OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description...

24
ES-201 Examination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner’s Initials -180 1. Examination administration date confirmed (C.1 a; C.2.a and b) -120 2. NRC examiners and facility contact assigned (CA .d; C.2.e) -120 3. Facility contact briefed on security and other requirements (C.2.c) -120 4. Corporate notification letter sent (C.2d) [-90] [5. Reference material due (C.1 e; C.3.c; Attachment 3)] {-75} 6. Integrated examination outline(s) due, including Forms ES-201-2, ES-201-3, ES-301-1, ES-301-2, ES-301-5, ES-D-l’s, ES-401-112, ES-401-3, and ES-401-4, as applicable (C.1 .e and f; C3.d) {-ZO} {Z Examination outline(s) reviewed by NRC and feedback provided to facility licensee (C.2.h; C.3.e)} {-45} 8. Proposed examinations (including written, walk-through JPMs, and scenarios, as applicable), supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, and ES-401-6, and any Form ES-201-3 updates), and reference materials due (C.1.e, 1, g and h; C.3.d) -30 9. Preliminary license applications (NRC Form 398’s) due (Cli; C.2.g; #Zy ES-202) -14 10. Final license applications due and Form ES-201-4 prepared (Cli; C.2.i; ES-202) -14 11 . Examination approved by NRC supervisor for facility licensee review , (C.2.h; C.3.f) -14 12. Examinations reviewed with facility licensee (C.1J; C.2fand h; C.3.g) -7 13 Written examinations and operating tests approved by NRC supervisor (C.2.i; C.3h) -7 14. Final applications reviewed; I or 2 (if >10) applications audited to confirm qualifications I eligibility; and examination approval and waiver letters sent (C.2i; Attachment 5; ES-202, C.2.e; ES-204) -7 15. Proctoring/written exam administration guidelines reviewed with facility licensee (C3k) -7 16. Approved scenarios, job performance measures, and questions distributed to NRC examiners (C.3.i) . * Target dates are generally based on facility-prepared examinations and are keyed to the examination date identified in the corporate notification letter. They are for planning purposes and may be adjusted on a case-by- case basis in coordination with the facility licensee. [Applies onlyJ {Does not apply} to examinations prepared by the NRC. Facility: OO/V6E t6’/ SW7iJIJ Date of Examination: Developed by: Written - Facility NRC LI ii Operating - Facility’ NRCD , Page 25 of 28

Transcript of OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description...

Page 1: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

ES-201 Examination Preparation Checklist Form ES-201-1

Target ChiefDate* Task Description (Reference) Examiner’sInitials

-180 1. Examination administration date confirmed (C.1 a; C.2.a and b)

-120 2. NRC examiners and facility contact assigned (CA .d; C.2.e)

-120 3. Facility contact briefed on security and other requirements (C.2.c)

-120 4. Corporate notification letter sent (C.2d)

[-90] [5. Reference material due (C.1 e; C.3.c; Attachment 3)]

{-75} 6. Integrated examination outline(s) due, including Forms ES-201-2, ES-201-3,ES-301-1, ES-301-2, ES-301-5, ES-D-l’s, ES-401-112, ES-401-3, andES-401-4, as applicable (C.1 .e and f; C3.d)

{-ZO} {Z Examination outline(s) reviewed by NRC and feedback provided to facilitylicensee (C.2.h; C.3.e)}

{-45} 8. Proposed examinations (including written, walk-through JPMs, andscenarios, as applicable), supporting documentation (including FormsES-301-3, ES-301-4, ES-301-5, ES-301-6, and ES-401-6, and any FormES-201-3 updates), and reference materials due (C.1.e, 1, g and h; C.3.d)

-30 9. Preliminary license applications (NRC Form 398’s) due (Cli; C.2.g; #ZyES-202)

-14 10. Final license applications due and Form ES-201-4 prepared (Cli; C.2.i;ES-202)

-14 11 . Examination approved by NRC supervisor for facility licensee review ,(C.2.h; C.3.f)

-14 12. Examinations reviewed with facility licensee (C.1J; C.2fand h; C.3.g)

-7 13 Written examinations and operating tests approved by NRC supervisor(C.2.i; C.3h)

-7 14. Final applications reviewed; I or 2 (if >10) applications audited to confirmqualifications I eligibility; and examination approval and waiver letters sent(C.2i; Attachment 5; ES-202, C.2.e; ES-204)

-7 15. Proctoring/written exam administration guidelines reviewedwith facility licensee (C3k)

-7 16. Approved scenarios, job performance measures, and questionsdistributed to NRC examiners (C.3.i) .

