I

lll.f PORTANT

-------

I

Report Required by the l:.'1hics AOIO FINANCIAL DISCLOSURE REPORT in Government Acr of I 978 Rev. J/20i0 FOR CALENDAR YEAR 2009 (5 USC app. §§IOI-I!!)

I. Person Reporting (last name, first, middle initial)

NEWMAN, PAULINE

2. Court or Organization

U.S. Ct. of Ap. for Fed. Cir.

3. Date of Report

05113/20 I 0

4. Title (Article HI judges indicate active m senior status; magistru1e judges indicate full- or part-time)

Circuit Judge - Active Status

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [Z] Annual =i Final

Sb. D Amended Report

6. Reporting Period

01/01/2009

to 12/31/2009

i

7. Chambers or Office Address

717 Madison Place, N.W. Washington, D.C. 20439

8. On the basis of the information contained in this Report and any moditkations pertaining thereto, it is, in my opinion , in compliance with ilppJicable laws and regulations.

fh'Yit'\Ying Officer Date

]VOTES: The insrructions accompanying 1hisform must befollowed. Complete u/Iparts,

checkin.g the .'VOlVE boxfor each part where you lun•e no reportable infOrmution. Sign on fast page.

J. POSJTJ 0 NS. (Reportb:R indfriduaf only; see pp. 9-J 3 ojjilinJ; insn·uctfon. .)

C NONE (No reporrable positions)

POSITION NAl'vlE Or ORGANIZATION/ENTITY

I. Advisory & Review Committee Advanced Science & Technology Adjudication Project

2. Advisory Committee George Mason Univ. School of Law, Law & Economics Center

3. Trustee Trusts (Trust# l, Tnist #2)

4. Director Rule of Law foundaiion

5. Director Judiciary Leadership Development Council

JJ. A(; R.EEl\fE.NTS .. {Reporting indfridual on r,· see pp. }.f-16 ojjilinK instructions,)

./ 1,' NONE (No reportable agreements.)

PARTIES /\l\D TERMS

I. -, ..___,__________ , ___ ,

2. ,,

..i=­3. co

Newman, Pauline

I/

----------- ----------------------------------------· ·---------

Dute of Report NamE' of Person Reporting FINANCIAL DISCLOSURE REPORT

05/l 3i2010 NEWMAN, PAULINE Page 2of8

Ill. N () N-lNVESTJ\<fEN T JNCO ME. (Reporting indil·id11a/ and spouse; see pp. I 7-24 of fili11g instrnctfom·.)

A. Filer's Non-Investment Income

L NONE (No reportable non-investment income.)

SOURCE A:'.'JD TYPE INCOME (yours, not .spou c's)

$35,100.00I. 2009 Pension, FMC Corporation, earned before entry on duly,

2. 2009 Royalcy, West Publishing Company, textbook

4.

B. Spouse's Non-Investment lncome - I/you )l'l'fl' morrfrd during ,my porrhm of the reporting ycllr, , ompft•te this St'ltion.

rDui/(ff a:m1!1n1 nut rc:quired r.:;:r..i:.ep!.for f,ur.oraria.)

NONE (No reporlable non-investment income.)

$ l ,552.30

SOURCE AND TYPE

2.

3.

4

}\.'. REJ l\ilB U RSEJ\'JENTS -- trimsp<>rtalion, lodging, foorl, nllalditwwnl.

D NONE rNo reportaMe reimbursements.)

SOURCE DATES

:\c1,.v '{ork Jntcllccttrnl March 27. 1009 Property Law Assut:iarion

0 New Jersey l:ilellectual June 5, 2009 L.

Property la\v Associaiton

-'· Federal Cncuit Bar June I S-19, 2009 Association Conference

LOCATION

:.Jew York, New York

Short llills, New Jersey

Williamsburg, Virgmia

PURPOSE

Annu::t.! l\1nforl·11ce

Conference

Conference

ITEMS PAID OR PROVIDED

Travel, Lodging and FuoJ

Lodgin and Fond

Travel, Lodging and Food

4. Chicago Intellectual Property September 25. 2009 Lt\:v As'.:ioriation

(Jeorg l'vfason Univcri5ty October 2, 2009

Chicago, Illinois

Arlington. Virginia

Conference Travel, Lodging anJ Food

Conference Travel, LoJging and Foud Law & Eco1w111ics Association

N 'me of Person Reporting Date of Heport FINANCIAL DISCLOSURE REPORT

Page 3of8 NEWMAN, PAULINE OSil 3/2010

6.

