Word order typology Holger Diessel University of Jena [email protected]
metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung...
Transcript of metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung...
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methevalLehrstuhl für Methodenlehre und Evaluationsforschung • Institut für Psychologie • FSU Jena
www.metheval.unijena.de 1 / 58
An IRT model with person-specific item difficulties
Rolf Steyer
Friedrich Schiller Universität Jena
Institut für Psychology
Lehrstuhl für Methodenlehre und Evaluationsforschung
SEM Meeting, Berlin
26. Februar 2015
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Abstract
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 2 / 58
In the Rasch model we assume that the item difficulties are identical for
all persons. In empirical applications, model tests usually show that the
assumptions of this model do not hold. This also applies to the more
liberal Birnbaum model. I present a generalization of the Rasch model
in which it is assumed that the item difficulties are person-specific, i.e.,
in which each item has a latent trait and a latent difficulty variable. The
price for such a model is that there are several occasions of
measurement with time-invariant item-difficulty factors. The model is
applied to the life satisfaction scale of the Freiburger Personality
Inventory (FPI). Using the good-bad scale of the multidimensional
mood state questionnaire (MDBF), it is also investigated if and how the
model can be extended to items with more than two answer categories.
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Logit and Probit Transformations
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 3 / 58
0
2
4
6
−2
−4
−6
0.5 1.0
logit
probit
tra
nsf
orm
ed
va
lue
of
p
p
Figure 1. Graphs of the logit (red) and probit (blue) transformations of p
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Assumptions of the Rasch model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 4 / 58
We consider the random experiment of sampling a person and observing thepattern of responses to m dichotomous items Yi with values 0 or 1. We define
logiti := ln( P (Yi = 1 |U )
1−P (Yi = 1 |U )
)
, i = 1, . . . ,m,
where U denotes the person variable, the value of which is the sampled person.
Assumption 1: Rasch homogeneity
∃βi j ∈R : logiti = logit j +βi j , ∀i , j = 1, . . . ,m
Defining ξ := logit1 and βi :=−βi 1, for all i = 1, . . . ,m, yields
logiti = ξ−βi , ∀i = 1, . . . ,m,
and solving for P (Yi = 1 |U ),
P (Yi = 1 |U ) =exp(ξ−βi )
1+exp(ξ−βi ), ∀ i = 1, . . . ,m
Assumption 2: U -conditional independence
P (Yi = 1 |U ,Y1, . . . ,Yi−1,Yi+1, . . . ,Ym ) = P (Yi = 1 |U ), ∀ i = 1, . . . ,m
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Live Satisfaction of the FPI
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 5 / 58
The live satisfaction questionnaire consists of the following 12 items, each oneto be answered with stimmt (true) or stimmt nicht (not true).
003 Ich habe (hatte) einen Beruf, der mich voll befriedigt023 Ich lebe mit mir selbst in Frieden und ohne innere Konflikte029 Wenn ich noch mal geboren würde, dann würde ich nicht anders leben
wollen058 In meinem bisherigen Leben habe ich kaum das verwirklichen können,
was in mir steckt088 Ich bin immer guter Laune094 Oft habe ich alles gründlich satt100 Ich bin selten in bedrückter, unglücklicher Stimmung112 Ich grüble viel über mein bisheriges Leben nach119 Ich bin mit meinen gegenwärtigen Lebensbedingungen oft unzufrieden128 Alles in allem bin ich ausgesprochen zufrieden mit meinem bisherigen
Leben131 Meine Partnerbeziehung (Ehe) ist gut138 Meistens blicke ich voller Zuversicht in die Zukunft
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Assumptions of the 1-parameter probit model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 6 / 58
We consider the random experiment of sampling a person and observing thepattern of responses to m dichotomous items Yi with values 0 or 1. We define
probiti := Φ−1(
P (Yi = 1 |U ))
,
where Φ−1 denotes the inverse distribution function of a standard normaldistribution and U the person variable, the value of which is the sampled person.
Assumption 1: Homogeneity
∃γi j ∈R : probiti = probit j +γi j , ∀i , j = 1, . . . ,m
Defining η :=probit1 and γi :=−γi 1, for all i = 1, . . . ,m, yields
probiti = η−γi , ∀i = 1, . . . ,m,
and solving for P (Yi = 1 |U ),
P (Yi = 1 |U ) = Φ(η−γi ), ∀i = 1, . . . ,m
Assumption 2: U -conditional independence
P (Yi = 1 |U ,Y1, . . . ,Yi−1,Yi+1, . . . ,Ym ) = P (Yi = 1 |U ), ∀ i = 1, . . . ,m
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The random experiment, the logit and probit transformations
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 7 / 58
We consider the random experiment of sampling a person and
observing the pattern of responses to m dichotomous items Yi t with
values 0 or 1 at n times points t . We define
logiti t := ln( P (Yi t = 1 |Ut ,St )
1−P (Yi t = 1 |Ut ,St )
)
, i = 1, . . . ,m, t = 1, . . . ,n,
where Ut denotes the person variable at time t , the value of which is
the sampled person at time t and St the situation variable at time t , the
value of which is the situation in which assessment takes place at time
t . Note that logiti t is a random variable that is a function of the random
variable (Ut ,St ), i.e., logiti t = f (Ut ,St ).
Analogously, we define
probiti t := Φ−1(
P (Yi t = 1 |Ut ,St ))
, i = 1, . . . ,m, t = 1, . . . ,n,
where Φ−1 denotes the inverse distribution function of a standard
normal distribution.
