LDF ACLU Amicus Brief 1-12-11
Transcript of LDF ACLU Amicus Brief 1-12-11
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
1/42
No.10-3824
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
STUDENT DOE 1 et al.,
Plaintiffs-Appellants,
v.
LOWER MERION SCHOOL DISTRICT,
Defendant-Appellee.
_________
Appeal from the United States District Courtfor the Eastern District of Pennsylvania
Civ. No. 09-2095
_________
BRIEF OF AMICI CURIAE
NAACP LEGAL DEFENSE & EDUCATIONAL FUND, INC.,
LAWYERS COMMITTEE FOR CIVIL RIGHTS UNDER LAW, AND
AMERICAN CIVIL LIBERTIES UNION FOUNDATION
URGING AFFIRMANCE ON ALTERNATIVE GROUNDS
_________
JOSHUA CIVIN *
NAACPLEGAL DEFENSE &
EDUCATIONAL FUND,INC.
1444 I Street, NW, 10th Floor
Washington, DC 20005
(202) 682-1300
* Counsel of Record
January 12, 2011
JOHN PAYTON
Director-Counsel
DEBO P.ADEGBILE
DAMON T.HEWITT
KIMBERLY LIU
NAACPLEGAL DEFENSE &
EDUCATIONAL FUND,INC.
99 Hudson St., 16th Floor
New York, NY 10013
(212) 965-2200
Counsel for the Amici Curiae
Case: 10-3824 Document: 003110407516 Page: 1 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
2/42
Of Counsel:
DENNIS D.PARKER
AMERICAN CIVIL LIBERTIES UNION
FOUNDATION
125 Broad Street
New York, NY 10004
(212) 549-2500
WITOLD J.WALCZAK
ACLU OF PENNSYLVANIA
(PA I.D. No. 62976)
313 Atwood Street
Pittsburgh, PA 15213
(412) 681-7864
JOHN C.BRITTAIN
Professor of Law
DAVID A.CLARKE SCHOOL OF LAW
UNIVERSITY OF THE DISTRICT OF
COLUMBIA
4200 Connecticut Avenue, NW
Washington, DC 20008
(832) 687-3007
(institutional affiliation listed for
identification purposes only)
DEREK W.BLACK
Associate Professor of Law
HOWARD UNIVERSITY SCHOOL OF
LAW
2900 Van Ness St., NW
Washington, D.C. 20008
(202) 806-8163(institutional affiliation listed for
identification purposes only)
JON M.GREENBAUM
BRENDA SHUM
LAWYERSCOMMITTEE FOR CIVIL
RIGHTS UNDER LAW
1401NEW YORK AVENUE,NW,
SUITE 400
WASHINGTON,DC20005
(202)662-8600
Case: 10-3824 Document: 003110407516 Page: 2 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
3/42
CORPORATE DISCLOSURE STATEMENT
Pursuant to Federal Rule of Appellate Procedure 26.1 and Local Rule 26.1.1,
Amici Curiae NAACP Legal Defense & Educational Fund, Inc. (LDF), the
Lawyers Committee for Civil Rights Under Law (Lawyers Committee), and the
American Civil Liberties Union Foundation (ACLU), file the following statement
of disclosure: Each amici is a non-profit 501(c)(3) corporation, is not a publically
held company that issues stock, and has no parent corporation.
