Margaret B Seymour Financial Disclosure Report for 2009

8/3/2019 Margaret B Seymour Financial Disclosure Report for 2009

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I ~ o 1 o I FINANCIAL DISCLOSURE REPORT ReportRequ,redbytheEthicsinR e ~ . I / 2 o t o F O R C A L E N D A R YEAR 2009 ( 5 V . s . c a p p . , ~ . ~ " t o J - Il O1 . P e r s o n R e p o r t in g ( l as t name, f i r s t , middle in i t i a l) 2 . C o u r t o r O r g a n i z a t i o n 3 . D a t e o f R e p o r tSeym our . M a rgare t B . Dis tr ic t o f South Ca ro lin a 05114 /2009

4 . Ti t l e (Ar t i c l e I l l judges ind ica te ac t ive or s en ior s t a tus ; 5 a . R ep o r t Ty p e ( c h ec k ap p ro pr i a t e t y p e ) 6. Report ing Periodmagis t r a t e . judges ind ica te fu l l - o r pa r t - t ime)[--] Nomination, Date 0 1 / 0 1 / 2 0 0 9

US District Judge [.Active) ~ [] I n i t i a l [] Annual [] Final to1 2 / 3 1 / 2 0 0 95b. [] Amended Report

7. Chambers or Office Address 8. On the basis of the information contained in this Report and anymod if ications perta ining thereto, I t is, in my opinion , in compl i anceMatthew J. Perry, Jr. Federal Courthouse wi th ap p l ic ab l e l aws an d regulations.901 Richland StreetColumbia, SC 29201 R ev i ewing O f f i c e r D~te

I M P O R T A N T N O T E S : The instructions accompanying this form mast be followed Com plete a l l parts ,check ing the NONE bo x f or each par t wher e you ha ve no r epo r table i n for m a t i on. S ign on las lpage .

I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 off!ling inst, uctions.)D N O N E (No reportablepositions.)

PO SI TI O N N A M E O F O R G A N I ZA T I O N / E N T IT YI. BOARD MEMBER INTERFAITH COMMUNITY SERVICES COUNCIL

3.

4.

1 I . A G R E E M E N T S . (Reporting individual only; ~eepp. 14-16 of filing in,truction~.)N O N E (No reportable agreemenls.)

D A T E P A R F 1 E S A N D TE R M S1.


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Name of Person Reporting ] Date of ReportFINANCIAL DISCLO SU RE REPORTS e y m o u r , M a r g a r e t B.

[ 0 5 1 | 4 / 2 0 0 9age 2 of 8

A. Fi l egs Non - lnvestment Incom eN O N E (No reportable non-investment income.)

D AT E S O U R C E A N D T Y P E INCOME(yours, not spouses)

2.

3.4.

B . S p o u s e s N o n - In v e s t m e n t I n c o m e - ~ f ~ o u ~ e r t married d u r i n g a n y p o r ~ i o n o f t h e r e p o r t i n g y e a r , c o m p l e t e this sectio~Dollar amount ~ot required except for honoraria,)[~] NONE (~Vo reportable non-investment income.)

D A T E S O U R C E A N D T Y P EI.

2.3.

4.

IV . REIMBURSEMENTS -(Includes those to spouse and dependent children; see pp. 25-27 O/filing instructions

N O N E (No reportable reimbursements.)~ DATES LOCATION P U R P O S E I T E M S P AID QR P RO V I D E D

I.

2.3.4.5.


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FI N AN CIAL DI SCLOSURE REPO RT N a , ~ , a f P e r , o n R e p o r t i n g D a t e o f R e p o r tPage 3 of 8 S e y m o u r , M a r g a r e ! B. 05/14/2009

~-~ N O N E ( N o reportable g~s.)S O U R C E DESCRIPTION VALUE

1 .2.3.4.5.

VI. LIABILITIES. a,a,ao~,~o,,o.t~p ...... d d c p c n d e n t c h i l d r e n ; s e pp . 3 2 -3 3 of fi l i n l li n s t r u c t i on s .)---] N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION ~I. Ame r ican Expre ss Cred i t Ca rd L2. Bank of Ame r ica Cred i t Ca rd J3. FIA Financ ia l Cred i t Ca rd J4.5.


