Return of Private Foundation or Section 494! .4a)(1) Nonexempt Charitable Trust

Treated as a Private Foundation Note The organization may be able to use a copy of this return to satisfy state

reporting requirements

001

'I

No 1 1,0011

2

Name change ~Yn. . .lrr

Deparrinent of die Treasury Internal Revenue Serve

end For calendar

Use the IRS1a6e1 EDNAH ROOT FOUNDATION Otherwise, p 0 BOX 12727 print or type PALM DESERT, CA 92255-2727

See Specific Instructions

Number (see msWChons)

C I( exemption application is pending, check here 1" I I D 1 Foreign organizations, check here

2 Foreign organizations meeting the HS% test check Q ndation here and attach computation

c crual E It private foundation status was terminated crua under section 507(b)(1)(A), check here F If the foundation is in a 60 month termination

under section 507 b 1 B), check here

507 (c)(3 exempt private foundation le trust Other taxable private fOL Accounting method E cash

Other (specify) (from Part 11, column c, line 16)

ea~ Q F ZF4 7

Y81 . . . . rt'V;~1 Analysis of rcevenue and (a) Revenue and (b) Net investment (c) Adjusted net (d) Disbursements Expenses (The total of amounts in expenses per books income income for charitable columns b, c, and d may not neces purposes saiily equal the amounts in column a ) (cash basis only) see instructions) 1

1 C.011tr1b1lb0lIS gift, 97nts, !IC !KlNCd (ad 5(31 9~' e`y t Vet t~R o E}t '> V > 't'y` bT +~HiEHij

Ct ~ ~ ~/ the fouoan is not rn to .n Sc, s 8~,3. nb~3 ~ a 3 n~b~ ~Ly~ b '^f ~V y e nt2~F 8tV .~~okw a ~b'hy! pY"t ' t"i"~cy ~ c o a3 k k ̀ p8 a

2 Distributions tram split interest trusts <"; " " � k° ;°° c '°;~'°' 3 Interest on savings and temporary

cash investments 9,528 9,528 9,528 4 Dividends and interest from securities 235,630 235 , 630 235,630 5 a Gross rents b (Net rental

income or (loss) ) E° ~` fi °ry 6 B Net gain/(loss) from safe of ouch not on line 10 ~ 169 , 600 V " '3' " j 'vY` ' b Gross sales prices for an 609 794 's ' " r < '';n ouch on line fia

7 capital yarn net income (from Part IV, line 2) (1 69 , 600 ( E 8 N et short term ca pital g olf) nANybyt~ pf~,~~ cECn ~ ~.HK" t',~ "~

14 , 1 19 ' o°k~9000 c°E~

9 Income modifications ~s ̀t a l0a Gross sales less s`

returns and < allowances

bless Cost of goods sold

c Gross Profit/(loss) (all sch) ,`".' ' � ;~YS°a <`ao ~ ,°,g � ° 11 Other income (attach schedule) GD T ^' `~k'" SEE STATEMENT O ., L 12 Total Add dines 1 through 11 416,509 414 , 758 259,377 13 compensation of officers directors trustees, ak 66 6 2-, 14 Other employee salaries and wages

A 15 Pension plans, employee benefits m 16a Legal fees (attachschedule) SEE ST 3 12 , 022 12 . 022 N b Accounting tees (attach sch) SEE ST 4 6 , 200 6 , 200 6 , 200 1 cOther protfees (attachsch) SEE ST 5 16 , 358 16 358 16 , 358

E i 17 Interest q p 18 Taxes (attach schedule) SEE STMT 6 8 , 041 8 041 8 041 t r 19 Depreciation (attach schedule) and depletion "--' - i x v 20 Occupancy G E 21 Travel, conferences, and meetings 1 , 042 1 , 042 1 , 042

E 22 Printing and publications p o p 23 Other expenses (attach schedule) ap N SEE STATEMENT 7 85 85 85

E 24 Total operating end administrative s expenses Add dines 13 through 23 106,280 53,824 106,280 40 , 434

25 Contributions, grits, grants paid PART XY 304 , 570 '0 ~y °" 304 , 570 26 Total expenses and disbursements

Add lines 24 and 25 410,850 53,824 106,280 345,004 27 Subtract line 26 from line 12 �, �t;K;,"K a a'H o~ ~~ 'a ~, 88 t^ryo,,

Z a Excess of revenue over expenses ~ ^~} and disbursements 5, 659 "° ' " `: ;Yi" ~ e <~°

bNetInYMtmeniIncome bIAe,a6vl~enter -0 a'9`6,U'aaw~"a ; sn"t3'"i "360~0934'~ ,e.." oa°o° e 153 .097 4' >..,~Eycar C Adjusted Old Income, GI negaMe enter -0 ) -."a. a

see the instructions TEEA0503L 01124102

Form 990 -PF

type of organization

Form 990-PF (2000 EDNAH 'ROOT FOUNDATION 95-62 2 '' nmm.d sdIean~ and .~nw~n .~ me d.Pew~ I Beginning of year ~ End of year

~~tt'7~, Balance Sheets column should be for endal year amain~ only is. ~.wCea, . ~ r (a) Book Value (b) Book Value (c) Fair Market Value

6

". b't f L 1 coq,~~c ~f~bEkR`JiL,Lr~°i'~Rt3'

~bi~ ~<~ ° "~~9:0~ ~~b-0

c EF~ d bra, oe}F pct °` i "~F~' °}4f fkt`

',. e R~ ~~ oo ~£t~ ~Stt. 100', ~t~t �<.

<'a' ,

LEyy i...̀~o»}95RE9o;~`,ito5py,

.,oFi°s~.t~°:x ;~3s~y}iy°

.~,~ ibbftt ;c, of oFiy}i } aoot'tr.~

., K.k~'~3fi.ft of

TEEA(13021 . 09125)01

7 Cash - non interest bearing 2 Savings and temporary cash investments 330, 130 250, 2 3 Accounts receivable ~ ,°wi~~�~,

Less allowance for doubtful accounts ~ 4 Pledges receivable

Less allowance for doubtful accounts ~ 5 Grants receivable 6 Recervables due from off ¢ers, dirators, trustees, and other

disqualified persons (attach schedule) (see instructions) 7 Other notes and loans recenable (attach sch) o,^`

Less allowance for doubtful accounts ~ 5 8 Inventories for sale or use

9 Prepaid expenses and deferred charges T l0a Investments - U S and state governmen

obligations (attach schedule) STATEMENT 8 9,818 9,5 bInvestments -corporate stock (anachschedule) STATEMENT 9 2,248,383 2,466,6 e Investments - corporate bonds (attach schedule)

17 Investments -land, buildings, and m~+°°, . K°,°~` `'~°q°~.° equipment basis 365,405 Less accumulated depreciation (attach schedule) SEE STMT 10~ 365,405(, 365,4

12 Investments - mortgage loans 13 Investments - other (attach schedule) STATEMENT 11 2,326,961 2,186,7 14 Land, buildings, and equipment basis ` "° ` -W;t`°°`°°`~

Less accumulated depredation (attach schedule)

15 Other assets (describea- SEE STATEMENT 12 ) 1,565 9,3 16 Total assets (to be completed by all filers -

see instructions Also, see age 1, item I) 5,282,262 5,287,9 L 17 Accounts payable and accrued expenses 45

18 Grants payable 19 Deferred revenue 20 Loans from officers, directors, trustees, 8 other disqualified persons L

I 21 Mortgages and other noes payable (attach schedule) 22 Other liabilities (describe ~

E $ 23 Total liabilities add lines 17 through 45

Organizations that follow SFAS 117, check here ~ X and complete lines 24 through 26 and finds 30 and 31

E U 24 Unrestricted 5,282,217 5,287,8

T N 25 Temporarily restricted D 26 Permanently restricted

Organizations that do not follow SFAS 117, check here A and complete lines 27 through 31 .

