Morphology and Affixation in Navajo
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Transcript of Morphology and Affixation in Navajo
NAVAJO AFFIXATION 1
Gabriel Romero LING 3040-001
Pantos Spring 2016
Abstract
This paper will analyze the grammatical function of specific affixes in Navajo, as well as the
language’s geographic classification and its closely-related languages in the Southern
Athabaskan language family. To provide a contextual framework, this paper will discuss the
number of speakers each language has, as well as each tribe’s self-designation in their native
language. Following that, this paper will narrow its scope to just the Navajo language; as it is the
language with the highest number of living native speakers and thus has the most comprehensive
data in the Athabaskan family. This paper will then briefly explain the typological classification
and grammatical structure of the Navajo language and identify which affixes are used to indicate
grammatical person, possession, mode, aspect, and classification; as well as discuss affixes
which alter their stem’s part of speech.
Morphology and Affixation in Navajo
NAVAJO AFFIXATION 2
Navajo— self-designated Diné bizaad [tné piz̥ɑ̀ːt] or Naabeehó bizaad [nɑ̀ːpèːhó piz̥ɑ̀ːt/]
(Pritzker, 2000)— is a Southern Athabaskan language belonging to the Na-Dené family which, it
has been proposed, might trace back further to the Dené-Yenisian language family, linking it to a
number of languages spoken in Central Siberia. (Shaul, 2014). Prior to the Mexican Cession of
1848, South Athabaskan populations were located in Mexico’s northern territories Alto
California and Nuevo México, as well as northern Sonora, Mexico. Post-1848, the Navajo
Nation is located on Four Corners, stretching into New Mexico, Arizona, and a tiny portion of
Utah and Colorado.
Southern Athabaskan falls under the broader classification Na-Dené
They belong to the language family Na-Dené, which also includes many Native American
languages throughout northern Canada, southeastern Alaska, and some of the northeastern
United States. It is proposed that this family can be traced further back to the Dené-Yenisian
language family, which includes languages spoken in the Americas as well as central Siberia.
Interestingly, Apachean languages are the only ones in the Na-Dené family spoken by
people outside of the northwestern United States, western Canada, or Alaska. The Na-Dené
languages spoken in this area are separated into Northern Athabaskan (southern Alaska and
northern Canada) and Pacific Coast Athabaskan (northwestern California, Oregon, and
Washington, as well as some west-central Canada). It is likely that Apachean speakers migrated
from these areas to the southwestern United States some time around 400 CE (Krauss and Golla,
1981). Although many of these languages are mutually intelligible (Fountain, 2008), Apachean
languages tend to be more similar to one another than they are to Northern or Pacific Coast
Athabaskan languages. Furthermore, West Apachean languages— Navajo, West Apache, and
NAVAJO AFFIXATION 3
Mescalero-Chiricahua— tend to be more similar to one another than they are to East Apachean
or Plains Apachean languages— Jicarillo, Lipan† or Kiowa†.
Many Northern-Athabaskan languages are considered endangered, having anywhere from
only a few elders who are native speakers to several hundred living speakers. Of these,
Chipewyan has the most speakers; around 4,000. This is where Southern Athabaskan languages
significantly differ, especially those in the west. Navajo alone is spoken by 170,000 native
speakers (Ryan, 2011), and is currently considered the most widely-spoken Native American
language.
Typologically, Navajo is difficult to succinctly classify. It relies heavily on affixes, a
feature of agglutinative languages (Young and Morgan, 1992:841), but its individual morphemes
are difficult to segment, making it equally similar to fusional languages (Mithun, 2001:323).
Some linguists claim that the canonical word order for Navajo is SOV (Speas, 1990), however,
more recent studies posit that Navajo has no fixed word order, and should be classified as a
discourse-configurational language (Willie and Jelinek, 2000). This argument suggests that word
order is mutable, and determined by the importance of each word in relation to the speaker’s
larger message. Although the unpredictable word order may pose a certain ambiguity on the
surface, each clause’s meaning is clear within the larger context of what is being said.
The grammatical personhood of Navajo is as follows:
NAVAJO AFFIXATION 4
Personhood English equivalent Number Description
1st Person I, me, my, mine, myself Singular One object.
2nd Person You, your, yours, yourself Dual Two objects.
3rd Person He, him, his, himself; She, her, hers, herself; They, them, theirs, theirself; It, those, its, itself.
Plural More than two objects.
4th Person One, one’s, oneself.
Navajo verbs receive the majority of affixation, although it is possible to attach certain
affixes to nouns. All verb stems have an initial consonant, and are bound; needing to be fused
with a mode, aspect, and classifier before any additional prefixes can be applied.
