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Transcript of Nordberg, John A - Judicial Watch the basis of the information contained in this Report and any...
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2
Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Government Act of 1978 Rev. 112008 FOR CALENDAR YEAR 2008 (5 U.S.C app. §§ 101-111)
!. Person Reporting (last name, first, middle initial)
Nordberg, John A.
2. Court or Organization
Northern D1stnct of Illinois
3. Date of Report
7/17/2009
4. Title (Article Ill judges md1cate active or senior status; magistrate judges indicate full- or part-time)
U.S. District Judge Senior
Sa. Report Type (check appropriate type)
D Nommation, Date
D Initial [Z] Annual D Final
6. Reporting Period
01/01/2008 to
12/31/2008 Sb. D Amended Report
7. Chambers or Office Address
Chambers l 886 219 South Dearborn Street Chicago, lllin01s 60604-1706
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORT ANT NOTES: The instructions accompanyilfg this form must be followed. Complete al/parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
J. P OS ITI 0 NS, (Reporti11g individual only; see pp. 9-13 of filing instructions.)
D NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
I. Trustee - non-paid Trust# I
3.
4.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 ofjili11g instructions.)
[ZJ NONE (No reportable agreements.)
I.
2.
3
PARTIES AND TERMS
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Nordberg, John A
SOURCE
3.
FINANCIAL DISCLOSURE REPORT
Page 2of12
Name of Person Reporting
Nordberg, John A.
Date of Report
7/17/2009
III• N 0 N-INVESTMENT INC 0 ME, (Reporting individual and spouse; see pp. 17-14 of filing instructions.)
A. Filer's Non-Investment Income
IZ) NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
3
4.
B. Spouse's Non-Investment Income - ![you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honorar1a)
IZ) NONE (No reportable non-investment income.)
AND TYPE
I.
2.
4.
IV. REIMBURSEMENTS -- transportation, /odging,[ood, entertai111nenL
(Includes those to spouse and dependent cl11/dren, see pp. 25-2 7 ofjilmg mstructwns)
IZ) NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
3.
5.
DESCRIPTION CODE
2
4.
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 3 of 12 Nordberg, John A. 7/17/2009
V• GIFTS. (Includes those to spouse and dependent children; see pp. 18-31 of filing instructions.)
12.J NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
l.
2.
3.
4.
5.
VI. LIABILITIES. (Includes those of spouse and depende111 children; see pp. 32-33 of filing instructions.)
12.J NONE (No reportable liabilities.)
CREDITOR
l.
VAL UE
3.
5.
c D
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 4 of 12 7/17/2009Nordberg, John A.
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60of filing ins1ruc1io11s.J
0 NONE (No reportable income, assets, or transactions.)
A Descnpt10n of Assets
(rncludrng trust assets)
Place "(X)" after each asset exempt from prior disclosure
B. Income during Gross value at end of Transactions during reportmg penod
reporting period reporting period
(I) (2) (l) (2) (l) (2) (3) (4) (5) Amount Type (e g., Value Value Type (e g., Date Value Gam Identity of Code l div, rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (1f private
(Q-W) transaction)
1 Mylan Labs, Inc. C.S.
2. Valspar Corp. C.S.
3. Spnnt Nextel Corp C.S.
4. Waste Management C.S.
5. Dreyfus W.W.D.M M.F
6. F1dehty Select Health M.F.
7. Nicholas MF.
8. Nicholas II MF.
9. Nicholas Ltd. M.F.
IO T.R Price Int'! Disc. MF.
II T.R. Price Int'! Stk. M.F.
