Assumptions: Life is monophyletic Biological entities (sequences, taxa) share common ancestry
Life quality vs the ‘quality of life’:: assumptions underlying prospective quality of life...
Transcript of Life quality vs the ‘quality of life’:: assumptions underlying prospective quality of life...
Life quality vs the `quality of life':assumptions underlying prospective quality of life
instruments in health care planning
Tom Koch*
University of British Columbia, Department of Geography, 1984 West Mall, Vancouver, BC, Canada V6T 1Z2
Abstract
Quality of Life is a broad construct used in health planning, health economics, and medical decision-making. It is
also a term that has a long currency in social and sociological literatures. This paper considers the assumptionsunderlying prospective QL instruments in an historical and contemporary context. It argues that as a tool in healthplanning and in clinical decision making life quality as a measurement has its origins in the early eugenics literatureand the social policies that derived from it in ®rst North America, the primary focus of this paper, and later in
Europe. Reference to narrative and social literatures, as well as those involving coping and adaptation, are thenused to critique the assumptions underlying this class of QL instruments. It concludes that to the degree nowcurrent prospective instruments re¯ect a purely physical perspective of ``disease burden'' irrespective of social
conditions they create a context that works against life quality, and in some cases, the continuance of persons withphysical di�erences. 7 2000 Elsevier Science Ltd. All rights reserved.
Keywords: ALS; DALYs; Disability; Eugenics; Euthanasia; HeaLYs; Quality of Life; QALYs
``Quality of life'' (QL) has replaced ``sanctity ofhuman life'' (SL) as the critical value dominatinghealth care and health decision making in North
America (Koch, 1998a). The Sanctity of Human LifeDoctrine asserted that human life is sacred in someunique and special sense (Somerville, 1996). Axiomati-cally, therefore, life was not to be merely maintained
but wherever possible to be nurtured. A fundamentallycommunal value, the SL doctrine argued for the in-clusion of all members of the human community irre-
spective of a person's deviation from the norm. QL
constructs are individualistic and speci®c rather thangeneral and communal, however. Their concern is notwith life itself but instead with a certain standard of
life typically de®ned as an individual or class's adher-ence to or deviation from a ``normal'' physical (or cog-nitive) standard. Where quality of life is perceived byone or another standard as deviant, treatment may be
either withheld or limited. Where it is deemed at leastpotentially acceptable, aggressive treatment will beapplied.
E�ectively, this retrenches the Sanctity of Life's cir-cle of protection, excluding lives deemed unlivablewhere not unworthy by one or another clinical stan-
dard. Given the older doctrine's longevity (Singer,1995, p. 1), and the relative newness of its replacement,
Social Science & Medicine 51 (2000) 419±427
0277-9536/00/$ - see front matter 7 2000 Elsevier Science Ltd. All rights reserved.
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* Tel: +1-604-714-0348; fax: +1-604-822-6150.
E-mail address: [email protected] (T. Koch).
the rapid and widespread acceptance of QL as a stan-dard in medical ethics, care, and health planning is
remarkable.Assessing this change is di�cult because QL is a
broad concept with a range of both clinical and social
meanings that appear, at times, contradictory. Instru-mentally, a class of generally proscriptive and oftenutilitarian health planning tools shares the QL title
with others that are descriptive and ethnographic.Writings concerning proscriptive tests in health plan-ning and health economics rarely take into account the
more socially descriptive, socially-grounded literatureson life quality, which in turn rarely consider criticallythe prospective instruments of health planning. Indeed,as Shakespeare points out (1998), physical impairments
are often separated from social concerns in ``disability''theories. But prospective tests make a number ofassumptions about the ``disease burden'' attending to
physical and cognitive ``disabilities''. And yet, decisionsresulting from proscriptive QL instruments de®netreatment parameters and thus the lives and life qual-
ities of persons with diagnosed limits. Physical realitiesand the prognosis of this or that condition are suppo-sedly the basis of the proscriptive instruments that in
turn de®ne those parameters, etc.To understand this apparent divide and its rami®ca-
tions it is useful, perhaps, to review the history of QLconstructs in health care. An understanding of the
broad construct's social and clinical origins will hope-fully permit an informed assessment of currentlyaccepted, typically proscriptive health planning instru-
ments. While a complete review is clearly beyond thelimit of this or any other single paper, the intent is tolocate currently accepted QL constructs common to
health policy and analysis within a social and historicalcontext. The argument that results suggests that pro-spective quality of life instruments common to healthplanning, and often to more general medical decision
making in problematic cases, may measure somethingvery di�erent from the necessary life quality of individ-uals living with chronic physical di�erences.
