Michael M Baylson Financial Disclosure Report for 2009

8/3/2019 Michael M Baylson Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/michael-m-baylson-financial-disclosure-report-for-2009 1/19

A o t o FINANCIAL DISCLOSURE REPORT R e ! , , ,, . t R ~ q , i , .e , ~ t , 3 . a , e ~ . , J , i , : ,i n Go ~ernn ten t A ~ t ~ ’ 197 ,~’

~ e ~ . z , ~ 0 ~ 0 FOR CALENDAR YEAR 2009 0 w xc. , ,p.o..~:,~o~-~

I. Pcrs.n Reporting { last na~nc, firs’t , middle iIfi t iail 2. Cour~ or Organ izat ion 3. Date nf llep.rt

Bityl.’;o;I. Michael M. US.D.C. Eastern [)l~t Of Pa. 0~ 0L’2010

4. "rifle !~rtiulc Ill judges indicate active m scmor xta~u.~; Sa. Rcp.rl T? pc ~¢hcck approprlale tyF¢~ 6. Rcp+~r ring Period

U.S. District Judge- acdve ~ I:fitiai ~ A ....... I ~}’real I, ,

5h. ~ Amended

3SI0 U.5. [ .~ourthousc ~*ith applicablr la**5 and,

~lJ l Mar ke t S t r ee t

lq]~k~de]ph[a. PA 10106

I ~ IP O R T A N T N O T E S : TJw i,txtruction.~ accontpu,9.ittg this fi, rm ,nu.~t be followed. {’~t, tplete all parts,

the :’VONE box f i~r eul h par t where . )’ou hat ’ rio repoe table i t~formal ion. Sigt t o t t lust page.

~ N O N E (No reportable positions.)

PO SITIQ N NAME OF QR(.L’~NIZAT!( .) iN~ENTITY

2.

3.

4.

5.

~ N ON E (N o reportable rtgrd~,tr~cnls.)

DATE PARTIES AND TERMS

2.



FINANCIAL DISCLOSURE REPORT ,~ ..... fp ..... R e p o r l i n g

I

D a t e o f R t . p o r !

of 1 9 B a y l s o n , M i c h a e l 5 1 . 04,’01120111

I I i . N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g i n d i ,. i, lu n l andsp, ,u~e¢ ~ e e p p . 1 2 - 2 4 ,,J’fil ing instruction.,.)

A. Filer’s: N o n - ln v e s tm e n l I n c o m e

N O N E (No reportable non-investment income.)

DA’I’ t~ S O U R ( T E A N D T Y P E

[yours. not

[ 20[)qPenn Law School

2

3

4.

!]. ~pOUSI~’S Non-I Ilveslmen| ] ncome - tf),,,u were married duri.~

~ N O N E (No reportable ram-investment income.)

D A T E SOURCE AND TYPE

I . 2 0 ~ 9 Sell’Employed Physician

2.

3

4

I V . R E I M B U R S E S ’ I E N T S ....... . ..... ;,, ~,a~,s.x,/o,,a, ....... i

~[~ NONE (No reportable reimbursements.)

SOIJ~ I)ATE~ LQCATION ~ I T E M S P A I D O R P R O V I D E D

I New Yo~ k Inlellectual March 27-28. 2009 New York. NY A~mual Judges Dinner Travel Expensesropc~y La~v Associatiou

3

4

5



F I N A N C IA L D I S C L O S U R E R E P O R T

of 19

~ N O N E (N o repor table gi f ts.)

~ DE$ ( .~£ IWH ON V A I . [J F ,

I.

2.

3.

4

5.

VI. 1 ,1 A BI IAT I ES. a~a~ ,~ o~ o~ . ,po . . .. ..d dependent children; ~ e e p I , . 3 2 - 3 3 of filing i ........ "tion~.)

~ N O N E ( N o reportable I~abilities.)

C R E D I T O R DESC RI P’ I ’ I O N VAI.UI~ CODE

1 Amcri~rade Margin LoanM

2.

3.

4



FINANCIAL DISCLOSURE REPORT

I~ ; .....

rP ..... l ~ e p o r a . ~ -

Pfl~°~ 4 Of 1 9 Baylson, Michael M. 0M01/2010

N O N E ~ o reportable income, assets, or transactions.)

