Lee Yeakel III Earl Financial Disclosure Report for 2009

8/3/2019 Lee Yeakel III Earl Financial Disclosure Report for 2009

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ao Io FINANCIAL DISCLOSURE REPORT ~ e p o r l R e q u w e d b y the Ethicstn Gove~,lment Act c~1978

~ev . l/2oto FOR CALENDAR YEAR 2009

I. Person Reporting (last nam e. first, meddle ]nilial~. 2. Court or Organ iza tion 3. Date o f R eport

Yeakel 111, Earl L. D~stricl Court, W.D Texas 05/17/2010

4. Title (Article Ill judges md~calc active or sen+or status, 5a. Reporl Type {check approprm~e type) 6. Reporlmg Periodmagistrate judges Iodlcate fidl- ur p art-tu~e)

[] Nomination, (talc 01/0t/2009

U.S D,str,elJudge-acl,ve [] hm,al~ ~ A n n u a ~

_ 12131/2009

5b. [] Amended Report

7 . Chambers or Office A d d res s . g. On the b~sis of Ihe Information con tained in th is Repo r t attd ~n~.modi[~cations pertalnh~g ti~erelo, h ~.s, in my opinion, m compliance

UIIiled Stales Courthouse whh applicable laws and regulations.

200 West 8th Strcel

Austin, Texas 78701Revtewing Officer___

I M P O R T A N T N O T E S : The instruction,., accompanying this form must be followed. Complete all part~,

checking the NONE box]br each part where you have no reportable information. Sign on last page.

1 . P O S I T I O N S . ¢ ~ . r o . i , . ~ utdtvidual onl .v; .~ee pl , . 9-13 of.fil ing m~tra¢tions’.)

~ NON E (No reportable positrons.)

POSITION NAME OF QR(~ANIZATIQN./ENTITY

1 Trustee &Vtce Chatrman Theodore Roosevell Assoctal~on

2. Trustee &Vtce Chalrmatt Auslm R otary Club Foundation

3 Member Llmverstty of Texas Longhorn Foundatton Advtsory Counc=l

4 M em ber Tex as Commission on U niform S tate Laws

5 Member National Conference of Comnuss~oners on Um form State Laws

6 Member Board at A dvisors, Auslm Lawyers Chapter, The Federahsl Society

7 E~ecuttve Commiltee Member Roberl W Calvert Chapter, American Inns of Court

NONE (No reportable agreements.)

DATE ~RP..~_~..T.L~S A N D T E R M S - ~-~ 70

-3

- ~ ! . "



F IN A N C IA L D ISC L OS U R E R E P OR T S ~ m ~

of 9 Yeakel III, E a r l L . 0 5 1 1 3 1 2 0 1 0

I l L N O N - IN V E S T M E N T I N C O M E . ~Sep o, , ,nS. i , ,div, a,a~ ~o~ ,p . . . . : se e p p . 1 7 - 2 4 t~ffihng instruc t . . . . . )

A. Flier’s Non-Investment Incom e~ NONE non-investment income )~ o reportable

~ SOl /RCE AN D TY PE IN~O M ~{yours, not spouse’s)

1 .

B . S p o u s e l s N o n - I n v e s tm e n t Income - tj you w ere marrw d durtng a ttt. portion o f the reporting year, com plete this secttot~

(Dollar amount riot requt~d ~cepl fi~r honorarta )

~ N ON E (No reportable non-investment income.J

DATE SOURCE AND TYPE

I. 2 ~ 9 State Bar oFTex as - Salary

2 . 2 0 0 9 Employees Retirement System ol’Texas - Remement

I V . R E I M B U R S E M E N T S - ,~ o ~ . , ~ ,, ~ r , ,, , , . ~ o a g i ~ x . .~ o o ~ ......o l . . . . . . . , .

