Marvin J Garbis Financial Disclosure Report for 2009

8/3/2019 Marvin J Garbis Financial Disclosure Report for 2009

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~ n b J0 FINANCIAL DISCLOSURE REPORT ~ , p o , . , R ~ q t , ir c . a t , y ~ , ~ , E t ~ i ~ . ~in Government .4ct of t 978, ~ev. ~/20t0 FOR CALENDAR YEAR 2009 ~5 u, sc. op~. ,~.f/o~-H ~)P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l ) 2 . C o u r t o r O r g a n i z a t io n 3 . D a t e o f R e p o r t

G A R B t S , M A R V I N J . D I S T R IC T O F M A R Y L A N D 0 7 , 1 4 / 2 0 1 04. Title (Amcle Ill judges indicate active or senior status; 5a . Report T ype lcheck appropriate type) 6. Reporting Periodmagistrale judges indicate fit lt- or part-time) ~ Nominalmn, Dale 01 / 01 i 2009SENIOR DISTRICTJUDGE [] h61ia! ~ Amtual [] Final toJ2 /3 I ,"2009

5b. [] A m e u d e d R e p o r ~7. C h am bers o r O ffice A d d ress 8. O n th e ba sis of th e in fo rm a tio n co n tain ed in th is R ep ort a n d a n ymodifications pertaining thereto, it is, in my opinion, in complianceU.S. COURTHOUSE with applicable lav,s and regulations.10t W. LOMBARD STREETBALTIMORE, MD 21201 Reviewing Officer .................................................... Dale

IMPOR TANT NOTE S: The instructions accompanying this farm must be followed. Complete all parts,checking the NONE box for each part where .gott have no reportable information. Sign on lostpage.

1 . P O S I T I O N S . r ~ p o . i . ~ individual only; see pp. 9-13 of f!ling instructions.)~ NONE (No reportable positions.)

PO S1TIO N N A M E O F" O RG AN IZATIO N /E N TITYI. MEMBER, 130AR.D OF ADVISORS UNIVERSITY OF BALTIMORE LAW SCHOOl..

2, M EMBER. BOARD OF DIRECTORS INTERNATIONAL JUDICL4L ACADEMY

I I . A G R E E M E N T S , (Reporriag i,,di,,iduat o,,ty; see l,p. 14.1fi of f!ling instructioas.)N O N E (No reportable a~,reements.)

P A R T IE S A N D T E R M SI. ONGOING THOMSON (WEST SERVICES, INC.), RONALD RUBIN AND PATRICtAROYALTIES [ AID AUTItORS OF CASEBOOK.

2.

3.


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F I N A N C I A L D I S C L O S U R E R E P O R T ] N a m e o f P e r s o n R e p o r t in g [ D a , e of Re p or tP a g e 2 o f 7[ C ~ A R m S , ~ A ~ V ~ N J . [

0 7 , q 4 / 2 0 m

I I 1 . N O N - I N V E S T M E N T I N C O M E . (R~,,or,i.~o in,i~id,~ ,,a ,, ...... : s ~ , . ~ , . ~ 7 4 4 , ~ t ~ i , , g i , ~ , r , ,~ . , i o . . ,, ~A . F l ie r s N o n - I n v es t m e n t I n c o m e

N O N E ( N o reportable non-investment income.)D A T E - SOURCE AN[) TYPE INCOME(yours, nol spouses)

i . 2009 TtIOMSON (WE ST SERVICES. I N C . ), BO O K R O Y A L T I E S $820.00

B. Spo II se s N o n- ] ii yes| men t ! n co In e - ~fyou were married during any portion ofth e reporting ).ear, COml,lete this section.

~ NONE non-investment income.)NoDATE SOURCE AND "FYP~

1.

I V . R E I M B U R S E M E N T S - - , , ~ ,, p ,, ,, o ,i ,, ,. lodging, Shod, entertai ..... 1.

