Marissa Menendez Major Project Paper 1-30-15

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Investigating the relationship between subjective and objective exertion during a cardiovascular fitness test in minority obese youth Florida International University Department of Dietetics and Nutrition Major Nutrition Project Marissa Menendez Major Professor: Dr. Kathryn Brogan Statistician: Dr. Angela Tiura December 5, 2014

Transcript of Marissa Menendez Major Project Paper 1-30-15

Page 1: Marissa Menendez Major Project Paper 1-30-15

Investigating the relationship between subjective and

objective exertion during a cardiovascular fitness test in minority obese youth

Florida International University Department of Dietetics and Nutrition

Major Nutrition Project

Marissa Menendez

Major Professor: Dr. Kathryn Brogan

Statistician: Dr. Angela Tiura

December 5, 2014

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Introduction

There is sufficient evidence indicating the need for obesity prevention and treatment

programs in American youth.1,2 In the last thirty years, overall rates of obesity among

adolescents aged 12– 19 years have more than tripled, from 5% to 18%. Rates of obesity are as

high as 21% among non-Hispanic black adolescents.3 Although still unclear, the increased

prevalence in obesity of African American adolescents can be explained, at least partially, by

lower levels of physical activity (PA).1 Additionally, for weight loss programs, physical

activity is a recommended key component to be used in conjunction with dietary and lifestyle

changes.4,5,6

Physical activity can be defined as engaging in bodily movements that increase the heart

rate and breathing difficulty. The Physical Activity Guidelines for Americans recommend

adolescents (12-17 years old) participate in 60 minutes of moderate-to-vigorous intensity PA

per day and most of this time should be spent in aerobic activity. Included within the daily one

hour or more of physical activity, at least three days per week should be vigorous intensity.7

Moderate intensity is objectively defined as 50-70% and vigorous intensity as 70-85% of an

individual’s age predicted heart rate maximum (HR max) value.7

One study utilizing accelerometers to track physical activity in United States youth, found

only 42 % of children are achieving moderate-to-vigorous physical activity levels of 60

minutes 5 days a week, but during adolescence these levels drastically plummet to as low as

8%.8,9 Additionally, results from the Youth Risk Behavior Surveillance reveal a considerably

low prevalence of adolescents engaging in at least 60 minutes of daily physical activity across

the country, ranging from 19.7% - 38.5% with a median of 25.4%.2 Furthermore, physical

activity levels are higher in males (36.6%) compared to females (17.7%) and also higher in

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white males (37.5%) and females (18.7%) compared to black males (37.2%) and females

(16.0%).2 Furthermore, physical inactivity during adolescence is a strong predictor of sedentary

adulthood.10

Substantial data reveals that participation in moderate to vigorous physical activity can lead

to a variety of physical and mental health benefits in children and adolescents. 4,11,12 These

potential benefits include decreased body mass index (BMI),12,13 body fat percentage,13 waist

circumference12,14 and stress/pain perceptions11 and improved obesity related conditions,12

depressive symptoms,11 sleep patterns,11 physical competence,15 body satisfaction,15

cardiovascular fitness16 and exercise tolerance.16

To ensure that youth are achieving the physical activity recommendations and reaping the

numerous benefits of physical activity, the intensity of exercise needs to be measured.

Intensities of physical activities can be measured objectively and subjectively. A relative,

objective measure of exercise intensity utilizes a heart rate monitor via a chest strap and wrist

watch (optional) to track exercise intensities. 17,18,19 The corresponding percentages of age

predicted heart rate maximum values, moderate-vigorous intensities of 60-80%, can be

regulated individually.17 Rate of perceived exertion (RPE) is a subjective measure of exercise

intensity, commonly using Borg’s 6-20 scale of RPE with 6 identified as no exertion at all and

20 classified as extremely hard/maximal exertion.17 RPE has the potential benefit of safely

facilitating exercise training, by regulating exercise intensities in non-clinical or home-based

settings, which normally lack the capability of monitoring objective exertion (e.g. heart

rate).20,17

Children and adolescents vary widely in their abilities to rate their perceived exertions

during physical activity and therefore may over-or-under-estimate their actual exertion during

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moderate-to-vigorous PA.21 This discrepancy may have detrimental implications for youth

when implementing physical activity recommendations and self-reporting physical activity.

There are a myriad of variables, which could affect the ability of adolescents to accurately

estimate their physical activity exertion levels including: age, gender, body mass index (BMI),

body fat percentage, waist circumference, presence of co-morbidities and prior exercise

experiences.2,22,23,24

The purpose of this literature review is to explore the literature pertaining to African

American adolescent obesity rates and physical activity levels, compared to other ethnicities.

Secondly, this review will examine regulation of moderate-to-vigorous physical activity in

youth and investigate the variables affecting the relationship between subjective and objective

exertion. The following research questions will be explored:

1. Do African American adolescents have higher obesity rates and lower physical activity

levels compared to other ethnic groups?

2. How is moderate-to-vigorous intensity and rate of perceived exertion regulated in children

and adolescents performing physical activity?

3. Is there a relationship between Borg’s Scale of Rate of Perceived Exertion and heart rate in

adolescents performing physical activity?

4. What variables affect the relationship between subjective exertion (Borg’s Scale of RPE) and

objective exertion (heart rate) in youth and adults performing the Chester step test?

Methodology

This literature review sought to include studies focused on the following topics:

adolescent/minority health status, adolescent obesity (BMI, body fat percentage), adolescent

co-morbidities affecting health, physical activity of adolescents, exercise intensity, adolescent

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subjective and objective exertion and the Chester step test. This review aimed to include mostly

studies based on adolescents; however children and adult population studies were included if

the available data was inadequate. Adolescence is defined as the age range between 12 to 19

years old.3

The exploration and examination of research was accomplished May 2014 through July 2014

using various databases including: FIU Library E-Journal catalog, ScienceDirect,

Medline/Pubmed and Google Scholar. The following search terms were used to select the

pertinent articles: “adolescent health status/obesity, ” “African American adolescent

health/obesity” OR “minority adolescent health/obesity, ” “African American health

problems/issues,” “adolescent physical activity statistics” OR “physical activity of

adolescents,” “exercise intensity,” “subjective and objective exertion,” “rate of perceived

exertion,” “adolescent subjective and objective exertion,” “adolescent subjective and objective

exertion AND age, gender, BMI, body fat percentage, waist circumference and the presence of

co-morbidities,” and “Chester step test.”