12. T.R. Price Sci-Tech. M.F.
_,¢!""-.-:-
13. Columbia Mid-Cap Growth F.
14. American Century Ultra M.F.
I 5. Fidelity Div. Growth M.F. IRA
16. Illino1s Judges' Retir. Pension
17 AIM Health Sc1ens F.
None
D Dividend
None
A Dividend
A Dividend
A D1v1dend
A Distribution
A Distribution
A Distribution
A Distnbution
A Distribution
None
c Distribution
B Dividend
D Distribution
E Distribution
A Distnbutton
K
M
J
J
J
L
J
L
J
K
K
K
M
N
M
N
J
- -
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
w
T
· -
Partial Sell
--- - --
12/3 1
- --
K
- - - ----- -- - ------
Redemption MRD
-- - -
I. Income Gam Codes. A =S 1,000 or less B =$ t ,00 I - $2,500 C =$2,50 I - $5,000 D =$5,001 -$t5,000 E =$15,00 I - $50,000
(See Columns BI and D4) F =$50,001 -$100,000 G=SJOO,OOl -Sl,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =SIS,001 - $50,000 L=S50,00I -$100,000 M =$I 00,00 I -$250,000
(See Columns Cl and DJ) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =Sl,000,001 - SS,000,000 P2 =$5,000,001 - $25,000,000
PJ =$25,000,00 I -$50,000,000 P4 =More than $50,000,000
3 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market (See Column C2) U =Book Value V=Otller W=Eslimated
A B
- -
FINANCIAL DISCLOSURE REPORT
Page 5 of 12
Dote of Report Name of Person Reporting
7/17/2009Nordberg, John A.
VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and depe11dent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets
(mcludmg trust assets)
Place "{X)" after each asset
exempt from pnor disclosure
18. U.S. Bancorp C.S.
19. Gabelli Global Telecomm F
20. Alltel C.S.
21. Trust #I - See Vlll
22. Comcast Corp. New Class A C.S.
23 . Wells Fargo Co . .
24. Wells Fargo Common Stock Mutual Fund
25. Pfizer Corp. C.S.
26. Charles Schwab M.M.F.
27. Janus Overseas M.F.
28. Paychex C.S.
29. General Dynamics
30. AT&T Corp.
31. Western Umon Co. (spun off from First Dat a)
32. _,Investments
33. AT&T
34. DeVry Inc.CS.
I. Income Gam Codes· A =$1,000 or less
(See Columns Bl and 04) F=$50,00! -$!00,000
2. Value Codes J =$ t 5,000 or less
(See Columns Cl and DJ) N =$250,00 I -$500,000
Income dunng reportmg period
(I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
B Dividend
-
A Distnbullon
A D1v1dend
c Royalty
A Dividend
B Dividend
None
B Dividend
A Interest
A Dividend
A Dividend
A Dividend
B Dividend
A Dividend
B D1v1dend
A Dividend
8 =$1,001 -$2,500
C. Gross value at end of
reportmg penod
(I) Value
Code 2
(J-P)
K
K
K
J
J
K
L
J
J
K
K
K
K
J
K
K
-- --
(2) Value
Method Code 3
(Q-W)
T
T
T
w
T
T
T
T
T
T
T
T
T
T
T
T
- -- -
(I) Type (e.g., buy, sell,
redemption)
- -
c =$2,501 -$5,000
G =$100,001 - $1,000,000 HI =Sl,000,001- $5,000,000 K =$15,001 - $50,000 L =$50,00! -St00,000
0 =$500,001 -$1,000,000 Pl =Sl,000,001 -$5,000,000
P3 =$25,000,00! -S50,000,000 P4 =More lhan $50,000,000 3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment
(See Column C2) U =Book Value V=Other W =Estimated
D. Transactions dunng reporting penod
(2) Date
Month-Day
- ---
(3) (4) Value Ga in
Code 2 Code I
(J-P) (A-H)
- ---
D =$5,00 I -$I 5,000
H2 =More than $5,000,000 M =$100,001 - $250,000
P2 =$5,000,001 -$25,000,000
T =Cash Markel
(5) Identity of
buyer/seller
(ifpnvate transaction)
E =$15,001 -$50,000
51
--
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 6of12 Nordberg, John A. 7/17/2009
VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those of spouse and dependent children; see PP· 14-60 of filing instructions.J -
D NONE (No reportable income, assets, or transactions.)