~ NONE (No reportable reimbursements.)~ DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. IN TE RNATIO N AL APRIL o TO 9 STRASBOURG, FRANCE SEM INAR TR_4,VEL, MEALS, ROOMJUDICIAL ACADEM Y2. NO RTI.IW E STE RN APRIL 18 - 22 C IIIC AGO , ILI,INO IS SE M fN AR TRAVE L, ME ALS, RO O MU N I V E R S I I Y L A WS C ] I O O L3. INTERNATIONAl., J U N E 2 2 .2 5 MAR DEL PLATA, SE MIN AR, FA CU I.TY T RA VE L, M EA LS. RO O MJUI)ICIAL ACADE MY ARGENTINA4 INTERNAIION,M. JIJLY I TO 6 SANIIAGO, C IlILE SE MIN AR, FA CU I,TY T RA VE l., M EA LS , RO O M3UDICIAL ACADEMY5. SUPREM E PEO PLES SEPTF.MBER 8 - 11 CHEN(_;DU, CHINA SEMINAR, FACLiLTY TRAVE l., MI-.ALS, ROO MCOURT O F CII INA


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F I N A N C I A L D I S C L O S U R E R E P O R T ~ .... o f Pe r so n R e p o r ti ,, g[ DateutRepor,a g e 3 o f 7 ~ A a m S . M A R V I N J . 0 7 / 1 4 / 2 0 1 0

V . G I F T S . (Includes those to spot,se and dependent children; see pp. 28-31 ~ffiling i ....... ,ions.)N O N E ( A i) reportable g~s.)

D E S C R I P T I O N

2.

4.5.

V I . L I A B I L I T I E S . a , ,~ , a ~ ,, ~ o ,, 4 .~ a ....... u dependent O, ild ....... p p . 3 2 - 3 3 ,,filling instructiony.)N O N E ( N o repotable liabililies.)

C R ED I T O R D ES C R I P T I O NI.2.3.4.

5.


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| F I N A N C I A L D I S C L O S U R E R E P O R T ] x ~ , , , o f r , ~ ..... r t ~ , o r , i . ~ ["Page 4 of 7 [ GARBIS, MARVIN a. [ 0 W I & 2 0 10V l l. I N V E S T M E N T S a n d T R U S T S --i ...... ,~ vul ............. tions (lmlud es those ~f,W ....... d d e p e n d e n t c h i l d r e n ; s e e p p , 3 4 - 6 0 o f f i l i n g i ........ tions.)

NO NE (No reportable income, assets, or transactions.)A . B. C . ~ D .

Descriptmn of Assets Income during Gross value at end ~ Transactions during teporting period

P l a c e " I X ) " a f i e r e a c h a s s e t &too a "rv~e(e.~. V a l u e [ V a l u e T)Te(e.g., Date ~ Value ~ Gain k lmxtkyof" " " " ~ " " J b u y s e l l, ~nm!d~yy J Code2 C o d e I b u y e r / s e l l e rexempt from prior,disch~sure ~ ~.ode I dlv,, rcnt, C o d e 2 Method .~ (A-H) - o r m L ) ( J - P ) C o d e 3 ~ r e d e m p t i o n ) ! (J -P) [ A - r I ) f i f p r i , . a t e ..i { Q -W ) t ~ I I t ~ a n s a c t ~ o ) u :

{ i . PERSONALLY OWNE DI 2 . PROVIDENT BANK CHE CK1N(J A Interest K T

~ 3. T. ROW E PRICE TAX FREE BOND A lol,il)iv. KFUND4, CITIBANK BANK D EPOSIT PROGRAM A ]merest Closed 03/19/09 J A5. ROYCE PENN M UTUAl . FUND RYPCX A Dividend K T

F E LT } . K AUF MAN F UND K AUB X A l}}vidend K T

7. PINNACLE NORIHEAST, INC. None K T8 . BAIRD M O NEY M ARKET A Interest J T Open 03/19/09 J

I0. IRA-II 1. CII IBANK BANK DEPO SIT PROO RAM Closed 03/19/09!2 . LEGG MASON VALUE TRUST LMVTX A Dividcnd L F!3. ROYCE F U N D P E N N S Y L V A N I A R Y P C X A Dividend M T14 "IEMPLETON {.]ROWTIi FUND TMGBX A Dwidend K T15. ROYC E FUNf}S MICRO CAP RYMCX A Dividend L "1" I16. BAIRD MONI2Y MARK!iT A Interesl J T ()pen 03/19 /09 J17.


