Martini William J - Judicial Watch · Matini, William J. III. N 0 N-INVESTMENT IN CO ME. (Reporting...

Martini_William_J

PURPOSE

INCOME

PROVIDED

3.

4.

FINANCIAL DISCLOSURE REPORT

Page.2of10

Name of Person Reporting

Martini, William J.

III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2008 MARTINI FUNDATION, TRUSTEE

Date of Report

05114/2009

(yours, not spouse's)

$22,000.00

2.

3.

4.

B. Spouse's Non-Investment Income - If you were ma"ied during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[2J NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[2J NONE (No reportable reimbursements.)

SOURCE DATES LOCATION

3.

ITEMS PAID OR

5.

SOURCE

CREDITOR DESCRIPTION VALUE CODE

4.


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Martini, William J.

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

Date of Report

0511412009

[Z] NONE (No reportable gifts.)

DESCRIPTION VALUE

I.

2.

3.

5.

VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[Z] NONE (No reportable liabilities.)

1.

2.

4.

5.

09/01/202(

5.37'


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Martini, William J.

Date of Report

05/14/2009

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.J -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(I) (2) (!) (2) ( l ) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date ·· · Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

I. BROKERAGE ACCOUNT#2 -

2. FEDERATED KAUFMANN FUND-K None K T

3. BROKERAGE ACCOUNT#5(7494)

4. Charles Schwab - CASH A Int/Div. Closed 4/30 J

5. Buy 4/21 M

6. Transferred 4/24 M (to line 32)

7. LOWER TWP NJ FIRE DIST NO 3 BK QL A Interest Sold 2/1 K !FD UT 6.85% 2/1/08 REG

8. MIDDLETOWN TWP NJ 5%10 GO UTX A Interest Sold 4/21 K DUE 8/1/10

9. NEW JERSEY ECONOMIC 5% DUE 02/ A Interest Distributed 3/28 K 01/15

10. NEW JERSEY ECONOMIC 5% A Interest Buy 2/15 K

11. Sold 4/21 K

12. NEW JERSEY ST CTFS 5% 6115111 None Distributed 3/28 K

13. NEW JERSEY ST TPK AUTH TPK SER G A Interest Sold 4/21 J c 5.75% 1/1/09

14. NORTH ARLINGTON NJ SCH DIST A Interest Distributed 3/28 K % 8/1/13

15. OCEAN CITY NJ BRD 5% DUE 04/01/17 A Interest Sold 4/21 K

16. RANDOLPH TWP NJ SC 5% 15 A Interest Sold 4/21 K

17. VENTNOR CITY NJ 5% 10/1/16 A Interest Distributed 3/28 J

l. Income Gain Codes: A =$1,000 or less B41,00l -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E=$15.00l -$50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 - $250.000

(See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -$1.000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50.000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

A. B. c. D.



(l) (2) ( l ) (2) (!} (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)


-19. !SHARES TR RUSSELL 2000 GROWTH A Dividend J T Distributed 3/28 K

(648) (part)

20. Distributed 3/31 K (part)

21. !SHARES TR RUSSELL 2000 VALUE (63 A Dividend K T Distributed 3/28 K 0) (part)


23. !SHARES TR RUSSELL 1000 VALUE c Dividend K T Distributed 3/2/8 M (part)

24. Distributed 3/31 L (part)

25. !SHARES TR RUSSELL 1000 GROWTH A Dividend K T Distributed 3/28 L (part)


27. !SHARES TR MSCI EAFE FD B Dividend K T Distributed 3/28 L (part)


29. Buy 4/24 K (add'l)

30. POWERSHS EXCH TRAD FD TR (567) A Dividend K T Buy 4/24 K

31. POWERSHS EXCH TRADE FD TR(583) A Dividend K T Buy 4/24 L

32. Charles Schwab - CASH A Int./Div. J T Transferred 4/24 M (from line 6)

33. Sold 4/24 M (part)

34. VALLEY NA TI ON AL BANK A Interest . J T Transferred 619 M (from line 37)

1. Income Gain Codes: A =$! ,000 or less B =$1,001 • $2,500 c =$2,501 • $5,000 D=$5,001-$!5,000 E=$!5,00J -$50,000

(See Columns BI and D4) F =$50,001 • $100,000 G =$100,001 -$! ,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 -$250,000

(See Columns CJ and D3) N =$250,001 -$500,000 0 =$500,001 - $! ,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market



Rage 5 oflO


Martini, William J.