A
Descnption of Assets
(mcludmg trust assets)
Place "(X)" afler each asset
exempt from pnor disclosure
B. c. D. Income during Gross value at end of Transactions dunng reporting period
reporting penod reporting period
(I) (2) (1) (2) (I) (2) (3) (4) (5) Amount Type (e g., Value Value Type (e.g., Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or mt) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
35. Embarq Corp. A
- - - - -
36 Diamond H ill Fml Trends f/k/a John Hancoc
k Fm. Trends Fund
37. Johnson & Johnson C.S c
38. Kilroy Realty C.S. A
39. Eli Lilly & Co C.S A
40. M.G.l.C CS. A
41. Mylan Labs
42. Northern Trust C.S. A
43. Paychex Inc C.S. A
44. Spnnt Nextel Corp
45. Wmdstream C.S. A
46 Columbia Acorn Int'!F. A
47. Evergreen M.M. Trust A
48. Nicholas F. B
49. Berkshire Hathaway Cl. B
50. M&I Bank Baird M.M.F A
Charles Schwab M M.F A
Dividend
None
Dividend
Dividend
Dividend
Dividend
None
Dividend
Dividend
None
Dividend
Dividend
Dividend
Dividend
None
Interest
Interest
- - .
]
- ·
J
L
K
K
J
]
J
]
J
J
K
]
M
J
J
J
_ ._ _
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
- --- - ...
buy
buy
- --- - - -
10/20
12/31
.. - - --
J
J
-- - - --- - - -- - -
I. Income Gam Codes A =$ 1,000 or less B =$1,001 - $2,500 c =$2,501. $5,000 0=$5,001 -$15,000 E=SI 5,001 - $50,000
{See Columns BI and 04) F =$50,001 • $100,000 G=$100,00l -$1,000,000 HI =$1,000,00 I • $5,000,000 H2 =More than $5,000,000
2 Value Codes J =S 15,000 or less K =$15,001. $50,000 L =$50,00 I - $I 00,000 M =$100,001 - $250,000
(See Columns CI and 03) N =$250,00 I - $500,000 0 =$500,001 • $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
{See Column C2) U =Book Value V=Other W =Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 7 of 12 7/17/2009Nordberg, John A.
VII. INVESTMENTS and TRUSTS - income, varue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or t ransactions.)
A.
Description of Assets
(mcludmg trust assets)
B. Income during
reporting penod
c. Gross value at end of
reportmg period
D.
Transact10ns dunng reporting period
Place "(X)" after each asset
exempt from prior disclosure
(1) Amount Code I
(A-H)
(2) Type (e.g.,
div 1 rent,
or int.)
(!) Value
Code 2
(J-P)
(2) Value
Method
Code 3
(Q-W)
(!) Type (e.g,
buy, sell,
redemption)
(2) Date
Month-
Day
(3) Value
Code 2
(J-P)
(4) Gam
Code I
(A-H)
(5) Identity of
buyer/seller
(ifpnvate
transaction)
52 Chase Bank Checkmg
- -- --
A
--- -- --- ---
Interest
-- -
J
------ - --
T
- --- ----- -- -- - --- ------ - ----------- ---- --- - - -- ------ - ------ --- -- - ---
53. Fidelity Div. Growth IRA c Distribution L T Part. Redemp 12/31 J Min. MRD requirement
54. Gabelh Global Telecom MF. A Distnbution 1 T
55. Wells Fargo Co. c Distribution L T
56 Wells Fargo Common Stock Mutual Fund None K T
57. ACapital Fed. Finl. C. Dividend J T Sold (part)
411 I J SA
58. Capital Fed. Fm! CS
59. Charter Fin. Corp. West C.S.
60. Investors Bancorp
A
A
Dividend
Dividend
None
1
J
T
T
Sold (part)
Sold (part)
Sold (part)
l l /3
12/23
11/3
J
J
J
B
61. Stamps.com None J T Buy (add'!)
314 J
62. Adobe None J T Buy 1219 J
63. Brown-Forman Corp Cl. B None J T Buy 1113 J
64. Canadian Superior Energy Inc. None J T Buy 5119 J
65. Eaton Vance Corp. None J T Buy I l /3 J
66 Fastenal Company
67 Fiserv Inc
68 Johnson Controls Inc
None
None
None
J
J
J
T
T
T
Buy
Buy
Buy
12/09
11/3
l l /3
J
J
J
I Income Gam Codes A =$ i ,OOO or less 8 =$1,001 -$2,500 c =$2,501 -$5,000 D =S5,00I -Sl5,000 E =$15,001 • $50,000
(See Columns 81 and 04) F =$50,001 -$100,000 G =$100,001 - SI ,000,000 HI =$1,000,001 • $5,000,000 H2 =More ihan $5,000,000
2 Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 -SI00,000 M =SI00,001 -$250,000
(See Columns CI and DJ) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - S5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3 Value Method Codes Q =Appraisal R =Cosi (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value V =Olher W =Estimated
. . -
84.