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A generalized Rasch model with person-specific item difficulties
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 8 / 58
Trivially,
logiti t = logit1t + (logiti t − logit1t ), ∀ i = 1, . . . ,m, t = 1, . . . ,n . (1)
Assumption 1. Time-invariant logit differencesWe assume
logiti t − logit1t = logiti s − logit1s , ∀ i = 1, . . . ,m, s, t = 1, . . . ,n . (2)
Furthermore, we define ξt := logit1t and ηi :=−(logiti t − logit1t ) for alli = 1, . . . ,m, t = 1, . . . ,n. Using these definitions, rearranging Equation (1) yields
logiti t = ξt −ηi , ∀ i = 1, . . . ,m, t = 1, . . . ,n
Solving for P (Yi t = 1 |Ut ,St ) yields
P (Yi t = 1 |Ut ,St ) =exp(ξt −ηi )
1+exp(ξt −ηi ), ∀ i = 1, . . . ,m, t = 1, . . . ,n (3)
Assumption 2. (Ut ,St )-conditional independence
∀ i = 1, . . . ,m, t = 1, . . . ,n : (4)
P[
Yi t = 1 |U1, . . . ,Un ,S1, . . . ,Sn ,(
Y j s , ( j , s) 6= (i , t ))]
= P (Yi t = 1 |Ut ,St ) (5)
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A generalized one-dimensional probit model with person-specific item
difficulties
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 9 / 58
Trivially,
probiti t = probit1t + (probiti t −probit1t ), ∀ i = 1, . . . ,m, t = 1, . . . ,n . (6)
Assumption 1. Time-invariant probit differencesWe assume
probiti t −probit1t = probiti s −probit1s , ∀ i = 1, . . . ,m, s, t = 1, . . . ,n . (7)
Furthermore, we define ξt := probit1t and ηi :=−(probiti t −probit1t ) for alli = 1, . . . ,m, t = 1, . . . ,n. Using these definitions, rearranging Equation (6) yields
probiti t = ξt −ηi , ∀ i = 1, . . . ,m, t = 1, . . . ,n
Solving for P (Yi t = 1 |Ut ,St ) yields
P (Yi t = 1 |Ut ,St ) = Φ(ξt −ηi ), ∀ i = 1, . . . ,m, t = 1, . . . ,n (8)
Assumption 2. (Ut ,St )-conditional independence
∀ i = 1, . . . ,m, t = 1, . . . ,n :
P[
Yi t = 1∣
∣
∣U1, . . . ,Un ,S1, . . . ,Sn ,(
Y j s , ( j , s) 6= (i , t ))
]
= P (Yi t = 1 |Ut ,St )(9)
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The random experiment, the logit and probit transformations
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 10 / 58
We consider the random experiment of sampling a person and observing thepattern of responses to m items Yi t with c +1 response categories 0,1, . . . ,c at ntimes points t . We define
logiti t y := ln( P (Yi t ≥ y |Ut ,St )
1−P (Yi t ≥ y |Ut ,St )
)
, y = 1, . . . ,c , i = 1, . . . ,m, t = 1, . . . ,n,
where Ut denotes the person variable at time t , the value of which is thesampled person at time t and St the situation variable at time t , the value ofwhich is the situation in which assessment takes place at time t . Note thatlogiti t is a random variable that is a function of the random variable (Ut ,St ), i.e.,logiti t = f (Ut ,St ).
Analogously, we define
probiti t y := Φ−1(
P (Yi t ≥ y |Ut ,St ))
, y = 1, . . . ,c , i = 1, . . . ,m, t = 1, . . . ,n,
where Φ−1 denotes the inverse distribution function of a standard normaldistribution.
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A generalized one-dimensional probit model for c +1 response
categories with person-specific item difficulties
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 11 / 58
Trivially, for all y = 1, . . . ,c, i = 1, . . . ,m, t = 1, . . . ,n,
probiti t y = probit1t y + (probiti t y −probit1t y ). (10)
Assumption 1. Time-invariant probit differences
∀ y = 1, . . . ,c, i = 1, . . . ,m, s, t = 1, . . . ,n :
probiti t y −probit1t y = probiti s y −probit1s y .(11)
Assumption 2. Time-invariant constant probit differences between categories
∀x, y = 1, . . . ,c, i = 1, . . . ,m, t = 1, . . . ,n :
∃βi x y ∈R : probiti t y = probiti t x +βi x y .(12)
Furthermore, for all i = 1, . . . ,m, t = 1, . . . ,n, we define the latent variables
ξt :=probit1t1 and ηi :=−(probiti t1 −probit1t1). (13)
Inserting these definitions for y = 1 into Equation (10) yields
probiti t1 = ξt −ηi , ∀ i = 1, . . . ,m, t = 1, . . . ,n . (14)
Choosing x = 1 and inserting βi y :=−βi1y , for all y = 2, . . . ,c and i = 1, . . . ,m into Equation
(12) yields
probiti t y = ξt −ηi −βi y , ∀y = 2, . . . ,c, i = 1, . . . ,m, t = 1, . . . ,n . (15)
Solving for P (Yi t ≥ y |Ut ,St ) results in
∀ y = 1, . . . ,c, i = 1, . . . ,m, t = 1, . . . ,n :
P (Yi t ≥ y |Ut ,St ) = Φ(ξt −ηi −βi y ), with βi y = 0 for y = 1.(16)
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Outline
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 12 / 58
Assumption 3. (Ut ,St )-conditional independence
∀ y = 1, . . . ,c, i = 1, . . . ,m, t = 1, . . . ,n :
P[
Yi t ≥ y∣
∣
∣U1, . . . ,Un ,S1, . . . ,Sn ,(
Y j s , ( j , s) 6= (i , t))
]
= P (Yi t ≥ y |Ut ,St )
(17)
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Outline
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 13 / 58
Introduction
Some Examples
The Components of the Theory of Causal Effects
Definition of Causal Effects
Identification of Causal Effects
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Introduction
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 14 / 58
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Introduction
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 15 / 58
Talking about causality in empirical statistical research we talk about:
Regressions (i.e., conditional expectations) such as E(Y |X ),
E(Y |X , Z ), or their representations by a path diagram, graph, etc.
Omitted variables, other causal factors, etc.
We cannot understand and reasonably discuss causality unless (a) and
(b) have a common mathematical representation.
This means: X ,Y , Z , the regressions E(Y |X ) and E(Y |X , Z ), as well as
the omitted variables are random variables on the same probability
space. This space and its time structure, as well as the relations
between the variables in our regressions on one side and the omitted
variables on the other side need a mathematical representation.