T A 27 Capital stock, trust principal, or current funds S N pg Paid in or capital surplus, or land, building, and equipment fund

O E 29 Retained earnings, accumulated income, endowment, or other funds R 5 30 Total net assets or fund balances (see instructions) 5 , 282 1 217 5 , 287, 8

31 Total liabilities and net assetslfund balances

Part`ll¬ Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 3D

(must agree with end of year figure reported on prior year's return) 2 Enter amount from Part I, line 27a 3 Other increases not included in line 2 (itemize) 4 Add lines 1, 2, and 3 5 Decreases not included in line 2 (itemize) 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30

Form 990-PF (2001 EDNAH ROOT FOUNDATION IPaei°tt?S ; Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e g ,real estate, 2 story brick vrarehouse, or common stock, 200 shares MLC Company)

is SEE STATEMENT 13 b

c

daY . Year)

(I) Gains (column (h) gain minus column (k), but not less

than -0 ) or Losses (from alumn (h)) () Fair Market Value

as of 12/31/69 (k) Excess of column (f over column 0), if any

1 Adjusted basis as of 12131169

2 Capital gain net income or (net capital loss) If gain, also enter in Part I, line 7 {I( (loss), enter 0 in Part I, line 7

3 Net short term capital gain or (loss) as defined in sections 1Y12(5) and (6)

If gain, also enter in Part I, line B, column (c) (see instructions) If (loss), enter -0- 3

TEEa090.il 09f25101

c

d e

a

b

c

(e) Gross sales price (g) Cost or other basis plus expense of sale

D - Donation

95-6209188

(h) Gain or (loss) (e) Plus (0 minus (9)

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )

If section 4940(d)(2) applies, leave this part blank

Was the organization liable for the section 4942 tax on the distributable amount of any year in the base periods Yes El No If 'Yes' the organization does not quaky under section 4940(e) Do not complete this part

1 Enter the appropriate amount in each column for each year, see instructions before making any entries

a Base period years Adjusted qualifying bdistributions Net ( value of Distribution ratio

Calendar year (or tax year noncharitable use assets beginning in)

(column (b) divided by column (c))

2000 ~ 340,097 ~ 5,802,542 0 058612 teas 337 .898 5 .793 .316 0 058325

4 .886 .189 1 0 057829

2 Total of line I, column (d) 2 0 287

3 Average distribution ratio for the 5 year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence d less than 5 years 3 I- - 0 057

4 Enter the net value of nonchantable use assets for 2001 from Part X, tine 5 L 4

5 Multiply line 4 by line 3

6 Enter 1 % of net investment income (1 °6 of Pan I, line 27b)

7 Add lines 5 and 6 I 7

8 Enter qualifying distributions from Part XII, line 4 1 8 1 345 , 004

If line 8 is equal to or greater than line 7, check the box in Pan VI, line 1 b, and complete that part using a 1 % lax rate See the Part VI instructions

BAA Form 99o-Pr (2001)

99o-PF (2000 EDNAH 'ROOT FOUNDATION 95-6209188

a 2001 estimated tax pmts and 2000 overpayment credited to 2001 6 e b Exempt foreign organizations -tax withheld at source 6b c Tax paid with application for extension of time to file (Form 8868) tic d Backup withholding erroneously withheld 6d

7 Total credits and payments Add lines 6a through 6d 8 Enter any penalty for underpayment of estimated tax Check here 1-1 if Form 2220 is attached 9 Tic due II the total of lines 5 and 8 is more than line 7, enter amount owed

0

10 Overpayment If line 7 is more than the total of lines 5 and 8, enter the amount merpald 11 Enter the amount online 10 to be Credited to 2002 estimated to 11~ 781 I- Refunded

3 Has the organization made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments If 'Yes,' attach a conformed copy of the changes 3`"

4a Did the organization have unrelated business gross income of $1,000 or more during the years 4a b If Yes,' has it filed a tax return on Form 990-T for this years 4b

5 Was there a liquidation, termination, dissolution, or substantial contraction during the year

9 Is the organization claiming slaws as a private operating foundation within the meaning of Section 49120(3) or 4912(1)(~ for calendar year Z(101 or " the taxable year beginning in 2001 (see instructions far Part Xll)? If 'Yes,' camplGe Part XIV ~'9 V X

10 Did any persons become substantial contributors during the tax years 10 X II Yes 'attach a schedule listing their names and addresses

17 Did the organization comply with the public inspection requirements for its annual returns and exemption applications 17 X Web site address ~ N/A

12 The books are in care of " MCCUTCHEN, DOYLE, ET AL Telephone no " (415) 393-2000 Located at " 3 EMBARCADERO CTR_ SAN FRANCISCO, CA ZIP +4 ~ 94111

13 Section 4947(a)(1) nonexempt charitable trusts filing Form 990 PF in lieu of Forth 1041 - Check here N/A ~ - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - and enter the amount of tax exem the

BAA TEenn0304L 01124m2

or 4948 - see 1 e Exempt operating foundations described in Section 1940(d)(2), check hue ~ U and enter N/A' on line 1

Date of ruling letter - _ _ - _ - - (attach copy of ruling letter d necessary - see instructions) b Domestic organizations that meet the Section 4940(e) requirements in Part V, check here ~ Dand enter 1 % of Part I, line 27b

c All other domestic organizations enter 2% of line 27b Exempt foreign organizations ruler 4% of Part I, line 12, column (b) 2 Tax under SecUon 511 (domestic Section 4947(a)(1) trusts and taxable foundations only Others enter 0 ) 3 Add lines I and 2 4 Subtitle A (income) tax (domestic Section 4947(a)(1) trusts and taxable foundations only Others enter 0 ) 5 Tax based on investment income Subtract line 4 from line 3 II zero or less, enter 0 6 Credits/Payments

1 e During the lax year, did the organization attempt to influence any national, state, or local legislation or did it participate or intervene in any political campaign

b Did it spend more than $100 during the year (either directly or indirectly) far political purposes (see instructions far definition)

1/ the answer is Yes' to 1a or 16, attach a detailed description of the activities and copes of any materials published or distributed by the organization in connection with the activities

c Did the organization file Forth 1120-POL for this year d Enter the amount (if any) of tax on political expenditures (Section 4955 imposed during the year

(1) On the organization ~ $ 0 (2) On organization managers ~ $ e Enter the reimbursement (if any) paid by the organization during the year far political expenditure tax imposed on organization managers ~ $ 0

2 Has the organization engaged in any activities that have not previously been reported to the IRS If Yes ' attach a detailed description of the activities

If 'Yes attach the statement reqwred by General Instruction T t, ~~ i ~ o'x o o"< 6 Are the requirements of Section 508(e) (relating to Sections 4941 through 4945) satisfied either ~~ 'E < ;~ °°°� Ke