s/ Kimberly Liu
Kimberly Liu
NAACP Legal Defense &
Educational Fund, Inc.99 Hudson Street, 16th Floor
New York, New York 10013
(212) 965-2200
January 12, 2011 Counsel for Amici Curiae
Case: 10-3824 Document: 003110407516 Page: 3 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
4/42
i
TABLE OF CONTENTS
Table of Authorities ................................................................................................. ii
Interests of the Amici................................................................................................1
Introduction and Summary of the Argument............................................................2
Argument...................................................................................................................6
I. Justice Kennedys Parents Involved concurrence provides the
controlling standard of constitutional review for this case.............................6
A. Under Parents Involved, race-consciousness in the drawing of
school attendance zones is presumptively valid ..................................7
B. This presumption of validity furthers the equal educational
opportunity mandate ofBrown v. Board of Education ..................... 14
II. Justice Kennedys controlling concurrence encompasses principles set
forth in prior authority of the Supreme Court and this Court...................... 18
A. Nothing in Parents Involved prevents application of strict
scrutiny where there is evidence of segregative intent ..................... 20
B. Arlington Heights does not require strict scrutiny simply
because a school district considers neighborhood racial
demographics..................................................................................... 22
III. The District Courts findings provide no clear ground to disregard
Parents Involveds presumption of validity, but a remand could be
prudent to allow the District Court to clarify the facts in light of the
proper legal standard.................................................................................... 26
Conclusion ............................................................................................................. 30
Case: 10-3824 Document: 003110407516 Page: 4 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
5/42
ii
TABLE OF AUTHORITIES
Cases
Adarand Constructors, Inc. v. Pena, 515 U.S. 200 (1995)......................................21
American Civil Rights Foundation v. Berkeley Unified School District,
172 Cal. App. 4th 207 (Cal. Ct. App. 2009) .................................................. 16-17
Board of Education of Oklahoma City Public Schools v. Dowell, 498
U.S. 237 (1991) ....................................................................................................18
Brown v. Board of Education, 347 U.S. 483 (1954)........................................passim
Bush v. Vera, 517 U.S. 952 (1996) .................................................................... 23-24
Citizens for Better Education v. Goose Creek Consolidated Independent
School District, 719 S.W.2d 350 (Tex. App. 1986)....................................... 11-12
City of Richmond v. J.A. Croson Co., 488 U.S. 469 (1989) ....................................14
Columbus Board of Education v. Penick, 443 U.S. 449 (1979) ..............................21
Doe 1 v. Lower Merion School District, 689 F. Supp. 2d 742 (E.D. Pa.
2010).......................................................................................................................9
Easley v. Cromartie, 532 U.S. 234 (2001)...............................................................24
Gratz v. Bollinger, 539 U.S. 244 (2003)..................................................................21
Grutter v. Bollinger, 539 U.S. 306 (2003).......................................................passim
Johnson v. California, 543 U.S. 499 (2005) ............................................................14
Keyes v. School District No. 1, 413 U.S. 189 (1973) ..............................................22
Keyes v. School District No. 1, 313 F. Supp. 61 (D. Colo. 1970) ...........................22
Marks v. United States, 430 U.S. 188 (1977) ......................................................9, 10
Miller v. Johnson, 515 U.S. 900 (1995).............................................................23, 24
Panetti v. Quarterman, 551 U.S. 930 (2007).............................................................9
Case: 10-3824 Document: 003110407516 Page: 5 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
6/42
iii
Parents Involved in Community Schools v. Seattle School District No. 1,
551 U.S. 701 (2007) .....................................................................................passim
Personnel Administrator of Massachusetts v. Feeney, 442 U.S. 256 (1979)....25, 26
Planned Parenthood of Southeastern Pennsylvania v. Casey, 505 U.S. 833
(1992)....................................................................................................................10
Planned Parenthood of Southeastern Pennsylvania v. Casey, 947 F.2d 682
(3d Cir. 1991) .......................................................................................................10
Pryor v. NCAA, 288 F.3d 548 (3rd Cir. 2002).............................................19, 25, 26
Rappa v. New Castle County, 18 F.3d 1043 (3d Cir. 1994) ....................................10
Shaw v. Reno, 509 U.S. 630 (1993) .........................................................................23
Smith v. University of Washington, Law School, 233 F.3d 1188 (9th Cir.
2000).....................................................................................................................10
Swann v. Charlotte-Mecklenburg Board of Education, 402 U.S. 1 (1971).............24
Tometz v. Board of Education, 237 N.E. 2d 498 (Ill. 1968).............................. 11-12
Village of Arlington Heights v. Metropolitan Housing Development Corp.,429 U.S. 252 (1977) .....................................................................................passim
Statutes and Constitutional Provisions
No Child Left Behind Act of 2001, Pub. L. No. 107-110, 115 Stat.