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 8of12 Nordberg, John A. 7/17/2009
VII. INVESTMENTS and TRUSTS - income, value, 1ra11sactw11s r1nc111des tlrose of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Descnpuon of Assets
(mcluding trust assets)
Place "(X)" after each asset exempt from prior disclosure
B. c. D. Income dunng Gross value at en d of Transaction s dunng reporting penod
reporting penod reporting period
(I) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type (e.g, Value Value Type(eg, Date Value Gain Identity of Code 1 div., rent. Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H ) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
69. Markel Corp
---- - - - - -
None J - --
T -- - -- --
Buy -- -- - - - - ---
8/12
------- - -- -
J - - -- - - - --- -- -- -- - --- -- -------
70. Paychex Inc C.S. None J T Buy (add'!)
11/3 J
71. Sigma Aldrich Corp. None J T Buy 12/09 J
72. Wmn Dixie Stores Inc. None J T Buy 4/11 J
73 Market Vectors ETF TR Gold Miners Fund None J T Buy 2/14 J
74. Proshares Trust Short S&P 500 A Dividend Buy 217 J
75. Proshares Trust Short S&P 500 A Dividend Buy (add'!)
3118 J
76. Proshares Trust Short S&P 500 A Dividend Sold 11/3 J B
77. Proshares Trust Short S&P 500 A Dividend K T Buy 11/24 K
78. Proshares Trust Short Russell 2000 A Dividend Buy 217 J
79. Proshares Trust Short Russell 2000 A D1v1dend Buy 2113 J (add'!)
80 Proshares Trust Short Russell 2000 A Dividend Sold 5116 K
81. Proshares Trust Short Russell 2000 A Dividend J T Buy 11/24 K
82 Rydex Inverse Russell 2000 A Dividend K T Buy (add'!)
8/I2 J
83. Rydex Inverse Russell 2000 A Dividend Buy 915 J (add'!)
Rydex Inverse S&P 500 A Dividend K T Buy 915 J (add'l)
85. Expeditors International None Sold 1/24 J
I Income Gam Codes. A =$1,000 or less B =$1,001 • $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000
(See Columns BI and 04) F =$50,001 -$100,000 G =$100,001 -S l ,000,000 HI =$1,000,001 -S5,000,000 H2 =More than $5,0001000
2 Value Codes J =$ 15,000 or less K =$15,001 -$50,000 L=S50,001 ·$100,000 M =$100,001 -$250,000
(See Columns Cl and DJ) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2=$5,000,001 - $25,000,000
PJ =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value V =Other W =Estimated
B
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
7/17/2009Nordberg, John A. Page 9of12
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructio11s.J
D NONE (No reportable income, assets, or transactions.)
A.
Descnpt10n of Assets
(mcludmg trust assets)
Place "(X)" after each asset
exempt from pnor disclosure
D.
Income dunng
c. Transactions during reporting penod
reportmg
Gross value at end of
reporting period period
(I) Amount Code I (A-H)
(I)(2) ValueType (e.g.,
Code 2div., rent,
ormt.) (J-P)
(!)(2) Value Type (e.g.•
Method buy, sell,
Code 3 redemption)
(Q-W)
(2) Date
Month-
Day
(3) Value
Code 2 (J-P)
(4) Gain
Code I (A-H)
(5) Identity of
buyer/seller (if private
transaction)
86. Alphart11a Inc. Class Al
- -- - -- ----- --
None
---- --- --- - - -- -- ---- - -- -
Sold
-----------
12/30 J ----- ----
c ----- --- -- ---- ---- --- --- -
87 Atlantic Coast Fed. Co cs A Dividend Sold 12/23 J
88. Celgene Corp. None Sold 7/29 J B
89 Cheviot Financial Corp. C.S None Sold 3/18 J
90. Chevron Corp. C.S. None Sold 1/28 J D
91.