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FINANCIAL DISCLO SURE REPORT N . ~ , e o f ~ e . o . R e p o r r i . g O a t e o f a ,p o ~ tPage 4 of 8 Seymour, Margaret B, 05/1412009VII. INVESTMENTS and TRUSTS ----] (No reportable income, assets, or transactions.)ONE

A. B . C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value at end T r a n s a ~ . t i o n s d u r i n g r e p o r l l r ~ g l : ) r i o d( i n c l u d i n g t r a s t a s s e t s ) repoaing period of r e p o r t i n g p e r i o d [ -l) (2) o) (5 .....i ~ 3 . . . .. . - ~ ) . . . .. . . 6i .. . . . . .. . . .P l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u n t T y p e ( e . g , Value Value T y p e ( e . g . , D a t e Value Gainl I d e n t i t y o 1 "e x e m p t f r o m p r i o r d i s c l o s u r e i C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy, sell , m m / d d l y y C o d e 2 Code I buyer/seller: . (A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m pt i o n ) ( J - P ) ( A - I t ) ( i f p r i v a t e(Q-W) transaetlon)

BROKERAGE ACCOUNT #12. - i sha re Rus se l l I000 Ind ex None S o ld 0 2 1 0 5 1 0 9 K3, - i sha re Rus se l l 3000 va lue None S o ld 02 /05 /09 K4. - i sha re t ru s t MSCI EAFE Fund None S o ld 02 /06 /09 K5 . -W e st er n Ca ro li na R es ou rc es SC M un i B o n d A Interest Matured 03 /01 /09 K6. -DFA US Large Cap Va lue A Div idcud J T Buy 02 /05 /09 K7. Sold 0 9 / 0 4 / 0 9(part)8- Sold 12 /29 /099 . -DFA US Large Company A Dividend K T Buy 0 2 / 0 5 / 0 9 K1 0 . Sold 09 /04 /09 J(p~)II . -DFA US Microcap A Dividend J T Sold 09 /04 /09 J(part)1 2 . -Royce Mic rocap A Div idend K Tt3. -Art i san Internat ional A Div idend J T B uy 0~ 06 / 09 J1 4 . -DFA La rge Cap [n t l A Dividend J T B uy 02/06/O9 J1 5 . -Harbor Internat ional A Dividend J T B uy 02/06/09 J1 6 . -DFA In t l Sma l l Cap A Dividend K T1 7 . -DFA Emerg ing Marke t s A Dividend K T B uy 09 /04 /09 J

I , Inc o me Ga i n Co de s : A =$ LIXgO or le ss ~ = $ 1 . 0 0 1 . $ L 5 0 0 C = $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $ 5 , 0 0 1 - $ 1 5 . 0 ~ E "$ tS.0Ol - I50.~

{S ee Co Tu ~s CI a nd D3) N :$ 25 0,0 01 - $ 50 0.0 00 O =$5~,001 - $1,~,~ PI :$ I,~,001 - $5,~0,0~ P2 =$5,~J~1 - 125,~,0~


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FI N AN CIAL DI SCLOSURE REPO RT r ~ .m e o f P e r s o n R e p o r t in g D a t e o [ R e p o r tPage 5 of 8 S e y m o u r , M a r g a r e t B . 05/14/2009

V I I . I N V E S T M E N T S a n d T R U S T S - i ....... . e , t . . .. . . t ion~ ( Inc ludes tho s e o f s p ous e and dep ende nt chi ldr en; s ee p p . 34-60 of f i l ing ins t r uc t ions . )N O N E (No reportable income, assets, or transactions.)

^ . ~. l c. ~ .D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g [ . Gross value at end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(including t~st assets) re~ing peri~ ~ of repoSing pen~ ........ ..........P l a c e " ( X ) " a ~ e r e a c h a s s e t Amoun t [ T~e ( g ., [ Value V alue T~e (e.g., 1 Date / Value [ Gain Ident i~ of. . . . ptffompriordiscl . . . . . CMel ] di . . . . . . t, [ C~e2 M e l h ~ buy.~ell , [ m m , d m y y / C ~ e 2 ~ C o d e l I buyer/seller" o r i n t . ) ( J - P ) C o d e 3 [ (J-P) ~ (A-HI ( i f p r i v a t e