Literature Review

Adolescent Health Status and Obesity

Body mass index and body fat percentage are commonly measured and compared to

normative age and gender specific charts to determine adolescent obesity status. Ogden et. al

used NHANES data from 1999-200 and 2010-2011 to investigate trends in obesity and body

mass index (BMI) in male and female children and adolescents using a large representative

sample, which emphasized a significant increase in obesity in males (2-19 yrs. old) and BMI of

adolescent males, but not in females.3 Two studies and the youth risk behavior surveillance

were reviewed, which focused on adolescent obesity, BMI and body fat percentage.2,25,26 Non-

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Hispanic white, non-Hispanic black and Mexican American male and female children and

adolescents were included in the large sample size of cross-sectional analyses of NHANES

data.25,26 Age and gender specific body fat percentages and growth curves demonstrate more

value compared to BMI, showing boys body fat peaking at age 11 and girls body fat increasing

throughout adolescence to an average of 17% and 27.8% at 18 years old, respectively.26

Therefore, along with BMI, body fat percentage should also be taken into account when

analyzing obesity status in children and adults.

To evaluate adolescent health status, common indicators for examination include:

abdominal obesity (waist circumference), insulin resistance, blood pressure and triglyceride

levels. Guijarro de Armas et al., utilizing a descriptive study, reported 80% of obese male and

female adolescents were found to have 1 or 2 metabolic syndrome components and 19.6% (1 in

5) had 3 or more components and also were diagnosed with metabolic syndrome. Abdominal

obesity was most the most prevalent metabolic syndrome component, followed by hypertension

and hypertriglyceridemia. Obesity and insulin resistance were significantly higher in

adolescents with more metabolic syndrome criteria.27 Spolidoro et. al focused on the relevance

of waist circumference as an early indicator of overweight, metabolic syndrome and

cardiovascular risk factors, in male and female youth participating in a cohort study. Waist

circumference, strongly correlated with body mass index, and was found to be a useful

screening tool for metabolic syndrome and cardiovascular disease risk in children and

adolescents.28

Minority Adolescent Health and Obesity

African American adolescent males have higher rates of obesity, compared to other ethnic

groups. The Center for Disease Control (CDC) used a 3 stage cluster sample design and school-

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based youth risk behavior survey to collect data on a very large sample size of male and female

white, black and Hispanic high school students.2 Results showed 13.7% of 9-12th grade high

school students are obese, furthermore the prevalence was highest among males (16.6%)

compared to females (10.8%) and black females (16.7%) compared to Hispanic (11.2%) and

white females (9.7%).2

By the same token, black adolescents are at an increased risk of hypertension, diabetes,

HIV infections and mortality from cardiovascular disease. The CDC Health Disparities and

Inequalities Report, obtained to describe health outcomes in specific population groups, found

hypertension to be most prevalent in non-Hispanic blacks (42%) compared to non-Hispanic

whites (28.8%). Estimated HIV infection diagnoses rates in individuals 13 years old, is

highest among blacks/African Americans compared to other ethnic groups. The age-adjusted

prevalence of medically diagnosed diabetes in people 18 years old is highest among blacks

(11.0), compared to white (7.0) and Hispanic (10.7) individuals. Men have a higher mortality

rate than women attributable to coronary heart disease, additionally, black women and men are

more likely to expire from stroke and heart disease compared to white individuals.29

Analyzing data from NHANES 1999-2010, including 40.9% Non-Hispanic blacks, youth

with physical and psychiatric disabilities were more likely to be obese, less likely to be

physically active and had higher continuous metabolic syndrome scores compared to

adolescents without disabilities. Lower physical activity levels and higher BMI percentile were

associated with higher continuous metabolic syndrome scores in adolescents with disabilities.30

Sarafrazi et al. declares 30% of children and adolescents aged 8–15 years in the United States

misperceive their weight status, which is more common among boys (32.3%) than girls

(28.0%). One third of non-Hispanic black (34.4%) and Mexican-American (34.0%) children

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and adolescents misperceive their weight status compared with 27.7% non-Hispanic whites.

Seventy-one percent of overweight girls, 81% of overweight boys, 36% of obese girls and 48%

of obese boys regard themselves as being at a proper weight.25 Therefore, both genders of

overweight and obese adolescents have difficulty identifying an appropriate weight for

themselves,25 which could transcend into inaccurate estimations of moderate-to-vigorous

intensity physical activity.

Adolescent Physical Activity and Exercise Intensity

Given that moderate-to-vigorous intensity physical activity levels decrease during

adolescence,2,8,9 it is important to examine the physical activity patterns and associated

intensities of exercise in this age group, to gain further understanding of the possible benefits

and barriers to achieving the daily recommendations. Three studies and the CDC youth risk

behavior surveillance were reviewed to explore adolescent physical activity and exercise

intensity.2,11,15,16 All three studies included males and females11,15,16 with ages ranges from 18-

22,5 15-18,15 and 13-1716 years old and small (42, 36)11,16 to medium sample sizes (551).15

None of the studies occurred in the United States, but instead in Switzerland,11 Poland15 and

Brazil.16 Two studies investigated the physical and mental health benefits of vigorous physical

activity in normal weight young adults,11,15 one utilizing a cross-sectional analysis11 and the

other a longitudinal prospective design.15 The third study, a randomized controlled design,

sought to evaluate the effects of a 12 week aerobic physical exercise program on

cardiorespiratory and metabolic responses in overweight adolescents using a submaximal cycle

ergometer incremental test.16

Two studies investigated the benefits of vigorous physical activity,11,15 with one asserting

that participants performing additional vigorous intensity exercise three times per week for 20

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minutes perceive less stress, experience fewer depressive symptoms, report less pain, suffer

from fewer subjective sleep complaints and spend a higher percentage of time in REM sleep.11

