 Protect the Public by Enforcing Laws Administered by the Agency

OBJECTIVE:

STRATEGY:

Enforce Laws to Achieve Compliance in Regulated Industries/Occupations

Enforce Laws by Conducting Routine, Complex, and Special Inspections

CODE DESCRIPTION

Output Measures:

KEY l Total # of AB Inspections Completed by Agency & Third Party Inspectors


KEY 1 Total Number oflnspections Completed

Objects of Expense:

!00! SALARlES Al\'D WAGES

!002 OTHER PERSONl'<'EL COSTS

200! PROFESSIONAL FEES AND SERVICES

2002 FUELS AND LUBRICANTS


2004 UTILITIES

2005 TRAVEL

2006 RENT- BUILDING

2007 RENT - MACHINE AND OTHER



TOTAL, OBJECT m· EXPENSE

l\Jethod of Financing:


SUBTOTAL, MOF (GENER~L REVENUE FUNDS)

\Iethod of Financing:


SUBTOTAL, MOF (GENER~L REVENUE FUNDS- DEDIC~ TED)


EXP 2014

I6,362.00

I23,250.00

$4,350,860

$I88,65I

$76,352

$8,484

$24,379

$7I,407

$720,452

$!58,!63

$21,323

$5!!,650

$20,I60

$6,151,881

$6,033,941

S6,033,94I

$0

so

DATE:

TIME:

Statewide Goal!Benchmark:

Service Categories:

Service: I6 Income: A.2

EXP2015 BUD2016

16,404.00 I7,692.00

I20,549.00 !49,444.00

$4,896,896 $5,153,895

$383,752 $I04,880

$8!,232 $I6,738

$7,608 $7,300

$26,624 $27,262

$!25,969 $84,764

$772,764 $745,300

$174,388 $262,226

$23,862 $25,000

$458,6!2 $!,0!6,983

$!3,800 $0

$6,965,507 $7,444,348

$6,802,!05 $7,087,760

$6,802,105 $7,087,760

$5!,300 $0

$51,300 $0

12/1/2015

4:28:30PM

7 2

Age: B.3






OBJECTIVE:

STRATEGY:


Enforce Laws by Conducting Routine, Complex, and Special Inspections

CODE DESCRIPTION

Method of Financing: 666 Appropriated Receipts

SUBTOTAL, l\IOF (OTHER FUNDS)



III. A. Page 8 of 17

EXP2014

$ll7,940

$117,940

S6,151,881

84,4

DATE:

TIME:


Service Categories:


EXP2015 BUD2016

$ll2,102 $356,588

$112,102 $356,588

$6,965,507 $7,444,348

93.4 91.5

I2/l/2015

4:28:30PM

7 2

Age: B.3



Automated Budget and Evaluation System ofTexas (ABEST)



OBJECTIVE: Enforce Laws to Achieve Compliance in Regulated Industries/Occupations

STRATEGY: 2 Perfonn Building Plan Reviews

CODE DESCRIPTION EXP 2014

Output Measures:

1 Number of Plan Reviews Completed 21,418.00

Objects of Expense:

1001 SALARIES AND WAGES $734,642

1002 OTHER PERSONNEL COSTS $42,573

2001 PROFESSIONAL FEES AND SERVICES $2,477

2002 FUELS AND LUBRICANTS $2,166

2003 CONSUMABLE SUPPLIES $3,762

2004 UTILITIES $6,810

2005 TRAVEL $18,037

2006 REN< - BUILDING $76,211

2007 REN<- MACHINE AND OTIIER $3,186

2009 OTHER OPERATING EXPENSE $74,472

TOTAL, OBJECT OF EXPENSE $964,336

j\Iethod of Financing:

l General Revenue Fund $942,436

SUBTOTAL, MOF (GENER>\L REVENUE ~'UNDS) $942,436

Method of Financing: 666 Appropriated Receipts $21,900

SUBTOTAL, MOF (OTHER FUNDS) $21,900

TOTAL, METHOD OF FINANCE : $964,336

FULL TIME EQUIVALENT POSITIONS: 16.2

liLA. Page 9 of 17

DATE:

TIME:


Service Categories:


EXP 2015 BUD2016

23,998.00 24,496.00

$854,546 $1,096,897

$79,301 $26,640

$2,683 $3,480

$0 $0

$6,342 $6,050

$6,097 $6,500

$3,713 $5,500

$67,724 $59,388

$3,633 $3,400

$141,502 $75,013

$1,165,541 $1,282,868

$1,143,541 $1,260,338

$1,143,541 $1,260,338

$22,000 $22,530

$22,000 $22,530

$1,165,541 $1,282,868

15.2 22.0

12/112015

4:28:30PM

7 0

Age: B.3







STRATEGY: 3 Entbrce Compliance by Settlement, Prosecution, Penalty and Sanction

CODE DESCRIPTION EXP2014

Output Measures:

KEY 1 Number of Complaints Closed 11,348.00

Efficiency l\'le:1sures:

I Average Time for Closing Complaints (Days) 2!3.!4

Objects of Expense:

!00 I SALARIES AND WAGES $2,439,851

!002 OTHER PERSONNEL COSTS $72,476

200! PROFESSIONAL FEES AND SERVICES $8,419

2003 CONSUMABLE SUPPLIES $!1,849

2004 UTJLJTJES $9,090

2005 TRAVEL $2,66!

2006 RENT- BUILDING $!44,673

2007 RENT- MACHINE AND OTHER $7,133

2009 OTHER OPERATING EXPENSE $!38,220

5000 CAPITAL EXPENDITURES $0

TOTAL, OBJECT OF EXPENSE $2,834,372


1 General Revenue Fund $2,807,309

SUBTOTAL, MOF (GENERAL REVENVE FliNDS) $2,807,309

l\lethod of Financing: 666 Appropriated Receipts $2,063 898 Auction Educ & Rec Trust $25,000

SliBTOTAL, MOF (OTHER FUNDS) $27,063

lll.A Page 10 ofl7

DATE:

TIME:

State\vide Goal/Benchmark:

Service Categories:


EXP 2015 BUD 2016

13,156.00 10,858.00

2!6.52 207.00

$2,619,552 $2,723,!10

$197,!59 $58,320

$9,055 $9,496

$9,374 $10,538

$6,799 $7,420

$!,758 $3,000

$!57,705 $!58,945

$!0,089 $!!,000

$132,252 $!34,!7!

$0 $0

$3,143,743 S3,116,000

$3,!!7,726 $3,089,829

S3,117,726 $3,089,829

$1,0!7 $!,!71

$25,000 $25,000

$26,017 $26,171

12/l/2015

4:28:30PM

7 2

Age: B.3

Agency code:

GOAL:

OBJECTIVE:

STRATEGY:

CODE

3.A. Str.ategy LeYel Detail



452 Agency name: Department of Licensing and Regulation

2 Protect the Public by Enforcing Laws Administered by the Agency


3 Enforce Compliance by Settlement, Prosecution, Penalty and Sanction

DESCRIPTION EXP 2014

TOTAL, METHOD OF FINANCE : $2,834,372

50.2 FULL TIME EQUIVALENT POSITIONS:

III.A. Page 11 of 17

DATE:

TIME:


Service Categories:

Service:

EXP2015

$3,143,743

49.8

16 Income: A.2

BUD2016

$3,116,000

55.0

12/J/20 15

4:28:30PM

7 2

Age: B.3







STRATEGY: 4 Investigate Complaints

CODE DESCRIPTION EXP 2014

Explanatory/Input l\Ieasures:

KEY 1 Number of Complaints Opened 12,169.00

Objects of Expense:

1001 SALARIES AND WAGES $2,229,057

1002 OTHER PERSONNEL COSTS $83,481

2001 PROFESSIONAL FEES A;N1]) SERVICES $10,722

2002 FUELS AND LUBRICANTS $0

2003 CONSUMABLE SUPPLIES $2,879

2004 UTILITIES $20,222

2005 TRAVEL $74,160

2006 RENT- B\JlLDING $124,288

2007 RENT- MACHIN"£ AND OTilER $5,759

2009 OTHER OPERATING EXPENSE $227,238

5000 CAPITAL EXPENDITURES $20,560

TOTAL, OBJECT OF EXPENSE S2,798,366


1 General Revenue Fund $2,787,872

SVBTOTAL, MOF (GENER<\L REVENVE FUNDS) $2,787,872

Method of Financing: 666 Appropriated Receipts $10,494

SVBTOTAL, MOF (OTHER ~-VNDS) $10,494

III. A. Page 12 of 17

DATE:

TIME:


Service Categories:


EXP2015 BUD 2016

10,511.00 12,321.00

$2,471,463 $2,431,626

$231,471 $62,880

$7,965 $7,756

$84 $0

$3,414 $12,788

$17,809 $19,420

$73,146 $82,600

$124,045 $125,451

$8,587 $7,169

$216,893 $300,552

$0 $0

$3,154,877 $3,050,242

$3,147,430 $3,038,587

53,147,430 $3,038,587

$7,447 $11,655

$7,447 $11,655

12/1/2015

4:28:30PM

7 2

Age: B.3

Agency code: 452 Agency name:




Department of Licensing and Regulation

GOAL: 2 Protect the Public by Enforcing La\-VS Administered by the Agency


STRATEGY: 4 Investigate Complaints

CODE DESCRIPTION EXP 20!4



III.A. Page 13 of 17

DATE:

TIME:


Service Categories:

Service:

EXP20I5

$3,154,877

50.8

16 Income: A.2

BUD 2016

$3,050,242

46.0

12/l/2015

4:28:30PM

7 2

Age: B.3


GOAL:

OBJECTIVE:

STRATEGY:


Indirect Administration

Central Administration

CODE DESCRIPTION

Objects of Expense:

I 00 I SALARIES Al'JD WAGES


2001 PROFESSIONAL FEES AJID SERVICES

2002 FUELS Al'JD LUBRlCAJITS


2004 UTILITIES

2005 TRAVEL

2006 RENT- BUILDING

2007 RENT- MACHII\'E Al\TI OTHER




Metbod of Financing:

I General Revenue Fund





EXP 2014

$2,271,058

$87,470

$6,088

$13

$13,742

$11,169

$58,485

$43,939

$20,928

$362,579

$0

$2,875,471

$1,880,427

SUBTOTAL, MOF (GENER"L REVENUE FUNDS) $1,880,427

:\letbod of Financing: 666 Appropriated Receipts $995,044

SUBTOTAL, MOF (OTHER FUNDS) S995,044



liLA. Page 14 of 17

DATE:

TIME:


Service Categories:


EXP 2015 BUD 2016

$2,494,560 $2,755,794

$273,792 $79,200

$223,801 $9,575

$38 $0

$11,878 $13,475

$15,929 $14,142

$57,848 $50,050

$57,290 $58,130

$21,808 $2,786

$601,569 $524,572

$0 $0

$3,758,513 $3,507,724

$2,373,199 $2,225,957

$2,373,199 $2,225,957

$1,385,314 $1,281,767

$1,385,314 $1,281,767

$3,758,513 $3,507,724

36.2 40.0

12/J/2015

4:28:30PM

8 0

Age: B.3

Agency code; 452 Agency name:

GOAL: 3 Indirect Administration

OBJECTIVE: Indirect Administration

STRATEGY: 2 Infonnation Resources

CODE DESCRIPTION

Objects of Expense:


1002 OTHER PERSON'N"EL COSTS

2001 PROFESSIONAL FEES AND SERVICES



2004 UTILITIES

2005 TRAVEL

2006 RENT- BUILDING

2007 RENT -MACHINE AND OTHER


5000 CAPIT AI. EXPEJ\'DITURES




JA. Strategy Level Detail




EXP 2014

$1,368,537

$75,571

$491,577

$0

$7,269

$12,062

$1,786

$22,599

$2,485

$176,841

$0

$2,158,727

$1,832,141

SUBTOTAL, MOF (GENERAL REVENUE FUNDS) $1,832,141

i'flethod of Financing: 666 Appropriated Receipts


SUBTOTAL, MOF (OTHER FliNDS)



$315,704

$10,882

$326,586

$2,158,727

15.0

III.A.Page 15ofl7

DATE:

TIME:


Service Categories:


EXP2015 BUD 2016

$1,383,444 $1,541,564

$54,903 $21,120

$523,236 $793,173

$45 $300

$1,014 $7,425

$10,641 $11,500

$1,158 $550

$20,965 $27,536

$2,979 $19,213

$371,198 $143,448

$0 $590,000

$2,369,583 $3,155,829

$1,696,931 $2,829,947

$1,696,931 $2,829,947

$661,770 $315,000

$10,882 $10,882

$672,652 $325,882

$2,369,583 $3,155,829

14.1 24.0

12/1/2015

4:28:30PM

8 0

Age: B.3

·-----·--


GOAL:

OBJECTIVE:

S11<ATEGY:


Indirect Administration

3 Other Support Services

CODE DESCRIPTION

Objects of Expense:






2004 UTILITIES

2005 TRAVEL

2006 RENT- BUILDING




:\Iethod of Financing:

I General Revenue Fund





EXP2014

$305,! 78

$!4,4!5

$!,296

$1,429

$1,004

$2,658

$243

$11,124

$929

$18,442

$356,718

$356,718

SUBTOTAL, MOF (GENER4.L REVENUE FUNDS) $356,718

TOTAL, METHOD OF FINANCE: $356,718


liLA. Page 16 of 17

DATE:

TIME:

Statewide Goal/Benclunark:

Service Categories:


EXP 2015 BUD2016

$283,877 $303,044

$28,843 $!8,880

$1,341 $1,266

$777 $1,000

$1,991 $1,925

$1,987 $2,000

$888 $150

$8,275 $8,200

$1,446 $2,655

$19,095 $25,567

$348,520 $364,687

$348,520 $364,687

$348,520 $364,687

$348,520 $364,687

6,7 7.0

1211/2015

4:28:30PM

8 0

Age: B.3

SUMMARY TOTALS:

OBJECTS OF EXPENSE:

METHODS OF FINANCE :



84th Regular Session, Fiscal Year 2016 Operating Budget Automated Budget and Evaluation System of Texas (/illEST)

S23,951,125

S23,951,125

357.7

liLA Page 17 of 17

$26,959,207

$26,959,207

370.8

DATE:

TIME:

$28,538,184

$28,538,184

397.2

12/l/2015

4:28:30PM

CAPITAL BUDGET PROJECT SCHEDULE

Agency code: 452

Category Code I Category Name

Project Sequence/Project Id· Name

OOE I TOF I MOl<" CODE

5005 Acquisition of Information Resource Technologies

1/1 Purchase of Information Resource Technologies

-Scheduled Replacement

OBJECTS OF EXPENSE

Capital

5000 CAPITAL EXPEN'D!TURES

Capital Subtotal OOE, Project

Informational


Informational Subtotal OOE, Project

Subtotal OOE, Project

TYPE OF FL""ANCL'iG

Capital

CA 1 General Revenue Fund

Capital Subtotal TOF, Project

Informational

CA l General Revenue Fund

Informational Subtotal TOF, Project

Subtotal TOF, Project

4/4 Achieve Gartner IT Security Recommendation

OB.JECTS OF EXPENSE

Capital

5000 CAPITAL EXPEN'DITURES


InfOrmational

1001 SALARIES ~'\'D WAGES

4

4.A. Capital Budget Proje.::t Schedule

84th Regular Session, Fiscal Year 2016 Operating Budget Automated Budget and Evaluation System ofT exas (ABEST)


EXP 2014 EXP2015

$53,328 $13,800

$53,328 $13,800

$53,023 $69,808

$53,023 $69,808

DATE: 12/1/2015 TIME: 4:28:56PM

BUD 2016

$0

$0

$82,812

$82,812

S106351 583.608 S82.812

$53,328 $13,800 $0

$53,328 $13,800 $0

$53,023 $69,808 $82,812

$53,023 $69,808 $82,812

S106,J51__________ __ $83,608 $82.812

$0 $0 $590,000

$0 $0 $590,000

$0 $0 $456,911

IV.A. Page I of4

Agency code: 452

Category Code f Category Name

ProjeCI Sequence!Projecrldll•iame

OOE/TOF/MOFCODE

2007 RENT- MACHINE &"D OTHER


Infonnational Subtotal OOE, Project


TYPE OF FL'\"ANCING

Capital

4



Informational


4

4

Informational Subtotal TOF, Project 4

Subtotal TOF, Project 4

Capital Subtotal, Category 5005

Informational Subtotal, Category 5005

Total, Category 5005

7000 Data Center Consolidation

212 Data Center Consolidazion

OBJECTS OF EXPENSE

Capital




TYPE OF FINANCING

Capital

2

2

4.A. Capital Budget Project Schedule

84th Regular Session, Fiscal Year 2016 Operating Budget Automated Budget and Evaluation System of Texas (.1\BEST)


EXP 2014

$0

$0

$0

EXP 2015

$0

$0

$0

DATEo 12/1/2015 TIME 4:28:56PM

BUD2016

$16,713

$15,000

$488,624

so so s 1.078.624

$0 $0 $590,000 --

$0 $0 $590,000

$0 $0 $488,624

$0 $0 $488,624

so so $1.078.624

$53,328 $13,800 $590,000

$53,023 $69,808 $571,436

$106,351 $83,608 $1,161,436

$489,427 $519,638 $762,270

$489,427 $519,638 $762,270

$489.427 S519.638 S762.270

IV .A Page 2 of 4

Agency code: 452


Project Scquence/Projec!ldl Name

OOE I TOF I MOF CODE




Capital Subtotal, Category 7000

Infonnational Subtotal, Category 7000

Total. Category 7000

2

4_-\._ Capital Budget Project Schedule

84th Regular Session, Fiscal Year 2016 Operating Budget Automated Budget and Evaluation System ofTexas (ABEST)