An historical perspective
As a general clinical perspective, QL assumptionswere introduced early in the 20th century by advocates
of the eugenic movement in the United States. Thegeneral argument was that some persons were so dis-abled their deaths were socially preferable to their con-
tinuance. Eugenics could mean judging both who was``better-not-born,'' and deciding who was ``better-o�-dead'' (Pernick, 1996, 15). While most early public
cases addressed the ``feebleminded'' and the severelydisabled (infants with hydrocephalus, for example), asense of esthetics Ð of disgust for deviation from the
norm Ð was a central facet in its development. As an
early and public proponent of eugenics and infanteuthanasia argued, ugliness deprived the ``defect'' of``its humanity and justi®ed depriving it of its life'' (Per-
nick, 1996, p. 64). Used in this manner, QL was adescriptive assessment made by medical personnelbased on the presumed life patterns that would result
from one or another chronic condition. Modern var-iants of this argument have been used to justify the
passive euthanasia of infants with chronic disorders,most famously, perhaps, infants with Down syndromelike Baby Ross and Baby Doe (Lantos, 1987; Koch,
1998a, chap. 2).Through the early decades of the 20th century a
strongly economic rationale combined with clinical aes-thetics to create a systematic argument for non-treat-ment of those whose physical and cognitive abilities
di�ered from the norm. The result was that personswith physical limits or cognitive challenges were seenas both a drag on the national economy, and in many
cases, potential carriers of traits that were deemedsocially undesirable and clinically avoidable. The
resulting policies had broad implications. In the UnitedStates, for example, the US Supreme Court decisionBuck v Bell permitted the forced sterilization of women
believed to be genetically inferior (Buck v. Bell, 1926)and thus socially insupportable. The argument was
that to do less would be to permit the mentally feebleand socially un®t to pass on their de®cits to futuregenerations, thus burdening an advancing society.
A process had taken hold in which descriptiveassessments based upon physical di�erence, clinicalaesthetics, and social values combined to create a pro-
gressive measure of worthy versus unworthy life. Whilethe United States was an early leader in a eugenic
movement distinguishing worthy and unworthy peoplebased on physical deviation from the norm, the move-ment reached its apotheosis in Germany during the
Third Reich. There ®rst the euthanasia, and later, thetermination of persons with a variety of physically dis-
tinguishing conditions was lauded and promoted as asocial good (Burston, 1991). The social cost of personsdeemed ``unworthy'' by reason of physical defect Ð
``dead weight existences'', as they were called by in¯u-ential writers in this area (Binding & Hoche, 1926) Ðeventually resulted in the Wannsee Protocol. The argu-
ment was both clinical and economic: the `unworthylife' was not only physically dependent and thus
socially (and perhaps personally) distasteful, but alsoby de®nition unable to repay society's cost of care. AsGould noted (1981), this perspective ultimately de®ned
the Third Reich's ``®nal solution'' for the physicallyun®t and the socially undesirable. The protocol thusexpanded the de®nition of an unworthy life (one with
inferior life quality) from classes of individuals withspeci®c physical disorders to physically healthy groups
T. Koch / Social Science & Medicine 51 (2000) 419±427420
whose continuance was deemed socially and economi-
cally unsupportable generally (Gypsies, Jews, etc.).Since World War II, judgments of the ``worthy'' life
have been replaced by discussions of life quality based
on the assessment of an individual's physical and cog-nitive attributes. While the language is di�erent, the
result has often been the same. As Pueschel notes, thegeneral assumption has been that ``Persons with Downsyndrome, for example, are socially nonproductive and
exist with a limited life potential that does not meetthe minimal requirements for existence. As a result,their lives are ®lled with su�ering and frustrations''
(Pueschel, 1989, p. 99). The assumption that some per-sons might be ``better o� dead'' based on their pre-
dicted quality of life underlay debate over terminationof Down syndrome infants like Baby Ross and BabyDoe (Lantos, 1987). It also underlies discussions of
medical ``futility'', an argument for non-care of bothpatients whose chronic illness a�ects self-awareness(Brody, 1992), and in other contexts, self-aware
patients with progressive neurological conditions.Finally, the use of ``good eugenics'' in the arena of
genetic testing is seen by some as a method of screen-ing out physically undesirable persons before birth(Shakespeare, 1998). That these trends recast elements
of early, 20th century eugenics in the high fashion oflater, 20th century language is something typicallyignored by those arguing the application of prospective
QL measurements as a ``practical policy issue'' (Per-rett, 1992, p. 186).
