McKinley v Board of Governors Vaughn Index 16 October 2012 (Lawsuit #3a)

Index of Documents Withheld in Response to FOIA Request 2012‐375 of Vern McKinley (AIG), [draft of 10‐16‐12]Subject to FRE 408 ‐ Not for Use in Litigation

Bates range Description of document Description of Withheld Material Exemption

Withheld in Full or

Redacted

Number of pages

000001-2 September 16, 2008 email entitled "Counterparty Credit Risk - 9/16 One-pager" from Laxmi Rao (Bank Supervision Group FRBNY) to NY BankSup BSG Core Analysis Group with ccs to FRBNY supervisory staff. Attachment entitled "CCR 1-Pager 9.16.08 doc."

Communication among FRBNY supervisory staff assessing information from LFIs re AIG exposure. Document contains some non-responsive information.

Exemption 8. This document contains information obtained by Federal Reserve Bank of New York ("FRBNY") supervisory staff from Board-supervised large financial institutions ("LFIs") regarding LFIs' credit and other exposure to AIG, steps taken by LFIs to guard against AIG-related risk, supervisors' analyses of information obtained from LFIs, and similar supervisory information. This information was obtained or prepared by regulators to assess the risks to LFIs of a possible AIG bankruptcy. This information is contained in or related to examination, operating or condition reports prepared by, on behalf of, or for the use of an agency responsible for the regulation or supervision of financial institutions.

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000001-2 Con't

Exemption 4. This document contains confidential commercial or financial information obtained by FRBNY supervisory staff from regulated financial and other institution(s) regarding the credit or other exposure of supervised LFIs to AIG, steps taken by LFIs to guard against AIG-related risk, and related information. Provision of this information was mandatory. Disclosure is likely to cause substantial competitive injury to financial institution(s) or impair the Board's ability to obtain similar, necessary information in the future by diminishing the quality or reliability of information.

000003 MS document, "COUNTERPARTY CREDIT EVENING UPDATE – September 16, 2008." Attachment to email #000001, above

Attachment containing FRBNY supervisory assessment of exposure of LFIs to AIG. Document contains some non-responsive information.

Exemption 4: See Bates 000001-2 above. Exemption 8: See Bates 000001-2 above.

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000004 September 16, 2008 email entitled Fw: [LFI]: Top 10 Corporate Credit Exposure" from Homer Hill (Bank Supervision Group, FRBNY) to Sarah Dahlgren, Dianne Dobbeck, and other FRBNY staff forwarding a message from Min Kim (Bank Supervision Group, FRBNY) with a spreadsheet attachment entitled "[LFI] Corporate Credit Direct Exposure.xls"

Communication among FRBNY supervisory staff conveying information from LFI re AIG exposure. Document contains some non-responsive information.


Withheld in Full

1

000005-06 Two charts entitled, "Top 10 Corporate Credit Families" and "Top 10 Banking Corporate Credit Families." The second chart lists exposures to AIG as of 9/12/08. Charts are attached to email #000004 above.

Attachment containing information regarding LFI credit exposure to AIG. Document contains some non-responsive information.


Withheld in Full

2

000007 September 16, 2008 email entitled "Market Risk Summary" from Anthony Cirillo (Asst. Vice President, Market Risk, FRBNY) to Alejandro LaTorre, Alexa Philo, and other FRBNY staff with a MS Word attachment "Market Risk Summary SEP 16 08.doc"

Communication among FRBNY supervisory staff conveying information from LFI re AIG exposure.


Withheld in Full

1

000008 PDF document containing notes taken by LFI risk managers regarding calls with supervised financial institutions over the course of the day concerning market risk and exposure to AIG, entitled "Market Risk Summary SEP 16 08.pdf, attachment to email #000007, above

Attachment containing information obtained by supervisors from LFIs regarding market risk and exposure to AIG. Document contains some non-responsive information.


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1

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000009 September 16, 2008 forwarded email entitled "Fw: Top 20 Firms Exposure to AIG: Tier 1 impact" from Dianne Dobbeck to NY BankSup BSG Senior Mgmt Team, and others with a xls attachment entitled "AIG Impact Analysis 9-16 - FINAL.xls. Attaches a matrix prepared by FRBNY supervisory staff regarding on the Tier 1 impact of exposure to AIG on regulated LFIs.

Communication among FRBNY supervisory staff regarding information provided to supervisors by LFIs regarding exposure to AIG.


Withheld in Full

1

000010 PDF document, containing the final version of a matrix on the Tier 1 impact of exposures to LFIs with the title header "Selected Financial Institutions' Exposure to AIG", attachment to email #000009, above

Attachment containing information provided to supervisors by LFIs regarding exposure to AIG.


Withheld in Full

1

000011 PDF document, containing version 1 of a matrix on the Tier 1 impacts of exposures to LFIs with the title header " Selected Financial Institutions' Exposure to AIG", attachment to email #000009, above



Withheld in Full

1

000012 PDF document, containing version 2 of a matrix on the Tier 1 impacts of exposures to LFIs with the title header " Selected Financial Institutions' Exposure to AIG", attachment to email #000009, above



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1

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000013 September 16, 2008 email entitled "AIG Update - Important" from Jacqueline Lovisa to Brian Peters, Sarah Dahlgren and others forwarded an email noting that AIG has notified 2 LFIs that AIG has rescinded its draw requests with an attachment titled "AIG response report 9-16-08.ppt"

Communication among FRBNY supervisory staff re information obtained from LFIs re credit exposure to AIG.


Withheld in Full

1

000014-27 14-page PDF document, containing a report entitled "Credit Exposure to AIG" dated September 16, 2008 prepared by [LFI], attachment to email #000013, above

Attachment containing information obtained by supervisors from LFIs regarding credit exposure to AIG.


Withheld in Full

14

000028-31 September 16, 2008 email chain between Bank Supervision Group staff and Credit Risk staff at FRBNY entitled, "[LFI] AIG Update" concerning AIG loans which becomes a forwarded email entitled "Fw: [LFI]: Syndicated Loans to AIG Update." Includes 2 attachments entitled "AIG - SNC Agents Participants 12.31.07.xls" and "AIG -SNC Credit Description 12.31.07.xls"

Communication among FRBNY supervisory staff re information from LFI regarding AIG loan exposure.


Withheld in Full

4

000032 PDF document, containing a chart entitled "American International Group, Inc. : Shared National Credit Exposure as of December 31 By Borrower, by Credit Description", attachment to email #000028, above

Attachment containing information from LFI regarding AIG loan exposure.


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000033-36 PDF document, containing a multi-page chart entitled "American International Group, Inc. : Shared National Credit Exposure as of December 31, 2007* By Agents and Participants", attachment to email #000028, above

Attachment containing information from LFI regarding AIG loan exposure.


