Module 4Ultrasonics and Microwaves(1)(New)
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Transcript of Module 4Ultrasonics and Microwaves(1)(New)
Page 1 of 15
Module 4. Ultrasonics and Microwaves
Sound is caused by tiny, fast movements called vibrations
(e.g., from vibrating vocal cords to our ears). A sound wave involves the transfer of energy through a m
(solid, liquid, or gas). The human ear is sensitive to sound waves of frequency ranging from 20Hz to 20 kHz. This
range of frequencies is known as audible range as
above this range are called ultrasonic waves, i.e. waves of frequencies beyond upper audible limit (f >20 kHz) are
called ultrasonic waves. Human ear cannot sense ultrasonic sounds but dogs, cats and other animals are endowed
with an ability to hear the high frequency sounds.
and in industry. Bats and Dolphins can generate ultrasonic waves and use the reflections of the waves to find their
way.
Properties of Ultrasonic Waves 1. The speed of propagation of ultrasonic w
2. Since their wavelength is very small, they
3. Good directionality: They can travel over long
able to travel along well-defined straight paths, even in the presence of obstacles
4. High power: They are highly energetic owing to the high frequencies involved.
Production of Ultrasonic Waves
The main techniques used to produce ultrasonic sound waves are:
a. Mechanical Method
b. Magnetostriction Oscillator.
c.. Piezoelectric Oscillator.
A. Mechanical method:This is one of the earliest method of producing Ultrasonic waves up to a frequency of
100 kHz with the help of a Galton’s whistle.
Module 4. Ultrasonics and Microwaves
Sound is caused by tiny, fast movements called vibrations, and it travels in waves from its source to a receiver
(e.g., from vibrating vocal cords to our ears). A sound wave involves the transfer of energy through a m
The human ear is sensitive to sound waves of frequency ranging from 20Hz to 20 kHz. This
s known as audible range as human ear can hear it. The sound waves having frequency
ltrasonic waves, i.e. waves of frequencies beyond upper audible limit (f >20 kHz) are
called ultrasonic waves. Human ear cannot sense ultrasonic sounds but dogs, cats and other animals are endowed
with an ability to hear the high frequency sounds. However, we can use ultrasound in medicine, in ship navigation,
Bats and Dolphins can generate ultrasonic waves and use the reflections of the waves to find their
Waves
The speed of propagation of ultrasonic waves increases with increase in frequency.
Since their wavelength is very small, they exhibit negligible diffraction.
They can travel over long distances without appreciable loss of energy.
defined straight paths, even in the presence of obstacles.
ighly energetic owing to the high frequencies involved.
Production of Ultrasonic Waves:
used to produce ultrasonic sound waves are:
Magnetostriction Oscillator.
This is one of the earliest method of producing Ultrasonic waves up to a frequency of
kHz with the help of a Galton’s whistle. This method is rarely used due to its limited frequency range.
, and it travels in waves from its source to a receiver
(e.g., from vibrating vocal cords to our ears). A sound wave involves the transfer of energy through a medium
The human ear is sensitive to sound waves of frequency ranging from 20Hz to 20 kHz. This
human ear can hear it. The sound waves having frequency
ltrasonic waves, i.e. waves of frequencies beyond upper audible limit (f >20 kHz) are
called ultrasonic waves. Human ear cannot sense ultrasonic sounds but dogs, cats and other animals are endowed
we can use ultrasound in medicine, in ship navigation,
Bats and Dolphins can generate ultrasonic waves and use the reflections of the waves to find their
appreciable loss of energy. Ultrasonic waves are
This is one of the earliest method of producing Ultrasonic waves up to a frequency of
limited frequency range.
Page 2 of 15
B. Magnetostriction Method: This method is based on the phenomenon of Magnetostriction, which was
discovered by Joule in 1874. When a rod of ferromagnetic material such as iron or nickel, is kept in a magnetic
field parallel to its length, the rods suffers a change in its length. This change in length is independent of the
direction of magnetic field and depends only on the magnitude of the field and nature of material. This
phenomenon is known as magneostriction. If the applied magnetic field is alternating, the rod extends and
contract in length alternately. Since the change in length is independent of the direction of applied field, the
frequency of vibration of rod is twice the frequency of field. Ordinary the amplitude of vibration of rod is small.