A second and distinct quality of life literature devel-oped in the 1920s with a very di�erent focus. In it amore general de®nition of life quality was used to con-
sider the general life of a community, and of individ-uals in that community. From this more descriptiveperspective, life quality was taken as a general measure
of the lived life within both speci®c communities (com-munities de®ned on the basis of class, physical charac-
teristics, linguistic or ethnic allegiance) and thecommunity-at-large. Broadly descriptive and moresocial than clinical, the intent was to describe the qual-
ity of socially constructed life in a community and touse that description to address social concerns.
Inheritors of this legacy included Campbell and hisassociates, who in the 1970s, wrote in¯uentially on``the quality of American life'' (Campbell, Converse &
Rogers, 1976). More recent work in this vein hasextended this social conception of life quality at thecommunity level (see, for example, Brown, Raphael &
Renwick, 1997; Dennis, Williams, Giangreco & Clo-ninger, 1993). This social and sociologically based
work contributed to an increased interest by someresearchers in the quality of life resulting from chronicand physically limiting conditions. This work has
rarely served, however, either to inform or critique theprospective instruments used in North American health
economics and health planning. Indeed, the applicationof a social perspective has had sometimes unforeseen
consequences in clinical situations.In 1977, for example, physician Anthony Shaw
introduced a QL formulation that attempted to de®ne
a meaningful existence as a balance between social sup-port, the potential for interpersonal relationships, andphysical function (Shaw, 1977). What was a non-quan-
titative attempt to consider the relation between socialand physical elements a�ecting the potential life qual-ity of fragile infants was seized upon by others as a
substantive, predictive guide in clinical situations(Shaw, 1988). To his dismay, Shaw's general formu-lation was applied as a triage technique separating chil-dren for whom treatment should be given from those
for whom it might better be withheld (Gross, 1983).What began as a general description of the relationbetween social and clinical elements in assessing both
present and potential life quality became a ``life ordeath formula'' used to separate those deemed worthyof care from those assumed to be unworthy of con-
tinuance (Hento�, 1984).In the late 1980s, the transformation of general,
non-quantitative social observation into prospective,
quantitative instruments continued as a utilitarian-based perspective became increasingly accepted inhealth care planning. Generally accepted in a range ofeconomic and planning venues (Schoemaker, 1982),
the use of this class of prospective, utilitarian instru-ment became increasingly common in both healthplanning and clinical studies (Feeny, 1989). By 1990, a
review of the health care-related QL literature revealedincreasing attention to prospective utilitarian measuresin a literature earlier dominated by descriptive clinical
assessments (Spilker et al., 1990). The acceptance ofproscriptive and generally utilitarian assessments toorder care and resources for patients with chronic dis-orders paved the way for the contemporary class of
QL instruments that permit little attention to the com-plex social contributors to the life quality of personschronic and physically limiting conditions.