Description of Assc~s Income during Gross va~ue al end Transact ions dur ing tepom n~ pcr~d0ncludmg ~rus~ asset~) ~ reporting pe~t~d of rcporhng period

~ d~v, ~ent, Code 2 Method buy. sell

I. Alcatel-Lucenl None l "F 2 0 1

2. Cisco Syslcms Inc. No ne J T 200~ l . inc 47

3. Cit igmup Inc. Nonc l T Sold 03.’03’09 l A 2008 L,nc 207. (pa n)

4.Bu y 01/15/09 J

[add’l)

5B uy 01/16/09 J

{add’l )

Bu y 03/16/09 J[add’l)

7. Comc~t Co[p Class A A Dividend Sold I,:09/09 J A 2008 l ine I I

~. Comcast Corp Class A Special A Dividend Sold I I,’10/09 J A 2[}118 line 12

9 C B R XNone J T Me rg e d 2008 l ine 48

(with l ine 10)I 0. C~Iumb~a l.abs

None J T 2008 l.inc 2

Entcrcom Communications Corp. None J T Buy 03/20;’09 J 2008

{add’l)

12 First Niagara Fimmcial Group. Inc. A Dividend J T 20[)N L in e 4 5

I 3 In tel Corp A Dividend K T 200g I.i~c 5 I

1 ,1 LSI LogicNonc j T

2008 Lm c

Nt~rtcl None J T 2008 Lmc 85

( h ~colog ix l ech I nc . No~c J T Me rg e d 2008 I i~e 3g(with l ine 18)



FINANCIAl, DISCLOSURE REPORT

[

N ..... fP .....rrpo,fi.g

I

of 1 9 B a ) l s o n , M i c h a c M. 0 4 1 0 1 i Z 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S -i ........ .r ......... ao., a,..t.a.s ,~,,,.e ,¢ w ...... s aw..ae,, c~ita ........ pp. Ss.60 orfillnx

N O N E ~ro reportable income, assets, or trans¢tctions.)

¯ . r~ c. -bDcsC~pl~On of A~sels [ l r ~ c o v n ¢ d u r t n ~ Gross ’.aluc at end ]ran~act~o.s du6ng Icpor6ng period

I~ Oncologix l’ech lnc N o n e ] T 2{1[1~ Line

19 O p k o H c ~ hh In c .N o n e J T 2008 I . ine 264

20 . Pc n n s y lw n la R e a l E s t a t c In vs t A Dividend j Y B uy 03 20;(~9 J

: : 2 ~Buy 03’23.09 i

9~

~add’l}

.- Pe p ~ o ys A Divide~d J T 200~ IAne 213

23 . Ihogenics Pha~accu6cals N n ~e K T Sold 03/03.’~ K A 2008 Line 192

24 .Bu y 0317..’09 J

(add’l l

Bu y 0318’09 J(add’ l l

26 .B uy 03/23/09 J

(add’l)27 .

Bu y 05.29,09 J(add’ l )

f~ u) 0916:09 Jt~dd’lt

~ a d d ’ l ) .30 Pr0logis A Dividend J "1 t luy I 2 2S 09 J

()~ cmmCommumcmions A D:viOcml K T Sold 0302 09 K A 2008 Line54 ’~,parl)

32 [)west Commumcallons [nlcrnatitmal lnc. A D;x Mc . d J T 200fi [..irl(" 55

33 . Res our ce Capi ta l Cor pA D~vtdeml J q B uy 12 2S,,09 J

34 . %al~’~ard Scientifics lncN.nc K T 2008 Line 56



FINANCIAL DISCLOSURE REPORT I n .....e,,~o, a,po,~i.:

V I I . I N V E S T M E N T S a n d T R U S T S _ i ........ ,0~ ........... i,,., anrlude,, ,ho,e q,p ..... d dwendent children; see PI’. 3 1 - 6 0 q]iling i

N O N E ~ V o reportable incom< assets, or transactions.)

A. B , C " D.

Pla~’~IX)" nt’lr~ e~ch assel . & m , ~ u n [ Type Ic ~ . . k , ’ a I u e Value T y p e ( e g . Date VoI~c G a i ~ ; ; h l c n t ~ t y

35 Si~hxNone Sold {)9,"J 5,:09 K A 2 0 0 ~

(part)

Sold 09’16, ’09 K A

Sold 10,14.,09 .1 A

3~1’05/09 J A

3OSold I I,"23/09 J A(part)

40

I 1/24/09 K A

41 Su n M~cros)s~c.~ ln~.None J T 2008 Line

42 " l ~ , ~ oNone .f T 2fl(),~ Lm e

43. ]evaA Dividend K T Sold 02/27/09 L E 2008 l . inc

¢ p a n )44 . ]/nlsyg Cor~None J T

200g Line

45 . W ~hington NILIIII;JI A Dividend J T 200~ Line

46 %V~t Idiom h . :None Closed 0]:Olt09 J 2 } ~ I.inc

, V I H ).I 7 I 1[. lnc

N o n e Closed O 1 , 0 1 ,’09 l 200~ I . in~VIII)

4~ .

49

50 lntcrt~ational Business Machines C Dividend M T 2008 Line 21




J N . . .. .

f ~ ’ . . . . . a . p ~ r , . : O ~ , ~ of" 19 ~ . y l s o . . M i c h a e l M .

