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    1 Copyright 2010 AIRCOM International

    LTE Mobility

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    Air InterfaceRel99 / Rel 4

    IDLE

    CELL DCH

    QoS

    CELL FACH

    NO QoS

    CELL URA CELLPCH

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    UE Power upUE Power up

    DL Syn and Physical Channel ID

    Find MIB System BW

    MCC +MNC

    SIBs supported

    PCFICH Processing-

    Knows the set up of PDCCH

    Retrieval of SIBs

    Cell Selection Parameters

    Cell Selection

    SuccessfulPre-amble / Attach

    Yes

    Acquire another

    LTE Cell

    PLMN ID

    matches

    Cell Barred

    After AttachDefaulf

    Bearer/IP adress

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    LTE-UE

    Evolved UTRAN (E-UTRAN)

    MME

    S6a

    Serving

    Gateway

    S1-U

    S11

    Evolved Packet Core (EPC)

    S1-MME

    PDN

    Gateway

    Internet

    PCRF

    S7

    S5

    Evolved

    Node B

    (eNB)

    X2

    LTE-Uu

    HSS

    MME: Mobility Management Entity

    EPS Mobility Management

    EPS Mobility Management 2 states:

    EMM-DEREGISTERED

    EMM-REGISTERED

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    EPS Mobility Management 2 states

    EMM-DEREGISTERED: In this state the MME holds no valid location

    information about the UE

    Successful Attach and Tracking Area Update(TAU) procedures lead to transition to EMM-

    REGISTERED

    MME

    MME

    EMM-REGISTERED:

    In this state the MME holds location

    information for the UE at least to the

    accuracy of a tracking area

    In this state the UE performs TAUprocedures, responds to paging messages

    and performs the service request procedure

    if there is uplink data to be sent

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    Tracking Area update - IDLE

    MME HSS

    s6a

    NAS: Tracking Area

    update

    LTE Non Access Stratum (NAS) The LTENAS protocol software enables

    communication with the MME in the LTE

    core network and handles functions of

    mobility

    Tracking AreaTracking AreaHome

    Tracking Area Identity = MCC (MobileCountry Code), MNC (Mobile NetworkCode) and TAC (Tracking Area Code

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    Tracking Area update - IDLE

    TAI1-2

    TAI2

    TAI2

    TAI2

    TAI3

    TAI3

    TAI3

    TAI3

    TAI2

    TAI2

    TAI2

    TAI2

    TAI2

    TAI2

    TAI2

    TAI2

    TAI1

    TAI1

    TAI1

    TAI1-2

    Tracking areas are

    allowed to overlap: onecell can belong to

    multiple tracking areas

    NAS: Tracking Area

    updateMME

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    MME

    Serving

    Gateway

    S1-MME(Control Plane)

    S1-U

    (User Plane)

    NAS Protocols

    S1-AP

    SCTP

    IP

    L1/L2

    User PDUs

    GTP-U

    UDP

    IP

    L1/L2

    eNB

    LTE Functional Nodes- Management Entity(MME

    Tracking area (TA) is similar to Location/routing area in2G/3G

    Tracking Area Identity = MCC (Mobile Country Code),

    MNC (Mobile Network Code) and TAC (Tracking AreaCode

    Tracking Area Update RequestS-TMSI/IMSI,

    PDN address allocation Tracking Area Update Accept

    Tracking Area Update Complete

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    MME

    S1-MME

    (Control Plane)

    NAS Protocols

    S1-APSCTP

    IP

    L1/L2

    eNB

    LTE Functional Nodes- (MME)

    Tracking Area Update Request

    S-TMSI/IMSI,

    Home -HSS V-HSS

    S6a

    IMSI:Used to uniquely identify a subscriber world-wide.

    Its structure is kept in form of

    MCC+MNC+MSIN:MCC

    MSIN: mobile subscriber identification number

    MME uses the IMSI to locate the HSS holding thesubscribers permanent registration data for trackingarea updates and attaches.

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    MME

    S1-MME

    (Control Plane)

    NAS Protocols

    S1-APSCTP

    IP

    L1/L2

    eNB

    LTE Functional Nodes- (MME)

    Tracking Area Update Request

    S-TMSI/IMSI,

    S-TMSI:Itis dynamically allocated by the serving MME.

    Its main purpose is to avoid usage of IMSI on

    air.

    Internally the allocating MME can translate S-

    TMSI into IMSI and vice versa.

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    Summary

    EMM

    deregisteredEMM

    registered

    Attach

    Detach

    EMM-DEREGISTERED:

    In this state the MME holds no valid

    location information about the UE

    Successful Attach and Tracking

    Area Update (TAU) procedures

    lead to transition to EMM-

    REGISTERED

    EPS Mobility Management

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    RRC States Idle OR Connected

    In the early deployment phase, LTE coverage will certainly be restricted to

    city and hot spot areas.