" By language in the governing instrument or

" By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instruments ~y6 ~ ~ X

7 Did the organization have at least $5,0(10 in assets al anytime during the yrar7 If 'Yes,' complefePaR II, column (c), and Part XV 7 X 8a Enter the states to which the foundation reports or witty which it is registered (see instructions)

CALIFORNIA ------------------------------------------b If the answer is Yes' to line 7, has the organization furnished a copy of Form 990 PF to the Attorney General

(or designate) of each state as required by General Instruction G7 I7'NO,'attach erplanafian I''' ~BbIT yX

E

(5) Provide for any purpose other than religious, charitable, scientific, literary, or "� educational purposes, or for the prevention of cruelty to children or animals El Yes X~ No ;°

b It any answer is 'Yes' to 5a(l) (5), did an y of me transactions fail to quality under the exceptions described in Regulations Section 53 4945 or in a current notice regarding disaster assistance (see instructions)? 0 5 Organizations relying on a current notice regarding disaster assistance check here ~ Ll ~s g

R

c If the answer is 'Yes' to question 5a(4), does the organization claim exemption horn the tax because it maintained expenditure responsibility for the grants N/A []Yes [IN, If 'Yes attach the statement required by Regulations Section 534945-5(d)

6a Did the or ganization, during the year, receive any funds, directly or indirectl y, to pay Premiums =cw on a personal benefit contracts ayes X~No

b Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contracts ~6 II you answered 'Yes' to 66. also ale 8870

BAA Form 990-PF (2001) reenna305L 01rz4u2

Form 990-PF (2001) FDNAH

File Form 4720 if any item is checked in the 'Yes' column, unless en exception applies. 1 a During the year did the organization (either directly or indirectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified persons Yes ZNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified persons Yes X No

(3) Furnish goods, services, or facilities to (or accept them horn) a disqualified persons Yes

H No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified persons X Yes No

(5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person) Yes XaNo

(6) Agree to pay money or property to a government officials (Exception Check 'No if the organization agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days ) 11 Yes MNo

b If any answer is 'Yes' to 1al) (6), did any of the acts fail to quality under the exceptions described in Regulations Section 53 494 1 (d) 3 or in a current notice regarding disaster assistance (see instructions)? Organizations relying on a current notice regarding disaster assistance check here

c Did we organization engage in a prior year in any of the acts described in la, other than excepted acts, that were not corrected before the first day of the tax year beginning in 20017

2 Taxes on failure to distribute income (Section 4942) (does not apply for years the organization was a private operating foundation define( in Section 49420)(3) or 4942Q)(5))

a At the end of lax year 2001, did the organization have any undistributed income (lines 6d and tie, Part XIII) for tax year(s) beginning before 2001 Ayes El No It 'Yes,' list Uieyears ~ 20 _ , 19__ , 19 - , 59--

b Are there any years listed in 2a for which the organization is not applying the provisions of Section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed incomes (If applying Section 4942(a)(2) to all years listed, answer 'No' and attach statement - see instructions )

c It the provisions of Section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here X20 ,19 ,19 ,19

3a Did the organization hold more wan a 2% direct or indirect interest in any business enterprise at any time during the years E] Yes XQ No

b If 'Yes,' did it have excess business holdings in 2001 as a result of (1) any purchase by the organization or disqualified persons after May 26, 1969, (2) the lapse of the 5 year period (or longer period approved 'Giy b the Commissioner under Section 4943(c) (n) to dispose of holdings~ acquired by g ift or be u q est, or '" +; (~ the lapse of the 10 , 15-, or 20 year firs phase holding periods (Use Schedule C Form 4720, to determine if the organization had excess business holdings in 2001 ) 31

4a Did the organization invest during the year any amount in a manner that would jeopardize its charitable purposes 4 .

b Did the organization make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed horn jeopardy before the first day of .� °the tax year beginning in 20017 4

Sa During the year did the organization pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (Section 4945(e))? ~ Yes X No

(2) Influence the outcome of any specific public election (see Section 4955, or to carry °` ` on, directly or indirectly, any voter registration drive? 8 Yes Xe No

(~ Provide a grant to an individual for travel, study, or other similar purposes Yes X No

(4) Provide a grant to an organization other than a charitable, etc, organization described in Section 509(a)(1), (2), or (3), or Section 4940(d)(2)? ~ Yes XQ No

Yes I No

~iR o

ION -6209188 Pace 6 2001 Form 990-PF 'ED Part~Yilt<~ � Infortnatic

and Contr 1 List all officers. dhrec foundation managers and their compensation see instructions

(b) Title and average (c) Compensation (d) Contributions to (e) Expense account, (a) Name and address hours per week (If not paid, enter-0 -) employee benefit other allowances

devoted to position plans and deterred

SEE STATEMENT 14 ------------------------

------------------------

------------------------

2 Compensation of five highest-peed employee (a) Name and address of each employee

paid mare than $50,000

;other than those included on line 1- sae instructions} If none, enter'None .' (b) Title and average (c) Compensation (d) Contributions to (e) Expense account,

hours per week employee benefit other allowances devoted to position plans and deferred

NONE

-------------------------

-------------------------

-------------------------

------------------ --I-

Total number of other employees paid over $50,000 3 Five highest-paid Independent contractors for professional services - (s~

(a) Name and address of each person paid more than $50,000 NONE

-------------------------------------

-------------------------------------

-------------------------------------

-------------------------------------

Total number of others receiving over $50,000 for professional services

Part'1XA Summary of Direct Charitable Activities

If none. enter'None

List the foundation's lour largest direct charitable activities during the tax year Include relcvant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc Expenses

FUND OPERATIONS AND EXPANSION OF AMERICAN WING OF THE DE YOUNG MUSEUM, THE FINE ARTS MUSEUMS OF SAN FRANCISCO, SAN FRANCISCO, CALIFORNIA

304,570 2

------------------------------------------------------

3

------------------------------------------------------

4

------------------------------------------------------

BAA TEenna3o6L ot2a/o2

on

95-6209188 Pace 7

FRtt-1X=B` Summary of Program-Related Investments (see instructions)

the tax year on lines 1 and 2 1 Amount ram related investments made by the Describe the two lar

------------------------------------------------------

2

------------------------------------------------------

P8!5C~' Minimum Investment Return (All domestic foundations must complete this part Foreign foundations, see instructions )

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc, purposes e Average monthly fair market value of securities b Average of monthly cash balances c Fair market value of all other assets (see instructions)

d Total (add lines 1 a, b and c)

e Reduction claimed for blockage or other factors reported on lines la and lc (attach detailed explanation) I 1 e I

2 Acquisition indebtedness applicable to line 1 assets 3 Subtract line 2 from line 1d 4 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see instructions) 5 Net value of nonchanlablause assets. Subtract line 4 from line 3 Enter here and on Part V, line 4 6 Minimum investment return Enter 5% of line 5

6 .357 . 177

1 . 151

87

paR~Xl1 Qualifying Distributions see instructions)

345

5 Organizations that quality under section 4940(e) for the reduced fate of lax on net investment income Enter 1 % of Part I, line 27b (see instructions)

6 Adjusted qualifying distnbutions Subtract line 5 from line 4

Note The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies (or the section 4940(e) reduction o! tax m (hose years

