Miriam Goldman Cedarbaum Financial Disclosure Report for 2009

8/3/2019 Miriam Goldman Cedarbaum Financial Disclosure Report for 2009

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A O 10 FINANCIAL DISCLOSURE REPORT Report Required by the Ethicsin Government Act of 1978h e y . t / 2 o l o FOR CALENDAR YEA R 2009 t 5 u . s .c , a p p . 1 o 1 . 1 1 1 )I, Pe~on Repo rt ing ( las t name, f i rs t , middle ini t ia l ) 2. Cour t o r Organ iza t lan 3 . D a t e o f R e p o r tC e d a ~ b a u r ~ , M i r ia m G . US Di s t r i c t Cou r t -SDNY 05/07/2010

4 . T i t le ( A~ t i c l e i l l j udge s i nd i c a t e ac t i v e o r s en i o r s t a t u s ; Sa . Rep o r t Typ e ( ch e ck a p p r o p r i a t e t y p e ) 6 . Repo r t i ~ t g P e r i odm a g i s l ~ t j u d g e s i n d i ~ l c ~ u l l - u r ~ Nomination, Date . 01~1/2~9US District Judge- Senior ~Initial ~ Annual ~ Final t*1~1~0~

7. ~hambt~ or O~c~ Addr~s & On the b~sis of the Int~ation ~ontlined in Ibis Repo~ lad ~n~m o d i f i c a ti o n s f l ~ H ~ i n i n ~ t h e r e t o , i l i~ , i n m ~ o p i n i o n , i n ~ m p l i n n c eUS ~urt House with applicable Itw/and r~ulalion~5~ Pearl S~ectNew York, NY 10~7 Rev~g O~c~r, Dat e

I M P O R T A N T N O T E S : The instructions accompanying thls form must be followed. Complete all pa~x,checking the NON E box for each part where you hav e no reportable information. Sign on last page.

I . P O S I " fl O N S . (Reporting i n , ~ i, + + t u a t o . t y ; , ,e pt ,. +-~ of f i ling instruca ons.)[--] N O N E (No re por tab le pos i t ions . )

POSITION NAME OF ORGANIZATION/ENTITY1. Trus t e e Eme r i t a B a r n a r d C o l l e g e2. Trus l e T r u s t # 1

3. Board Member ........... ] Apa r tmen t Co r po r a t i o n4 .

I I . A G F , z E E M E N T S , e R ~ , o ,+ , x i nd iv idual on ly; see p p . 14-16 o f l i l i ng in s t ruct ions ,)N O N E (No repor ta b l e a g reemen t s .)

DATE P A R T I ES A N D T E R M S1 .


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F IN A N C I A L D I SC L O S U R E R E P O R T Name of Person Re~r|ing I Date of ReportPage 2 of 9 Cedarbaum, M iriam G. I 05/07, 01H I . N O N - I N V E S T M E N T I N C O M E . t R ,p o ~ l, g individuM and sp .... ; Set pp. 17-24 O f filing instructions.)A. Filers Non-Investment IncomeN O N E (No reportable non-investment income.)

D A T E SOURCE AND TYPE I N C O M E( y o u r ~ , n o t s p o u s e s )1 . 2009 Davis Polk & W ardw ell Pension $10,212 .81

2 . 2 1 P O 9 M u s e u m o f M o d e r n A ~ P e n s io n T r u s t -P e n s i o n $1,745.88

3.4.

B. Spouse s Non-Investment Income - U~ou we~ marded during anj po~ion o~the ~po~n~ ~e~, omp~e ~his ~e~ion.(Dollar amount ~ot re#uired except for honorarY)

~ NONE (Ro re~rtable non- investment income.)~ S O U R C E ~ D ~ PE

1 .2.3.4.

IV. REIMBURSEMENTS -~,~ro,~o,,, ~,~,(Includes thos~ to spo use and dependent children; see pp. 25-27 of ]iling instructions.)