1425 ......................................................................................................................14
Cal. Const., art. 1, 31, subdiv. (a) ................................................................... 16-17
Other Authorities
Douglas S. Massey & Mary J. Fischer, The Effect of Childhood
Segregation on Minority Academic Performance in Selective
Colleges, 29 Ethnic & Racial Stud. 1 (2006) .......................................................17
Case: 10-3824 Document: 003110407516 Page: 6 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
7/42
iv
National Academy of Education, Race-Conscious Policies for
Assigning Students to Schools: Social Science Research and the
Supreme Court Cases (2007) ...............................................................................17
NAACP Legal Defense & Educational Fund, Inc. & The Civil Rights
Project, Still Looking to the Future: Voluntary K-12 Integration, A
Manual for Parents, Educators, & Advocates (2008)..........................................16
Elizabeth Stearns, Long-Term Correlates of High School Racial
Composition, 112 Teachers Coll. Rec. 1654 (2010) ............................................17
Transcript of Oral Argument, Ricci v. DeStefano, 129 S. Ct. 2658
(2009) (No. 07-1428)............................................................................................12
Linda R. Tropp & Mary A. Prenovost, The Role of Intergroup Contact
in Predicting Childrens Interethnic Attitudes in Intergroup
Attitudes and Relations in Childhood Through Adulthood236 (Sheri
R. Levy & Melanie Killen eds., 2008) .................................................................17
Case: 10-3824 Document: 003110407516 Page: 7 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
8/42
INTERESTS OF THE AMICI
Amici are the NAACP Legal Defense & Educational Fund, Inc. (LDF), the
Lawyers Committee for Civil Rights Under Law (Lawyers Committee), and the
American Civil Liberties Union Foundation (ACLU). Pursuant to Federal Rule of
Appellate Procedure 29(a), all parties have consented to the filing of this amicus
brief. No counsel for any party had a role in authoring this brief.
LDF is a non-profit legal organization that has litigated numerous landmark
cases over the past six decades to dismantle racial segregation and ensure equal
educational opportunity for all students, including the cases leading up to and
including Brown v. Board of Education, 347 U.S. 483 (1954). In addition, LDF
has played and continues to play a critical role in litigation and advocacy to ensure
diversity and reduce racial isolation in primary, secondary, and higher education.
See, e.g., Parents Involved in Cmty. Schs. v. Seattle Sch. Dist. No. 1, 551 U.S. 701
(2007); Grutter v. Bollinger, 539 U.S. 306 (2003).
The Lawyers Committee is a tax-exempt, nonprofit civil rights organization
that was founded in 1963 by the leaders of the American bar at the request of
President John F. Kennedy to help defend the civil rights of minorities and the
poor. Throughout its history, the Lawyers Committee has been involved in cases
examining the proper scope of coverage afforded to civil rights laws, including
Case: 10-3824 Document: 003110407516 Page: 8 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
9/42
2
laws related to equal educational opportunity. The Lawyers Committee also
engages in litigation and public policy advocacy to ensure diversity in education.
The ACLU is a nationwide, nonprofit, nonpartisan organization with more
than 550,000 members dedicated to the principles of liberty and equality embodied
in the Constitution and this nations civil rights laws. In support of these
principles, the ACLU has appeared in numerous cases involving educational
diversity and the reduction of racial and ethnic isolation both as direct counsel and
amicus curiae including Parents Involved, 551 U.S. 701, and Grutter, 539 U.S.
306. The ACLU of Pennsylvania is a state affiliate of the national ACLU, with
more than 16,000 members.
INTRODUCTION AND SUMMARY OF THE ARGUMENT
There are two key facts in this case: First, the student assignment plan
adopted by Lower Merion School District (hereinafter the School District) is
facially race-neutral because it does not allocate benefits or burdens based on
explicit racial classifications of individual students. Rather, students are assigned
to the School Districts two high schoolsboth ranked among the best in the
nationbased on the geographic attendance zone in which they live. Second, this
student assignment plan resulted from a process that was race-conscious. School
District staff drew attendance zones based in part on consideration of the racial
Case: 10-3824 Document: 003110407516 Page: 9 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
10/42
3
demographics of affected neighborhoods, and the School Board approved the
resulting plan, including the rezoning of students from South Ardmorea
neighborhood with a large but not exclusively African-American populationto
attend Harriton High School, which previously had low African-American
enrollment. Significantly, however, all students in each attendance zone receive
the same high school assignment, regardless of their individual racial background.