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Some Examples
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 16 / 58
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Joe and Ann With Self-Selection
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 17 / 58
Table 1: Joe and Ann With Self-Selection
Outcomes ω Observables Regressions
Un
it
Tre
atm
en
t
Su
cc
ess
P(ω
)
Pe
rso
nv
ari
ab
leU
Tre
atm
en
tv
ari
ab
leX
Ou
tco
me
va
ria
ble
Y
E(Y
|X,U
)=
P(Y
=1|X
,U)
E(Y
|X)=
P(Y
=1|X
)
E(X
|U)=
P(X
=1|U
)
EX=
0(Y
|U)=
τ0
EX=
1(Y
|U)=
τ1
EU
(Y|X
)
Ad
just
ed
Re
gre
ssio
n
(Joe, no, −) .144 Joe 0 0 .70 .60 .04 .70 .80 .45(Joe, no, +) .336 Joe 0 1 .70 .60 .04 .70 .80 .45(Joe, yes, −) .004 Joe 1 0 .80 .42 .04 .70 .80 .60(Joe, yes, +) .016 Joe 1 1 .80 .42 .04 .70 .80 .60(Ann, no, −) .096 Ann 0 0 .20 .60 .76 .20 .40 .45(Ann, no, +) .024 Ann 0 1 .20 .60 .76 .20 .40 .45(Ann, yes, −) .228 Ann 1 0 .40 .42 .76 .20 .40 .60(Ann, yes, +) .152 Ann 1 1 .40 .42 .76 .20 .40 .60
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Joe and Ann With Self-Selection – Compressed
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 18 / 58
Table 2: Joe and Ann With Self-Selection – Compressed
U P(U
=u
)
EX=
0(Y
|U)=
τ0
EX=
1(Y
|U)=
τ1
P(X
=1|U
)
P(U
=u|X=
0)
P(U
=u|X=
1)
Joe 1/4 .70 .80 .04 .80 .05Ann 1/4 .20 .40 .76 .20 .95
![Page 19: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/19.jpg)
Joe and Ann With Random Assignment
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 19 / 58
Table 3: Joe and Ann With Random Assignment
Outcomes ω Random variables Regressions
Un
it
Tre
atm
en
t
Su
cc
ess
P(ω
)
Pe
rso
nv
ari
ab
leU
Tre
atm
en
tv
ari
ab
leX
Ou
tco
me
va
ria
ble
Y
E(Y
|X,U
)=
P(Y
=1|X
,U)
E(Y
|X)=
P(Y
=1|X
)
E(X
|U)=
P(X
=1|U
)
EX=
0(Y
|U)=
τ0
EX=
1(Y
|U)=
τ1
EU
(Y|X
)
Ad
just
ed
Re
gre
ssio
n
(Joe, no, −) .09 Joe 0 0 .70 .45 .40 .70 .80 .45(Joe, no, +) .21 Joe 0 1 .70 .45 .40 .70 .80 .45(Joe, yes, −) .04 Joe 1 0 .80 .60 .40 .70 .80 .60(Joe, yes, +) .16 Joe 1 1 .80 .60 .40 .70 .80 .60(Ann, no, −) .24 Ann 0 0 .20 .45 .40 .20 .40 .45(Ann, no, +) .06 Ann 0 1 .20 .45 .40 .20 .40 .45(Ann, yes, −) .12 Ann 1 0 .40 .60 .40 .20 .40 .60(Ann, yes, +) .08 Ann 1 1 .40 .60 .40 .20 .40 .60
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Joe and Ann Homogeneous
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 20 / 58
Table 4: Joe and Ann Homogeneous
Outcomes ω Observables RegressionsU
nit
Tre
atm
en
t
Su
cc
ess
P(ω
)
Pe
rso
nv
ari
ab
leU
Tre
atm
en
tv
ari
ab
leX
Ou
tco
me
va
ria
ble
Y
E(Y
|X,U
)=
P(Y
=1|X
,U)
E(Y
|X)=
P(Y
=1|X
)
E(X
|U)=
P(X
=1|U
)
( Joe, no, −) .03 Joe 0 0 .70 .70 .80( Joe, no, +) .07 Joe 0 1 .70 .70 .80( Joe, yes, −) .08 Joe 1 0 .80 .80 .80( Joe, yes, +) .32 Joe 1 1 .80 .80 .80(Ann, no, −) .09 Ann 0 0 .70 .70 .40(Ann, no, +) .21 Ann 0 1 .70 .70 .40(Ann, yes, −) .04 Ann 1 0 .80 .80 .40(Ann, yes, +) .16 Ann 1 1 .80 .80 .40
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Joe and Ann Homogeneous
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 21 / 58
Table 5: Joe and Ann Homogeneous With Partial Regressions
Outcomes ω Observables Regressions
Un
it
Tre
atm
en
t
Su
cc
ess
P(ω
)
Pe
rso
nv
ari
ab
leU
Tre
atm
en
tv
ari
ab
leX
Ou
tco
me
va
ria
ble
Y
E(Y
|X,U
)=
P(Y
=1|X
,U)
E(Y
|X)=
P(Y
=1|X
)
E(X
|U)=
P(X
=1|U
)
EX=
0(Y
|U)=
τ0
EX=
1(Y
|U)=
τ1
EU
(Y|X
=x
)
Ad
just
ed
Re
gre
ssio
n
( Joe, no, −) .03 Joe 0 0 .70 .70 .80 .70 .80 .70( Joe, no, +) .07 Joe 0 1 .70 .70 .80 .70 .80 .70( Joe, yes, −) .08 Joe 1 0 .80 .80 .80 .70 .80 .80( Joe, yes, +) .32 Joe 1 1 .80 .80 .80 .70 .80 .80(Ann, no, −) .09 Ann 0 0 .70 .70 .40 .70 .80 .70(Ann, no, +) .21 Ann 0 1 .70 .70 .40 .70 .80 .70(Ann, yes, −) .04 Ann 1 0 .80 .80 .40 .70 .80 .80(Ann, yes, +) .16 Ann 1 1 .80 .80 .40 .70 .80 .80
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Example
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 22 / 58
Table 6: Four Persons With Self-Selection to Treatment
Outcomes ω Observables RegressionsU
nit
Tre
atm
en
t
Su
cc
ess
P(ω
)
Pe
rso
nv
ari
ab
leU
Se
xZ
Tre
atm
en
tv
ari
ab
leX
Ou
tco
me
va
ria
ble
Y
E(Y
|X,U
)
E(Y
|X,Z
)
E(Y
|X)
P(X
=1|U
)
(Joe, no, −) .0675 Joe m 0 0 .7 .66 .63 .1
(Joe, no, +) .1575 Joe m 0 1 .7 .66 .63 .1
(Joe, yes, −) .0050 Joe m 1 0 .8 .44 .44 .1
(Joe, yes, +) .0200 Joe m 1 1 .8 .44 .44 .1
(Jim, no, −) .0175 Jim m 0 0 .3 .66 .63 .9
(Jim, no, +) .0075 Jim m 0 1 .3 .66 .63 .9
(Jim, yes, −) .1350 Jim m 1 0 .4 .44 .44 .9
(Jim, yes, +) .0900 Jim m 1 1 .4 .44 .44 .9
(Sue, no, −) .0600 Sue f 0 0 .7 .60 .63 .2
(Sue, no, +) .1400 Sue f 0 1 .7 .60 .63 .2
(Sue, yes, −) .0200 Sue f 1 0 .6 .44 .44 .2
(Sue, yes, +) .0300 Sue f 1 1 .6 .44 .44 .2
(Ann, no, −) .0400 Ann f 0 0 .2 .60 .63 .8
(Ann, no, +) .0100 Ann f 0 1 .2 .60 .63 .8
(Ann, yes, −) .1200 Ann f 1 0 .4 .44 .44 .8
(Ann, yes, +) .0800 Ann f 1 1 .4 .44 .44 .8
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Simpson’s Paradox
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 23 / 58
Total sample
Treatment
Success no yes(X=0) (X=1)
no (Y=0) 240 232 472yes (Y=1) 360 168 528
600 400 1000
360/600 = .60 168/400 = .42
0.0
0.2
0.4
0.6
0.8
1.0
0.6
0.42
control treatment
Pro
po
rtio
no
fsu
cc
ess
![Page 24: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/24.jpg)
Simpson’s Paradox: Males vs. Females
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 24 / 58
Males (Z=0) Females (Z=1)
Success Control Treatment Control Treatment(X=0) (X=1) (X=0) (X=1)
No (Y=0) 144 4 96 228Yes (Y=1) 336 16 24 152
480 20 120 380
336/480 = .70 16/20 = .80 24/120 = .20 152/380 = .40
0.0
0.2
0.4
0.6
0.8
1.0
0.70.8
control treatment
0.2
0.4
control treatment
Pro
po
rtio
no
fsu
cc
ess
male female
![Page 25: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/25.jpg)
Nonorthogonal ANOVA
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 25 / 58
Table 7: Expectations in three treatment conditions
expectation of Y in treatment
the treatment conditions probabilities
treatment E(Y |X=x) P (X=x)
X=0 (control) 111.25 1/3
X=1 (treatment 1) 100.00 1/3
X=2 (treatment 2) 114.25 1/3
E(Y ) 108.50
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Nonorthogonal ANOVA
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 26 / 58
Table 8: Expectations E (Y |X=x, Z=z) in treatment × neediness conditions
neediness
treat-ment low (Z=0) medium (Z=1) high (Z=2) P (X=x)
X=0 120 (20/120) 110 (17/120) 60 (3/120) (40/120)X=1 100 (7/120) 100 (26/120) 100 (7/120) (40/120)X=2 80 (3/120) 90 (17/120) 140 (20/120) (40/120)
P (Z=z) (30/120) (60/120) (30/120)
Note. Probabilities P (X=x, Z=z), P (Z=z), and P (X=x) in parentheses.