But, when the frequency of magnetic field is the same as the natural frequency of the rod, the resonance occurs
and the amplitude of vibration is considerably increased. Thus sound waves now emitted from the ends of rod.
If the applied frequency is in the order of ultrasonic frequency, the rod produces ultrasonic waves.
As shown in above figure, two more coils L1 and L 2 are wound over a nickel or iron rod and connected to a
oscillator circuit. When the power is switched on, the circuit L2C sets up an alternating current of frequency
[n=1/(2π√(L2C))] in the collector circuit. This alternating current flows through the coil L2 and produces alternating
magnetic field of frequency n along the length of the rod AB, As a result, the rod starts vibrating due to
magnetostrictive effect. This vibration of rod produces ultrasonic waves from the ends of the rod. When current
in L2 changes, it causes a variation in magnetic flux through coil L1 and induces an e.m.f in the coil L1. This e.m.f.
acts as a positive feedback to the base of transistor to sustain oscillations. The frequency of oscillator can be
tuned by the capacitor C. When the frequency of oscillatory circuit becomes equal to the frequency of vibration
of rod, resonance occurs and the sound waves of maximum amplitude are generated as ultrasonic waves.
For fundamental mode of vibration, the natural frequency of rod of length given by
ρ
γ
ln
2
1=
Where,γ is the Young’s modulus and ρ is density of rod material.
Magnetostriction method is used to produce waves in the frequency range 20 kHz to 100 kHz.
Page 3 of 15
Piezoelectric Method: This is most modern method for the production of ultrasonic waves of very high and
constant frequencies. The method is based on Piezoelectric effect. When a crystal such as Quartz, Rochelle salt or
tourmaline is subjected to mechanical stress along an axis (mechanical axis), a potential difference appears on the
faces of the crystal along an axis (electrical axis) which is perpendicular to mechanical axis.
Figure 1.Piezoelectric effect Figure2. Circuit for production of US waves using Piezoelectric method
Conversely, by applying potential difference across opposite faces along electrical axis, mechanical stress is
produced on faces along mechanical axis. If the applied voltage is alternating, the crystal plate will alternatively
expand and contract and will thus, be forced to vibrate at the frequency of the applied field. When the frequency
of the applied field coincides with the natural frequencies of the crystal resonance occurs resulting in large
amplitude of vibration. This converse effect is utilized for the production of ultrasonic waves in Piezoelectric
generator.Langevin in 1917 developed this method of production of ultrasonic waves by using converse
Piezoelectric effect.
Figure (ii) represents a suitable schematic arrangement of a simple Piezoelectric generator. The high frequency
alternating voltage is generated by a Hartley oscillator, which consists of a tank circuit (inductor L1 and a variable
capacitor C1in parallel). One end of this circuit is connected to base and other to emitter of the circuit. The
capacity of the variable capacitor C1 is adjusted so that the frequency of the oscillating circuit is tuned to the
natural frequency of the crystal. A slice of a quartz crystal Q is placed between two metal foils. This combination
forms a parallel plate condenser with crystal as dielectric. This is coupled to oscillator through coil L3 of the
transformer. Thus, an alternating potential difference is applied on the opposite faces of the crystal and the
crystal is set into vibrations along its mechanical axis producing longitudinal ultrasonic waves in the surrounding
medium. When the capacity of the variable capacitor is adjusted for obtaining the resonance condition, the
longitudinal vibrations of the crystal are maximum.
The natural frequency of the quartz crystal of thickness t may be expressed as
ρ
Y
tv
2
1=
………(i)
where Y is the Young’s modulus for the particular axis chosen and the density of the material.
The velocity of compresssional waves in the quartz is given by
Page 4 of 15
.sec/55002654
100.8 10
mY
v ≈×
==ρ
Hence, from equation (i), we have
Hz
ttv
2750
2
5500==
If t is expressed in millimeters, then
( )kHz
ttv
2750
1000/
2750==
For a crystal plate of quartz of thickness 1mm, the natural frequency is
kHzv 2750= or 2.750 MHz
At resonance, the frequency of the tank circuit (L-C) becomes equal to the natural frequency of the crystal plate,
that is,
LCv
π2
1=
Detection of Ultrasonic waves. 1. Piezoelectric method.
