List of Securities Eligible for Reduced Margin · ALTIUS MINERA. 1ST TRADV SHDUR A UN FSD.UN 5N...

Attachment #1

Compiled by the Investment Industry Regulatory of 21 June 30, 2013 Organization of Canada

List of Securities Eligible for Reduced Margin [effective from September 3, 2013 until replaced by a subsequent list]

List of Securities Eligible for Reduced Margin Attachment #1


Description Symbol TORONTO STOCK EXCHANGE (TSX) 1ST TRADV SHDUR A UN FSD.UN 5N PLUS INC. VNP A&W REVENUE RYLTY UN AW.UN AASTRA TECHNOLOGIES AAH ABERDEEN ASIA-PACIFC FAP ABSOLUTE SOFTWARE J ABT ACADIAN TIMBER CORP. ADN ACTIVENERGY INCM UN AEU.UN ADVANTAGE OIL & GAS AAV AECON GROUP INC. ARE AG GROWTH INT'L INC. AFN AGF MANAGEMENT B NV AGF.B AGNICO-EAGLE MINES AEM AGRIUM INC. AGU AIMIA INC. AIM AIMIA INC. SER 1 PR AIM.PR.A AINSWORTH LUMBER CO ANS AIR CANADA CL A VV AC.A AIR CANADA CL B AC.B AIRBOSS OF AMERICA J BOS ALACER GOLD CORP. J ASR ALAMOS GOLD INC. J AGI ALARIS ROYALTY CORP. AD ALGONQUIN PWR & UTIL AQN ALGONQUIN PWR A PR AQN.PR.A ALIMENTATION CL A MV ATD.A ALIMENTATION CL B SV ATD.B ALLIANCE GRAIN TRADE AGT ALLIED PROP. REIT UN AP.UN ALTAGAS LTD. ALA ALTAGAS LTD SR A PR ALA.PR.A ALTAGAS LTD C PR USF ALA.PR.U

Description Symbol ALTIUS MINERALS CORP ALS ALTUS GROUP LIMITED AIF AMICA MATURE LFSTYLE ACC ANGLE ENERGY INC. NGL ARC RESOURCES LTD. ARX ARGENT ENERGY UN J AET.UN ARGONAUT GOLD INC. J AR ARMTEC INFRSTCTURE ARF ARTEK EXPLORATION J RTK ARTIS REIT UN AX.UN ARTIS REIT SER A PR AX.PR.A ARTIS REIT SER E PR AX.PR.E ARTIS REIT PR C US AX.PR.U ASANKO GOLD INC. J AKG ASTONHILL OIL&GAS UN OGF.UN ASTONHILL VIP INCMUN VIP.UN ATCO LTD. CL I NV ACO.X ATCO LTD. CL II ACO.Y ATHABASCA OIL CORP J ATH ATLANTIC POWER ATP ATLANTIC PWR EQ PR 2 AZP.PR.B ATRIUM INNOVATIONS ATB ATRIUM MTG INVEST AI ATS AUTOMATION TOOL ATA AUGUSTA RESOURCE J AZC AURICO GOLD INC. AUQ AURORA OIL & GAS ORD AEF AUSTRALIA BANCSEC UN AUZ.UN AUSTRALIA BNCINCM UN AUI.UN AUTOCANADA INC. ACQ AVIGILON CORPORATION AVO B2GOLD CORP. J BTO BADGER DAYLIGHTING BAD



Description Symbol BANK OF NOVA SCOTIA BNS BANK OF N S SR 19 PR BNS.PR.A BANK OF N S SR 12 PR BNS.PR.J BANK OF N S SR 13 PR BNS.PR.K BANK OF N S SR 14 PR BNS.PR.L BANK OF N S SR 15 PR BNS.PR.M BANK OF N S SR 16 PR BNS.PR.N BANK OF N S SR 17 PR BNS.PR.O BANK OF N S SR 18 PR BNS.PR.P BANK OF N S SR 20 PR BNS.PR.Q BANK OF N S SR 22 PR BNS.PR.R BANK OF N S SR 24 PR BNS.PR.S BANK OF N S SR 26 PR BNS.PR.T BANK OF N S SR 28 PR BNS.PR.X BANK OF N S SR 30 PR BNS.PR.Y BANK OF N S SR 32 PR BNS.PR.Z BANKERS PETROLEUM J BNK BARRICK GOLD CORP ABX BAUER PERFORMANCE BAU BAYTEX ENERGY CORP. BTE BCE INC. BCE BCE INC. PR SER AA BCE.PR.A BCE INC. PR SER AB BCE.PR.B BCE INC. PR SER AC BCE.PR.C BCE INC. PR SER AD BCE.PR.D BCE INC. PR SER AE BCE.PR.E BCE INC. PR SER AF BCE.PR.F BCE INC. PR SER AG BCE.PR.G BCE INC. PR SER AH BCE.PR.H BCE INC. PR SER AI BCE.PR.I BCE INC. PR SER AJ BCE.PR.J BCE INC. PR SER AK BCE.PR.K BCE INC. PR SER R BCE.PR.R

Description Symbol BCE INC. PR SER S BCE.PR.S BCE INC. PR SER T BCE.PR.T BCE INC. PR SERIES Y BCE.PR.Y BCE INC. PR SERIES Z BCE.PR.Z BELL ALIANT INC. BA BELL ALIANTPF EQ PRA BAF.PR.A BELLATRIX EXPL LTD. BXE BIRCHCLIFF ENERGY BIR BIRCHCLIFF ENGY PR A BIR.PR.A BIRCHCLIFF ENGY PR C BIR.PR.C BIRD CONSTRUCTION BDT BANK OF MONTREAL BMO BK OF MON PR SER 13 BMO.PR.J BK OF MON PR SER 14 BMO.PR.K BK OF MON PR SER 15 BMO.PR.L BK OF MON PR SER 16 BMO.PR.M BK OF MON PR SER 18 BMO.PR.N BK OF MON PR SER 21 BMO.PR.O BK OF MON PR SER 23 BMO.PR.P BK OF MON PR SER 25 BMO.PR.Q BLACK DIAMOND GROUP BDI BLUE RIBBON INCM UN RBN.UN BMO AGGREGATEBND ETF ZAG BMO CDN DIVIDEND UN ZDV BMO COVERD CALLCDNBK ZWB BMO COVERDUTILITY UN ZWU BMO DJ INDAV HEG ETF ZDJ BMO DJ INDUSTAVG UN ZWA BMO EM MKT BOND HED ZEF BMO EQ WGT US BANKS ZUB BMO EQL WGT BANK ETF ZEB BMO EQL WGT REITS UN ZRE BMO EQL WGT UTIL ETF ZUT