* Target dates are generally based on facility-prepared examinations and are keyed to the examination dateidentified in the corporate notification letter. They are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.[Applies onlyJ {Does not apply} to examinations prepared by the NRC.

Facility: OO/V6E t6’/ SW7iJIJ Date of Examination:

_______

Developed by: Written - Facility NRC LI ii Operating - Facility’ NRCD

, Page 25 of 28

Page 2: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

- WRITTEN EXAM SAMPLE PLAN ONLY -

Examination Outline Quality Checklist

Facility: OCONEE Date of Examination: DECEMBER 2014

InitialsItem Task Description

a. Verify that the outline(s) fit(s) the appropriate model, in accordance with ES-401 . N/A

R b. Assess whether the outline was systematically and randomly prepared in accordance with N/A •

I Section D.1 of ES-401 and whether all K/A categories are appropriately sampled.TT c. Assess whether the outline over-emphasizes any systems, evolutions, or generic topics. N/AEN d. Assess whether the justifications for deselected or rejected K/A statements are appropriate. ‘ N/A

2. a. Using Form ES-301-5, verify that the proposed scenario sets cover the required number N/A N/A N/Aof normal evolutions, instrument and component failures, technical specifications,

S and major transients.

M b. Assess whether there are enough scenario sets (and spares) to test the projected number N/A N/A N/AU and mix of applicants in accordance with the expected crew composition and rotationL schedule without compromising exam integrity, and ensure that each applicant can beA tested using at least one new or significantly modified scenario, that no scenarios areT duplicated from the applicants’ audit test(s), and that scenarios will not be repeated on0 subsequentdays.R

c. To the extent possible, assess whether the outline(s) conform(s) with the qualitative N/A N/A N/Aand quantitative criteria specified on Form ES-301-4 and described in Appendix D.

3. a. Verify thatthe systems walk-through outline meets the criteria specified on Form ES-301-2: N/A N/A N/A(1) the outline(s) contain(s) the required number of control room and in-plant tasks

w distributed among the safety functions as specified on the form/ (2) task repetition from the last two NRC examinations is within the limits specified on the formT (3) no tasks are duplicated from the applicants’ audit test(s)

(4) the number of new or modified tasks meets or exceeds the minimums specified on the form(5) the number of alternate path, low-power, emergency, and RCA tasks meet the criteria

on the form.

b. Verify thatthe administrative outline meets the criteria specified on Form ES-301-1 : N/A N/A N/A(1) the tasks are distributed among the topics as specified on the form(2) at least one task is new or significantly modified(3) no more than one task is repeated from the last two NRC licensing examinations

c. Determine if there are enough different outlines to test the projected number and mix N/A N/A N/Aof applicants and ensure that no items are duplicated on subsequent days.

4. a. Assess whether plant-specific priorities (including PRA and IPE insights) are covered ,% N/Ain the appropriate exam sections. ‘Hf

b. Assess whether the rn CFR 55A1/43 and 55.45 sampling is appropriate.%

N/A

E c. Ensure that K/A importance ratings (except for plant-specific priorities) are at least 2.5. N/A yR d. Check for duplication and overlap among exam sections. N/A N/A WAAL e. Check the entire exam for balance of coverage.

7N/A-yf. Assess whether the exam fits the appropriate job level (RO or SRO). N/A (J4

a. Author Michael K. Meeks / 03/10/2014b. Facility Reviewer (*) N/A

A . . vi .

c. NRC Chief Examiner(#) JpQ P1. £ea /LIFIAJPt.

d. NRC Supervisor ttfJdt4 %?<‘4 ‘

(%:77A’6 ) fo,? . 1vtII/,’gA/A/Note: # Independent NRC reviewer initial items in Column “c’; chief examiner concurrence required.