Quartz crystal is used for the detection of Ultrasonic waves. One pair of faces of quartz crystal is subjected to
ultrasonics. On the other face, which is perpendicular to the previous one, charges are produced. Obviously charges
are small. These charges are, therefore amplified and then detected by some suitable means.
2. Kundt’s method
A Kundt’s tube can be used to detect ultrasonic waves of relatively large wavelengths as done for the sound waves.
When ultrasonic weaves are passed through the tube, the lycopodium powder sprinkled in the tube collects in the
form of heaps at the nodal points and is blown off at the antinodes. The average distance between the two adjacent
heaps is equal to half the wavelength.
3. Sensitive flame method.
When a narrow sensitive flame is moved in a medium where ultrasonic waves are present, the flame remains
stationary at the antinodes and flickers at the nodes.
Page 5 of 15
4. Thermal detector method.
In this method a fine platinum wire is moved in the medium of ultrasonic waves. The temperature changes due to
alternate compressions and rarefractions. There is the change in the temperature at the nodes, while at the
antinodes the temperature remains constant. Hence, the resistance of the wire changes at the nodes and remains
constant at the antinodes. This change can be detected by using a sensitive Wheatstone bridge. The bridge will be
balanced at the antinodes.
Application of Ultrasonic Waves
.Industrial Applications of Ultrasonic Waves
Ultrasounds are used extensively in industry. Here are a few examples.
Drilling holes or making cuts of desired shape
You can use a hammer and a steel punch to make holes in metal plates, plastic
sheets or other solid materials. Such holes can also be made using ultrasonic
vibrations produced in a metallic rod, called a horn. The horn acts like a hammer,
hammering the plate about a hundred thousand times per second. The shape of the
hole is the same as that of the tip of the horn. The shape of the tip can be designed
as per the requirement of the application. Ultrasonic cutting and drilling are very
effective for fragile materials like glass, for which ordinary methods might not
succeed.
Ultrasonic cleaning
We normally clean dirty clothes, plates or other large objects by dipping in a detergent solution, and then
rubbing and washing. But for small parts such as those used in watches, electronic components, odd-
shaped parts such as a spiral tube, and parts located in hard-to-reach places, this method is inconvenient
and sometimes impossible. Such objects are placed in a cleaning solution and ultrasonic waves are sent
into the solution. This causes high-frequency vibrations in the solution. This knocks off all dirt and
grease particles from the objects.
Ultrasonic detection of defects in metals
Metallic components are used in buildings, bridges, machines, scientific equipment, and so on. If there
are cracks or holes inside the metal used, the strength of the
structure or component is reduced and it can fail. Such defects
are not visible from the outside. Ultrasonic waves can be used to
detect such defects.
Ultrasonic waves are sent through the metallic object under
study. If there is no crack or cavity in its path, it goes through the
Page 6 of 15
object. A detector placed on the other side detects the transmitted wave. A defect present in the path of
the wave reflects the wave. Thus, the intensity of the emerging waves falls in the region that is in line
with the defect.When this happens, we know that the object has a defect inside.
Why cannot ordinary sound be used for this application? This is because ordinary sound will bend
considerably round the corners of cracks or cavities, and will emerge on the other side at almost full
intensity.
Medical Applications of Ultrasound
Imaging of organs
Ultrasonic waves have given doctors powerful and safe tools for
imaging human organs. Echocardiography is a technique in which
ultrasonic waves, reflected from various parts of the heart, form an
image of the heart. Ultrasonography is routinely used to show doctors
images of a patient's organs such as the liver, gall bladder, uterus, etc.
It helps doctors detect abnormalities such as stones in the gall
bladder, tumours, etc. It is also used to monitor the growth of a foetus
inside the mother's womb.
These applications are based on the high directionality of ultrasound
waves and their capability to reflect from the boundaries between
different kinds of material. Ultrasonic waves of low intensity are sent to the desired area of the body. The
waves travel along straight lines till they hit an internal structure. A part of the wave is reflected from
here, and the rest is transmitted to the next structure. It is again reflected at the next boundary, and so on.
