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    1

    Epidemiology of Alcohol Problems

    in the United States

    NIAAA Social Work Education

    Module 1

    (revised 3/04)

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    Objectives

    A. Describe demographic characteristics andhistorical trends of alcohol use, alcoholabuse/dependence and other alcohol-related

    problemsB. Identify the relationship between level of

    alcohol consumption and health effects

    C. Recognize the implications of utilizing

    epidemiological data for early interven-tion andprevention of alcohol problems, and forevaluating intervention impact

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    Epidemiologic Approach to Alcohol

    Problems

    An ecological model

    Addresses etiology, natural history

    Identifies interaction of vulnerability,

    risk, and resilience factorsStudy of alcohol use, abuse, and

    dependence in communities, populations

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    Epidemiologic Rates

    Incidence Rate= The rate at which new

    cases occur in a population during aspecific period (e.g., over one year)

    Prevalence Rate= The proportion of acases that exist in a population at apoint in time

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    Differing Measures across Studies

    New Case can be defined as:

    Age or year of first use or first intoxication versus

    Age of onset of alcohol dependence (ageof first experience of any clinical criterionsymptoms for diagnosis)

    versus Age of occurrence of the third dependence

    symptom or age when symptoms firstcluster (2 or more symptoms in a year)

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    Standard Drink Measure

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    Defining Alcohol Consumption

    Prior to 1970, per capita consumption =

    total alcohol beverage sales

    total population over age 15 years

    Since 1970, per capita consumption =total alcohol beverage sales

    total population over age 14 years

    The 1997 per capita consumption was2.18 gallons of ethanol per person

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    Source: NIAAA, 1995

    At Risk Drinking by Age and

    Gender

    Population group

    Men

    Women

    Elders (65+ )

    Per week Per occasion

    > 14 drinks > 5 drinks

    > 7 drinks > 3-4 drinks

    > 7 drinks > 1 drink

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    Drinking Patterns (Defined according toquantity & frequency of alcohol consumption)

    Abstainer: has never drank or drinks < once/yr

    Less Frequent: drinks 1-3 times/month andmay or may not drink 5 or more drinks at leastonce/yr

    Frequent: drinks at least once a week and may

    or may not drink 5 or more drinks at one sittingFrequent Heavy Drinker: drinks at least once a

    week and has 5 or more drinks at one sitting atleast once per week

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    Drinking Episodes Defined(National Household Survey)

    Binge Drinking as 5 or more drinks per

    occasion

    Heavy alcohol use as 5

    or more drinks for 5 ormore days per month

    2002 Microsoft Corporation.

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    Drinking Episodes Defined(NIAAA Advisory Council Task Force)

    A drinking binge is a pattern ofdrinking that brings blood alcohol

    concentrations (BAC) to 0.08 or above.Typical adult males: 5 or more drinks in

    about 2 hours

    Typical adult females: 4 or moreFor some individuals, the number of

    drinks needed to reach binge levelBAC is lower

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    Drinking Episodes Defined(NIAAA Advisory Council Task Force)

    Binge drinking is distinct from:

    risky drinking (reaching a peakBAC between .05 gm% and .08gm%)

    a bender (2 or more days ofsustained heavy drinking)

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    Drinking Episodes Defined(NIAAA Advisory Council Task Force)

    People with risk factors for thedevelopment of alcoholism have increased

    risk with any alcohol consumption, eventhat below a risky level.

    For pregnant women, any drinkingpresents risk to the fetus.

    Drinking by persons under the age of 21 isillegal.

    Binge drinking is clearly dangerous for the

    drinker and society.

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    At Risk or Problem Use

    Drinking above established cut-off limits

    AND No current problems associated with

    drinking

    ORAlcohol use in risky situations

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    Definition of Alcohol Abuse

    Failure to carry out majorobligations at work,home or school because

    of repeated alcohol use Repeated use of alcohol

    even when its physicallydangerous to do so.

    Repeated experience oflegal problems

    Continued alcohol use

    despite knowing that ithas caused or worsenedsocial or interpersonalproblems.

