Metro Manila, Philippines ·'···· Co'''••••n . I ICTD -a JAN 0 4 1...I FORM 23-A I 1....

17
I SECURITIES AND EXCHANGE COMMISSION r •••urttt•• ..... RIU ""\ le•cheno• Metro Manila, Philippines Co"'"''••••n OPPIC! I ·""'···· ._ ...... , ..... , ......... FORM 23-A ICTD JAN 0 4 1 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES .- e-t• . 'Y. Filed pursuant to Section 23 of the Securities Regulation Code . -a lit_,,.. -...cr t• \.: ··· ........... C ... llfltT ..1 1. Name and Address of Reporting Person 2. Date of Event Requiring 5. Issuer Name and Trading Symbol v CORTEZ MARIE ANTOINETTE SALES Statement BANK OF THE PHILIPPINE ISLANDS (BPI) (Month/Day/Year) (Last) (First) (Middle) 1-Jan-19 6. Relationship of Reporting Person to Issuer 7. If Amendment, (Check all applicable) Date of Original c/o BPI Head Office Building Ayala Avenue cor Paseo de Roxas 3. Tax Identification Number -- Director -- 10% Owner (Month/Day/Year) (Street) 169-617-000 _x_ Officer -- Other (give title below) (specify below) NA 4. Citizenship Vice President Makati, Metro Manila 1226 FILIPINO (City) (Province) (Postal Code) Table 1 - Equity Securities Beneficially Owned 1. Class of Equity Security 2. Amount of Securiti es 3. Ownership 4. Nature of Indirect Beneficial Ownership Benefici ally Owned Form: Direct (D) % I Number or Indirect (I) COMMON SHARES If the reporting person previously owned 5"/e or more but less 1o-/o, provide the dls.closure requirements se .t forth on page 3 of this Form. 0.00%1 Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly. (Print or Type Responses) 1,583 (1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares: (A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or (B) Investment power which includes the power to dispose of, or to direct the disposition of, such security. (2) A person will be deemed to have an indirect beneficial interest in any equity security which is: (A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner; D I . NA (C) held by a corporation of which such person is a controlling shareholder; orheld by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security. Page 1

Transcript of Metro Manila, Philippines ·'···· Co'''••••n . I ICTD -a JAN 0 4 1...I FORM 23-A I 1....

  • I

    SECURITIES AND EXCHANGE COMMISSION r ~ •••urttt•• ..... RIU ""\

    le•cheno• Metro Manila, Philippines ~,~ Co"'"''••••n OPPIC!

    I ·""'···· ._ ...... , ..... , .........

    FORM 23-A ICTD JAN 0 4 ~(){9 1 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

    . - · ·~ e-t• . 'Y. Filed pursuant to Section 23 of the Securities Regulation Code . -a lit_,,.. -...cr t• "~?' \.: ·· · ........... C ... llfltT ,.~ ..1

    1. Name and Address of Reporting Person 2. Date of Event Requiring 5. Issuer Name and Trading Symbol v

    CORTEZ MARIE ANTOINETTE SALES Statement BANK OF THE PHILIPPINE ISLANDS (BPI) (Month/Day/Year)

    (Last) (First) (Middle) 1-Jan-19 6. Relationship of Reporting Person to Issuer 7. If Amendment, (Check all applicable) Date of Original

    c/o BPI Head Office Bui lding Ayala Avenue cor Paseo de Roxas 3. Tax Identification Number -- Director -- 10% Owner (Month/Day/Year) (Street) 169-617-000 _x_ Officer -- Other

    (give title below) (specify below) NA 4. Citizenship Vice President

    Makati, Metro Manila 1226 FILIPINO (City) (Province) (Postal Code)

    Table 1 - Equity Securities Beneficially Owned

    1. Class of Equity Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial Ownership Beneficially Owned Form: Direct (D)

    % I Number or Indirect (I) COMMON SHARES

    If the reporting person previously owned 5"/e or more but less tha~t 1o-/o, provide the dls.closure requirements se.t forth on page 3 of this Form.

    0.00%1

    Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly. (Print or Type Responses)

    1,583

    (1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares: (A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or (B) Investment power which includes the power to dispose of, or to direct the disposition of, such security.