Date of Report

0511412009

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


(2)

35.

39.

45.

47.

(4) (5)

4/4


of10


Martini, William J.

Date of Report

05/14/2009

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. c. D.



(I) (2)(2) (3)(I) (I) Place "(X)" after each asset Amount Type (e.g., Value Value

exempt from prior disclosure Code l div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

Type (e.g., Date

buy, sell, Month -

redemption) Day

Distributed 619 (part)

Value

Code 2

(J-P)

Gain

Code l

(A-H)

Identity of

buyer/seller

(if private

transaction)

L

36. Transferred 619 K (to line 81)

37. VAR1ABLE LIFE #1 None K T Transferred 619 M (to line 34)

38. EQUITABLE - SEP None K T

IRA#3(3836)

40. Charles Schwab - ADV CASH RESRV P B Int./Div. K T Buy 1/16 K REM (add'I)

41. Buy 4/4 N (add'!)

42. Distributed 419 N (part)

43. US TREASURY NOTE 4.25% 11115113 None Sold 4/4 L D

44. US TREASURY NOTE 4.50% 02/J 5/16 A Interest Sold 414 K B

US TREASURY NOTE 5.125% 5/15/16 A Interest K T Sold 6/24 J A (part)

46. FEDERAL NATIONAL MT 4.375% 9/15/1 B SoldInterest 2

L c

48.

FED HM LN MTG 5.375%119114 B Interest K T

AT & T BROADBAND 8.375% 3115113 c Int./Div. K T

49. CISCO SYSTEMS 5.25% 02/22/J 1

50. APACHE CORP 5.625% 1115117

51. GOLDMAN SACHS 4.125% 1/15/08

B

A

None

Interest

Interest

J

K

T

T

Redeemed 1115 K

1. Income Gain Codes:

(See Columns Bl and D4)

2. Value Codes

(See Columns Cl and D3)

3. Value Method Codes

(See Column C2)

A =$1,000 or less

F=$50,00I -$100,000

J =$15,000 or less

N =$250,001 -$500.000

P3 =$25,000,001 -$50,000,000

Q =Appraisal

U =Book Value

B =$1,001 -$2,500

G =$100,001 -$1,000,000

K =$15,001 -$50,000

0 =$500,001 - $1,000.000

R =Cost (Real Estate Only)

V =Other

c =$2,501 -$5,000

HI =$1,000,001 -$5,000,000

L =$50,001 -$100,000

Pl =$1.000.001 - $5,000,000

P4 =More than $50,000,000

S =Assessment

W =Estimated

D =$5,001 - $15,000

H2 =More than $5,000,000

M =$100,001 -$250,000

P2 =$5,000,001 -$25,000,000

T =Cash Market

E =$15,001 -$50,000

911510'

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Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Martini, William J. 05/14/2009

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -


A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

52. HOUSEHOLD FIN CP 6.4% 6117/08

53. INTL LEASE FINANCE 5% 4115110

54. MORGAN STANLEY 4.75% 04/01/14

55. PITNEY BOWES CR 5.75% 8/15/08

56. SBC COMMUNICATIONS 4.125%

57. TIME WARNER 5.875% DUE 11/15/16

58. TIME WARNER 6.2% DUE 7/1/13

59. WACHOVIA CORP 5.75% 6/15117

60. FHLMC G0-8200 6% 5/1/37

61. FHLMC Gl-2228 5.5% 7/1121

62. FNMA PL#254048 6.5%I1/01/16

63. FNMA PL938721 5.5% DUE 075/01/22

64. IRA#6 (4367)

65. CHARLES SCHWAB-SCH ADV CASH RESRV PREM

66.