The second study established that leisure time vigorous physical activity improved lung

function in late adolescent females and late adolescent males have higher levels of physical

competence, general appearance evaluation and body satisfaction, which predicted vigorous

physical activity.15 Silva et al. deduced that exercise performed at lactate threshold (LT) and

onset of blood lactate accumulation (OBLA) training intensities (heavy domain) prompted

significant changes in the aerobic and metabolic (HR improvement) capacities of overweight

adolescents, improving their exercise tolerance.16

The Center for Disease Control (CDC) analyzed the youth risk behavior surveillance and

reported 15.2% of the 9-12th grade students do not participate in at least one day of physical

activity for 60 minutes. The prevalence of having been physically active at least 60 minutes per

day on five or more days was higher among older age groups (12th grade), amongst white

(50.1%) than black (41.0%) and Hispanic (44.7%) students, higher among white female

(40.5%) and Hispanic female (35.4%) than black female (29.3%) students, and higher among

white males (59.6%) than black (53.3%) and Hispanic males (54.4%).2 With these studies

taken together, although normal weight adolescents participate in physical activity more often

than their over weight peers, both genders regardless of weight status can acquire substantial

benefits from moderate-to-vigorous intensity physical activity.

Adolescent Subjective and Objective Exertion

There is limited research investigating the regulation of subjective and objective exertion in

United States adolescents, coupled with a lack of studies explicitly analyzing exertion levels in

African American youth. Additionally, non-Hispanic black adolescents are more likely to

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misperceive their weight status,25 which could translate into an increased probability of them

over-or-under estimating their physical activity exertion levels. Five studies were examined to

assess adolescent perceived and objective exertion. Four of the studies included children and

adolescents with ages ranging from 8-1821,22 12-1318 and 8-12 years old,23 while one study

included only children aged 9-11 years old.19 All of the studies included males and females, but

resided in various locations including Canada,21,22 Australia,18 Hong Kong19 and Buffalo, New

York.23 Four studies had a small sample size of 79,21,22 37,18 3223 and one study had a medium

sample size of 21019 youth. Two of the studies utilized the Dalhousie Dyspnea/Perceived

Exertion scales as well as the Borg CR-10 scale during incremental cycle ergometer testing of

youth who are healthy and those with asthma and cystic fibrosis.21,22 Two studies used heart

rate biofeedback via Polar heart rate monitors in physical education classes18,19 to evaluate

children’s ability to identify time spent in moderate to vigorous physical activity18 and to

investigate if the heart rate biofeedback promotes an increase in physical activity.19 One study

used Cart and Load Effort Rating RPE scale and heart rate monitoring during continuous cycle

ergometer exercise below and above ventilatory threshold to assess the validity of this scale on

separate exercise days.23

Two studies utilized the Dalhousie Dyspnea and Perceived Exertion and Borg CR-10

scales.21,22 One confirmed good correlations in both scales in perceived leg exertion versus

work and dyspnea versus ventilation, along with children preferring the Dalhousie pictorial

scale compared to Borg’s scale to rate leg exertion and dyspnea.21 In the second study, children

demonstrated a wide range of variation in their ability to rate their perceived exertion,

exhibiting diverse functional relationships between work capacity and rate of perceived

exertion, while younger children generally having lower RPE ratings compared to older

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children.22 Two studies utilizing HR monitors for biofeedback found contrasting results.18,19

Conley et al. claims HR biofeedback did not improve children’s ability to identify time spent in

moderate to vigorous physical activity,18 while McManus et al. concluded heart-rate monitor

feedback increased overall activity and percentage of time spent in vigorous physical activity,

although this increase was not maintained long-term after biofeedback removal.19 Barkley and

Roemmich found boys to have a higher VO2 peak than girls and observed a moderate

relationship between HR and CALER RPE (r=0.30), hence the RPE ratings increased with

exercise intensities, demonstrating a positive association with heart rate.23 Taken together,

these studies reveal that children and adolescents struggle to accurately identify and regulate

their time spent in moderate and vigorous physical activity, regardless of heart biofeedback and

subjective exertion scale.

Chester Step Test

There is a lack of research evaluating the Chester step test parameters in adolescents. Adults

have repeatedly been selected as the population of choice in Chester step test studies, therefore,

uncertainty still exists regarding the variables that affect the ability of children and adolescents

to accurately rate their perceived exertion and its relationship to heart rate values. Four studies

were reviewed to obtain suitable Chester step test information.12,13,33,34 All four studies included

a male and female adult population with mean ages 23,31 22.4,17 69.9,24 30.6.14 years old.

Seventeen year old university students were included in two studies17,31 and 18 year old

adolescents were included in three studies.17,14,31 Mean BMI values included normal and

overweight ranges: 23.3,17 24.7,14 25.9.24 Three studies took place in the United Kingdom17,14,31

and one in Brazil.24 The Chester step test protocols slightly varied in all four studies,17,14,31,24

with only one study analyzing the effects of static and passive arm actions.31 Three studies

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initiated Chester step test stage 1 at 15 steps/minute (0.30 cm step height), increased 5

steps/minute at the end of each 2 minute (up to 5 stages)31,17 and terminated the test at 80% HR

max or RPE of 14 (Borg’s 6-20)33 and 80% HR max and RPE of 15 (Borg’s 6-20).17,14 Another

study in COPD patients utilized the standard 5 stage Chester step test protocol with a 20 cm

step and a modified Borg’s scale, which terminated the test either by the patient (because of leg

fatigue and/or dyspnea) or by the physiotherapist as a result of the patient’s inability to

maintain the prescribed cadence for 15 seconds.24

Elliott et al. analyzed Chester step test arm movements, finding that although active arm

action lead to a seven beats per minute (bpm) HR increase across all Chester step test stages, it

did not significantly impact the predicted VO2 max.31 Buckley et al. results show age estimated

HR max significantly overestimated actual HR max of five bpm and the RPE and % HR max

(actual) correlation improved with a second Chester step test trial. At stage I, the average RPE

was 9 (57% HR Max) and RPE increased with each successive stage, elevating to an RPE of 14

(81% HR Max) by stage IV. At all Chester step test stages in trial 2, RPE:% HR max

coefficients were significant with the highest correlations at Chester step test stages III (r =