0 4 / 0 1 1 2 0 1 0

N O N E ~ o reportable income, assets: or transactions.)

Description of AssclsIncom e during G ross v alue at end ’, 7 ran~actitms durin~ reporting period

P l a c e " ( X ) " a f t e r c a c l~ a * ~ c t Amount ~ Type {cg V alue V alue T y p e { c g . . , Date Value G ain Iden tity ~Ixempt frnm prior disclosure Code I~ div , ~ent, Code 2 Method ~ buy. sell : r am d ~y y Code 2 Code I btD.e~’sellm

; (Q-W)t ransacmm}

52 WaJmart De Mexico SASponsored ADRA Dividend l "[

2008 I . ine

5~

5,1.

55 . Ge n t : r a l Mo to r s C o rp . A Dividend M c r g c d 2008 Line 19Iv, qth l ine 5 6 )

56 General Motors Corp. Class H New N o n e J T2 0 0 8 l.ine 20

5 7 . P ro lo gi s T ru sl S P , IA Dividend J T 2008 l,ine 31 -

58 . TPI E n te rp r i s e. In c .None J T

2008 Line 32

59 .

6 0 .

61 CMF Money Mar ke t P or t f o l ioNone J T 2008 Line 38

62 A ’ F & T C o r p . A Dividend J T Sold 03.20,’()9 J A 2 0 0 8 Lin e 6(pan)

63 .Sold 0 3 / 2 7 / 0 9 J AIpart)

Sold 04/02,;09 K A(pard

65 F lank of A m er ica A Dividend K T2008 Lmc 7

66 BP PIc Sp o n s o l c d AI ) RB Dividend K T 2008 Line 8

67 Conoco I nc . C la s s BA D M d c n d K ° 1

2008 l.me 13

68 ~ ? o mc a s l C o rp C la s s A A Dividend.Sold I.’13/09 J A 2008 l ine 40



FINANCIAL DISCLOSURE REPORT ~ ..... [P .....Reporting

N O N E (No reportable income, assets, or tra~sactions.)

A B. C D.[ )cscr ip~ion of A s s c ~ luc,~m e during ~ ;ross v alue at end T~ar~sactions during repom~g pert~,d

lincluding ~st asse~) ~cpo~ling pe~od ~frcpurlmg perit}d

(2) ~3~ ~4) ~ (5)

C~)mc;~st Corp Class A Special A l)ividend Sold I I,’13~09 J A

I7 0. Equi l~tx Inc A bi~. idcnd K T 2(1(1~ I.me 15

~71. E xc h9 9 ~ ’o ~ (: I ) ividcnd L T 2 0 t )S Lm c 1 6 :

72 . Ftdcli~, N~lional In lbrmat ion Scm’l~c~ A Dividend J T 200S Line 9

73 G ener a l [ . i e c~h c Co B Dividend 1, T

7 4. JP. Morgan Ch&se & Co. Common New A Dividend K T 2 0 0 ~ I,me 22

7 5 _ L P S I n c A Dividend J T Spin~ff

(fromHne 72 )

7 6. PNC F in a n c i a l Se ~ ’ i c es C o rp . A Dividend K T Me rg e d(with l i n e 7 7 )

7 7 . PNU Financial Sc~ices Co~. A Dividend J T 200~ I mc 43

78 NCR Cor~ No n e J T 2008 I.me 27

7 9 . Tc~adal~ N o ~e J T Spinoff(fromline

~0 . ~Vcl ls Farg t~ 0~ctviously W achovia Corp . A Dividend J T 200~ l . inc 332"d~

~ t W estern Dig i tal Co~p . Dot No~e ] T 20

~2 . Franklin Mutual Se t } :und In~ . A Dividend K T Bu) 12 10 ¢ 0 9 K 20118 I inc 3(,(add’ l )

83 t lc t~dcrson h~tc~at ional Opportuni t ies Ft tnd A Dividct~d L T Bu y 2 I0,.09 K

84 Mtm d cr F und~ I nc . Ne tnc t F und Clas s CNo n e J T 211118 Line 37

H5




o f ! 9 Ba:’~,,,,,

VII. INVESTM ENTS and TRUSTS -i .........

~ N O N E (No reportable income, assets, or trans,tctions )