N O N E (No reportable reimbursements.)S O U R C E D A T E S L O C A T IO N P U R P O S E I T E M ~ P A ID O R P R O V ID E D

1 .2.3.4.5.


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Name or Person Reporting Date or Repor~P a g e F I N A N C I A L 3 o f 9 D I S C L O S U R E R E P O R T I Cedarbaum, M iriam G. 0 5 / 0 7 / 2 0 1 0

V . G I F T S . a.d,,a..N O N E ( / go repotable gifts.)

S O U R C E D E S C R I P T I O N VALUE1.2.3.4.5.

~] N O N E (No reportable liabilities.)C R E D I T O R D E S C R I P T I O N VALUE CODE

1.2.3.4.5.


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FINANCIAL DISCLOSU RE REPORT Sa=e Of P e r s on Repo r t i n g Date of ReportP a g e 4 o f 9 C e d a r b a u m , M i r ia m G . 05/07/2010V I I , I N V E S T M E N T S a n d T R U S T S . . i .co,~ e, , ,~ t.e, ~ra..., tio.. annual, fhn. oI ,~ o~ re ~ ~,~ ,~U.~; ,~ r, . ~ 0 ~ : t~ ~ , ~

NONE (No reportable income, assets, or tramactions.)A. B. ~ ~ D.

D e s ~ i p t i o n o f A g s e t s I n .m e d u r i n g Gro~ va lu e a t end [ Transact~ during re~ng ~fi~( i ~ l ud l ng t ~ s l a s s e t s ) ~ p o ~ i n g p e f i ~ o f r e~ r t i ng pe f i ~ ~O) (2) (I) t (2) ( x ) (2) I O) I (4) ( ~ )P t a~ ( ~ " a f t e r e ach ~sct :~nt Ty~ (g., V a l u e [ V a l u e T~ ( g . , D a t e V a l u e ] G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i s c lo s u r e ~ ~ 1 d~. . ren~ ~e 2 : M e ~ h o d buy,~ l l , m m / ~ y y ~e 2 ~de I buyer/sel ler(A -~ o r i n L ) ( l - P ) C~3 r~dem~ ion ) ] (J-P) ( A - H ) ( i f p r i v a t e

1. H SB~ I RA S B In te res t L T2. Nassau Coun ty, NY Bon ds - l l /15 /13 B Interest K T3. New York S t a t e G. O . Bon d-11 /15118 B In te res t K T4. New York S t Dur r a Auth Revs ST A In te res t ff T5, NY NY Man W TR Fin Auth-6/15/15 B Interest K T6. NY NY Mu n W TR Fin Auth-6/15/17 B Interest K T

8, HSBC DEPOSIT ACCOUNTS B Interest M T9. New York Tr ans F i n -Futu r e Tax Seed - B In te res t K T2 / 1 1 1 31 0 . NYS UDC PIT-3/15115 B In te res t K T11. NY Thruway Fue l TX M BIA-4/1/13 B In te res t K T1 2 . Long Is l an dP wr , NY-6/I /13 B In te res t K T1 3 . NYEnvi ronm en t a l f acs 6 /15 /13 B In te res t K T14 . NY Env i rnm nt l P ITFGIC 12 /15 /13 B In te res t K T1 5 . NYSThruwa y SVC CTRCT-411 /14 B Interest K T

1 6 . NY UDC Per Inc TX FGIC-3/I 5 /12 B In te res t K T1 7 . V i r g i n I s l a n d P F A Rum Ta x -10 /l / lg B In te res t K T

1. Income Gain Codes : A - $ 1 . 0 0 0 or k s ~ B .$1,001 - $2~00 C -$2,501 - $5,000 D =$5.001 - $15,000 E ~$15,001 - $50,0002. Valae Cocl~ J = $ 1 5 , 0 0 G o r l e s s g =$15.001 - $50,000 L * $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M = $ 1 0 0 , O 0 l