Form 990-PF (2001) BAA

TEEnn0307L 12/19Ai

Form 990-PF (2001) EDNAH ROOT FOUNDATION

1

All other program related investments See instructions 3

Amount (see instructions) (Section 4442Q)(3) and 0)(5) private foreign oraanizaUOns check here ~

1 Minimum investment return from Part X, line 6 2a Tax on investment income for 2001 from Part VI, line 5 b Income tax for 2001 (this does not include the lax horn Part VI ) c Add lines 2a and 2b

3 Distribulable amount before adjustments Subtract line 2c horn line 1 4a Recoveries of amounts treated as qualifying distributions b Income distributions horn section 4947(a)(2) trusts c Add lines 4a and 4b

5 Add lines 3 and 4c 6 Deduction from distributable amount (see instructions) 7 Distnbutahle amount as adjusted Subtract line 6 from line 5 Fnter I

ahng foundations and certain and do not complete this part

7 Amounts paid (including administrative expenses) to accomplish charitable, etc, purposes a Expenses, conti'iDULOns, gifts, etc - total horn Part I, column (d), line 26 b Program related investments - Total horn Part IX B

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc, purposes

3 Amounts set aside for specific charitable projects that satisfy the a Suitability test (prior IRS approval required) b Cash distribution test (attach the required schedule)

4 Qualifying distributions Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4

Form 990-PF (2001) FDNAH 'ROOT FOUNDATION 95-6209188 Page 8

Pa1t X!1# Undistributed Income (see instructions)

2061

0

°~e~°

>¢~ ~'~`_

t ~ki

';,~s'<`~ni

't ~t a

~aE.

e Undistributed income for 2000 Subtract line 4a from +E~" :<<S " . `'' "" 'line 2a Taxable amount - see instructions

f Undistributed income for 2001 Subtract lines 4d and 5 from line 1 This amount must be 11

%8 v`o s°

distributed in2002 ` ;.«�" " °,v 7 Amounts treated as distributions out of

corpus to satisfy requirements imposed t r"", `< ' r by section 170(b)(1)(E) or 4942(9)(3) ;" (see instructions) 0 t°'o°'

eE d 8 Excess distributions carryover from 1996 not

applied on line 5 or line 7 (see instructions) 45, 196 °'.,°``a° ~ ~c7

9 Excess distributions carryover to 2002 Subtract lines 7 and 8 from line 6a 261,347 ~, °;°.Y � : 6}

10 Analysis of line 9

a Excess from 1997 3[7(~, 366 `<_ b Excess from I~B J7 , ZZE 01 kiEbft¢~ 'fiN' ,.'M"'"'Q°o a( k uhf ~` c Excess from 1999 59,719

d Excess from 2000 65, 904 ~IN o8AwT~bxi

'a r e Excess from 2001 ` ~taa 39, 132 `R~;»-< BAA

reeauao& 01a4102

V 6Ettta is j . t 4i

5.°}' n 6~"trEat~ oftbk S- ~ .. . . .

.ttok

y E`~~~ V bry4 'o ~"

a~L°L j ~~ ~ ,R;i¢~Voe ~a?ii p~,y ~~sF

Form 990-PF~(2001)

Corpus Years prior to 2000 ~UUO

a~n°" "~"o¢;oe,; obq~ 'c~i`';a3yao~°c9'o2'~a;g~~bca?<ia~ci 7 Distributable amount for 2001 from Part XI, oo "o line? ,°~`, .~,K~~,~s~ ~o o ~;°'r "~K°t<., `~$' " .''

2 Undistributed income, d any, as of the end of 2000' °y'`^°~~ "o°o"k+a~°,`~;' o-~M°"°;;'n"?;c?~ :°nn°~t'"° ' ."~ ~°k+°A ¢~z~:s "+~ a Enter amount for 2000 only k >'<$� b T0t2l fOfprior years 20 .19 ~19 ns2>RC,°~"~Ra°+ ~`~m+'"X "No, 0

3 Excess distributions car ryover, dan,to2p01- ~,~oo~a°~pn~ F'uao o^~ `ww " SLC ~ .a E 3E~'YbF~ n.

8 From 1996

=6

°a~~4~e.W i~ n°n~~'~64y~. ikydco~oo o~3~ck i4yti o'o ee7~<°~°~~

<<"~: "~~}~ : 'o t` .° :, ;; s~%'; bFrom 1997 ~°n'` Y,,t, .,° ~?<H < ~~~w~ ~ pE t�0w(° .Ee o°o°a°c`~°°nwo°`2,°n6eV°F¢to~~~~ c From 1998 °ts "

d From 1999 0 '' °~ ~ ' Y `~" ̀ `~ "~ "'}~ o~gaoc'6v.botroRy ° �

N tkFmo~,.;n mY .^F9yia o ..6fi

.R; oono o+1 +o , eFrom2000 .~:Q'.. .� ;;t,~ ;~~:t; 'E<,.'~ ..< t .' j ( Total of lines 3a through e 267, 411 ^ "^Kx°%,. 'o. I lop

4 Qualifying distributions for 2001 from Part '°` `>` R ;'a''~ ~ E ° tk, XII, dine 4 ~ $ 345, 004 :Sg4�oo~o`"YO°'° ~'o'~ , ~'is ., I a,a`~.`"., .

bib tER~ o ~F j N to i'a'tr F <t7~ 4od tr~'n°E t` ~F ion^a°e a Applied to 2000, but not more than line 2a

bA~plied to undistributed income of prior years t E .~ `Y4^' (tlection required - see instructions) 0

c Treated as distributions out of corpus ; ~no ,~`t ^`°oo° i° =,F " o'E8'<`^ ~,+ �,!.' Y?.i~ :sii)9iEi

.o ~4}~}i.9? .° ~^[f 4A (Election required - see instructions) 0

d Applied to 2001 distribulable amount He ` e Remaining amount distributed out of corpus Y43'9', 132` c ` `~'~~ ; V ~ 4~' ̀~` +`c`

5 Excess distributions carryover applied to 2001 0 't`~ " ' ° "̀ '° (11 an amount appears in column (d), the

u RiV ~ act~o (o R 4^(^ same amount must be shown in column (a) olR i°`n° .~H~. , ..~ .3R tr

6 Enter the net total of each column as `� ~ ~ , ~~E~' Y" indicated below .QaYraSL.:w~"..a'

n~V~~k p °no?t"k a Corpus Add lines 31, 4c, and 4e Subtract line 5 ~ 306 , 543 ' '`i°',.a .°

.Rpfi8: c ~` '

b Prior years' undistributed income Subtract `a' � `a'~ line 4b from line 2b 0 '

c Enter the amount of prior years' undistribut ed income for which a notice of deficiency '° ~E has been issued, or on which the section 4942(a) tax has peen previously assessed ms's °;� 0

d Subtract line 6c from line 6D Taxable amoun t - see instructions ,.~[.fakVO~bovi O ^A�tay'~o,

o~=

CAE °°w°iR t °t t`'Y°"Vt

s

^ ` ~+ ` >~ ```°~~ o~i..z f . i~oo y o

} ~a woe kk~ ~.i$} i4( of ~ c j . k~

:}~f~ico K~9Y~c^ik~,ka~~a

0 o~q

Yy ~,

0 ^"3H4 onoidt'~m q~ ~° o . No,

Form 990-PF (2001)