* Not applicable for NRC-prepared examination outlines

ES-201 Form ES201-2

I

- WRITTEN EXAM SAMPLE PLAN ONLY -

Page 3: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

ES-201 ExaminationOutline Quality Checklist Form ES-201-2

FacUlty: Oconee Nuclear Station Date of Examination: 12/8/2014

InitialsItem Task Description

a b* c#

1 . a. Verify that the outline(s) fit(s) the appropriate model, in accordance with ES-401 . * Z’wA b. Assess whether the outline was systematically and randomly prepared in accordance with ç

I Section Di of ES-401 and whether all K/A categories are appropriately sampled.TT c. Assess whether the outline over-emphasizes any systems, evolutions, or generic topics.

d. Assess whether the justifications for deselected or rejected K/A statements are appropriate.

2. a. Using Form ES-301 -5, verify that the proposed scenario sets cover the required numberof normal evolutions, instrument and component failures, technical specifications,

S andmajortransients.

M b. Assess whether there are enough scenario sets (and spares) to test the projected numberU and mix of applicants in accordance with the expected crew composition and rotation scheduleL without compromising exam integrity, and ensure that each applicant can be tested usingA at least one new or significantly modified scenario, that no scenarios are duplicatedT from the applicants’ audit test(s), and that scenarios will not be repeated on subsequent days. (OLc

c. To the extent possible, assess whether the outline(s) conform(s) with the qualitativeand quantitative criteria specified on Form ES-301 -4 and described in Appendix D.

%

3. a. Verify that the systems walk-through outline meets the criteria specified on Form ES-301-2:(1) the outline(s) contain(s) the required number of control room and in-plant tasks

w distributed among the safety functions as specified on the formI (2) task repetition from the last two NRC examinations is within the limits specified on the formT (3) no tasks are duplicated from the applicants’ audit test(s)

(4) the number of new or modified tasks meets or exceeds the minimums specified on the form(5) the number of alternate path, low-power, emergency, and RCA tasks meet the criteria

ontheform. j)

b. Verify that the administrative outline meets the criteria specified on Form ES-301 -1 : -S

(1) the tasks are distributed among the topics as specified on the form(2) at least one task is new or significantly modified(3) no more than one task is repeated from the last two NRC licensing examinations

c. Determine if there are enough different outlines to test the projected number and mixof applicants and ensure that no items are duplicated on subsequent days.

4. a. Assess whether plant-specific priorities (including PRA and IPE insights) are coveredin the appropriate exam sections.

b. Assess whether the 10 CFR 55.41/43 and 55.45 sampling is appropriate.

Ec. Ensure that K/A importance ratings (except for plant-specific priorities) are at least 2.5.

R d. Check for duplication and overlap among exam sections. 127L e. Check the entire exam for balance of coverage. b)

1. Assess whether the exam fits the appropriate job level (RO or SRO).

a. Author cccà% ffri41’4b. Facility Reviewer (*) Zi/% ,VC/6It /c. NRC Chief Examiner (#) #1JCW/1E 4IEEI</ 1fo%pgiy

d. NRC Supervisor GC(.ALt Rc.L I XQ kJ..4>-

Note: # Independent NRC reviewer initial items in Column ‘c”; chief examiner concurrence required.* Not applicable for NRC-prepared examination outlines

5cLA€ 2ckv 10 &

Page 4: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

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Page 6: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

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Page 7: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

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Page 8: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

I

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Page 9: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

ES-301 Operating Test Quality Checklist Form ES-301-3

Facility: Date of Examination: Operating Test Number:

Initials1 . General Criteria

a b* c#

a. The operating test conforms with the previously approved outline; changes are consistent withsampling requirements (e.g., 10 CFR 55.45, operational importance, safetyfunction distribution).

b. There is no day-to-day repetition between this and other operating tests to be administeredduring this examination.

c. The operating test shall not duplicate items from the applicants’ audittest(s). (see Section D.1 a.) Ld. Overlap with the written examination and between different parts of the operating test is within

acceptable limits.

e. It appears that the operating test will differentiate between competent and less-than-competent- -

applicants at the designated license level.