Amici accept that the District Courts factual findings on each of these issues
were correct. A50-A55, A69-A72.1 But its opinion was marred by a fundamental
legal error: its assumption that strict scrutiny was automatically triggered by the
School Districts mere consideration of neighborhood racial demographics.
A67; accordA80. The District Court failed to appreciate that Justice Kennedys
pivotal concurrence in Parents Involved in Community Schools v. Seattle School
District No. 1, 551 U.S. 701 (2007), establishes the governing legal standard of
constitutional review. School authorities consideration of neighborhood racial
demographics at the aggregate level when drawing school attendance zones is
precisely the type of non-individualized, race-conscious decision-making that
Justice Kennedy expressly identified as presumptively valid and, thus, unlikely
. . . [to] demand strict scrutiny to be found permissible. Id. at 789 (Kennedy, J.,
concurring in part and concurring in the judgment). Because Justice Kennedys
1Amici cite to the appendix to appellants brief as A__.
Case: 10-3824 Document: 003110407516 Page: 10 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
11/42
4
Parents Involvedconcurrence is controlling on this point, it was inappropriate for
the District Court to apply a separate legal analysis based on Village of Arlington
Heights v. Metropolitan Housing Development Corp., 429 U.S. 252 (1977), and its
progeny. In fact, the principles set forth inArlington Heights are incorporated into
Parents Involveds governing standard.
Regardless of the outcome of this case, amicis overriding interest is to urge
this Court to give effect to Justice Kennedys controlling concurrence in Parents
Involved. To do otherwise would unnecessarily restrict school districts, parents,
and advocates from working to redeem the promise of high-quality, racially
inclusive schools for all studentsa commitment unanimously embraced by the
Supreme Court inBrown v. Board of Education, 347 U.S. 483 (1954).
Justice Kennedys concurrence in Parents Involved draws heavily upon
Brown. He recognized that [t]his Nation has a moral and ethical obligation to
fulfill its historic commitment to creating an integrated society that ensures equal
opportunity for all of its children. Parents Involved,551 U.S. at 797 (Kennedy,
J., concurring in part and concurring in the judgment). Yet, in many American
communities, the problem of de facto resegregation in schooling makes it
challenging to fulfill this obligation. Id. at 788. As Justice Kennedy emphasized,
the Constitution does not tie the hands of school authorities who are concerned
that the student-body compositions of certain schools interfere with [Browns]
Case: 10-3824 Document: 003110407516 Page: 11 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
12/42
5
objective of offering an equal educational opportunity to all of their students. Id.
at 788. Rather, school authorities are free to devise race-conscious measures to
address the problem in a general way . . . [such as] drawing attendance zones with
general recognition of the demographics of neighborhoods. Id. at 788-89.
As in this case, school attendance boundaries consistently are matters of
intense debate because they have very practical effects on the lives of families and
their children. Appellants have raised serious educational and civic concerns that
merited close attention by the School District, its decision-makers, and the
community at large.2
But the contested nature of the public debate does not
automatically trigger the most rigorous level of constitutional review. To the
contrary, under Parents Involved,strict scrutiny is not applicable unless a plaintiff
demonstrates distinctive circumstancessuch as a segregative purposethat
provide grounds for overcoming the presumptive validity of non-individualized
race-consciousness in drawing school attendance zones. It is this threshold legal
inquiry that the District Court overlooked.
The District Courts judgment in favor of the School District could be
affirmed on this alternative basis: Parents Involveds presumption of validity
applies, so there is no need for this Court to reach the question of whether the
District Court correctly upheld the constitutionality of the School Districts plan on
2Amici file this brief to clarify the legal principles at issue and take no
position regarding the School Districts actions in matters unrelated to this case.
Case: 10-3824 Document: 003110407516 Page: 12 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
13/42
6
the ground that it satisfied strict scrutiny. Nevertheless, this Court, in the interest
of prudence, may wish to remand for the District Court to clarify certain
inconsistencies in its factual findings under the proper legal standard.