Withheld in Full

4

000037 September 16, 2008 email entitled "AIG Exposure" from a supervised [LFI] to FRBNY supervisory staff regarding its exposure to AIG with an attachment entitled "AIG Exposure.xls" forwarded from Brian Peters, FRBNY to Dianne Dobbeck and Kyle Grieser of FRBNY

Communication among FRBNY supervisory staff re information provided by an LFI re exposure to AIG.


Withheld in Full

1

000038 PDF document, containing a chart with AIG exposure summary information, entitled "AIG Exposure.pdf", attachment to email #000044, above

Attachment containing information from an LFI re exposure to AIG.


Withheld in Full

1

000039 September 16, 2008 email entitled "[LFI] credit update - morning 9/16" from Carol Roller (FRBNY) to NY Bank Sup - LFI CPC Updates@FRS and others, detailing information provided by an LFI to supervisors re AIG and other credit exposure with an attachment entitled "Credit Report 15Sep.snp"

Communication among FRBNY supervisory staff re information provided by an LFI regarding AIG and other credit exposure.


Withheld in Full

1

000040-41 September 16, 2008 email entitled "SG- 9/16 liquidity update 10.30am" from Renuka Vijayanathan , FRBNY to Alexa Philo, Amy White, Andrew Small, and other FRBNY staff, with various bulleted notes on liquidity with 2 attachments

Communication among FRBNY supervisory staff re information provided by an LFI regarding credit exposure to AIG. Document contains some non-responsive i f ti


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000042-45 PDF document, with header title "Conduits daily funding report As of 9/15/08", attachment to email #000047, above (non-responsive). PDF document, containing issuance status information for a customer with header title "LFI Issuance Status Report (Detail) for Issue dates 09/15/2008 Through 09/15/2008", attachment to email #000040-41, above.

Information provided to supervisors by LFI regarding credit exposure to AIG. Document contains some non-responsive information.


Withheld in Full

4

000046-47 September 16, 2008 email entitled "Fw: AIG projections" from Sarah Dahlgren to other FRBNY staff

Communication among FRBNY supervisors regarding exposures of selected LFIs to AIG.


Withheld in Full

3

000048-53 PDF document, with header title " Selected Financial Institutions' Economic Exposures to AIG", linked document to email #000046-47, above

Information provided to supervisors by LFIs regarding exposure to AIG.


Withheld in Full

6

000054 September 16, 2008 email entitled "Priorities" from Sarah Dahlgren to Brian Peters, Arthur Angulo and others at FRBNY with an attachment entitled, "AIG Impact Analysis 9-16 v1.xls"

Discussing steps being taken by FRBNY supervisory staff to monitor LFI credit exposure to AIG.


Withheld in Full

1

000055 PDF document, with header title " Selected Financial Institutions' Economic Exposures to AIG", attachment to email #000054, above

Information provided to supervisors by LFIs regarding exposures to AIG.


Withheld in Full

1

000056 September 16, 2008 email entitled "AIG Update" from Morgan Bushey to Dianne Dobbeck, Brian Peters and 3 others all at FRBNY, with an attachment entitled "AIG Impact Analysis 9-16 v2.xls"

Communication among FRBNY supervisory staff re information provided by LFIs re exposure to AIG.


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000057 PDF document, with header title "Selected Financial Institutions' Exposures to AIG", attachment to email #000056, above



Withheld in Full

1

000058 September 16, 2008, email entitled "AIG" from Morgan Bushey to Dianne Dobbeck, Annette Giuliano, and 3 others at FRBNY, with an attachment entitled "AIG Impact Analysis 9-16 v1.xls", document indicates that the attachment is a DUPLICATE

Communication among supervisors regarding information provided by LFIs regarding exposure to AIG.


Withheld in Full

1

000059 September 16, 2008 email from Dianne Dobbeck (FRBNY) to Steven Mirsky and William Hallacy (FRBNY) forwarding email among FRBNY staff entitled "FW: The Documents From Tonight/Well This Morning", 2 attachments entitled "AIG Impact Analysis 9-16.xls" and "Exposure to AIG 16 Sept 09 final.doc", document indicates that the 2 attachments are DUPLICATE

Communication among FRBNY staff conveying supervisory information provided by LFIs regarding exposure to AIG.


Withheld in Full

1

000060 September 16, 2008 email from Dianne Dobbeck to Paul Whynott entitled "Final", with an attachment entitled "Exposure to AIG 16 Sept 09 final.doc", document indicates that the attachment is a DUPLICATE

Communication between FRBNY staff conveying supervisory information provided by LFIs regarding exposure to AIG.


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000061 September 16, 2008 email from Dianne Dobbeck to Paul Whynott entitled "Here it is", with an attachment entitled "Exposure to AIG 16 Sept 09 rev2.doc", document indicates that the attachment is a DUPLICATE



Withheld in Full

1

000062 September 16, 2008 email from Dianne Dobbeck to Paul Whynott entitled "Here it is", with an attachment entitled "AIG exposures relative to capital 16 Sept 08.xls", document indicates that the attachment is a DUPLICATE



Withheld in Full

1

000063 September 16, 2008 email from Dianne Dobbeck to Paul Whynott entitled blank, with an attachment entitled "capital and exposures 3.xls", document indicates that the attachment is a DUPLICATE



Withheld in Full

1

000064 September 16, 2008 email from Dianne Dobbeck to Paul Whynott entitled "newest version," with an attachment entitled "capital and exposures 3.xls," document indicates that the attachment is a DUPLICATE



Withheld in Full

1

000065 September 16, 2008 email from Dianne Dobbeck to Paul Whynott entitled "This is it", with an attachment entitled "Exposure to AIG_16 Sept 09_rev2.doc"



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000066 1-page document entitled "Adjusts to AIG Lender Counterparty Analysis (by facility) (Sept 16, 2008)" noting key takeaways and methodology, attachment to email #000065, above

Attachment describing methodology used by FRBNY examiners in analyzing AIG exposure data provided by LFIs.


Withheld in Full

1

000067 September 16, 2008 email from Dianne Dobbeck to Paul Whynott entitled "Latest note", with an attachment entitled "Exposure to AIG_16 Sept 09_rev.doc", document indicates that the attachment is a DUPLICATE



Withheld in Full

1

000068 September 16, 2008 email from Dianne Dobbeck to Paul Whynott entitled "Note: this version," with an attachment entitled "Exposure to AIG_16 Sept 09.doc", document indicates that the attachment is a DUPLICATE



Withheld in Full

1

000069 September 16, 2008 email from Dianne Dobbeck to Paul Whynott entitled "Methodology", with an attachment entitled "Exposure to AIG_16 Sept 09.doc", document indicates that the attachment is a DUPLICATE



Withheld in Full

1

000070 September 16, 2008 email from Dianne Dobbeck to Paul Whynott entitled "Here it is", with an attachment entitled "Tier1 and reg capital deals_rev.xls"



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000071-76 6-page document with charts detailing LFI credit exposure to AIG with chart header title "Sum of AIG USD Credit Exposure", attachment to email #000070, above

Information provided by supervised LFIs to supervisors regarding credit exposure to AIG.