    LTE

    Connected

    LTE _IDLE

    Cell DCH

    Connected

    Cell FACH

    Cell URA

    Cell PCH

    IDLE GSM/GPRS

    IDLE

    GSM

    Connected

    GPRS

    PacketTransfer

    Handover Handover

    Cell Selection

    /Reselection

    Connection

    Establishment/ReleaseConnection

    Establishment/Release

    Connection

    Establishment/

    Release

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    MME

    RRC Connected Always ON HSS

    MME triggered SAE bearer setup: This happens typically

    during the attach procedure of an UE.

    HO Handovers supported Signaling Bearer to MME

    S1-U

    LTE-Uu

    S5Internet

    eNB Serving

    GatewayPDN

    Gateway

    DEFAULT SAE Bearer ServiceExternal Bearer

    Service

    S11

    System Architecture Evolution- SAE

    S1-MME

    (Control Plane)

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    MME

    S1-MME

    (Control Plane)

    RRC Connected HSS

    MME triggered SAE bearer setup:

    Depending on the information coming

    from HSS, the MME will set up aninitial SAE bearer, also known as the

    default SAE bearer. This SAE bearer

    provides the initial connectivity of the

    UE with its external data network

    S1-U

    LTE-Uu

    S5Internet

    eNB Serving

    GatewayPDN

    Gateway

    DEFAULT SAE Bearer ServiceExternal Bearer

    Service

    S11

    System Architecture Evolution- SAE

    IP Address Allocation with Default bearer

    S1-MME

    (Control Plane)

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    Setting up a default bearer

    IDLE RRC

    Connected

    Cell Selection done by UE

    Based on UE measurements

    Controlled by parameters

    Network controlled handovers

    Based on UE measurements

    ALWAYS ON

    CCCH:RRC Connection Request

    CCCH:RRC Connection Set up

    DCCH:RRC Connection Set up Complete

    Connected

    Admission control

    MUST PERFORM ATTACH

    DEFAULT BEARER SET UP

    IP Address Allocation with Default bearer

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    LTE Functional Nodes- default SAE bearer.

    S1-U

    LTE-Uu

    S5

    Internet

    eNB Serving

    GatewayPDN

    Gateway

    default SAE bearer NGBRSIP

    SIP server

    The default SAE bearer is created after the UE performs the attach.

    Subsequent SAE bearers are known as dedicated SAE bearers.

    They are expected to be allocated on a per application base

    dedicated SAE bearers - GBRVoIP

    Dedicated SAE bearers are to be triggered by Service Request

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    Set up dedicated SAE bearers.

    S1-U

    LTE-Uu

    S5

    Internet

    eNB Serving

    GatewayPDN

    Gateway

    default SAE bearer NGBRExternal Bearer

    Service

    SERVICE REQUEST SERVICE REQUEST MME

    Initial ContextRRC Reconfig

    RRC ACK Context ACKUpdate Bearer

    Update ACK

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    MME

    RRC IDLE HSS

    S1-U

    LTE-Uu

    S5Internet

    eNB Serving

    GatewayPDN

    Gateway

    S1-MME

    (Control Plane)

    IDLE

    NO S1 BEARERCell Selection done by UE

    Based on UE measurements

    TRACKING AREA UPDATE

    In this state the MME holds location information for the UE

    at least to the accuracy of a tracking area

    In this state the UE performs TAU procedures, responds to

    paging messages and performs the service request

    procedure if there is uplink data to be sent

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    LTE Functional Nodes- (MME)

    LTE-Uu

    Internet

    Serving

    Gateway

    PDN

    GatewayMME

    DL Packet

    Notification

    Paging

    S-TMSI,

    Paging

    S-TMSI,DL Data

    RRC_Connected

    Connected

    Service Request

    S-TMSI

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    RRC IDLE Cell Selection

    eNB

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    RRC IDLE

    BCCH

    PBCHBCH DL-SCH

    PDSCH

    SIBs

    MIB

    Radio Block

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    RRC IDLE

    20MhzBW

    MIBBW = 1.08Mhz

    BCCH

    BCH

    PBCH

    MIB

    DL-SCH

    PDSCH

    Logical channels

    Transport channels

    Physical channels

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    RSRP is a RSSI type of measurement. It measures the average

    received power over the resource elements that carry cell-

    specific reference signals within certain frequency bandwidth.