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Direct Treatment Effect: Path Diagram I
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 27 / 58
X
Y
M εM
εY
1.19
−3.75
20
Figure 1: Path diagram with a randomized treatment variable X , an in-
termediate M (post-test motivation), and an outcome variable Y (post-
test achievement).
E(Y |X ) = 130+20 ·X
E(M |X ) = 80+20 ·X
E(Y |X , M ) ≈ 34.9924−3.7528 ·X +1.1876 ·M
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Direct Treatment Effect: Expectations, Covariances, and Correlations
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 28 / 58
Table 9: Covariances, Correlations, and Expectations in the Teaching Experi-ment
W Z X M Y
Pre-test achievement W 100.00 .850 .000 .495 .740Pre-test motivation Z 85.00 100.00 .000 .582 .696Treatment (yes/no) X 0.00 0.00 0.25 .727 .597Post-test motivation M 68.00 80.00 5.00 189.00 .893Post-test achievement Y 124.00 116.50 5.00 205.70 280.45
Expectations 100.00 100.00 0.50 90.00 140.00
Note. Correlations (in italics) are rounded.
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Direct Treatment Effect: Path Diagram II
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
SelfSelection
Compressed Table
Random Assignment
Homogeneous Persons
Homogeneous Persons
Four Persons
Simpson’s Paradox
Males vs. females
Nonorthogonal ANOVA
Nonorthogonal ANOVA
Direct Effects I
Direct Effects: Data
Direct Effects II
Components of the Theory
of Causal Effects
Identification of Causal
www.metheval.unijena.de 29 / 58
W
Z
X
Y
M εM
εY.90
.50
.80
10
20
85
Figure 2: Path diagram with a randomized treatment variable X , two
pre-tests Z (pre-test motivation) and W (pre-test achievement), an in-
termediate M (post-test motivation), and an outcome variable Y (post-
test achievement).
E(Y |X ) = 130+20 ·X
E(Y |X , M ) ≈ 34.9924−3.7528 ·X +1.1876 ·M
E(Y |X , Z , M ) = 13.50+10 ·X + .50 ·M + .765 ·Z
E(Y |X , Z , M ,W ) = 0+10 ·X +0 ·Z + .50 ·M + .90 ·W
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Components of the Theory of Causal Effects
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
SingleUnit Trials
Causality Space
Filtration
Filtration
Filtration
Global Covariates
Covariates
Global Covariates:
Examples
True Outcome Variables
Another example
Basic Concepts
Identification of Causal
Effectswww.metheval.unijena.de 30 / 58
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Single-Unit Trials
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
SingleUnit Trials
Causality Space
Filtration
Filtration
Filtration
Global Covariates
Covariates
Global Covariates:
Examples
True Outcome Variables
Another example
Basic Concepts
Identification of Causal
Effectswww.metheval.unijena.de 31 / 58
To which type of empirical phenomenon does the theory refer?
Drawing a person u out of a set of persons. This value u is a value of
the random variable U .
observing the value z of (a possibly multivariate qualitative or
quantitative and possibly fallible) covariate Z of the unit
assigning the unit or observing its assignment to one of several
experimental conditions (represented by the value x of the
treatment variable X ),
recording the numerical value y of the outcome variable Y .
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Probability Space and Causality Space
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
SingleUnit Trials
Causality Space
Filtration
Filtration
Filtration
Global Covariates
Covariates
Global Covariates:
Examples
True Outcome Variables
Another example
Basic Concepts
Identification of Causal
Effectswww.metheval.unijena.de 32 / 58
A probability space (Ω,A,P ) consists of
a set Ω of possible outcomes (of the random experiment)
a σ-algebra A of possible events
a probability measure P : A → [0,1]
On this space we can consider random variables U , X , Y , Z , . . ., all of
which are measurable w. r. t. A .
A filtered space ⟨ (Ω,A,P ), (Ft )t∈T ⟩ consists of:
a probability space (Ω,A,P )
a filtration (Ft )t∈T (w. r. t. which random variables and events can
be ordered)
On this space we can consider random variables U , X , Y , Z , . . ., all of
which are measurable w. r. t. A . Some are measurable w. r. t. some of
the σ-algebras Ft , some are not.
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Filtration (Ft )t∈T
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
SingleUnit Trials
Causality Space
Filtration
Filtration
Filtration
Global Covariates
Covariates
Global Covariates:
Examples
True Outcome Variables
Another example
Basic Concepts
Identification of Causal
Effectswww.metheval.unijena.de 33 / 58
Let (Ω,A ) be a measurable space, let T be a set on which there are the
relations =, <, and ≤, and let s, t ∈ T . A family (Ft )t∈T of
sub-σ-algebras Ft of A is called a filtration in A, if Fs ⊂ Ft for all
s ≤ t .