Withheld in Full

6

000077-78 2-page email string from Brad Evans to NY BankSup LFI CPC and others at FRB staff entitled "Briefing email: Overview of Enterprise actions (Counterparty, Funding, Closeout etc.) (11:00 am meeting Senior Auditor, Senior Enterprise Executive Cmte), with 3 attachments entitled, "[LFI] Counterparty Exposure Tear Sheets - Heightened Exposure Lists.pdf", "[LFI] Weekend - Counterparty Failure Planning.pdf," and "Counterparty Readiness Planning Doc2.pdf"

Communication from supervisory staff at FRB Richmond to FRBNY supervisory staff attaching analyses and data regarding LFI counterparty exposure to AIG and actions taken by LFI to guard against AIG-related risk. Document contains some non-responsive information.


Withheld in Full

2

000079-81 3-page email document to Annie Wilder and Edward O'Keefe from Christine Katziff entitled "RE:Weekend meetings" detailing summary of weekend meetings scheduled, attendees and agenda, attachment to email #000077-78, above

Information provided by LFI to supervisors regarding counterparty failure planning.


Withheld in Full

3

000082-91 19-page document containing Enterprise Risk Summaries (tear sheets) for various LFIs, attachment to email #000077-78, above

Information provided by LFI to supervisors.


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000092-105 14-page document labeled "Draft" with the header Counterparty Event Readiness Communication plan, detailing draft communication plans and actions, messages, summaries and points , attachment to email #000077-78, above

Information provided by LFI to supervisors.


Withheld in Full

14

000106-107 2-page email string from Dianne Dobbeck to Kyle Grieser forwarding an email entitled "AIG-SNC Exposure as of 12.31.07" with 2 spreadsheet attachments entitled "AIG - SNC Agents Participants 12.31.07.xls" and "AIG _ SNC Credit Description 13.31.07.xls" from Lissa Edmondson

Communication among FRBNY staff conveying supervisory information provided by LFIs regarding AIG exposure.


Withheld in Full

2

000108-111 4-page document charts with header title "American International Group, Inc.: Shared National Credit Exposure as of December 31, 2007* By Agents and Participants" containing a listing of the agents and participants and amounts of credit exposure to AIG, attachment to email #000106-107, above

Supervisory information provided by LFIs to FRBNY regarding AIG exposure.


Withheld in Full

4

000112 1-page document chart with header title "American International Group, Inc. : Shared National Credit Exposure as of December 31 By Borrower, by Credit Description," attachment to email #000106-107, above

Supervisory information provided by LFIs to FRBNY regarding AIG exposure.


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000113 September 15, 2008 email from Peter DeMontravel to NY Bank Sup - LFI CPC Updates@FRS and various FRBNY staff entitled "[LFI] - Treasury Liquidity Meeting - 3pm, with an attachment entitled "[LFI] Liquidity meeting at 3pm.9.15.doc"

Communication among FRBNY staff conveying supervisory information.


Withheld in Full

1

000114-115 3-page document, Liquidity Meeting at 3pm with Deutsche Bank's Treasury, September 15, 2008, containing meeting summary notes, attachment to email #000113, above

Examiner's notes regarding meeting with LFI concerning liquidity issues created by AIG situation.


Withheld in Full

3

000116 1-page email from Alejandro LaTorre dated September 14, 2008 to FRBNY staff including President Geithner describing attachments entitled "Pros and Cons of Lending to AIG.doc", "Counterparty Exposure Report 9142008.xls", and "AIG Subsidiaries.ppt"

Communication from FRBNY staff to President Geithner and others conveying information and analysis of AIG situation,

Exemption 5: This email and attachments were prepared by FRBNY staff for review by President Geithner in preparation for advising the Federal Reserve Board on possible responses to the AIG situation. The attachments discuss pros and cons and various options available to the Board and FRBNY in responding to the AIG crisis, counterparty information provided by AIG, and FRBNY's analyses of AIG's subsidiaries.

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000116 Con't This document and its role in the Board's decision- making process is described in the Vaughn Index for plaintiff's FOIA Request 2010-251, filed June 8, 2011 in Case No. 1:10-cv-00-751-ABJ (DDC) (bates # 1119-20 and 1129-30).

000117-118 2-page document prepared by FRBNY staff for President Geithner detailing the pros and cons of lending to AIG, attachment to email #000116, above

Internal FRBNY staff analysis.

Exemption 5: See Bates 0000116 above. This document and its role in the Board's decision making process is described in the Vaughn Index for plaintiff's FOIA Request 2010-251, filed June 8, 2011, case No.1:10-cv-00-751-ABJ (DDC) (bates # 000379-80, 402-03, 412, 1119-20 and 1129-30).

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000119 1-page chart provided by AIG detailing firms with the largest exposures to AIG, attachment to email #000116, above

Commercial or financial information provided by AIG.

Exemption 4. This document contains confidential commercial or financial information voluntarily provided by AIG to the FRBNY regarding its counterparty exposure. AIG provided this information in the course of its discussions with FRBNY and Board staff regarding a possible loan and would not customarily disclose this information to the public.

Withheld in Full

1

0000120-125 6-page presentation document entitled "AIG Subsidiaries: Are the a Source of Strength?" prepared by Bank Supervision Group, Sunday September 13, 2008, attachment to email #000116, above

Internal FRBNY staff analysis.

Exemption 5: See Bates 0000116 above.

Withheld in Full

6

000126 September 14, 2008 email from Dianne Dobbeck to William Hallacy and Jordan Pollinger forwarding an email entitled "AIG Inside Out" with an attachment entitled Total_Counterparty_Exposure_Report_9_12.xls"

Communication among FRBNY staff conveying exposure data collected from regulated LFIs.


Withheld in Full

1

000127 1-page chart with title header Counterparty Exposure Report concerning LFIs exposure, attachment to email #000126, above

Chart prepared by supervisors summarizing AIG exposure data collected from regulated LFIs.


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000128 September 13, 2008 email from Bard Sermasi to NY BankSup BSG Core Analysis entitled "AIG counterparty data" with 1 attachment entitled "Counterparty Exposure Report.xls" containing the most updated counterparty exposure data received from AIG.

Communication among FRBNY supervisory staff re plans to use counterparty exposure data provided by AIG for LFI supervisory purposes.

Exemption 8: See Bates 000001-2 above.

