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Transcript of LexCare_Legal & Regulatory Compliance_PPT
LexCare Consultants LLP
Lexcare Consultants LLP
Introduction : LexCare
Lexcare Consultants LLP
A LLP registered under The Limited Liability Partnership Act, 2008 : LLP Identification
Number: AAB-5759. Registered date: 10th June 2013
Incorporated by :
Lawyers : Educated from renowned Law Schools and worked with leading firm like PwC &
Legasis
Chartered accountant & Company Secretary
Human Resource & Law Professional who was associated with renowned Business houses in
senior positions
Thus makes total 40+ years of collective experience in the consultancy and industry
Rich experience in Compliance management across all the major Industries in India including
Oil & Gas, Iron & Steel, Manufacturing, Food & Beverages, Power, FMCG, NBFC, Pharma, etc..
Management Team
Lexcare Consultants LLP
Ravi Uppalapati Amit Dwivedi Amit Pandey Anshuman Singh
B.Com, M.A ( HR),L.L.B Six Sigma- Black Belt
BSL LLB B.Com, MBA, CA, CS BSL LLB
Worked with reputed companies including Reliance Industries Ltd in Human Resources and Legal functions in Top Management position, Having 30+ years rich experience in Industry.
+6 years of experience in Legal & Regulatory Compliances with PwC & Legasis, successfully implemented the Compliance Management system across all industries including:-• Iron & Steel• Oil & Gas• Food & Beverages• Manufacturing• Power• FMCG• Pharma• Construction• Mining
Practicing Chartered Accountant & Company Secretary, actively associated with the legal compliance management.
Since 2009 practicing in Jabalpur High Court, Handling labour, environment compliance issues, also active in compliance management.
Lexcare Consultants LLP
Legal & Regulatory Compliance Solution
Lexcare Consultants LLP
Compliance is Complex?
Threats associated with Non Compliance
Lexcare Consultants LLP
Compliance Management is a complex area for any company due to :
Unique contractual obligations Compliance s related to Municipal &
Gram Panchayat Bunch of compliances related to Human
Resource, Industry Laws, Environment Laws etc
Various Regulators such as Central Government, State Government and Municipal Authorities
Multiple business locations such as Plant, Sales Office, Service Stations, Vendors Locations.
Loss of Reputation and Customer
Confidence
Liability for Directors and Executives
Fines and Imprisonment
Brand Image
Legal Compliance – Issues & Threats
Lexcare Consultants LLP
LexCare brings together its Compliance Management, Process Consulting, Technology teams & Liaison Team to provide a unique solution that:
Creates process driven compliance management framework
Is capable of providing comfort to the stakeholders such as Board, Senior Management,
Regulators and others
Enhances control and visibility into compliance related Operation
Assists maintain and enhance brand reputation
Speedy Implementation
Covers One time compliance, Periodic compliance and also Event Based compliance
Provide practical measures to bridge the gap
LexCare-Compliance Management Solution
Lexcare Consultants LLP
Lexcare Consultants LLP
As-Is analysis & Compliance Checklists
Legal Compliance Audit
Visit to Locations for understanding business
activities
Identifying laws applicable to locations
Identifying provisions applicable under the finalized
list of
laws
Preparing exhaustive compliance checklists
Visit to Locations for understanding business
activities
Identifying laws applicable to locations
Verification of compliance documents to identify the
gaps
Preparation and submission of draft audit report as
required and covers items complied, not complied &
not applicable.
Finalizing gaps with process owners
Submission of final audit report with suggestions
and
recommendations
Presentation of finalized report before the
Management
Periodical audit as per the requirements
Services
Lexcare Consultants LLP
Lexcare Consultants LLP
Development of Compliance Software
Compliance Training
Liasoning & Execution
Documentation
Design consulting and
documentation
to your IT team for developing IT
system for compliance
management
Feedbacks while development
Review and testing of system
Implementation support
Compliance
training
Question &
Answer
sessions on
compliances
Hands on
training
for filing returns
&
maintaining
records &
registers
Understanding
requirements
Providing liasoning
support to do the
compliances
Support to identify
vendor
for liasoning and
fillings
Review of deliverables
of
vendors
Maintaining records
& displays at the
location.