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Filtration (Ft )t∈T
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
SingleUnit Trials
Causality Space
Filtration
Filtration
Filtration
Global Covariates
Covariates
Global Covariates:
Examples
True Outcome Variables
Another example
Basic Concepts
Identification of Causal
Effectswww.metheval.unijena.de 34 / 58
σ(U ) ⊂F1
U=u ∈F1
X=x ∈F2 =FtX
σ(X ) ⊂F2 =FtX
Y=y ∈F3
σ(Y ) ⊂F3
Figure 3: Venn-diagram of a filtration with T = 1,2,3
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Filtration (Ft )t∈T
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
SingleUnit Trials
Causality Space
Filtration
Filtration
Filtration
Global Covariates
Covariates
Global Covariates:
Examples
True Outcome Variables
Another example
Basic Concepts
Identification of Causal
Effectswww.metheval.unijena.de 35 / 58
σ(U ) ⊂F1
U=u ∈F1
Z=z ∈F2
σ(Z ) ⊂F2
X=x ∈F3 =FtX
σ(X ) ⊂F3 =FtX
Y=y ∈F4
σ(Y ) ⊂F4
Figure 4: Venn-diagram of a filtration with T = 1, . . . ,4
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Global Covariates
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
SingleUnit Trials
Causality Space
Filtration
Filtration
Filtration
Global Covariates
Covariates
Global Covariates:
Examples
True Outcome Variables
Another example
Basic Concepts
Identification of Causal
Effectswww.metheval.unijena.de 36 / 58
Let X be a random variable on (Ω,A,P ), let (Ft )t∈T be a filtration in A,
and let CX be a random variable on (Ω,A,P ). Then CX is called a global
covariate if
FtX =σ(X ,CX ), where tX is the smallest element t of T with
σ(X )⊂Ft , t ∈ T .
∀A ∈σ(X )∩CX : P (A) = 0 or P (A) = 1. (That is, σ(X ) and CX are
P-separated.)
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Covariates
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
SingleUnit Trials
Causality Space
Filtration
Filtration
Filtration
Global Covariates
Covariates
Global Covariates:
Examples
True Outcome Variables
Another example
Basic Concepts
Identification of Causal
Effectswww.metheval.unijena.de 37 / 58
A random variable Z on (Ω,A,P ) is called a covariate if σ(Z )⊂CX .
This implies: all events A ∈A that are represented by a covariate, such
as Z=z , are elements of FtX , but they are not an element of σ(X ).
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Examples of Global Covariates
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
SingleUnit Trials
Causality Space
Filtration
Filtration
Filtration
Global Covariates
Covariates
Global Covariates:
Examples
True Outcome Variables
Another example
Basic Concepts
Identification of Causal
Effectswww.metheval.unijena.de 38 / 58
Examples of global covariates of X
(1) CX =U(2) CX = (U , Z ), where Z is a vector of fallible pre-treatment measures(3) CX = (U , X2), where X2 is a second treatment variable(4) CX = (U , Z , X2).
The most important property in definition of a global covariate of X :σ(CX , X ) = FtX .
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True Outcome Variables and True Effect Variables
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
SingleUnit Trials
Causality Space
Filtration
Filtration
Filtration
Global Covariates
Covariates
Global Covariates:
Examples
True Outcome Variables
Another example
Basic Concepts
Identification of Causal
Effectswww.metheval.unijena.de 39 / 58
E X=x(Y |CX ) denotes the CX -conditional expectation of Y with respect
to the measure P X=x defined by
P X=x (A) = P (A |X=x), ∀A ∈A .
E X=x(Y |CX ) is called P-unique if all versions of E X=x(Y |CX ) are
P-equivalent. [P X=x (A) = 0] ⇒ [P (A) = 0], ∀A ∈CX implies that
E X=x(Y |CX ) is P-unique.
Using the global covariate CX of X and the conditional expectation
E X=x(Y |CX ) of Y given CX in treatment x, we can define the
(total-effect) true outcome variables τx := E X=x(Y |CX ) and the true
total-effect variables δxx ′ := τx −τx ′ , where x, x ′ denote two values of
the treatment variable X .
These variables τx and δxx ′ are, by definition, unconfounded,
because we condition on all covariates (potential confounfers).
τx and δxx ′ are random variables on the same probability space as
the original random variables X and Y . Under the assumption of
P-uniqueness they have uniquely defined expectations, conditional
expectations, variances, covariances, etc.
The true outcome variables τx play the same role as Rubin’s
potential outcome variables Yx .
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Example Illustrating the Basic Concepts
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
SingleUnit Trials
Causality Space
Filtration
Filtration
Filtration
Global Covariates
Covariates
Global Covariates:
Examples
True Outcome Variables
Another example
Basic Concepts
Identification of Causal
Effectswww.metheval.unijena.de 40 / 58
Fundamental parameters Derived parametersU
nit
u
Sa
mp
lin
gp
rob
ab
ilit
y
P(U
=u
)
Co
va
ria
teg
en
de
rZ
τ0
(u)=
E(Y
|X=
0,U
=u
)
τ1
(u)=
E(Y
|X=
1,U
=u
)
P(X
=1|U
=u
)
δ1
2=τ
1(u
)−τ
0(u
)
P(U
=u|X
=0
)
P(U
=u|X
=1
)
EX=
0(Y
|Z)
EX=
1(Y
|Z)
u1 1/6 m 68 81 3/4 13 1/10 3/14 83 92.5
u2 1/6 m 78 86 3/4 8 1/10 3/14 83 92.5
u3 1/6 m 88 100 3/4 12 1/10 3/14 83 92.5
u4 1/6 m 98 103 3/4 5 1/10 3/14 83 92.5
u5 1/6 f 106 114 1/4 8 3/10 1/14 111 122
u6 1/6 f 116 130 1/4 14 3/10 1/14 111 122
Expectations 92.33 102.33 7/12 10 92.33 102.33
E (Y |X=x) 99.80 96.71
Average total effect (ACE) 10.000
Prima facie effect (PFE) −3.086
male female
Conditional total effects 9.50 11.00
Conditional PFEs 9.50 11.00
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Basic Concepts of the Theory of Causal Effects
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
SingleUnit Trials
Causality Space
Filtration
Filtration
Filtration
Global Covariates
Covariates
Global Covariates:
Examples
True Outcome Variables
Another example
Basic Concepts
Identification of Causal
Effectswww.metheval.unijena.de 41 / 58
Primitives
Ω = ΩU ×ΩZ ×ΩX ×ΩY The set of possible outcomes
U : Ω→ΩU Person variable
Z : Ω→Ω′Z Covariate
X : Ω→ 0,1, . . . , J Treatment variable
Y : Ω→R Outcome variable
Theoretical Concepts the Theory of Causal Effects
τx := E X=x(Y |CX ) True outcome variables in treatment
conditions x with respect to total effects
δxx ′ := τx −τx ′ True total effect variables
E(δxx ′ ) Average total effect
E(δxx ′ |Z=z) Conditional total effect given Z=z
E(δxx ′ |X=x∗) Conditional total effect given X=x∗
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Identification of Causal Effects
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Core of the Theory
Sufficient Conditions
Sufficient Conditions
Sufficient Conditions
Implication Structure
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 42 / 58
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Core of the Theory of Total Effects
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Core of the Theory
Sufficient Conditions
Sufficient Conditions
Sufficient Conditions
Implication Structure
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 43 / 58
Notation
X — treatment variable Z = f (CX ) — covariate of X
Y — outcome variable U — person variable
τx := E X=x(Y |CX ) — true outcome variable
δxx ′ := τx −τx ′ — true total-effect variable
E(δxx ′ ) — average total effect
E(δxx ′ |Z=z) — conditional total effect given Z=z
Unbiasedness
. . . of the expectation E(Y |X=x) :⇔ E(Y |X=x) = E(τx )
. . . of the regression E X=x(Y |Z ) :⇔ E X=x(Y |Z ) =P
E(τx |Z )
Unbiasedness of the regression E X=x(Y |Z ) implies:
(1) E[
E X=x(Y |Z )]
= E[
E(τx |Z )]
= E(τx )
Remember : E(δxx ′ ) = E(τx )−E(τx ′ )
and, if V = f (Z ),
(2) E[
E X=x(Y |Z ) |V]
=P
E[
E(τx |Z ) |V]
=P
E(τx |V )
Remember : E(δxx ′ |V ) =P
E(τx |V )−E(τx ′ |V )
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Each of These Conditions is Sufficient for Unbiasedness
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Core of the Theory
Sufficient Conditions
Sufficient Conditions
Sufficient Conditions
Implication Structure
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 44 / 58
Let CX denote a global covariate of X and Z = f (X ) a covariate.
