Michael R Murphy Financial Disclosure Report for 2009

8/3/2019 Michael R Murphy Financial Disclosure Report for 2009

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~b w FINANCIAL DISCLOSURE REPORT R ~ p o ~ t R e q u i r e d b y t h e E t h i csin Govermnenl Act of 1978Rev. 1/2010 FOR CALENDAR YEAR 2009~. Person Repr~ rti~g (last name~ tirol middle i[tia]) 2. Cm~rt or Organization 3. Date of ReportMurphy, Michae| R. U.S.C.A., 10th Circuit 05/11/2010

4. Titie (Article II1 judges indicate active or senior status; 5a. R eport Type (check appropriate type) 6. R eporting Periodraagistratejudges indicate full- or part-time)[] Nomination, Date 01}01,12009Article H1 Judge, active [] loitial [] Annual [] Final to12/31/20095b. [] Amended Report

7. Chambers orOff ice Address 8. On the bas is of the information contained i~t th is Report and anymodificalioos perta ining thereto, i t is , in m y opinion, in co~nplianeeBennett Federal Bldg., thn.5438 with applicable lows and regulations.125 South State StreelSalt I,akc City, UT 84138-1 ] 81 Reviewiog Off icer Date

I M P O R T A N T N O T E S : The instruction~ accompanying this farter mast be followed. Complete all parts,checking the NONE boxJbr each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . t ~ e ~ , o , ,i , ,g ~ , ,a i ~ a , ,~ o , ,~ y : s ~ , ~ . ~ - . of fi llng instructio,ls.)N O N E (No reportable positions.)

P O SIT IO N N A M E OF O R G A N IZA T IO N /EN T IT Y1.2.

5.

I I . AGR EEMENTS. m~ ,o, , ,,~.D NONE (No reportable agreements.)

DATE P A R T I E S A N D T E R M S1. See VIII Utah Judicial Retirement


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Ja m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tF IN A N C IA L D IS C LO S U RE R E P O R T| Mnrphy , M icha el R ,age 2 of 7 . 0 ~ / l ! , 2 0 1 o1

I Il . N O N - I N V E S T M E N T I N C O M E . a~,,.o.,i,. ~ , , , ~ i v , , ~ , ,a ~ . , ,, m , o . . .; . ,. ~ e p p . ~-2~A. Filers Non-lnvestment Income

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE (yours, not spouses)

1.8-12/2009 Annuity - State of U tah judicial retirement plan. Monthly payments made $3,562.32since Augu st 2009. (Amoun t show is a m onthly distribt:tion.) (SeeSection VIII)

B . S p o u s e t s N o n - I n v e s t m e n t I n c o m e - lf you n,ere married during any portion oJthe repartit~g year, complete this sectlotL( D o l l a r a m o t m t n o t r e q u i r e d e x c e p t f o r h o n o r : ~ r i a . )

[~ NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

1.

I V . R E I M B U R S E M E N T S - -, ., ,, ,~ - ~ , ,. o ,i o ~ , lodging, Jbod, entertoi ...... I,(lnchtdes those to spottse and depende~t children; see I)p. 25-27 t~f!ling instructions)

~ NONE (No reportable reimbursements.)~ ~ LO~ATION PURPOSE ITEMS PAID OR PROVIDED

I. American Ban~uptcy 01/2212009 to Denver, CO Educational Conference - travel, lodging & foodInstitute 01/24/2009 Speaker/mediator2. University of Alabmna 04/0712009 to Birmingham, A L Moot Court Competition travel/transportationSchool of Law 04/09/200o9

4. American Cou ncils for 10/14/2009 to W ashington, DC Orientation Program - transportation, lodging & foodInternational Education I 0/16/2009 hosting international judgeslbr Open ~ orld Program


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F IN A N C IA L D IS C L O S U I ,~ R E PO R TPage 3 of 7

V . G I F T S . ( l n c t . a e ~ " those to ,~lw ....... d depe,,aent cl~itdren; see tP- 28-31 oJTiling instructlonsONON E (No reportable g ~s.)

SO U R C E DESCR IPT IO N V A L U EI.

2.

3.4.

5.