A. " .... ~ C . ~ .

87. Fxxun Mobil Corp. A Dividend Sold 02:26,09 .I A 20U8 I.mc I

9O

91 . C o m m a n d M ’ o n e y F un d A Interes t J T 2008 lane 5

9 2. Alcatc l-Luccnt N o n e J T 2008 Line 24

93 Delphi ,’\ummotive Systems Corp. None Sold I I.’O4,’09 J A 2008 Line 14

9 4. Ideate Inc. N o n e J T 2008 Line 184

9 5. MIIM Settees Inc. N o n e J T 2008 Line 25

96 Kcyco~. New None J T 2008 l.me 23

97 Via c o n ~ In c . C la s s B N o n e Closed OI’0U09 J 2 0 0 8 Lin e 3 {Se e

98 M0turo~a lnc N~mc (’h~sed 0 1 ~ 0 1 : ’ 1 ) 9 J ; 2(1(1~ l ine 2~hSee sou

99

li)l. MSIF(;lobal Franchise l’ortlblio A Dividend J T Duy 10,02;09 J

A Div idend K T Bu y 10’0Z:09 K [VlSIF US Mid Cap V a lue



F I N A N C I A L D IS C L O S U R E R E P O R T .~ ..... fp .....R,rpordng

Page I 0 of 19 n . ~ . ~ o , , , M i c h a e l M .

VI 1 . INVES TM ENTS an d TRUSTS - ;.,. ...... z,,. tron, ut’tl . . . . . I n t ’ l u d e s t h .....¢,,p ........d depe,,de,,t child,n; see P l " 1 4 - f i 0 of Jillng i

~ NONE (No reportoble income, osst:ts, or

A B. C. ~

1 0 3 MS IF Glo ba l R e a l E s t a l c A Dividcn~ .I r2 ~ 1 ( 1 ~

~ MS IF A~ h~ c In t l A l lo c a tum B Dividcm K T 2 0 0 8 hn ¢

1 0 ~ MSIF Freer(in( Mkts A Dividend J T 2008 l ine

106. MSIF US Snlall C ap Va~ue(Formerly None K "1MSDW UGMA Small Cap) 2{}1}8 I.,inc

1 1 ) 7 MSIF Mid Cap G~th ([:onnerly MSDW A Dividen{ K TU G M A M i d C a p G r m v t h ) 21108 Line

~ [ ) 8 . MSIF Large Cap Relat ive Value (Fo~cr ly A Dividend K TMS~W UGMA Equhy) 2008 I

1 1 ) 9 MS[F Sys~cma[ c Active S m a l lNone Sold 01:01/09 K A 2008Line 187(Se~

VIJ[ )]lf~ MSlVlmcmafionalMagnum None SoJd 01/0~/09 K A 2008L ine 10 l lScc

112.

13 Sc hw a b A , tv C a s h R c s c r ,, ’ c - 1 3 r~ k c rag c # l A Di’, idcnd .1 T 2 0 0 8 lmc 9 2

14

116 Sc hv , a h Ad ~ C a s h R e s t : rye - IR A # 1|1 Dividend K T 2 0 0 8 Imc II?

17 Sc hw a b Va lu c Ad vw ~ ta g c - IR A 1 D Dividend N T 20~18 line I 18

I~~ lAd a ms [ l a rk n c ss Sma l l C a p G ro w th - IR A N o n e [. T

Buy 04/30 /09 l 2008 l ine 120(add’l)

119.Sold ~2:23/09 J A(pa~)



FI NANCI AL DI S CL O S URE RE PO RT . ~ . . . . . f ~ , ~ . . .. ~,.,,i.~ , ~ , , ~ , , f ~ ~ , . , . ,

lagell ofl9 Baylson, M. I) 4’01/2010

i. IN

N O N E ( ~ o r epor table income , o .v .¢e tx , o r t ra n .~ ’a ct i o n s)

A, B C D.

Place "IX)" after ~ach aSs~l A~nount r~pe Ic.g.. Value Value~ 1 5 1

cxcmp~ groin prior d~sclosur¢ ~ ’ ~ M c I~ dlv., Cent, Uodc 2 Me~h,,d ~ bu~. sell mm d d . ’~ ) . C ru d e 2 (’o d e I

120. BlackRock Low D~atiou - IRA #1 l) Dividend N T Iluy (N.31) II~ L j

!

121.B uy 07."30,’09 I.

(add’ l )

’.22I I .q)4,09 M

12 ~. Br:i~d)a~in¢ Fund - IK4 # I Noac L "1 Suld I 1,’04."09 K A 2008 line 12 IIpan)

124 DFA Emerging Mkk; - I~ #l B Dividen~ L T Sold 10/13"09 J B 2008 line 122(pan)

125.Sold 11.’04/09 K~p a~)

126.

27 . I)FA Intl Small Value - IRA ~1 B Dividend L T Bu ~ O4~30~09 J 2008 l ine[add’ l )

128. Sold I 1/04/09 K A "(part)

129 I)FA Intl Value - IRA ~1 C [)ividcnd M T Sold I 1~04..’09 1 A 2008 line 125

13fl 1 3 I : A O n e Yc a r F ixc d In c o me - IR A ~ 1C Dividend N T R uy 1:04/09 [. 2008 l inc l 1~

(add’l )

I3l.Sold 07~3[t."09 Mipan)

32 .I 2 23’U9 J A

133 DFA US Large Va ue- IRA #1 B Dividend L T Buy 0430109 J 2008 line 126

(add’ i )

13 4Sold I 1:04/09 K A

13 ~~old 12,23/09 1 A

3( ~ [)~A I IS Micro- Ilia ~1 A Dividend K T Sold 1 3 . ’ 2 3 ’ ~ 0 9 I A 2008 line~part)



FINANCIAL DISCLOSURE REPORT[ P , " . . . ..

f P . . .. . R , p o r n o ~ of ] 9

/ ~ . ) ,~ s o n , .~ u c ~ , a u ~ .