    Maladaptive alcohol use causes clinically importantdistress or impairment, shown in a single 12-monthperiod by one or more of the following:

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    Definition of Alcohol Dependence

    Tolerance or withdrawalAmount/duration of use

    greater than intended.Unsuccessful efforts to

    control or reduce useSpending much time

    using alcohol, recoveringfrom its effects, or trying

    to obtain it.

    Reducing or abandoningimportant work, social orleisure activities becauseof alcohol use.

    Continued alcohol usedespite knowing that ithas probably causedongoing physical orpsychological problems.

    Maladaptive alcohol use causes clinically importantdistress or impairment, shown in a single 12-monthperiod by three or more of the following:

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    Historical Trends: 1850-1997

    0

    0.5

    1

    1.52

    2.5

    3

    Year

    GallonsEthanol

    SpiritsWine

    Beer

    Source: Nephew et al., 1999

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    Prevalence of Lifetime Alcohol

    Use by Age and Gender

    0

    1020

    30

    40

    50

    60

    70

    80

    90

    Percent

    18-24 25-34 35-44 45-55 55+

    Age Groups

    Male

    Female

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    National Trends

    02468

    101214

    1618

    Country

    LitersE

    thanolCons

    umed

    1970

    19801990

    Source: NIAAA, 1997a

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    Age Trends:Alcohol Use

    0

    1020

    30

    40

    50

    60

    70

    80

    90

    1993 1994 1995 1996 1997

    Percent

    8th

    10th

    12th

    Source: Johnston et al., 1998

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    Age Trends: Intoxication

    0

    10

    20

    30

    40

    50

    60

    70

    1991 1992 1993 1994 1995 1996 1997

    Percent

    8th

    10th

    12th

    Source: Johnston et al., 1998

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    Age Trends: Heavy Use in Past 30

    Days

    0

    5

    10

    15

    20

    25

    30

    35

    1991 1992 1993 1994 1995 1996 1997

    Percent

    8th

    10th

    12th

    Source: Johnston et al., 1998

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    Prevalence of Lifetime Alcohol

    Dependence (DSM-IV)

    05

    10

    15

    20

    25

    Percent

    18-24 25-34 35-44 45-55 55+Age Groups

    MaleFemale

    Source: SAMHSA, 2000a

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    Prevalence of Alcohol Use

    (Men) and Dependence by Age

    0

    1020

    30

    40

    50

    6070

    80

    90

    Percent

    18-24 25-34 35-44 45-55 55+

    Age Groups

    Use

    Dependent

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    Prevalence of Alcohol Use

    (Women) and Dependence by Age

    0

    10

    20

    30

    40

    50

    60

    70

    Percent

    18-24 25-34 35-44 45-55 55+

    Age Groups

    Use

    Dependent

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    Alcohol Use & Aging Populations

    National HouseholdSurvey on DrugAbuse, 2000

    1.6%of elders reportheavy drinking inpast 30 days

    Aging primary carepatients

    15% male, 12%female abuse alcohol

    Community sample

    2.2 to 9.6%of eldersabuse alcohol

    Hospitalized adults >40:

    21%abused alcohol

    SAMHSA TIP Series, 98

    Up to 17%of older adultsare affected by alcoholand prescription drugproblems

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    Additional Risks Related to Alcohol

    Use and Aging

    Elderly individuals are more likely to be

    affected by chronic illness and use ofmedications.

    Alcohol and prescription drug problems

    are frequently: Under-identified

    Under-estimated

    Under-diagnosed

    Under-treated

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    Age and GenderInteractions

    0

    10

    20

    30

    4050

    60

    70

    Male

    18-25

    Female

    18-25

    Male

    26+

    Female

    26+

    Percent Any Use

    Binge

    Heavy

    Source: SAMHSA, 1999a

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    Past Month Alcohol Use by

    Ethnicity:Ages 18-25

    0

    10

    20

    30

    40

    50

    60

    70

    Whit

    es

    Black

    Am.In

    dian

    Asian

    Hisp

    anic

    Percent Any Use

    Binge

    Heavy

    Source: SAMHSA,2000a

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    Past Month Alcohol Use by