QL constructs
The result has been an increasing reliance in healthcare planning, and medical decision making generally,
on quantitative and prospective, health-related QLinstruments (Frisch, 1994; Testa & Nackley, 1994).Their direct concern is not life quality of persons with
chronic conditions but the use of one or another QLconstruct to advance health planning in a context ofscarcity. To this end these instruments purport to
measure potential life quality in the face of disability.These have in turn generated methodological commen-taries on the applicability of one or another QL index
T. Koch / Social Science & Medicine 51 (2000) 419±427 421
and its potential utility in assessing one or another tar-
get group (Testa & Nackley, 1994; Guyatt, Bombardier& Tugwell, 1986) and the potential of that group's QL.Across the class, it is axiomatically assumed these
future-oriented, quantitative tools ``can be applied toindividuals or to population groups to determine theimpact of a particular disease, to work out the e�ects
of an intervention, or to compare areas, populations,or socioeconomic groups'' (Hyder, Rotlant & Morrow,
1998, p. 196).The best known of these instruments include: qual-
ity-adjusted life years (QALYs ) (Baldwin, Godfrey &
Propper, 1990; McDowell & Newell, 1996), disability-adjusted life-years (DALYs) (Murray, 1994) and
health-adjusted life-years (HeaLYs) (Hyder et al.,1998). All share at least three axiomatic assumptions.First, that an individual or group's life quality can be
described in a rigorous manner based solely on thepresence or absence of physical conditions deviatingfrom those of the normal population. Secondly, that
future life quality can be accurately predicted solely onthe basis of current physical condition irrespective of
social values or context. Finally, predictive instrumentsassume that positive life quality can not be achieved inthe presence of physical de®cits. ``This approach uses
the pathogenesis and natural history of disease as theconceptual framework for assessing morbidity andmortality and of interpreting the e�ects of various
interventions'' (Hyder et al., 1998, p. 196).In short, the old eugenic assumption transformed
into a post-war clinical argument is now returned associal science fact: (1) Positive life quality is de®ned bythe absence of physical de®cits. (2) Reduced life quality
necessarily follows upon the fact of their presence. Lifequality can be measured and predicted based on thelevel and nature of physical di�erence. (3) The neces-
sity of this approach is economically demonstrable.Since ``rationing of health care resources is a fact of
life'', allocative approaches leading to ``the most healthfor the money'' are required (Hyder et al., 1998, p.196).
All QL instruments adhering to these axioms ``beara hidden negative assumption that what is important
about a person is his or her injury, disease, de®ciency,problem, need, empty half'' irrespective of other poten-tially compensatory considerations (McKnight, 1994,
p. 25). One can not therefore simultaneously be dis-abled and healthy (Albrecht & Devlieger, 1999). Nor,in theory, can persons with physical conditions deviat-
ing negatively from the social norm claim a positivelife quality. The logical conclusion often drawn is that
monies should be spent ®rst for those persons whoseconditions are correctable and whose return to physicalnormalcy will result in working citizens with an accep-
table life quality.One result has been the default assumption that
euthanasia is an appropriate and logical response tochronically limiting physical conditions. In both aca-
demic and popular culture, euthanasia and physicallyassisted suicide are often advanced for individuals withchronic conditions that diminish their capacities
(Koch, 1996). In North America the support of phys-ician Jack Kevorkian's euthanasia practice exempli®esthis trend. That few of his patients were terminally ill,
or that their desire for death might re¯ect both socialinattention and inferior treatment is a subject that hasengendered almost no discussion (Koch, 1998c). But if
we are our limits, those who will as a result of theirphysical conditions progressively diverge from thenorm should be allowed if not encouraged to die (for areview see, Dworkin & Bok, 1998). A potentially rich
life despite restrictions is, in this formulation, notmerely unconsidered but inconceivable.And yet, people with chronically limiting conditions
often report a positive life quality (Albrecht & Devlie-ger, 1999). Implicitly, this represents a challenge to theaxioms of prospective QL constructs. If the life quality
of those living with physical di�erences is in fact farbetter than what such instruments or assessmentswould predict, the assumptions underlying those
instruments must be reconsidered. To the extent thoseinstruments allocate resources elsewhere in society theymay, in fact, create a context of inferior life quality bydenying support to persons with physical di�erences.
Here we brie¯y review the literature surround the lifequality of persons with chronic physical challenges asa way to more broadly consider the assumptions
underlying QL instruments in health care and plan-ning. To what degree are assumptions of diminishedlife quality based upon physical di�erence supported
by the reports of persons living with those di�erences?