V I . L I A B I L I T I E S . c t , ,~ , , a ~ . , ~ , o ~ , . o , ~ s , o , , , , ~ . ~ ~ , d d ~ , ~ , ,a ~ n t c h i l d r e n ; see p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

C R EDIT O R D ESC R IP T IO N VALUE CODEI.2.3.4.

5.


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FINANCIAL DISCLOSURE REPORT NPage 4 of 7 [ Murphy, Michae R. 05/I 1/2010VII. INVESTMENTS an d T R U S T S -- t, ............~ N ONE ~o reportable income, assets, or transactions.)..........................................................A.-~~ ............D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G ro s s w l u e a t e t ~ d l r a n s a c l i o n s d u r i n g r c p o r l i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) ~ reporting period o f r e p o r t i n g p e r i o dP l a c e " ( X } " a R e r e a c h a s s e t ~ A m o u n t ~ T y p e ( e . g ., Value V a l u e ~ T N ~ e ( e .g . , D a t e Value G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e { C o d e I d i v . , r e n t , C o d e 2 M e th o d . b u y , s e l l . m m / d t ~ y y C o d e 2 C~e 1 buyer/seller~ (A-H) " o r i n t . ) ( J - P ) ~ Code3 ] r e d e m p t i o n ) ( J - P } ~ ( A - f [ ) ( i f p , i v ~ l e................................................... ............... . 1 . . > . . . . [ L ..............

1. W ells Fargo IRA Acct. No. 2 A Interest Closed 1 2 1 0 7 / 0 9 3 A2. - W F Money Market FD A 13ividend J T3. - CREF (U. of U.) C " Dividend K T4. - CREF (Rowland) I) Dividend K T5. Wells }:argo NA Checking Aoct A Interest K T

6. W ells Fargo IRA Account D lnt./Div. N T Distributed 12/30/09 K(part)7. - Wells }argo Money Mkt h645 A Interest Distributed 4 1 0 2 / 0 9 J(part)8. Closed 6 1 4 / 0 9 J9 . - U. S. T reas. Note dtd 2/15/2002 dne B Interest K T2 / i 5 1 2 0 1 2it). -l S ~ a , e s s a p (part)

1 2 . ~ - Emerging Market Fund VWO A Dividend K T Sokl 2/5/09 JIntl Equity (part)1 3 , Sold !2/08/09 J(part)lg . - I Share S&P 500 Growth Index IV W B " Dividend L T Sold 2/5/09 J A(part)t5 . Sold 1 2 / ! 1 / 0 9 J B(part)1 6. -DiamondTrustSeries t DIA -,] A Divideud Sold 1 / 1 2 / 0 9 K C1 7 . - I Share S&P 500 Value Index IVE B Dwidend K T Sold 2/5/09 .I

t. Income Gait~ Codes: A =$ 1,000 or less B ~ .$ 1,001 - S2,5~ C =$2,501 - $ 5.000 D(See Co[umn~ B I and D4) F =$ 50,001 - $ } 00,0OO G ,=$ 100,00 t - $ 1,000.00O I I 1 =$1 .~0,00 ~ - $ 5,001),~ 112 = More tha n $5,000,0002. VB{~ C~s J =$15,000 or tess K =St 5,00I - $50,)0~1 L =$ 50,001 - $100,000 M =$ {00,001 - $250,000(go* Cohmms C t and 03) N =$256,001 - $ 500,000 O =S500 0{}t - $1.000 0~ I 1 =$1,0O0,0Ol - $5,0~ ,0~ P2 =$5,~0,001 - $25,000,000P3 =$25,000,~! - $50,000,~0 P4 =M


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FI N A N C I A L D I SC L OS U R E R E P O R T N a m e o H " P . . .. . , R e p o r t i . g D a t e o I R e p o r tP age 5 o f7 Murphy , M ichae l R. 0 5 1 1 1 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i . , . o , , ,~ . ~ . ~ . e .t . . .~ , ., . . o .. a, ,c~ , ,aes ,hose o ~ ....... d depot , dent children s e e p p , 3 4 - 6 0 o J J i l h ~N O N E ~ V o reportable income, assets, or transactions,)

.............. S~ ~ C. " ~ ..........................................B, D.De~ril)lion of Asset~ Income during ~ (;ross vulue at en d ~ Transactions during ~porting period