    (2) A person will be deemed to have an indirect beneficial interest in any equity security which is: (A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner;

    D I

    . NA

    (C) held by a corporation of which such person is a controlling shareholder; orheld by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

    Page 1

    ~

  • FORM 23-A (cootinued)

    1. Derivative Security

    N/A

    Exp!anationo!Resj)OI'IHS:

    Tab!e II· Derivative Securities Benefi

  • I FORM 23-A I

    1. Name and Address of Reporting Person

    Crisostomo Mari-Len Sia (Last) (First) (Middle)

    clo BPI Head Office Building Ayala Avenue cor Paseo de Roxas (Street)

    Makati, Metro Manila 1226 (City) (Province) (Postal Code)

    ft ae-...r• .. t••.. ~ SECURITIES AND EXCHANGE COMMISSION

    Metro Manila, Philippines • ........ "•!£..: " Jl c--rnt••• ' ' ...._.......... .1M ...... •

    INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

    Filed pursuant to Section 23 of the Securilies Regulation Code

    2. Date of Event Requiring 5. Issuer Name and Trading Symbol Statement BANK OF THE PHILIPPINE ISLANDS (BPI)

    (Month/Day/Year) 1-Jan-19 6. Relationship of Reporting Person to Issuer

    (Check all applicable) 3. Tax Identification Number Director 10% Owner -- --194-739-193

    _x_ Officer -- Other (give title below) (specify below)

    4. Citizenship Vice President Filipino

    Table 1 -Equity Securities Beneficially Owned

    7. If Amendment, Date of Original (Month/Day/Year)

    NA

    1. Class of Equity Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial Ownership Beneficia lly Owned Form: Direct (D)

    % I Number or Indirect (I) COMMON SHARES

    If the reporting person previously owned 5% or more but less than 10%, provide the disclosure requirements set forth on page 3 of this Form.

    0.001

    Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly. (Print or Type Responses)

    7756

    (1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares: (A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or (B) Investment power which includes the power to dispose of, or to direct the disposition of, such security.

    (2) A person will be deemed to have an indirect beneficial interest in any equity security which is: (A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner;

    D I

    • NA

    (C) held by a corporation of which such person is a controlling shareholder; orheld by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

    Page 1

    ~

    I

  • FORM 23-A (continued} Table U- Derivative Securities Beneflcla~ Owned (e .g., warrants, options, convertible aecurttlea)

    1 . Derivative Security 2. Date Exercisable 3. Tltle and Amount of Equity Securities

    and Expiration 08te Underiylng the Derivative Security

    (Month/Day/Year)

    Date Expiration

    Exerclaable Date Title

    N/A

    ExplaMdon d Responses:

    (Print or Type Reaponsee)

    4. Conversion

    or Exercise

    Price of

    Derivative

    Amount or Security

    Number of

    Shares

    Page 1

    5. Owne10hlp 6. Nature of Indirect

    Form of Beneficial Ownership

    DeriVative

    Security

    Dlrect(D) or

    lndlrect(l) •

    SIGNATURE By: lrfl;. Mari-Le1 S. Crisostomo

    (Name/Title)

  • FOR REPORTING PERSONS WHO PREVIOUSLY OWNED 5% OR MORE BUT LESS THAN 10% DISCLOSURE REQUIREMENTS

    Item 1. Secll rlty and IN uer State the title of the class of equity seeurtttes to which this Form rela1es and the name and address of the principal executive offices of the lstuer of such securities.

    Item 2. Identity and B~~ekground If the person nllng this Form Is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of Itt organization, Its principal business, the address of its principal office and the Information ra

    a. Name; b. Residence or business address;

    c. Present principal occupation or employment and the nama, principal business and address of any corporation or other organization In which auch employment Is conducted;

    d. Whether or not, during the last five years, such person has been convicted In a criminal proceeding (excluding traffic violations or similar misdemeanors) and, If so, give the dates, nature of conviction, name and location of court, any penalty Imposed, o

    e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or foreign, and as a result of such proceeding was or Is subject to any order, judgment or d

    f. Citizenship.