Surrogate perceptions
``The external determination of a diminished or
unacceptable life quality is often not shared by the per-son whose life is being judged'' (Cella, 1992). Qualityof life determinations by normal, healthy persons tend
to re¯ect the prejudice, fear, or concerns of the obser-ver, not those of the person whose lived existence isbeing judged. Thus, ``It often happens that lives whichobservers consider of poor quality are lived quite satis-
factorily by the one living that life'' (Jonson, Siegler &Winslade, 1982, p. 111). This is true whether the obser-ver is a ``professional'' Ð physician, nurse, or home
aide Ð or an ``informal'' surrogate from the individ-ual's family (Sprangers & Aaronson, 1992).For example, only 18% of Emergency Room pro-
fessionals surveyed believed traumatic spinal cordinjury patients could achieve an acceptable life quality.This contrasted sharply with positive life valuations
T. Koch / Social Science & Medicine 51 (2000) 419±427422
reported by 92% of the persons who had survivedspinal chord injury (resulting in long-term disability)
(Gerhart, Koziol-McLain, Lowenstein & Whiteneck,1994). Similarly, family caregivers for persons usingarti®cial breathing apparatus seriously underestimated
the life satisfaction of the respirator dependent people,surveyed independently, whose lives they shared (Bach& Campangolo, 1994). Simply, surrogate judgments
often do not accurately re¯ect patient preferences(Covinsky et al., 1996).Even where quality of life data is based upon sur-
veys of persons with disabilities, that data remains sus-pect. Where surveys and questionnaires begin with theassumption of ``disease burden'' and a medical modelof life quality, the assumptions of those positions Ð
not the individual's state Ð is often what is typicallymeasured. The questions asked and the tenor of theirpresentation de®ne the parameters of the data while
limiting the potential for survey population response(Gurbrium, 1995). It is a dialogue with only onespeaker, one in which apparently rich response can
only match the questions. The interplay betweenassessed and assessor is, as another researcher lamen-ted, rare considered critically (White, 1994).
Where a diminished life quality is reported, it mayresult not from the limits of a chronic condition but,instead, the extraordinary stigma under which persons-of-di�erence often labor (Powell & Lowenstein, 1996).
Simply, a self-reported inferior life quality may resultnot solely from the underlying physical condition con-sidered by proscriptive QL instruments but from a per-
ceived social censure of people who are presumed tobe ``useless'' and a drain upon communal resources.As Miller points out, the isolation that often follows
upon the lack of social support for persons withchronic de®cits has been a critical element in a numberof legal cases involving disabled persons and euthana-sia (Miller, 1993). In a recent report, for example, a
woman with chronic heart disease described her neigh-bors' reaction to home visits by a homemaker and aphysician. ``Some of my neighbors say, `Why do you
have a homemaker? Why does your doctor come tothe house?' They think this is costing them a lot ofmoney in, you know, in taxes'' (Koch, 2000). Her pain
at this censure was evident.
Narrative literature
In sharp contrast to the current literature on life
quality and disease burden in health economics andhealth planning, an evolving qualitative literatureevokes and at times celebrates the often richly textured
life of persons with physically limiting conditions, andthe lives of the companions who facilitate their physi-cally limited lives. This body of work, part of the evol-
ving ``disability rights'' literature, o�ers insights into
the emotionally complex and often socially integratedtexture of life quality in the context of physical andcognitive limits. In the arena of aging, for example,
much of this writing has centered on the richly inter-personal relationship existing between fragile seniorand his or her adult caregiver (Koch, 1990, 1993,
1998b; Roth, 1991; Ignatie�, 1991). This literatureincludes both patient-generated and researcher-assisted
narratives describing the lives of both fragile seniorsand their caregivers. Its general conclusion is that theappearance of diminished life quality Ð of un-health
in the context of geriatric limits Ð obscures a set ofpowerful and worthwhile interpersonal and social reali-ties that can not easily be quanti®ed by standard quali-
tative instruments (Koch, 1998a).In an allied genre, persons with severe neurological
impairments themselves argue the potential of a self-perceived strong life quality in the context of extremephysical limits. In some cases this literature is autobio-
graphical. In others, it is the work of writers and socialscientists involved with the neurologically impaired. In
either case, the underlying clinical conditions include,in a partial list, poliomyelitis (Kaufert & Lockert,1988; Kaufert & Kaufert, 1984) , multiple sclerosis
(Koch, 1998b) Lou Gehrig's Disease (AmyotrophicSclerosis) (Young, Marshall & Anderson, 1996) and``locked in syndrome'' (Bauby, 1997). Countering a
central axiom of QL constructs (Albrecht & Devlieger,1999), these writings insist one may have a very accep-
table life quality despite even the most severe physicallimitation.In North America, the distance between standard
assumptions concerning life quality and the reality oflife with restrictions has focused in recent years on thelives of persons with Amyotrophic Lateral Sclerosis,
ALS. Made famous as the disease of physicist and cos-mologist Stephen Hawking, the dramatic physical
limits resulting from this progressive, chronic, neuro-logical condition has made it, for some, the very de®-nition of not merely the limited but more precisely the
unworthy life (Young & McNicoll, 1998). In 1996, forexample, two researchers argued in The Lancet thateuthanasia should be introduced ®rst for those with
neurological conditions like (fulminating) MS andALS that de®ne unacceptably limited life qualities
(Mason & Mulligan, 1996). Simply, the physical limitsresulting from these conditions are so severe that deathis presumed to be preferable to the resulting restricted
life. This was the argument advanced in law by aCanadian woman with ALS (Rodriguez v. BritishColumbia, 1993) seeking a ``right'' to euthanasia.
