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    Me asu res o fDise ase sFrequency(1)Gao Hongcai

    Email: [email protected]

    School of Public Health, Jining MedicalCollege

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    Introduction Epidemiologists use a variety of

    methods to summarize data. One

    fundamental method is the frequencydistribution. The frequency distributionis a table which displays how manypeople fall into each category of a

    variable such as age, income level, ordisease status.

    In later lessons you will learn about

    frequency distribution (time placepeople).

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    Introduction cases:

    people who have a disease or conditionbeing studiedare generally referred to as

    cases.

    People without the disease are called non-

    cases.

    non-cases :

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    IntroductionThe most common form of

    organizing epidemiologic informationis through collecting information

    about cases and non-cases.

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    Introduction counting cases of disease in a

    population is the unique domain of

    epidemiologyit is the corecomponent of disease surveillanceand a critical step in investigating an

    outbreak.

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    Introduction Case counts must be placed in proper

    perspective, however, by using rates to

    characterize the risk of disease for apopulation. Calculating rates for differentsubgroups of age, sex, exposure historyand other characteristics may identify high-

    risk groups and causal factors. Such information is vital to the

    development and targeting of effectivecontrol and prevention measures.

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    Introduction The numbers are usually translated into

    rates.

    Rates indicate the risk of disease for apopulation.

    This helps to identify high-risk groups and

    causal factors. Data elements collected from cases and

    non-cases are called variables (age, sex,race, weight, height, temperature, bloodpressure, disease, death etc)

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    Why measure disease?To quantify or measure the

    occurrence of disease is fundamental

    in understanding: Description of health events in the

    population

    Impact of disease in the population Possible associations between factors

    and disease

    Possible mechanisms of spread

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    Rates, Ratios and

    Proportions Variables or data elements are summarized

    to provide number of cases, proportions,rates and ratios = frequency

    In epidemiology many variables have onlytwo possible categories these are called dichotomous variables(e.g. disease or no disease; alive or dead).

    The frequency measures we use withdichotomous variables are ratios,proportions and rates.

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    Rates, Ratios and

    Proportions Before you learn about specific measures,

    it is important to understand the

    relationship between the three types ofmeasures and how they differ from eachother.

    All three measures are based on the sameformula:

    Ratio, proportion, rate = 10n

    y

    x

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    Rates, Ratios and

    Proportions

    10n(10 to the nth power),is a constant that we

    use to transform the result of the divisioninto a uniform quantity. The size of 10n

    may equal 1, 10, 100,1000 and so on

    depending upon the value ofn.

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    Rates, Ratios and

    Proportions For example,

    100 = 1

    101 = 10 102 = 10 10 = 100 103 = 10 10 10 = 1000

    You will learn what value of 10n

    touse when you learn about specificratios, proportions, and rates.

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    = 5 /2 = 2.5 /1

    Ratio

    The quotient of 2 numbers Numerator NOT necessarily INCLUDED in the

    denominator

    Allows to compare quantities of different nature

    Rates, Ratios and

    Proportions

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    For example, the sex of children attendingan immunization clinic could be compared

    in either of the following ways:

    In the first option,x(female) is completelyindependent ofy(male).

    In the second,x(female) is included iny(all).Both examples are ratios.

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    2--- = 0.5 100 = 50%4

    Proportion

    The quotient of 2 numbers Numerator NECESSARELY INCLUDED

    in the denominator

    Quantities have to be of same nature

    Proportion always ranges between 0 and 1

    Percentage = proportion 100

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    Of the two ratios shown above,

    the first is not a proportion, becausexis not a part ofy.

    The second is a proportion, because

    xis part ofy.

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    Rate

    2----- = 0.02 /year100

    Observed in 1998

    Numerator- number EVENTS observed for a given time

    Denominator- population in which the events occur

    (population at risk)- includes time

    The quotient of 2 numbers

    Speed of occurrence of an event over time

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    rate, is often a proportion, with an addeddimension: it measures the occurrence of

    an event in a population over time. The basic formula for a rate is as follows:

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    Notice three important aspects of this

    formula.