Description Symbol BMO GBL INFRASTR ETF ZGI BMO HY US CRPHDG ETF ZHY BMO LNG FEDERAL BOND ZFL BMO LONG CRP BND ETF ZLC BMO MID CRP BOND ETF ZCM BMO MID FED BND INDX ZFM BMO MONTHLY INCM UN ZMI BMO MSCI EAFE HEGCAD ZDM BMO MSCI EMRGMKTS UN ZEM BMO NASDAQ EQHED ETF ZQQ BMO S&P 500 HEDG-CAD ZUE BMO S&P/TSX COMPINDX ZCN BMO S&P/TSX LADPR UN ZPR BMO S&P500 IDXCAD UN ZSP BMO S&P500 IDX US UN ZSP.U BMO SHRT CRP BND ETF ZCS BMO SHRT FED BND ETF ZFS BMO SHRT PRV BND ETF ZPS BMO VOLATLTY CAD UN ZLB BOARDWALK REIT UN BEI.UN BOMBARDIER CL A MV BBD.A BOMBARDIER CL B SV BBD.B BOMBARDIER SER 2 PR BBD.PR.B BOMBARDIER 6.25% PR BBD.PR.C BOMBARDIER SER 3 PR BBD.PR.D BONAVISTA ENERGY BNP BONNETT'S ENERGY BT BONTERRA ENERGY CORP BNE BORALEX INC. CL A BLX BOSTON PIZZA FND UN BPF.UN BOYD GROUP FND TR UN BYD.UN BROOKFIELD HIYLDSTGY BHY.UN BROOKFIELD INFRAS UN BIP.UN

Description Symbol BROOKFIELD RENEW UN BEP.UN BROOKFIELD RESIDENTL BRP BROOKFIELD RL EST RV BRE BROOKFLD ASSET A LV BAM.A BROOKFLD ASSET PR 32 BAM.PF.A BROOKFLD ASSET PR 34 BAM.PF.B BROOKFLD ASSET PR 2 BAM.PR.B BROOKFLD ASSET PR 36 BAM.PF.C BROOKFLD ASSET PR 4 BAM.PR.C BROOKFLD ASSET PR 37 BAM.PF.D BROOKFLD ASSET PR 8 BAM.PR.E BROOKFLD ASSET PR 9 BAM.PR.G BROOKFLD ASSET PR 12 BAM.PR.J BROOKFLD ASSET PR 13 BAM.PR.K BROOKFLD ASSET PR 14 BAM.PR.L BROOKFLD ASSET PR 17 BAM.PR.M BROOKFLD ASSET PR 18 BAM.PR.N BROOKFLD ASSET PR 22 BAM.PR.P BROOKFLD ASSET PR 24 BAM.PR.R BROOKFLD ASSET PR 26 BAM.PR.T BROOKFLD ASSET PR 28 BAM.PR.X BROOKFLD ASSET PR 30 BAM.PR.Z BROOKFLD CDA OFFICE BOX.UN BROOKFIELD OFFICE BPO BROOKFLD OFFICE PR H BPO.PR.H BROOKFLD OFFICE PR J BPO.PR.J BROOKFLD OFFICE PR K BPO.PR.K BROOKFLD OFFICE PR L BPO.PR.L BROOKFLD OFFICE PR N BPO.PR.N BROOKFLD OFFICE PR P BPO.PR.P BROOKFLD OFFICE PR R BPO.PR.R BROOKFLD OFFICE PR T BPO.PR.T BROOKFLD OFF US PR G BPO.PR.U



Description Symbol BROOKFLD OFFICE PR W BPO.PR.W BROOKFLD OFFICE PR V BPO.PR.X BROOKFLD OFFICE PR Y BPO.PR.Y BROOKFLD RENEW PR 3 BRF.PR.C BTB REIT UN BTB.UN BURCON NUTRASC. J BU CAE INC. CAE CALFRAC WELL SERV CFW CALIAN TECHNOLOGIES CTY CALLOWAY REIT TR UN CWT.UN CAMECO CORPORATION CCO CAN-60 INCOME EQ NV CSY CANACCORD FINANCIAL CF CANACCORD FIN A PR CF.PR.A CANACCORD FIN C PR CF.PR.C CANACOL ENERGY J CNE CANADIAN NATURAL RES CNQ CANADIAN TIRE CORP CTC CANADIAN TIRE A NV CTC.A CANAM GROUP INC. CAM CANBANC INCM EQTY NV CIC CANELSON DRILLING CDI CANEXUS CORP. CUS CANFOR CORPORATION CFP CANFOR PULP PRODUCTS CFX CANGENE CORPORATION CNJ CANSO CREDIT A UN PBY.UN CANWEL BUILDING GRP CWX CANYON SERVICES GRP FRC CAPITAL POWER CORP. CPX CAPITAL PWR SER 1 PR CPX.PR.A CAPITAL PWR SER 3 PR CPX.PR.C CAPITAL PWR SER 5 PR CPX.PR.E

Description Symbol CAPSTONE INFRAS CORP CSE CAPSTONE INFR PR A CSE.PR.A CARFINCO FINANCIAL CFN CARGOJET INC. CJT CARGOJET INC. VV CJT.A CASCADES INC. CAS CATAMARAN CORP. CCT CATHEDRAL ENGY SERV CET CCL INDUSTRIES CL A CCL.A CCL INDUSTRIES CL B CCL.B CDN APARTMENT TR UN CAR.UN CDN CONVERT PLUS UN CCI.UN CDN ENERGY SERV&TECH CEU CDN IMPERIAL BANK CM CDN IMP BK SER 26 PR CM.PR.D CDN IMP BK SER 27 PR CM.PR.E CDN IMP BK SER 29 PR CM.PR.G CDN IMP BK SER 33 PR CM.PR.K CDN IMP BK SER 35 PR CM.PR.L CDN IMP BK SER 37 PR CM.PR.M CDN LIFE COSPLT PR12 LFE.PR.B CDN NAT'L RAILWAY CNR CDN OIL SANDS LTD. COS CDN PACIFIC RAILWAY CP CDN REAL ESTATE UN REF.UN CDN UTILITIES A NV CU CDN UTILITIES CL B CU.X CDN UTIL 2ND PR Y CU.PR.C CDN UTIL 2NDSR AA PR CU.PR.D CDN UTIL 2ND PR BB CU.PR.E CDN UTIL 2NDSR CC PR CU.PR.F CDN UTIL 2NDSR DD PR CU.PR.G CDN WSTRN BANK CWB