Z -conditional independence of CX and treatments (X ⊥⊥CX |Z )
P (X=x |CX ) =P
P (X=x |Z ), ∀x
Completeness of the regression (Y ⊢CX |X , Z )
E (Y |X ,CX ) =P
E (Y |X , Z )
Z -Conditional Strong Causality
if W is CX -measurable,then there is a real-valued function h such that
E (Y |X , Z ,W ) =P
E (Y |X , Z ) + h(Z ,W ) and P (X=x |CX ) >P
0, ∀x
Z -conditional independence of true outcomes and treatments( τ⊥⊥X |Z “strong ignorability”)
P (X=x |Z ,τ0,τ1, . . . ,τJ ) =P
P (X=x |Z ) and P (X=x |CX ) >P
0, ∀x
Z -conditional regressive independence of true outcomes from treatments(τ⊢ X |Z )
E (τx |X , Z ) =P
E (τx |Z ) and P (X=x |CX ) >P
0, ∀x
Z -conditional unconfoundedness of the regression E (Y |X , Z )
P Z=z (X=x |CX ) = P Z=z (X=x) or E X=x, Z=z (Y |CX ) = E X=x, Z=z (Y )
for all pairs of values (x, z) of X and Z and P (X=x |CX ) >P
0, ∀x
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Proof: Z -Conditional Independence Implies Unbiasedness
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Core of the Theory
Sufficient Conditions
Sufficient Conditions
Sufficient Conditions
Implication Structure
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 45 / 58
If CX =U is discrete and Z = f (U ), then
P (X=x |U , Z ) =P
P (X=x |Z ), ∀x
is equivalent to P (X=x |U ) =P
P (X=x |Z ), ∀x, and to
P (X=x |U=u) = P (X=x |Z=z), ∀x,u, z.
The definition of conditional probability implies
P (X=x,U=u)
P (U=u)=
P (X=x, Z=z)
P (Z=z), ∀x,u, z.
Dividing both sides by P (X=x, Z=z) and multiplying by P (U=u) yields
P (X=x,U=u)
P (X=x, Z=z)=
P (U=u, Z=z)
P (Z=z), ∀x,u, z.
Because P (X=x,U=u)= P (X=x,U=u, Z=z) this implies
P (X=x,U=u, Z=z)
P (X=x, Z=z)=
P (U=u, Z=z)
P (Z=z), ∀x,u, z.
The definition of conditional probability then yields
P (U=u |X=x, Z=z) = P (U=u |Z=z), ∀x,u, z. (18)
If Z = f (U )
E (Y |X=x, Z=z) =∑
uE (Y |X=x,U=u) ·P (U=u |X=x, Z=z), ∀x,u, z
is always true. Therefore (18) implies
E (Y |X=x, Z=z) =∑
uE (Y |X=x,U=u) ·P (U=u |Z=z), ∀x,u, z,
which is equivalent to E X=x (Y |Z )= E [E X=x (Y |U ) |Z ], ∀x, i.e., unbiasedness of
E X=x (Y |Z ).
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Proof: Completeness Implies Unbiasedness
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Core of the Theory
Sufficient Conditions
Sufficient Conditions
Sufficient Conditions
Implication Structure
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 46 / 58
If CX =U and Z = f (U ), then completeness of the regression can be written
E (Y |X ,U ) =P
E (Y |X , Z ).
If CX =U is discrete, then this is equivalent to
E (Y |X=x,U=u) = E (Y |X=x, Z=z), ∀x,u, z. (19)
Now,
E (Y |X=x, Z=z) = E (Y |X=x, Z=z) ·1
= E (Y |X=x, Z=z) ·∑
uP (U=u |Z=z)
=∑
uE (Y |X=x, Z=z) ·P (U=u |Z=z), ∀x,u, z.
Inserting (19) yields
E (Y |X=x, Z=z) =∑
uE (Y |X=x,U=u) ·P (U=u |Z=z), ∀x,u, z,
which is equivalent to E X=x (Y |Z )= E [E X=x (Y |U ) |Z ], ∀x, i.e., unbiasedness of
E X=x (Y |Z ).
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Implication Structure Among Conditions of Unbiasedness
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Core of the Theory
Sufficient Conditions
Sufficient Conditions
Sufficient Conditions
Implication Structure
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 47 / 58
Table 10: Implication Structure Between Causality Conditions
(iii) (iv) (vi) (vii)
(i) Z -conditional independence of X and ⇒ ⇒ ⇒ ⇒
potential confounders (X ⊥⊥CX |Z )
(ii) Completeness of E (Y |X , Z ) ⇒ ⇒ ⇒ ⇒
(Y ⊢CX |X , Z )
(iii) Z -conditional independence of X ⇒ ⇒
and true outcomes (X ⊥⊥τ |Z )
(iv) Z -conditional regressive independence ⇒
of true outcomes from X (τ⊢ X |Z )
(v) Z -conditional strong causality ⇒
of E (Y |X , Z )
(vi) Z -conditional unconfoundedness ⇒
of E (Y |X , Z )
(vii) Z -conditional unbiasedness ⇒
of E (Y |X , Z )
Note: ⇒ indicates that condition in row implies condition in column.