~ ~ IQ W ) . . . .. . . .. * I .... t r a n s a c t i o n )1 8 . -PIMCO D ive r s i f ie d Incom e A Dividend J T So ld 08/07/09 J(pan)1 9 . -Rich land County Muni Bond 3/ I /201 0 B Interest K T2 0 . -Beaufor t Coun ty Mun i Bond 3 / 1 / 2011 B Interes t K T2 1 . -Medica l Unive rs i ty SC Muni Bond B Interest K T8 /15 /20122 2. -Cohen & Steers Interna t ional Real ty A Dividend J T2 3 . -Th i rd Avenue Va lue None J T Buy 12 /29 /09 J2 4. -Ca l amos Conve r t ibl e Growth A Dividend J T So ld 05 /07 /09 J(part)2 5. -Ga teway Index Plu s Fund A Dividend J T Sold 05!07/09 J(par t )26 . -Hus sma n S t ra t eg ic Growth A Dividend J T B uy 05 /08 /09 J27 . -Schwab US Treasu ry Fund A Dividend J T2 8 . IRA #2

2 9 . -DFA US Microcap A D M d e n d J T3 0 . -PIMCO D ive r s i f ie d Incom e A Dividend J T31 . -DFA Rea l Es ta t e Secu r i t i e s A Dividend J T So ld 09 /04 /09 J(part)3 2 . -PIMCO Commod i ty B Dividend K T B uy 05 /08 /09 J

33. -Loomis Say le s Bond Fund A Dividend J T B uy 09 /04 /09 J3 4 . -Th i rd Avenue Va lue A Dividend J T B uy 09 /04 /09 J

[ (S ee C olu mn s B I a n d D 4) F = $5 0,0 01 - $ 10 0.0 0~ 13 =$100 , 0 01 - $ I . 0 00 , 0 00 t l l - $ 1 . 0 0 0 . 0 ~ 1 - $ 5 . 0 0 0 , 0 0 0 1" 12 -Mo r e t h an2 . V a lu e Co d e s J = $ 1 5 .0 0 0 o r l e s s K = $ 1 5 ,0 0 1 - I5 0 ,0 0 0 L = $ 5 0 .0 0 1 - $ 1 0 0 .0 0 0 ~ , t =$ I (~ .0 01 - $250 .0 00(S ee C olu nm s C I ~ nd D3) N -$ 25 0,0 01 - $ 50 0.0 00 O = $ 5 0 ~ . 0 0 1 - $ 1 , 0 ~ 0 , 0 0 0 P I -$ I . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 , 0 0 0 P 2 ~ $ 5 , 0 0 0 , 0 0 1 - $ 2 5 . 0 0 0 . 0 0 0,

P 3 - $ 2 5 . 0 0 0 . 0 0 1 - $ 5 0 . 0 0 0 . 0 0 0 P 4 = M o r e t h a n $ 5 0 , 0 ~ . 0 0 0i 3 . V ~ l u e M e ~ h t ~ C o d e s Q ~A pprl i s~ l R =Co s t (Re a l Es t a t e Onl y ) S - A s s e s s m e n t 1 = C a s h M a r k e tI ( S e e C o l u m n C 2 ) U ~ B o o k V M u e V = O t h e r W -Es t i ma t e d


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Page 6 of 8 ] S e y m o u r , M a r g a r e t B . 0 5 / 1 4 / 2 0 0 9

V I I . I N V E S T M E N T S a n d T R U S T S - inco,,,e. , ~ , l u e . t . . . . . . n o n , (Includes those of a]~ ...... d d e pe , d e n t c h i l d r e n : s e e p p . 3 4 -6 0 o / f d i ng i n s t r u c t i on s .)D NONE (No reportable income, assets, or transactions.)