EXP 2014 EXP 2015

$489,427 $519,638

$489,427 $519,638

DATE: 12/112015 Tit-viE: 4:28:56PM

BUD2016

$762,270

$762,270

$489.427_ $519,638 $762.270

$489,427 $519,638 $762,270

$489,427 $519,638 $762,270

8000 Centralized Accounting and Payroll/Personnel System (CAPPS)

3/3 Centralized Accounting and Payroll/Personnel Systems Deployment

OBJECTS OF EXPENSE

Informational




Informational Subtotal OOE, Project

Subtotal OOE, Project 3

TYPE OF FL'IIANCL\'G

Informational


Informational Subtotal TOF, Project


Capital Subtotai, Category 8000

Infonnationa! Subtotal, Category 8000

Total. Category 8000

3

3

$0

$0

$0

$0

$0

$0

$0

$0

$0

$0

$0

$0

0 0

$0 $0

so so

IV.A Page 3 of 4

$49,968

$2,786

$28,804

$81,558

$81.558

$81,558

$81,558

$81,558

$81,558

$81,558

Agency code: 452


Project Sequ.enci!/Projec/ ld' Name

OOE I TOF f MOF CODE

AGE110CY TOTAL -CAPITAL

AGENCY TOTAL -INFORMATIONAL

AGENCY TOTAL

METHOD OF FINANCING:

Capital

General Revenue Fund

Total, Method of Financing-Capital

Informational


Total, Method of Financing-Informational

Total, Method of Financing

TYPE OF FL'\ANCING:

Capital

CA CURRENT APPROPRIATIONS

Total, Type of Financing-Capital

Informational

CA CURREN'T APPROPRIATIONS

Total, Type of Financing-InfOrmational

TotaL, Type of Financing

4_4.. Capital Budget Project Schedule



EXP2014

$542,755

$53,023

$595,778

$542,755

$542,755

$53,023

$53,023

$595,778

$542,755

$542,755

$53,023

$53,023

$595,778

IV.A Page 4 of 4

EXP 2015

$533,438

$69,808

$603,246

$533,438

$533,438

$69,808

$69,808

$603,246

$533,438

$533,438

$69,808

$69,808

$603,246

DATE: 12/1/2015

TI!>.fE: 4:28:56P~l

BUD2016

$1,352,270

$652,994

$2,005,264

$1,352,270

$1,352,270

$652,994

$652,994

$2,005,264

$1,352,270

$1,352,270

$652,994

$652,994

$2,005,264

Capital Budget Allocation to Strategies



Category Code/Name

Project Sequence/Project fdiName

Goal/Obj/Str Strategy Name

5005 Acquisition of Information Resource Technologies

1/1 Computer Upgrade

Capital 1-1-1 LICENSE, REGISTER A-ND CERTIFY

Capital 2- I -1 CO!'-<'DUCT INSPECTIONS

Capital 2-1-4 INVESTIGATION

Informational 1-1-1 LICENSE, REGISTER AND CERTIFY

Informational 2-1-1 CONDUCT INSPECTIONS

Informational 2-1-4 INVESTIGATION

TOTAL, PROJECT

4/4 Gartner IT Security

Capital 3-1-2

Informational 3-l-2

INFORMATION RESOURCES

INFORMATION RESOURCES

TOTAL, PROJECT



Capital 3-l-2 IN"FORMATION RESOURCES

TOTAL, PROJECT

8000 Centralized Accounting and PayroiJJPersonnel System (CAPPS)

EXP 2014

Page 1 of2

12,608

20,160

20,560

15,771

32,812

4,440

$106,35~

0

0

$0

489,427

$~89,427

EXP 2015

0

13,800

0

69,808

0

0

583,608

0

0

$0

519,638

$519,638

BUD20!6

$0

0

0

25,000

32,812

25,000

$82,812

590,000

488,624

$!,078,624

762,270

$762,270

DATE: 12/112015 TIME: 4:29:15PM

Agenc:y code: 452

Category Code/Name

Project Sequence/Project Jd!Name

Agency name:

Capital Budget Allocation to Strategies



Goal/Obj/Str Strategy Name EXP2014

3/3 CAPPS Deployment

Informational 3-l-1 CENTRAL ADMINISTRATION 0

TOTAL, PROJECT $0

TOTAL CAPITAL, ALL PROJECTS $542,755

TOTAL INFOR.\1-\ TIONAL, ALL PROJECTS $53,023

TOTAL, ALL PROJECTS $595,778

Page 2 of2

DATE: 12/1/2015 TIME: 4:29:15PM

EXP 2015 BUD2016

0 $81,558

$0 $81,558

$533,438 $1,352,270

$69,808 $652,994

$603,246 $2,005,264

SUMMARY OF BUDGET BY METHOD OF FINANCE

2.B. Summary of Budget By 1\Ietbod of Finance




METHOD OF FINANCING

GENER\L REVEI'\liE


REGULAR APPROPRIATIONS

Regular Appropriations from MOF Table (2014-15 GAA)