![Page 48: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/48.jpg)
Generalized ANCOVA
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 48 / 58
![Page 49: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/49.jpg)
Traditional ANCOVA Model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 49 / 58
If Z is a univariate covariate, the treatment variable X takes values
0,1, . . . , J , and the random variables 1X=x indicate with their values 1
and 0 whether or not X=x, traditional analysis of covariance assumes
E(Y |X , Z ) = γ00 +γ01 ·Z +
J∑
x=1
γx0 ·1X=x . (20)
![Page 50: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/50.jpg)
Traditional ANCOVA Model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 49 / 58
If Z is a univariate covariate, the treatment variable X takes values
0,1, . . . , J , and the random variables 1X=x indicate with their values 1
and 0 whether or not X=x, traditional analysis of covariance assumes
E(Y |X , Z ) = γ00 +γ01 ·Z +
J∑
x=1
γx0 ·1X=x . (20)
For X=0, this equation yields:
E X=0(Y |Z ) = γ00 +γ01 ·Z , (21)
![Page 51: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/51.jpg)
Traditional ANCOVA Model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 49 / 58
If Z is a univariate covariate, the treatment variable X takes values
0,1, . . . , J , and the random variables 1X=x indicate with their values 1
and 0 whether or not X=x, traditional analysis of covariance assumes
E(Y |X , Z ) = γ00 +γ01 ·Z +
J∑
x=1
γx0 ·1X=x . (20)
For X=0, this equation yields:
E X=0(Y |Z ) = γ00 +γ01 ·Z , (21)
and for X=x, Equation (20) yields:
E X=x(Y |Z ) = γ00 +γ01 ·Z +γx0 . (22)
![Page 52: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/52.jpg)
Generalized ANCOVA Model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 50 / 58
The fundamental equation for generalized analysis of covariance is:
E(Y |X , Z ) = g0(Z )+J
∑
x=1
gx (Z ) ·1X=x , (23)
where the intercept function g0(Z ) and the effect functions gx (Z ) are
unknown functions of the (possibly multivariate, numerical or
non-numerical) covariate Z .
![Page 53: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/53.jpg)
Generalized ANCOVA Model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 50 / 58
The fundamental equation for generalized analysis of covariance is:
E(Y |X , Z ) = g0(Z )+J
∑
x=1
gx (Z ) ·1X=x , (23)
where the intercept function g0(Z ) and the effect functions gx (Z ) are
unknown functions of the (possibly multivariate, numerical or
non-numerical) covariate Z .
Remember, traditional analysis of covariance assumes
E(Y |X , Z ) = γ00 +γ01 ·Z +
J∑
x=1
γx0 ·1X=x . (24)
![Page 54: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/54.jpg)
Generalized ANCOVA Model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 51 / 58
The fundamental equation for generalized analysis of covariance is:
E(Y |X , Z ) = g0(Z )+J
∑
x=1
gx (Z ) ·1X=x , (25)
where the intercept function g0(Z ) and the effect functions gx (Z ) are
unknown functions of the (possibly multivariate, numerical or
non-numerical) covariate Z .
![Page 55: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/55.jpg)
Generalized ANCOVA Model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 51 / 58
The fundamental equation for generalized analysis of covariance is:
E(Y |X , Z ) = g0(Z )+J
∑
x=1
gx (Z ) ·1X=x , (25)
where the intercept function g0(Z ) and the effect functions gx (Z ) are
unknown functions of the (possibly multivariate, numerical or
non-numerical) covariate Z .
If X is discrete this equation is always true as long as no restrictive
assumptions about the intercept and/or effect functions are
introduced.
![Page 56: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/56.jpg)
Generalized ANCOVA Model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 51 / 58
The fundamental equation for generalized analysis of covariance is:
E(Y |X , Z ) = g0(Z )+J
∑
x=1
gx (Z ) ·1X=x , (25)
where the intercept function g0(Z ) and the effect functions gx (Z ) are
unknown functions of the (possibly multivariate, numerical or
non-numerical) covariate Z .
If X is discrete this equation is always true as long as no restrictive
assumptions about the intercept and/or effect functions are
introduced.
Conditioning on the covariate, Equation (25) yields
E Z=z (Y |X ) = g0(z)+J
∑
x=1
gx (z) ·1X=x . (26)
This equation shows that the effects of the treatments may be different
for different values of the covariate.
![Page 57: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/57.jpg)
Generalized ANCOVA Model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 52 / 58
Conditioning on the treatment, Equation (25) yields, for X=0
E X=0(Y |Z ) = g0(Z ), (27)
![Page 58: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/58.jpg)
Generalized ANCOVA Model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 52 / 58
Conditioning on the treatment, Equation (25) yields, for X=0
E X=0(Y |Z ) = g0(Z ), (27)
and for X=x:
E X=x(Y |Z ) = g0(Z )+ gx (Z ). (28)
![Page 59: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/59.jpg)
Generalized ANCOVA Model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 52 / 58
Conditioning on the treatment, Equation (25) yields, for X=0
E X=0(Y |Z ) = g0(Z ), (27)
and for X=x:
E X=x(Y |Z ) = g0(Z )+ gx (Z ). (28)
Hence,
gx (Z ) (29)
is the (prima facie) effect function, comparing treatment x to treatment
0
![Page 60: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/60.jpg)
Generalized ANCOVA Model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 52 / 58
Conditioning on the treatment, Equation (25) yields, for X=0
E X=0(Y |Z ) = g0(Z ), (27)
and for X=x:
E X=x(Y |Z ) = g0(Z )+ gx (Z ). (28)
Hence,
gx (Z ) (29)
is the (prima facie) effect function, comparing treatment x to treatment
0 and
E [gx (Z )] (30)
is the average effect of treatment x compared to treatment 0.
![Page 61: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/61.jpg)
Generalized ANCOVA Model
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
Traditional ANCOVA
Generalized ANCOVA
Generalized ANCOVA
Generalized ANCOVA
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 52 / 58
Conditioning on the treatment, Equation (25) yields, for X=0
E X=0(Y |Z ) = g0(Z ), (27)
and for X=x:
E X=x(Y |Z ) = g0(Z )+ gx (Z ). (28)
Hence,
gx (Z ) (29)
is the (prima facie) effect function, comparing treatment x to treatment
0 and
E [gx (Z )] (30)
is the average effect of treatment x compared to treatment 0.
If x = 0, . . . , J denote the values of X , in generalized ANCOVA, we
estimate both the conditional-effect functions gx (Z ) and the average
effects E [gx (Z )], for x = 1, . . . , J .