Waves are sent from different angles, and all the reflected waves are gathered by a receiver. These waves
are then converted into electrical signals that are used to generate images of an organ. These images are
then displayed on a monitor, and if required printed on film.
Ultrasonography is safer than the older X-ray imaging technique. Repeated X-rays can harm tissues,
especially those of a foetus.
Sonar
Sonar stands for sonographic navigation ranging. This is a method for
detecting and finding the distance of objects under water by means of
reflected ultrasonic waves. The device used in this method is also called
sonar.
From the observation centre on board a ship, ultrasonic waves of high
frequencies, say 1,000 kHz, are sent in all directions under the water. These
waves travel in straight lines till they hit an object such as a submarine, a
sunken ship, a school of fish, etc. The waves are then reflected, and are
received back at the observation centre. The direction from which a reflected wave comes to the
observation centre tells the direction in which the object is located. From the time between sending the
ultrasonic wave and receiving its echo, and the speed of sound in sea water, the distance of the object
from the observation centre is calculated. Reflections from various angles can be ultilized to determine
the shape and size of the object.
Page 7 of 15
Let d = distance between the sonar and an underwater object,
t = time between sending an ultrasonic wave and receiving its echo from the object, and v = speed of
sound in water. The total distance covered by the wave from the sonar to the object and back is 2d. Using
s = ut,
This method of finding distances is also called echo ranging. Marine geologists use this method to
determine the depth of the sea and to locate underwater hills and valleys.
Echolocation
In 1944, Donald R. Griffin coined the term echolocation. Echolocation is the use of echoes of sound produced by
certain animals to detect obstacles and food. Animals that live where lighting is unpredictable use echolocation.
Some of these animals are bats, porpoises, some kinds of whales, several species of birds, and some shrews. The
first step in echolocation is emitting a sound. High-frequency sounds provide better resolution of targets than
lower-frequency sounds. Not every animal uses ultrasonic sounds in echolocation, but they are more effective.
Still, sounds used in echolocation can be produced in the voice box, the mouth, or some other part of the head.
Then, a highly refined auditory system detects the returning echoes (the sounds that bounced of the object). In
order for echolocation to work, the outgoing pulses of sound need to register in the organism's brain, so it can be
compared to its echo. Using echolocation, some animals can effectively catch prey and "see" in the dark.
Non-Destructive testing (NDT): In this type of testing, the specimen under the investigation is not
destroyed and can be used after the test.. The tests are normally performed on finished samples. Ultrasonic NDT
uses high frequency ultrasound waves (20 kHz to 20 MHz). Ultrasonic NDT can be used for flaw detection/
evaluation, dimensional measurements, material characterization, and more.
Pulse-Echo System:
In this method, a sending transducer generates high frequency ultrasonic waves by piezoelectric effect. They
propagate through the material and are reflected back from surfaces or flaws. When there is a discontinuity (such
as a crack) in the wave path, part of the energy will be reflected back from the flaw surface.
The reflected wave signal is transformed into an electrical signal by the transducer and is displayed on a screen.
Signal travel time can be directly related to the distance that the signal travelled. From the signal, information
about the reflector location, size, orientation and other features can sometimes be gained. An oily glycerine–
based structure is used as a couplant that performs two major functions: (1) it removes air between the
transducer and the test specimen. (2) It provides a medium for the transfer of the vibrations.
Page 8 of 15
Advantages: The specimen may be of any shape and access to only one side of the test piece is required.
Only one coupling point exists, thus minimizing error. The distance of the defects from the probe can be
measured.
Applications of NDT:
1. For routine inspection of aircraft, rail and road vehicles
2. Routine inspection of locomotive axles and wheel pins for fatigue cracks
3. To find weld defects
4. To find radial defects in cylindrical tubes and shafts.
5. To check the bonding defects between the two metals
6. Inspection of moving strip or plate (for laminations) as regards its thickness etc.
Mathematical basics of vector calculus:
Del operator (∇ ):
It is a differential vector operator defined as
z
ky
jx
i∂
∂+
∂
∂+
∂
∂≡∇ ˆˆˆ
It is operated in three ways-
Gradient of a scalar )( V∇
z
Vk
y
Vj
x
ViV
∂
∂+
∂
∂+
∂
∂≡∇ ˆˆˆ
It gives the maximum rate of change of a scalar function.