67. LOOMIS SAYLES BOND CL I

68. PIMCO REAL RETURN FUND INSTITU TIONAL CLASS

I. Income Gain Codes: A =$1,000 or less

(See Columns Bl and 04) F =$50,001 - $100,000

2. Value Codes J =$15,000or less

{See Columns Cl and 03) N =$250,001 • $500.000

B. c.

Income during Gross value at end of

reporting period reporting period

(I) (2) (I) Amount Type (e.g., Value Code I div., rent, Code 2 (A-H) or int.) (J-P)

None

B Int./Div. K

A lnt./Div. J

B Int./Div.

B lnt./Div. J

A Interest J

None J

B Int./Div. K

c lnt./Div. K

B lnt./Div. K

A Interest J

B Interest K

A Interest K

D Dividend M

D Dividend K

B =$1,001 -$2,500

G =$100,001 -$1,000,000

K =$15,001 -$50,000

0 =$500,001 -$1,000,000

(2) (I)

Value Type (e.g.,

Method buy, sell,

Code 3 redemption)

(Q-W)

Sold

T

T

Sold

T Sold (part)

T Buy

T Buy (add'!)

T

T

T

T

T Buy

T Buy (add'!)

Transferred (to line 72)

T Sold (part)

T Sold (part)

c =$2,501 -$5,000

Hl =$1,000,001 -$5,000,000

L =$50,001 - $100,000

P3 =$25,000,001 • $50,000,000

Pl =$1,000,001 • $5,000,000

P4 =More than $50,000,000

S =Assessment 3. Value Method Codes Q =Appraisal R =Cost {Real Estate Only)

{See Column C2) U =Book Value V =Other W =Estimated

D.

Transactions during reporting period

(2) (3) (4) Date Value Gain

Month - Code 2 Code I

Day (J-P) (A-H)

4/4 L

4/4 K

4/4 L B

5/8 K

9124 J

3/11 K

4/23 M

4/24 M

4/23 L

4/23 L

D =$5,001 -$15,000

H2 =More than $5,000,000

M =$100,001 -$250,000

P2 =$5,000,00I - $25,000,000

T =Cash Market

(5) Identity of

buyer/seller

(if private

transaction)

E =$15,00 I • $50,000

77.


oflO 05/14/2009Martini, William J.

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see pp. 34-60 of.filing instructions.)


A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

69. SCHWAB YIELD PLAUS SELECT SHAR B Dividend Sold 3/19 M ES

B. c. D.

Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(I) (2) (1) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

70. TEMPLETON GLOBAL BOND FUND D Dividend L T Buy 3/19 M ADV CL:TGBA.X

71. IRA#7 (2679)

72. SCHWAB MONEY MARKET FUND A Interest J T Transferred (from line 66)

4/24 M

73. Sold (part)

4/24 M

74. PIMCO COMMODITY REAL RETURN STRATEGY FUND

D lnt./Div. K T Buy 4/24 L

75. DIAMOND HILL LONG SHORT FUND A lnt./Div. K T Buy 4/24 K

76. KEELYSMALL CAPVALUEFUNDCL None Buy 4/24 K A

Sold 6119 K c

78. KEELYSMALL CAPVALUEFUND CL I None K T Buy 6119 K

79. THIRD A VE REAL EST A TE VALUE FU None K T Buy 4/24 L ND

80. CHARLES SCHWAB- CASH(2951) A Int./Div. K T Open 2119 J

81. Transferred 619 K (from line 36)

82.

l. Income Gain Codes: A =$ t,000 or less B =$1,001 • $2,500 c =$2,501 • $5,000 D =$5,001 • $15,000 E =$15,00 l • $50,000

(See Columns Bl and 04) F =$50,001 · $100,000 G =$100,001 • $1,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000

2. Value Codes J =Sl5.000 or less K =$15.001. $50,000 L =$50,001 • $100,000 M =$100,001. $250,000

(See Columns Cl and 03) N =$250,00 I • $500,000 0 =$500.001 • $1.000,000 Pl =$1,000,001 • $5.000,000 P2 =$5,000.001 • $25,000,000

P3 =$25.000,001 • $50.000,000 P4 =More than $50,000,000

3. Value Method C odes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market



Page_9of10


Martini, William J.