T FOUNDATI

1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective (or 2001, enter the date of the ruling

b Check box to indicate whether the organization is a private operating foundation described in Section ~ 494`e 2a Enter the lesser of the adjusted net

income from Part I or the minimum investment return from Part X for each year listed

b 85°h of line 2a

c Qualifying distributions from Part XII, line 4 for each year listed

d Amounts included in line 2c not used directly to actNe conduct of exempt aclrv%bes

e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c

3 Complete 3a, b, or c for the alternative test relied upon

a'lssels' alternative test - enter (1) Value of all assets

(2) Value of assets qualifying under Section 49420)(3)(B)(i)

b Endwrmenl' alternative test - Enter 2/3 of minimum investment return shown in Part Y, line 6 for each year toted

c 'Support' alternative test - enter

(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (Section 512(a)(5)), or royalties)

(2) Support from general public and 5 or mare exempt organizations as prwideG in Section 4942Ox3xBxnQ

(3) Largest amount of support from an exempt organization

(4) Gross investment income aR'3CV°` XW-, Supplementary information (c. 1 Information Regarding Foundation Managers

a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See Section 507(d)(2) ) NONE

b List any managers of the foundation who own 10°h or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest NONE

2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc, Programs Check here 0 N if the organization only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the organization makes gifts, grants, etc, (see instructions) to individuals or organizations under other conditions,

items 2a . b . c . and d a The name, address, and telephone number of the person to whom applications should be addressed N/A

b The form in which applications should be submitted and information and materials they should include N/A

c My submission deadlines

d My restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors

Form _99W (2001 ) EDNAH 'ROOT FOUNDATION 95-6209188 Page 10 m~Part~ Supplementary Information (continued)

304,570

BAA TEea0310L 09rz5101 Form 990-PF(2001)

Recipient I ii «iu~ i is an inarviouai, I Foundation I Purpose of grant or show an relationship to any inun alinn mananer nr StdIUS Of contribution

a Paid during the yeas FINE ARTS MUSEUMS OF S F N/A EXEMPT FUND OPERATION AND LINCOLN PARK EXPANSION OF THE SAN FRANCISCO, CA 94121 AMERICAN WING OF THE

DE YOUNG MUSEUM

Total b Approved (or future payment

3b

Amount

Form 990-PF (2000 EDNAH ROOT FOUNDATION 95-6209188 Page 71

Pa"etX~l" QAnalysis of Income-Producing Activities

(e) Related or exempt

e f g Fees and contracts from government agencies

2 Membership dues and assessments 3 Interest on wrings and temporary rash investments 4 Dividends and interest from securities 5 Net rental income or (loss) from real estate a Debt financed property b Not debt financed property

6 Net rental income or (loss) from personal property 7 Other investment income 8 Gain or (bss) tram sales of ousts other than inventory 9 Net income or (loss) from special events 10 Gross profit or (loss) from sales of inventory 11 Other revenue

a FEDERAL TAX REFUND b INTEREST ON FEDERAL REFUN c STATE OF CALIFORNIA

1,549 1 22

BAA TEEA0501L 0124/02 Form 990-PF (2001)

Enter gross amounts unless otherwise indicated

1 Program service revenue

a

b

c

d

Unrelated business income Excluded by section 512, 513, or 514

(a) (b) (c) (d) Business Amount fxclu Amount code scan

code

14 9 , 529 } ,( ,14 ^t 235 , 630

e 12 Subtotal Add columns (b), (d), and (e) 416,509 13 Total Add line 12, columns (b), (d), and (e) 11~ 13 416,509 (See worksheet in the instructions for line 13 to verify calculations )

Patf XYI-B Relationship of Activities to the Accomplishment of Exempt Purposes

Lina No I Explain below haw each activity for which income is reported in column (e) of Part XVI A contributed importantly to the ~ accomplishment of the organization's exempt purposes (other than by providing funds for such purposes) (See instructions )

BAA

Farm 990-PF Ol EDNAH ROOT FOUNDATION 95-6209188 Page 12 Part XYIi°~~ Information Regarding Transfers to and Transactions and Relationships with Noncharitable

Exempt Organizations Yes No

1 Did the organization directly or indirectly engage in any of the following with any other organization described in Section 501(c) of the Code (other than Section 501(c)(3) organizations) or in Section 527, +o;.

,n ;atr°ioFO~ ; relating to political organiZalions7 a Transfers from the reporting organization to a noncharitable exem p t organization of ~'~°~°°° =°' ~'(1) Cash "l e 1 X (2) Other assets 1 e X

bOther transactions °"`+ '°3'"°°" (1) Sales of assets to a noncharilable exempt organization ^^ 16' X Y (2) Purchases of assets from a noncharitable exempt organization 1 b X (3) Rental of facilities, equipment, or other assets 1 b X (4) Reimbursement arrangements 1 b 4 X (5) Loans or loan guarantees 1 b X (6) Performance of services or membership or fundraising solicitations 1 b 6 X

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1 c X

d If the answer to any of the above is 'Yes,' complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by ttie re ortin9 organization If the organization received less than fair market value in any transaction or sharing arrangement, show in

co Pumn (~ the value of the goods, other assets, or services received (a) Line no (b) Amounl involved (c) Name of nancharitahle exempt organization (~ Description of transfers, transactions, and sharing arrangements N/A

2a Is the organization direct) or indirectly affiliated with or related to, one or more tax exempt organizations described in Section 501) of the Code (other than §ec6on 501(c)(3)) or in Section 527 Yes MNo

b If 'Yes . complete me following schedule

Under Danalpez ofy f ry . I declare Nal I have examined this raWm, including att correct and camy~ a DecIarzEOn of prtparer (other Cyan taxpayer or hMnary) is