2. Walk-Through Criteria --

a. Each JPM includes the following, as applicable:. initial conditions. initiating cues. references and tools, including associated procedures. reasonable and validated time limits (average time allowed for completion) and specific

designation if deemed to be time-critical by the facility licensee. operationally important specific performance criteria that include:

— detailed expected actions with exact criteria and nomenclature— system response and other examiner cues— statements describing important observations to be made by the applicant— criteria for successful completion of the task— identification of critical steps and their associated performance standards— restrictions on the sequence of steps, if applicable $)

b. Ensure that any changes from the previously approved systems and administrative walk-throughoutlines (Forms ES-301 -1 and 2) have not caused the test to deviate from any of the acceptancecriteria (e.g., item distribution, bank use, repetition from the last 2 NRC examinations) specifiedon those forms and Form ES-201-2.

3. Simulator Criteria --

The associated simulator operating tests (scenario sets) have been reviewed in accordance withForm ES-301-4 and a copy is attached.

\PrintedName/Signature / Date

a. Author \IU(c\ t’-o —i L-i

b. Facility Reviewer(*) JW7 //I!1€ / Cj,j’ ,i jJp/,c. NRC Chief Examiner (#) //CNI1ELd. NRC Supervisor Q2f2)C) 1 kLC4 ) kX.u_ t2JocJ/2oJf

NOTE: * The facility signature is not applicable for NRC-developed tests.# Independent NRC reviewer initial items in Column c chief examiner concurrence required

Page 10: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

ES-301 Simulator Scenario Quality Checklist Form ES-301-4

Facility: Oconee Date of Exam: 72108/74 Scenario Numbers: 1 I 2 I 3 Operating Test No.: 1

QUALITATIVE ATTRIBUTES InWals

a b* c#

1 . The initial conditions are realistic, in that some equipment and/or instrumentation may be outof service, but it does not cue the operators into expected events.

2. The scenarios consist mostly of related events.

3. Each event description consists of. the point in the scenario when it is to be initiated. the malfunction(s) that are entered to initiate the event. the symptoms/cues that will be visible to the crew. the expected operator actions (by shift position). the event termination point (if applicable) -

4. No more than one non-mechanistic failure (e.g. , pipe break) is incorporated into the scenariowithout a credible preceding incident such as a seismic event. 5J

5. The events are valid with regard to physics and thermodynamics.

6. Sequencing and timing of events is reasonable, and allows the examination team to obtaincomplete evaluation results commensurate with the scenario objectives.

7. If time compression techniques are used, the scenario summary clearly so indicates. U \Operators have sufficient time to carry out expected activities without undue time constraints.Cuesaregiven.

8. The simulator modeling is not altered.

9. The scenarios have been validated. Pursuant to 1 0 CFR 55.46(d), any open simulatorperformance deficiencies or deviations from the referenced plant have been evaluatedto ensure that functional fidelity is maintained while running the planned scenarios.

1 0. Every operator will be evaluated using at least one new or significantly modified scenario.All other scenarios have been altered in accordance with Section D.5 of ES-301 .

1 1 . All individual operator competencies can be evaluated, as verified using Form ES-301-6(submit the form along with the simulator scenarios).

12. Each applicant will be significantly involved in the minimum number oftransients and eventsspecified on Form ES-301-5 (submitthe form with the simulator scenarios).

1 3. The level of difficulty is appropriate to support licensing decisions for each crew position.

Target Quantitative Attributes (Per Scenario; See Section D.5.d) ActualAttributes -- --

1 . Total malfunctions (5—8) 8 7 6

2. Malfunctions after EOP entry (1—2) 2 1 2 43. Abnormal events (2—4) 4 2 2

4. Major transients (1—2) 1 2 1

5. EOPs entered/requiring substantive actions (1—2) 2 1 1

6. EOP contingencies requiring substantive actions (0—2) 2 1 1

7. Critical tasks (2—3) 3 2 2

(—/

Page 11: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

ES-301 Transient and Event Checklist Form ES3O1-5

t

Facility: Oconee Date of Exam: 12/08/14 Operating Test No.: 1

A E ScenariosP V

2 3 4 T MP E

0 IL N CREW CREW CREW CREW T NI T POSrflON POSIrION POSrflON POSITION A

C S A B S A B S A B S A BLA T R T 0 P T 0 R T 0 R I 0 M*)N Y 0 C P 0 C P 0 C P 0 C P

T P RU

ERO RX 1 110

NOR 3 111SRO-I ————

D I/C 2,6 2,4 3,5 4 4 2SRO-U 7 5

D MAJ 8 7,8 6,7 221

TS 022

RO RX

x NOR 1 111

1OI I/C 4,5 1,3,6 2,3,4 4 4 2

SRO-U MAJ 8 7,8 6,7 2 2 1

D TS

SROINOR

D I/C 2,4,5 1,2,3 2,3,4 4 4 2SRO-U 6,7 4,5,6 5

x MAJ 8 7,8 6,7 221

TS 4,5,6 2,3,5 2,3,4 0 2 2

Instructions:

1 . Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for eachevent type; TS are not applicable for RO applicants. ROs must serve in both the “at-the-controls (ATC)”and “balance-of-plant (BOP)” positions; Instant SROs must serve in both the SRO and the ATC positions,including at least two instrument or component (I/C) malfunctions and one major transient, in the ATCposition. If an Instant SRO additionallyserves in the BOP position, one I/C malfunction can be creditedtoward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer toSection D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normalevolutions may be replaced with additional instrument or component malfunctions on a 1 -for-i basis.

3. Whenever practical, both instrument and component malfunctions should be included; only thosethat require verifiable actions that provide insight to the applicant’s competence count toward the minimumrequirements specified for the applicant’s license level in the right-hand columns.

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ES-301 Competencies Checklist Form ES-301 -6

Facility: Oconee Date of Examination: 12/08/14 Operating Test No.: 1

APPLICANTS

RO X RO X RO D ROSRO-I D SRO-I D SRO-I D SRO-I El

SRO-U El SRO-U El SRO-U X SRO-U El

Competencies SCENARK CEJO_ JO_ CENARO

1234123412341234

Interpret/Diagnose Events 2,3, 2,4, 1,3, 1,4, 1,3, 2,3, 1,2, 1,2, 1,2,

. . 67 57 56 58 56 45 34 34 34and Conditions 8 8 7 7,8 6,7 5,6, 5,6, 5,6,7,8 7,8 7

Comply With and 2,3, 2,4, 1,3, 1,4, 1,3, 2,3, 1,2, 1,2, 1,2,67 57 56 56 56 45 34 34 34Use Procedures (1) 8 8 7 8 78 67 56 56 56

7,8 7,8 7

Operate Control 2,3, 2,4, 1,3, 1,4, 1,3, 2,3,ID ,.i I’i\ 6,7, 5,7 5,6, 5,6 5,6, 4,5Doarus ) 8 8 7 8 7,8 6,7

Communicate 1,2, 1,2, 1,2, 1,2, 1,2, 1,2, 1,2, 1,2, 1,2,34 34 34 34 34 34 34 34 34and Interact 5,6, 5,6, 5,6, 5,6, 5,6, 5,6, 5,6, 5,6, 5,6,7,8 7,8 7 7,8 7,8 7 7,8 7,8 7

Demonstrate Supervisory 1,2, 1,2, 1,2,. . 34 34 34Ability (3) 5,6, 5,6 5,6,

8 7,8 7

Comply With and 5, 2,3 2,3

Use Tech. Specs. (3)

Notes:(1) Includes Technical Specification compliance for an RO.(2) Optional for an SRO-U.(3) Only applicable to SROs.

Instructions:

Check the applicants’ license type and enter one or more event numbers that will allowthe examiners to evaluate every applicable competency for every applicant.

Page 13: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

ES-403 Written Examination Grading Form ES-403-1Quality Checklist

Facility: OCoAJE Date of Exam: f7//’/ Exam Level: RO B’ SRO L’

Initials

Item Description a b c

1 . Clean answer sheets copied before grading L9/ “%i %22. Answer key changes and question deletions justified ,, ,t.i

and documented (W (43. Applicants’ scores checked for addition errors , ,.I,y

(reviewers spot check > 25% of examinations) (44. Grading for all borderline cases (80 ±2% overall and 70 or 80, , ,,/

as applicable, ±4% on the SRO-only) reviewed in detail (A5. All other failing examinations checked to ensure that grades

arejustified (46. Performance on missed questions checked for training ,

deficiencies and wording problems; evaluate validity (7 /,of questions missed by half or more of the applicants .