Vll. INVESTMENTS and TRUSTS - i . , . . . . . . . . ~ . . . . . . .. . . , i o n , . a . , . ~ . ~ . , ~ . , . , , / , v . . . . . . . ~ a .p ~ .~ . . . .

N O N E (No rep o r t a b le i n co m e , a ,¢se t s , m " t ra n sa ct i o n s . )

6.- ......... D

Place "1X)" afict cad+ asset Amount T} p c ( ¢ . g . Vak+c Va~e "fype [e.g. . Date Value

t~wl

137 DFA IlS5mall Value - IRA !tl A Dividend L T Buy 04.30 119 J 21)(18 line 12 7

13 ~

Sold 11104/09 J A

139

gold 12 23/09 J AL. (pan’+

140. I ) o d g ~ - ~ C o x S to ~ k - IR A ~ 1 A Dividend L T 2008 IJn+ 129

14 I. F i r s t Eag le Ov er s eas - IRA + lB Dividend L T Sold 1/04/09 K A 2~8 line 130

<~arll142. I k ~ t d + k is & W i l ey L arg e Va l ue - I R A + 1 1 B Div+dend L T Bu y ( ~ 1 . ] 3 0 , " 0 9 J 2008 hnc 13+

(add’l )143.

St>Id I I "04+09 J A

I~.

Sold 12;23;09 J A

145. Ilotchkis & Wiley Mid Value - iR A #1A Dividend L T Sold 1/04]ID J A 2008 l ine 133

(paa)146.

Sokl 12"23,’09 J A

1 4 7 ~Janus Fund - IRA gl

A Dividend L T Sold 12/23,’09 J A 2 0 0 8 lmc 1 42+part)

14~. J:mu~ Mid Cup Value - IRA alA Dividend K -t Sold I.’04,qD J A 2008 hac 132

+p+a+Diff. Ja mmg O ve rs e a s - IR A ~ 1

l+ Dividend [. T Sold 11.04,09 K H 2(h)g l ine t34(pall)

15 0

Sold 12’23,09

151 hlctropolttan West lotal Return - IRA +1 C Dividend M T Buy 07,3 )09 M

~52

Bu y 11’04,09 Lladd’ l )

~5~. Morgan StanleyEmergi~gMkts_lRA#l A Di v i d emt [. T

t

Sold ’~0’13/09 I A 20081mel35I p a r t ~



FINANCIAL DISCLOSURE REPORT ~ ..... rr ..... R , p o r , i . ~

]

m , , o r o f ] 9 ~ a y ~ o . . M i ~ h ~ e ~ M . 0 ~ / 0 ~ , ’ 2 0 ~ 0

V ! ! . I N V E S T M E N T S a n d T R U S T S _ i ......... ~,. - ..... .,i,.,, a,a~a~ , ,~o ~ ,¢ ,~ . . . .. . . d a , w . ~ . . . . * ~ , , . . . . .. v ~ . s ~ - ~ o o / ~ i . .~ ~ . ., ,~ , .

N O N E (No reportable income, assets, or lr¢~nsactions.)

a. - ......... ~ " ~~ ..... ~ - .~ .Descnptiu, of Assets I D.

Place "IX)" a~cr each ;~sct , Amount Type Ic g.. Value Value Fy~’ Ic.g. mDale : Value Gain ~ Idcnti~ or

~4Sold I I,{)4/09 K A

155. Morgan Stanley Inll Eqty Ftmd- IRA I11 C Dividend M T Sold l I..’0~.f19 K A 200S line 136

Ipan)

156.12 ’2309 .I A

157 Royce Opp+mmity, 1~ +1 A Dividend K T Buy 04:3fl09 J 2003 lh+e 139

(add’0

Sold 1 I/0’Lq)’ J A

~ 159. Roy ce V a lue P h = s - I RA #l N o n e K T Suld 104,09 J A 2 008 1m e 14 ~~par0

160. Third Ave/nil Value- I~ #lA Dividend L T 2008 l ioc 124

161. "lhornburglntlValue-IRAgl A Di~tdend K T B uy 0430/09 J 200~line 141(add’l)

162. Tu n ~ e r C o re Gro w th - IR A g lA Dividend L T Sold 1/04,’09 K A 200S l ine 143

gpa~l)