    The persons in the denominator must reflect thepopulation from which the cases in the numerator

    arose.

    The counts in the numerator and denominatorshould cover the same time period.

    In theory, the persons in the denominator must

    be at risk for the event, that is, it should have

    been possible for them to experience the event.

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    Rates and Proportions Rates: tell us how fast the disease isoccurring in a population

    Proportions: tell us what fraction of thepopulation is affected

    Rates and Proportions can be used to estimate

    the extent and significance of disease burden ina community or population

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    As you can see from the above discussion,

    ratios, proportions, and rates are NOT three

    distinctly different kinds of frequency

    measures. They are all ratios:

    proportions are a particular type ratio, and

    some rates are a particular type of

    proportion.

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    In epidemiology, however, we often

    shorten the terms for these

    measures in a way that makes it

    sound as though they are completely

    different. When we call a measure aratio, we usually mean a

    nonproportionalratio;

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    when we call a measure a

    proportion, we usually mean a

    proportional ratio that doesnt

    measure an event over time, and

    when we use the term rate, wefrequently refer to a proportional ratio

    that does measure an event in a

    population over time.

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    We also use ratios, proportions, and,

    most important rates to describethree aspects of the human

    condition:

    morbidity (disease),

    mortality (death),

    and natality (birth).

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    Morbidity FrequencyMeasures

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    To describe the presence ofdisease in a population, or the

    probability (risk) of its occurrence,

    we use one of the morbidity

    frequency measures.

    In public healthterms, disease

    includes illness,injury, or disability.

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    Table 1 shows several morbiditymeasures.

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    All of these can be further elaborated intospecific measures for age, race, sex,

    or some other characteristic of aparticular population being described.

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    Table 2. shows a summary of the formulas forfrequently used morbidity measures.

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    I will describe how you calculateeach of the morbidity measures

    and when you would use it later.

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    Incidence Rate

    Definition:

    Incidence refers to the occurrence of

    new cases in a population during agiven period of time.

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    Incidence Rate

    Incidence rate is the most commonway of measuring and comparing the

    frequency of disease in populations. We use incidence rates instead of raw

    numbers for comparing disease

    occurrence in different populationsbecause rates adjust for differences inpopulation sizes.

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    Incidence Rate

    Rate of development of disease during agiven period of time.

    The incidence rate expresses theprobability or risk of illness in a populationover a period of time.

    It is used to estimate the risk of developinga disease in a specified population during aspecified period of time.

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    Incidence Rate

    Since incidence is a measure of risk,when one population has a higher

    incidence of disease than another, wesay that the first population is at ahigher risk of developing disease thanthe second, all other factors being

    equal. We can also express this by saying that

    the first population is a high-riskgrouprelative to the second population.

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    Incidence Rate

    An incidence rate (sometimesreferred to simply as incidence) is a

    measure of the frequency with whichan event, such as a new case ofillness, occurs in a population over a

    period of time.

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    Incidence Rate

    The formula for calculating anincidence rate as follows:

    k=periodtimesametheduringriskatpopulation

    periodgiven timeaduringocurringcasesnewrateIncidence

    k=10n,

    n=2,3,4,5,6

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    Incidence Rate

    Three key elements: Only new cases included in numerator

    Total population at risk in thedenominator

    Time element period over which new

    cases developed

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    -

    numerator

    The numerator of an incidence rate

    should reflect newcases of disease

    which occurred or were diagnosed

    during the specified period.

    The numerator should notinclude

    cases which occurred or were

    diagnosed earlier.

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    -

    denominator

    Notice that the denominatoris thepopulation at risk. This means that persons

    who are included in the denominator shouldbe able to develop the disease that is beingdescribed during the time period covered.

    Unfortunately, unless we conduct a special

    study, we usually cannot identify andeliminate persons who are not susceptibleto the disease from available populationdata.

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    -

    denominator

    In practice, we usually use Census population

    counts or estimates for the midpoint of the time

    period under consideration.