Printed Name/Signature Date

a. Grader D iJ i)icb. Facility Reviewer(*) /

c. NRCChiefExaminer(*) ///#%EL

d. NRC Supervisor (*) GEAu ‘3 )(*) The facility reviewer’s signature is not applicable for examinations graded by the NRC;

two independent NRC reviews are required.

Page 14: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

(IIb) DUKE Scott L. Batson

‘ ENERGY Wce President® Oconee Nuclear Station

ONS-201 4-1 25 Duke EnergyONOIVP I 7800 Rochester Hwy

Seneca, SC 29672September 19, 2014

0: 864.873.3274Mr. Victor McCree Regional Administrator f: 864.873. 4208

us. Nuclear Regulatory Commission, Region II ScotLBatsonduke-energy.com

Marquis One lower245 Peachtree Center Ave. , NE, Suite I 200Atlanta, GA 30303-1257

Subject: OCONEE NUCLEAR STATIONOperating Exam Outlines - 75 day submittal

Dear Mr. McCree:

In accordance with the provisions of NUREG-1021, Duke Energy is submitting the operating examoutlines, quality checklists, and other documentation as required for the initial license operatingexam scheduled for the week of December 8, 2014 at the Oconee Training Center, Oconee NuclearSite. Submitted for review are:

. Form ES-201-2, Examination Outline Quality Checklist

. Form ES-201-3, Examination Security Agreement

. Form ES-301-1, RO Administrative Topics Outline

. Form ES-301 -1 , SRO Administrative Topics Outline

. Form ES-301-2, RO Control Room/In-Plant Systems Outline

. Form ES-301-2, SRO (U) Control Room/In-Plant Systems Outline

. Form ES-301-2, SRO (I) Control Room/In-Plant Systems Outline

. Form ES-301-5, Transient and Event Checklist

. Form ES-D-1 , Scenario outline (three)

. Form ES-401 -4, Record of Rejected K/As

If you require any additional information, or have any questions, please contactCliff Witherspoon at (864) 873-4330 or Gabriel Washburn at (864) 873-4490.

Sincerely,

Scott L. BatsonVice PresidentOconee Nuclear Station

Attachments

www.duke-energy.com

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us. Nuclear Regulatory Commission, Region IISeptember 19, 2014Page 2

cc: Mr. Eugene F. Guthrie, ChiefU.S. Nuclear Regulatory Commission, Region IIDivision of Reactor SafetyOperations BranchMarquis One Tower245 Peachtree Center Ave., NE, Suite 1200Atlanta, GA 30303-1257

Mr. Michael MeeksU.S. Nuclear Regulatory Commission, Region IIDivision of Reactor SafetyOperations BranchMarquis One Tower245 Peachtree Center Ave., NE, Suite 1200Atlanta, GA 30303-1257

Page 16: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

-% DUKEENERGY®

ONS-201 4-129

October2, 2014

Mr. Victor McCree, Regional AdministratoruPs. Nuclear Regulatory Commission, Region IIMarquis One Tower245 Peachtree CenterAve., NE, Suite 1200Atlanta, GA 30303-1257

Subject: Oconee Nuclear StationWritten Exam - 45 day submittal

Scott L BatsonVice President

Oconee Nuclear Station

Duke EnergyONOIVP I 7800 Rochester Hwy

Seneca, SC 29672

0: 8648733274n 864873. 4208

ScatLBatsonduke-energy corn

Dear Mr. McCree:

In accordance with the provisions of NUREG-1 021 , Duke Energy is submitting the written exam,quality checklists, and other documentation as required for the initial license written exam scheduledfor December 17, 2014 atthe Operatorlraining Center, Oconee Nuclear Station. Submitted forreview are:

. Form ES-201-3, Examination Security Agreement

. Form ES-401 -4, Record of Rejected K/As

. Form ES-401-6, Written Examination Quality Checklist

. RO written exam (with reference package)

. RO written exam key

. SRO written exam (with reference package)

. SRO written exam key

. Reference material on a DVD

If you require any additional information, or have any questions, please contact Cliff Witherspoon at(864) 873-4330.