163.Sold I ~ ,~ ’_3,09 ~ A(paa~

164. Turner Small Cap Equity - IRA #l Nont" K r Bu~ 04’3U’09 J 2(10S hnc 138

165.Sold 12"23;09 J A~part)

1 6 ( , W c s tc o rc [n l l F ro n t i er - IR A ~ 1 A Drvidcnd K T Sold I’lL1 09 J A 200g l ine 144

16 7 ~’e~tcoreMtdCapValue- IRA nl A l ) :v idcn~ [. T Sold 104;09 J A 2008 l ine ~45

16~.12 23,09 J A

t ( ,9 . Wcstc~rc MII)CO Growlh - IRA glN o n e L T

Sold 2/23i09 J A 200~ l ine 146(par t )

170, ~ % i l l i a m Bla i r In tl G ro w th - IR A ~ 1 A Dividend [ T Sold 1:04:(19 J A 200~ l ine 147Ipaa)



FINANCIAL DISCLOSURE REPORT N .....fp .....Reporting [ D,tc ul’Rep,,,t

of 1 9 ~ , s l s o . , M i c h a e l M .

]

0 4 / 0 1 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S : i ........ ~ ......... o . , ( t n , . l. d e s t ~ o , * ~ o / . , ~ ...... a dependent ,’~itd ....... p p . 3 4 - 6 0 o[filing i . . . . . . .

N O N E ~ o reportable income, ossets, or transactions.)

Dcscriptioll of Assc~ Income during Gross value at end Transactions during 1ep~rtmg pctit,d

Plat:c "1X)" allot ~n~h asscl I Amount Type (cg. Value Value Ty~ (e.g. Date Value Gain Identityexempt f rom pr ior di sc losure ] Code I div., ~ent, Code 2 M ethod buy. sell. mm d d /~y Code 2 Code I bu)o

t O - w )

1 7 1 William Blair Jntl Small Cap Growth - IRA A Dividend K "F B uy 0~/30/09 J 200S l ine~(add’l)

172. W il l ia m [~ k t i r 1 .a rg e C a p G ro w th - IR A t l l A Dividend L T Sold 1_/.~/09~ J A 2008 l ine 149

173. WilliamBlair Mid Cap Growth- IRAg2 None K T B uy 04/30/09 J

174.B uy I I/04 /09 K

(add’l)

17 5

176.

177 . Schwab Ad,, Cash Rcscrvc - IRA #2A Dividend K T 2008 l ine 150

I 7 ~ ¢ . Schwab Value Ad\’a~tagc - IRA#2 D Dividend M T 200,~ line 151

179 . Adams tlarkncss Small Cap Growth - IRA B DividetM K T B uy 04/30/09 J#2 2008 l ine 153(add’ l )

180. I ] lackRock l . ow D ur a t ion - I RA 02 C Dividend M T Bu y 04/30/09 L

18 1B uy : 07 "30/09 L

(add’l)

8 2. I~*ar*d,~’v, me Eu,~d - IRA #2 N o n e L T 2008 l ine 154

183 I)FA Emerging .Mkls - IRA ~2 A Dividend K T Buy 04;30./09, J 2008 Imo 155(add’ l )

I,~4 DFAIntl SmalI Value- IRA#2 t3 Dividcnd L T 2 0 0 8 1 mc 1 56

185 I ) F A /n i l V a lue - . . IRA g2 C Dividct~d M T 2008 liuc 158

1~ 0 D F A O n e Y e a r F ~ x e d I n c u r ’ h e - I R A # 2 C DividendM T S old 07 /30/09 M 2008 l ine 152(part)

87 DFA I.;S l.arge Value - IRA #2 FI Dividend M T Buy 04,"30/09 ~ 2008 line 159

(add’l)



IName ,~f Person Rcpnr*it~

I

D~leINANCIAL DISCLOSURE REPORT

I r u l a v l s o n , 5 1 i c h + e l ~ , i.

ofPagel5ofl9

- o 4 , ’ o ~ ] 2 m o

V I I . I N V E S T M E N T S a n d T R U S T S _ ~ . . . . . . . . . . ~ . ~ . . . . . . . . , i ~ . , a , , a . a . ,~ . ~ , ¢ , v . . . .. . a d ~ . ~ s , . , ,, , .~ i ~ ........ ~. ~ . ~ o o ~ m i ~

N O N E ( N ~ reportable itrcome, ttssets, or oa~sa~’ttons)

:, Place "IX)" alk+~ ~acb as~l [Amount Tyl)e (e.g . V a l u e . Value ~ Ty~" ( g . Date Value (;am ld~nl~’

I+X. I ) FA L’S Sm a l l Va lu e - IR A 1 +2 A Dividend I. T l+u)" 04.,’30,0’) I 2003 l ineladd’l)