Description Symbol CDN WSTRN BK SR 3 PR CWB.PR.A CELESTICA INC SV CLS CENOVUS ENERGY INC. CVE CENTRAL FUND CL A NV CEF.A CENTRAL FUND A NV US CEF.U CENTRAL GOLDTRUST UN GTU.UN CENTRAL GOLDTR US UN GTU.U CERVUS EQUIPMENT CVL CGI GROUP CL A SV GIB.A CHARTWELL RETIRE UN CSH.UN CHEMTRADE LOGISTC UN CHE.UN CHESSWOOD GROUP LTD. CHW CHINA GLD INTL RES J CGG CHORUS AVIATION A VV CHR.A CHORUS AVIATION B V CHR.B CHURCHILL CORP. CL A CUQ CI FINANCIAL CORP. CIX CINEPLEX INC. CGX CIPHER PHARMA J DND CITADEL INCM FUND UN CTF.UN CLEARWATER SEAFOODS CLR COASTAL ENERGY CO J CEN COEUR MINING, INC. CDM COGECO CABLE INC SV CCA COM DEV INT'L LTD. CDV COMINAR REAL EST UN CUF.UN COMPUTER MODELLING J CMG CONSTELLATION SOFTWR CSU CONTRANS GROUP SV CSS CORUS ENTRTMNT B CJR.B COTT CORPORATION BCB COXE COMMODITY A UN COX.UN CRESCENT POINT CORP. CPG

Description Symbol CREW ENERGY INC. CR CRIUS ENERGY TR UN KWH.UN CROCOTTA ENERGY INC. CTA CROMBIE REAL EST UN CRR.UN CYMBRIA CORP CL A NV CYB DAVIS + HENDERSON DH DEANS KNIGHT CORP. DNC DEETHREE EXPL LTD. J DTX DESCARTES SYSTEMS DSG DHX MEDIA LTD. DHX DIRECTCASH PAYMENTS DCI DIV GROWTH SPLT CL A DGS DIV GROWTH SPLIT PR DGS.PR.A DIVIDEND 15 SPLT A DFN DIVIDEND 15 SPLT PR DFN.PR.A DOLLARAMA INC. DOL DOMINION DIAMOND DDC DOMTAR CORPORATION UFS DOREL IND INC A MV DII.A DOREL IND INC B SV DII.B DPF INDIA OPPORT UN DPF.UN DUNDEE CORP. CL A SV DC.A DUNDEE CORP. PR 2 DC.PR.B DUNDEE CORP 1ST PR 4 DC.PR.C DUNDEE INDUSTRIAL UN DIR.UN DUNDEE INTL REIT UN DI.UN DUNDEE PRECIOUS MTL DPM DUNDEE REIT TR UN D.UN EAGLE ENERGY TR UN J EGL.UN EAST COAST INVGRD UN ECF.UN EASYHOME LTD. EH ECOSYNTHETIX INC. J ECO ELDORADO GOLD CORP. ELD



Description Symbol ELEMENT FIN CORP. J EFN EMERA INCORPORATED EMA EMERA INC. SER A PR EMA.PR.A EMERA INC. SER C PR EMA.PR.C EMERA INC. SER E PR EMA.PR.E EMPIRE CO CL A NV EMP.A ENBRIDGE INC. ENB ENBRIDGE 5.50% PR ENB.PR.A ENBRIDGE INC SR B PR ENB.PR.B ENBRIDGE INC SR D PR ENB.PR.D ENBRIDGE INC SR F PR ENB.PR.F ENBRIDGE INC SR H PR ENB.PR.H ENBRIDGE INC SR N PR ENB.PR.N ENBRIDGE INC SR P PR ENB.PR.P ENBRIDGE INC SR R PR ENB.PR.T ENBRIDGE SER L US PR ENB.PF.U ENBRIDGE SR J US PR ENB.PR.U ENBRIDGE SER 1 US PR ENB.PR.V ENBRIDGE SER 3 PR ENB.PR.Y ENBRIDGE INCM HLDGS ENF ENCANA CORPORATION ECA ENDEAVOUR SILVER J EDR ENERCARE INC. ECI ENERFLEX LTD. EFX ENERPLUS CORPORATION ERF ENERVEST DIVERS UN EIT.UN ENGHOUSE SYSTEMS LTD ESL ENSIGN ENGY SERVICES ESI EPSILON ENERGY LTD J EPS EQTY FINANCL HLDGS J EQI EQUAL ENERGY LTD. EQU EQUITABLE GROUP INC. ETC EQUITABLE GRP PR 1 ETC.PR.A

Description Symbol ESSENTIAL ENERGY LTD ESN EVERTZ TECHNOLOGIES ET EXCHANGE INCOME CORP EIF EXCO TECHNOLOGIES XTC EXFO INC. SV EXF EXTENDICARE INC. EXE FAIRFAX FINANCIAL SV FFH FAIRFAX FIN SV USF FFH.U FAIRFAX FIN SER C PR FFH.PR.C FAIRFAX FIN SER E PR FFH.PR.E FAIRFAX FIN SER G PR FFH.PR.G FAIRFAX FIN SER I PR FFH.PR.I FAIRFAX FIN SER K PR FFH.PR.K FAM REIT UN F.UN FIERA CAPITAL A SV FSZ FINANCIAL 15 SPLT A FTN FINANCIAL 15 SPLT PR FTN.PR.A FINNING INT'L INC. FTT FIRM CAP MTG INVEST FC FIRST CAPITAL REALTY FCR FIRST MAJESTIC J FR FIRST NAT'L FIN CORP FN 1ST NATL FIN SR 1 PR FN.PR.A FIRST QUANTUM MNRL J FM FIRSTSERVICE CORP SV FSV FORTIS INC. FTS FORTIS INC. 1ST PR E FTS.PR.E FORTIS INC. 1ST PR F FTS.PR.F FORTIS INC. 1ST PR G FTS.PR.G FORTIS INC. 1ST PR H FTS.PR.H FORTIS INC. 1ST PR J FTS.PR.J FRANCO-NEVADA CORP. FNV FREEHOLD ROYALTIES FRU