Date of Report

0511412009

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofReporL)

PART VII LINE 25, LINE 62-94 OF 2007 REPORT BECOME UNREPORTABLE TRANACTIONS IN 2008 SINCE THESE WERE PART OF THE EQUITABLE DISTRIBUTION REQUIRED IN HIS DIVORCE.

PART VII LINE 9,12,14,17,19-28,35 AND 42 REPORTED AS DISTRIBUTION IN 2008, THESE FUNDS WERE EQUITABLE OF DISTRIBUTION REQUIRED IN HIS DIVORCE.


of10


Martini, William J.

Date of Report

05/14/2009

IX. CERTIFICATION.

I certify that all information given above (Including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALS AND CRIMINAL SANCTIONS (5 U.S.C. app. § i04)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

r: --· ·

"A010 /2Q()8

D

POSITION

PARTIES

5.

!Jey. j FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2008

I. Person Reporting (last name, first, middle initial) 2. Court or Organization

Martini, William J. District Court - New Jersey

4. Title (Article illjudges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

Nomination, Date

U.S. District Judge - Active D Initial [ZJ Annual

Sb. [ZJ Amended Report

D Final

Report Required by the Ethics in Government Act of 1978 (5 US.C. app. §§ 101-111)

3. Date of Report

05/14/2009

6. Reporting Period

01/01/2008 to

12/31/2008

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

50 Walnut Street with applicable laws and regulations.

PO Box 419 Newark, NJ 07101-0419

Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITI 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

NAME OF ORGANIZATION/ENTITY

I. Trustee - Martini Foundation

2. Trustee John Cabot University

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

NONE (No reportable agreements.)

AND TERMS

(/) ,:-) ,----,-, o:::-;; (. : •.. ,_C:·;: r': -»

o>

' ) i'l

f',.)

___J

3.

4.

IZJ

I.

2.

3.

TYPE

INCOME

SOURCE OR

4.


Page 2of10


Martini, William J.

Date of Report

05/14/2009

III. NON-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

MARTINI FUNDATION, TRUSTEE

(yours, not spouse's)

$22,000.00I. 2008

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honor aria.}

[Z] NONE (No reportable non-investment income.)

SOURCE AND

I.

2.

3.

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[Z] NONE (No reportable reimbursements.)

DATES LOCATION PURPOSE ITEMS PAID PROVIDED

I.

4.

5.

SOURCE DESCRJPTION

CREDITOR DESCRIPTION

VALUE

VALUE.CODE

1.

4.

4.


Page 3. of 10

Name or Person Reporting

Martini, William J.

Date or Report

05/14/2009

V. GIFTS. (Includes those to spouse and dependent children; see pp. 18-31 of filing instructions.)

[Z] NONE (No reportable gifts.)

2.

3.

5.

VJ. LJABJLJTJES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[Z] NONE (No reportable liabilities.)

I.

2.

3.

5.

-··

09/01/202(

5.37'

B. D.

(4)

(J-P)

4.

14.

Date of Report Name of Penoo Reporting FINANCIAL DISCLOSURE REPORT

Page 4of10 . 05114/2009 Martini, William J.

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing ins1ructions.J


A. C.

Gross value at end of Transactions during reporting period Income during Description of Assets

reporting period reporting period (including trust assets)

Value Gain Identity of DateValue Value Type (e.g.,Amount Type (e.g.,Place "(X)" after each asset Code 1 Code 2 Code 1 buyer/sellerbuy, sell, Month-Code 2div.1 rent, Methodexempt from prior disclosure

transaction)(Q-W)

I . BROKERAGE ACCOUNT#2

_.- :.. . .

(2)(I) (2)(2) (I)(1) (3) (5)

(A-H) Code 3or int.) (J-P) redemption) Day (A-H) (if private

2. FED ERA TED KAUFMANN FUND-K None K T


Charles Schwab - CASH A Jnt./Div. Closed 4130 J

5.