0.78) and IV (r=0.84).17 Sykes et al. found the Chester step test duration spanned four to ten

minutes, dependent on individual fitness levels of the adults. Several of the fitter participants

were able to successfully complete all five stages, whereas those less fit only completed two

stages and had to stop the Chester step test because their heart rate reached the 80% age

predicted maximum.14

A third study in overweight COPD patients showed that the Chester step test is significantly

correlated with FEV1 (lung function) 6-min walk distance, peak work load during cycling

ergometry, and number of steps and peak heart rate (r=0.55). Similar results were found

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between Chester step trials for HR and SpO2 (breathing efficiency and blood transport) at each

stage and at peak exercise. Ninety-seven percent (thirty-one) of the older adults completed stage

I, 59% (nineteen) completed stage II, 22% (seven) completed stage III and only one adult

completed stage IV and the first minute of the final stage V. Thirty-eight percent of the older

adults had their test interrupted because of they were unable to maintain the cadence and 63%

asked to stop the test as a result of dyspnea and leg fatigue. Hence, the Chester step test is

reproducible in COPD patients but a reduction in the workload and initial cadence of the test is

necessary.24 Among males and females of all adult age groups and fitness levels, the Chester

step test accurately predicts aerobic capacity (VO2 max), demonstrating a high correlation and

good test-retest repeatability.14

Summary of Evidence/Significance

Although recent data indicates over 18% of adolescents (12-19 years old) are obese,3 over

nine million children and adolescents misperceive their weight status which is most common

amongst boys, non-Hispanic blacks, overweight, obese and low-income youth.25 On the whole,

weight management interventions including a combination of physical activity, nutrition

education and behavior counseling have achieved successful outcomes in overweight and obese

adolescents,13,32 with early treatment intervention further improving success.6

Overall, the prevalence of participation in the recommended 60 minutes of daily physical

activity is higher in males, white ethnicity and at older ages.2 Moderate-to-vigorous intensity

physical activity can potentially decrease BMI,12,13 body fat percentage,13 waist

circumference,12,13 amidst improving cardiovascular fitness,16 exercise tolerance16 and obesity

related conditions such as hypertension,12 hypertriglyceridemia,12 impaired glucose tolerance12

and sleep apnea5. Heart rate-RPE data taken during the Chester step test reliably represents

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relative exercise intensity (%VO2max) for males and females of all age groups and fitness

levels,17,14 demonstrating most accuracy when intensities are >65% HR max or >50% VO2 max

and a practice trial of the Chester step test is performed first.17 Children and adolescents

demonstrate a large span of variation in their abilities to rate their perceived exertions during

exercise.22 Identifying time spent in moderate-to-vigorous physical activity remains a complex

task for children and adolescents, even with personalized biofeedback from heart rate

monitors.18,19 Many children and adolescents lack the prior experiences and PA perceptions to

accurately gauge the varying amounts of perceived exertion at different intensities of

exercise.22

Strengths of this literature review include: representation of a broad range of ethnicities from

different parts of the world, together with data on males, females and adolescents of different

ages, fitness levels and health statuses. This review does have several limitations. Firstly, broad

age ranges of youth and adults,21,14,22 limits the generalization of findings to all adolescents 12-

16 years old. The data are limited by the nature of the self-reporting of physical activity as well

as surveys2 and questionnaires5 used in several studies. Small sample sizes were also prevalent.

11,16,17,31 Difficulty in obtaining accurate skin fold measurements in obese individuals possibly

led to body fat percentage and composition calculation errors.26 Lastly, the Chester step test

studies varied the test protocols, did not include any African Americans or adolescents/children

younger than 17 years old, or a specific obese/overweight population,17,14,31,24 which restricts

the general applicability of the findings.

The purpose of the ensuing study is to investigate the relationship between subjective and

objective exertion during the Chester step test in African American adolescents with obesity

(AAAO). The information generated from this study will enhance the understanding of the

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ability of adolescents to closely correspond their daily physical activities with moderate-to-

vigorous exercise intensities using Borg’s 6-20 rate of perceived exertion scale. Adolescents

who are able to successfully associate their subjective and objective exertion may be better able

to properly regulate their exercise intensities during various physical activities and effectively

achieve the physical activity recommendations. Nutrition professionals have the responsibility

to assist youth in accurately identifying MVPA and closely matching subjective and objective

exertion, to successfully overcome this barrier to achieving physical activity goals.33 Registered

dietitians (RDs) and dietetic technicians registered (DTRs) are in need of adequate

training/skills for the challenges of child-obesity epidemic: assessment of body size,

nutrition/dietary concerns, knowledge of weight management strategies and PA

recommendations.34

Below are the specific aims and hypotheses for the study.

Specific Aim 1: To describe the subjective exertion (Borg’s Scale of RPE) and objective

exertion (heart rate) in AAAO performing the Chester step test.

Specific Aim 2: To investigate the relationship between subjective exertion (Borg’s Scale of

RPE) and objective exertion (heart rate) in AAAO performing the Chester step test.

Hypothesis 2: A weak relationship exists between subjective exertion and objective exertion in

AAAO performing the Chester Step test.

Specific Aim 3: To examine the effects of the age, gender, weight, BMI, body fat percentage,

waist circumference and the presence of co-morbidities, on subjective exertion (Borg’s Scale of

RPE) and objective exertion (heart rate) in AAAO performing the Chester step test.

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Hypothesis 3: Older youth, males, and youth with lower BMI, body fat percentage, waist

circumference and fewer co-morbidities, will have a stronger relationship between subjective

and objective exertion during the Chester step test.

Methods

Parent Study

A secondary analysis was completed using data from the FIT Families Project: Interventionist

Procedures for Adherence to Weight Loss Recommendations in Black Adolescents Phase 2.

This study utilized nutrition, physical activity and behavioral interventions over a seven month

program duration with the purpose of refining intervention protocols to maximize AAAO and

family adherence to recommendations for behavior changes in eating and physical activity.35

All data in the parent study was de-identified and was provided to the investigator in a

password encrypted flash drive in an excel database. The data had been previously collected

and is reported with patient IDs (PIDs) to ensure confidentia lity.35 The investigator had no

knowledge of the participants’ identities. The Institutional Review Board at Florida

International University approved the progression of this study on July 11, 2014.