Art IX, Sec l7.08(b) Data Center Increases ((20 14-15 GAA)

Art VIII, Rider 14, Contingency SB 845, Postage Costs (2014-15)

RIDER APPROPRIATION

Art IX, Sec. 18.03, CAPPS (20 16-17)

Art IX, Sec 9.05 Texas, Gove Project: Occupational Licenses

Art VIII, Rider 3, Travel and Fee Reimbursement (2014-15)

Art VII, Rider 12, Elevator, Escalators & Related Equip. (2014-15)

Art IX, Sec. 18.02 Federal Funds from (2014-15 GAA) Reimb. Fund

0001

TRANSFERS

Art IX, Sec 18.02, Salary Increase for General State Employees (2014-15)

HB 1786 Driver's Safety (2016-17)

SB 202, DSHS (2016-17)

Art IX Sec. 18.42 Contingency for SB 966 (2014-15)

Art IX, Sec 18.02, Salary Increase for General State Employees (2016-17)

SUPPLEMENTAL, SPECIAL OR Ei.JERGENCY AP PROP RIA TIONS


Exp 2014

$23,169,944

$0

$4,133

$(97,330)

$0

$7,669

$11,400

$596,635

$0

$220,557

$0

$0

$0

$0

ll.B. Page 1 of 5

DATE: 12/1/2015

TIME 4:27:11PM

Exp~15 Bud 2016

$23,292,206 $0

$0 $25,276,483

$0 $0

$(143,060) $0

$0 $81,558

$27,648 $0

$95,800 $0

$618,677 $0

$!0,596 $0

$359,442 $0

$0 $0

$0 $0

$(20,524) $0

$0 $501,335

2.B. Summary of Budget By Method of Finance




~IETHOD OF FINANCING

TOTAL,

Rider 13, Combative Sports Regulation (2014-15 GAA)

LAPSED APPROPRIATIONS

Art VII, Rider 12, Elevator, Escalators & Related Equip. (2014-15)

Art IX, Sec 18.02, Salary Increase for General State Employees

(2014-15)

Rider 13, Combative Sports Regulation (2014-15 GAA)


UNEXPENDED BALANCES AUTHORITY

Art VIII-33, Rider 1! UB Authority (2014-15 GAA)

General Revenue Fund

TOTAL, ALL GENERAL REVENUE

GENERI.L REVENUE FUND- DEDIC\. TED

99 OR Dedicated- Operators and Chauffeurs License Account No. 099

REGULAR AP PROP RL4 TIONS


LAPSED APPROPRIATIONS


UNEXPENDED BAL4NCES AUTHORITY


TOTAL, GR Dedicated- Operators and Chauffeurs License Account No. 099


Exp 2014

$30,000

$(596,635)

$(6,398)

$(30,000)

$0

$(1,056,068)

$22,253,907

$22,253,907

$!06,041

$(22,351)

$(83,690)

so

II. B. Page 2 of 5

DATEc 12/112015

TIMEc 4:27:11PM

Exp 2015 Bud 2016

$30,000 $0

$(618,677) $0

$(1 0,705) $0

$(30,000) $0

$(273,403) $0

$1,056,068 $0

$24,394,068 $25,859,376

$24,394,068 $25,859,376

$106,040 $0

$(106,040) $0

$83,690 $0

$83,690 so

2.B. Summary of Budget By Method of Finance




METHOD OF FINANCil~G

108 GR Dedicated~ Private Beauty Culture School Tuition Protection Account No. 108

REGUL4RAPPROPRJATIONS

Regular Appropriations from MOF Table (20 14~ 15 GAA)

Regular Appropriations from MOF Table (2016~17 GAA)

UP SED APPROPRIATIONS


Exp 2014

$20,000

$0

Exp 2015

$20,000

$0

$(20,000) $(20,000)

TOTAL, GR Dedicated- Private Beauty Culture School Tuition Protection Account No. 108