6.

7. LOWER TWP NJ FIRE DIST NO 3 BK QL A !FD UT 6.85% 2/1/08 REG

8. MIDDLETOWN TWP NJ 5%10 GO UTX A DUE 8/1/10

9. NEW JERSEY ECONOMIC 5% DUE 02/ A 01/15

10. NEW JERSEY ECONOMIC 5% A

11.

12. NEW JERSEY ST CTFS 5% 6115/11

13. NEW JERSEY ST TPK AUTH TPK SER G A 5.75% 1/1/09

Buy

Transferred (to line 32)

Interest Sold

Interest Sold

Interest Distributed

Interest Buy

Sold

' None Distributed

Interest Sold

4121 M

4/24 M

2/1 K

4/21 K

3/28 K

2/15 K

4/21 K

3/28 K

4/21 J c

NORTH ARLINGTON NJ SCH DIST A Interest Distributed 3/28 K % 8/1/13

15. OCEAN C ITY NJ BRD 5% DUE 04/01117 A Interest Sold 4/21 K

16. RANDOLPH TWP NJ SC 5% 15 A Interest Sold 4121 K

17. VENTNOR CITY NJ 5% I 0/1/16 A Interest Distributed 3/28 J

l. Income Gain Codes: A =$1.000 or less B =$1.001 -$2,500 C =S2,501 -$5.000 D=S5.00l -Sl5,000 E=$15,00l -$50,000

(See Columns Bl and 04) F=$50,001 - $100.000 G =$100.001 -$1.000,000 HI =$1,000,001 -$5,000.000 H2 =More than $5,000,000 2. Value Codes J =$15,000 orless K =$15.00I -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(See Colwnos Cl and 03) N=$250,00I -$500.000 O =$500.001 - Sl.000,000 r1 =s1.ooo,001 -S5,ooo.ooo P2=$5,000,001 • $25,000,000

P3 =$25,000,001 • $50,000,000 P4=More than $50.000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Colwnn C2) U=Book Value V=Otber W=Estimated

29.

33.

34.


Page 5of10 Martini, William J. 05/14/2009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing mstructions.J


A. B. c. Description of Assets Income during Gross value at end of


(I) (2) {I) (2) Place "(X)" after each asset Amount Type(e.g., Value Value

exempt from prior disclosure Code I div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)


(I) Type (e.g.,

buy, sell,

redemption)

D.

Transactions during reporting period

(2) Date

Month-

Day

(3) (4) (5) Value Gain Identity of

Code 2 Code I buyer/seller

(J-P) (A-H) (if private

transaction)

19. !SHARES TR RUSSELL 2000 GROWTH A Dividend J T Distributed 3/28 K (648) (part)


21. !SHARES TR RUSSELL 2000 VALUE (63 A Dividend K T Distributed 3/28 K 0) (part)


23. !SHARES TR RUSSELL l 000 VALUE c Dividend K T Distributed 3/2/8 M - (part)


25. !SHARES TR RUSSELL I 000 GROWTH A Dividend K T Distributed (part)

3/28 L

26. Distributed (part)

3/31 L

27. !SHARES TR MSC! EAFE FD B Dividend K T Distributed 3/28 L (part)


Buy 4/24 K (add'!)

30. POWERSHS EXCH TRAD FD TR (567) A Dividend K T Buy 4/24 K ..

31. POWERSHS EXCH TRADE FD TR(583) A Dividend K T Buy 4/24 L

32. Charles Schwab - CASH A Int./Div. J T Transferred 4124 M (from line 6)

Sold 4/24 M (part)

VALLEY NATIONAL BANK A Interest J T Transferred 619 M (from line 37)

I. Income Gain Codes: A =SJ,000 or Jess B =St,OOt -S2,500 c =$2,501 - $5,000 D=S5,00I -Sl5.000 E=SI 5,001 -$50,000 (See Cohuruis Bl and 04) F=$50,001 -SJ00,000 G =SI 00,001 -Sl,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000or Jess K =$15,001 -$50,000 L =$50,00I - SI 00,000 M=$100,001 -$250,000

(Sec Columns Cl and DJ) N =$250,001 -$500,000 0 =$500,001 - Sl,000,000 Pl =SJ,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

Pl =$25,000,001 - $50,000,000 P4=More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Colwnn C2) U =Book Value V=Otber W =Estimated

-


Page 6of10


Martini, William J.