Participants

One hundred and eighty-one African American obese adolescents and their caregivers,

residing in Detroit, Michigan participated in the parent study. Obesity was defined as a BMI

95th percentile for age and gender. Informed consent and youth assent was obtained before the

initiation of the study. At baseline, data were collected via questionnaires, anthropometrics were

measured and the participating adolescents performed a Chester step test to assess their

cardiovascular fitness.35

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Chester step test

All baseline Chester step tests were completed in the adolescents’ homes.40 The Chester step

test comprised five levels/stages of two-minute intervals, utilizing guided verbal instructions and

a pre-recorded metronome tempo that began at 15 steps/minute and increased five steps/minute

with each successive stage increase.17,14,35 Materials needed for the Chester step test included:

30cm step, iPod, external speaker, RPE Scale, ePulse Heart Rate Monitor and data

collection/results sheet. In preparation for the Chester step test, the participant’s name and age

was written on the sheet. Using the formula, 220 – age in years, the HR max and 80% HR max

were calculated:

Age 12: HR max = 208 bpm; 80% HR max = 166 bpm; Age 13: HR max = 207 bpm; 80% HR

max = 166 bpm; Age 14: HR max = 206 bpm; 80% HR max = 165 bpm; Age 15: HR max = 205

bpm; 80% HR max = 164 bpm; Age 16: HR max = 204 bpm; 80% HR max = 163 bpm.

These values were entered at the top of the graph sheet and two horizontal lines were drawn on

the graph to illustrate the values. Prior to setting up the step test equipment, the research

associate asked the adolescent where he/she would be most comfortable performing the step

test. It was recommended that the Chester step test be completed in an area with minimal

distractions and interruptions from other family members that may be in the home.35

The research associate first explained the posted Borg’s 6-20 Rate of Perceived Exertion

scale to the adolescent. A rating of 6-8 indicates “very, very light exertion,” 9-10 “very light,”

11-12 “fairly light,” 13-14 “moderately hard,” 15-16 “hard,” 17-18 “very hard,” 19 “very, very

hard,” and 20 signifying “exhaustion.” Next, the adolescent was assisted in placing the ePulse

heart rate monitor in the appropriate area. The strap was looped through the buckle, around the

arm and back on itself; then tightened to fit snug. Since the ePulse was designed to be worn on

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either forearm, the research associate placed it on whichever forearm allows him/her to read the

display easily. The display was placed on the inner forearm and the sensor on the upper outer

arm. The ePulse was clicked on and the adolescent sat quietly for 15-20 seconds until a blue

light came on at the bottom of the display. This light indicated that ePulse had locked onto the

heart rate and the adolescent can begin activity. The baseline heart rate was recorded on the

data collection sheet before the adolescent began stepping.35

The Chester step test stepping technique (whole foot should be firmly placed on the 30

cm step and the leg should be fully straightened) was demonstrated and explained before the

start of the test. The adolescent was informed that he/she could change their lead leg. It was

explained that the first rate is very slow and controlled and they should attempt to keep the

correct rhythm as the tempo increases. The CD was turned on and the adolescent was asked to

listen to the instructions. After the first stage, the heart rate displayed on the ePulse was

recorded and also the vocalized rate of perceived exertion from the adolescent. A mean stable

heart rate value was recorded during the last few seconds of each level, as well as the rate of

perceived exertion. Providing the heart rate was below 80% HR Max and RPE below 14, the

adolescent continued on to the next stage. The test continued until the target 80% HR max was

reached or exceeded and/or the adolescent reported an RPE of 14 (moderately hard).35

Statistical Analysis

The secondary analysis of this study used only baseline Chester step test data from the parent

study for 178 adolescents. Three adolescents were excluded from the analysis due to missing

data. All of the statistical analyses were performed with SPSS version 21.0 software and

statistical significance was set at p 0.05. The Chester step test variables obtained and

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analyzed included: fitness rating, aerobic capacity (mlO2/kg/min) level completed, heart rate at

completed step level and rate of perceived exertion at completed step level.

Graphical analysis was used to obtain the aerobic capacity and fitness rating of the

adolescents performing the Chester step test. First, the heart rate at each of the completed level

levels was plotted on a graph and a line was drawn to best fit the data points. The line was

further extended to cross the adolescent’s HR max for their age. A vertical line was dropped

down from this intersection to the correlated predicted aerobic capacity. The norms for aerobic

capacity table, for gender and age, was used to classify the predicted aerobic capacity by

matching it to the corresponding fitness rating category including: excellent (1), good (2),

average (3), below average (4), poor (5).35

Data were checked for normality using histogram plots and all data on participant

characteristics were normally distributed except for heart rate at completed step level was

skewed to the right towards higher heart rate values. Descriptive statistics (minimum,

maximum range, mean, standard deviation) were employed to describe variables of the sample

population including: age, gender, weight, BMI, waist circumference, presence of co-

morbidities and body fat percentage. In addition, skewness and kurtosis were used in

conjunction with the descriptive statistics to describe objective (heart rate) and subjective

exertion (RPE) for adolescents who reached each stage. Frequency distributions were also

utilized to examine the causes for stopping the Chester step test at different levels and among

various ages.

Linear regression and one-way analysis of covariance (ANOVA) analyzed the relationship

between HR and RPE and obtained the overall significance between objective and subjective

exertion. The independent variable (predictor) was HR value at completed step level and the

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dependent variable (outcome) was RPE at completed step level. Multiple linear regression and

ANOVA were conducted to examine the interaction effects of the moderator variables age,

gender, BMI, waist circumference, presence of co-morbidities and body fat percentage, on HR

(objective exertion) and RPE (subjective exertion) at completed step level. RPE at completed

step level was labeled as the dependent variable and the independent variables were comprised

of the HR at completed step level combined with: age, gender, BMI, waist circumference,

presence of co-morbidities and body fat percentage (moderator variableXHR). Standardized

regression coefficients (Beta) were used to compare the relative strengths of the predictor

(independent) and outcome variables (dependent) in the regression model, examining which

independent variables (HRXmoderator variables) had a significant effect on the dependent

variable (RPE). The simple slopes test, with 2 way standardized plot form, deciphered the

variations in the relationship between body fat percentage, HR and RPE.