1 / [ih.~ li' ~~

SiamWre of Officer or Trustee

Sign Preparers Here Paid Pre-

s r rer's e

Only

PUBLICLY TRADED SECURITIES

S 1,549 22 180

TOTAL 1,751

STATEMENT 3 FORM 990-PF, PART I, LINE 16A LEGAL FEES

WESLEY A WITT, CPA $ 6 200 $ 6 200 $ 6 200 TOTALS 6,200 6 .200 6,200

STATEMENTI FORM 990-PF, PART I, LINE 6 NET GAIN (LOSS) FROM NONINVENTORY SALES

GROSS SALES PRICE COST OR OTHER BASIS

STATEMENT 2 FORM 990-PF, PART I, LINE 11 OTHER INCOME

FEDERAL TAX REFUND INTEREST ON FEDERAL REfUN STATE OF CALIFORNIA

609,794 440 .194

TOTAL GAIN (LOSS) PUBLICLY TRADED SECURITIES 169,600

TOTAL NET GAIN (LOSS) FROM NONINVENTORY SALES

(A) (B) NET (C) (D) EXPENSES INVESTMENT ADJUSTED CHARITABLE PER BOOKS INCOME NET INCOME PURPOSES

MCCUTCHEN, DOYLE, BROWN & ENERSEN $ 12 022 $ 12 022 TOTALS $~b2~ ~~ 1 , 2 $-

STATEMENT 4 FORM 990-PF, PART I, LINE 16B ACCOUNTING FEES

(A) (B) NET (C) (D) EXPENSES INVESTMENT ADJUSTED CHARITABLE PER BOOKS INCOME NET INCOME PURPOSES

STATEMENTS FORM 990-PF, PART I, LINE 16C OTHER PROFESSIONAL FEES

TOTAL ~~ 1,75

(A) (B) NET (C) (D) EXPENSES INVESTMENT ADJUSTED CHARITABLE PER BOOKS INCOME NET INCOME PURPOSES

DODGE & COX - INVESTMENT COUNSEL FEE $ 12,793 $ 12,793 8 12,793

UNION BANK OF CALIFORNIA - CUSTODIAN FEE 3 565 3 565 3 565

TOTALS 16, 16, 5 ~1$~

STATEMENT 6 FORM 990-PF, PART I, LINE 18 TAXES

(A) (B) NET (C) (D) EXPENSES INVESTMENT ADJUSTED CHARITABLE PER BOOKS INCOME NET INCOME PURPOSES

FEDERAL TAXES $ 6,000 $ 6,000 $ 6,000 FOREIGN TAXES WITHHELD 70 70 70 FRANCHISE TAX BOARD 10 10 10 PROPERTY TAXES 1 961 1 961

TOTALS 8,041 ~ 0 8,041 8,041

STATEMENT? FORM 990-PF, PART I, LINE 23 OTHER EXPENSES

(A) (B) NET (C) (D) EXPENSES INVESTMENT ADJUSTED CHARITABLE PER BOOKS INCOME NET INCOME PURPOSES

BANK FEES $ 60 $ 60 $ 60 SECRETARY OF STATE 25 25 25

TOTALS 85 $ 0 85 85

STATEMENT S FORM 990-PF, PART II, LINE 10A INVESTMENTS - U.S . AND STATE GOVERNMENT OBLIGATIONS

VALUATION BOOK FAIR MARKET U S GOVERNMENT OBLIGATIONS METHOD VALUE VALUE GNMA POOL 033802 COST $

' :, 46 $ 1 750 46 1,75

VALUATION BOOK FAIR MARKET CORPORATE STOCKS METHOD VALUE VALUE ALUMINUM COMPANY OF AMERICA COST $ 8,450 $ 39,105 AMERADA NESS CORP COST 37,205 37,500 BANK OF AMERICA CORP COST 11,964 40,414 BAUSCH & LOMB INC COST 18,702 20,713 BOISE CASCADE CORP COST 27,049 20,406 CANADIAN PACIFIC LTD COST 0 0 CATERPILLAR INC COST 11,198 36,575 CHEVRONTEXACO CORP COST 40,317 67,208 CHUBB CORP COST 12,649 24,150 DEERE & CO COST 18,864 52,392 DILLARDS INC COST 27,099 16,000 DOLE FOOD INC COST 29,629 21,464 R R DONNELLEY & SONS CO COST 37,544 50,473 DOW CHEMICAL CO COST 40,298 61,919 EASTMAN CHEMICAL CO COST 43,017 31,216 ELECTRONIC DATA SYSTEMS CORP COST 0 0 FOX CORPORATION COST 32,233 98,572 FLOUR CORP COST 13,933 22,440 FORD MOTOR CO COST 10,124 13,739 GENERAL MOTORS CORP COST 12,347 18,905 GENUINE PARTS CO COST 52,361 73,400 GOLDEN WEST FINANCIAL CORP COST 18,582 82,390 K MART CORP COST 83,813 33,852 LUBRIZOL CORP COST 14,083 17,545 MOTOROLA INC COST 0 0 NCR CORP COST 24,070 25,802 NEWS CORP LTD ADR PFD COST 39,593 52,920 NORDSTROM INC COST 27,268 30,345 OCCIDENTAL PETROLEUM CORP COST 57,035 68,978 PHARMACIA CORP COST 16,559 38,556 PHILLIPS PETROLEUM CO COST 57,116 84,364 SONY CORP AMERICAN SHARES ADR COST 32,889 31,570 ST PAUL COS , INC COST 11,025 39,573 TXU CORP COST 46,374 66,010 UNION PACIFIC CORP COST 51,671 79,800 UNOVA INC COST 13,267 4,060 V F CORP COST 40,132 58,515 WEYERHAEUSER CO COST 21,693 32,448 WHIRLPOOL CORP COST 46,982 65,997 WISCONSIN ENERGY CORP COST 30,092 27,072 XEROX CORP COST 80,930 81,276 ARCHER DANIELS MIDLAND CO COST 49,330 47,771 RIO TINTO PLC SPONSORED ADR COST 43,453 66,555 UNOCAL CORP COST 56,916 57,712 NOVA CHEMICALS CORP COST 12,985 13,489 BAKER HUGHES INC COST 23,427 40,117 UNION CARBIDE CORP COST 0 0 WELLS FARGO & CO COST 6,735 39,123 STORAGE TECHNOLOGY CORP COST 21,477 22,737 THERMO ELECTRON CORP COST 15,918 28,632 DELPHI AUTOMOTIVE SYSTEMS COST 34,788 33,235 LOCKHEED MARTIN CORP COST 24,395 42,003 BECTON DICKINSON & CO COST 27,403 33,150 EQUITY OFFICE PROPERTIES TRUST COST 43,644 51,136 MATTEL INC COST 0 0

STATEMENT 9 FORM 990-PF, PART II, LINE 10B INVESTMENTS-CORPORATE STOCKS

ACCUM BOOK FAIR MARKET CATEGORY BASIS DEPREC . VALUE VALUE

LAND TOTAL $ 365,45

0 1 365,405 $ 446,45

STATEMENT 9 (CONTINUED) FORM 990-PF, PART II, LINE 10B INVESTMENTS - CORPORATE STOCKS

VALUATION BOOK FAIR MARKET CORPORATE STOCKS METHOD VALUE VALUE

WELLPOINT HEALTH NETWORKS INC CLASS A COST $ 21,685 $ 35,055 EQUITY RESIDENTIAL PROPERTIES TRUST COST 17,208 22,968 BANK ONE CORP COST 77,365 93,720 AMEREN CORP COST 30,609 38,070 DANA CORP COST 35,733 22,208 MASCO CORP COST 27,791 39,200 INTERNATIONAL PAPER CO COST 30,087 36,315 UNILEVER N V NEW YORK SHARES COST 17,072 23,044 MAY DEPARTMENT STORES CO COST 59,021 81,356 ENGELHARD CORP COST 16,605 30,448 AIR PRODUCTS & CHEMICALS INC COST 13,182 23,455 MBIA INC COST 14,105 24,134 EASTMAN KODAK CO COST 36,290 20,601 HCA INC COST 13,851 19,270 AMERICAN ELECTRIC POWER INC COST 24,842 31,342 WACHOVIA CORP COST 52,038 53,312 PITNEY BOWES INC COST 23,487 24,446 SYNOPSYS INC COST 0 0 UNUMPROVIDENT CORP COST 30,955 34,463 ROHM & HAAS CO COST 14,145 17,315 MASSEY ENERGY COMPANY COST 0 0 COMPUWARE CORP COST 13,739 24,759 SCHERING PLOUGH CORP COST 47,640 42,972 AT&T CORP COST 56,355 59,862 TORCHMARK CORP COST 33,225 35,397 AVAYA INC COST 38,720 41,310 COMPUTER SCIENCES CORP COST 30,605 44,082 MCDONALDS CORP COST 16,052 15,882 HEWLETT PACKARD CO COST 47,875 49,296 MATSUSHITA ELEC INDUSTRIAL LTD ADR COST 16,151 13,860 PANCANADIAN ENERGY COST 9,015 21,320 CANADIAN PACIFIC RAILWAY LTD COST 3,994 11,700 AKZO NOBEL N V ADR COST 13,619 13,455 GAP INC COST 15,595 16,728 FIAT SPA ADR COST 15 340 14 400