ARGUMENT
I. Justice Kennedys Parents Involvedconcurrence provides the
controlling standard of constitutional review for this case.
Appellants contend that Parents Involved compels application of strict
scrutiny whenever there is any consideration of race in school authorities
decision-making, see Appellants Br. 36-39, 40-41, but the District Court properly
concluded that the Supreme Courts decision require[s] this Court to apply strict
scrutiny to student assignment plans only if they are based on individual racial
classifications, A72 (emphasis added). The District Court failed to recognize,
however, that Justice Kennedys Parents Involved concurrence also provides a
different controlling standard of review for this case: It establishes a presumption
of validity where, as here, a court reviews the constitutionality of non-
individualized race-consciousness in the drawing of school attendance zones. This
approach provides school districts with a limited degree of latitude to pursue
Browns objective of racially inclusive, high-quality education.
Case: 10-3824 Document: 003110407516 Page: 13 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
14/42
7
A. Under Parents Involved, race-consciousness in the drawing ofschool attendance zones is presumptively valid.
In Parents Involved, the salient feature of the student assignment plans
adopted by the school districts of Seattle, Washington, and Jefferson County,
Kentucky, was consideration of individual students race as one factor in
determining whether to approve their requests for assignments to particular
schools. 551 U.S. at 711-13, 715-17 (plurality opinion). The threshold question
was whether voluntary integration plans that utilized such individualized racial
classifications trigger strict scrutiny. The Justices sharply disagreed over the
answer to this question under the circumstances at issue in Parents Involved. But a
majority supported the view that strict scrutiny is unlikely to be triggered where, as
here, a school district draws attendance zones with general recognition of the racial
demographics of its neighborhoods at the aggregate level, but does not assign any
individual student to a particular school based explicitly on his or her racial
background.
1. In Parents Involved, the Chief Justice and the four Justices who joined
the material portion of his plurality opinion agreed that strict scrutiny had to be
applied because Seattle and Jefferson County classif[ied] students by race and
rel[ied] upon that classification in making school assignments. Id. at 711.
Applying this heightened standard of review, these five Justices further agreed that
Case: 10-3824 Document: 003110407516 Page: 14 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
15/42
8
the school districts plans were not sufficiently narrowly tailored. Id. at 726; see
also id. at 783-84 (Kennedy, J., concurring in part and concurring in the judgment).
Justice Kennedy, however, was unwilling to go so far as to require strict
scrutiny for all race-conscious decision-making by school districts. He expressly
distinguished the individualized racial classifications utilized in Seattles and
Jefferson Countys student assignment plans from mechanisms [that] are race
conscious but do not lead to different treatment based on a classification that tells
each student he or she is to be defined by race. Id. at 789 (Kennedy, J.,
concurring in part and concurring in the judgment). Of particular relevance to this
case, in defining the latter category, Justice Kennedy listed several examples of
mechanisms routinely used by school districts seeking to promote racial
integration, including drawing attendance zones with general recognition of the
demographics of neighborhoods. Id.3
This distinction is significant because it determines the appropriate standard
of constitutional review for the student assignment plan now before this Court.
Justice Kennedy thought it unlikely that drawing attendance zones with general
recognition of neighborhood racial demographics, or any of the other race-
conscious mechanisms that he enumerated, would demand strict scrutiny to be
3The four other examples identified by Justice Kennedy were: (1) strategic
site selection of new schools; (2) allocating resources for special programs; (3)
recruiting students and faculty in a targeted fashion; and (4) tracking
enrollments, performance, and other statistics by race. Id.
Case: 10-3824 Document: 003110407516 Page: 15 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
16/42
9
found permissible. Id. at 789. Rather, these race-conscious mechanisms warrant
what amounts to a presumption of validity:
If school authorities are concerned that the student-body compositions
of certain schools interfere with the objective of offering an equal
educational opportunity to all of their students, they are free to devise
race-conscious measures to address the problem in a general way and
without treating each student in a different fashion solely on the basis
of a systematic, individual typing by race.