    Ethnicity:Ages 26 or Older

    0

    10

    20

    30

    40

    50

    60

    Whit

    es

    Blac

    k

    Am.In

    dian

    Asian

    Hisp

    anic

    Percent Any Use

    Binge

    Heavy

    Source: SAMHSA,2000a

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    Use of Alcohol and Other Drugs:

    1999 Ages 1825

    0102030405060708090

    Alco

    hol

    Toba

    cco

    Mar

    ijuana

    Coca

    ine

    Hallu

    cinog

    ens

    Presc

    riptio

    n

    Hero

    in

    Percen

    t

    Lifetime

    Past Year

    Past Months

    Source: SAMHSA,2000a

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    Use of Alcohol and Other Drugs:

    1999 Ages 26 and Older

    010

    2030405060708090

    100

    Alcohol

    Toba

    cco

    Mariju

    ana

    Cocaine

    Hallu

    cinogens

    Prescrip

    tion

    Heroin

    Percent

    Lifetime

    Past Year

    Past Months

    Source: SAMHSA,2000a

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    Reported Past Year Substance

    Dependence by Age, 1999

    0123456

    789

    10

    Alcohol

    Mariju

    ana

    Cocaine

    Hallu

    cinogens

    Prescrip

    tion

    Heroin

    Alc+Dr

    ug

    Percent

    age 12-17

    age 18-25

    26 or older

    Source: SAMHSA,2000a

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    Source: Kuperman et al., 2001.

    AdolescentRisk Factors

    Risk Factors

    Negative interaction with

    motherNegative interaction with father

    Parental alcohol dependence

    Parents dislike friendsHeavy drinking friends

    Daily cigarette smoking

    1.6 - 4.6

    1.7 - 4.0

    2.52

    3.7115.5

    15.8

    IncreasedOdds Ratio

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    Source: Califano and Booth, 1998

    Adolescent Risk Factors(continued)

    27.119.8

    6.5

    5.013.5

    Increased

    Odds RatioRisk Factors

    Marijuana abuseOther drug abuse

    Dropping out of school

    ADHDConduct disorder

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    Problems Reported by Alcohol

    Users (past year)

    0

    12

    3

    4

    5

    67

    8

    9

    10

    Health Psychological

    Percent

    12-

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    Alcohol and Violence

    Alcohol is related to both aspects ofviolence -- perpetration and victimization

    Offenders were drinking in: 86% of homicides

    60% of sexual offences

    37% of assaults 27% of females and 57% of males involved

    in marital violence

    13% of child abuse cases Source: Roizen, 1997)

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    Alcohol and Violence (continued)

    Roizen, 1993

    Alcohol isassociated

    with:

    13%-50% of offenders in rapecases

    6%-36% of victims in rape cases

    Miczek et al.,1993

    Identifiedalcohol in:

    35%-65% of rape cases (6 studies)

    ~50% of incest cases (2 studies)

    20%-83% of family violence cases(3 studies)

    10%-83% of homicides (6 studies)

    33%-57% of felonies (2 studies)

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    Risk factors for becoming violent: History of violence

    Multiple drug use Co-morbid psychiatric disorder

    Rates for alcohol-related violence hard to find: Rates of alcohol involvement vary across studies

    making comparison difficult Hard to establish a causal relationship due to

    other factors (e.g., interaction between personalityfactors and alcohol)

    Alcohol and Violence (continued)

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    Alcohol, Drug, and Violent

    Events Related to Arrest

    0

    10

    20

    30

    40

    50

    60

    Percent

    Alcohol

    Drug

    ViolenceSource: Nunes-Dinis & Weisner, 1997

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    Alcohol and Drug Use: 12 Monthsof Arrests in Northern California

    0

    10

    20

    30

    40

    50

    60

    70

    Percent

    Alc. Frequent

    Alc. Infreq.