Results

Descriptive statistics

One hundred and eighty-one African American adolescents, 122 (67.4%) girls and 59 (32.6%)

boys, were initially enrolled in the parent study, FIT Families Project.35 Descriptive statistics

from the 178 youth completing the Chester step test is presented in Table 1. Co-morbidities of

obesity (diagnoses of diabetes, hypertension, asthma and sleep apnea) were found in 49.7% of

the population. On average, the adolescents completed 1.98 (SD = 0.770) of the Chester step test

stages, with their mean heart rate at 157.99 bpm (SD = 17.393) and RPE of 14.69 (SD = 2.051).

The Chester step test was valid, with no reason for concern (M = 1.01, SD = 0.078).

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Table 1: Descriptive Statistics, Participant Population

n Mean SD Minimum Maximum

Age (years) 181 13.8 1.4 12 16

Average

Weight (lbs)

181 230 51.1 133 451

BMI (kg/m2) 181 38.2 7.5 25.7 60.5

Waist circ.

(in.)

181 43.9 6.5 32.0 66.0

Body fat % 179 48.0 7.3 29.7 65.6

In analyzing the overall frequency of causes for stopping the Chester step test (Figure 1), it

is evident that more than half (54.5%) of the adolescents halted the test as a result of their RPE

being 14 (Borg’s 6-20 RPE scale) and 16.9% of adolescents stopped because their HR reached

80% of their age predicted HR max. Less than a quarter (23.4%) of adolescents had to stop the

test because their RPE was 14 and heart rate reached 80% of their age predicted HR max,

leaving only 5.1% quitting because of neither heart rate nor RPE. Twelve year olds had the

highest frequency of stopping because of RPE (65.9%) and fifteen year old adolescents had the

lowest frequency of stopping for RPE (43.6%), but the highest frequency for ending because

both their HR and RPE reached the allowable thresholds for the Chester step test. Adolescents at

age fourteen were the group that most frequently terminated the Chester step test as a result of

reaching 80% HR max values (31.3%).

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Figure 1: Frequency of Causes for Stopping CST at all ages 12-16: Stages/Levels 1-5

Of the 47 (26%) adolescents who stopped the Chester step test at Stage 1, after only two

minutes of stepping, 70% of them halted the test because their RPE reached 14 and 9%

because both HR and RPE reached the designated threshold of 80% HR Max and 14,

respectively. Over half of the 178 participants (n = 93, 52%) terminated the Chester step test at

stage 2, after 4 minutes of stepping, most commonly because of their RPE elevating to 14.

Almost one third of the adolescents (29%) had a HR value and RPE that both matched the

established thresholds for terminating the test. Results indicated only 17% of adolescents had to

stop the test because their HR reached 80% HR Max.

Thirty-three adolescents completed the Chester step test at stage 3, with 55% because of RPE

and 30% because their HR and RPE both reached the cut-off values for test termination. This

left only 12% stopping because of HR and 3% because of neither HR nor RPE. Four adolescents

(ages 13, 14, and two 15 years old) successfully completed stage 4, 8 minutes of stepping. Half

of them stopped because of RPE, leaving one quarter each because of HR reaching 80% HR

max and both HR and RPE reaching termination values. Only one obese adolescent, age 12, was

55%

17%

23%

5%

Frequency of Causes for Stopping CST at all ages 12-16: Levels 1-5

RPE

HR

Both

Neither

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able to successfully complete all five stages of the Chester step test. The HR of this adolescent

(169 bpm) surpassed the 80% HR max of 166 bpm but the RPE of 12 remained below the

threshold, signifying a “fairly light” rate of perceived exertion.

The linear regression model summary demonstrates that HR at completed step level

(independent variable) is able to predict 1.8% of the variance in RPE at completed step level

(dependent variable) values (R=0.134, R2=0.018, Adjusted R=0.012). A one standard deviation

increase in HR at completed step level leads to a 0.134 decrease in RPE at completed step level,

although HR is not a statistically significant predictor of RPE (p = 0.075, β = -0.134). (Table 2).

Table 2: Multiple Regression Analysis

SE t p-value

Constant 17.177 1.4 12.270 0.000

HR at

completed step level

-0.016 0.009 -0.134 -1.790 0.075

Table 3: ANOVAa

Sum of Squares

dF Mean Square F p-value

Regression 13.313 1 13.313 3.205 0.075b

Residual 731.069 176 4.154

Total 744.382 177

a. Dependent Variable: RPE Rate of perceived exertion at completed step level

b. Independent Variable (Predictor): HR Heart rate at completed step level (constant)

The ANOVA analysis reveals a trend towards a weak (marginal) relationship exists between

HR at completed step and RPE at completed step level (F(1, 176) = 3.205, p = 0.075) (Table 3).

ANOVA and multiple regression model analysis affirms age, gender, BMI, waist circumference

and presence of co-morbidities do not significantly affect the relationship between HR at

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completed step level and RPE at completed step level. Body fat was the only variable that

significantly moderates the relationship between HR and RPE at completed step level

(Regression: β = 0.170, p = 0.025; ANOVA: F(3,172) = 3.335, MSE = 13.607, p = 0.021) (Table

14 and Table 15, respectively). A one standard deviation increase in HR at completed step level

interacting with body fat (bodyfatXhr) leads to a 0.170 increase in RPE at completed step level

(β = 0.170) (Table 4).

Table 4: Multiple Regression Model Summary

Variables R R2 Adjusted

R2

SE t p-value

Age 0.135 0.018 0.001 2.049 -0.019 -0.246 0.806

Gender 0.144 0.021 0.004 2.047 -0.057 -0.549 0.584

BMI 0.178 0.032 0.015 2.035 0.107 1.359 0.176

Waist Circumference

0.181 0.033 0.016 2.034 0.087 1.124 0.263

Co-morbidities

0.150 0.023 0.006 2.045 0.030 0.284 0.777

Body fat % 0.234 0.055 0.038 2.020 0.170 2.255 0.025

The two-way standardized plot and simple slopes test revealed that among adolescents with

higher percent body fat, the higher the actual heart rate, the higher the RPE score (t=2.154, p =

0.033). Conversely, among adolescents with lower percent body fat, the higher the actual heart

rate, the lower the RPE score (t=-2.355, p = 0.020) (Table 5).