Withheld in Full

1

000129 1-page chart with title header Total Counterparty Exposure containing LFIs exposure information, attachment to email #000128, above (DUPLICATE of bates #000119 above)



Withheld in Full

1

000130 September 13, 2008 1-page email from Paul Whynott to Christopher Calabia forwarding an email with followup questions on primary direct credit exposure and updates to line items on the report

Communication among FRBNY supervisory staff re counterparty exposure information provided by LFIs.


Withheld in Full

1

000131 1-page chart with title header "Counterparty Exposure Report" LFIs exposure information, attachment to email #000130, above

Chart prepared by supervisors summarizing AIG exposure data collected from regulated LFIs.


Withheld in Full

1

000132 September 13, 2008 1-page email from Brandon Hall to BSR LIFC entitled LFI Exposures to AIG (9/13/08 AM Update) with an attachment entitled "LFI Key Credit Exposures to AIG 091308.xls"

Communication among FRBNY supervisory staff re counterparty exposure data obtained from regulated LFIs.


Withheld in Full

1

000133 1-page chart containing information concerning LFI key credit exposures to AIG in USD and EUR millions, attachment to email #000132, above

Chart containing counterparty exposure data obtained from regulated LFIs.


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000134 September 13, 2008 1-page email from Dianne Dobbeck to NY BankSup BSG Core Analysis forwarding 6 pdf documents as per Alex LaTorre, with 6 attachments

Communication among FRBNY supervisory staff forwarding information obtained from AIG and used to assess credit exposure of regulated LFIs to AIG.


Withheld in Full

1

000135-136 2-page chart with header "Primary Direct Credit" containing information concerning LFIs and primary direct credit with AIG, attachment to email #000134, above

Chart containing information obtained from AIG and used to assess credit exposure of regulated LFIs to AIG.


Withheld in Full

2

000137-138 2-page chart with header "Primary Direct Facilities" containing information concerning LFIs and AIG, attachment to email #000134, above



Withheld in Full

2

000139-144 6-page document containing information concerning AIG assets, attachment to email #000134, above



Withheld in Full

6

000145-153 9-page chart containing information concerning AIG, daily valuation summaries and daily change summary, attachment to email #000134, above



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000154-157 4-page chart containing information concerning AIG with the header "Combined Liquidity Projection," attachment to email #000134, above



Withheld in Full

4

000158 1-page chart containing information concerning AIG with header "Counterparty Exposure Report," attachment to email #000134, above



Withheld in Full

1

000159 September 13, 2008 email from Danielle Vicente to FRBNY staff entitled "FYI on AIG liquidity" concerning AIG's liquidity position with an attachment entitled "AIG Liquidity 9-2.doc"

Communication among FRBNY supervisory staff re AIG liquidity


Withheld in Full

1

000160-163 4-page document with header title AIG Liquidity and Access to the PDCF containing notes and questions and answers concerning AIG's liquidity position

Analysis of AIG liquidity position prepared by FRBNY supervisory staff.


Withheld in Full

4

000164-165 September 13, 2008 email from Dianne Dobbeck NY BankSup BSG Core Analysis forwarding a message concerning AIG data from the counterparty credit risk side and an attachment entitled "FAS157 CVA DRV SUMMARY 091208.xls

Communication among FRBNY supervisory staff re counterparty credit risk.


Withheld in Full

2

000166-405 240-page document containing data charts with the header title FAS 157 CVA, attachment to email #000164-165, above

Data obtained from supervised LFIs re exposure to AIG.


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000406-407 September 13, 2008, 2-page email from Alejandro LaTorre to Catherine Voigts and Christopher Calabia forwarding an email and attachment from AIG concerning derivative exposure to counterparties, with a DUPLICATE attachment entitled FAS157 CVA DRV SUMMARY 091208.xls

Communication among FRBNY supervisory staff re exposure to counterparties.


Withheld in Full

2

000408 September 13, 2008 email from Dianne Dobbeck to Sarah Dahlgren and Brian Peters forwarding an email containing a DUPLICATE attachment entitled "LFI Key Credit Exposures to AIG 091308.xls"

Communication among FRBNY supervisory staff re LFI credit exposure to AIG.


Withheld in Full

1

000409 September 13, 2008 email from Brandon Hall to Dianne Dobbeck and other FRBNY staff containing a DUPLICATE attachment entitled "LFI Key Credit Exposures to AIG 091308.xls"



Withheld in Full

1

000410-413 September 12, 2008 email string from Dianne Dobbeck to Kyle Grieser forwarding emails entitled "FW: Daily Report on AIG Exposures" with 3 attachments entitled "Broker Dealers 080829 AIG.xls", "Broker Dealers Counterparty Report 080814.xls", "Broker Dealers Reference Asset Report 080814.xls"



Withheld in Full

4

000414-415 2-page chart with the header title "Counterparty Name AIG" containing data, attachment to email #000410-413, above

Chart prepared by supervisors re LFI credit exposure to AIG.


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000416-477 62-page chart containing counterparty data, attachment to email #000410-413, above



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000478-486 9-page chart containing broker/dealer reference asset data information, attachment to email #000410-413, above



Withheld in Full

9

000487-488 September 16, 2008 email from Ralph Santasiero to NY BankSup - LFI CPC Updates@FRS containing the morning credit update bullets entitled [LFI] 9/16 Consolidated Recap

Communication among FRBNY supervisory staff containing LFI credit update. Document contains some non-responsive information.


Withheld in Full

2

000489-490 September 16, 2008 email from Paul Austin to FRBNY and Board staff containing the notes of a call with an LFI re various topics including AIG exposures

Communication among FRBNY supervisory staff regarding discussion with LFI. Document contains some non-responsive information.


Withheld in Full

2

000491 September 16, 2008 email from Jordan Pollinger to NY Bank Sup - LFI CPC Updates@FRS containing notes on the risks of AIG, redemptions

Communication among FRBNY supervisory staff regarding discussion with LFI. Document contains some non-responsive information.


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000492 September 16, 2008 email string from Dianne Dobbeck to Jill Yellock containing update information from an LFI regarding its exposure to AIG

Communication among FRBNY supervisory staff containing information from LFI re credit exposure to AIG. Document contains some non-responsive information.


Withheld in Full

1

000493-494 September 16, 2008 email from Hasan Latif to NY Bank Sup LFI CPC Updates containing market risk and affiliate update information



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2

000495 September 16, 2008 email from Dmitry Gershik to NY BankSup New York CPC containing credit update information concerning two firms' exposure to AIG



Withheld in Full

1

000496-497 September 16, 2008 email from Om Arya to NY Bank Sup LFI CPC Updates containing market risk update notes from a conference call

Communication among FRBNY supervisory staff re information from LFI re impact of potential AIG event. Document contains some non-responsive information.