[ ~ N O N E (No reportable reimb,t~:¢ements )

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I National Conference of January 28-3 I, 2009 Nev, Orleans, Loutsmna Com mittee on S tyle T ranspurtal~on, M eals, & Lad(tagCommissioners on UntlbrmSlate Laws

2 N ational Conference of Aprd 29-M ay 3, 2009 Clncago, l lhno~s Com mittee on S tyle T ransportahon, M eals, & Lo dgingCommissioners on U mlormState Laws

3. State Bar of Texas May 15, 2009 Dallas. Texas Fede ral Court Practice Transp ortationSeminar

4, State Bar of Texas July 22-25, 2009 Inehne Vdlagc, Nevada 5th An nual Ad van ced T ran sp ortatio n, M eals. & Lo dg in gPalenl Lltlgahon Course

5 Nattona[ Conference of September 9-13, 2009 Ch)cago I[hno~s C o m ) n t lt e e o n C ~ t y le ’Fransportahon, M eals & Lodging



FINANCIAL DISCLOSURE REPORT Name of Person Rep,,r|ing

Iage 3 of 9 Yeakel Ill. Earl L, 05/13/2010

Slate Laws

6. Campbell Untvers~ty September 22-24, Raleigh, North Carohna Norman Adrian Wtggins Transponatton, Meals, & Lodging2 0 0 9 School of Law

ProlesStOllailstt~ Lecture

7 National Conference of November 20, 2009 Chicago, llhnots Comnnltlee Io Revise Transportation & MealsComm~sstoners oil Unifom~ NCCU SL Drafting ProcessState Laws



F IN A N C IA L D ISC L OS U R E R E P OR T N~e of P . . . . . R e p o r t i n g D a t e

o f 9 Yeakel II1, Earl L. 05/13t2010

V . G I F T S . O ~ a ~ d ~ , h o ~ , o ~ , . .. . .. . . ~ z ~ r ~ d ~ , ~,,~,~; ~ ; ~ p . 2 ~ - Z ~ o ~ , .~ .

NONE (No reportable g~s.)

DESCRIPTION

I.

2

3.

4

5.

V 1 . L I A B I L I T I E S . a . ~ . d c , , J , o , ~ o I ~ p o . , c ~ . a a , ,p , , , ,a . . , ,, ~ , i ~ a ....... . ~ , . ~ 2 - ~ . ~ , , ~ . ~ , . g , , ~ , , , ~ , , o ~ . ~

~ NONE (No reportable habthties)

CREDITOR DESCRIPTION VALUE CQDE

1. Prosperity Bank L ine o f C r e d n K

2.

3

4

5



F I N A N C I A L D I S C LOS U R E R EP OR T ’

of 9 Veake1111, Earl L. 05/13.:2010

N O N E (No reportable income, assets, or transactions.)

A B C D

Descr=ptmn of Assel~ Income dU rlllg

_ ._ Gross valuemcl~mg trust assets) . reposing permd ~ o£ rep?~mg p~r~_od

"~ ; (3~ ~ (4) (5)

Place "(X)" alter each assei A l ~ l o t m l ~ Type (¢ g, V alne Vah~e Type (e g[ Dave . Vatt~e

Gain Idenh~ ofexempl l~om prior d~aclosurc Code I , d~v . rent. Code 2 Mclhod buy. ~lf. }mndd~ , Code 2 ~ Code I buyeffseller

(A-H) or m L) (J-P) Code 3 r~ e mpuon) (J-P) (A-H) 0f prlval¢

...... I( Q-W) transacnon)

I. SCII Common Slock Dividend

2. CVX Common Stock B Dividend L T

3. C Common Stock A D = wdend J T

4 DELL Common Stock None K T

5. XOM Common Stock A Div,dend K T

6 F Common Stock None J T

7. JPiM Common Stock A Divldeud K T

8. MSFT Common Stock A Dwidend J T

9 Rogers Comm umcatlons, Inc Class B A Dw~dend J TCommon Stock

10 . Royal Dutch Shell PLC Common S lock B D~vidend K T

1 I LUV Common S~ock A D~vldend L T

12 S PN D.OB Co mm on S lo ck None J T

13 DIS Common Stock A I )~wdend J T

14 Fideh ty B lue Ch~p Grow th Mutua l Fund A D ~ v ~ d e n d K T

15 F~cle l i ty China Region Mulual Fund A Diwdend J T

16 Fidelity New Millenmum M utual Fund A [)lwdend J T

1 7 . F~delity Municipal Money M arket Mulual A Interest J T Bu y 06/29/09 JFund (add’l)