Why not? If there is a burden to disease, ALS has it.In the normal course of the illness, patients move from
numbness to a growing paralysis culminating in a res-piratory crisis requiring permanent ventilation. Survi-
T. Koch / Social Science & Medicine 51 (2000) 419±427 423
val at this stage of the illness means near total physicaldependence, a state re¯exively assumed to be insuppor-
table (Koch, 1996). It is not surprising, therefore, thatJack Kevorkian self-consciously sought a person withthis disease as the subject of his ``initial event'' after
the passage of Michigan's ban on assisted suicide(Marker, 1994). It virtually assured public sympathyfor termination of a life so restricted physically as to
be regarded generally as insupportable. Given the gen-eral QL assumptions, it was perhaps inevitable thatKevorkian's ``practice'' was heavily slanted to patients
with ALS (Young & McNicoll, 1998) and other neuro-logically limiting conditions (Koch, 1998c).And yet, some ALS patients who have written about
or publicly discussed their condition argue a very
di�erent view. For those with communicative devices,familial support, and often work, the restrictive con-dition has been a ``life enhancing condition'' (Gold-
blatt, 1993), an ``an adventure in life'' and a tool forspiritual exploration (Young & McNicoll, 1998). Whilethe life style it dictates demands a way of being di�er-
ent from the norm, a necessarily inferior life quality isnot the inevitable result. The physically restricted lifedemands instead a perspective that may itself o�er sig-
ni®cant rewards. It is, one writer with ALS says, ameans of being whose physically enforced temporequires a detailed and focused perspective that is itselfextraordinarily rich and rewarding (Graves, 1997).
This is not to deny the real and in many way cata-strophic a�ects of a condition causing extreme physicallimitations. We are physically embedded (Post, 1993,
pp. 3±4) and that physicality creates realities and dis-tinctions that de®ne an individual's context. Nor do Isuggest that all those with ALS ®nd its a�ects an
experiential boon. To the degree the e�ect of this orother physically restrictive conditions may be mitigatedby other factors, however, the ``disease burden'' itselfis diminished. To the extent the self-perceived quality
of life of a person with such di�erences is good, theassumption of a quality-of-life instrument based solelyon a ``disease burden'' is necessarily questioned.
Accommodation
By equating life quality with physical normalcy,prospective QL instruments generally Ð and utilitar-ian-based instruments speci®cally Ð ignore the
degree to which people successfully adapt to a lifewith physical restrictions. A generation ago, Sackscalled the process of accommodation to chronicallylimiting conditions, ``the least discussed, the least
understood, the most mysterious of phenomena''(Sacks, 1982, p. 35). In recent years, this literaturehas advanced, however, and its applicability to the
self-reported, positive life quality of persons withchronic conditions is being considered. In a recent
article it was, for example, applied to the ``positivelife experiences'' also reported ``against all odds'' bypersons with ALS (Young & McNicoll, 1998).