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000498-499 September 16, 2008 email from Glen Snajder to Christopher Hunter and NY Bank Sup LFI CPC Updates containing AIG settlement and clearing updates from an LFI/LCBO

Communication among FRBNY supervisory staff re information from LFI re impact of AIG situation. Document contains some non-responsive information.


Withheld in Full

2

000500-502 September 16, 2008 email from Antonio Alvarez to NY Bank Sup LFI CPC Updates containing counterparty and market risk update notes from a discussion/call

Communication among FRBNY supervisory staff re actions taken by LFI in response to AIG situation. Document contains some non-responsive information.


Withheld in Full

3

000503 September 16, 2008 email from Dennis Herbst to NY Bank Sup LFI CPC Updates containing an update from a firm on its exposure to AIG

Communication among FRBNY supervisory staff conveying updated AIG exposure information obtained from LFI.


Withheld in Full

1

000504 September 16, 2008 email from Cynthia Graves to FRBNY and Board staff containing a liquidity update from an LFI

Communication among FRBNY supervisory staff conveying liquidity update from LFI. Document contains some non-responsive information.


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000505-506 September 16, 2008 email from Homer Hill to Sarah Dahlgren and other FRBNY staff entitled "[LFI] Current Exposures to AIG and LEH"

Communication among FRBNY staff conveying updated AIG exposure information from LFI for supervisory purposes. Document contains some non-responsive information.


Withheld in Full

2

000507 September 16, 2008 email from John Ricketti to Sarah Dahlgren (FRBNY) forwarding an email containing an update on LFI's exposure to AIG

Communication among FRBNY supervisory staff conveying updated AIG exposure information from LFI. Document contains some non-responsive information.


Withheld in Full

1

000508-509 September 16, 2008 email string from Brian Peters to Steven Manzani (FRBNY), forwarding email from Board supervisory staff, discussing clearing between AIG and an LFI

Communication among FRBNY and Board supervisory staff discussing impact of AIG situation on an LFI.


Withheld in Full

2

000510 September 16, 2008 email from Brian Peters to Timothy Geithner and Michael Silva with ccs to other FRBNY staff discussing LFI's exposure to AIG

Communication among FRBNY supervisory staff discussing LFI's exposure to AIG.


Withheld in Full

1

000511 September 16, 2008 email string from Brian Peters to Steven Manzari discussing clearing lines between AIG and an LFI

Communication among FRBNY supervisory staff discussing LFI's exposure to AIG.


Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000512 September 16, 2008 email from Timothy Carlin to NY Bank Sup - LFI CPC Updates@FRS entitled "[LFI] Ops Update"

Communication among FRBNY supervisory staff discussing information from an LFI re AIG.


Withheld in Full

1

000513-514 September 16, 2008 email string from Dianne Dobbeck to Steven Manzari and others entitled "[LFI] AIG Update. (Please attend to)"



Withheld in Full

2

000515 September 16, 2008 email string from Steven Manzari to FRBNY staff and others entitled "[LFI] AIG Update." Continuation of #000513-514 above.



Withheld in Full

1

000516-517 September 16, 2008 email from Betsy Gordon to NY Bank Sup - LFI CPC Updates@FRS entitled "Payments-settlement Update."

Communication among FRBNY supervisory staff containing updated payment and settlement information from an LFI. Document contains some non-responsive information.


Withheld in Full

2

000518 September 16, 2008 email string from William Hallacy to Brian Peters, Dianne Dobbeck and other FRBNY entitled "[LFI]- AIG"

Communication among FRBNY supervisory staff discussing information provided by an LFI re exposure to AIG. Document contains some non-responsive information.


Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000519-521 September 15, 2008 email from Amy White to Adam Weisz, Alejandro LaTorre and other FRBNY staff entitled "On-site Primary Dealer Update: September 15th Evening Edition"

Communication among FRBNY supervisory staff containing updates from various LFIs on AIG exposure. Document contains some non-responsive information.


Withheld in Full

3

000522-523 September 15, 2008 email from Moses Cheng to Alexa Philo, Amy White and other FRBNY and Board staff entitled "[LFI] September 15, 2008 Credit Risk Management Update 2"

Communication among FRBNY and Board supervisory staff providing updated credit risk management information from an LFI. Document contains some non-responsive information.


Withheld in Full

2

000524-526 September 15, 2008 email from Moses Cheng to Alexa Philo, Amy White and other FRBNY and Board staff entitled "[LFI] Credit & Market Risk Update"

Communication among FRBNY and Board supervisory staff containing highlights from a call with an LFI. Document contains some non-responsive information.


Withheld in Full

3

000527 September 15, 2008 email from Brian Peters to William Hallacy forwarding an email entitled "[LFI] Ops Update"

Communication among FRBNY supervisory staff containing information from an LFI re AIG. Document contains some non-responsive information.


Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000528-529 September 15, 2008 email from Brian Peters to William Hallacy forwarding an email entitled "Counterparty Update 9/15/08"

Communication among FRBNY supervisory staff containing updated counterparty information from LFIs. Document contains some non-responsive information.


Withheld in Full

2

000530 September 15, 2008 email from Carol Roller to Alexa Philo, Amy White and FRBNY and Board staff entitled "[LFI] afternoon credit update 9/15"

Communication among FRBNY and Board supervisory staff containing AIG exposure information from an LFI. Document contains some non-responsive information.


Withheld in Full

1

000531-532 September 15, 2008 email from Hasan Latif to NY BankSup - LFI CPC Updates staff entitled "[LFI] Market Risk Update 9/15"

Communication among FRBNY supervisory staff containing market risk information from an LFI. Document contains some non-responsive information.


Withheld in Full

2

000533-534 September 15, 2008 email from Antonio Alvarez to NY Bank Sup - LFI CPC Updates entitled "[LFI] Counterparty Update 9-15-08 PM"

Communication among FRBNY supervisory staff containing updated counterparty information from an LFI. Document contains some non-responsive information.


Withheld in Full

2

of 46



Withheld in Full or

Redacted

Number of pages

000535 September 13, 2008 email from Brandon Hall to Dianne Dobbeck, Alejandro LaTorre and other FRBNY staff entitled "LFI Exposures to AIG (9/13/08 AM Update)"

Communication among FRBNY supervisory staff containing current exposure data from LFIs.


Withheld in Full

1

000536-537 September 12, 2008 email from Alejandro LaTorre to Christine Cumming, Timothy Geithner and other FRBNY staff entitled "Update on AIG"

DOCUMENT RELEASED IN FULL TO THE REQUESTER BY LETTER DATED 10-16-12

NO EXEMPTION CLAIMED

Released in full

2

000538 September 12, 2008 email from William Dudley to Hayley Boesky entitled "AIG panic"

Communication among FRBNY staff discussing information from LFIs re AIG exposure.


Withheld in Full

1

000539 September 12, 2008 email string from William Dudley to Hayley Boesky entitled "AIG panic." Continuation of # 000538 above.