Description Symbol FRONT ST US MLP EQ C MLP GAMEHOST INC. GH GENERAL MOTORS CO US GMM.U GENESIS LAND DEV GDC GENIVAR INC. GNV GENWORTH MI CANADA MIC GIBSON ENERGY INC GEI GILDAN ACTIVEWEAR GIL GLENTEL INC. GLN GLUSKIN SHEFF SV GS GLV INC. CL A SV GLV.A GLV INC. CL B MV GLV.B GMP CAPITAL INC. GMP GMP CAPITAL SER B PR GMP.PR.B GOLDCORP INC. G GRAN TIERRA ENERGY J GTE GRANITE RL EST TR UN GRT.UN GREAT CDN GAMING GC GREAT-WEST LIFECO GWO GT-WEST LIFECO PR F GWO.PR.F GT-WEST LIFECO PR G GWO.PR.G GT-WEST LIFECO PR H GWO.PR.H GT-WEST LIFECO PR I GWO.PR.I GT-WEST LIFECO PR J GWO.PR.J GT-WEST LIFECO PR L GWO.PR.L GT-WEST LIFECO PR M GWO.PR.M GT-WEST LIFECO PR N GWO.PR.N GT-WEST LIFECO PR P GWO.PR.P GT-WEST LIFECO PR Q GWO.PR.Q GT-WEST LIFECO PR R GWO.PR.R GUARDIAN CAPITAL GCG GUARDIAN CAP CL A NV GCG.A H&R RL EST STAPLE UN HR.UN

Description Symbol HAMMOND POWER A SV HPS.A HARDWOODS DIST INC. HWD HEALTHLEASE REIT UN HLP.UN HEROUX-DEVTEK INC. HRX HIGH ARCTIC ENGY INC HWO HIGH LINER FOODS INC HLF HNZ GROUP INC. HNZ.A HNZ GROUP INC. VV HNZ.B HOLLOWAY LODGE CRP J HLC HOME CAPITAL GROUP HCG HORIZON BETA60BEAR A HXD HORIZON BETA60BULL A HXU HORIZON CRDEOIL BLUN HOU HORIZON CRDEOIL BRUN HOD HORIZON INCM EQ E UN HEX HORIZON ENHNCEQTY AD HEX.A HORIZON NATGAS BR+UN HND HORIZON NTH LOGSTC J HNL HORIZON S&P/TSX60 A HXT HORIZON S&P/TSX60 US HXT.U HORIZON CORPBND E UN HAB HORIZONS CORPBND ADV HAB.A HORIZON FLTGRTBND UN HFR HORIZONS FLTGBND ADV HFR.A HORIZONS INCM ENGY E HEE HORIZONS INCMEGY ADV HEE.A HORIZON PREF CL E UN HPR HORIZONS PREF ADV UN HPR.A HORIZON SEASONL E UN HAC HORIZONS SEASONL ADV HAC.A HUDBAY MINERALS INC. HBM HUDSON'S BAY COMPANY HBC HUSKY ENERGY INC. HSE



Description Symbol HUSKY ENERGY SR 1 PR HSE.PR.A IAMGOLD CORPORATION IMG IGM FINANCIAL INC. IGM IGM FINANCIAL B PR IGM.PR.B IMAX CORPORATION IMX IMPERIAL METALS CORP III IMPERIAL OIL LTD. IMO IMRIS INC. J IM INDEXPLUS INCOME UN IDX.UN INDIGO BOOKS & MUSIC IDG INDSTRL ALLIANCE INS IAG INDSTRL ALLIANCEPR B IAG.PR.A INDSTRL ALLIANCEPR C IAG.PR.C INDSTRL ALLIANCEPR E IAG.PR.E INDSTRL ALLIANCEPR F IAG.PR.F INDSTRL ALLIANCEPR G IAG.PR.G ING FLTG RTSNR US UN ISL.U ING FLTG RT SNR A UN ISL.UN INNERGEX RENEW ENGY INE INNERGEX RENEW PR A INE.PR.A INNERGEX RENEW PR C INE.PR.C INNVEST REIT UNITS INN.UN INTACT FIN CORP. IFC INTACT FIN A SER 1 IFC.PR.A INTACT FIN A SER 3 IFC.PR.C INTER PIPELINE UN IPL.UN INTERRENT REIT UN J IIP.UN INTERTAPE POLYMER ITP INT'L FOREST CL A SV IFP.A IPATH S&P500 VIX ST VXX IPATH S&P500VIXST US VXX.U ISHR CDNDIVARISTO UN CDZ ISHARE CDNDIVARISTAD CDZ.A

Description Symbol ISHARES CDNFNDMNTLUN CRQ ISHARE CDNFNDMNTL AD CRQ.A ISHARE DEX HYBRD BND XHB ISHARE DIVERS MOINCM XTR ISHARES GLBLRLEST UN CGR ISHARE GLBLRLEST ADV CGR.A ISHARE INTLFNDMNT UN CIE ISHARE INTLFNDMNT AD CIE.A ISHARE MSCI EAFE UN XIN ISHARE MSCI EMERG UN XEM ISHARE NA PREF STKUN XPF ISHARE S&P500 CAD-HG XSP ISHARE SHDURATION UN CSD ISHARE US DIVGROW UN CUD ISHARE US DIVGRO ADV CUD.A ISHARE US HIYLD BND XHY ISHARE US IG CORPBND XIG ISHARES 1-5YRCORP UN CBO ISHARES 1-5YRCORP AD CBO.A ISHARES 1-5YRGOVT UN CLF ISHARES 1-5YRGVT ADV CLF.A ISHARES CDNBOND UN CAB ISHARES CDNBOND ADV CAB.A ISHARES CDNFINMO UN FIE ISHARES CDNFINMO ADV FIE.A ISHARES CDNPREF UN CPD ISHARES CDNPREF ADV CPD.A ISHARES DEX ST BOND XSB ISHARES DEX UNIVERSE XBB ISHARES EQTY INCM UN XEI ISHARES GLBLAGRI UN COW ISHARES GLBLAGRI ADV COW.A ISHARES GOLD TRUST IGT



Description Symbol ISHARES JAPFNDMNT UN CJP ISHARES JAPFNDMNTLAD CJP.A ISHARES MONTHDIV UN CYH ISHARES MONTHDIV ADV CYH.A ISHARES RUSSELL 2000 XSU ISHARES SHDUR ADV A CSD.A ISHARES SHDUR US$ UN CSD.U ISHARES SHDUR US$ADV CSD.V ISHARES US DIV EQ UN XHD ISHARES US FNDMTL UN CLU ISHARES US FNDMTL AD CLU.A ISHARES US FNDMNTL B CLU.B ISHARES US FNDMNTL C CLU.C ISHARES USHIGHYLD UN CHB ISHARES US HIYLD ADV CHB.A ISHARES UTILITIES UN XUT ISHR DEX FLTGRTNTIDX XFR ISHR SIL BUL HDGD UN SVR ISHR SIL BUL NN-HDGD SVR.C ISHRS DEX CORP BOND XCB ISHRS DEX GOV'T BOND XGB ISHRS DEX LT BOND UN XLB ISHRS DEX RL RET BND XRB ISHRS S&P/TSX SMLCAP XCS JEAN COUTU GROUP SV PJC.A JFT STRATEGIES A UN JFS.UN JUST ENERGY GROUP JE KARNALYTE RES J KRN KEG ROYALTIES FND UN KEG.UN KEYERA CORP. KEY KILLAM PROPERTIES J KMP KINROSS GOLD CORP. K KP TISSUE INC. KPT