    If the population being studied is small and very

    specific, howeversuch as a nursing home

    populationwe can and should use exact

    denominator data.

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    -

    denominator

    The denominator should representthe population from which the

    cases in the numerator arose. E.g. : If the numerator was limited

    to civilian cases, it was necessary

    for us to restrict the denominatorto civilians as well.

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    -

    denominator

    Depending on the circumstances, the mostappropriate denominator will be one of the

    following: average size of the population over the time

    period.

    size of the population (either total or at risk)

    at the middle of the time period. size of the population at the start of the

    time period.

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    Incidence rate -10n For 10n, any value ofn can be used.

    For most nationally notifiable

    diseases, a value of 100,000 or 105 isused for 10n.

    Otherwise, we usually select a value

    for 10n so that the smallest ratecalculated in a series yields a smallwhole number (for example, 4.2/100,

    not 0.42/1,000; 9.6/100,000, not

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    Incidence rate -10n Since any value ofn is possible, the

    investigator should clearly indicate

    which value is being used. If weselected a value of 100,000, ourincidence rate is reported as 297.4

    per 100,000.

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    Incidence rate -time Rates imply a change over time. For disease incidence rates, the

    change is from a healthy state todisease. The period of time mustbe specified.

    For surveillance purposes, the periodof time most commonly used is thecalendar year, but any interval maybe used as long as the limits of the

    interval are identified.

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    Incidence rate -types When the denominator is the size of the

    population at the start of the timeperiod, the measure is sometimes calledcumulative incidence.

    This measure is a proportion, becauseall persons in the numerator are also inthe denominator. It is a measure of theprobability or riskof disease, i.e.,what proportion of the population willdevelop illness during the specified timeperiod.

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    -types

    In contrast, the incidence rate islike velocity or speed measured in

    miles per hour. It indicates howquicklypeople become illmeasured in people per year.

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    Cumulative Incidence

    There are two types of Incidence rates :

    1. Cumulative Incidence (CI): is the

    proportion of people who become diseasedduring a specified period of time.

    k

    riskatpopulationTotal

    periodspecificaduringdiseaseaofcasesnewofNumber

    k=10n,

    n=2,3,4,5,6

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    Cumulative Incidence

    CI provides an estimate of theprobability, or risk that an individual will

    develop a disease during a specifiedperiod of time.

    The time period must be clearly

    specified when reporting the CI.

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    Cumulative Incidence

    The CI assumesThat the entire population is at risk at

    the beginning of the study periodThat the populations has been followed

    for the specified time interval

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    Cumulative Incidence

    In 2000: 733,151 new cases of gonorrhea were

    reported among the United States civilianpopulation.

    The mid-year civilian population wasestimated to be 246,552,000.

    CI=[733,151/246,552,000] x 1,000=

    2.97 per 1000 population.

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    Incidence Density

    2. Incidence density (ID) = measure of riskin a changing population where people are

    free of disease at start and observed foronset of disease for different time periods

    Shows how rapidly cases develop

    In presenting an incidence density, it is

    essential to specify the relevant time units.-i.e. number of cases per person-day,person-month, person-year, etc.

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    Incidence Density

    Person-time is the number of personsat risk for disease multiplied by the

    length of time they are observed foronset of disease

    Person years = # of person # of

    years followed up

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    Incidence Density Example: In a cohort study, 600 contraceptive

    users were followed over the course of three yearsas follows:

    100 women for 1year 200 women for 2 years

    300 women for 3 years

    The number of person-years of observation in this

    study is: 100 women x 1 = 100 person-years

    200 women x 2 = 400 person-years

    300 women x 3 = 900 person-years

    Total = 1400 person-years

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    Incidence Density

    Of these 600 people 10 developed thromboembolism

    The incidence rate ofthromboembolism is calculated as: (10/1400)*k = 7.1 per 1000 person

    years of follow up.

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    Prevalence Rate

    Prevalence, sometimes referred to as

    prevalence rate, Is the proportion ofpersons in a population who have a

    particular disease or attribute at a specified

    point in time or over a specified period of

    time.