TOTAL ,466,6 4 ,21 ,069

STATEMENTIO FORM 990-PF, PART II, LINE 11 INVESTMENTS - LAND, BUILDINGS, AND EQUIPMENT

STATEMENT II FORM 990-PF, PART II, LINE 13 INVESTMENTS-OTHER

VALUATION FAIR MARKET METHOD VALUE VALUE

FAIR MARKET BOOK VALUE VALUE

S 854 $ 854 8,456 8 .456

2 TOTAL , 12 9, 1

DIVIDENDS RECEIVABLE PENDING TRANSACTIONS ROUNDING

STATEMENT I3 FORM 990-PF, PART IV, LINE 1 CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

1) (A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

2) (A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

3) (A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

4) (A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

5) (A) DESCRIPTION (B) HOW ACQUIRED

150 EDS CORP PURCHASED

OTHER PUBLICLY TRADED SECURITIES DODGE & COX INCOME FUND COST

STATEMENT I2 FORM 990-PF, PART II, LINE 15 OTHER ASSETS

$ 2 186 780 $ 2 442 969 2,186, 0 ,44 ,969

TOTAL T.-2-M-7-8o 442, 69

400 SYNOPSYS INC PURCHASED 8/02/00 1/16/01

30 DOW CHEMICAL CO PURCHASED 10/05/98 2/15/01

800 MASSEY ENERGY CO PURCHASED 11/18/97 2/15/01

200 MASSEY ENERGY CO PURCHASED 3/20/00 2/15/01

13) (A) DESCRIPTION 289 62 AT&T WIRELESS SERVICES (B) NOW ACQUIRED PURCHASED (C) DATE ACQUIRED 4/19/01 (D) DATE SOLD 7/13/01

14) (A) DESCRIPTION 353 04 AT&T WIRELESS SERVICES (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 6/04/01 (D) DATE SOLD 7/13/01

STATEMENT 13 (CONTINUED) FORM 990-PF, PART IV, LINE 1 CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

(C) DATE ACQUIRED 8/22/97 (D) DATE SOLD 4/09/01

6) (A) DESCRIPTION 300 UNION PACIFIC CORP (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 9/12/97 (D) DATE SOLD 4/09/O1

7) (A) DESCRIPTION 800 ALCOA INC (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 2/06/90 (D) DATE SOLD 4/17/01

8) (A) DESCRIPTION 300 NCR CORP (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 10/16/97 (D) DATE SOLD 5/17/01

9) (A) DESCRIPTION 400 FLOUR CORP (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 11/18/97 (D) DATE SOLD 5/Z1/O1

10) (A) DESCRIPTION 200 CANADIAN PACIFIC LTD (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 10/05/98 (D) DATE SOLD 6/06/01

11) (A) DESCRIPTION 500 CANADIAN PACIFIC LTD (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 12/01/94 (D) DATE SOLD 6/06/01

12) (A) DESCRIPTION 418 34 AT&T WIRELESS SERVICES (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 3/20/01 (D) DATE SOLD 7/13/01

15)

24) (A) DESCRIPTION (B) HOW ACQUIRED

30 16 KADANT INC PURCHASED

STATEMENT 13 (CONTINUED) FORM 990-PF, PART IV, LINE 1 CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

16)

17)

18)

19)

20)

21)

22)

23)

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) NOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

94 AT&T WIRELESS SERVICES PURCHASED 6/04/01 7/18/01

300 BECTON DICKINSON & CO PURCHASED 7/14/99 8/03/01

200 DEERE & CO PURCHASED 9/30/98 8/03/01

200 RIO TINTO PLC ADR PURCHASED 6/27/00 8/03/01

100 WELLPOINT HEALTH NETWORKS PURCHASED 5/18/01 8/03/01

600 MOTOROLA INC PURCHASED 6/13/91 8/07/01

300 GOLDEN WEST FINANCIAL PURCHASED 5/26/93 8/09/01

44 KADANT INC PURCHASED 4/19/01 8/20/01

42 84 KADANT INC PURCHASED 5/07/99 8/24/01

(A) DESCRIPTION 150 BANK OF AMERICA CORP (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 10/28/93 (D) DATE SOLD 10/O1/O1

STATEMENT 13 (CONTINUED) FORM 990-PF, PART IV, LINE 1 CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

(C) DATE ACQUIRED 4/19/01 (D) DATE SOLD 8/24/01

25) (A) DESCRIPTION 300 LOCKHEED MARTIN CORP (B) NOW ACQUIRED PURCHASED (C) DATE ACQUIRED 6/29/99 (D) DATE SOLD 8/22/01

26) (A) DESCRIPTION 300 ALCOA INC (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 2/06/90 (D) DATE SOLD 8/22/01

27) (A) DESCRIPTION 300 GENUINE PARTS CO (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 11/18/97 (D) DATE SOLD 8/Z2/01

28) (A) DESCRIPTION 300 AMERICAN ELECTRIC POWER (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 6/19/00 (D) DATE SOLD 9/13/01

29) (A) DESCRIPTION 300 WELLS FARGO & CO (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 11/04/98 (D) DATE SOLD 9/13/01

30) (A) DESCRIPTION 400 LOCKHEED MARTIN CORP (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 6/29/99 (D) DATE SOLD 9/21/01

31) (A) DESCRIPTION 55 ARCHER DANIELS MIDLAND CO (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 5/07/98 (D) DATE SOLD 9/26/01

32) (A) DESCRIPTION NASDAQ MARKET MAKER LITIGATION (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED VARIOUS (D) DATE SOLD 9/27/01

33)

(A) DESCRIPTION 300 BECTON DICKINSON & CO (B) HOW ACQUIRED PURCHASED

STATEMENT 13 (CONTINUED) FORM 990-PF, PART IV, LINE 1 CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

34) (A) DESCRIPTION 150 PITNEY BOWES INC (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 6/26/00 (D) DATE SOLD 10/02/01

35) (A) DESCRIPTION 1,242 751 DODGE & COX INCOME FD (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 4/21/93 (D) DATE SOLD 10/11/O1

36) (A) DESCRIPTION 2,083 333 DODGE & COX INCOME FD (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 2/16/96 (D) DATE SOLD 10/11/O1

37) (A) DESCRIPTION 646 992 DODGE & COX INCOME FD (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 3/27/98 (D) DATE SOLD 10/11/O1

38) (A) DESCRIPTION 2,230 013 DODGE & COX INCOME FD (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 5/04/98 (D) DATE SOLD 10/11/O1

39) (A) DESCRIPTION 309 572 DODGE & COX INCOME FUND (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 12/29/98 (D) DATE SOLD 10/11/O1