Communication among FRBNY staff discussing information from LFIs re AIG exposure.


Withheld in Full

1

000540 September 12, 2008 email from Caroline Frawley to John Reynolds and Sarah Dahlgren discussing an update from an LFI concerning AIG

Communication among FRBNY supervisory staff discussing steps taken by an LFI in response to AIG situation. Document contains some non-responsive information.


Withheld in Full

1

000541-543 September 12, 2008 email string from Brian Peters to Kyle Grieser forwarding an email entitled "AIG"

Communication among FRBNY supervisory staff discussing information from an LFI re AIG exposure.


Withheld in Full

3

of 46



Withheld in Full or

Redacted

Number of pages

000544-546 September 15, 2008 email string from Brian Peters to Sarah Dahlgren forwarding an email entitled "[LFI] update."

Communication among FRBNY supervisory staff discussing information from an LFI and supervisors' assessment of that information. Document contains some non-responsive information.


Withheld in Full

3

000547 September 16, 2008 email from Timothy Carlin to NY Bank Sup - LFI CPC Updates@FRS entitled ""[LFI] Ops Update" with an attachment entitled "Credit Report 15Sep.snp"

Communication among FRBNY supervisory staff discussing information from an LFI re AIG exposure. Document contains some non-responsive information.


Withheld in Full

1

000548-564 17-page document containing a chart with the header title "Collateral management - Credit Report for COB 9/15/2008, attachment to email #000547, above

Attachment containing information from an LFI re AIG exposure. Document contains mainly non-responsive information.


Withheld in Full

17

000565 September 14, 2008 email from Antonio Alvarez to NY Bank Sup - LFI CPC Updates and other FRBNY and Board staff entitled "[LFI] Counterparty Update 9-14-08"

Communication among FRBNY supervisory staff discussing information from an LFI re steps taken in response to the AIG situation. Document contains some non-responsive information.


Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000566 September 14, 2008 email from Dianne Dobbeck to Kathryn Dick at the OCC with ccs to FRBNY staff entitled "LFI exposure to AIG"

Communication among FRBNY supervisory staff and the Office of the Comptroller of the Currency conveying information obtained from regulated financial institutions for supervisory purposes.

Exemption 4: See Bates 000001-2 above. Exemption 8: This document contains information obtained by FRBNY supervisory staff from Board-supervised LFIs regarding LFIs' credit and other exposure to AIG. This information was obtained by regulators to assess the risks to LFIs of a possible AIG bankruptcy and was shared with the OCC, a bank regulatory agency, for similar supervisory purposes. This information is contained in or related to examination, operating or condition reports prepared by, on behalf of, or for the use of an agency responsible for the regulation or supervision of financial institutions.

Withheld in Full

1

000567 September 14, 2008 email string from Brian Peters to Patricia Mosser and other FRBNY staff entitled "Is AIG on the Reverse Counterparty List"

Communication among FRBNY supervisory staff analyzing AIG current exposure information.


Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000568-569 September 14, 2008 email string from Dianne Dobbeck to NY BankSup BSG Core Analysis forwarding an email entitled "Counterparty Credit Update 9/13 -- [LFI]"

Communication among FRBNY supervisory staff containing examiner's notes on call with LFI. Document contains some non-responsive information.


Withheld in Full

2

000570 September 13, 2008 email from Jim Mahoney to Brandon Hall and Christopher Calabia entitled "LFI Exposures to AIG (9/13/08 AM Update)

Communication among FRBNY supervisory staff conveying recent AIG exposure data obtained from LFIs.


Withheld in Full

1

000571 September 15, 2008 email from John Harvey to FRBNY's LFI CPC Updates email group, entitled "[LFI] Clearing & Settlement update #3 - Final or today (9/15/08)"

Communication among FRBNY supervisory staff conveying information from an LFI re AIG exposure. Document contains some non-responsive information.


Withheld in Full

1

000572 September 15, 2008 email from William Hallacy to NY BankSup BSG Core Analysis entitled "[LFI] Clearing & Settlement update #3 -- Final or today (9/15/08)"

Communication among FRBNY supervisory staff conveying updated information obtained from LFI re AIG. Document contains some non-responsive information.


Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000573-574 September 15, 2008 email from John Reynolds to William Hallacy, NY Bank Sup - LFI CPC Updates@FRS entitled "[LFI] Follow-up -- Counterparty Monitoring"

Communication among FRBNY supervisory staff conveying information obtained from an LFI. Document contains some non-responsive information.


Withheld in Full

2

000575-576 September 15, 2008 email from Antonio Alvarez to NY Bank Sup - LFI CPC Updates entitled "[LFI] Counterparty Update 9-15-08"

Communication among FRBNY supervisory staff conveying mid-morning updates from an LFI. Document contains some non-responsive information.


Withheld in Full

2

00577 September 15, 2008 email from Patrick Roche to Alexa Philo, Amy White, Andrew Small and other FRBNY and Board staff entitled "[LFI] Morning Liquidity Update"

Communication among FRBNY and Board supervisory staff conveying liquidity information obtained from an LFI. Document contains some non-responsive information.


Withheld in Full

1

000578-579 September 15, 2008 email from Sara Mahmoud to NY Bank Sup - LFI CPC Updates entitled "9am [LFI] Liquidity Update 9/15/08"

Communication among FRBNY supervisory staff conveying liquidity information obtained from an LFI. Document contains mainly non-responsive information.


Withheld in Full

2

of 46



Withheld in Full or

Redacted

Number of pages

000580-581 September 15, 2008 email from Sola Majolagbe to John Rucco, Alexa Philo and other FRBNY staff entitled "Update"

Communication among FRBNY supervisory staff containing counterparty update from an LFI. Document contains some non-responsive information.


Withheld in Full

2

000582-584 September 15, 2008 email string from Rhonda Kelley (FRB Boston) to Alexa Philo, Amy White and other FRBNY and FRB Boston staff forwarding an email entitled "[LFI] morning calls 9/15/08 -- revised"

Communication among FRB Boston and FRBNY supervisory staff conveying highlights of a discussion with an LFI. Document contains mainly non-responsive information.


Withheld in Full

3

000585 September 15, 2008 email from Brian Peters to Clinton Lively entitled "AIG"

Communication among FRBNY supervisory staff instructing staff on what information to get from LFIs.


Withheld in Full

1

000586 September 15, 2008 email from William Hallacy to NY BankSup BSG Core Analysis entitled "Counterparty Risk Update -- Afternoon 9/15/08"

Communication among FRBNY supervisory staff describing information obtained from an LFI. Document contains mainly non-responsive information.


Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000587-589 September 15, 2008 email from Linda Rodriguez to NY Bank Sup - LFI Updates@FRS entitled "[LFI] Liquidity/Funding Update & Charts (3pm & 5pm calls)"

Communication among FRBNY supervisory staff conveying liquidity updates from an LFI. Document contains mainly non-responsive information.