Successful accommodation to changes in one'sphysical status Ð or the physical status of a lovedone Ð proceeds in a manner that is well de®ned
and typically dependent on a set of cultural, inter-personal, and social factors. Based on a generalcognitive theory of stress and coping (Folkman,
Chesney, McKusick, Irsonson, Jonshnson & Coates,1996), accommodation includes a ``cognitive reap-praisal'' (Wethington & Kessler, 1991) and refram-ing of one's life history and goals (Cohen &
Mount, 1992) if one is to ``construe bene®ts fromadversity'' (Young & McNicoll, 1998, p. 41).I have elsewhere argued a similar pattern of
change is evident whenever a change Ð physical,marital, social, or spiritual Ð fundamentally altersa person's life style (Koch, 1998b). Returning to a
positive life quality in all such cases requires,among other things, an acceptance of permanentchange, a life review, and a reordering of personal
priorities. Often, a signi®cant step in adapting to aphysical di�erence is acknowledging the fundamentalinterdependence we are assumed to share (Etzioni,1988, pp. 4±5), as opposed to the independence
western culture advances as a primary value.Because health-related QL measurements typicallyfocus solely upon both the individual and the physi-
cal without concern for the communal and thesocial, they generally ignore the potential of accom-modation and adaptation.
In this context it is important to recognize the fre-quency with which persons with chronic illnesses willchange their de®nitions of life quality, and as a result,alter positions they held in normalcy. In one recent
study of AIDS patients, for example, about one-fourthwho had completed advance directives changed theirminds about life-sustaining treatment over a four-
month period (Weissman et al., 1999). Of participantswho initially said they would want cardiac resuscita-tion, 23% later decided to forego it. Conversely, 34%
who initially said they would decline this care latersaid they would accept it. More generally, across theexperiential and narrative literatures people discover
the lived reality of a physically restricted life is basedupon the complex mediation of personal values andsocial circumstances whose reality cannot be predicted.The interrelation of social context, emotional adap-
tation and changing individual perspectives representsa complex process typically ignored by one-dimen-sional instruments attempting to assess and then pre-
dict the life quality of a person with a chronic andphysically debilitating condition.
T. Koch / Social Science & Medicine 51 (2000) 419±427424
Social support
Not all persons of di�erence successfully adapt to
physically limiting, chronic conditions. Some utilize arange of psychological and social coping mechanismspermitting a positive life quality within the context of
physical limits. Others, of course, do not. For thosewho make the transition, however, mitigating thee�ects of even severe physical limits to fashion a self-
perceived ``healthy'' life and rich life quality is a resultof at least three factors. The ®rst is the reality of a per-son's embeddedness, his or her physical and cognitive
condition. The second is the support of immediatefamily members and community support. Principal
caregivers and supportive social support personnel(nurses, physicians, social workers, therapists, etc.)may assure a context in which insupportable disability
becomes merely vexing physical di�erence. Thirdly, ac-commodation demands supportive devices Ð wheel-chairs, mobility vans, communicative devices, etc. Ð
without which a person may be physically and inter-personally isolated. The degree to which their purchaseand subsequent maintenance is socially supported
®nancially will determine in part the degree to whichpractical adaptation to physical di�erence is possibleand a positive life quality may result.
The limits of social support Ð both for familialcaregivers and for the physically restricted person Ðmay create a context in which life quality is indeed
unacceptable and the e�ects of a disease truly burden-some. That ``burden of disease,'' however, sometimes
results not from physical limits alone, but more pre-cisely form their occurrence in a context of minimalsupport (Koch, 1986; Koch, Braun & Pietsch, 2000).
To discuss life quality without attention to social issuesis to ignore the socially as well as physically embeddednature of human life. But to consider the social with-
out attention to the physically embedded nature of theperson is to deny the reality of an individual's physi-cality. It was the entwined nature of the clinical and
social that Shaw ®rst attempted to express in his QLformulation in 1977. The relation between these el-ements is not easily quanti®ed, however. The use by
others of his formulation as a method of simple triagelater caused him real distress (Shaw, 1988).Perhaps the paradigmatic example of an emotionally
and socially successful if physically restricted life isthat of physicist and cosmologist Steven Hawking.