Date of Report

05/14/2009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 offilinc instructions.;


A. B. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period


(I) (2) (I) (2) (I) - (2) (3) (4) (5) Place "{X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

35. Distributed 619 L (part)

36. Transferred 619 K (to line 81)

37. V ARJABLE LIFE #I None K T Transferred 619 M (to line 34)

38. EQUITABLE - SEP None K T

39. IRA#3{3836)

40. Charles Schwab - ADV CASH RESRV P B Int./Div. K T Buy 1116 K REM (add'!)

41. Buy 4/4 N (add'I)

42. Distributed 4/9 N (part)

43. US TREASURY NOTE 4.25% 11/J 5/13 None Sold 4/4 L D

44. US TREASURY NOTE 4.50% 02/15/J 6 A Interest Sold 414 K B

45. US TREASURY NOTE 5.125% 5/15/16 A Interest K T Sold 6124 J A (part)

46. FEDERAL NATIONAL MT 4.375% 911511 B Interest Sold 4/4 L c 2

47. FED HM LN MTG 5.375%1/9/14 B Interest K T

48. AT & T BROADBAND 8.375% 3/15/J 3 c lnt./Div. K T

49. CISCO SYSTEMS 5.25% 02/22/11 None J T Buy 10123 J

50. APACHE CORP 5.625% 1/15/17 B Interest K T

51. GOLDMAN SACHS 4.125% 1/15/08 A Interest Redeemed 1/15 K

I. Inco me Gain Codes: A =Sl,000 or less B =Sl,001 -$2,500 c=$2,501 -$5,000 D =$5,001 - $15,000 E=Sl5,00l -S50,000

(Se e Columns Bl a nd 04) F=S50,00l -SIOO,OOO G =SI00,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 H2=More than $5,000,000

2. Value Codes J =S 15,000 or less K 415,001 -$50,000 L=S50,00l -SIOO,OOO M =$100,001 -$250,000

(See Columns Cl and 03) N =$250,00 I -$500,000 0=$500,001 -$1,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 -S50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S=Assessme nt T =Cash Market

(See Column C2) U=Book Value V=Otber w=Estimatoo

9/15/0\


Page 7of10


. Martini, William J.

Date of Report

05/14/2009

instructions.)VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 1.s-60 of filing


A. B. c. D.



(I) (2) (I} (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

52. HOUSEHOLD FIN CP 6.4% 6/17/08 None Sold 414 L

53. INTL LEASE FINANCE 5% 4115/10 B Int./Div. K T

54. MORGAN STANLEY 4.75% 04/01/14 A Int/Div. J T

55. PITNEY BOWES CR 5.75% 8/15/08 B Int/Div. Sold 4/4 K

56. SBC COMMUNICATIONS 4.125% B Int./Div. J T Sold 4/4 L B (part)

57. TIME WARNER 5.875% DUE 11/15/16 A Interest J T Buy 5/8 K

58. TlME WARNER 6.2% DUE 7/1/13 None J T Buy 9/24 J (add'!)

59. WACHOVIA CORP 5.75% 6/15/17 B Int./Div. K T

60. FHLMC G0-8200 6% 511137 c Int./Div. K T -·

61. FHLMC GI-2228 5.5% 7/1121 B Int./Div. K T

62. FNMA PL#254048 6.5%I 1101/16 A Interest J T

63. FNMA PL938721 5.5% DUE 075/01/22 B Interest K T B uy 3/11 K

64. IRA#6 (4367)

65. CHARLES SCHWAB-SCH ADV CASH A Interest K T Buy 4/23 M RESRV PREM (add'l)

66. Transferred 4124 M (to line 72)

67. LOOMIS SAYLES BOND CL I D Dividend M T Sold 4/23 L (part)

68. PIMCO REAL RETURN FUND INSTITU D Dividend K T Sold 4/23 L TIONAL CLASS (part)

I. Income Gain Codes: A =Sl,000 or less B =Sl,001 -S2,500 C =S2,501 • S5,000 D =$5,001 • $15,000 E =Sl5.00I -$50,000 (See Columns Bl and 04) F =$50,001 -$100,000 G=Sl00,001-Sl,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5.000,000