:

Philadelphia Intellectual Propeny Law A%ociation

Austin Intellectual Property Law Associ:Jtion

Novembcr 12. 2009

Novernhcr 11, 2009

Philadelphia, Perni>ylvania

Austin, Tex.as

Conference

Conference

Travel, Lodging and Food

Travel, Lodging and Food

A<lvan ed Sci ncc & Technology Adjudicaiion Resources Asso1;ution

December 3, 2009 White Plain;;, :<cw \\1rk Conf'erence Travel Only

SOURCE

------------- -- --- ----

------------------------- -------·--·---

------------------

CREDITOR DESCRIPTION VAUJE CODE

------------- -------------

Uate or Report ame of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 4of8 05/l 3/20 I 0 NEWMAN, PAULIN :

\/. GIFTS. (Includes :hos(' to spor..u<? and dependnu children,· see pp. 28-31 of jiling instructions.)

[L !\ONE (No reportable gifis.)

DESCRIPTION VALUE

I. --- - · · --··-··-····

3.

4.

5.

\/ J L J All J J...J ]'I ES, (lnclude5 those afxpo11sc t1nd <h•pemlenr children; see pp. 32-33 of jili11g im·tructions.) ..

l2J NONE (No reportubf;z liabilities.)

3.

4 .

.)_

- -c

-+

--

.1.

. <

12

A

I(;

17

(I)

l tram • .ic.:t1v-r.)

!4.

l5.

Dato of neport Name of Pt·rson Reporting FINANCIAL DISCLOSURE REPORT

Page 5of8 05/13/2010N :WMAN, PAULINE

Vil. INVESTJ\tlENTS and TRUSTS -- income, 1·a1uc, 1run.rnc1ions 11nc1m1c .. 11iosc ofspouse and t1epcnr1en1 c11i1t1rc11; see pp. J.1-60 of filing instructions.;

NONE (No repor/able income, assel.S'. or transac1ions.) D A.

Description of Asset

i:im:ludmg trust asset }

P\Jcc ''(X}" afo r each asset

c:\crnpl frn:11 prior d1s..:!osl;rc

-·· -··-·---- ..

T Rowe Price Mut.Funds (New Horizon; Div. Gr. Sci&Tech.Fund)

2. PNC Bank Accounts

3. F;rsi Trust Municipn! I3ond fund (Oppenheimer)

First Trnst l'v!unicipo! [fond hmd (Oppenheimer)

Amern:an Century Growth !\1\1tual Fund

'6. Oppenheimer Municipal Bond Fund

American Capital Bent.I Fund (Trnst #2)

8. Corporate High Yield Mutual Bond l'und (?vlcrrill Lynch)

9. BcJford Mc.,1ey Market Portfolio

IO. Invesco Health Sci. Mut. Fd. (now AlM Henlrh Sci. Mut. Fd.)

II. Oklahoma Gas & Electric Co. (Common) (Trnsl #IJ

Remington Oil & Gas Corp. (Tru r # J)

l 3. American Century Sekel Mutual Fund

MFS Emerging Growth Mutunl fund

Putnam Europe ivlutual Fund

Franklin J\Y \lutual Fund

Franklin Flex Cap Growth l1vlu1ua l fund

:\-'- ),(..1)001 le:..

J- :00$50.001 - JfXJ.l)OO ! -1,1 .. IJIJU •;r k:..s. N -- :.:.'.'0.001 - $500.000

· ·- · - ·--- .. ·-

B

lnc(;rn;: dm111g r po1 ling period

(I) (2) Amoun!; Type 1e g. CoJc i

IA·H)

A

ll

B

B

A

c

A

B

A

A

A

A

B

A

A

div. rent, or 1:11.)

!k idend

Interest

Intt:ri.:.·st

Interest

Dividend

lnteres.l

Dividend

Dividend

Dividend

Dividend

Di\-idcnJ

:"Jone

Di\·idcnd

Di'.·ldcnd

Di v idend

Dividend

Dividend

II) Value

Code 2

(J-P)

K

N

K

L

L

K

K

L

L

K

B-"ii:.001-$2.5fH1 G · $1(1{:.0lll -"$l.O\.Jl1.000

h.. =$; . l(l; . $ .':l.'.J{K! 0 ""-$5C<1.UL'l - )l.1JJO.OOO

p:_;. =$25.0tJG,OOI - S.50,000.000 ). \.'aliu: M1.:th:Hl CvJes Q t\ppr;11):d R =C ,•:;ti l ca! !:'>!<it· )11lyi

(SW (.'obinr: C J l_I :::Ho(l\.; V:1Ju · \' ,"011-�,··

D

(J:o valui: al end Tr:rnsac:101 s during rcportir.g pc-riod

of 1qwr1mg pi::riod

(2) Value

Mc\ hod

Code 3

(Q-Wi

Type (c.g, buy. st:ll.