DFA US Micro- IRA #2 A Dividend K T [~uy 04~30/09 J 200Rline 16113dd’l)

[90 17i7~1Ea~lc Overseas - IRA a2 B Dividend L T 200ff line 16 2

191. Hotd~kis & Wiley Large Valu e- IILA #2 B Divid end L T Ruy 04,’30’1)9 J 200S hne 164~add’l)

Holdakix & Wiley Mid Value - l~A #2 A Dividend L T Buy 04~30,’09 J 2008 line 166

(add’l)

19 3 Janus Mid Cap Value- IRA#2 A Dividc~d K! T 201~8 line 165

19 4 ~a~us l ’ und- IRA ~ 2 A Dividend L T 2008 l ine 177

] q5 Ji~t l~s Overse&s - IRA ~2A Dividend L "r 2()(~s l ine 167

196. ~rte~opolitan Wesl Tolal Ream Bond 1 -C Dividend M T B uy 07130,’09 MR A # 2

19 7 ~Morgan Stanley Emerging Mk~ - IRA #2 A Dividend L T 2008 line 168

~19~ MnrganStanlcylntlEqtyFund. IRA#2 C Dividend M T

200S l ine 169

~~ )9 R : , v~ e ( } p p o r t m i / y - IR A ~ 2 A Dixide~d K T B uy 04’31),09 J 2[}(},R lille 173(add’l l

j1~ 0 ]{t)ycc Value Plus - IRA 1 1 2None K -[ []uy ~.30 09 1 2008 l ine 174

(add’l)201. Seund Shore - ll~ B2 A Dividend [ ~ 200S Itnc 170

202 T h i r d A ~c I n t ! V a lue - I RA 01A Dividend I. T []u~ 04,30’1)9 J 201)~ Itt le 157

(add’l ~

2f)3 Th0~bmg lntl Value - IRA #2 A Dividend k IB uy (~’~0"09 J 2008 l ine 175~add’l) -

2~)4 Tumor Core Growth-IRA#2 A Dividend I. T2008 l ine 176



F I N A N C I A L D IS C L O S U R E R E P O R T 1 , ’ , . . . . . .~P ......~ , o r t ~ , ~

Page 1 6 of 1 9

I l | ~ . ~ l s u n , . ~ l i c ha e l M.

V I 1 .1 N V E S T M E N T S a n d T R U S T S - i .......... ~ . . . . . . .. . . . , i , ,, , t ln , . l u d e s t h o ~ e o/~p .. . . . d d ~ e . d e , , t ,h i l d , e , ,. ~ e ¢ p p . 3 1 - 6 t l o/feinz, i . . . . . . . i n , , , . )

N O N E (]Vo reportoble ittcome, assets, or trwtsactions.)

A B c. -~ ....... I).

Plate "{Xj" al~cr L’a~’l~ a~et A m o un t Type leg . , Val~c V~k,c ]’yt~ (c g I}atc V ; * l u { : Gain Idcntlt~

205 gurner Small Cap Equity - IRA 112 None I. "1 I~uy 1~.’311/09 i 2008 hnc 172

{add’l lWcslcore Inll Frontier - IRAg2 A Dividend K T 2008 line 17g

Wcstcmc Mid {Tap Value - IRA ~2 A Dividend L T t~uy 04.;30.(19 J 2008 Imc 179

(add’l)

Westcore MIDCO (;romish - IRA #2 None L T 200H line

209 . Wi!liamBlair lnt] Growth - I!~ #2 A Divide~d 1. T B uy ~,’30 ,ql9 J 2008 l ine{add’l )

210 William [Hair lntl Small Cap Growth - IRA A Divid end K T Buy 04130,’09 .[ 2008 hnc 182{add’ l )

21 I. W il l ia m Bla i r l _ a rg c C a p Gro x~ lh - IR A # 2 A l ) ividcnd L T 2008 l ine 183

212. W i l li a m [ H a i r M i d C a p G [ u w t h - I R A ~ 2None J T B uy 04/30/IJ’) J

213.

214.

, 215. G o v c m m c n ! ~ } f I s r a e l A Imctest l T 2(}0,~ line 68

. . 2 . I f i . Is laeI Sta te 15 Yr I)ol ia l Current Inc , .m~c A hlterest So ld 5;13,09 J A 200R l ine-I~ond 7th

217 .

2 1 8 .

" 1 9 . Rcnta lP, opcl t2<Ph, ladclphia . PA E R en t O \V .20 ,181ine215

2 2 0 . Grecnspan-t3avlsnn Parmers p A lnt . /Div K U 200g l ine S3

221 l IB Pa,~nership None K W 2 0 0 N line g~



FI NANCI AL DI S CL O S URE RE PO RT

P a g e 1 7 o f 1 9

V I I . I N V E S T M E N T S a n d T R U S T S - i ......... ~.~. tr ....... ion~ (Includes ,hove of *p ....... d depend ..... hild ....... pp. 31-60 of filin

N O N E (No reportable income, assets, or transactiot~s.)