5081 GR Dedicated- Barber School Tuition Protection Account No. 5081

REGUL4RAPPROPRIATIONS



L4PSEDAPPROPRIATIONS


TOTAL, GR Dedicated- Barber School Tuition Protection Account No. 5081

TOTAL. ALL GENER~L REVENUE FUND- DEDIC."' TED

OTHER FliNDS

666 Appropriated Receipts

REGUL4RAPPROPRIATIONS

Regular Appropriations tfom MOF Table (20 14-15 GAA)

$0

$5,000

$0

$(5,000)

so

so

$930,000

II .B. Page 3 of 5

so

$5,000

$0

$(5,000)

$0

$83,690

$930,000

DATE: 12/112015

TIME: 4:27:11PM

Bud 2016

$0

$20,000

$0

S20,000

so

$5,000

$0

$5,000

$25,000

$0

2.B. Summary of Budget B)' Method of Finance




METHOD OF FINANCING


Art IX, Sec 8.03 Reimbursement and Payments (2014-15 GAA)

Art IX, Sec 12.02 Publications or Sales of Records (2014-15 GAA)

Art IX, Sec 8.03 Reimbursement and Payments (2016-17 GAA)

Art IX, Sec 12.02 Publications or Sales of Records (2016-17 GAA)

TOTAL, Appropriated Receipts



Regular Appropriations from MOF Table (2014-15 GA.A.)

Regular Appropriations from MOF Table (20 16-17 GAA)

TOTAL, Interagency Contracts

898 Auctioneer Education and Recovery Trust Fund No. 898



Regular Appropriations from MOF Table (20 16-17 GAA)

TOTAL, Auctioneer Education and RecO\'cry Trust Fund No. 898

TOTAL, ALL OTHER FUNDS


Exp 2014

$0

$699,321

$32,015

$0

$0

$1,661,336

$10,882

$0

$10,882

$25,000

$0

$25,000

$1,697,218

ILB. Page 4 of 5

Exp 2015

$0

$1,461,590

$53,977

$0

$0

$2,445,567

$10,882

$0

$10,882

$25,000

$0

$25,000

$2,481,449

Bud 2016

$930,000

$0

$0

$51,294

$1,636,632

$2,617,926

$0

$10,882

$10,882

$0

$25,000

$25,000

$2,653,808

DATE: 12/1/2015

Th\1E: 4:27:11PM

Agency code: 452

METHOD OF FJNANCI:t'IG

GR\NDTOTAL

FULL-TIME-EQUIVALENT POSITIONS

REGULAR APPROPRlATIONS

Regular Appropriations from MOF Table

(2016-17 GAA)

RIDER APPROPRlAT10N

Art.1X, Sec. 18.03, CAPPS, (2016-17)

UNAUTHORIZED NUMBER OVER (BELOW) CAP

Unauthorized Number Over (Below) Cap (2014-15)

TOTAL, ADJUSTED FTES

NUMBER OF 100% FEDERALLY FUNDED FTEs

2.B. Summary of Budget By Met bod of Finance

84th Regular Session., Fiscal Year 2016 Operating Budget



Exp 2014

$23,951,125

382.2

0.0

(24.5)

357.7

II .B. Page 5 of 5

DATE: 12/1/2015

TIME: 4:27:11PM

Exp 2015 Bud 2016

$26,959,207 $28,538,184

382.2 396.2

0.0 1.0

(114) 0.0

370.8 397.2

SUMMARY OF BUDGET BY OBJECT OF EXPENSE

Agency code: 452

OBJECT OF EXPENSE

1001 SALARJES AND WAGES

1002 OTHER PERSON"N"EL COSTS

2001 PROFESSIONAL FEES A}iD SERVICES



2004 UTILITIES

2005 TRAVEL

2006 RENT ·BUILDING

2007 RENT -MACHINE AND OTHER

2009 OTHER OPERA.TING EXPENSE


Agency Total

2.C. Summary of Budget By Object of Expense



EXP 2014

$17,669,643

$749,856

$636,596

$12,092

$76,571

$141,399

$901,067

$695,610

$83,103

$2,931,860

$53,328

$23,951,125

II. C. Page I of I

EXP 2015

$19,253,638

$1,494,817

$867,033

$8,552

$77,711

$189,885

$922,931

$721,787

$96,016

$3,243,229

$83,608

$26,959,207

BUD 2016

$20,408,455

$505,360

$863,275

$8,600

$102,694

$162,800

$897,750

$820,916

$115,944

$4,062,390

$590,000

$28,538,184

DATE: 12/1/2015

TIME: 4:27:38Pl\l

SUMMARY OF OBJECTIVE OUTCOMES

2.D. Summary of Budget By Objective Outcomes


Automated Budget and Evaluation system of Texas (ABEST)