    Drug Weekly

    Drug MonthlySource: Nunes-Dinis & Weisner, 1997

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    Alcohol-Related Hospitalizations

    Hospital discharges (1997):

    Alcohol-related diagnosis was first-listed

    (primary) diagnosis for 20.2 per 10,000population aged 15 and older

    All listed alcohol-related diagnosis was 64.5per 10,000 population

    Alcohol-related morbidity episodes notappearing as a first-listed (primary)diagnosis = 69%

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    Alcohol-Related Hospitalizations(continued)

    Disorder Percent

    Alcohol dependence syndrome 49%

    Alcohol psychosis 22%

    Cirrhosis of the liver 20%

    Alcohol abuse, nondependent 9%

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    Age-Adjusted Liver CirrhosisMortality U.S. 1910-1996

    0

    5

    10

    15

    20

    25

    1910

    1920

    1930

    1940

    1950

    1960

    1970

    1975

    1980

    1985

    1990

    1995

    1996

    Ratesper100

    ,000

    Male

    Female

    Source: Saadatmand et al., 1999

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    Vulnerability to Alcohol-Related

    Liver Disease Genetic Factors

    Dietary Factors Gender

    Hepatitis C

    Level of Alcohol Intake

    Source: NIAAA, 2001b

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    02468

    101214

    AlcR

    elated

    Othe

    rspecifi

    ed

    Unspecifi

    ed

    Ratesper

    100,000 Hisp-M

    White-M

    Black-M

    Hisp-F

    White-F

    Black-F

    Alcohol-Related Cirrhosis by Raceand Gender (Age-Adjusted, 1996)

    Source: Saadatmand et al., 1999.

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    Alcohol Consumption Among U.S.Pregnant & Child-bearing AgedWomen

    0

    10

    20

    30

    40

    50

    60

    1991

    1995

    1999

    percent

    Pregnant

    All women

    Sources: SAMHSA,1999a; CDC, 1997

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    Frequent Drinking Among U.S.

    Pregnant & Child-bearing AgedWomen

    0

    2

    4

    6

    8

    1012

    14

    1991

    1995

    Percent

    Pregnant

    All women

    Source: CDC, 1997.

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    Binge Drinking Among U.S.Pregnant & Child-bearing AgedWomen

    02

    468

    101214

    161820

    1991

    1995

    1999

    Percent

    Pregnant

    All women

    Sources: SAMHSA,1999a; CDC , 1997

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    Reported Rates of Fetal Alcohol

    Syndrome, U.S. 1979-1993

    01

    2

    3

    4

    5

    6

    7

    8

    1979

    1981

    1983

    1985

    1987

    1989

    1991

    1992

    1993

    Ratesper10,0

    00Birth

    Source: CDC, 1995a

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    Prenatal Alcohol Exposure

    How many drinks can apregnant women consume

    without harm to the fetus?An estimated 550,000 to 750,000

    U.S. children are born exposedto drugs/alcohol each year

    Increased risk of childmaltreatment (abuse, neglect)and out of home placement 2002 Microsoft Corporation

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    Risks of Fetal Alcohol Exposure

    Low birth weight

    Prematurity Small for gestational

    age (SGA)

    Failure to thrive (FTT)

    Neurobehavioralsymptoms

    Infectious disease

    Sudden Infant DeathSyndrome (SIDS)

    Fetal AlcoholSyndrome (FAS)

    Other Fetal Exposure

    Effects Compromised

    developmentaloutcomes

    53

    d l l

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    Compromised DevelopmentalOutcomes

    Many unknowns to predict specific outcome

    Certain physical problems may persist

    Some problems not immediately apparent Secondary problems may emerge

    Structured and nurturing environment maycompensate and promote development

    Regular developmental evaluation needed

    Need early identification of social, language,cognitive, and motor developmental problems

    54

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    Children Prenatally Exposed

    Developmental patterns birth to 15months characterized by:

    Unpredictable sleep patterns

    Feeding difficulties

    Irritability

    Atypical social interaction Delayed language development

    Poor fine motor development 2002 MicrosoftCorporation

    55

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    Toddlers (16-36 months):

    Atypical social interaction

    Minimal play strategies

    Preschoolers (3-5 years):Easy loss of control

    Mood swingsHyperactivity/short attention spanDifficulty transitioning between activitiesDifficulty processing auditory/visual info

    Children Prenatally Exposed(continued)

    2002 Microsoft Corporation

    56

    hild ll d

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    School aged to adolescence: No conclusive research on

    long-term biological orconstitutional effects ofdrug/alcohol exposure

    Greater risk of maltreatment,learning disabilities, behaviorproblems

    Children Prenatally Exposed(continued)