According to Faltz (1998), Navajo verbs are constructed in the following order:
outer prefix + plural + object prefix + inner prefixes + subject prefix + V stem
“V stem” refers to the stem-set made up of the initial bound stem, mode, aspect, and classifier as
it is impossible to separate out again after fusion. For a verb to be understood as such, it requires
the outer prefix na-, and its V stem must begin with a consonant.
There are eleven primary classifiers in Navajo, each assigned an acronymic label, as
following:
Classifier + Stem Label Explanation
-‘a ̜́ SRO Solid Rounded Object; eg. marble, bottle
-yį̜́ LPB Load, Pack, Burden; eg. backpack, bundle
-ł-jool NCM Non-Compact Matter; eg. fog, a clump of hair
-lá SFO Slender Flexible Object; eg. rope, socks
-tį̓ SSO Slender Stiff Object; eg. arrow, cigarette
-ł-tsooz FFO Flat Flexible Object; eg. blanket, coat
NAVAJO AFFIXATION 5
Classifier + Stem Label Explanation
-tłéé’ MM Mushy Matter; eg. oatmeal, mud
-nil PLO1 Plural Objects 1; eg. coins, dogs
-jaa’ PLO2 Plural Objects 2; eg. seeds, sugar
-ka ̜́ OC Open Container; eg. glass of milk, handful of flour
-ł-tį̜́ ANO Animate Object; eg. person, doll
Once the root has received its classifier, the stem it forms then receives affixes according
to its mode and aspect, fusing the stem past the point where individual morphemes can be
separated out. This serves to indicate a verb’s position in time. Navajo has seven modes:
Mode Description
Imperfective Incomplete action; past, present, or future tense.
Perfective Completed action; past (eg. ‘I would have gone’ or future (eg. ‘I had gone’).
Progressive Incomplete action; typically present tense.
Future Prospective/intended action; future tense only.
Usitative Habitual action; similar to AAVE “be” (eg. ‘he be going,’ meaning ‘he goes regularly’).
Iterative Recurring action; interchangeable with usitative mode.
Optative Desired/hoped-for action; similar to conditional mood, future tense only.
For every verb, the usitative and repetitive modes share the same stem, as do the
progressive and future modes. In some cases, other pairs of modes can share the same stem, but
the additional pairs that share stems are not regular across the language.
Aspect affixation occurs simultaneously with mode affixation, so two verb stems with the
same mode might take different forms if they have different aspects. For example, the verb “rain
NAVAJO AFFIXATION 6
falls” in the perfective momentaneous form appears as -tsąąʼ, but in the perfective distributive
form, it appears as -tsįʼ. Navajo has twelve primary aspects and ten sub-aspects, as follows:
Primary
Aspects
Description Sub-Aspects Description
Momentaneous Definite time span, specified direction.
Completive Action simply happens.
Continuative Indefinite time span, specified direction.
Terminative Action ends.
Durative Indefinite time span, uninterrupted non-movement.
Stative Sequentially durative and unmoving.
Repetitive Repeated acts, or connected series of events.
Inceptive Beginning of action.
Conclusive Same as durative, but with static termination in perfective mode.
Terminal An action which will inherently end.
Semelfactive Single act in a series of acts. Prolongative Impeded beginning or ending of an action.
Distributive Distribution of objects or performance of actions.
Seriative Interconnected series of separate, distinct actions.
Diversative Similar to distributive, but referring specifically to movement.
Inchoative Puts the focus on the beginning of a non-moving action.
Reversative Action resulting from directional change.
Semeliterative Single repetition of an action.
Conative Attempted action.
Transitional Shift from one state to another.
Cursive Progressive mode only; a linear progression through time/space.
The navajo subject prefixes— in regular imperfective mode— are:
Singular Dual Plural
1st Person shi- nihi- danihi-
2nd Person ni- nihi- danihi-
3rd Person bi-
NAVAJO AFFIXATION 7
Singular Dual Plural
4th Person (obj) yi-
4th Person (subj) ha-, hw-
Indefinite Person a-
Two of the above affixes determine word order in Navajo: /-bi/ to indicate OSV, and /-yi/
to indicate SOV (Hale, 2001). Following are a couple examples of verbs in Navajo, examining
construction:
na- sh- né
V 1S.SUBJ play.PRES.IMPRF
'I am playing’
łééchąą'í bilasáana ła' yi- ya
dog apple DET SOV eats
'The dog is eating an apple'
da- doh- niił
PLU 2D/P say.FUT
'You all will say'
There are very few suffixes in Navajo. The most popular of these is /go/, which
fascinating, syntactically speaking. It is an adverbializer that is subordinate not to its clause, or
its surrounding clauses, but to the overall context; almost like a parenthetical. Navajo sets /go/
apart in a couple of ways, the first being phonological: prosody of the word following /go/, and
the second being its placement as a suffix.