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    Prevalence Rate

    The formula for presence of disease is:

    k=

    periodtimesametheduringpopulation

    periodgiven timeaduringcasesexisting-preandnewallPrevalence

    k=10n

    The formula for prevalence of anattribute is:

    k=periodtimesametheduringpopulation

    periodgiven timeaduringattributeexisting-preandnewallPrevalence

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    Prevalence Rate

    Gives an indication of the burden ofdisease

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    Prevalence Rate

    The value of 10n is usually 1 or 100for common attributes.

    The value of 10n may be1,000,100,000, or even 1,000,000for rare traits and for most

    diseases.

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    Prevalence Rate

    There are two types of prevalence:

    1. Point prevalence: is the presence

    of a disease at a single point in time(snap shot).

    kriskatpopulationpoint-midTotal

    timeofpointspecificaatcasesexistingofNumber

    k=10n,

    n=2,3,4,5,6

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    Prevalence Rate

    The amount of disease present in a

    population is constantly changing.

    Sometimes, we want to know how much ofa particular disease is present in a

    population at a single point in timeto get

    a kind of stop action or snapshot lookat the population with regard to that

    disease.

    We use point prevalence for that

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    Prevalence Rate

    Point prevalence is not an incidence

    rate, because the numeratorincludes pre-existing cases;

    it is a proportion, because the

    persons in the numerator are also in

    the denominator.

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    Prevalence Rate

    At other times we want to know howmuch of a particular disease is present

    in a population over a longer period.Then, we use period prevalence.

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    Prevalence Rate

    2. Period Prevalence: the presence of adisease at a particular time interval .

    kriskatpopulationperiod-midTotal

    timeofperiodspecificaatcasesexistingofNumber

    Prevalence usually refers to pointrevalence

    k=10n,

    n=2,3,4,5,6

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    Prevalence Rate

    The numerator in period prevalence isthe number of persons who had a

    particular disease or attribute at anytime during a particular interval.The interval can be a week, month, year,

    decade, or any other specified timeperiod.

    l i hi

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    Relationship BetweenPrevalence and Incidence

    The prevalence and incidence of disease are

    frequently confused. They are similar, but

    differ in what cases are included in thenumerator.

    Numerator ofIncidence = new cases

    occurring during a given time period

    Numerator ofPrevalence = all cases

    (existing and new)

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    As you can see, the numerator of anincidence rate consists only of persons

    whose illness began during a specifiedinterval.

    The numerator for prevalence includesallpersons ill from a specified cause

    during a specified interval (or at aspecified point in time) regardless ofwhen the illness began. It includesnot only new cases, but also old cases

    during the specified interval.

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    Relationship BetweenPrevalence and Incidence

    Prevalence and Incidence are related

    by average duration (D) of disease ina stable population

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    High prevalence of a disease within apopulation may reflect high risk, or itmay reflect prolonged survival withoutcure.

    Conversely, low prevalence mayindicate low incidence, a rapidly fatalprocess, or rapid recovery.

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    We often use prevalence ratherthan incidence to measure the

    occurrence of chronic diseasessuch as osteoarthritis which havelong duration and dates of onset

    which are difficult to pinpoint.

    R l ti hi B t

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    Relationship BetweenPrevalence and Incidence

    Deaths,

    Cured,

    Lost...

    DurationPrevalence

    Incidence

    P=ID

    R l ti hi B t

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    Relationship BetweenPrevalence and Incidence

    If a disease lasts a long time, there will behigher prevalence in the population

    If incidence is low but those affected havethe condition for long = the prevalence willbe high relative to the incidence

    If disease is short-lived, there will be lowprevalence in the population

    If incidence is high but the disease durationis short then the prevalence will be lowrelative to the incidence

    R l ti hi B t

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    Relationship BetweenPrevalence and Incidence

    Example: a follow up study of theFramingham data showed males and

    females had same IR for heart diseasebut females had a higher prevalenceof disease

    WHY?