    RSRP is applicable in both RRC_idle and RRC_connected modes

    RSRP (Reference Signal Received Power)

    Radio

    Blockreference signals

    Are transmitted inALL radio blocks

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    Physical Cell Identity (PCI)

    The UE moving towards a new cell and identifies the Physical Cell

    Identity (PCI) based on the Synchronization signals

    Physical Cell Identity (PCI) = 504

    P-SCH S-SCH

    P-SCH: for cell search and identification by

    the UE -Carries part of the cell ID (one of 3

    orthogonal sequences)

    S-SCH:for cell search and identification bythe UE Carries the remainder of the cell ID

    (one of 168 binary sequences)

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    Cell Reselection:

    Measuredneighbours

    PCI

    Best ranked cell

    Measurement criteria

    S criteriaSuitable

    neighbours

    R criteria

    Re-selection if not serving cell

    neighboring cell was ranked with thehighest value R

    Srx > Q rxlevmeas (qrxlevmin

    Qrelevmin offset)

    PCI PCIPCI

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    LTE_ACTIVE idle

    For a cell to be suitable:

    S rx level>0

    Srx > Q rxlevmeas (qrxlevmin Qrelevmin offset)

    RRC Idle

    Cell Selection done by UEBase on UE Measurements

    Q rxlevmeas

    RSRP (Reference Signal Received Power)

    LTE_ACTIVE idle (Cell Selection)

    reference signals

    Are transmitted in

    ALL radio blocks

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    RSRP is a RSSI type of measurement. It measures the

    average received power over the resource elements that

    carry cell-specific reference signals within certain frequencybandwidth.

    RSRP is applicable in both RRC_idle and RRC_connected modes

    RSRP (Reference Signal Received Power)

    20MhzBW

    REF

    BW = 1.08Mhz

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    For a cell to be suitable:

    S rx level>0

    Srx > Q rxlevmeas (qrxlevmin Qrelevmin offset)

    Srx = -100 (-80) = -20 (Will not do cell selection)

    LTE_ACTIVE idle (Cell Selection)

    Q rxlevmeas=-100dBm

    Will not do cell selection

    Q qrxlevmin =-80dBm

    Q rxlevmeas

    RSRP (Reference Signal Received Power)

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    Cell Reselection: R-Criterion

    Measuredneighbours

    Best ranked cell

    Measurement criteria

    S criteriaSuitable

    neighbours

    R criteria

    Rs = Qmeas,s + Qhysts cell)

    Rn = Qmeas,n - Qoffsets,nfor candidate neighbouring cells for cell

    reselection

    PCI PCI PCIPCI

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    Cell Reselection: R-CriterionRs = Qmeas,s + Qhysts (for the serving

    cell)

    Qmeas,n

    Qmeas,s

    RSRP

    (dBM)

    Rs

    Rn

    Qoffsets,n

    Qhysts

    Rn > Rs=>cell reselecti

    Treselection

    the time interval value Treselection,

    whose value ranges between 0 and

    31 seconds

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    HANDOVER

    RRC CONNECTED

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    MME

    Serving

    Gateway

    S1-MME

    (Control Plane)

    S1-U

    (User Plane)

    NAS Protocols

    S1-AP

    SCTP

    IP

    L1/L2

    User PDUs

    GTP-U

    UDP

    IP

    L1/L2

    eNB

    LTE Functional Nodes- Management Entity(MME

    S1-AP UE ID:Two additional temporary

    identifiers allocated by eNB

    and MME:

    - eNB S1-AP UE ID

    - MME S1-AP IE ID

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    LTE Functional Nodes- X2

    User PDUs

    GTP-U

    UDP

    IP

    L1/L2

    X2-UP

    (User Plane)

    X2-CP

    (Control Plane)

    X2-AP

    SCTP

    IP

    L1/L2eNB

    eNB

    X2

    Connected

    Mode

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    User plane switching in Handover

    RLC

    RLC

    RLCRLC

    RLC RLC

    X2

    Connection

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    Handover

    IP

    L2Ethernet

    UDP

    GTP -C

    L1-SDH

    Serving Gateway

    MME

    IP

    L2Ethernet

    UDP

    GTP -C

    L1-SDH

    SCTP

    IP

    S1AP

    NAS

    L2

    (Ethernet)

    IP

    L2Ethernet

    UDP

    GTP -U

    L1-SDH

    MAC

    PHY

    RLCPDCP

    IP

    TCP/UDP

    User Plane

    MAC

    PHY

    RLCRRC

    NAS

    Control

    DATA

    SCTP

    IP

    S1AP

    NAS

    L2(Ethernet)

    MAC

    PHY

    RLC

    RRC

    NAS

    Control

    S1-

    Cont

    rol

    MME

    DIRECTION

    Connected Mode Mobility

    In LTE_ACTIVE, when a UE moves between two

    LTE cells

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    2G network operators need to define the

    neighbour lists

    Also 3G network operators need to define the

    neighbour lists but it is possible for UE todetect the new cells outside neighbour list

    which makes neighbour list creation simpler.