Description Symbol LABRADOR IRON ORE LIF LAURENTIAN BK OF CAN LB LAURENTIAN BK PR 10 LB.PR.E LAURENTIAN BK PR 11 LB.PR.F LEGACY OIL + GAS INC LEG LEISUREWORLD SR CARE LW LIFE & BANC SPLIT A LBS LIFE & BANC SPLIT PR LBS.PR.A LIGHTSTREAM RES LTD LTS LINAMAR CORPORATION LNR LIQUOR STORES NA LTD LIQ LOBLAW COMPANIES LTD L LOBLAW CO. SER A PR L.PR.A LOGAN INT'L INC. LII LONG RUN EXPL LTD. J LRE LONGVIEW OIL CORP. LNV LUNDIN MINING CORP LUN MACDONALD DETTWILER MDA MAG SILVER CORP. J MAG MAGELLAN AEROSPACE MAL MAGNA INT'L INC. MG MAJOR DRILLING GROUP MDI MANITOBA TELECOM MBT MANULIFE FINANCIAL MFC MANULIFE FIN A PR 1 MFC.PR.A MANULIFE FIN SR 2 PR MFC.PR.B MANULIFE FIN A PR 3 MFC.PR.C MANULIFE FIN SR 4 PR MFC.PR.D MANULIFE FIN SR 1 PR MFC.PR.E MANULIFE FIN SR 3 PR MFC.PR.F MANULIFE FIN SR 5 PR MFC.PR.G MANULIFE FIN SR 7 PR MFC.PR.H MANULIFE FIN SR 9 PR MFC.PR.I



Description Symbol MANULIFE FIN SR11 PR MFC.PR.J MANULIFE FIN SR13 PR MFC.PR.K MAPLE LEAF FOODS INC MFI MARRET HIGH YIELD UN MHY.UN MARRET INVEST BND UN MIG.UN MARRET MULTI-STGY UN MMF.UN MARRET RESOURCE J MAR MARTINREA INT'L INC. MRE MAXIM POWER CORP. MXG MCAN MORTGAGE CORP. MKP MCCOY CORPORATION MCB MDC PARTNERS CL A SV MDZ.A MEDIAGRIF INTERACTV MDF MEDICAL FACILITIES DR MEG ENERGY CORP. MEG MEGA BRANDS INC. MB MELCOR DEVELOPMENTS MRD MERCER INT'L INC. US MRI.U METHANEX CORPORATION MX METRO INC. MRU MIDDLEFLD CAN-GLB UN RCO.UN MINT INCME FND TR UN MID.UN MORGUARD NA REIT UN MRG.UN MORGUARD REAL EST UN MRT.UN MORNEAU SHEPELL INC. MSI MOUNTAIN PROVINCE J MPV MTY FOOD GROUP INC. MTY MULLEN GROUP LTD. MTL NAT'L BANK OF CANADA NA NAT'L BANK SER 16 PR NA.PR.L NAT'L BANK SER 20 PR NA.PR.M NAT'L BANK SER 21 PR NA.PR.N NAT'L BANK SER 24 PR NA.PR.O

Description Symbol NAT'L BANK SER 26 PR NA.PR.P NAT'L BANK SER 28 PR NA.PR.Q NEPTUNE TECH & BIO J NTB NEVADA COPPER CORP J NCU NEVSUN RESOURCES J NSU NEW FLYER INDUSTRIES NFI NEW GOLD INC. NGD NEWALTA CORPORATION NAL NGEX RESOURCES INC J NGQ NORANDA INCM PRIORUN NIF.UN NORBORD INC. NBD NORDION INC. NDN NORTH WEST COMPANY NWC NORTHLAND POWER INC. NPI NORTHLAND PWR SR1 PR NPI.PR.A NORTHLAND PWR SR3 PR NPI.PR.C NOVADAQ TECH INC. J NDQ NOVAGOLD RESOURCES J NG NTHN PPTY STAPLE UN NPR.UN NTHRN DYNASTY MIN J NDM NUVISTA ENERGY LTD. NVA NW HEALTHCARE UN NWH.UN OCP CREDIT STGY UN OCS.UN OCP SENIOR CREDIT UN OSL.UN ONCOLYTICS BIOTECH ONC ONEX CORPORATION SV OCX OPEN TEXT CORP OTC OSISKO MINING CORP J OSK PACIFIC RUBIALES J PRE PALADIN LABS INC. PLB PAN AMERICAN SILVER PAA PARALLEL ENERGY UN PLT.UN PARAMOUNT RES CL A POU



Description Symbol PAREX RESOURCES J PXT PARKLAND FUEL CORP. PKI PARTNERS REIT UN PAR.UN PASON SYSTEMS INC. PSI PATHEON INC. RV PTI PATHFINDER CONVRT UN PCD.UN PEMBINA PIPELINE PPL PENGROWTH ENERGY PGF PENN WEST PETROLEUM PWT PETROMINERALES LTD. PMG PEYTO EXPL & DEV PEY PHX ENERGY SERVICES PHX PICTON MAHONEY A UN PMB.UN PIZZA PIZZA ROYALTY PZA POTASH CORP OF SASK POT POWER CORP OF CDA SV POW POWER CORP 5.6% PR A POW.PR.A POWER CORP 5.35% PR POW.PR.B POWER CORP 5.80% PR POW.PR.C POWER CORP 5.00% PR POW.PR.D POWER CORP PART. PR POW.PR.E POWER CORP SR861STPR POW.PR.F POWER CORP 5.6% PR G POW.PR.G POWER FINANCIAL CORP PWF POWER FINANCIAL PR A PWF.PR.A POWER FINANCIAL PR D PWF.PR.E POWER FIN 5.25% PR E PWF.PR.F POWER FIN 5.90% PR F PWF.PR.G POWER FIN 5.75% PR H PWF.PR.H POWER FIN 6% PR I PWF.PR.I POWER FIN 4.95% PR K PWF.PR.K POWER FIN 5.10% PR L PWF.PR.L POWER FIN 6% PR M PWF.PR.M