Documentation of
compliance manual &
policies
Services
Lexcare Consultants LLP
Lexcare Consultants LLP
Human Resource
Environment, Health & Safety
Corporate
Tax (Direct & Indirect)
Commercial
Local/Municipal
Industry Specific
Import/Export
Onetime/Preliminary
5 Yearly/2 Yearly
Annual
Half Yearly
Quarterly
Monthly
Fortnightly
Weekly
Ongoing/Daily
Event based/Conditional
High - Where Imprisonment or fine
more
than Rs 50,000/- is involved.
Medium - Fine from Rs. 5,000/- to
Rs.
50,000/-
Low - Fine from Nil to Rs. 5,000/-
Category of Laws Frequencies Risk
Services Covers
Lexcare Consultants LLP
Lexcare Consultants LLP
6+ years of experience of implementing legal & regulatory compliance management system and conducting detailed
compliance audit for various industries including:-
o Iron & Steel
o Oil & Gas
o NBFC
o Food & Beverages
o Manufacturing
o Power
o FMCG
o Pharma
o Construction
o Mining
Experience of conducting detailed legal & regulatory compliance training on Labour Laws, Environment Laws, Industry
Specific Laws etc..
Hands on experience in executing the compliances such as:
o Filling of statutory returns under labour laws
o Maintenance of statutory registers and records.
o Dealing with authorities for managing show cause notices.
Experience Statement
Lexcare Consultants LLP
Intellectual Property Rights Services
Lexcare Consultants LLP
Lexcare Consultants LLP
LexCare brings together its Intellectual Property Rights Management, Patents Consulting, Patent Search & Analysis Team to provide a unique solution that:
Helps you build and manage a strong Patent Portfolio in India and abroad
Helps you identify the intellectual properties created within your organization and judge
the best possible IP protection
Delivers value to IP law firms and organisations that are involved in generating IP.
Speedy execution of Patent Drafting, Searching, Filing and Prosecution projects in quick
turn around time.
Assists maintain and enhance brand reputation.
LexCare-IPR Services
Lexcare Consultants LLP
Lexcare Consultants LLP
Patent Search Services Patent Drafting Services
Patentability Search: To check the patentability of
an invention before applying for patent protection.
Freedom To Operate (FTO) searches: This
search is done to find out existing patents in a given
jurisdiction to mitigate the risks their infringement
before one can take a particular action, like
launching, developing or producing a product.
Validity/Invalidity Search .
Draft Patent Applications (Provisional and
Complete) containing all the aspects of the invention
for which protection is sought.
Preparing Patent Illustrations for Patent
Applications.
Filing Patent Applications in India, and in other
countries like Europe, and US.
Reviewing, finalizing and filing Patent Applications
created in-house by the organization.
Prosecution and maintenance of Patents in India.
Services
Lexcare Consultants LLP
Lexcare Consultants LLP
Design Registration Services
Trademark Services
Technology Landscapes
Other Services
Preparing, Filing and Registering
industrial Design Applications
Prosecution and maintenance of
Designs.
Trademark
Searching
Trademark Filing
Trademark
Renewal/Maintenan
ce
Uunderstanding the
technology domain of
interest
Analyse Patents
Pertinent to that
technology
Prepare a detailed
report highlighting
technology trends,
competitor patent
activity etc.
Patent Alert
Trademark Watch
Copyright Filing
Services
Lexcare Consultants LLP
Rich in Experience Rich in experience in managing legal & regulatory compliances
Strong Team with Domain Experience
Domain expertise for all category of laws
Support Efficient response time for meeting critical timelines
Quality Service Better quality of checklists which shall be easy to understand by non legal person and user friendly Audit covering minute level of compliances
Cost Effective We offer excellent quality of services at low cost
Our priority remains client satisfaction and building lifetime relationship.
Why LexCare?
Lexcare Consultants LLP
Lexcare Consultants LLP
You may contact following personnel for any further details or clarifications:-Amit DwivediEmail:- [email protected] Mobile:- +91 9930001306
Ravi UppalapatiEmail:- [email protected]:- +91 9000977794
For any general queries please contact on [email protected] You may also visit our website at www.lexcare.co.in
Contact Us
Lexcare Consultants LLP17