    Item 3. Purpose of Tranaactlon

    State the purpose or purposes of the acquisition of securities of the Issuer. Describe any plans or proposals which tha reporting persons may have which relate to or would result In:

    a. The acquisition by any person of additional securities. of the issuer, or the dlapoaltlon of securities of the Issuer;

    b. An extraordinary corporate transection, such as a merger, reorganization or liquidation, Involving the Issuer or any of its subsidiaries;

    c. A sale or transfer of a materia l amount of assets of the Issuer or of any of Its subsldlariu; d. Any change In the present board of directors or management of the luuer, Including any plans or proposals to

    change the number or term of directors or to fill any exiS11ng vacancies on the board; e. My material change In the present capitalization or dividend policy of the tasuer;

    f. Any other material change In the Issuer's business or corporate structure; g. Changes In the Issuer's charter, bylaws or Instruments corresponding thereto or other actions which may impede the

    acquisition of control of the ltsuer by any person; h. Causing a class of securities of the Issuer to be dellsted from a sacorities exchange; i. Any action similar to any of those enumerated abova.

    Item •· lnt.relt In S.Curltlet of thet .. uer a. State the aggregate number end percentage of the class of securities Identified pursuant to Item 1 beneficlelly owned

    (Identifying those shares which there Is a right to acquire within thirty (30) days from the date of this report) by each person named In

    b. For each person named In response to paragraph (a), Indicate the number of shares es to which there Is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole or shared power to dispose or to direct the disposition. Pro

    c Descfibe any transadlon In the class of securities reported on that were ef'l'ected during the past sixty (60) days by the persons named In response to paragraph (a). The description shall Include, but not n~ssarlly be limited to: (1) the Identity oft

    d. If any other person Is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement to that ef'l'ect should be Included In response to this Item and, If such Interest

    e. It the filing is en amendment reflecting the fad that the reporting person has ceased to be the beneficial owner of mora than five (5%) percent of the clast of securities, state the date on which such beneficial ownership was reduced.

    Item 5. ContraiCta, Arrangementa, Underatandlngs or Retttlonahlpt with Reapect to Securttlea of the l .. uer O&scrlbe any contrad, arrangement, understanding or relationship among the person named In Item 2 and between such persons end any person with respect to any securities of the Issue, Including but not limited to transfer or voting of any of the securitie

    Item e. Material to be Flied aa Exhlblta Copies of all written agreements, contracts, arrangements, understandings, plans or proposa ls relating to:

    a. the acquisition of Issuer control, liquidation, sale of assets, merger, or change In business or corporate structure or anv other matter as dlsctoaed in Item 3: and

    b. the transfer or voting of the securities, finder's tees, joint ventures, option&, puts, calls, guarantees of loans, guaran~ against losses or the giving or withholding of any proxY as disclosed In Item 5.

    After reasonable Inquiry and to the best of my knowledge and belief, 1 certify that the Information set forth In this Report Is true, complete and accurate. This report Is signed In the City of

    ............. . on ..

    (Name!TIIIe)

    Page1

  • I FORM 23-A I

    1. Name and Address of Reporting Person LIM STEVEN SY

    SECURITIES AND EXCHANGE COMMISSION Metro Manila, Philippines

    INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

    Filed pursuant to Section 23 of the Securities Regulation Code

    f~ a ... c. • .• .-••••• ... ., Jl• . .. ~· l!!:xch.,. e• ab '.~~ Ccnnrnl ~•ten O"'CE

    9 l tMtr•et•l•c-•r•• •••P•fl•' f't ... t.,a

    ICTD JAN 0 ~~ 2019 J .~ ; . •:~c-.~-,v-t-n-~-.. -WJt. L l l'V! "'t_,u:"' u t ;:..,_ ~ " H)WW .AN (l CO

    2. Date of Event Requiring 5. Issuer Name and Trading Symbol Statement BANK OF THE PHILIPPINE ISLANDS (BPI) (Month/Day/Year)

    (Last) (First) (Middle) January/0 1/201 9 6. Relationship of Reporting Person to Issuer 7. If Amendment, (Check all applicable) Date of Original

    c/o BPI Head Office Building Ayala Avenue cor Paseo de Roxas 3. Tax Identification Number -- Director -- 10% Owner (Month/Day/Year) (Street)

    234-841-839 _ X_ Officer -- Other NA

    (give title below) (specify below) 4. Citizenship eg . Vice President

    Makati, Metro Manila 1226 FILI PI NO (City) (Province) (Postal Code)

    Table 1 - Equity Securities Beneficia lly Owned

    1. Class of Equity Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial Ownership Beneficially Owned Form: Direct (D)

    % I Number or Indirect (I) COMMON SHARES

    If the reporting person previously owned 5% or more but less than 10%, provide the disclosure requirements set forth on page 3 of this Form.