redemption}

121 (3) (4) 011tc Vo.lne Guln

mn1/dd/yy Code 2 ' Code I

(J-Pl (A-Iii

---- -- ---

(S; Identity of

buycr:"$e/h.:r

tif private

T

T

T

T

T

T

T

T

T

T

T

T

T

Donated

T

T

Donated

c -11.50\. $5.000

Iii "$1.000.00t ·$5.000.000

L -,'.l-50.00! - $10f>.OC!O P J 0$ t .000.00 I · $5,000.000 f'4 =M0rc h:rn li50,000.f)(Ju S =A.s cssinc1 t \\" 1:. 1i:1;:i ·.:d

U ·$5,fJOJ - $15 ,0(JO r 12 "'";'-fon: th:.m $5.oor1.ooo !\·1-- 1110,00 I - S2 0.000

[>] .::£5.000.001 $25.000.000

E-$15.001 ·"15(W00

[]

(lj

!S1. ... .:C,..;;i:im1C2t

1_ : '_'1_

(2) (3) · ---· ----· - -

Date uf Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

NEWMAN, PAULINE 05/13120 I 0Page 6of8

\/II. INVESTIVIENTS and TRUSTS -- illfOml!, 11a/11c, tranyac1ion.'f (lnclud1..•s those Of!,JJOU.\"(! amt dependent children; see pp. 34-60 (Jf/iling instructiotl5.)

NONE (No reportable income, assets, or rransactions.)

A. B. Dt:s.criptiu:i tl( Asset:; Income dming

{including trust asscl ) n.·ptirting pL:ri(id

eJ Pbi.::c "tX)" aftc:- each as.set Amount Type (e.g.,

excrnpt from prior disclo:rnrc Code I div . . rcril.

I (A-!!) or int.)

I). ----- -: Tran :'1.;;tiu1is during rcpor;in JK'rtl'd

\lf n.:po1ting period

(I) (2) (I\ (4) (:\) Value Vnl1.1c Type (c.g , Date ValL c (fain JdNHity of

Code 2 Mc:hod buy. sell, m.nv'dd:'yy Co<lc 2 C:idc I b\lycriscHer cJ-P) Code 3 redemption) 11-P) 1.A-H) (_ifp1·iv:1!c

t1 mS<K lion i.. ..

I 8. Putnom Health Science Mutual Fund £l D1viJend L T

I 9. Nasdtiq 100 Trust None K T

20. r1rst Eagle Globul l\fott:al Fund A Dividend T

·iS•:cC.:ii1.111;1 Ill :\nd D-1-)

V:i!,1-: Cdc tSC· C n:111m1s t · 1 Jnd I);)

I l1!rl•lTll." G:1111 l ld>

] \' ;il;1 \ :·1!l\1d Co·:ks

!\ o-)t.l10'J (11 less =):50.00l • SJOO.t)OO

J .: i 5.000 (•r lC" S ,'.. =>S2 0.0(1J - 5500.0l)U P) $25.00fi.\/O l · $.50.tlOfJ.OOQ

Q 1\prr:l1s::!I U =lfo k Value

B 1 !,(l(JI - l .500 (j -)100.0ill - $1.0%.f}!)() K =Sl HJI - )1J.1Jt.1(1

U =-S50U.U01 - SI ,OOt; .n1!1.J

R ::(\;s! (R· :il l:':o:ta!<.: Dnl:iJ·v '-"Ot/jcr

L $2,)0l · S.S.000 lll ... $1.000.(.0! -$5,000.00U l =-$5li.Olli - SI Oi.t.000 !'I =S 1.000.0lll · $5.00f..l.UOO P4 =More !lwn )50,000.000 $ =A. . <! 1:icnt

\\' -=E.s:1mci1 d

O ·$S.UO! ·$!).<JL'U

!!:? =fvhlrt' th<m )5.000,()(.}IJ tv1 -:-$ l 00.0()l . 'f:�'.'O,\iO!l P2 =$5,000.IJ(ll - 25.000.000

..

Niuu... of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

NEWMAN, PAliLINE 05/1312010Page 7of8

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicateparto/Ri!pOrt.)

.FINANCIAL DISCLOSURE REPORT

Page 8of8

Date of Report Name of Person Reporting

05113120 I 0 NEWMAN, PAULINE

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is •lccuratc, true, and complete to the best of my knowledge und belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosun.

I further certify that earned in<"ome from outside employment and honoraria and the accepta nce of gifts which have been reported arc in compliance with the provisions ofS U.S.C. app. § 501 el. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

ANO CRl\·11'.'AL SA:'>CTIONS (5 U.S.C. "PP·§ 104)

FILING INSTRUCTIONS

Mail signed onginal and 3 additional copies to:

Commilree on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 I One Columbus Circle, N.E. Washington, D.C. 20544