Description Symbol POWER FIN 5.80% PR O PWF.PR.O POWER FIN 4.40% PR P PWF.PR.P POWER FIN 5.50% PR R PWF.PR.R POWER FIN 4.80% PR S PWF.PR.S POWERSHR TACTBOND UN PTB PRECISION DRILL CORP PD PREFERRED INVEST UN PSF.UN PREMIUM BRANDS HLDGS PBH PRIMARY ENGY RECYCLE PRI PRIMERO MINING CORP. P PROGRESSIVE WASTE BIN PULSE SEISMIC INC. PSD PURE INDUSTRIAL UN AAR.UN PURE TECH LTD. J PUR PWRSHARES CORPBND UN PSB PWRSHARES ULDLUX GVT PGL PWRSHR FTSE RAFI CDN PXC PWRSHR HY CORPBND UN PFH PWRSHR LOWVOL CH IDX ULV QUEBECOR INC CL A MV QBR.A QUEBECOR INC CL B SV QBR.B REDKNEE SOLUTIONS J RKN REGAL LIFESTYLE J RLC REIT INDEXPLUS TR UN IDR.UN REITMAN'S CANADA RET REITMAN'S CDA A NV RET.A RESOLUTE FOREST PROD RFP RETROCOM REIT UN RMM.UN RICHELIEU HARDWARE RCH RIOCAN RL EST TR UN REI.UN RIOCAN REIT SER A PR REI.PR.A RIOCAN REIT SER C PR REI.PR.C RITCHIE BROS AUCTION RBA



Description Symbol RMP ENERGY INC. J RMP ROCKY MTN DEALERSHIP RME ROGERS COMM CL A RCI.A ROGERS COMM CL B NV RCI.B ROGERS SUGAR INC. RSI ROI CDN MTG INCM UN RIL.UN ROI CDN RL EST UN RIR.UN ROI CDNHIINCM MTG UN RIH.UN RONA INC. RON RONA INC. 5.25% PR RON.PR.A ROYAL BANK OF CANADA RY ROYAL BANK PR SER AA RY.PR.A ROYAL BANK PR SER AB RY.PR.B ROYAL BANK PR SER AC RY.PR.C ROYAL BANK PR SER AD RY.PR.D ROYAL BANK PR SER AE RY.PR.E ROYAL BANK PR SER AF RY.PR.F ROYAL BANK PR SER AG RY.PR.G ROYAL BANK PR SER AJ RY.PR.I ROYAL BANK PR SER AL RY.PR.L ROYAL BANK PR SER AN RY.PR.N ROYAL BANK PR SER AP RY.PR.P ROYAL BANK PR SER AR RY.PR.R ROYAL BANK PR SER AT RY.PR.T ROYAL BANK PR SER W RY.PR.W ROYAL BANK PR SER AV RY.PR.X ROYAL BANK PR SER AX RY.PR.Y ROYAL GOLD, INC. RGL RUSSEL METALS INC. RUS RY CANADIAN MINT ETR MNT RY CANADIAN MINT USF MNT.U RY CDN MINT-SIL ETR MNS RY CDN MINT-SIL USF MNS.U

Description Symbol SANDSTORM GOLD LTD. SSL SANDVINE CORP J SVC SAPUTO INC. SAP SAVANNA ENERGY CORP. SVY SCITI TRUST TRANS UN SIN.UN SEABRIDGE GOLD INC J SEA SEARS CANADA INC SCC SECURE ENERGY SERV J SES SHAW COMM CL B NV SJR.B SHAW COMM CL 2 PR A SJR.PR.A SHAWCOR LTD. SCL SHERRITT INT'L CORP S SHOPPERS DRUG MART SC SIERRA WIRELESS SW SILVER BULLION UN SBT.UN SILVER BULLION US SBT.U SILVER STANDARD RES SSO SILVER WHEATON CORP. SLW SILVERCORP METALS J SVM SIRIUS XM CDA A SV J XSR SNC - LAVALIN GROUP SNC SOLIUM CAPITAL INC J SUM SPROTT INC. SII SPROTT PHY GLD UN US PHY.U SPROTT PHY SILVER US PHS.U SPROTT RESOURCE CORP SCP SPROTT STGY FIXED UN SFI.UN STANTEC INC. STN STELLA-JONES INC. SJ STILLWATER MINING US SWC.U STRAD ENERGY SERV J SDY STUDENT TRANSPORT STB SUN LIFE FIN INC. SLF



Description Symbol SUN LIFE FIN PR A SLF.PR.A SUN LIFE FIN SER2 PR SLF.PR.B SUN LIFE FIN SER3 PR SLF.PR.C SUN LIFE FIN SER4 PR SLF.PR.D SUN LIFE FIN SER5 PR SLF.PR.E SUN LIFE FIN SR6R PR SLF.PR.F SUN LIFE FIN SR8R PR SLF.PR.G SUN LIFE FIN 10R PR SLF.PR.H SUN LIFE FIN 12R PR SLF.PR.I SUNCOR ENERGY INC. SU SUNOPTA, INC. SOY SUPERIOR PLUS CORP. SPB SURGE ENERGY INC. J SGY SYMPHONY FLTGLOAN UN SSF.UN T.D. BANK TD T.D. BANK SER AA PR TD.PR.A T.D. BANK SER AC PR TD.PR.C T.D. BANK SER AE PR TD.PR.E T.D. BANK SER AG PR TD.PR.G T.D. BANK SER AI PR TD.PR.I T.D. BANK SER AK PR TD.PR.K T.D. BANK SER O PR TD.PR.O T.D. BANK SER P PR TD.PR.P T.D. BANK SER Q PR TD.PR.Q T.D. BANK SER R PR TD.PR.R T.D. BANK SER S PR TD.PR.S T.D. BANK SER Y PR TD.PR.Y TAHOE RESOURCES J THO TALISMAN ENERGY INC. TLM TALISMAN ENERGY PR A TLM.PR.A TECH LEADERS INCM UN TLF.UN TECK RES CL A MV TCK.A TECK RES CL B SV TCK.B