![Page 62: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/62.jpg)
EffectLite
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
EffectLite
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 53 / 58
![Page 63: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/63.jpg)
Scope of EffectLite
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
EffectLite
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 54 / 58
EffectLite ...
does not assume homogeneity of variances (in the univariate case with asingle outcome variable) or of covariance matrices (in the multivariate casewith two or more outcome variables) of the outcome variables betweentreatment groups.
![Page 64: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/64.jpg)
Scope of EffectLite
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
EffectLite
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 54 / 58
EffectLite ...
does not assume homogeneity of variances (in the univariate case with asingle outcome variable) or of covariance matrices (in the multivariate casewith two or more outcome variables) of the outcome variables betweentreatment groups.
allows analyzing mean differences between groups w. r. t. several manifestoutcome variables, one or more latent outcome variables, and a mixture ofthe two kinds of outcome variables.
![Page 65: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/65.jpg)
Scope of EffectLite
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
EffectLite
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 54 / 58
EffectLite ...
does not assume homogeneity of variances (in the univariate case with asingle outcome variable) or of covariance matrices (in the multivariate casewith two or more outcome variables) of the outcome variables betweentreatment groups.
allows analyzing mean differences between groups w. r. t. several manifestoutcome variables, one or more latent outcome variables, and a mixture ofthe two kinds of outcome variables.
allows analyzing conditional and average effects w. r. t. several manifestcovariates or w. r. t. one or more latent covariates, and a mixture of the twokinds of covariates.
![Page 66: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/66.jpg)
Scope of EffectLite
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
EffectLite
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 54 / 58
EffectLite ...
does not assume homogeneity of variances (in the univariate case with asingle outcome variable) or of covariance matrices (in the multivariate casewith two or more outcome variables) of the outcome variables betweentreatment groups.
allows analyzing mean differences between groups w. r. t. several manifestoutcome variables, one or more latent outcome variables, and a mixture ofthe two kinds of outcome variables.
allows analyzing conditional and average effects w. r. t. several manifestcovariates or w. r. t. one or more latent covariates, and a mixture of the twokinds of covariates.
estimates and tests average effects for non-orthogonal analysis of variancedesigns, provided that the covariates are specified as qualitative indicatorvariables. Other programs typically do not test the average effect at all,orthey do not treat the covariates as stochastic regressors, which usually leadsto invalid tests of the average effect.
![Page 67: metheval - uni-bielefeld.de...metheval Lehrstuhl für Methodenlehre und Evaluationsforschung •Institut für Psychologie •FSU Jena jena.de 1 / 58 AnIRTmodelwithperson-specificitemdifficulties](https://reader034.fdocuments.us/reader034/viewer/2022042312/5edb4c07ad6a402d666571c0/html5/thumbnails/67.jpg)
Scope of EffectLite
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
EffectLite
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 54 / 58
EffectLite ...
does not assume homogeneity of variances (in the univariate case with asingle outcome variable) or of covariance matrices (in the multivariate casewith two or more outcome variables) of the outcome variables betweentreatment groups.
allows analyzing mean differences between groups w. r. t. several manifestoutcome variables, one or more latent outcome variables, and a mixture ofthe two kinds of outcome variables.
allows analyzing conditional and average effects w. r. t. several manifestcovariates or w. r. t. one or more latent covariates, and a mixture of the twokinds of covariates.
estimates and tests average effects for non-orthogonal analysis of variancedesigns, provided that the covariates are specified as qualitative indicatorvariables. Other programs typically do not test the average effect at all,orthey do not treat the covariates as stochastic regressors, which usually leadsto invalid tests of the average effect.
produces results which are easily interpretable in the analysis of conditionaland of average effects (mean differences) between groups.
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Scope of EffectLite
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
EffectLite
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 54 / 58
EffectLite ...
does not assume homogeneity of variances (in the univariate case with asingle outcome variable) or of covariance matrices (in the multivariate casewith two or more outcome variables) of the outcome variables betweentreatment groups.
allows analyzing mean differences between groups w. r. t. several manifestoutcome variables, one or more latent outcome variables, and a mixture ofthe two kinds of outcome variables.
allows analyzing conditional and average effects w. r. t. several manifestcovariates or w. r. t. one or more latent covariates, and a mixture of the twokinds of covariates.
estimates and tests average effects for non-orthogonal analysis of variancedesigns, provided that the covariates are specified as qualitative indicatorvariables. Other programs typically do not test the average effect at all,orthey do not treat the covariates as stochastic regressors, which usually leadsto invalid tests of the average effect.
produces results which are easily interpretable in the analysis of conditionaland of average effects (mean differences) between groups.
estimates and tests conditional and average total effects, provided that thecovariate-treatment regression is unbiased.
estimates and tests conditional and average direct effects, provided that thecovariate-intermediate-treatment regression is unbiased.
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Scope of EffectLite
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
EffectLite
EffectLite
Theory of Causal Effects
www.metheval.unijena.de 55 / 58
EffectLite ...
needs Mplus or LISREL in the background
works with demo version or student version for small models
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Theory of Causal Effects
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
Book
Conclusion
www.metheval.unijena.de 56 / 58
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Probability and Causality
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
Book
Conclusion
www.metheval.unijena.de 57 / 58
Probability and Causality
Rolf Steyer
Ivailo Partchev
Ulf Kröhne
Benjamin Nagengast
Christiane Fiege
draft available at www.causal-effects.de
also contains the Causal Effects Explorer
and EffectLite (with manual).
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Conclusion
Abstract
Logit and Probit
Rasch model
Live Satisfaction
1parameter probit model
The random experiment
Personspecific item
difficultiesPersonspecific item
difficulties
The random experiment
Personspecific item
difficulties
Outline
Outline
Introduction
Some Examples
Components of the Theory
of Causal Effects
Identification of Causal
Effects
Generalized ANCOVA
EffectLite
Theory of Causal Effects
Book
Conclusion
www.metheval.unijena.de 58 / 58
The random variables consider in a system of regression equations (pathdiagram) and the omitted variables are random variables in the samerandom experiment represented by the probability space (Ω,A,P )
What allows us to give the path diagram a causal interpretation are therelationships between the variables in the regressions (path diagram) andthe omitted variables
The basic idea in defining the true total-effect variable is to condition on allrandom variables that are prior or simultaneous to X except for X itself
The basic idea in defining the true direct-effect variable is to condition on allrandom variables that are prior or simultaneous to M except for X
These (most fine grained) true effect variables are then aggregated(coarsened) by taking expectations (average effects) or conditionalexpectations (conditional effects)
Under the assumption of unbiasedness (which is implied by severalcausality conditions that are empirically falsifiable), these aggregated effects(or effect functions) can be identified by empirically estimable parameters(or functions).