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N a m e o f P e r s o n R e p u r f i n g I D ate of ReportF I N A N C I A L D I S C L O S U R E R E P O R T [~A~mS, ~ARV ~ ~.P~ge 5 o f 7 0 7 / ~ 4 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - - i , c o . . . . . ~ , ~ . , . .. . .. . , io , , ~ ( I n c l u d e s t h o s e of sp . . . . . d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 . 6 0 qtfiting instr,ctDns.)

NONE (No reportable income, assets or transactions.)A.

] r ep ortin g p erio d o f r ep ortin g p er io d~ Place "(X)" a~e~ each asset i Amount Type (e.g.. Value ~ Valu~ Type (e.g. , ~ Da~e ~ Value Gain IdentW of; Code I dw,. rent, Cede 2 ~ Method buy. sell. ~mm,d~~ Code 2 Code ] buyer/sellerxcmp~ !~om prior d~sclosure [ (A-H) or mr. ) (J-P) [ C ode 3 redemption) ~ ] (J-P) (A-H) 0fpmate

19. CITIBANK BANK DEPOSIT PROGRAM Closed [ 03/I 9/09 .[ A

[ 20. LEGG MASON SPECIAL INVESTMENT A Div idend M TTRUST LMASX

2 l . LEGG MASON OPPORTUNITY TRUST A Div idend M TLMOPX

22 . FED EQ. KAUFMAN FUND KAUBX A Div idend L T

23 . L-I IDENTITY" SOI..UTIONS ID A Div idend ) T

24 I.EGG MASON. 1NC LM A Div idend K T

25 . NASDAQ NDAQ Sokl 08/25.~09

26 . HENDERSON INTERNATIONAL A Div idend K TOPPORTUNIIY FUND HFOBX

27 . FED INT. SMALL-MID COMPANY FD. A Div idend K T Bu y 08 / 26 / 09ISCAX (addl)28 ~:\IRI) lVlC)NEY MARKET A Inte rest J T (.)pen 03,"19/09

30 .


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FINANCIAL D I SC L O S U R E R E P O R T N .... fPe ....Reporting [ Da,~: ofl~epor!Page 6 of 7 GARRIS, MARVIN .LI

07, ;14/2010

V I I I . A D D I T I O N A L I N F O 1 L M A T I O N O R E X P L A N A T I O N S . ~t,ai,.~,,~,~r, oZR~l,,,,t.)


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Page 7 of 7 G A R B I S , M A R V 1 N J . 0 7 / 1 4 / 2 0 1 0I X . C E R T I F I C A T I O N .

i certify |ha~ all information given above ( including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and lhat auy information not reported was withheld because it met applicable statuloryprovisions permitting non-disclosure.1 further certify that corned income from outside employmen! and honoraria and ~he acceptance of gifts which have been reported are incompliance wilh the prnvisions of 5 U.S.C, app. 501 et, seq., 5 U.S.C. 7353, and Judicial Conference regulations.

S i g n a ~ u

NOTE : ANY INDIVIDUAL W HO KNO W INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJE CT TO CIVILAND C RIMINAL SANCTIO NS (5 U.S.C, app. 104)

F I LI N G I N ST RU CT I O N SMail signed original and 3 additional copies to:

Com mittee on Financial D isclosureAdministrative O ff ice of the United States CourtsSuite 2-30 1O ne Columbus Ci rc le , N.E .W ashington, D.C. 20544

Marvin J Garbis Financial Disclosure Report for 2009

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