    2002 Microsoft Corporation

    57

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    Alcohol Death Rates by Ethnicity(Age-Adjusted), 1979-1997

    0

    5

    10

    15

    20

    25

    30

    1979

    1981

    1983

    1985

    1987

    1989

    1991

    1993

    1995

    1997

    Ratesper100,000

    White-M

    White-F

    Other-M

    Other-F

    Source: Hoyert et al., 1999

    58

    A Adj t d D th R t f

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    Age-Adjusted Death Rates for10 Leading Causes, U.S. (1997)

    0

    50

    100

    150

    200

    250

    300

    Heart

    dis

    eases

    Cancer

    Cerebrovascular

    Pulmonary

    Pneum

    onia

    Diabe

    tes

    Car

    Accid

    ents

    Oth

    erAccid

    ents

    Alzheim

    er's

    Suicid

    e

    Liv

    erd

    isease

    Homicid

    e

    Ratesper100,000 Male

    Female

    Source: Hoyert et al., 1999

    59

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    Age-Adjusted Death Rates for Causes Other

    Than Cancer, Heart, or Stroke, U.S. (1997)

    0

    51015202530

    354045

    Pulm

    onary

    Pneumo

    nia

    Diabete

    s

    CarA

    ccid

    ents

    Othe

    rAccide

    nts

    Alzheim

    er's

    Suici

    de

    Liverdise

    ase

    Homi

    cide

    Ratesper10

    0,000

    Male

    Female

    Source: Hoyert et al., 1999

    60

    A Adj t d D th R t b

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    Age-Adjusted Death Rates byCause, Ages 25-64 (1997)

    0

    50

    100

    150

    200

    250

    300

    Hea

    rtdise

    ases

    Canc

    er

    Cere

    brov

    ascu

    lar

    Pneu

    mon

    ia

    Diab

    etes

    Acci

    dent

    s

    Suic

    ide

    Live

    rdise

    ase

    Hom

    icid

    eH

    IV

    Ratesper10

    0,000

    25-44 M

    45-64 M25-44 F

    45-64 F

    Source: Hoyert et al., 1999

    61

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    Age-Adjusted Death Rates by Causes Otherthan Cancer, Heart, or Stroke, Ages 25-64(1997)

    0

    10

    20

    30

    40

    50

    60

    Pneu

    monia

    Diab

    etes

    Accid

    ents

    Suici

    de

    Liver

    disea

    se

    Homi

    cide

    HIV

    Ratesper100

    ,000

    25-44 M

    45-64 M

    25-44 F

    45-64 F

    Source: Hoyert et al., 1999

    62

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    Drug Abuse Deaths 1995-1998

    0

    1

    2

    3

    4

    5

    6

    7

    8

    1995 1996 1997 1998

    NumberofCasesinThousand

    Male

    Female

    Source: SAMHSA, 2000

    63

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    Drug-Related Deaths by Age (1996)

    124

    825

    2090

    6399

    0

    1000

    2000

    3000

    4000

    5000

    6000

    7000

    6-17 yrs 18-25 26-34 35+

    NumberofDe

    aths

    Source: SAMHSA, 1997

    64

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    Medical Examiner Mention of Drugs,

    6-17 Year Old Decedents (n=124)

    Source: SAMHSA, 1997

    Category Mentioned:

    Marijuana/hashish

    Cocaine

    Alcohol in combination

    Opiates

    Diazepam

    # of % totalmentions episodes

    52 41.9

    26 21.0

    23 18.6

    22 17.7

    10 8.1

    65

    Al h l I l t i

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    Alcohol Involvement inEmergency Department Episodes

    35% of drug episodes (1999) involved amention of alcohol-in-combination events

    Rate per 100,000:

    Alcohol in combination 81

    Cocaine 69Marijuana 36

    Opiates 35

    Source: SAMHSA, 1999b

    66

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    Traffic Alcohol-Related Fatalities,