    0.00 I

    Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly. (Print or Type Responses)

    3,000

    (1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares: (A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or (B) Investment power which includes the power to dispose of, or to direct the disposition of, such security.

    (2) A person will be deemed to have an indirect beneficial interest in any equity security which is: (A) held by members of a person's immed iate family sharing the same household; (B) held by a partnersh ip in which such person is a general partner;

    0

    *

    I NA

    (C) held by a corporation of which such person is a contro lling shareholder; orheld by a corporation of which such person is a contro lling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

    Page 1

    -

  • FORM 23-A (continued)

    1. Derivative Security

    N!A

    Explanation of Responses:

    Table II- Derivative Securities BenefiCia.~y Owned {e.g , warrants, options, convertible securities)

    2. Date Exercisable

    and Expiration Date

    (Month/Day/Year)

    Date

    Exercisable

    NA

    Expiration

    Oa:e

    NA

    3. Title and Amount of Equity Secufities

    Undef1ying the Derivative Security

    Tille

    NA

    {Print or Type Responses)

    Amount or

    Number of

    Shares

    NA

    4. Conversioo 5. Ownership 6. Nature of Indirect

    or Exercise FO

  • Item 1.

    Item 2.

    Item 3.

    FOR REPORTING PERSONS WHO PREVIOUSLY OWNED 5% OR MORE BUT LESS THAN 10% DISCLOSURE REQUIREMENTS

    Securi ty and Issuer

    Stale the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.

    Identity and Background

    If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization , its principal business, the address of its principal offi ce and the information re

    a. Name;

    b. Residence or business address;

    c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted;

    d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so , give the dates, nature of conviction, name and location of court , any penalty imposed, o

    e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or foreign, and as a result of such proceeding was or is subject to any order, judgment or d Citizenship.

    Purpose of Transaction

    State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in:

    a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer;

    b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries;

    c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries;

    d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board ;

    e. Any material change in the present capitalization or dividend policy of the issuer;

    f. Any other material change in the issuer's business or corporate structure;

    g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

    h. Causing a class of securities of the issuer to be delisted from a securities exchange;

    i. Any action similar to any of those enumerated above.

    Page 1

  • Item 4.

    Item 5.

    Item 6.

    Interest in Securities of the Issuer

    a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right to acquire within thirty (30) days from the date of this report) by each person named in

    b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote , sole or shared power to dispose or to direct the disposition. Pro

    c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a). The description shall include, but not necessarily be limited to: (1) the identity of t

    d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement lo that effect should be included in response to this Item and, if such interest

    e. If the filing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securities, state the date on which such beneficial ownership was reduced.

    Contracts, Arrangements, Understandings or Relationships w ith Respect to Securit ies of the Issuer

    Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securitie

    Materia l to be Filed as Exhibits

    Copies of all written agreements. contracts, arrangements, understandings, plans or proposals relating to:

    a. the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

    b. the transfer or voting of the securities, finders fees, joint ventures, options. puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

    After reasonable inquiry and to the best of my knowledge and belief, I cert ify that the information set forth in this Report is true, complete and accurate. This report is signed in the City of ................ ...... .. .. .... ........................ .... . on.

    (Name/Title)

    Page 2

  • SECURITIES AND EXCHANGE COMMISSION Metro Manila, Philippines

    I' f' a.c .... r-t"tl•e .. .,.. ~lAD""'\ tl !lila. l!!xchehg• ~~ c~.,.,.,.,••••-n OHIC£ ""~ lt .. tuate lace Pill ••••t•ttett t ,--:-- ---- FORM 23-A 1

    rr-Ncime and Address of Reporting- Person Santos Mylene Riza Castillo

    INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES ItiD JAN 0 ~ 20 1 Filed pursuant to Section 23 of the Securities Regulation Code ~ "'--·-------+~ ~~ fllt c~ ·~~ u S LJ I Jt l t ff' ~"" t 2. Date of Event Requiring 5. Issuer Name and Trading Symbol