Id. at 788-89 (emphasis added). By contrast, [a]ssigning to each student a
personal designation according to a crude system of individual racial
classifications is quite a different matter; and the legal analysis changes
accordingly. Id. at 789. Because of the presumptive invalidity of a States use
of racial classifications to differentiate its treatment of individuals, strict scrutiny
automatically applies. Id. at 793.
2. The District Court in this case declined to analyze Justice Kennedys
concurrence under the prevailing approach for interpreting fragmented Supreme
Court decisions. Marks v. United States, 430 U.S. 188, 193 (1977); accord Panetti
v. Quarterman, 551 U.S. 930, 949 (2007). The District Court therefore failed to
recognize that Justice Kennedys presumption of validity is controlling because it
garnered the votes of the four dissenting Justices. A92; Doe 1 v. Lower Merion
Sch. Dist., 689 F. Supp. 2d 742, 751 (E.D. Pa. 2010).
Applying Marks, this Court has held that [w]here a Justice or Justices
concurring in the judgment . . . articulates a legal standard which, when applied,
Case: 10-3824 Document: 003110407516 Page: 16 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
17/42
10
will necessarily produce results with which a majority of the Court from that case
would agree, that standard is the law of the land. Planned Parenthood of
Southeastern Pa. v. Casey, 947 F.2d 682, 693 (3d Cir. 1991), revd in part on other
grounds, 505 U.S. 833 (1992); see also Smith v. Univ. of Wash., Law Sch., 233
F.3d 1188, 1199-1200 (9th Cir. 2000) (concluding that the opinion of a single
Justice, which would have been joined by four other Justices, results in a
controlling legal standard). In Casey, this Court noted that four Justices of the
then-existing Supreme Court would apply strict scrutiny review to abortion
restrictions, and four would apply a less restrictive standard of review. 947 F.2d at
694-96. The controlling legal standard was therefore Justice OConnors middle
positionthat strict scrutiny was warranted when the restriction placed an undue
burden on a womans right to an abortion. Id. at 697; see also Rappa v. New
Castle County, 18 F.3d 1043, 1057 (3d Cir. 1994) (explaining this Courts decision
in Casey).
A similar split occurred in Parents Involved, but with Justice Kennedy as the
determinative vote. Whereas the Chief Justice and the three other Justices who
joined this portion of his plurality opinion took a restrictive approach to voluntary
integration plans, the four dissenting Justices agreed with Justice Kennedy that
race-conscious measures that do not utilize individual racial classifications are
presumptively valid. Parents Involved, 551 U.S. at 837 (Breyer, J., dissenting).
Case: 10-3824 Document: 003110407516 Page: 17 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
18/42
11
Indeed, the dissenting Justices would have gone further and applied a more
permissive analysis to a much broader array of measures that seek racially
inclusive educational goals, including the Seattle and Jefferson County plans at
issue in Parents Involved. Id. at 834, 837. Thus, a majority of the Court in
Parents Involved supported Justice Kennedys analysis of general race-conscious
policymaking by school authorities that does not allocate burdens or benefits based
on individualized racial classifications; accordingly, his opinion on that subject
controls.
3. Not only did Justice Kennedys presumption of validity win the votes of
the four dissenters, but the Chief Justices plurality opinion did not rule out this
approach to the circumstances at issue here. Seeid. at 738-39 (plurality opinion).
Responding to the dissenters arguments against applying strict scrutiny, the Chief
Justice highlighted the same distinction that Justice Kennedy drew between the
individualized racial classifications utilized by Seattle and Jefferson County, on the
one hand, and race-consciousness in drawing school attendance boundaries, on
the other; the latter, in the Chief Justices view, presented an issue well beyond
the scope of the question presented. Id. at 738.