(including trusl ~ssels) repoging period of reporting ~riod

Place "(X)" a~er each asscl Amoum :: Type (e.g.. Va ue Vaue Type (e.g., Date ~ Value Gain ]demity ofexempt fromprior di~osurc Code ] ~ div,,rent. : Code 2 Method buy, sell, ~mm/d&yy ~ Code 2 C~e 1 buyertscJlcr(A-H) [ or int.) :: [J-P) Code 3 redemption) ~ (J-F) (A-H) (ifprival

. . . . . . . . . . . . . . . . . . . . . . . . [ _ ] ( Q - W ) I transacfiou)

1 9 . - 1 Shares INC MSC1 EMU Index EZ U B ~ividend K T S o l d 2/5/09 J2 0 .

2 1 . - 1 S h a re s ] R S m a l l C ap 6 0 0 I n d e x l J R A Dividend K T S o l d 2/5/09 J~ ~ ( p a r t )!22.

2 3 . - Mideap SPDR MDY A Dividend K T S o l d 2/5/09 J A( p a r t )2 4 .

2 5 . - S & P D e p o s i to W R e c e i p t s ( x ) A Dividend K T B n y !/8/09 KSPY2 6 . S o l d 2/5/09( p a r t )2 7 . S o l d !2/11109 J B( p a r t )2 8 . V a n g u a r d - P r im e M o n e y M a r k e t F u n d B Dividend C l o s e d 12/11/09 K I 3

(See Colurons B I and D4) F =$50,001 - $1~,~0 G =$ I00.~l - $1,0~.0~ H 1 =$ 1.000.001 - SS,00O.000 H2 =Mo~ than $5,000,(~02, Vah)e Code~ J ~$15,000 or I~ K =,$15,001 - $50,000 t. =$50,~ 1 - $10O.000 M =$ 100,001 - $ 250.000(See (olumns C~ and D3) N ~$250.001 - $500.~0 O ~-$500.001 - $1.000.000 PI =$1,~0,001 - $5,0~.000 P2 =$5,000,001 - $25,000,000

(See Column C2) U =B~k Val~ V -Other W :~limated


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F I N A N C I A L D I SC L O S U R E R E P O R T N ..... fP ..... Repoi~il|g Dateofl~epal-[Page 6 o f 7 Murphy, l~|lchael R. 05/I 1/2010

V I II : A D D I TI ON A L I N FOR M A TI ON OR E X P L A N A TI ON S .Part 1[1: Non-Investment IncomeAs of the date of m y resignation from the Third District Court, State otUtah, in Oc tober 1995, I had accumulated nine years in the stale judicial retirement plan.February 2009 l transfer~ed ftmds from the Wells Fargo IP, A to purchase an additional year, bringing my total years to ten. That qualified ~ne to receive benefitswhen I reached the age of 62 in Augu st 2009. This is an annuity t,ype plan. In Agust 2009, I began receiving monthly payt,aents from U tah State JudicialRetirement Plan, for a total ors 16,293.24 received in 2009.


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FI N A N C I A L D IS C L OS U R E R E P O R T ~ . . . .. . , ~ P e d r o . R e p o r t i n g O a ~ e o f l ~ p , , r ~Page 7 of 7 Murphy, Michael R. 0 , 5 / 1 1 / 2 0 t 0 ,

IX. CERT IFICAT ION.I certify that all information given above tincludlng infl~rmation perta|ning to my spouse and minor or dependent childreu, if any) isaccurate, true, aml complete to the best of my knowledge and belief, and that any information not reported was withheld bcca~se it met applicable slatotoryprovisions permitting non-disclosure.! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U .S.C. app. 501 et. seq. , 5 U .S.C. 7353, and Judicial Ctmference regulati~ms.

NOTE: ANY INDIVIDIJAL W HO K NOW INGLY AND W1LFU LLY FALSIFIES OR FAILS TO FILE TH IS REPORT MAY BE SUBJECT TO CIVILAND CRIMINA L SANCT IONS (5 I3.S.C. app. 104)

F1L1N G IN ST R U CT ION SMail signed original and 3 additional copies to:

Committee on Finaucial DisclosureAdm inistrative Office of the United States CourtsSuite 2-301One Colum bus Circle , N.E.W ashington , D.C. 20544

Michael R Murphy Financial Disclosure Report for 2009

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