Description Symbol TEKMIRA PHARM CORP. TKM TELUS CORPORATION T TEMBEC INC. TMB TEMPLE HOTELS INC. TPH THOMPSON CREEK METAL TCM THOMSON REUTERS CORP TRI THOMSON REUTER PR II TRI.PR.B TIM HORTONS INC. THI TIMBERCREEK MORTGE A TMC TIMBERCREEK SR MTG A MTG TIMMINS GOLD CORP. J TMM TMX GROUP LIMITED X TOP 20 U.S. DIV A UN TUT.UN TOROMONT INDUSTRIES TIH TORSTAR CL B NV TS.B TOTAL ENGY SERV INC. TOT TOURMALINE OIL CORP. TOU TRANSALTA CORP. TA TRANSALTA SER A PR TA.PR.D TRANSALTA SER C PR TA.PR.F TRANSALTA SER E PR TA.PR.H TRANSAT A.T. CL A TRZ.A TRANSAT A.T. CL B TRZ.B TRANSCAN CORPORATION TRP TRANSCAN CORP PR 1 TRP.PR.A TRANSCAN CORP PR 3 TRP.PR.B TRANSCAN CORP PR 5 TRP.PR.C TRANSCAN CORP PR 7 TRP.PR.D TRANSCONTINENTL A SV TCL.A TRANSCONTINENTL B MV TCL.B TRANSCONTINENTL D PR TCL.PR.D TRANSFORCE INC. TFI TRANSGLOBE ENERGY J TGL



Description Symbol TREZ CAP MTG INVST A TZZ TREZ CAPSNRMTG INV A TZS TRICAN WELL SERVICE TCW TRICON CAPITAL GROUP TCN TRILOGY ENERGY CORP. TET TRINIDAD DRILLING TDG TURQUOISE HILL RES TRQ TWIN BUTTE ENERGY J TBE UNI-SELECT INC. UNS URANIUM ONE INC. J UUU URANIUM PARTICIPATE U VALEANT PHARM INT'L VRX VALENER INC. VNR VALENER INC. SR A PR VNR.PR.A VANGUARD CDN S-T BND VSB VANGUARD FTSE CDAIDX VCE VANGUARD FTSE DEV NA VEF VANGUARD FTSEEMRGMKT VEE VANGUARD S&P500 INDX VFV VANGUARD S-T CRPBOND VSC VANGUARD US TOTMKTUN VUS VERESEN INC. VSN VERESEN INC SER A PR VSN.PR.A VERMILION ENERGY INC VET VICWEST INC. VIC VIRGINIA MINES INC J VGQ VITRAN CORPORATION VTN WAJAX CORPORATION WJX WATERFURNACE ENGY J WFI WATERFURNACE USF J WFI.U WENZEL DOWNHOLE TOOL WZL WEST FRASER TIMBER WFT WESTERN ENERGY SERV WRG

Description Symbol WESTERNONE INC. WEQ WESTJET AIRLINES LTD WJA WESTJET AIRLINE VARY WJA.A WESTON GEORGE WN WESTON GEORGE 1 PR WN.PR.A WESTON GEORGE III PR WN.PR.C WESTON GEORGE IV PR WN.PR.D WESTON GEORGE V PR WN.PR.E WESTPORT INNOVATIONS WPT WESTSHORE TERMINALS WTE WHISTLER BLACKCOMB WB WHITECAP RESOURCES J WCP WI-LAN INC. WIN WINPAK LIMITED WPK XTREME DRILL&COIL J XDC YAMANA GOLD INC. YRI YELLOW MEDIA LIMITED Y YIELDPLUS INCOME UN YP.UN YLD ADVAN CONV DB UN OCV.UN ZARGON OIL & GAS LTD ZAR ZCL COMPOSITES INC ZCL ONLY ON LSERM BECAUSE OCC OPTIONS TRADE AGAINST SECURITY ALLIED NEVADA GOLD J ANV BLACKBERRY LIMITED BB BROOKFLD PPTY LP UN BPY.UN DRAGONWAVE INC. DWI FORTUNA SILVER MINES FVI N.A. ENERGY PARTNERS NOA PRETIUM RESOURCES J PVG QLT INC. QLT



Description Symbol RARE ELEMENT RES J RES TANZANIAN ROYALTY J TNX WALTER ENERGY, INC WLT

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.


Description Symbol ADDITIONS TORONTO STOCK EXCHANGE (TSX) 1ST TRADV SHDUR A UN FSD.UN AASTRA TECHNOLOGIES AAH AIRBOSS OF AMERICA J BOS ARMTEC INFRSTCTURE ARF ATLANTIC PWR EQ PR 2 AZP.PR.B BANK OF N S SR 19 PR BNS.PR.A BIRCHCLIFF ENGY PR C BIR.PR.C BMO LNG FEDERAL BOND ZFL BMO MID FED BND INDX ZFM BMO S&P/TSX LADPR UN ZPR BMO S&P500 IDXCAD UN ZSP BMO S&P500 IDX US UN ZSP.U BONNETT'S ENERGY BT BROOKFLD ASSET PR 37 BAM.PF.D BROOKFLD OFFICE PR V BPO.PR.X BROOKFLD OFFICE PR W BPO.PR.W BROOKFLD OFFICE PR Y BPO.PR.Y BROOKFLD RENEW PR 3 BRF.PR.C CALIAN TECHNOLOGIES CTY CARGOJET INC. CJT CARGOJET INC. VV CJT.A CATHEDRAL ENGY SERV CET CDN UTIL 2NDSR DD PR CU.PR.G CERVUS EQUIPMENT CVL CIPHER PHARMA J DND CRIUS ENERGY TR UN KWH.UN DEANS KNIGHT CORP. DNC DUNDEE CORP 1ST PR 4 DC.PR.C

Description Symbol ADDITIONS EMERA INC. SER E PR EMA.PR.E ENBRIDGE SER 3 PR ENB.PR.Y FAM REIT UN F.UN GLV INC. CL A SV GLV.A GLV INC. CL B MV GLV.B HOLLOWAY LODGE CRP J HLC HORIZON NATGAS BR+UN HND HUDSON'S BAY COMPANY HBC INDIGO BOOKS & MUSIC IDG ISHARES GLBLRLEST UN CGR ISHARE GLBLRLEST ADV CGR.A ISHARE US IG CORPBND XIG ISHARES JAPFNDMNT UN CJP ISHARES JAPFNDMNTLAD CJP.A ISHARES UTILITIES UN XUT ISHR SIL BUL HDGD UN SVR ISHR SIL BUL NN-HDGD SVR.C KEG ROYALTIES FND UN KEG.UN KP TISSUE INC. KPT LIGHTSTREAM RES LTD LTS LOGAN INT'L INC. LII MAGELLAN AEROSPACE MAL MANULIFE FIN SR13 PR MFC.PR.K MEDIAGRIF INTERACTV MDF MIDDLEFLD CAN-GLB UN RCO.UN NOVADAQ TECH INC. J NDQ PATHFINDER CONVRT UN PCD.UN PICTON MAHONEY A UN PMB.UN PWRSHR FTSE RAFI CDN PXC PWRSHR LOWVOL CH IDX ULV

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.