    Statement (Month/Day/Year)

    BANK OF THE PHILIPPINE ISLANDS (BPI) v ;I

    [(Last) (First) (Middle)

    lc1o BPI Head Office Building Ayala Avenue cor Paseo de Roxas

    January 01, 2019

    b. Tax Identification Number IEf Relationship of Reporting Person to Issuer

    (Check all applicable) Director 10% Owner

    Other

    7. If Amendment, Date of Original (Month/Day/Year)

    (Street) 110-110-429

    f4. IMakati, Metro Manila 1226 jF)/ipino [(City) (Province) (Postal Code)

    _x_ Officer (give title below) Vice President

    Table 1 -Equity Securities BenefiCially Owned

    (specify below)

    1. Class of Equity Security 2. Amount of Securities Ronofl"'ally Owned

    3. Ownership 4. Nature of Indirect Beneficial Ownership

    Common Shares

    If the reporting person previously owned 5% or more but less than 10%, provide the disclosure requirements set forth on page 3 of this Form.

    % 1 Number ooo I 9756

    Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly. (Print or Type Responses)

    Form: Direct (D) or Indirect (I) •

    0

    (1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares: (A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or (B) Investment power which includes the power to dispose of, or to direct the disposition of, such security.

    (2) A person will be deemed to have an indirect beneficial interest in any equity security which is: (A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; orheld by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

    Page 1

    NA

    NA

  • FORM 23-A (continued)

    1. Derivative Sacmty

    N/A

    Explanation or Responses:

    Table U ·Derivative Securities Benetlclalty Owned (e.g., warrants. option•. convertble &ecLKitles)

    2. Date Exercisable

    and Expntlon Date

    (MonthiOayNear)

    Data

    Exercisable

    N/A

    Expiration

    Data

    N/A

    3. Tltlt and Amount of Equity s.cwities

    Urderlying the Derivative Seetxity

    Tille

    N/A

    (Print or Type Respoose)

    4. ConveBion

    or Exercise

    P""'of

    Derivative

    Amount "' Security

    Number of

    Shares

    N/A N/A

    Page 1

    5. OWnership 6. Nature of Indirect

    Form of Beneficl81 Ownership

    D&rivative

    Security

    D!rect(D)or

    Indirect (!) "

    N/A N/A

    ~~~~~~? ............ ......... ' .... ' ............. .. . I ~ylene Riza C. Santos Vice President

  • ltem1.

    Item 2.

    Item 3.

    FOR REPORTING PERSONS WHO PREVIOUSLY OWNED 5% OR MORE BUT LESS THAN 10% DISCLOSURE REQUIREMENTS

    Security and Issuer

    State the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.

    Identity and Background If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information re

    a. Name;

    b. Residence or business address;

    c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted;

    d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give the dates, nature of conviction, name and location of court, any penalty imposed, o

    e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or foreign, and as a result of such proceeding was or Is subject to any order, judgment or d

    f. Citizenship.

    Purpose of Transaction

    State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result In :

    a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the Issuer;

    b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of Its subsidiaries;

    c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries;

    d. Any change in the present board of directors or management of the issuer, Including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;

    e. Any material change in the present capital ization or dividend policy of the issuer;

    f. Any other material change in the issuer's business or corporate structure;

    g. Changes in the issuers charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

    h. Causing a class of securities of the issuer to be delisted from a securities exchange;

    i. Any action similar to any of those enumerated above.

    Page 1

  • ltem4.

    Item 5.

    Item 6.

    Interest in Securities of the Issuer

    a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right to acquire within thirty (30) days from the date of this report) by each person named in

    b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole or shared power to dispose or to direct the disposition. Pro

    c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named In response to paragraph (a). The description shall include, but not necessarily be limited to: (1) the identity of t

    d. If any other person Is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement to that effect should be included in response to this Item and, if such interest

    e. If the filing is an amendment refiecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securities, state the date on which such beneficial ownership was reduced.

    Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

    Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securltle

    Material to be Flied as Exhibits

    Copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to:

    a. the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

    b. the transfer or voting of the securities, flnde~s fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and accurate. This report is signed in the City of

    ..... .. . on.