Divergence of a vector →
∇ A.
z
A
y
A
x
AAdivA zyx
∂
∂+
∂
∂+
∂
∂==∇
→→
.
Divergence of a vector is scalar quantity. Divergence means the spreading or diverging of a quantity from a point.
Laplacian:
)(.2VgraddivVV =∇∇=∇
2
2
2
2
2
22
zyx ∂
∂+
∂
∂+
∂
∂≡∇
Curl of a vector )(→
×∇ A
Page 9 of 15
Curl of a vector is a vector
zyx AAA
zyx
kji
AAcurl∂
∂
∂
∂
∂
∂=×∇=
→→
ˆˆˆ
=
∂
∂−
∂
∂+
∂
∂−
∂
∂+
∂
∂−
∂
∂xyzxyz A
yA
xkA
xA
zjA
zA
yi ˆˆˆ
It is measure of the tendency of a vector quantity to rotate or twist or curl.
Some identities:
( ) ( )mmm VVVVVV ∇+∇=∇
0. =
×∇∇
→
A
( ) 0=∇×∇ V
→→→
∇+∇=
∇ AVVAAV ...
→→→
×∇+×∇=
×∇ AVAVAV
→→→
∇−
∇∇=×∇×∇ AAA 2.
Maxwell’s Equations: Maxwell's equations describe how electric and magnetic fields are generated
and altered by each other and by charges and currents.
1. Gauss's law describes the relationship between an electric field and the electric charges that cause it.
0
.ε
ρ=∇
→
E (1)
2. Gauss's law for magnetism states that there are no "magnetic charges" (also called magnetic monopoles),
analogous to electric charges. Instead, the magnetic field due to materials is generated by a dipole.
0. =∇→
B (2)
3. Faraday's law describes how a time varying magnetic field creates ("induces") an electric field.
t
BE
∂
∂−=×∇
→→
(3)
4. Ampère's law with Maxwell's correction states that magnetic fields can be generated in two ways: by electrical
current (this was the original "Ampère's law") and by changing electric fields (this was "Maxwell's correction").
t
EJB
∂
∂+=×∇
→→→
000 εµµ (4)
here =→
CJ conduction current density (A/m2)
Page 10 of 15
→
E =electric field intensity (V/m) →
B =magnetic flux density (Wb/m2)
ρ = volume charge density (C/m3)
Electromagnetic waves: EM waves couple electric and magnetic oscillations that move with speed of light and
exhibit typical wave behaviour. EM wave travel with velocity of light and it is transverse in nature. EM wave
carries both energy and momentum which can be delivered to a surface.
Wave equation in free space:
In free space, →
J =0 and ρ =0.
σ =0, conduction current density CJ→
=0 and volume charge density Vρ =0
So the Maxwell’s equations become
0. =∇→
E (1)
0. =∇→
B (2)
t
BE
∂
∂−=×∇
→→
(3)
t
EB
∂
∂=×∇
→→
00εµ (4)
Taking curl of eqn. 3,
2
2
0000 )(t
E
t
E
tB
tt
BE
∂
∂−=
∂
∂
∂
∂−=×∇
∂
∂−=
∂
∂×−∇=×∇×∇
→→→→
εµεµr
But, →→→→
−∇=∇−
∇∇=×∇×∇ EEEE
22. , since 0. =∇→
E
Hence →
∇− E2=
2
2
00t
E
∂
∂−
→
εµ
or →
∇ E2=
2
2
00t
E
∂
∂→
εµ
Similarly, taking curl of eqn. 4, we get
2
2
00
2
t
HH
∂
∂=∇
→→
µε
Comparing this with wave equation 2
2
2
2 1
t
H
vf
∂
∂=∇
→→
, we get
sec/1031 8
00
2 mvv ×=⇒=µε
Thus electromagnetic waves travel with velocity of light.
