Lecture+11+MAK +Fourier+Analysis

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    PHY 3201 FIZIK KEADAAN PEPEJAL

    Reciprocal Lattice

    Although the Bragg law gives a simple and convenient method for

    calculating the separation of crystallographic planes, further analysis is

    necessary.

    Fourier analysis of the periodic nature of crystal lattices reveals the

    importance of a set of vectors, G, related to the lattice vectors (a1,a2,a3).

    The set of vectors G is labelled the reciprocal lattice.

    Each crystal lattice has an associated reciprocal lattice which makes

    calculation of the intensities and positions of peaks much easier.

    For a three dimensional lattice, defined by its primitive vectors

    (a1,a2,a3), its reciprocal lattice can be determined by the formula

    321

    321 2

    aaa

    aab

    321

    132 2

    aaa

    aab

    321

    213 2

    aaa

    aab

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    Thus b1,b2,b3 have the property biaj=2ij

    where ij=1 ifi=j and ij=0 ifij

    The reciprocal lattice is defined as

    G = v1b1 + v2b2 + v3b3 u,v,w are integers

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    Reciprocal Lattice to simple

    cubic Lattice The primitive translation vectors of a simple cubic lattice may be

    taken as the set The volume of the cell is

    The primitive translation vectors of the reciprocal lattice are foundfrom the standard prescription

    Here the reciprocal lattice is itself a simple cubic lattice, now of latticeconstant 2/a.

    The boundaries of the first Brillouin zones are the planes normal tothe six reciprocal lattice vectors b1, b2, b3 at their midpoints

    The six planes bound a cube of the edge 2/a and of volume (2/a)3 ;this cube is the first Brillouin zone of the simple cubic crystal lattice

    zayaxa

    a;

    a;

    a 321 3321 aaa a

    zaaa

    2

    b;y

    2

    b;x

    2

    b 321

    zaaa

    b;yb;xb 121221121

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    Reciprocal Lattice to body-

    centered cubic Lattice The primitive translation vector of the bcc lattice are

    The volume of the primitive cell is

    The primitive translation vectors of the reciprocal lattice are found

    from the standard prescription

    By compared with the fcc system, it is just the primitive vectors of

    an fcc lattice, so that an fcc lattice is the reciprocal lattice of the bcc

    lattice.

    The general reciprocal lattice vector is

    The shortest Gs are

    )

    (a;)

    (a;)

    (a 21

    32

    1

    22

    1

    1 zyxazyxazyxa 3

    21

    321 aaaV a

    )(2b;)zx(2b;)zy(2b 321 yxaaa

    )(2

    ;)(2

    ;)(2

    yxa

    zxa

    zya

    zvvyvvxvva

    bvbvbvG )()()(2

    213132332211

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    Primitive basic vectors of the

    body-centered cubic lattice

    First Brillouin zone of the body-

    centered cubic lattice.

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    The primitive cell of the reciprocal lattice is the

    parallelepiped described by b1,b2,b3. The volume of this cell in reciprocal space is

    The cell contains one reciprocal lattice point, because

    each of the eight corner points is shared among eight

    parallelepipeds. Each parallelepiped contains one-eighth of each of eight

    corner points.

    Another primitive cell is the central (Wigner-Seitz) cell of

    the reciprocal lattice which is the first Brillouin zone. The zone is a regular 12-faced solid, a rhombic

    dodecahedron.

    3

    3212

    2

    abbb

    R i l i f

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    Reciprocal Lattice to face-

    centered cubic Lattice

    The primitive translation vector of the fcc lattice are

    The volume of the primitive cell is

    The primitive translation vectors of the reciprocal lattice to the fcclattice are

    These are similar to primitive translation vector of a bcc lattice,so that the bcc lattice is reciprocal to the fcc lattice.

    The volume of the primitive cell of the reciprocal lattice is

    The shortest Gs are the eight vectors:

    )(a;)(a;)(a 213212211 yxazxazya 3

    41

    321 aaaV a

    )(2b;)zx(2b;)zyx(2b 321 zyxa

    yaa

    )(2

    zyxa

    3

    a

    2

    4

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    Brillouin zones of the fcc lattice.

    The cell are in reciprocal space,

    and the reciprocal lattice is body-

    centered.

    Primitive basis vectors

    of the face-centered

    cubic lattice

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    Reciprocal lattice types for some 3D lattices:

    Direct lattice Reciprocal lattice

    sc sc

    bcc fccfcc bcc

    hcp hcp

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    Fourier Analysis of the Basis

    If the crystal structure a lattice with a basis, then we

    should take into account scattering by the atoms

    which have non-equivalent positions in a unit cell.