Despite the support of his university, and of the Britishnational medical service, Hawking and his family havebeen very clear about the social and ®nancial needs of
persons with physical restrictions. His most famousbook, A Brief History of Time, was written in part toassure su�cient capital to acquire the necessary sup-
portive materials for a health if physically restrictedlife (White & Gri�n, 1992). Measured by any proscrip-
tive QL construct, his physical restrictions (near com-plete physical paralysis, respiratory ventilation, etc.)
are insupportable. But with familial and professionalsupport, as well as advanced mobility and communica-tive devices, his ``life quality'' is, in his words,
enhanced and not diminished. ``I am certainly happiernow'', he wrote when considering his life pre and post-diagnosis (Hawking, 1993, p. 167).
The ``disability paradox'' (Albrecht & Devlieger,1999) is not that people with physical di�erences reportpositive life quality. It is instead that we praise and
admire those who make social contributions despitephysical limits while assuming life quality can beassessed solely on the basis of physical normalcy.Quadriplegic actor/director Christopher Reeves, Cana-
dian amputee runner Terry Fox, wheelchair athleteslike Canadian Rick Hansen: all are admired for thelives they have led within the context of physical di�er-
ence. And yet, prospective, health related QL con-structs Ð and the culture that supports them Ðassume a restricted life is necessarily less full than one
lived in a state of physical normalcy irrespective of anyother context or condition.
Conclusion
This presents a rather provocative challenge for pub-lic health professionals. If QL instruments based onthe medical model do not adequately acknowledge the
socially useful, intellectually full and interpersonallyrich lives reported by persons like Hawking, theassumptions underlying these instruments must be
reassessed. To the degree that ``disease burden''measures a clinical condition without reference to thesocial context in which it occurs, the resulting assess-ment will be necessarily incomplete.
While some researchers have long considered the re-lation between social contexts and physical realities intheir consideration of the life quality of persons with
chronic conditions, the conclusion of this review is thattheir perspective has been a relatively ine�ectual voicein the history of 20th century medical decision making.
From the eugenics of the early part of the century tothe euthanasia debates that have marked its last dec-ades, QL de®nitions based on physical deviation fromthe norm have dominated deliberations in the arenas of
resource allocation, health planning, and medical de-cision making. This has been especially true whenassumptions of economic scarcity have compelled o�-
cials to reduce spending and focus available resourceson the needs of some groups to the exclusion of others.To the extent that prospective QL instruments are
used in health care planning, those with ``diminishedlife quality'' resulting from chronic conditions willalmost certainly come up short when their needs are
T. Koch / Social Science & Medicine 51 (2000) 419±427 425
weighed against those of a ``healthy'' but ``at risk''population. The prospective tools used to predict life
quality, and the general mechanisms of assessmentsargue for a ``cost-e�ective'' and e�cient approach thathas historically denied the potential of persons whose
physical, cognitive, and social contexts diverge fromthe social norm. In this context the complex andentwined relation between social, familial and physical
elements attending upon di�erence Ð and the litera-tures that describe these relations Ð are typicallyignored in favor of one-dimensional, predictive instru-
ments.Some have argued that dividing people into cat-
egories of acceptable and unacceptable life quality is arational and impartial judgment. ``It is not a moral
judgment we are making, if we think that someone'slife is so empty and unhappy as to be not worth liv-ing'' (Glover, 1997, pp. 52±53). And yet, it is hard to
conceive of any judgment that is more morally andethically embedded. In this literature we become notcommunal persons with histories and potential but the
diseases and conditions with which we coexist. Tojudge our quality of life on the basis of a physical limitor deviation without attention to social context and re-
lation is to make us all unpersons unworthy of supportor attention from those who are in theory dedicated tothe common weal of public health. Morally, we areobjecti®ed and reduced to ciphers of di�erence, ``bur-
dens'' in a community seeking assets for growth. As aresult, the supportive services that might change an``empty'' life of physical restriction into a full life in
the context of di�erence are withheld. It is a tautologyrevealed, one in which di�erence becomes disabilityand issues of social relation (and thus community sup-
port or indi�erence) are extracted from the equation.The result is the ``unworthy'' life of the old-styleeugenics updated, of course, by apparently stringentsocial science measurements.
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