Incom e Gain Codes A = $1.000 or less B -,$ I.OD I - $2,500 t.." -$2 50 [ - $5 000 O = $ 5,001 - $ 15,090 |: ~$ 15.001 - $ 50.000



F I N A N C I A L D I S C LOS U R E R EP OR T N .... f ~ ’ . . . . . . | ~ t , o r , , n ~ ~a,e o f a e p o r ,

of 9 V e a k e ~ m , ~ r ~ L .

V I I . I N V E S T M E N T S a n d T R U S T S - i .~ . . . . .. .. . ~ . ~ . t r a n s a c t io n s ( I n c l u d e * t h o * e of s~ ...... d dependent children; s e t p p . 3 4 - 6 0 o f f inns instruct ion~)~ N O N E (No reportable income, assets, or transactions.)

A B C D

( i n c l u d i n g I m S t a s s e t s ) r e p o rn n g p e ~ m d o l r e p o r t i n g p e r i o d

m~Wd&~ .........

(U (2/ (t) {2} ~) (2 ~ (3) ~ (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s ~ e l ~ A m o u n l q y p e ( e g . V a l u e~

V~IUC T~e (e g. D ~ t c Value : Gain Idenn~ ofe x e m p t f rm n p r i o r d ~ s c l o s u r e C o d e ~ d ~ v , r e n t , C o d e 2 M e t h o d b u y , sell, : C~e 2 ’ Code ~ buyer/~ller

I Q - W ) ~ r a n s z c t i o n )

1 8 . F~dehty Municipal Money Marke~ Mutual Buy 0 9 1 1 9 / 0 9 JFund (add’l)

19 . F~dehty Municipal Money Marke~ Mutual B uy 1 2 / t 4 1 0 9 JFund (add’l)

20 Fidelay Mume~pal Money M arket Mutual Buy 1 2 / 2 4 / 0 9Fund ~add’l)

21 Fidelity Municipal Money M~rke~ M utual Sold 12/28/09 K AFund (part)

2 2 . F~dehly US Gov’t Reserves Mulual Fund A Dw~dend L T

23 Vanguard Prime Money M arket Mutual A Dividend K TFund

2 4 . Prosperity Bank (CD) B lnlerest L T

25 Prosperity Bank (CD) A I n t e r e s ~ K T B u 3 , 1 2 / 2 8 / 0 9 K

26 Prosperity Bank (Checking) A I n t e r e s t J T

2 7 . W ells Fargo Bank (Checking) None J T

2 8 . W ells Fargo Bank (Checking) A I n t e r e s t J T

29 Wells Fargo Bank (Sawngs) B I n t e r e s t L T

30 Calamos Growth & Income - A (Mutual B D = v ~ d e n d t. TFund)

3 1 . Capital World Growth & Incom e (Mutual B I)w~dend L TFund )

3 2 . IShares TR S& P Small Cap 600 Index A D=wdend K T(Mutual Fund)

33 Thornberg Global Opportumtes Class A A D~vtdeud K T

(Mutual Fund)

34 Thornberg lnveslmen! Inc. Builder A C Dw~dend L T(Mutual Fund)

(See Columns LII and 1)4) I =$51),001 - $100,(100 (1 =$ 100.001 - $1.000,000 III =$i,ooa,i)lJi . $5,000 0(~d 112 =More Ihan $5,000,000

2 Value Cod~ J = $15,000 or less K = $15.001- $50,000 L=$S0,00I- $10O,O0’~’ M =$101),001- $250,000

(Scc Columns CI and D3) N -$ 250,001 - $ 500,000 O = $500,001 - $ 1,U 00.000 I’1 =$1.(KI0.001 - $5,U00,000 1’2 ~$5.UOO.UUI - $25,000,000



F I N A N C I A L D I S C LOS U R E R EP OR T s ..... fP ......I;teportlng [ D , t , or | ~ e p o r , I

Iage 7 of 9 Yeake! Iii, Earl L. 05/13/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i . , .o., . , ,a~ ., , , . . . .. . . . .. . a., . , .de, ,huse t,f .,I........ d dependent cldldren:

]NONE (No reportable income, assets, or lransacttons.)

