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LOOK INsIDE FOR INFORMATION ON

THE 32nd ANNUAL FEDERAL sECURITIEs INsTITUTEOur faculty of nationally recognized experts will provide you with practical insight and understanding of some of the key corporate and securities issues facing practitioners and corporate counsel in the wake of the financial crisis and regulatory reform.

SPECIAL OFFERS!1. Receive 15% off of yourregistration with this brochure! Mention promo code: FEDSEC152. Group Discounts Available!Save 30% when you bring 3 or more people! Call 1-800-308-1700 for more information

West LegalEdcenter and the Florida Bar Business Law Section present:

The 32nd Annual

FEDERAL SECURITIES INSTITUTERegister today to reserve your seat at the Southeast’s pre-eminent forum on Securities Enforcement, Regulatory Updates, Litigation, Pending Deals and M&A Activity

February 6-7, 2014Four Seasons Miami, Florida

NEW PRIORITIES AND A RENEWED EMPHASIS ON SECURITIES ENFORCEMENT, AND COMPLIANCE, FOR 2014:

• The pre-eminent forum in the southeast on securities enforcement activity, new and pending corporate litigation, M&A deal activity and Delaware Corp Law Updates• What Happens in Delaware, does Not Stay in Delaware - Judiciary perspectives from Chief Justice Myron T. Steele – Delaware Supreme Court and Delaware Vice Chancellor Sam Glasscock, III• Regulatory updates and insights on top SEC priorities from Lona Nallengara, Chief of Staff, SEC• The latest insight on pending deal activity within public and privately owned companies• New insight and changes to the regulatory landscape with regard to capital raising• …and much more!

2 WAys TO REgIsTER:1. westlegaledcenter.com2. 1.800.308.1700

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sPECIAL OFFERs!1. Receive 15% off of your registration

with this brochure! Mention promo code:FEDSEC15

2. Group Discounts Available! Save 30%when you bring 3 or more people! Call1-800-308-1700 for more information

SPONSORS

WHO SHOULD ATTEND?2 WayS TO REGISTER:1. westlegaledcenter.com2. 1.800.308.1700

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Speakers:Mark R.T. Adkins - Partner, Blake, Cassels & Graydon LLP Julie M. Allen - Partner, Proskauer RoseCurtis Alva - Partner, Holland & KnightDaniel Aronson - Partner, Berger, Singerman, P.A. Christian Bartholomew - Partner, Weil, Gotshal & Manges Allison Bennington - Partner and General Counsel, ValueAct Capital PartnersAndrew Brownstein - Partner, Wachtell, Lipton, Rosen & Katz Eric I. Bustillo - Regional Director, U.S. Securities and Exchange Commission (SEC)Chris Cernich - Director, M&A and Proxy Contest Research, ISS Linda Chatman Thomsen - Partner, Davis Polk & Wardwell Audra D. Cohen - Partner, Sullivan & CromwellCatherine T. Dixon - Partner, Weil, Gotshal & Manges Nathaniel L. Doliner - Shareholder, Carlton Fields David S. Felman - Partner, Hill Ward & HendersonKaren J. Garnett - Associate Director, U.S. Securities and Exchange Commission (SEC)

Sara Hanks - CEO, CrowdCheckMark Harnett - President, MacKenzie PartnersSteven Liff - Managing Director, Sun Capital PartnersVice Chancellor Sam Glasscock, III - Delaware Court of Chancery Timothy Ingrassia - Co-Chairman, Global Mergers and Acquisitions, Goldman SachsThomas J. Kim - Partner, Sidley AustinJustin P. Klein - Partner, Ballard SpahrJamie Moser - Partner, Joele Frank, Wilkinson, Brimmer, Katcher Michael Movsovich - Partner, Kirkland & EllisTracy Nichols - Partner, Holland & Knight Steven M. Peck - Partner, Proskauer RoseYosef J. Riemer, P.C. - Partner, Kirkland & EllisWilliam Savitt - Partner, Wachtell, Lipton, Rosen & KatzLisa Schmidt - Director, Richards, Layton & Finger Jemery Stone - Principal, Sun Capital PartnersAndrew J. Stull - Managing Director, HoulihanLokeyRobert E. Spatt - Partner, Simpson Thacher & BartlettJohn White - Partner, Cravath, Swaine & Moore Herbert S. Wander - Partner, Katten Muchen Rosenman Kenneth Vianale - Partner, Vianale & Vianale LLP

REGISTRaTIONIndividual $895You can receive 15% off your fee with this mailing! Mention promo code FEDsEC15

GROUP DISCOUNTS aVaILaBLE2 or more for 30% off! Call 1-800-308-1700 for more detailsThe registration fee includes the conference, course materials, luncheon, and reception. All payments must be received prior to the start of the conference.