    LTE Functional Nodes-eNodeB

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    AUTOMATIC NEIGHBOUR RELATIONS

    LTE_ConectedThe UE can detect the intra frequency

    neighbours WITHOUT neighour lists

    The UE moving towards a new cell and identifies the Physical Cell

    Identity (PCI) based on the Synchronization signals

    UE MEASUREMENT RORT

    WITH PCI

    Physical Cell Identity (PCI) = 504

    Seving eNodeB

    The measurement report contains information about the

    PCI and the corresponding RSRP of the candidate cell

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    AUTOMATIC NEIGHBOUR RELATIONS

    LTE_Connected state

    THERE IS NO X2 CONNECTION

    Therefore the serving eNodeBrequests the UE to decode the

    Global Cell ID from broadcast

    channel

    UE MEASUREMENT RORT

    WITH PCI

    Seving eNodeB

    The PCI cannot uniquely ID cell there could be thousands of cells

    Request for Global cell ID

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    AUTOMATIC NEIGHBOUR RELATIONS

    The globally unique cell identifier (GID) in LTE consists of

    two parts:

    PLMN Identity: The identity of the Public Land MobileNetwork. Note that a cell may have multiple PLMN

    identities.

    CIPL: Unique Cell Identity for a cell within a PLMN

    UE MEASUREMENT RORT

    WITH PCI

    Seving eNodeB

    Request for Global cell ID UE to decode the Global Cell ID

    from broadcast channel

    UE reports Global Cell ID

    LTE_Connected state

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    AUTOMATIC NEIGHBOUR RELATIONS

    whenever a new cell is introduced into the

    system it contacts a Operation Support

    Systems (OSS) in the network. The

    configuration server provides the new cell with

    the GID identity and an IP address OR/AND

    VLAN ID

    NEW CELL

    ADDED

    Operation Support

    Systems (OSS)

    GID

    IP address

    VLAN

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    OSS may initiate a network wide re-planning of PCIs

    when a conflict is detected.

    Serving

    Cell

    PCI=10

    PCI=

    6

    PCI=

    5

    PCI=10

    Operation Support

    Systems (OSS)

    neighbor cell

    relation (NCR)

    6,5,10

    neighbor cell

    relation (NCR)

    10,6

    neighbor cell

    relation (NCR)

    5,10

    neighbor cell

    relation (NCR)

    6,5

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    AUTOMATIC NEIGHBOUR RELATIONS

    The serving cell may order the mobile to read the GID

    This could be done for example:

    if the PCI is associated with a cell with handover failures in the past

    or

    if a central node such as the OSS has requested it.

    Or

    PCI conflicts

    This method makes use

    of mobile measurements to update the

    neighbour cell relation lists in the cells

    and to detect local cell identityconflicts, report the conflicts to the

    Operation Support Systems (OSS

    PCI=

    6

    neighbor cell

    relation (NCR)5,10

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    UE MEASUREMENT RORT

    WITH PCI

    When a measurement report is received from a mobile it is

    handled according to the following scheme:

    Is the PCI of the candidate cell already known in theserving cell (i.e. is the neighbour relation already established)?

    PCI=50

    Yes: Initiate handover decision procedure.

    Example

    PCI=40

    Neighbour Cell Relation (NCR)

    PCI VLAN ID IP address

    50 20 10.1.1.1

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    UE MEASUREMENT RORT

    WITH PCI

    Is the PCI of the candidate cell already known in the

    serving cell (i.e. is the neighbour relation already established)?

    PCI=50

    neighbor cell relation (NCR)

    Example

    No: Consider the candidate cell as a NCR list candidate.

    Order the UE to report GID. Obtain connectivity information for the

    candidate cell and signal to the candidate cell, directly or through the

    core network, about a mutual addition to the NCR lists of the two cells.

    candidateRequest for Global cell ID

    neighbor cell relation (NCR)

    40

    PCI=40

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    Hand over -Inter Frequency

    Transmission Gap

    Idle period

    Minimum one sub-frame

    Configured in UE by

    Enode BUE needs Inter frequent

    Neighbour list

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    Questions

    How many PCI are there?

    What is the function of the MIB?

    What physical channel is the MIB transmitted on?

    What is the bandwidth of a radio Block?

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    Questions

    What is the function of the S-TMSI and what allocates it?

    The total number of handovers are likely to be higher in LTE than in

    UMTS..Why?

    What is meant by a VLAN?