(See Columns CI and D3) N =$250,001 - $500.I~0 O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , I :~ 0 P 1 = $ ] , 0 O 0 , 0 0 1 - $ 5 , 0 ~ 0 .0 0 0 1 r 2 = $ 5 , 0 0 0 , 0 0 1 - 1 2 5 . 0 0 0 , 0 0 0 .t . Value Method Cod~ Q = A p p r a i s al R =Cost (Real Estate Only) $ =Asscssrntnl T =Cash Mark~:t


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FINANCIAL DISCLOSURE REPO RT , ~ m , o r ee~o~ R e ~ o r t i ~ g [ D a t e o~Page 5 of 9 Cedarbaum, Miriam G.~

05/07/2010

V I I . I N Y E S T M E N T S a n d T R U S T S - i ~ o = , , ,..~,, transactions (tacMdtx those of spouse and dependent children: see pp. J4MO of fili~g in.ffmctionx.)N O N E (No re.stable income, assets, or transactiot~.)

o f A ~s e I s . I nc ome du r i ng I G r o s s v a l u e a t e n d Transactions dunng te~mng ~nod

Flam"(X)" after ~ach as~t ~ A m o u n t Ty~ (g., Va u e [ V a u Ty~ (g, D a te Value I Gain i ] d en t l t y o fe x e m p t f r o m p r i o r d i m l ~ u r . C~ 1 d i v . , ~n t , C~ 2 ~ Method buy , s e l l mm/~/yy Co~ 2 Co~ I:(A-H) o r i n t . ) ("P) l ~d*3 r e d * m p l i o n ) (,.P) I(A.H) ] (~privale

18 . ~ ST %~way Svc ~-1 l/lfi/l I B Interne K T

19 . New York ~ Ful ~ AMBAC-4/1~0 B Interest K T

20. NY Dorm Men~ Health FGIC-~IS/19 A Interest J T

21 . Indi~apolis lad ~c Pub Impt-l/l~ B lnterest K T

2~ Johnson & Johnson ~m B D i v i d e n d K T

~. ~u~dia National Co~ N o n ~ K T

24 . First Manhattan Cash & Cash ~uival~nts A I n t e r e s t J T

~. Brokcrage# 1 -Trust

26 . -Cash & Equivalents A i n t e r e s t N T

27 . -RHJ Inlc~ational ~mmon N o n e L T B u y 1~18~9 K(addl)

28 . -Am*don Expre~ ~mmon A D i v i d e n d K T

29 . -Berkshire Hathaway ~mmon N o n * K T

3 0. -Discovery ~dg Co~ ~mmon N o n e L T

31. -Johnson & Johnso~ Common A D i v i d e n d K T

3 2. -~ucadia National Corp. N o n e K T

33. ~nex Co~ ~mmon A D i ~ r i b u t i o n K T

34.

1 . In com e G~ in Codes : A =$1 .000 o t t e s s B

[ ~ c C o l u m ~ C 2 ) O =~k V~lue V ~h~ W


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F IN A N C I A L D I S C L O S U R E R E P O R T I N a m e o f P e r s o n R e p o r t in g [ Date of ReportP a g e 6 o f 9 IVII. INVESTM ENTS and TR USTS - ineo . . .. t,,, t ..... t i o n x (lnctudes those of sp ...... d d e p e n d e n t , h i l d r , n ; s e e p p . 3 1 - 6 0 o.tilling instructions.)