~---- A. - ................ ~7 ......... C . - ~. .............Descr ip t ion of Asse t s ] In come d u r i n g Gross va lue a l end Transactions d~ing ~ming ~od( i n c l ud i n g ~ s t a s s e t s ) r ep o r t i ng p e r i~ of repofling period ................Place"(X)" after each ~set ~ Amount [ Ty~ (eg,, ~ a l u ~ Value T~e (e.g.. Date Value ~ Gain l d e n t iW o fex empt f r om p r i o r d i s c l o su r e C o d e I d iv ., r e n t. Co d e 2 ~: M e t h o d ; buy. s e l l . buy~, t se l le r( A-H) ] or in t . ) (J-P) ~ C~e 3 r e d empt i on ) [

35 . -Vmguard Hi YieldCo~ A D i v i d e n d J T Buy 09/04/09 J36 _ -C~lamos M~tket Neural A D i v i d e n d J T B u y 0 5 / 0 8 / 0 9 J37 . -Merger Fund A D i v i d e n d J T So ld 0 5 / 0 7 / 0 9 J38 . -Schwab AdvCash A D i v i d e n d J T3 9 . -Ca l amos Conve r t ib le Growth A Dividend So ld 05 /07 /09 J4 0 . -Gateway Index Plus Fund A Dividend S o ld 05 /07 /09 J4 1. SODI l l CAROLINA 529 PLAN4 2 . -Fu ture Scho la r Incom e and Growlh None J T B uy 12 /01 /09 JPortfolio4 3. IRA #2

4 4 . -Vangua rd L i fe S t ra t egy Growth A Dividend J T Sold 06 /10 /09(part)4 5. BROKERAGE ACCOUNT #2 ( fo rmer lyC O M S E R V A T O R S H I P A C C O U N T)4 6 , -Schwab Adv iso r Cash Rese rve J T4 7 . -Schwab Va lue Advan tage A Dividend K T48 . U S S A V I N G S B O N D S None J T49 . BANK OF AM ERICA CItECKFNG A lntcrcst J T50 , W A C H O V I A S A V I N G S A C C O U N T A Interest J T

2 Va l u e CM e s I -$15.~ or Ie~ K -$ I 5 .~ 1 - $ 50 .~0 L -$ 50 . ~ I - $ I ~ , ~0 M =1 1 ~ .~1 - $ 2 5 0 . 0 0 0(See Colu~s C" 1 nnd D3J N = 1 2 5 0 .~ I - $5 ~ .C~ O =S5 0 0 .~ I - $ I, ~ 0 . ~ P I = $ I . ~ . ~ 1 - $ 5 . 0 ~ . 0 ~ P2 -$5.~0.~ 1. $25.0~.~


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FINANCIAL DISCLOSURE REPORT ~.~ Of Person Report ing Date of Repot,Page "7 of 8 S e y m o u r , M a r g a re t B . 0 5 / 1 4 / 2 0 0 9VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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FI N AN CIAL DI SCLOSURE REPO RT N .... f P e r s o n R e p o r t in g D a t e e l " R e p o r tPage 8 of 8 Seymour, Margaret B. 05/1412009

IX. CERTIFICATION .1 c e r t i f y t h a t a l l i n f o rma t i o n g i v e n a b o v e ( I n c l u d i n g i n f o rma t i o n p e r t a i n i n g t o my s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , I f a n y ) i sac c u r a te , t r u e , a n d c o m p l e t e t o t h e be s t o f m y kn o wled g e a n d be l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r epo r t e d wa s w i t h h e l d bec au s e I t m e t app l i c abl e s t a t u t o r yprov is ions pe rmi t t ing non-d i s c lo su re ,l f u r t h e r c e r ti f y t h a t e a r n e d i n c o me f r o m o u l " s i d e e m p l o y me n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e n r e p o r te d a r e I ncom pl iance w i th the p rov i s ions o f 5 U.S .C. app . 50 1 c t . s eq . , 5 U.S .C. 7353, and Jud ic ia l Confe re nce regu la t ions .

S i g n a t u r

NOTE: ANY INDIV IDUAL W t lO K NO V INGLY AND W ILF ULLY F ALS IF IES OR F AILS TO F ILE TH IS R EP OR T MAY B E S UB J EC T TO C IV ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 04 )

FILING INSTRUCTIONSM ai l s i g n ed o r ig i n a l a nd 3 add i t i o n a l c opi e s t o :

C o m m i tt e e o n F i n a n c i a l D is c l o s u r eAdm in i s t r a t iv e Of f i c e o f t h e U n i t e d S t a t e s C ou r t sSu i t e 2 -30 tO n e C o l u m b u s C i r cl e , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4

Margaret B Seymour Financial Disclosure Report for 2009

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