Agency code: 452 Agency name; Department of Licensing and Regulation

Goal/ Objective I OUTCOME Exp 2014


1 Regulate All Applicable Individuals and Facilities According to Law

KEY 1 Percent of Licenses With No Recent Disciplinary Actions 97.50 %

KEY 2 Percent of Licenses Who Renew Online 96.20 %

KEY 3 Percent of New Individual Licenses Issued Online 86.60 %

4 Percent of Contacts Responded to by Staff at TDLR 69.75 2 Protect the Public by Enforcing Laws Administered by the Agency

1 Enforce Laws to Achieve Compliance in Regulated Industries/Occupations

1 Percent of Complaints Resulting in Disciplinary Action 26.40 %

KEY 2 Percent of Complaints Closed within Six Months 56.73 %

3 Recidivism Rate of Those Receiving Disciplinary Action 9.!0 %

KEY 4 Inspection CoYerage Rate 83.07 %

KEY 5 % of Boiler Certification Inspections within Timelines 69.29 %

ILD. Page l ofl

Exp 2015

97.40 %

95.90 %

86.50 %

77.75

26.42 %

59.57 %

9.73 %

84.6! %

74.6! %

Date : 12/112015

Time: 4:28:0SPM

Bud2016

97.00%

91.00 %

96.00 %

88.75

30.00 %

59.00 %

10.00 %

75.00 %

70.00 %

ESTIMATED REVENUE COLLECTIONS SUPPORTING SCHEDULE

4.D. Estimated Revenue Collections Supporting Schedule 84th Regular Session, Fiscal Year 2016 Operating Budget

Automated Budget and Evaluation System of Texas (ABEST) Agency Code: 452 Agency name: Department of Licensing and Regulation

FUND/ACCOUNT

~ General Revenue Fund Beginning Balance (Unencwnbered):

Estimated Revenue:

3030 Com'l Driver Training Sch Fees

3035 Commercial Transportation Fees

3103 Limited Sales & Use Tax~State

3146 Boxing Admissions Ta'X

3147 Boxing & Wrestling Licenses

3160 Mfgllnd Housing Reg Fees

3161 Mfgllnd Housing Inspect Fees

3163 Penalties Mfgllnd Housing Violation

3164 Boiler Inspection Fees

3175 Professional Fees

3366 Business Fees~ Natural Resources

3562 Health Related Profession Fees

3719 Fees/Copies or Filing of Records

3727 Fees~ Administrative Services

3752 Sale of Publications/ Advertising

3765 Supplies/Equipment/Services

3770 Administratve Penalties

3775 Returned Check Fees

3795 Other Mise Government Revenue

3802 Reimbursements~ Third Party

Subtotal: Estimated Revenue

Total Available

DEDUCTIONS:

Expended/Budgeted/Requested TransferNEmployee Benefits Unemployment Benefits

Exp 2014

$0

0

5,461,965

88,343

851,308

170,646

212,823

322,465

10,500

2,379,720

20,809,913

515,011

46,248

182,655

4,328,750

1,425,188

10,882

0

4,050

75,308

43,000

36,938,775

$36,938,775

(5,022,744)

(13,938)

Exp 2015

$0

0

5,277,817

136,364

820,931

170,770

238,750

348,730

4,000

2,584,120

18,087,406

497,466

0

197,341

4,135,286

2,187,456

10,882

2,953,020

4,269

63,989

42,728

37,761,325

$37,761,325

(5,515,375) (10,105)

DATE: 12/112015

TIME: 4:29:50PM

Bud 2016

$0

1,183,564

5,772,474

148,596

800,742

170,500

243,122

298,085

7,250

3,554,202

18,496,744

500,842

0

213,128

4,116,756

2,362,498

10,882

3,149,284

4,200

86,966

42,300

4l,l62,l35

541,162,135

(6,565,880) (12,025)

Total, Deductions $(5,036,682) $(5,525,480) $(6,577,905)

lV.D. Page 1 of2

Agency Code: 452

FUND/ACCOUNT

Ending FumiJAccouot Balance

REVENUE ASSUMPTIONS:

CONTACT PERSON:

Jerald A Daniels

4.D. Estimated Revenue Collections Supporting Schedule 84th Regular Session, Fiscal Year 2016 Operating Budget

Automated Budget and Evaluation System of Texas (ABEST) Agency name: Department of Licensing and Regulation

Exp 2014

$31,902,093

IV.D. Page 2 of2

Exp 2015

$32,235,845

DATE: 1211/2015

TIME: 4:29:50PM

Bud 2016

$34,584,230

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