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Table 5: 2-Way Standardized Plot

Discussion

This is the first study to investigate the relationship between subjective and objective exertion

during a cardiovascular fitness test in AAAO. Although the Chester step test of cardiovascular

fitness has only been validated in the adult population,17,14,31,24 it was selected for this study

because of several reasons. In the parent study (FIT Families Project), the baseline Chester step

test of cardiovascular fitness warranted the utilization of a test that was cost effective, portable

and practical, along with being safe to use in the homes of the all of the adolescents. This

research (utilizing a 30 cm step) 35 and several other studies confirmed that the Chester step

test, with options of 15, 20, 25 or 30 cm steps, can be adapted to suit people with a wide range

of ages, abilities and conditions; providing an easily standardized and safely controlled tool to

assess aerobic fitness under a range of intensities below maximum heart rate values. 17,14,31,24

In previous studies, Borg’s 6-20 rate of perceived exertion scale has been frequently

implemented, in conjunction with age predicted heart rate maximum values, as a subjective

measure of rating perceived pain, fatigue and effort during the Chester step test,21,17,14,31 but the

16

16.2

16.4

16.6

16.8

17

17.2

17.4

17.6

17.8

18

Low HR High HR

RP

E

Low % Body Fat

High % BodyFat

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populations only included adults 18 years old. A few studies with children have used other

subjective measures of assessing exercise exertion including: Borg’s CR-10 scale,21 Dalhousie

Dyspnea pictorial scales21 and CALER RPE scale.23 The CALER RPE scale was found to be a

valid indictor of the exercise intensities of 8-12 year old children on separate cycle ergometer

sessions.23 Additionally, although Borg’s CR-10 and Dalhousie Dyspnea scales resulted in

parallel subjective ratings in both children and adolescents with cystic fibrosis or asthma, the

youth preferred the Dalhousie pictorial scales.21 After taking these previous studies into

account, it is evident that although Borg’s scale of RPE has been the most extensively utilized

and studied subjective rating scale for the Chester step test, although other scales may be more

effective in grasping the ability of adolescents to accurately estimate their subjective

(perceived) exertion levels by adding correlating pictures.21,23,31,24

In accordance with Buckley et al. and Elliott et al., this study designated the Chester step

test termination cut-off values at 80% HR max and RPE of 14,35,17,23 while one other Chester

step test study implemented values of 80% HR max and RPE of 15,14 which may more closely

correlate to a “moderately hard” perceived exertion in the adolescent population.

The results from this study indicated a trend towards a weak (marginal) relationship

(F=3.205, p = 0.075, Beta = -0.134) between subjective and objective exertion during the

Chester step test in AAAO. In concurrence with other studies on youth performing

cardiovascular fitness tests, this study demonstrated that adolescents vary in their capacity to

closely correlate their rate of perceived exertion (Borg’s 6-20 RPE scale) and their objective

exertion when performing the Chester step test.21,22,23 Less than 25% of the 178 total

participants in this study, terminated the Chester step test because they reached BOTH ≥ 80%

HR Max and RPE ≥14. This population is more likely to over estimate than underestimate their

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exertion levels during the Chester step test. The 15 year-old adolescents were the age group

with the highest percentage reaching their cut-off 80% HR max and RPE 14, but this did not

signify enhanced cardiovascular fitness or progression to advanced Chester step test stages,

compared to other age groups.

For children and adolescents, the complexity of rating their perceived exertions in

accordance with their objective exertions, could involve a multitude of factors. Although the

African American adolescent population has the highest prevalence of obesity compared to

other ethnicities and age groups, the youth risk factor behavior surveillance also reveals that

physical activity, of 60 minutes five or more days a week, is lowest in this population group,

comparatively.2 Therefore, the adolescents in this study likely lack adequate prior experiences

of physical activity and perceptions of various exercise intensities. Unfortunately, this gap

could lead to the inability of AAAO to identify time spent in moderate-to-vigorous intensity

physical activities and self-regulate their exercise intensities when participating in different

physical activities varying in type and duration.21,18,22

The Chester step test protocol in this study was valid, leaving no reason for concern. Sykes

and Roberts found that a single Chester step test can give a valid estimate of aerobic fitness

level in males and females of varied ages, but it is not recommended to obtain exact measures

of aerobic capacity.14 Similary, Buckley et al. confirmed the HR and RPE attained during the

Chester step test are valid and reliable representations of relative exercise intensity, but this

only holds true at intensities >50% HR Max or >65% VO2 max and following a practice

Chester step test trial.17 Although Alves de Camargo et al. found the Chester step test to be

reproducible on separate occasions, it was very short in duration (2 stages), hence the initial

cadence and progressive steps increments in each stage seemed to be too extensive for the

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COPD patients.24 The mean age (13.8 years) of the participants in this study was substantially

younger and mean BMI (38.2 kg/m2) significantly higher than the participants in the

comparable studies employing the Chester step test, which makes it challenging to directly

compare the results of this study in AAAO to other Chester step test results.

Furthermore, 26% (47) of the adolescents in this study only completed stage 1 (2 minutes)

of the Chester step test, compared to 97% of older adults with COPD.24 Comparatively, only

2% (4) of total population of obese adolescents in this study (n=178) were able to successfully

proceed to Chester step test stage 4 and only one person completed stage 5, similar to only one

(3%) COPD patient proceeding past stage 3.24 Research evidence reveals that normal weight

adults are able to progress further through the Chester step test stages,17,14 unlike the AAAO

(n=140, 79%) in this study who had considerable difficulty moving past only four minutes of

stepping (stage 2), similar to overweight COPD patients.24 Taken together, regardless of

normal, overweight or obese weight statuses, individuals with enhanced cardiovascular fitness

are generally more equipped to exercise for a longer duration during the Chester step test.

It was hypothesized that the moderator variables age, gender, BMI, body fat percentage and

waist circumference would affect the relationship between subjective and objective exertion in

AAAO performing the Chester step test at baseline. As a result of statistical significance

lacking, this hypothesis is rejected for age, gender, BMI, waist circumference and presence of

co-morbidities. Although results of the youth risk factor surveillance reveal that the prevalence

of 60 minutes of physical activity on at least five days/week is higher among adolescent boys

compared to girls and of younger high school students (9th and 10th grade),2 the results of this

study did not support this information. Taking into account that NHANES, National Youth

Fitness Survey 2012 and the youth risk factor behavior surveillance results revealing that obese

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boys and girls were less physically active overall and our study’s participants having BMI and

waist circumference means both 95th percentile on CDC growth charts, it was hypothesized

that these two obesity criteria would affect the relationship between HR and RPE at completed

step level. Contrary to our hypothesis, BMI and waist circumference did not affect the

relationship between subjective and objective exertions.