Page 11 of 15
Modes of propagation:
A mode of a beam of electromagnetic radiation is a particular electromagnetic field pattern of radiation
observed in a plane perpendicular (i.e., transverse) to the propagation direction of the beam. Different
modes occur in radio waves and microwaves confined to a waveguide, and also in light waves in an
optical fiber and in a laser's optical resonator. Various modes occur because of boundary conditions
imposed on the wave by the waveguide.
Modes are classified into different types:
1. TE modes: (Transverse Electric) no electric field in the direction of propagation
.i.e. Ez = 0 and Hz ≠0
2. TM modes: (Transverse Magnetic) no magnetic field in the direction of propagation.
i.e. .i.e. Hz = 0 and Ez ≠0.
3. TEM modes: (Transverse ElectroMagnetic) neither electric nor magnetic field in the direction
of propagation.i.e. .i.e. Ez = 0 and Hz =0
4. Hybrid modes: nonzero electric and magnetic fields in the direction of propagation.
.i.e. Ez ≠ 0 and Hz ≠ 0.
Microwaves: Microwaves are radio waves with frequencies betweenb1 GHz and 1000 GHz. Apparatus
and techniques may be described qualitatively as "microwave" when the wavelengths of signals are
roughly the same as the dimensions of the equipment. The prefix "micro-" in "microwave" is not meant
to suggest a wavelength in the micrometer range. It indicates that microwaves are "small" compared to
waves used in typical radio broadcasting, in that they have shorter wavelengths.
Microwaves are the principal means by which data, TV, and telephone communications are transmitted
between ground stations and to and from satellites. Microwaves are also employed in microwave ovens,
food processing and in radar technology. Unlike other radio frequencies these are not reflected and
practically not absorbed by the ionosphere. This makes them suitable for space and satellite
communications.
Gunn diode: A Gunn diode is also known as a transferred electron device (TED). It is somewhat unusual
that it consists only of n-doped semiconductor material, whereas most diodes consist of both P and N-
doped regions. In practice, a Gunn diode has a region of negative differential resistance, which makes it
useful to act as an oscillator. Gallium Arsenide Gunn Diodes are made for frequencies up to 200GHz
whereas Gallium Nitride can reach upto 3THz.
Gunn Diode Construction: Gunn diodes are fabricated from a single piece of n-type semiconductor.
The most common materials are gallium Arsenide, GaAs and Indium Phosphide, InP. The device is
simply an n-type bar with n+ contacts. Within the device there are three main areas, which can be
roughly termed the top, middle and bottom areas. Both top and bottom areas of the device are heavily
doped to give n+ material. This provides the required high conductivity areas that are needed for the
connections to the device.
Page 12 of 15
Principle: The Gunn diode, also known as Transferred Electron Device (TED), is an active two
terminal solid-state device. It is unique in the sense that its voltage controlled negative differential
resistance is only depending on bulk material properties rather than a junction or an interface. The
fundamental mechanism, the transferred
T.B. Watkins in 1961 [RW61]. In 1962,Hilsum predicted the possibility of transfer
and oscillators [Hil62]. In spite of Ridley
named after an IBM researcher J. B. Gunn observed microwave oscillations in a GaAs sample.
transferred-electron effect arises from the particular form of the band structure of some III/V compound
semiconductors like GaAs, InP and GaN.
valleys(a central valley (1) and a satellite valley (2))
shown above). In the lower valley, electrons exhibit a small effective mass and very high mobility, µ
the higher valley, electrons exhibit a large effective mass and very low mobility, µ
room temperature most electrons reside near the bottom of the lower valley. As a voltage is applied, these
electrons are accelerated and current starts increasing.
energy comparable to energy gap between
valley. At this point the conductivity is given by
The Gunn diode, also known as Transferred Electron Device (TED), is an active two
state device. It is unique in the sense that its voltage controlled negative differential
resistance is only depending on bulk material properties rather than a junction or an interface. The
fundamental mechanism, the transferred-electron effect, was theoretically described by B. K. Ridley and
T.B. Watkins in 1961 [RW61]. In 1962,Hilsum predicted the possibility of transfer
and oscillators [Hil62]. In spite of Ridley-Watkins-Hilsum work, the transferred electroneffect was
d after an IBM researcher J. B. Gunn observed microwave oscillations in a GaAs sample.