• Corporate & Transactional Attorneys• In-House Counsel• Securities, Investment & Banking

Professionals

• Corporate and Securities Litigators • Mergers & Acquisitions Lawyers • Anyone in the Financial Industry

FEDERaL SECURITIES ROOM BLOCk DETaILS:For guest rooms at the group rate of $359/night plus taxes, please call the hotel at 305.3583.3535. Please be sure to reference “Thomson Reuters – 32nd Annual Federal Securities Institute” when making your reservation, prior to the cut off date of Monday, January 6, 2014. Rooms are subject to availability

gregory yadley – Partner, Shumaker, Loop & KendrickProgram Chair:

Program Co-Chairs:stanley Keller – Partner, Edwards Wildman Palmer steven A. Rosenblum – Partner, Wachtell, Lipton, Rosen & Katz gregory P. Williams – Partner, Richards, Layton & Finger

Keynote Speaker:Chief Justice Myron T. Steele – Delaware Supreme Court

EVENT AgENDA

Day ONE - Thursday, February 6MERGERS & ACQUISITIONS ON THE UPSWING,LITIGATION AND ENFORCEMENT, WHAT'S NEW IN DELAWARE 9:00 – 9:10 AM Welcome & Introductions

Gregory C. Yadley – Shumaker, Loop & Kendrik

9:10 – 10:30 AM Latest Trends and Deal Structures in Negotiating Public Company Deals

Moderator: Andrew Brownstein – Partner, Wachtell, Lipton, Rosen & Katz

Panelists:Audra D. Cohen – Partner, Sullivan & Cromwell Nathaniel L. Doliner – Shareholder, Carlton Fields Vice Chancellor Sam Glasscock, III – Delaware Court of ChanceryMark Harnett - President, Mackenzie PartnersTimothy Ingrassia – Co-Chairman, Global Mergers and Acquisitions, Goldman SachsRobert E. Spatt - Partner, Simpson Thacher & Bartlet

10:30 – 10:40 AM Networking Break

10:40 – 12:00 PM Shareholder Activism, Proxy Fights and Hostile Deals

Moderator: Steven A. Rosenblum – Partner, Wachtell, Lipton, Rosen & Katz

Panelists:Mark R.T. Adkins - Partner, Blake, Cassels & Graydon LLPAllison Bennington – Partner and General Counsel, ValueAct Capital PartnersChris Cernich – Director, M&A and Proxy Contest Research, ISS Mark Harnett – President, MacKenzie Partners Jamie Moser – Partner, Joele Frank, Wilkinson, Brimmer, Katcher

12:00 – 1:20 PM Networking Luncheon and Day OneKeynote Address

Chief Justice Myron T. Steele – Delaware Supreme Court

1:20 – 2:30 PM Private Equity, Leveraged Buyoutsand Venture Capital

Moderator: Daniel H. Aronson – Partner, Berger, Singerman LLP

Panelists:David S. Felman - Partner, Hill Ward & Henderson Jeremy Stone - Principal, Sun Capital PartnersMichael Movsovich - Partner, Kirkland & Ellis Steven M. Peck - Partner, Proskauer RoseAndrew J. Stull - Managing Director, Houlihan Lokey

2:30 – 3:45 PM Delaware Law: New Developmentsand Updates

Moderator: Gregory P. Williams – Partner, Richards, Layton & Finger Panelists: Vice Chancellor Sam Glasscock, III – Delaware Court of ChanceryYosef J. Riemer, P.C. – Partner, Kirkland & Ellis William Savitt – Partner, Wachtell, Lipton, Rosen & KatzLisa Schmidt – Director, Richards, Layton & Finger

3:45 – 3:55 PM Networking Refreshment Break

3:55 – 5:30 PM SEC Enforcement and Private Litigation Developments

Moderator: Christian Bartholomew - Partner, Weil, Gotshal & Manges

Panelists:Curtis Alva – Partner, Holland & KnightEric I. Bustillo – Regional Director, U.S. Securities and Exchange Commission (SEC) Tracy Nichols –Partner, Holland & KnightKenneth Vianale – Partner, Vianale & Vianale LLP

5:30 – 6:30 PM Close of Day One - Networking Reception

EVENT AgENDA

Day TWO - Friday, February 7NEW ERA FOR CAPITAL FORMATION ANDSEC REGULATION

9:00 – 9:10 AM Opening Remarks

9:10 – 10:30 AM Implementation of Dodd Frank and Other Regulatory, Accounting and Auditing Developments

Moderator: John White - Partner, Cravath, Swaine & Moore

10:30 – 10:45 AM Networking Break

10:45 – 11:45AM Ethical Imperatives: Steering a True Course and Examining Whistleblowing in the Corporate World

Moderator: Stanley Keller - Partner, Edwards Wildman Palmer

Panelists:Julie M. Allen - Partner, Proskauer Rose Linda Chatman Thomsen - Partner, Davis Polk & Wardwell Herbert S. Wander - Partner, Katten Muchin Rosenman

11:45 – 00PM Public and Private Capital Raising Opportunities and Challenges - No Longer a Dichotomy

Moderator: Gregory C. Yadley - Shumaker, Loop & Kendrick

Panelists: Karen J. Garnett - Associate Director, Division of Corporation Finance, U.S. Securities and ExchangeCommission(SEC)Sara Hanks - CEO, CrowdCheckStanley Keller - Partner, Edwards Wildman Palmer Justin P. Klein - Partner, Ballard Spahr

1:00 – 1:10 PM Closing Comments and Conclusion of Conference

Panelists: Catherine T. Dixon - Partner, Weil, Gotshal & MangesKaren J. Garnett - Associate Director, Division of Corporation Finance, U.S. Securities and Exchange Commission (SEC)Thomas J. Kim - Partner, Sidley Austin