13 C D

(~ 1 (2 ) (~ (2) 1 ~ ) (2~ (3~ (4) (5 )P l a c e " ( X ) " a f t e r e a c h a ~ . ~ e l A m o ~ t m l q y p e ( e g . V a l u e V a l t ~ ¢ " f y p c ( c g . D a l e V ~ d t t e G a i n [ d e f l t l l y o I "

¢ x c m l ! .l f ro m p o o r d ~ s c l o s u i ’ e C o d e I ttl’¢., relll, C o d e 2 M e t h o d b u y . s e l l , m f f u ’ d t li y y , C o d e 2 C o d e I b u y e r / . , , e l l e r( A - H ) o r i n t ) ( J - P ) C o d e 3 ~ e d e m p u o n ) ( J - P ) ( A - H ) ( f f p r ~ v a ~ e

( Q - ’ . A ’ , I I r a n s a c l ~ 0 n )

3 5 . FPA Capital (Mutual Fund) A D~wdend Lt

T

I3 6 . DWS Dreman High Relurn Eqmty Fund A D{vtdend K

Class A (Mutual Fund)

3 7 . Prime Money M arket Fund (Mutual A Dw~dend K " IFund)-See Note

: 3 8 Btownwood TX ISD GO Bond (Tax Exempl B Interesl K TBond)

39 Fed. Treas Ob Inst. Fund #68 (M utual A D i v ~ d e l ’ ~ d Redeemed 01/14/09 K AFund)

40. Federal Gov’t Obl Tax Mgd Fund #636 A D~wdend J T B uy 01/14/09 J

4 1 Federal Home Loan M ortgage Carp 2 50% A Interest K T B uy 01/26/09 K~ Note

42. Federal Home Loan Morlgage Association A I n t e r e s ~ Redeemed 04/13/09 K A(Note)

43 Federal Home Loan Bank 3/13% Note A Inleresl K T Bu y 04/22/09 K

4 4 . Federal Home Loan M ortgage Carp (Note) A Interest Redeemed ( ) 2 1 2 4 / 0 9 K A

= ’ : 45. Federal Home Loan M orlgage Corp. 3 00% A Interest K T Bu y 05/04t09 Ki Note

46 Denton, Texas ISD-PSF (Tax Exempt Bond) A I n t e r e s t J T

47 lnlrogen Therapultcs Ine Noue J T

4 8 . Lynas Carp Ltd. None J T

49 United States Series I Savings Bonds Nune J T



N a m e o f P e r s o n R e p o r t in gF IN A N C IA L DISCLOSURE R E P O R T D a t e o f ~ e p o r l

/ Yeak el I l l , Earl L.age 8 of 9 o s / ~ 3 / 2 0 ~ o

VIII. ADDITIONAL INFORMATION OR E XPLANATIONS.

1. Parl VII, Item 37. Complete name ~s Prime Money M arkel Fund RBC Investor Class Thts fund was previously named Tamarack lnveslment Funds PrimeMoney M arket and so designated on prewous reports



FINANCIAL DISCLOSURE REPORT

of 9 V e a k e ~

IX. C E R T IF IC A T ION .

I certit)’ that all information given above (including information pertaining to my spouse and minor’or dependent children, if any) is

accurate, true, and complete to the best of my know edge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.

I further certify that earned income from outside emplny~nent and honoraria and the acceptance of gifts which have been reported are Incompliance wilh the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: AN~" INDIVIDUAL WH O KNOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SU BJECTTO CIVIl.AND CRIMINAL SANCTIONS (5 UoS.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copm~ to:

Committee on Financial DisclosureAdrnimstraI~ve Office of the Umted Stales Coups

Suite 2-301One Columbtts Circle, N.E

Washington, D.C. 20544

Lee Yeakel III Earl Financial Disclosure Report for 2009

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