Withheld in Full

3

000590-591 September 15, 2008 email string from Laxmi Rao to NY BankSup BSG Core Analysis forwarding an email entitled "AIG CDS Data (includes key observations)"

Communication among FRBNY supervisory staff containing examiners' analyses re AIG exposure of LFIs.


Withheld in Full

2

000592 September 15, 2008 email from Steven Mirsky to Lance Auer and Hayley Boesky forwarding an email entitled "[LFI] - AIG update"

Communication among FRBNY supervisory staff containing information obtained from an LFI re AIG market activities and stress points.


Withheld in Full

1

000593-595 September 15, 2008 email string from Steven Mirsky to Hayley Boesky and Lance Auer forwarding an email entitled "[LFI] CRO Call"

Communication among FRBNY supervisory staff containing information from an LFI re AIG exposure. Document contains some non-responsive information.


Withheld in Full

3

000596-598 September 15, 2008 email from Paul Bhatti to NY Bank Sup - IB Updates, NY BankSup BSG Core Analysis entitled "[LFI] Market Risk Update"



Withheld in Full

3

of 46



Withheld in Full or

Redacted

Number of pages

000599 September 15, 2008 email from Daniel Sullivan to NY Bank Sup - IB Updates, NY BankSup BSG Core Analysis entitled "CRO summary for [LFI]"



Withheld in Full

1

000600-601 September 15, 2008 email from Patrick Roche to Alexa Philo, Amy White, Andrew Small and others entitled "[LFI] Counterparty/Liquidity 8/15/2008"



Withheld in Full

2

000602-604 September 15, 2008 email from Paul Austin to Alexa Philo, Amy White and other FRBNY staff entitled ""[LFI] -- for those with preference to access via Bberry, pls find a re-send of WordDoc re [LFI] Counterparty call with [LFI employee]"



Withheld in Full

3

000605 September 15, 2008 email from Clinton Lively to Brian Peters and Sarah Dahlgren entitled "Market Risk in the System" with 2 attachments entitled "System Risk Report SEP 15 08.pdf" and "System Risk Report Notes SEP 15 08.doc"

Communication among FRBNY supervisory staff re key market risks for major LFIs. Document contains some non-responsive information.


Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000606 Attachment to email #000605 above entitled "System Risk Report SEP 15 08.pdf"

Attachment containing examiners' analysis of risk profile of major LFIs. Document contains some non-responsive information.


Withheld in Full

1

000607 Attachment to email #000605 above entitled "System Risk Report Notes SEP 15 08.doc"

Attachment containing examiners' analysis of risk profile of major LFIs. Document contains some non-responsive information.


Withheld in Full

1

000608-609 September 15, 2008 email from Jeffrey Levine to NY Bank Sup - LFI CPC Updates entitled "[LFI]: Liquidity Update from afternoon meeting with Treasury"

Communication among FRBNY supervisory staff containing examiner's notes on afternoon call with LFI. Document contains some non-responsive information.


Withheld in Full

2

000610 September 16, 2008 email from Laxmi Rao to BSR LFIC and NY BankSup BSG Core Analysis entitled "Counterparty Update 9/16/08 - afternoon"

Communication among FRBNY supervisory staff conveying updated AIG exposure information from an LFI. Document contains some non-responsive information.


Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000611-613 September 16, 2008 email string from Homer Hill to Sarah Dahlgren and other FRBNY staff forwarding an email entitled "Regional Bank Exposure"

Communication among FRBNY supervisory staff forwarding updated AIG exposure information from an LFI. Document contains some non-responsive information.


Withheld in Full

3

000614-615 September 16, 2008 email from Paul Austin to FRBNY and Board staff entitled "[LFI] GAMS -- Hedge Funds re LEH & AIG""

Communication among FRBNY and Board supervisory staff regarding information from LFIs re AIG exposure. Document contains some non-responsive information.


Withheld in Full

2

000616 September 16, 2008 email from Brian Peters to Terrence Checki and other FRBNY staff forwarding an email entitled "AIG paper amounts -- defaults"

Communication among FRBNY supervisory staff regarding information from LFIs re AIG exposure.


Withheld in Full

1

000617 September 16, 2008 email from Dianne Dobbeck to Brian Peters and other FRBNY staff entitled "Spoke to SEC -- Concerned about [LFI] stock declining [ ]"

Communication among FRBNY supervisory staff conveying details of conversation with SEC re information from an LFI re AIG exposure.


Withheld in Full

1

000618-619 September 16, 2008 email from Brian Peters to Dianne Dobbeck and Kyle Grieser forwarding an LFI's email to FRBNY entitled "[LFI]"

Forwarding email to FRBNY supervisors from LFI describing major elements of LFI's exposure to AIG.


Withheld in Full

2

of 46



Withheld in Full or

Redacted

Number of pages

000620-621 September 16, 2008 email from Lydia Tshulos to Alexa Philo, Amy White and other FRBNY staff entitled "[LFI] Liquidity Update 9/16 am"

Communication among FRBNY supervisory staff conveying conversation with LFI regarding exposure to AIG. Document contains some non-responsive information.


Withheld in Full

2

000622 September 16, 2008 email from Ralph Santasiero to NY Bank Sup - LFI CPC Updates@FRS entitled "[LFI] 9/16 Mid-Day Update"

Communication among FRBNY supervisory staff providing notes of discussions with an LFI including exposure to AIG. Document contains some non-responsive information.


Withheld in Full

1

000623 September 16, 2008 email from Sarah Dahlgren to Meg McConnell forwarding an email (#000624 below") entitled "AIG drawing on its credit line"

Communication among FRBNY supervisory staff concerning information from an LFI re AIG exposure.


Withheld in Full

1

000624 September 16, 2008 email from Edgar Moreano to Alexa Philo, Amy White and other FRBNY staff entitled "AIG drawing on its credit line"

Communication among FRBNY supervisory staff concerning information from an LFI re AIG exposure.


Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000625-626 September 16, 2008 email from William Hallacy to NY BankSup BSG Core Analysis entitled "Counterparty Update 9/16/08 -- Midday"

Communication among FRBNY supervisory staff concerning information from an LFI re AIG exposure. Document contains some non-responsive information.


Withheld in Full

2

000627-628 September 16, 2008 email from Holly Verbil to Alexa Philo, Amy White and other FRBNY staff entitled "[LFI] -- Triparty and Securities Settlement"

Communication among FRBNY supervisory staff conveying information from an LFI re its response to AIG situation. Document contains some non-responsive information.


Withheld in Full

2

000629-630 September 16, 2008 email from Moses Cheng to Alexa Philo, Amy White and other FRBNY staff entitled "[LFI] September 16, 2008 Credit Risk Management Afternoon Update"

Communication among FRBNY supervisory staff conveying information from an LFI re AIG exposure.