    1977-1999

    0

    10

    20

    30

    40

    50

    60

    70

    80

    90

    100

    1977 1985 1990 1991 1993 1995 1997 1999

    InThousand

    s

    Traffic Crash

    Fatality

    Alcohol Fatality

    Source: Yi et al., 2001

    67

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    Alcohol Involvement in AccidentalDeath, Homicide, and Suicide

    01020

    30405060

    70

    8090

    100

    Burn/Fire

    Hypot

    hermia

    Drow

    ning Fall

    Poison

    ing

    Gunsh

    ot

    Homic

    ideSui

    cide

    CarC

    rash

    Percen

    t

    Positive Alcohol

    Intoxicated

    Source: Smith et al. , 1999

    68Alcohol and Trauma by

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    Alcohol and Trauma byInjury Type

    0

    100

    200

    300

    400500

    600

    700

    800

    900

    Car

    Moto

    rcyc

    leFa

    ll

    Stabb

    ing

    Guns

    hot

    Pede

    strian

    Blun

    tumberofTraumaPatients

    Not Intoxicated

    Intoxicated

    Source: NIAAA, 1997

    69

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    Alcohol and Trauma, by Age

    0

    100

    200

    300

    400

    500600

    700

    800

    900

    18-24 25-34 35-44 45-54 55+

    NumberofTraumaPatients Not Intoxicated

    Intoxicated

    Source: NIAAA, 1997

    70

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    Relative Risk Over 21 Years, AlcoholConsumption & Mortality (Scottish Men)

    0

    0.5

    1

    1.5

    2

    2.5

    3

    3.5

    4

    Heartdise

    ase

    Stroke

    Alcoholr

    elated

    Allc

    ause

    Percent

    1-7 drinks/wk

    8-14 drinks/wk

    15-21 drinks/wk

    22-34 drinks/wk35+ drinks/wk

    Source: Hart et al, 1999.

    71

    Alcohol and Mortality: 11 Year Follow up

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    Alcohol and Mortality: 11-Year Follow-up,

    Adults Age 50+(16,304 Danish Men & Women)

    010

    20

    30

    40

    5060

    70

    80

    90

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    DHHS & USDA Dietary Guidelinesfor Alcohol Consumption

    Women- Moderate drinking, no more than 1 drink/day

    Men- Moderate drinking, no more than 2 drinks/day

    ChildrenAdolescents Should not drink at allPregnant women

    Adults Unable to control drinking Recovering On certain meds Family history of alcoholism

    Shouldnot drinkat all

    73

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    One Day Census of Clients in

    Substance Treatment by Age

    0

    200

    400

    600

    800

    1000

    1200

    1987 1989 1990 1991 1992 1993 1995

    Thousands 65+

    45 - 64

    21 - 44

    18 - 20

    Under 18

    Source:

    SAMHSA,

    1997

    74

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    Appendices

    Additional Materials Available forIncorporating into Classroom

    Presentations

    75

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    Per Capita Consumption, 1935-98

    76

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    Per Capita Consumption, 1977-98

    77Percent Changes in Per Capita

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    Percent Changes in Per CapitaConsumption, 1977-1998

    78

    Total Per Capita Consumption:

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    Total Per Capita Consumption:Ethanol by State, 1997

    1.99 or below

    2.00 to 2.24

    2.25 to 2.49

    2.50 or over

    U.S. to tal = 2.18

    DC

    1.99 or below2.00 to 2.242.25 to 2.492.50 or over

    US total = 2.18

    79

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    U.S. Drinking Patterns

    Source: National Longitudinal Alcohol Epidemiologic Survey, 1992.

    Abstain 40% Dependent 5%

    Low Risk 35%At Risk or

    Problem 20%

    80

    Principal diagnosis of discharges

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    Principal diagnosis of dischargeswith alcohol mentioned (1997)

    6.8%

    15.3%

    3.7%

    2.5%

    3.0%

    68.7%

    Alcoholic psychoses

    Alcohol dependencesyndrome

    Cirrhosis, withmention of alcohol

    Cirrhosis, withoutmention of alcohol

    Nondependent abuseof alcohol

    Nonalcohol-related

    first-listed diagnosis

    81Average deaths with explicit

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    Average deaths with explicitmention of alcohol: 1986-1990