Description Symbol ADDITIONS REGAL LIFESTYLE J RLC ROI CDN MTG INCM UN RIL.UN ROI CDN RL EST UN RIR.UN ROI CDNHIINCM MTG UN RIH.UN RY CDN MINT-SIL ETR MNS RY CDN MINT-SIL USF MNS.U SILVER BULLION UN SBT.UN SILVER BULLION US SBT.U TOP 20 U.S. DIV A UN TUT.UN TREZ CAPSNRMTG INV A TZS VANGUARD CDN S-T BND VSB VANGUARD S&P500 INDX VFV VANGUARD S-T CRPBOND VSC WATERFURNACE ENGY J WFI WATERFURNACE USF J WFI.U WENZEL DOWNHOLE TOOL WZL XTREME DRILL&COIL J XDC YELLOW MEDIA LIMITED Y

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.


Description Symbol DELETIONS TORONTO STOCK EXCHANGE (TSX) 1ST ASSTCDNDIVOP2 UN DVF.UN ALEXCO RESOURCE J AXR ALMADEN MINERALS AMM ASTRAL MEDIA CL A NV ACM.A ASTRAL MEDIA CL B SV ACM.B AURIZON MINES J ARZ AUTOMODULAR CORP AM AVALON RARE METALS J AVL BALLARD POWER SYS BLD BANRO CORPORATION J BAA BLACKPEARL RES INC J PXX BMO JUNIOR GOLD ETF ZJG BMTC GROUP CL A SV GBT.A BROOKFIELD EQTY PR 1 BRF.PR.A BROOKFLD ASSET PR 21 BAM.PR.O CAPSTONE MINING J CS CARDIOME PHARMA CORP COM CDN REIT INCM FND UN RIU.UN CENTERRA GOLD INC. CG CERES GLOBAL AG CORP CRP CML HEALTHCARE INC. CLC COASTAL CONTACTS INC COA COLABOR GROUP INC. GCL CONTINENTAL GOLD J CNL COPPER MOUNTAIN J CUM DENISON MINES CORP DML DETOUR GOLD CORP J DGC DIVIDEND SELECT 15EQ DS

Description Symbol DELETIONS DUNDEE CORP 5% PR 1 DC.PR.A ENTREE GOLD INC. J ETG EXETER RESOURCE J XRC FIRSTSERVICE USF PR FSV.PR.U FORTIS INC. SUBS REC FTS.R FORTIS INC. 1ST PR C FTS.PR.C GABRIEL RESOURCES J GBU GENERAL DONLEE CDA GDI GOLDEN MINERALS J AUM GOLDEN STAR RESOURCE GSC GOODMAN GOLD TR UN CMP.UN GT PANTHER SILVER J GPR GUYANA GOLDFIELDS J GUY HORIZON BETAGLD BULL HGU HORIZON COMEXSLVR BL HZU HSBC BANK CL 1 PR E HSB.PR.E INMET MINING CORP. IMN INT'L MINERALS J IMZ INT'L TOWER HILL J ITH ISHARE MSCI WORLD UN XWD ISHARES BRIC INDX UN CBQ ISHARES BRIC ADV UN CBQ.A IVANHOE ENERGY INC IE JAGUAR MINING INC. J JAG JOVIAN CAPITAL J JOV KEYREIT UN KRE.UN KIRKLAND LAKE GLD J KGI LEGUMEX WALKER INC. LWP LEON'S FURNITURE LTD LNF

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.


Description Symbol DELETIONS LONE PINE RES INC. LPR LULULEMON ATHLETICA LLL LYDIAN INT'L ORD J LYD MAN GLG EMERG MKT UN EMY.UN MANULFE STGYOPPOR UN MSO.UN MBAC FERTILIZER J MBC MCEWEN MINING INC. J MUX MONEDA LATAMFXD A UN MLF.UN N.A. PALLADIUM LTD. PDL NIKO RESOURCES NKO OCEANAGOLD CORP. OGC OTELCO INC. IDS UN OTT.UN PARAMOUNT GOLD&SIL J PZG PETROBAKKEN ENERGY PBN PRECIOUS MTL&MINE UN MMP.UN PREMIER GOLD MINES J PG PRIMARIS RETAIL UN PMZ.UN RAINY RIVER RES J RR RESVERLOGIX CORP. J RVX REVETT MINERALS J RVM RICHARDS PCKNG UN RPI.UN RICHMONT MINES RIC RIO ALTO MINING J RIO ROYAL BANK PR SER AH RY.PR.H RUBICON MINERALS J RMX SEMAFO INC. J SMF SENTRY PRIME METAL A PME SMART TECH INC A SV SMA SOFTCHOICE CORP SO

Description Symbol DELETIONS SOUTHGOBI RES LTD J SGQ SPYGLASS RES CORP. SGL SWISHER HYGIENE INC. SWI TAG OIL LTD. J TAO TASEKO MINES LTD. TKO TRANSATLANTIC PETE J TNP TRIMAC TRANSPORT A TMA URANERZ ENERGY J URZ VISTA GOLD CORP VGZ



Eligibility Criteria For the selection of securities eligible for a reduced margin rate, the securities must meet the following criteria.

General Inclusion Requirements Price volatility measures Calculated price volatility margin interval <= 25%

Market value per share >= $2.00 per share

Liquidity measures Dollar value of public float greater than $50 million Average daily trade volume for each month in the quarter >= 10,000 shares per day for at least two out of

the three months in the quarter OR

An equivalent average daily traded value amount for each month in the quarter ended >= $500,000 per day [to accommodate high price securities]

Listing requirements Listed on a Canadian exchange for six months OR

Listed on a Canadian exchange less than six months, with: Market value per share >= $5.00 per share Dollar value of public float greater than $500 million; and In the discretion of IIROC staff, the issuer company is in an industry sector known for low price volatility

Other Inclusion Requirements A new security listing resulting from an issuer reorganization that: is substantially the same as a previous security listing, has a combined calculated price volatility margin interval for the old and the new listings of <= 25%; and meets all the other General Inclusion Requirements for ongoing listings. For the purposes of this requirement, the term “substantially the same” means a new security listing that represents between 80% and 120% of the public float of a previous security listing.

A Canada/United States inter-listed security against which options issued by The Options Clearing Corporation are traded. A security that is senior to a security that meets the General Inclusion Requirements or Other Inclusion Requirements above, or is a

related common security from that same issuer.

List of Securities Eligible for Reduced Margin · ALTIUS MINERA. 1ST TRADV SHDUR A UN FSD.UN 5N...

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