2. Value Codes J =SIS,000 orless K =$15,001 -$50,000 L =$50.001 -$100,000 M =$100,001 -$250,000

(Sec Columns CI and 03) N =$250,001 -$500,000 0=$500,001-Sl,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000.000 3. Value Method Codes Q=Appraisal R=Cost (Real Estate Ooly) S =Assessment T =Cash Market

(See Column C2) U =Book Value V=Other W =Estimated

FINANCIAL DISCLOSURE REPORT Name of Penon Reporting Date of Report

Page 8of10 Martini, William J. . 05/14/2009

VII. INVESTMENTS and TRUSTS - inconu, value, transactions (Includes those of spouse and depende111 children; see PP· 14-60 of filing instructions.)


A. B. C. D.



(I) (2) (I) (2) {I) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller

.. (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

69. SCHWAB YIELD PLAUS SELECT SHAR B Dividend Sold 3/19 M ES

70. TEMPLETON GLOBAL BOND FUND D Dividend ADV CL:TGBAX

L T Buy 3/19 M

71. IRA#7 (2679)

72. SCHWAB MONEY MARKET FUND A Interest J T Transferred 4/24 M (from line 66)

73. Sold 4/24 M (part)

74. PIMCO COMMODITY REAL RETURN D int.IDiv. K T Buy 4/24 L STRATEGY FUND

75. DIAMOND HILL LONG SHORT FUND A int./Div. K T Buy 4/24 K

76. KEELYSMALL CAP VALUEFUND CL None Buy 4/24 K A

77. Sold 6119 K c

78. KEELY SMALL CAP VALUE FUND CL I None K T Buy 6119 K

79. THIRD A VE REAL ESTA TE VALUE FU None K T Buy 4/24 L ND

80. CHARLES SCHWAB- CASH(2951) A lnt./Div. K - T Open 2119 J

81. Transferred 619 K (from line 36)

82.

I. Income Gain Codes: A =S 1,000 or less B =Sl,001 -$2,500 c =$2,501 . $5,000 D =$5,001 -$15,000 E =Sl5,00I • $50,000

(See Columns Bl and 04) F =$50,001 - SI00,000 G =SI00,001 -Sl,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =S 15,000 or less K =$15,001 -$50,000 L =$50,001 -SI00,000 M =SI 00,00 I -$250,000

(Sa: Columns Cl and 03) N =$250,00 I -$500,000 0 =$500,001 -$1,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Mc:thod Codes Q =Appraisal R =C051 (Real Estate Ooly) S =Assessment T =Cash Market

(Sec Colwnn C2) U =Book Value V =Other W =Estimated

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 9of10 05/14/2009Martini, William J.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate parto/Report.)

PART VII LINE 25, LINE 62-94 OF 2007 REPORT BECOME UNREPORTABLE TRANACTIONS IN 2008 SINCE THESE WERE PART OF THE EQUITABLE DISTRIBUTION REQUIRED IN HIS DIVORCE.

PART VII LINE 9,12,14,17,19-28,35 AND 42 REPORTED AS DISTRIBUTION IN 2008, THESE FUNDS WERE EQUITABLE OF DISTRIBUTION REQUIRED IN HIS DIVORCE.


Page 10of10

Name of Penoo Reporting Date of Report

Martini, William J. 05/14/2009

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and bonoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSI AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Martini William J - Judicial Watch · Matini, William J. III. N 0 N-INVESTMENT IN CO ME. (Reporting...

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