Here are some examples:
NAVAJO AFFIXATION 8
nizhónígo
ni-zhóní-go
N.PRF-be.beautiful-ADVZR
‘beautifully’
ayóo łikango
ayóo łikan-go
very sweet-ADVZR
‘it being very sweet’
In conclusion, Navajo is a Southwest Athabaskan, Na-Dené language in the Southwestern
United States which is a templatic mix of fusional and agglutinative. It is inflectional, and almost
entirely Head-marking. Word order is not fixed but rather designated by an animacy hierarchy,
and verbs can receive up to eight prefixes, indicating number, grammatical gender, transitive
properties, word order, and part of speech.
Appendix
Notes on IPA and other non-Latin symbols used.
NAVAJO AFFIXATION 9
All IPA transcriptions are by the author, Gabriel Romero, based on the
orthographic/phonological data provided by Redish and Lewis, 1998.
Key
* = unconfirmed/theoretical
† = extinct
Apache IPA notes:
• High tones are marked with an acute accent: /á/, /ó/, /í/, /ɛ̜́ /, /ú/
• Low tones are unaccented.
Navajo IPA notes:
• High tones are marked with an acute accent: /á/, /ó/, /í/, /é/
• Rising tones are marked with an acute accent, followed by a colon: /áː/, /óː/, /íː /, /éː/
• Falling tones are marked with a grave accent, followed by a colon: /àː/, /òː/, /ìː /, /èː/
• Low tones are unaccented.
References
Fountain, A.V. (2008). Introduction to Navajo language studies. In Coyote Papers: Working
Papers in Linguistics, (Vol. 16, pp. 9-34).
NAVAJO AFFIXATION 10
Hale, K. (2001). Navajo verb stem position and the bipartite structure of the Navajo conjunct
sector. In Ed. Fernhald, T.B., MIT Working Papers on Endangered and Less Familiar
Languages #3— Dinè Bizaad Naalkaah: Navajo Language Investigations (Vol. 3, pp.
678-694).
Heine, B., & Kuteva, T. (2007). The genesis of grammar: a reconstruction. Oxford, UK: Oxford
University Press.
Hoijer, H. (1938). The Southern Athapaskan languages. In American Anthropologist (Vol. 40,
pp. 75-87).
Hoijer, H., & Opler, M.E. (1964). Chiricahua and Mescalero Apache texts. Chicago, IL:
University of Chicago Press.
Jelinek, E., & Willie, M.A. (2000). Navajo as a Discourse Configurational Language. In The
Athabakan Languages: Perspectives on a Native American Family (pp. 252-285). Eds. P.
Platero and T. Fernald, Oxford, UK: Oxford University Press.
Krauss, M.E., & Golla, V.K. (1981). Northern Athapaskan languages. In Ed. J. Helm, Handbook
of North American Indians: Subarctic (Vol. 6, pp. 67-85). Washington, DC:
Smithsonian Institution.
Mithun, M. (2001). The Languages of Native North America. Cambridge, UK: Cambridge
University Press.
Mithun, M. (2008). The extension of dependency beyond the sentence. In Language (Vol. 84,
pp. 69-119). Santa Barbara, CA: University of California Press.
Pritzker, B.M. (2000). A Native American encyclopedia: history, culture, and peoples. Oxford,
UK: Oxford University Press.
NAVAJO AFFIXATION 11
Redish, L., & Lewis, O. (1998). Athabaskan (Na-Dené) language family. Retrieved Spring 2016,
from Native Languages of the Americas website: http://www.native- languages.org/
Rice, K. (2000). Morpheme Order and Semantic Scope: Word Formation in the
Athapaskan Verb. Cambridge, UK: Cambridge University Press.
Ryan, C. (2011). American Community Survey Reports: Language use in the United States
[PDF]. Retrieved from https://www.census.gov/prod/2013pubs/acs-22.pdf
Shaul, D.L. (2014). A prehistory of western North America: the impact of Uto-Aztecan
languages. Albuquerque, NM: University of New Mexico Press.
Speas, M.J. (1990). Phrase Structure in Natural Language: Studies in Natural Language
and Linguistic Theory. Dordrecht: Kluwer Academic.
Young, R., & Morgan, W. (1992). Analytical Lexicon of Navajo. University of New Mexico
Press.