N O N E (No repor table incom e, asse t s , o~" t ransac t ions , )A. ~ B. c. D.D e s c r i p t i o n o f A s ~ t s i I n c o m e d u r i n g Gross value al end T r a n s a c t i o n s d u r i n g r e p o r t i n g p ~ r i o d( inc luding t~st assels) i r e p o r t i n g p e r i o d n f r e l ~ a r t l n g p e r i o d. ]P l a c z " ( X ) " a f t e r e a c h a s s e t ~Amo untI Type (e .g . , Value Value T y p e ( e . g , , Date I Value ] Gain I d e n l i t y o fe x e m p t f r o m p r i o r d l s c l~ s u r e i Code 1 day. , r en t , C o d e 2 M e t h o d b u y . ~ 1 1 , mm / dd / y y C ode 2 C ode I buyer/sel ler~ ! (A-h) , o r i n t . ) ( . I - P ) C o d e 3 r e d e m p t i o n ) [ (JP) / (A-H) ( I f p r i v a t e

; : ._.L. ( Q - W ) ~ ~ t r a n s a c t i o n )

3 5 , - J a rnemown , NY-11 /15 /18 B In terest R edeem ed 11 /16 /09 L A

3 6 .

3 7 . -Me t r opo l i t a n T r a n s Au th B In te res t K T38 . -C it yo fN e w Y o rk Bo n d s D In te res t L T R e d e e m e d 03/16/I}9 K A( p a r t )39. -N-/IqY Mun W TR Fin Auth-6/15/33 B In te res t K Tt~ . -NrC Heal th & Hospi ta l -2/15/20 B In te res t L T41 . -Por tofAuthor i ty of NY & NJ-01/15/39 B In te res t L T42. -NYSTHous ingAuth-9/15/28 C In te res t L T43 , -NY Dorrn C In te res t R e d e e m e d 07/01109 L C

45 . - P u e r to R ic o C o m m o n w e a l th C [nterest L T4 6 . -Wi l l i am F~oyd UN-6/15 /20 B In te res t L T47 . Firs t Manhat tan Co . Rol lover IRA48 . -Cash & Equiva l en t s A In te res t O T4 9. - RHJ In t er n at io n a l C o m m O n None L T Bu y 1 7 . , 2 3 / 0 9 K

( ~ d d 0

5 0 . - A m e r i c a n E x p r e s s C o m m o n A D i v i d e n d K T

51 . -Be rksh i re Ha thaway Com mo n None K T

( S e n C o l u m n s B ] a n d I ~ ) F =$50,001 - $ I00,090 G =11~,~1 - $1,~,~ H] =11,~,~1 - $5.~,~ 112 ~M~t ~an $5,~,~

(See Column ~) U =~i Vi]ue V ~lh~ W = E s li m a t ~


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N a m e o f P e ~ o n Repo t t i n g D a l e o f ReporlPa geFINANCIAL7 o f 9 DISCLOSURE REPORT C e d a r b a u r u , M i ri a ru G , 0 5 / 0 7 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i.c o= e , ~ a Z o e . ~ n ~ e a o n , a n c i ~ d o s t h o s , o / , p o u s e ,n d , ~ e ~ d e n , children; f t e e p p .N~NE (No re po r tab le inc om e , asse ~ , o r t ramac t iom . )

A. I B. C. D.~ s c r i p t i o n o f A s s e ~ In.me ~ing G~ value at end T r a n s a c t i o n s d u r i n g r e ~ i n g p e r i o d(including trust a~) reposing ~od of re~ng period

o) (z) o) ] (2) 0) ( z ) I ~ 3 )~I~ "(X)" afl~ each ~t ~nt T ~ e ( e . g . , Value ~ V a l u e

T y ~ ( ~ . g . , Da~ ~ Valu~ ~ Gaini I d e n t i l y o fe x e m ~ fromprior d~cl~ure ~ 1 ~v, ~nL C o d e 2 Moh~ buy, se l l , ~1~ Code 2 [ ~de i ] buytr/~tlet

I (A*~ o r i n t . ) ( J - P ) ~ ( Q - W ) [ I C o d e 3~dempti~) , ( J - P )