    R l ti hi B t

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    Relationship BetweenPrevalence and Incidence

    PR = What proportion of thepopulation has this condition?

    IR = At what rate do new casesarise over time in the population?

    R l ti hi B t

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    Relationship BetweenPrevalence and Incidence

    Example: in Richmond City, 2006, there

    were a total of 5,000 hepatitis B cases of

    which 1,000 were newly diagnosed. The total population of Richmond City is

    200,000.

    Prevalence in 2006:(5,000/200,000)*1000=25 per 1,000

    population

    Incidence in 2006: (1,000/200,000)*

    U f P l d

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    Uses of Prevalence andIncidence Measures

    Prevalence is mostly used for

    planning, evaluating

    Incidence is used to identify causal

    relationships

    Factors which increase or decrease prevalence rate

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    Factors which increase or decrease prevalence rate

    Rates Are Increased by Rates Are Decreased by

    Immigration of ill cases Immigrationofhealthypersons

    Emigration of healthy persons Emigration of ill cases

    Immigration of susceptible cases orthose with potential of becomingcases

    Improved cure rate of cases

    Increaseddeath rates from the diseases

    Prolongation of life of caseswithout cure (increase of durationof disease)

    Decrease in occurrence of new cases

    Shorter duration of disease

    Increase in occurrence of new cases(increase in incidence)

    Death

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    Attack Rate

    Attack Rate: Is a variant of anincidence rate, applied to a narrowly

    defined population observed for alimited time, such as during anepidemic or outbreak of a disease.

    It is usually expressed as a percent, so10n equals 100.

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    Attack Rate

    For a definedpopulation (the population at risk),during a limited time period,

    100periodtheofbeginningat theriskatPopulation

    periodtheduringpopulationtheamongcasesnewofNo.rateAttack =

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    Attack Rate

    Example: Of 75 persons who attended achurch picnic, 46 subsequently developed

    gastroenteritis. To calculate the attack rate ofgastroenteritis we first define the numeratorand denominator:

    x= Cases of gastroenteritis occurringwithin the incubation period forgastroenteritis among persons who

    attended the picnic = 46

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    Attack Rate

    The attack rate of gastroenteritis is:

    The risk of developing gastroenteritis in this

    population was 61%.

    %611007546 =

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    Attack Rate Notice that the attack rate is a proportion

    the persons in the numerator are also inthe denominator.

    This proportion is a measure of theprobabilityor riskof becoming a case.

    In the example above, we could say that,

    among persons who attended the picnic,the probability of developinggastroenteritis was 61%, or the risk ofdeveloping gastroenteritis was 61%.

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    Secondary Attack Rate

    Secondary attack rate:is a measure ofthe frequency of new cases of a diseaseamong the contacts of known cases.

    The formula is as follows:

    k=contactsofnumberTotal

    periodtheduringcasesprimaryofcontactsamongcaseofNo.rateattackSecondary

    k=10n,

    n=2,3,4,5,6

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    To calculate the total number of householdcontacts, we usually subtract the number ofprimary cases from the total number ofpeople residing in those households.

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    Secondary Attack Rate

    Example:

    Seven cases of hepatitis A occurred

    among 70 children attending a child carecenter.

    Each infected child came from a differentfamily.

    The total number of persons in the 7affected families were 32

    One incubation period later, 5 family

    members of the 7 infected children also

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    Calculate the attack rate in thechild care center and the

    secondary attack rate amongfamily contacts of those cases.

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    1. Attack rate in child care center:

    x= cases of hepatitis A among

    children in child care center = 7

    y= number of children enrolled in

    the child care center = 70

    Attack rate= 100 = 100 =

    10%y

    x

    70

    7

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    2. Secondary attack rate:

    x= cases of hepatitis A among family contacts of

    children with hepatitis A = 5 y= number of persons at risk in the families (total

    number of family memberschildren alreadyinfected) = 32 7 = 25

    Secondary attack rate

    = 100 = 100 = 20%y

    x

    25

    5