40) (A) DESCRIPTION 631 011 DODGE & COX INCOME FUND (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 3/29/99 (D) DATE SOLD 10/11/O1

41) (A) DESCRIPTION 5,261 346 DODGE & COX INCOME FD (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 5/06/99 (D) DATE SOLD 10/11/O1

42) (A) DESCRIPTION 176 151 DODGE & COX INCOME FUND (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 3/28/01 (D) DATE SOLD 10/11/O1

43)

STATEMENT 13 (CONTINUED) FORM 990-PF, PART IV, LINE 1 CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

52) 1,300 MATTEL INC PURCHASED 9/15/99

]1/20/01

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

44)

45)

46)

47)

48)

49)

50)

51)

(C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) NOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) SATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

7/14/99 10/15/O1

100 GENERAL MOTORS CORP PURCHASED 11/23/94 10/15/O1

300 LOCKHEED MARTIN CORP PURCHASED 6129/99 10/15/O1

800 PANCANADIAN ENERGY PURCHASED 2/02/93 10/18/01

200 FORDING INC PURCHASED 7/15/93 10/18/01

550 EDS CORP PURCHASED 8/22197

10/22/01

83 FORDING INC PURCHASED 2/0Z/93

10/31/01

33 FORDING INC PURCHASED 7/15/93 10/31/01

83 FORDING INC PURCHASED 12/01/94 10/31/01

59) (A) DESCRIPTION 52 IMAGISTICS INTERNATIONAL INC (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 6/26/00 (D) DATE SOLD 12/26/01

60) WACHOVIA CORP PURCHASED VARIOUS 12/28/01

- MERGER CASH

61) (A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

62) (A) DESCRIPTION (B) HOW ACQUIRED

125 CP SHIPS LTD PURCHASED

STATEMENT 13 (CONTINUED) FORM 990-PF, PART IV, LINE 1 CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

53) (A) DESCRIPTION 320 VIASYS HEALTHCARE INC (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 5/07/99 (D) DATE SOLD 11/27/01

54) (A) DESCRIPTION 125 FAIRMONT HOTELS & RESORTS (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 2/02/93 (D) DATE SOLD 11/30/01

55) (A) DESCRIPTION 50 FAIRMONT HOTELS & RESORTS (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 7/15/93 (D) DATE SOLD 11/30/01

56) (A) DESCRIPTION 125 FAIRMONT HOTELS & RESORTS (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 12/01/94 (D) DATE SOLD 11/30/01

57) (A) DESCRIPTION 102 VIASYS HEALTHCARE INC (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 5/07/99 (D) DATE SOLD 12/24/01

58) (A) DESCRIPTION 73 VIASYS HEALTHCARE INC (B) HOW ACQUIRED PURCHASED (C) DATE ACQUIRED 4/19/01 (D) DATE SOLD 12/24/01

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

150 BAUSCH & LOMB PURCHASED 10/31/96 12/31/01

STATEMENT 13 (CONTINUED) FORM 990-PF, PART IV, LINE 1 CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

125 CP SHIPS LTD PURCHASED 12/01/94 12/31/01

NASDAQ MARKET PURCHASED VARIOUS 1/03/01

MAKER LITIGATION (A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(E) (F) (G) (H) (I) (J) (K) (L) GROSS DEPREC COST GAIN FMV ADJ BAS EXCESS GAIN SALES ALLOWED BASIS (LOSS) 12/31/69 12/31/69 (I)-(J) (LOSS)

20,249 12,381 7,868 7,868 10 8 2 2

14,703 7,763 6,940 6,940 3,676 1,614 2,062 2,062 8,022 5,728 2,294 2,294 17,006 18,756 -1,750 -1,750 31,269 6,146 25,123 25,123 14,126 11,417 2,709 2,709 22,120 9,841 12,279 12,279 8,364 4,158 4,206 4,206

20,911 7,650 13,261 13,261 6,790 6,386 404 404 4,701 4,421 280 280 5,730 5,389 341 341

15 14 1 1 10,330 8,524 1,806 1,806 8,418 6,371 2,047 2,047 13,422 12,166 1,256 1,256 10,666 8,685 1,981 1,981 11,600 3,216 8,384 8,384 18,845 4,293 14,552 14,552

6 6 0 0 579 378 201 201 408 264 144 144

11,767 10,453 1,314 1,314 10,962 2,305 8,657 8,657 9,678 9,599 79 79 13,959 10,608 3,351 3,351 13,203 2,245 10,958 10,958 17,947 13,938 4,009 4,009

8 10 -2 -2 70 0 70 70

24 25 26 27 28 29 30 31 32

63)

64)

65)

1) 2) 3) 4) 5) 6) 7) 8) 9) 10) 11) 12) 13) 14) 15) 16) 17) 18) 19)

21

(C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

(A) DESCRIPTION (B) HOW ACQUIRED (C) DATE ACQUIRED (D) DATE SOLD

2/02/93 12/31/01

50 CP SHIPS LTD PURCHASED 7/15/93

12/31/01

TITLE AND CONTRI- EXPENSE AVERAGE HOURS COMPEN- BUTION TO ACCOUNT/

NAME AND ADDRESS PER WEEK DEVOTED SATION EBP & DC OTHER

ROBERT A SCHLESINGER SECY & TREAS P 0 BOX 2268 PART TIME PALM SPRINGS, CA 92263

TOTAL 62,532 V-0 T-0

FEDERAL STATEMENTS PAGE EDAEAH ROOT FOUNDATION 954MI88

STATEMENT 13 (CONTINUED) FORM 990-PF, PART IV, LINE 1 CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

(E) (F) (G) (H) (I) (J) (K) (L) GROSS DEPREC COST GAIN FMV ADJ BAS EXCESS GAIN SALES ALLOWED BASIS (LOSS) 12/31/69 12/31/69 (I)-(J) (LOSS)

33) 8,265 2,795 5,470 5,470 34) 5,716 5,531 185 185 35) 15,311 15,000 311 311 36) 25,667 25,000 667 667 37) 7,971 7,770 201 201 38) 27,474 27,005 469 469 39) 3,814 3,780 34 34 40) 7,774 7,572 202 202 41) 64,820 63,031 1,789 1,789 42) 2,170 2,119 51 51 43) 11,271 8,524 2,747 2,747 44) 4,296 3,470 826 826 45) 14,300 10,453 3,847 3,847 46) 23 9 14 14 47) 3 1 2 2 48) 33,479 21,001 12,478 12,478 49) 1,237 518 719 719 50) 492 206 286 286 51) 1,237 518 719 719 52) 25,646 30,739 -5,093 -5,093 53) 5 4 1 1 54) 2,739 778 1,961 1,961 55) 1,096 311 785 785 56) 2,739 778 1,961 1,961 57) 1,842 1,098 744 744 58) 1,318 787 531 531 59) 587 479 108 108 60) 240 0 240 240 61) 5,336 5,253 83 83 62) 1,300 388 912 912 63) 520 155 365 365 64) 1,300 388 912 912 65) 246 0 246 246

TOTAL 169,600

STATEMENT I4 FORM 990-PF, PART VIII, LINE 1 LIST OF OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES

ROBERT A MILLS PRESIDENT 3 EMBARCADERO CENTER PART TIME SAN FRANCISCO, CA 94111-4067

$ 31,266 S 0 $

31 .266