Body fat percentage (95th percentile) was in fact the only variable to moderate the

relationship between HR at completed step level and RPE at completed step level. Results of

this study demonstrated that amidst adolescents with higher body fat percentage, as their actual

heart rate increased, their RPE value also increased. Conversely, among adolescents with lower

body fat percentages, as their actual heart rate continued to increase, their RPE values

decreased. There is a lack of evidence-based research investigating the effect of body fat

percentage on the relationship between HR and RPE, and no studies have yet examined this

relationship in the Chester step test of cardiovascular fitness. In a study with healthy young

adults, Buckley et al. demonstrated that different training statuses of the participants could

affect the HR and RPE relationship.17 One possible explanation of these results could relate to

fitness levels and prior physical activity experiences of the adolescents. Those who have a

substantial amount of experiences with exercise and elevated cardiovascular fitness, some

exhibiting an obese BMI but lower body fat percentages as in this study, might be more likely

to continue stepping to achieve a greater proportion of their HR max and be able to effectively

counter the simultaneous increase in RPE parallel to HR, with increasing workload. By the

same token, in a study investigating subjective exertion (RPE) in obese adults, Gondoni et al.,

reported that Borg’s RPE scale was negatively correlated to exercise intensity (METs) and

duration of exercise leading to an estimated 20% overestimation of exertion intensity.36

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As additional limitations to this study, it is important to keep in mind the specific study

population of adolescents with obesity of African American descent in Detroit, Michigan area,

lacking a control group to compare HR and RPE values of the Chester step test. Therefore, the

results of the study can only be generalized to AAAO. Furthermore, the nature of the secondary

analysis of the Chester step test baseline data from the parent study did not allow a direct

interaction with the study participants. For these reasons, causal relationships between the

moderator variables, (age, gender, BMI, waist circumference, presence of co-morbidities and

body fat percentage) HR and RPE at completed CST levels, cannot be established.

The unfamiliarity with Chester step test at baseline, without a trial run, could have resulted

in adolescents ineffectively rating their perceived exertion. Other possible sources of error in

the Chester step test which could have affected the study results include: prediction of HR Max

from the formula 220-age,14 inaccurate reading14 and recording of HR,14 variance in

active/passive arm movements31 and the adolescents’ abilities to maintain the correct stepping

tempo and technique.14 An existing limitation of this study is the insufficient data on the

medications that the adolescents in this study were taking. Medications such as beta blockers

could prevent the heart from increasing at the same rate as the exercise intensity, possibly

leading to higher RPE numbers reported, incongruent to lower heart rate values at the same

workload.37

Conclusions

The Chester step test provided a valid and reliable tool that proved to be a portable, cost-

effective and easily standardized measure of assessing the cardiovascular fitness of adolescents

with obesity, under a range of intensities below maximum values, in the home setting. The

AAAO in this study varied in their capacity to closely correlate their rates of perceived exertion

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(subjective) and heart rate values (objective). Over 50% of the adolescents in this study

terminated the Chester step test because their RPE reached the allowable threshold (14) even

though their heart rate was below the 80% HR max cut-off value. Therefore, the AAAO were

more likely to over estimate than underestimate their exertion levels during the Chester step

test. Moreover, it is consistent with other research, that the adolescents in this study would have

increasing difficulty conceptualizing a moderately hard (Borg’s 13-14) level of perceived

exertion with a minimal foundation of physical activity experiences, which could help to

explain the overall overestimation of exercise exertion during Chester step test stages 1-4, in all

age groups (12-16 yrs.). As previously hypothesized, the study results indicated that HR and

RPE at completed Chester step test level were marginally related (weak) and body fat

percentage was the only variable to significantly moderate this relationship. Adolescents need

to be well trained to identify their exercise intensities to appropriately self-regulate their PA to

achieve recommended guidelines of ≥ 60 minutes of MVPA daily, including VPA ≥ 3 days per

week.7

Implications for Dietetic Practice

Weight management interventions combining physical activity, dietary intake/nutrition

education, behavior counseling and caregiver engagement have achieved successful outcomes

in overweight and obese adolescents.13,32,34 Nutrition professionals have the active role and

responsibility to utilize nutrition and physical activity recommendations to promote and

maintain optimum health throughout the lifecycle. As outlined in the Academy of Nutrition and

Dietetics recent position practice paper, registered dietitians are leaders in research and practice

in chronic disease prevention and health promotion. In dietetic practice, RDs and DTRs should

be providing updated physical activity knowledge and appropriate skills according to national

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physical activity guidelines for individuals of various age groups, health statuses and cultures.34

Future Research

Of utmost importance is to investigate the PA knowledge/skills of nutrition professionals

and implementation strategies of the youth physical activity recommendations (e.g. utilization

of the AND PA toolkit for RDs). Effective, culturally targeted, lifestyle interventions and long-

term training programs for adolescents with obesity that combine physical exercise, nutrition

education and behavior therapy are recommended, but few have been fully implemented and

evaluated to assess their success in weight management and other positive outcomes.38

Furthermore, studies with culturally targeted long-term interventions, especially in the

disproportionally affected groups of youth,38 are needed to examine the key components to

successfully transition from HR mediated feedback to self-regulation of varying exercise

intensities.19 Taken that research has shown youth to prefer pictorial perceived exertion scales

versus number and corresponding description scales, future studies should investigate the

validity and efficacy of Dalhousie pictorial scales in children and adolescents of various ethnic

groups.21

Future studies should focus on assessing the heart rate-RPE reliability and transferability to

various modes of activity.17 Similarly, this is especially true for the African American youth

who are overweight and obese, as there is a lack of evidenced-based literature measuring heart

rate and RPE for different types and intensities of exercise. Additional research should

investigate the effects of age, gender, BMI, waist circumference, co-morbidities, body fat

percentage and prior exercise experiences on RPE and HR during different physical activities

in youth.

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