Sincerely,

Scott L. BatsonVice PresidentOconee Nuclear Station

wwwduke-energy.com

Page 17: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

U.S. Nuclear Regulatory Commission, Region IIOctober 2, 2014Page 2

cc: Gerald J. McCoy, Chiefus. Nuclear Regulatory Commission, Region IIDivision of Reactor SafetyOperations BranchMarquis One Tower245 Peachtree Center Ave., NE, Suite 1200Atlanta, GA 30303-1257

Michael MeeksUS. Nuclear Regulatory Commission, Region IIDivision of Reactor SafetyOperations BranchMarquis One Tower245 Peachtree Center Ave. , NE, Suite I 200Atlanta, GA 30303-1257

Page 18: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

-‘% DUKEENERGY

Scott L. BatsonWce President

Oconee Nuclear Station

QNS-2014-1 39

October 22, 2014

Mr. Victor McCree, Regional Administratorus. Nuclear Regulatory Commission, Region IIMarquis One Tower245 Peachtree Center Ave., NE, Suite 1200Atlanta, GA 30303-1257

Subject: OCONEE NUCLEAR STATION1LT46 Operating Exam - 45 day submittal

Duke EnergyONOIVP I 7800 Rochester Hwy

Seneca, SC 29672

o: 864.873.3274I 864.873. 4208

ScoftBatsonduke-energy.com

Dear Mr. McCree:

In accordance with the provisions of NUREG-1 021 , Operator Licensing ExaminationStandards for Power Reactors, Duke Energy is submitting the operating exam, qualitychecklists, and other documentation as required for the initial license exam scheduled forthe week of December 8, 2014 at the Operator Training Center, Oconee Nuclear Site.Submitted for review are:

. One set of Administrative JPM’s with handouts

. One set of Control Room/In-Plant JPM’s with handouts

. Form ES-DI for Three Simulator Scenarios

. Form ES-D2 for Three Simulator Scenarios

. Form ES-201-2,

. Form ES-201-3,

. Form ES-301-1,

. Form ES-301-1,

. Form ES-301-2,

. Form ES-301-2,

. Form ES-301-2,

. Form ES-301-3,

. Form ES-301-4,

. Form ES-301-5,

. Form ES-301-6,

Examination Outline Quality ChecklistExamination Security AgreementRO Administrative Topics OutlineSRO Administrative Topics OutlineRO Control Room/In-Plant Systems OutlineSRO (U) Control Room/In-Plant Systems OutlineSRO (I) Control Room/In-Plant Systems OutlineOperating Test Quality ChecklistSimulator Scenario Quality ChecklistTransient and Event ChecklistCompetencies Checklist

wwwduke-energy.com

Page 19: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

U.S. Nuclear Regulatory Commission, Region IIOctober 22, 2014Page 2

If you require any additional information, or have any questions, please contactCliff Witherspoon at (864) 873-4330 or Sam Lark at (864) 873-3642.

Sincerely,

j>e,--Scott L. BatsonVice PresidentOconee Nuclear Station

Attachments

Page 20: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

U.S. Nuclear Regulatory Commission, Region IIOctober22, 2014Page 3

cc: Mr. Gerald J. McCoy, ChiefU.S. Nuclear Regulatory Commission, Region IIDivision of Reactor SafetyOperations BranchMarquis One Tower245 Peachtree Center Ave., NE, Suite 1200Atlanta, GA 30303-1257

Mr. Michael MeeksU.S. Nuclear Regulatory Commission, Region IIDivision of Reactor SafetyOperations BranchMarquis One Tower245 Peachtree Center Ave., NE, Suite 1200Atlanta, GA 30303-1257

Page 21: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

w(*: DUKEScott L.

ENERGY Wce PresidentceOconee Nuclear Station

ONS-201 4-1 52 Duke EnergyONOIVP I 7800 Rochester Hwy

Seneca, SC 29612November25, 2014

0: 864.873.3274t 864.873. 4208

[email protected]. Victor McCree, Regional AdministratorU.S. Nuclear Regulatory Commission, Region IIMarquis One Tower245 Peachtree CenterAve., NE, Suite 1200Atlanta, GA 30303-1257

Subject: Oconee Nuclear StationILT46 Final Submittal

Dear Mr. McCree:

In accordance with the provisions of NUREG-1 021 , Duke Energy is submitting the writtenexam, operating exam, quality checklists, and other documentation as required for the initiallicense exam scheduled for the weeks of December 8, 201 4, and December 1 5, 201 4, atthe Operator Training Center, Oconee Nuclear Station. Submitted for review are:

. One set of Administrative JPM’s with handouts

. One set of Control Room/In-Plant JPM’s with handouts

. Form ES-DI for Three Simulator Scenarios

. Form ES-D2 for Three Simulator Scenarios

. Form ES-201-2, Examination Outline Quality Checklist

. Form ES-201-3, Examination Security Agreement

. Form ES-301-1, RO Administrative Topics Outline

. Form ES-301 -1 , SRO Administrative Topics Outline

. Form ES-301-2, RO Control Room/In-Plant Systems Outline

. Form ES-301-2, SRO (U) Control Room/In-Plant Systems Outline

. Form ES-301-2, SRO (I) Control Room/In-Plant Systems Outline

. Form ES-301 -3, Operating Test Quality Checklist

. Form ES-301-4, Simulator Scenario Quality Checklist

. Form ES-301-5, Transient and Event Checklist

. Form ES-301-6, Competencies Checklist

. Form ES-401 -4, Record of Rejected K/As

. Form ES-401-6, Written Examination Quality Checklist

. RO written exam

. RO written exam key

. SRO written exam (with reference package)

. SRO written exam key

www.duke-enetgy.com

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U.S. Nuclear Regulatory Commission, Region IINovember25, 2014Page 2

If you require any additional information, or have any questions, please contact CliffWitherspoon at (864) 873-4330.

Sincerely,

Scott L. BatsonVice PresidentOconee Nuclear Station

cc: Gerald J. McCoy, ChiefU.S. Nuclear Regulatory Commission, Region IIDivision of Reactor SafetyOperations BranchMarquis One Tower245 Peachtree Center Ave., NE, Suite 1200Atlanta, GA 30303-1257

Michael MeeksU.S. Nuclear Regulatory Commission, Region IIDivision of Reactor SafetyOperations BranchMarquis One Tower245 Peachtree CenterAve., NE, Suite 1200Atlanta, GA 30303-1257

Page 23: OO/V6E t6 / LIExamination Preparation Checklist Form ES-201-1 Target Chief Date* Task Description (Reference) Examiner s Initials-180 1. Examination administration date confirmed (C.1

DUKE Scott L. Batson

ENERGY Vice President® Oconee Nuclear Station

Duke EnergyONOIVP I 7800 Rochester Hwy

Seneca, SC 29672

ONS-201 4-1 58 o 864.873.3274I 864.873.4208

ScotLBatsonduke-energy.comDecember 19, 2014

Mr. Victor McCree, Regional AdministratorU.S. Nuclear Regulatory Commission, Region IIMarquis One Tower245 Peachtree CenterAve., NE, Suite 1200Atlanta, GA 30303-1257

Subject: OCONEE NUCLEAR STATlQf1LT46 Post Exam Submittal

Dear Mr. McCree:

An NRC initial license operating exam was administered the week of December 8, 2014.The associated written exam was administered on December 17, 2014. Oconee has twopost exam comments included with this submittal letter as Attachment I . Enclosed for yourreview as directed by NUREG-1021 are the following:

. A student seating chart,

. The original student answer sheets,

. The original signed exam cover sheets,

. Two clean copies of the student answer sheets,

. A copy of the RO exam,

. A copy of the SRO exam,

. An RO exam key,

. An SRO exam key,

. A compiled list of student comments and proctor answers.

If you require any additional information or have any questions, please contact CliffWitherspoon at (864) 873-4330 or Sam Lark at (864) 873-3642.

Sincerely,

Scott L. BatsonVice PresidentOconee Nuclear Station

Attachment (1)Enclosures (9)

www.duke-energy.com

DEC 29 2014

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U.S. Nuclear Regulatory Commission, Region IIDecember 19, 2014Page 2

cc: Gerald J. McCoy, ChiefU.S. Nuclear Regulatory Commission, Region IIDivision of Reactor SafetyOperations BranchMarquis One Tower245 Peachtree CenterAve., NE, Suite 1200Atlanta, GA 30303-1257

Mr. Michael MeeksU.S. Nuclear Regulatory Commission, Region IIDivision of Reactor SafetyOperations BranchMarquis One Tower245 Peachtree CenterAve., NE, Suite 1200Atlanta, GA 30303-1257