    Vice-President

    Page 2

  • I

    -SECURITIES AND EXCHANGE COMMISSION

    a. 8•curltt• ... ~~.;. · ' • cc: .. -... ,.rn ••• I..:»., orf!CI ' ~ l!!!xch•n• IUD

    FORM 23-A I Metro Manila, Philippines

    .,..,. .. tc 1..:•• •• ll••~t••••• llh1at8t I INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

    I(TD JAN 0 \ '019 1 ~ \· \

    * .,. .

    Filed pursuant to Section 23 of the Securities Regulation Code flftC6 1.._,U Gi.Jtii.Jt ( l r ~ Jlt lr ..., l.i' 'W Of: ....... A .. O C.(~ Wl S _/

    1. Name and Address of Reporting Person 2. Date of Event Requiring 5. Issuer Name and Trading Symbol Treyes Anthony Yulo Statement Jan/01 /2019 BANK OF THE PHILIPPINE ISLANDS (BPI)

    (Month/Day/Year) (Last) (First) (Middle) 6. Relationship of Reporting Person to Issuer 7. If Amendment,

    (Check all applicable) Date of Original c/o BPI Head Office Building Ayala Avenue cor Paseo de Roxas 3. Tax Identification Number 11 0-1 09-813 - - Director - - 10% Owner (Month/Day/Year)

    (Street) _x_ Officer -- Other (give title below) (specify below) NA

    4. Citizenship Filipino Vice President Makati, Metro Manila 1226 (City) (Province) (Postal Code)

    Table 1 - Equity Securities Beneficially Owned

    1 . Class of Equity Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial Ownership Beneficially Owned

    % I Number COMMON SHARES 0.00019%1 7,501

    iif"tile .. reportinsrperson-preViousiy"O"wneds%" or more' b'Ufiessttian1o%:~ IPr.ovlde the dlsc~!l~~Iulre!!l!!Lts~et ~'!112.!!. e!.9.! .!?!.!!!1!.. Form .•

    Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly. (Print or Type Responses)

    Form: Direct (D) or Indirect (I)

    D I

    • (1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares: (A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or (B) Investment power which includes the power to dispose of, or to direct the disposition of, such security.

    (2) A person will be deemed to have an indirect beneficial interest in any equity security wh ich is: (A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner;

    • NA

    (C) held by a corporation of which such person is a controlling shareholder; orheld by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

    Page 1

    •\

    ~L \;\ -~w'"~"" ~\"'-"'\-"

  • FORM 23-A (continued) Table II · Derivative Securities Beneficially Owned (e.g., warrants , options , convertible securities)

    1. Derivative Security 2. Date Exercisable 3. Title and Amount of Equity Securities 4. Conversion 5 . Ownership 6 . Nature of Indirect and Expiration Date Underlying the Derivative Security or Exercise Form of Beneficial Ownership

    (Month/Day/Year) Price of Derivative

    Derivative Security

    Date Expiration Amount or Security Direct (D) or

    Exercisable Date Title Number of Ind irect (I} • Shares

    N/A

    Explanation of Responses:

    (Print or Type Responses)

    Page 2

  • I

    SECURITIES AND EXCHANGE COMMISSION r ~ B•curltl•& , .. · Metro Manila, Philippines f 'l!!xohang•

    I

    •t• Cornn"'111eet ~ f' """••k lec•r•• "•••• ••• nt •· l . FORM 23-A

    INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES lllDI JAN 0 4-~ 19 _ FHW P"~ooollo Seo!ioo 23 oflh' Seo,rit

  • FORM 23-A (contii'IOed)

    1 Derrvatwe Securlly

    N'A

    Explall3tion of Responses

    Table It Oenvat1ve Secunt~es Benef+e•a!ly Owned (e g warrants. opt1011s. convertible securrt+es )

    2 Date ExerciSable

    and Expratton Date

    {MonthiDayNear}

    Date Exp~ration

    Date

    3. Title and Amount of Equrty Secvr•ttes

    Undertyiog the DemtatJYe Seeunty

    (Pnnt or Type Responses)

    Number of

    Shares

    4. CorwerSIOI'l

    Of Exe.-c.se F()(mof

    Oenvauve

    Oerrvalivt! Securrty

    Security

    Page 1

    0K"ect(O) tX

    tndirect (l ) •

    6 Nature of lnd>rect