A B. C, Dl)c.~cription of Assets Income during Gro~s value at end Tral~act :o l l s during tcpoumg pcl lod

(I) (21 I.I) (2 1 (I) (2~ {3~ 14)Place "[X)" after ~acl~ a~cl [A m ou nt T yp e ( c.g .. Value Value Type lc g . D a ~ c Value Gain Idc~li[ Code I div. , ~c.t , (lode 2 M ethod buy sell. ~mm,’dd/y~ C r u d e 2 ( ’ode I buyer,sellerxempt from prior disclosure

~ (A-II) or mr . ) I J - P ~ U,,dc 3 ~cdcmpt,,,,U ~ l - P ) IA-II) lifprivale

......... ~ tO-W) transacnon)

22 2 Z a b e c o r None K W ~00~ l ine

223. LL R E qu i ty Pa r tn e r s Pzu a l l c l I I I B In terest K U 2008 l ine 224

224 . Pla n e t Da ta Ac q .N o n e K W 20 0 8 L i n e 9 0

225 Me n lo Ac qu i s i ti o n s C o rp . A Dividend K T 2008 Line 42

226. Ad va n c e d R e p ro d u c t i ve C a re No n e J W 20 0 8 L i n e 69

227 . Baumrin et aI Pannership N n n e K W 20 0 8 E i n e 7 0

228.

2 2 9 .

230.

23 I.

2 3 2 .

23 3

234.

21 5

23 6



FINANCIAL DISCLOSURE REPORT r¢ .....fp ......R ( . p o r t i n g D ....R~p,,,!

of ] 9 B,.,~o,, . M i c h a e l / M . 0 4 . ’ ( ~ 1 , ’ 2 0 1 0

VI I I . ADDI T I O NAL I NFO RM AT I O N O R E XPL ANA T I O NS .

I \ ’ . is h t o . a me n d my re p o r t s :

I The t~llc\~.ing positions were sold in pri~r )c~s but were n~ lis[cd as sold due to oversight:a MSIF Syslcmatic Active Small (Pan VII., Line 109).

b MSIF lntcrnatmnal M~gnum(Part VII., l.mc I

c. Viacomh~c. Class R (Pa~t Vll. I.inc

d. Mouwola Inc II’an VII . l.mc ~8)

2 I hc ~ o l l t~ w m g p o s l t~ o n s h~ xc g o n e h ;mk mp l a n d c lo s e d m p ~ m r } ’c a r s bu t r ema in e d o n m y s t a t eme n t s a s c mp W p o s l t lo l~ s ~ h : ~ l ba vc n o va l t lc .a Wuridom~ [no. ([’a~l VII , Line 46)

b. U4L Inc. IPa~t VII, linc 471



FINAN CIAL DISCLO SURE REPO RT / ~ ~P R,p.,,. .~ .. .. . .. .. .

I n~o o~t~o, .t1

o f 19B . y ~ s ~ , , . 3 1 i e h a d 3 d .

0 " t / ! } l / 2 0 1 0

IX. CERTIFICATION.

I c~r6f)" thzt all information given above (including infi~rmation pertaining to my ~pouse and minor or dcpendcnl t’hildrcn, if any) isat’curalc , true. and complel¢ Io the best of my knowledge and belief, and lhat any information nol rcporled was withheld because il mcl applicable $1alulory

pt ovision~ permitIing non~isclosurc. "

I further ccr6fy that earned intume from outside cmploymenl at d hon Jraria and the aceeplance of~ifls ~’hich ha~e been rt’porlcd art’ inc~m~pliancc ~ith rite pro~Ssion~ of 5 II,q.C. app. ~ 501 ¢t. seq., 5 U.S.C. ~ 7353. and Judicial Conference r~guladons.

~ignalure

NOT[.: ANY ]NI)IVIDUAL Vt.qlO KNOV*qNGL¥ AND W ILFU I ,L¥ FAI,SII:IES O R I: ,~ .

- ~: :~-~r , r~]- rv ra-r ’ r~r :a t:~ ,~C’ l" TO CIVI l .ND (. RIMINAL SAN CTIONS {5 U.S.C. app. § 1114.)

F I L IN G I N S T R U C T I O N S

Mail s igned orig inal and 3 addir ion: , l copic . ,~

Com mi t t ee on F inanc i a l l ) i. , ,c l osurcAdm in is t ra t ive Of f ice o f the U ~i ted Sta te s Cou r t sSuite 2-301One Columbus Circle, NIL

W a s h i n g to n , D . C . 2 0 5 4 4

Michael M Baylson Financial Disclosure Report for 2009

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Transcript of Michael M Baylson Financial Disclosure Report for 2009