]I(A~l]t r a n ~ t i o n ) ( i f p z i v a t e

5 2. -Disc0ve~ ~dg ~mmon N o n e L

53 . - John s on & . John s on C o r n B Divi dend L T

54 . -Leucad i a Na t i ona l Corp None L T55 . - O n e x C o r p C o m m o n None K T5 6. Le uc ad ia N at l co rp C Interest L T B u y 10/22/09 L( a d d I )5 7 . U S T r u s t A c c o u n t ( X ) N o n e .I T

58 . United States Teens Bills 4 ~9/09 A I n t e r e s t M T59. A s c e n t M e d ia C o r p S e r A N o n e J T60. A s ce n t Me d i a C o r p S e e A None J T61 .

1 . I n co m e C a i n ( ~ n d c s : A =$1.000 or I t , s B *$1 ,00| - $2.500 C =$2 ,501 - $5 ,000 D = $5 ,001 . $ 1 5 .000 E = $ 15 ,001 - $ 50.000( S e e C o l u m n s B 1 a n d D 4 ) F =$50 .001 - $100.000 O =$100,001 - $1,000,000 HI =$1,000.001 - ~5,000,000 k l~ =Mo r e th a n SS ,0 f lO, f l002 . Va lu e Cod t s J -$15 ,000 o r t~ s , s K =115,001 - $50,{X}O L =$50,00t - $100.1~0 Iv{ =$10~001 - $250,000(See Co lun~a s CI and D3 ) N =$250.001 - 1;500.000 0 = $5 00.001 - $I.D 00, 000 P I =$ 1,000,001 - 15 ,000,000 P2


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F IN A N C I A L D I SC L O S U R E R E P O R TPage 8 of 9

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .page 1, Section I. Positions - Position #2 Ex ecutor ofF.state #1 w as terminat,~as of September 26, 20 07 w hen estate was closed.


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FIN A N CI A L D IS CL O S U RE RE P O RT S ~ m e o f P , .o n a ~ p o ~ . g n , ~ , o t a e p o ~Pag e 9 o f 9 C e d a rb a u m , M i ri a m G . 05/07/2010IX. CERTIFICATION.

! c e r ti f y tha t a l l i n f o rma t i on g iv e n a bove ( i nc lud i ng i n f o rm a t i on p e r t a i n i ng t o m y spous e a nd m ino r o r d e p e nde n t chi l d r e n , i t a ny ) i sa c c u r a te , t r u e , a n d c o m p l e t e to t h e b e s t o f my know l ed g e an d b e l i e f , a n d th a t a ny in fo rm a t i o n n o t r e p o r t ed was w i thhe l d b ec au s e i t me t ap p l i c ab le s t a t u t o ryp rov i s i o n s p e rm i t t in g n o n -d i s c l o s u r e .I f u r the r ce r t i f y tha t e a r n e d I ncome f r o m ou t s i d e em p loym en t a nd hono r a r i a a nd the a cce p t a nce o f g i f t s wh ich have be e n r e po r t e d a r e i ncomp l i an c e wi th the p ro v i s i o n s o f 5 U .S .C. ap p . 501 e t . s eq . , 5 U .S .C . 7353 , an d J ud i c i a l Con fe r en c e r eg u l a t i o n s .

S i g n a t m

NOTE: ANY INDIVIDUAL W HO KNOW INGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT M AY BE SUB JECT TO CIVILAND CRIMINAL SANCTIONS (5 U .S .C. app . 104)

FILING INSTRUCTIONSM a i l s i g n e d o r i g in a l a n d 3 a d d i t i o n a l c o p ie s t o :

C o m m i tt e e o n F in a n c i a l D i s cl o s u r eA d m i n i s t r a ti v e O f f ic e o f t h e U n i t e d S t a t e s Co u r t sSu i t e 2 -3 01O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D .C . 2 0 5 44

Miriam Goldman Cedarbaum Financial Disclosure Report for 2009

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Transcript of Miriam Goldman Cedarbaum Financial Disclosure Report for 2009