Withheld in Full

2

000631 September 16, 2008 email from Alexander Psomas to Homer Hill and other FRBNY staff entitled "[LFI] -- Current exposure to AIG and LEH"



Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000632-633 September 15, 2008 email from Arthur Angulo to Anne Golden and NY BankSup BSG Core Analysis entitled "[LFI] CRO Call"



Withheld in Full

2

000634 September 15, 2008 email from Gregory Gaare to Sarah Dahlgren, Brian Peters and other FRBNY staff entitled "[LFI] -- AIG Update"



Withheld in Full

1

000635 September 16, 2008 email from Raymond Bacon to Alexa Phil, Amy White and other FRBNY staff forwarding an email entitled "[LFI] AIG exposure," with an attachment entitled "AIGexposure.xls"



Withheld in Full

1

000636 1-page document containing a chart with the header title "AIG Direct Risk" - Sept 15th 2008, containing counterparty risk exposure in USD, attachment to email #000635, above

Attachment to email conveying information from an LFI re AIG exposure


Withheld in Full

1

000637 September 16, 2008 email Dianne Dobbeck to Deborah Bailey and Coryann Stefansson entitled "Top 20 Firms Exposure to AIG:Tier 1 impact" with an attachment entitled "AIG Impact Analysis 9-16 - FINAL.xls"

Communication among Board and FRBNY supervisory staff regarding information provided to supervisors by LFIs regarding exposure to AIG.


Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000638-639 1-page chart containing a matrix of the top 20 firms' exposure to AIG with the header title "Selected Financial Institutions' Exposures to AIG", attachment to email #000637, above



Withheld in Full

2

000640 September 16, 2008 email from Tim Clark (Board) to Brian Peters and other FRBNY staff entitled "AIG Exposures"

Communication among Board and FRBNY supervisory staff providing guidance on how to analyze AIG exposure data from LFIs.

Exemption 8: See Bates 000001-2 above. Exemption 5: This document is a pre-decisional, deliberative email from a senior Board officer responsible for LFI supervision to FRBNY supervisory staff advising staff on how best to analyze information from LFIs on AIG exposure to better assist the Board in deciding how to respond to the AIG crisis. Emails 000641 and 000642-643 below provide FRBNY's response and explanation of their analysis and additional advice from the senior Board officer.

Withheld in Full

1

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Withheld in Full or

Redacted

Number of pages

000640 Con't These emails were part of the process leading up to the Board's decision to authorize the FRBNY to lend to AIG. Disclosure of communications such as these would have a chilling effect on intra-agency communications.

000641 September 16, 2008 email Brian Peters to Tim Clark and Kyle Grieser entitled "AIG exposures," responding to issues raised in a email #000640 above

Communication among Board and FRBNY supervisory staff responding to guidance on how to analyze AIG exposure data from LFIs.

Exemption 8: See Bates 000001-2 above. Exemption 5: See Bates 000640 above.

Withheld in Full

1

000642-643 September 17, 2008 email string from Dianne Dobbeck to Steven Manzari entitled "AIG Exposures" forwarding an email (#000641 above) responding to issues raised in #000640 above discussing AIG exposures

Communication among Board and FRBNY supervisory staff responding to guidance on how to analyze AIG exposure data from LFIs.

Exemption 8: See Bates 000001-2 above. Exemption 5: See Bates 000640 above.

Withheld in Full

2

000644 September 16, 2008 email from Morgan Bushey to Dianne Dobbeck and Brian Peters and other FRBNY staff entitled "AIG Impact Analysis - 9-16 v2.xls," with an attachment also entitled "AIG Impact Analysis 9-16 v2.xls"

Communication among FRBNY supervisory staff regarding information provided to supervisors by LFIs regarding exposure to AIG.


Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000645-652 10-page pdf chart with the header "Selected Financial Institutions' Economic Exposure to AIG", attachment to email #000644, above



Withheld in Full

8

000653-654 September 13, 2008 email string from Sandra Lee to NY BankSup BSG Core Analysis and other FRBNY staff forwarding an email entitled "Counterparty snapshots and collateral detail" with five attachments entitled "[LFI] exposure summary 20080613.xls," "[LFI] exposure summary 20080829.xls," "[LFI] exposure summary 20080829.xls," "[LFI] exposure summary 20080716.xls," and "Collateral Compostion.xls."

Communication among FRBNY supervisory staff regarding information provided by LFIs regarding exposure to AIG.


Withheld in Full

2

000655 1 page attachment to #000653-654 above entitled "[LFI] exposure summary 20080613.xls"



Withheld in Full

1

000656 1 page attachment to # #000653-654 above entitled "[LFI] exposure summary 20080829.xls,"



Withheld in Full

1

000657 1 page attachment to # #000653-654 above entitled "[LFI] exposure summary 20080829.xls,"



Withheld in Full

1

of 46



Withheld in Full or

Redacted

Number of pages

000658-660 3 page attachment to # #000653-654 above entitled "[LFI] exposure summary 20080716.xls,"



Withheld in Full

3

000661 1 page attachment to # #000653-654 above entitled "Collateral Compostion.xls."



Withheld in Full

1

000662-664 September 14, 2008 email string from Bard Stermasi to Paul Whynott, and other FRBNY staff forwarding an email entitled "Fw: Exposure Report : CVA Detail on AIG (for the Cpty Team)" with attachment entitled "FAS 157_CVA_DRV_SUMMARY _091208.xls."

Communication among FRBNY supervisory staff regarding credit risk to LFIs of AIG exposure.


Withheld in Full

3

000665-884 Attachment entitled "FAS 157_CVA_DRV_SUMMARY _091208.xls." to #000662-664 above



Withheld in Full

219

000885-896 September 14, 2008 email string from Zoltan Pozsar to Alejandro LaTorre and other FRBNY staff forwarding emails and attaching a counterparty exposure report provided by AIG, and 2 attachments



Withheld in Full

12

of 46



Withheld in Full or

Redacted

Number of pages

000897 September 15, 2008 email from Emir Keye to Catherine Voights, Paul Whynott, et al. entitled "Tier 1 data."

Communication among FRBNY supervisory staff regarding information from LFIs re AIG exposure.


Withheld in Full

1

000898-903 8-page document containing various charts detailing counterparty credit exposure to AIG, attachment to email #000885-896, above



Withheld in Full

6

000904-906 3-page document with the header "Counterparty Exposure Report" containing exposure data to AIG, attachment to email #000885-896, above



Withheld in Full

3

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McKinley v Board of Governors Vaughn Index 16 October 2012 (Lawsuit #3a)

Documents

Transcript of McKinley v Board of Governors Vaughn Index 16 October 2012 (Lawsuit #3a)