92
Clifton Savings Bancorp Inc
Deluxe Corp. C.S.
A
A
Dividend
Dividend
Sold
Buy
11/03 J
511 J
93. Deluxe Corp. C.S. A Dividend Buy (add'!)
8/12 J
94. Deluxe Corp. C.S. A Dividend Sold 11!13 J
95 K Fed Bancorp A Dividend Sold 10/30 J
96. PSB Holdings Inc. C.S. A Dividend Sold 411 I J
97. TFS Financial Corp. A Dividend Sold l 1/3 J A
98 Zimmer Holdmgs Inc. None Sold l 1/24 J
99. Cimarex Energy Co. A Dividend J T
100. Intersections Inc. None J T
I 0 I. Leucadia National Corp. None J T
102 Roche Holdmg Limited Sponsored ADR None J T
I. Income Gam Codes A =$1,000 or less B =$1,001 -$2,500 c=$2,501 -$5,000 D =$5,001 - $15,000 E =$15,001- $50,000
(See Columns Bl and 04) F =$50,001 -$100,000 G=SI00,001-$1,000,000 HI =$1,000,001 -$5,000,000 H2=More than $5,000,000
2 Value Codes J=$15,000 or less K=$15,001 -$50,000 L=$50,001 -$100,000 M =$100,001 -$250,000
(See Columns Cl and DJ) N=$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000
P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appra!Sal R =Cost (Real Estate Only) S =Assessment T =Cash Markel
(See Column C2) U=Book Value V=Olher W=Esllmated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 10of12 7/17/2009Nordberg, John A.
VII. INVESTMENTS and TRUSTS - income, va111e, 1ra11sac1io11s r1nc1udes those of spouse and depe11den1 children; see PP· 34-60 of filing instructions.;
D NONE (No reportable income, assets, or transactzons.)
A.
Description of Assets
(mcludmg trust assets)
B.
Income dunng
reporting period
c.
Gross value at end of
reporting penod
D.
Transacllons during reporting period
Place "(X)" after each asset
exempt from pnor disclosure
(I) Amount Code I
(A-H)
(2) Type (e.g,
div., rent, or int )
( l ) Value Code 2
(J-P)
(2)
Value Method
Code3
(Q-W)
(l) Type (e.g,
buy, sell,
redemption)
(2) Date
Month-
Day
(3) Value
Code 2
(J-P)
(4) Gain
Code I
(A-H)
(5) Identity of
buyer/seller
(1fpnvate
transaction)
103. SPDR Gold Trust Gold Shares None T
104. Vulcan Materials Co. A Dividend T
105 BCG Partners Inc. (formerly eSpeed) None Redeemed 4/4 J
I Income Gam Codes A =$1,000 or less B =$1,001 - $2,500 C =S2,50 t - $5,000 D =$5,001 - St5,000 E=St5,00t -S50,000
(See Columns BI and D4) F =$50,001 -$100,000 G =$100,001 -SI ,000,000 HI =St,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =S 15,00 I -$50,000 L =$50,001 - $100,000 M =$100,001 - $250,000
(See Columns Ct and DJ) N =$250,001 - $500,000 0 =S500,00t - $1,000,000 Pl =$1,000,001 -S5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value V =Other W =-Estimated
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Nordberg, John A. 7/17/2009Page 11 of 12
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofReport)
#2 l. Trust# I -- sole assets: cash and partial interest in Oil and gas rights m Texas County, Oklahoma. As of December 31, 2008, I was one of the remaining 4 beneficiaries with approximately 1/4 interest in Trust.
Alltel C.S. (shares owned by the Judge as opposed to - were inadvertently omitted from the 2007 report. Those shares were disposed of 11/16/07 in a cash merger. The proceeds would be m the K category.
With regard to- mvestment, the following stocks were inadvertently omitted from pnor reports: Cimarex Energy Co., Intersect10ns Inc., Leucadia Nat10nal Corp., Roche Holding Limited Sponsored ADR, SPDR Gold Trust Gold Shares, Vulcan Materials Co, and BCG Partners, Inc. (formerly eSpeed).
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 12of12 Nordberg, John A 0711712009
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFI AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544