    The intensity of radiation scattered in a given Bragg

    peak will depend of the extent to which the rays

    scattered from these basis sites interfere with one

    another.

    To take into account basis atoms, first, let rewrite

    the scattering amplitude at the diffraction condition,

    k=G, in terms of the integral over a unit cell

    where the sum is taken over all the lattice vectors T.

    T Cell

    TriGeTrdVnF )()(

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    Taken into account that n(r+T)=n(r) and that eiG.T=1, we get

    where N is the number of cells in the solid, and we defined

    the structure factor

    Assuming that we have s atoms in a unit cell located at

    r1,r2,r3, it is convenient to write the electron concentration

    n(r) as the superposition of electron concentration functionnj associated with each atom jof the cell.

    Cell

    riGG erdVnS )(

    G

    Cell

    riG

    T Cell

    riG NSerdVnNerdVnF )()(

    s

    j

    jj rrnrn

    1

    )()(

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    The structure factor may now be written as

    where r-rj.

    We define the atom ic form factoras

    By combine two equation above, we get the st ruc ture

    factor of the basisin the form

    S

    j

    iGj

    riGS

    j

    riGjjG edVneerrdVnS

    11

    )()(

    iGjj edVnGf )()(

    j

    jriGjG efS .

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    The usual form of this result follows on writing for atom j:

    Then, for the reflection labeled by v1,v2,v3, we get

    Therefore the stru cture factor of the basisbecome

    321 azayaxr jjjj

    )(2

    )()(

    321

    321332211

    jjj

    jjjj

    zvyvxv

    azayaxbvbvbvrG

    j

    zvyvxvi

    jGjjjefvvvS)(2

    321321)(

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    Structure Factor of the

    bcc lattice

    The bcc basis referred to the cubic cell has identical

    atoms at x1=y1=z1=0 and at x2=y2=z2=. Since the

    atoms are identical, the atomic form factors are same,

    i.e. f1=f2=f.

    Therefore, the structure factor of the basis become

    The value of S is zero whenever the exponential has the

    value -1, which is whenever the argument is -i x (oddinteger). Thus we have

    S = 0 when v1+v2+v3 = odd integer

    S = 2f when v1+v2+v3 = even integer

    )321(321 1)(

    vvviefvvvS

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    Thus, diffraction peaks will be observed, e.g., from the(110), (200), (211) planes, but not from the(100),(111),(210) planes.

    The later fact is due to the destructive interference fromthe basis atoms which cancel some peaks.

    For example,in the figure for the (100) plane, the phasedifference between successive planes is , so that thereflected amplitude from two adjacent planes is 1+e-i=0.

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    Structure Factor of the

    fcc lattice

    The basis of the fcc structure referred to the cubic cellhas identical atoms at 0,0,0; 0 ; 0 ; 0. Therefore

    the equation become

    which is non-zero (S=4f) only if all the indices are even or

    all the indices are odd.

    Allowed peaks are, e.g., (111), (200), (222), (220), (131).

    Thus in the fcc lattice no reflections can occur for which

    the indices are partly even and partly odd.

    )21()31()32(321 1)(

    vvivvivvieeefvvvS

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    Comparison of XRD from KCl and

    KBr powders. In KCl the numbers

    of electrons of K+ and Cl ions are

    equal. The scattering amplitudesf(K+) and f(Cl ) are almost

    exactly equal, so that the crystal

    looks to x-ray as if it were a

    monatomic simple cubic lattice oflattice constant a/2. Only even

    integers occur in the reflection

    indices when these are based on

    a cubic lattice of lattice constant

    a. In KBr the form factor of Br isquite different to that of K+, and all

    reflections of the fcc lattice are

    present.

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    Summary

    Various statement of the Bragg condition:

    The primitive translation vectors of the reciprocal lattice

    A reciprocal lattice vector has the form

    The scattered amplitude in the direction k=k+k=k+G is

    proportional to the geometrical structure factor :

    where j runs over the s atoms of the basis, and fj is the atomic form

    factor of the jth atom of the basis.

    2

    2;;sin2 GGkGknd

    321

    321 2

    aaa

    aab

    321

    132 2

    aaa

    aab

    321

    213 2

    aaa

    aab

    332211 bvbvbvG

    )(2 321 vzvyvxi

    j

    Gir

    jG

    jjjj efefS

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    The first Brillouin zone is the Wigner-Seitz primitive cell

    of the reciprocal lattice. Only waves whose wavevectork drawn from the origin terminates on a surface of the

    Brillouin zone can be diffracted by the crystal.

    Crystal lattice First Brillouin zoneSimple cubic Cubic

    Body-centered cubic Rhombic dodecahedron

    Face-centered cubic Truncated octahedron