electron effect arises from the particular form of the band structure of some III/V compound
semiconductors like GaAs, InP and GaN. In these compounds,the conduction band consists of two
(a central valley (1) and a satellite valley (2)) separated by some energy(0.32 eV in GaAs as
In the lower valley, electrons exhibit a small effective mass and very high mobility, µ
alley, electrons exhibit a large effective mass and very low mobility, µ
room temperature most electrons reside near the bottom of the lower valley. As a voltage is applied, these
electrons are accelerated and current starts increasing. When the applied voltage supplies sufficient
energy comparable to energy gap between the two valleys, the electrons start to move to
valley. At this point the conductivity is given by
The Gunn diode, also known as Transferred Electron Device (TED), is an active two-
state device. It is unique in the sense that its voltage controlled negative differential
resistance is only depending on bulk material properties rather than a junction or an interface. The
, was theoretically described by B. K. Ridley and
T.B. Watkins in 1961 [RW61]. In 1962,Hilsum predicted the possibility of transfer-electron amplifiers
Hilsum work, the transferred electroneffect was
d after an IBM researcher J. B. Gunn observed microwave oscillations in a GaAs sample. The
electron effect arises from the particular form of the band structure of some III/V compound
he conduction band consists of two
separated by some energy(0.32 eV in GaAs as
In the lower valley, electrons exhibit a small effective mass and very high mobility, µ1. In
alley, electrons exhibit a large effective mass and very low mobility, µ2. In equilibrium at
room temperature most electrons reside near the bottom of the lower valley. As a voltage is applied, these
When the applied voltage supplies sufficient
the two valleys, the electrons start to move to the second
Page 13 of 15
2211 µµσ nn +=
where 2211 ,, µµ nandn are number of electrons per unit volume and mobilities in the two valleys.
Now since the electrons in valley 1 have high mobility than those in valley 2, so the transfer of electrons
from valley 1 to 2 results in a decrease in conductivity i.e. with increase in voltage, current decreases.
Thus a negative resistance region exists. This decrease in current continues till all the electrons are
transferred from valley 1 to 2. After that the current again increases with increase in voltage. This results
in a VI characteristic as shown in figure below. This effect is called transferred electron effect and gives
rise to a negative resistance region which can be utilized for designing microwave oscillators.
Figure: VI characteristic of a Gunn diode showing negative resistance region.
Klystron: A klystron is a specialized vacuum tube (evacuated electron tube). Klystrons are used as
amplifiers at microwave and radio frequencies. Russell and Sigurd Varian of Stanford University
invented klystron.( Klyster is the German word for CLUSTER or BUNCH)
Principle: It works on the principle of velocity modulation of an electron beam by the interaction
with an alternating electric field. The operation of a velocity-modulated tube depends on a change in the
velocity of the electrons passing through its electrostatic field. A change in electron velocity causes the
tube to produce BUNCHES of electrons. These bunches are separated by spaces in which there are
relatively few
electrons. Velocity modulation is then defined as that variation in the velocity of a beam of electrons
caused by the alternate speeding up and slowing down of the electrons in the beam. This variation is
usually caused by a voltage signal applied between the grids through which the beam must pass.
Page 14 of 15
Construction and Working: Klystrons amplify RF signals by converting the kinetic energy in a
DC electron beam into radio frequency power. A beam of electrons produced by a thermionic cathode (a
heated pellet of low work function material), and accelerated by high-voltage electrodes (typically the
tens of kilovolts). This beam is then passed through an input cavity. RF energy is fed into the input cavity
at or near its natural frequency to produce a voltage which acts on the electron beam. The electric field
causes the electrons to bunch: electrons that pass through during an opposing electric field are accelerated
and later electrons are slowed, causing the previously continuous electron beam to form bunches at the
input frequency. To reinforce the bunching, a klystron may contain additional "buncher" cavities. The
function of the catcher cavity is to absorb energy from the electron beam. The catcher cavity is placed
along the beam at a pointwhere bunches are fully formed. The location is determined by the transit time
of the bunches at the natural resonant frequency of the cavities (the resonant frequency of the catcher
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cavity is the same as the buncher cavity). In the output cavity, the developed RF energy is coupled out.
The spent electron beam, with reduced energy, is captured in a collector.