Moreover, the Chief Justice expressly distinguished two cases in which state
courts in Illinois and Texas, respectively, applied rational-basis review to uphold
race-consciousness in drawing school attendance boundaries. Id. at 738-39; see
Case: 10-3824 Document: 003110407516 Page: 18 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
19/42
12
Tometz v. Bd. of Educ., 237 N.E.2d 498, 499, 502-503 (Ill. 1968) (upholding as
reasonable Illinoiss requirement that school boards take into consideration
reduction of de facto racial segregation when drawing school attendance
boundaries); Citizens for Better Educ. v. Goose Creek Consol. Indep. Sch. Dist.,
719 S.W.2d 350, 352 (Tex. App. 1986) (upholding a school districts attendance
zone plan, designed in part to achieve ethnic balance between its two high
schools, on the ground that [s]chool authorities are traditionally given broad
discretionary powers to formulate and implement educational policy and may
properly decide to ensure to their students the value of an integrated school
experience). The Chief Justice concluded that Tometz and Citizens for Better
Education provided an improper standard for evaluating [the] express racial
classifications utilized by Jefferson County and Seattle, but he did not suggest that
a more relaxed standard of review was inappropriate for the type of non-
individualized race-consciousness that was upheld in those two cases and that is at
issue here. Parents Involved, 551 U.S. at 738 (plurality opinion).4
4The Chief Justice subsequently suggested his support for Justice
Kennedys approach even more clearly. During oral argument in Ricci v.
DeStefano, the Chief Justice stated his view that both the plurality and theconcurrence in Parents Involvedaccepted the fact that race conscious action such
as school siting or drawing district lines . . . is okay, but discriminating in
particular assignments is not. Transcript of Oral Argument at 54, Ricci v.
DeStefano, 129 S. Ct. 2658 (2009) (No. 07-1428). To be clear, while Parents
Involved requires strict scrutiny review of student assignment plans that utilize
individualized racial classifications, Justice Kennedy refused to rule out this
Case: 10-3824 Document: 003110407516 Page: 19 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
20/42
13
A presumption of validity for non-individualized race consciousness is also
the only legal principle consistent with the Supreme Courts repeated insistence in
Parents Involvedand other cases that government actors must give serious, good-
faith consideration to facially race-neutral alternatives before adopting measures
thatallocate benefits or burdens based on individualized racial classifications. See
id. at 744 (plurality opinion); id. at 783-84, 789-90 (Kennedy, J., concurring in part
and concurring in the judgment); see also Grutter, 539 U.S. at 339 (Narrow
tailoring does, however, require serious, good faith consideration of workable race-
neutral alternatives. . . .).
Under the Supreme Courts jurisprudence, a student assignment mechanism
or any other measure that does not rely on individualized racial classifications is at
least facially race-neutral. Parents Involved, 551 U.S. at 735 (plurality opinion).
If such facially race-neutral mechanisms triggered strict scrutiny simply because
they were adopted in pursuit of a race-conscious goal, the well-established narrow-
tailoring analysis would be internally inconsistent and impossible to satisfy. The
very act of giving good-faith consideration to facially race-neutral alternatives
approach in all circumstances. In his view, such classifications could satisfy strict
scrutiny with more nuanced, individual evaluation of school needs and student
characteristics than was utilized by Seattle or Jefferson County. Parents Involved,
551 U.S. at 790 (Kennedy, J., concurring in part and concurring in the judgment).
In any event, no such individualized racial classifications are at issue here.
Case: 10-3824 Document: 003110407516 Page: 20 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
21/42
14
requires school authorities to evaluate whether those alternatives are effective at
achieving the intended race-conscious goal. See Grutter, 539 U.S. at 339-40.5
B. This presumption of validity furthers the equal educational
opportunity mandate ofBrown v. Board of Education.
Parents Involveds controlling distinction between individualized racial
classifications and non-individualized race-consciousness is not a distinction that
simply makes no difference. Cf. Appellants Br. 39. In Justice Kennedys view,
the dangers presented by the latter are not as pressing. Parents Involved, 551
U.S. at 797 (Kennedy, J., concurring in part and concurring in the judgment).
Thus, Justice Kennedy deemed non-individualized race-consciousness a preferable
approach in pursuit of Browns objective of high-quality, racially inclusive
education for all students.
1. Individualized racial classifications trigger strict scrutiny because they
raise special fears that they are motivated by an invidious purpose. Johnson v.
California, 543 U.S. 499, 505 (2005). As Justice Kennedy explained, such
classifications command people to march in different directions based on racial
5Moreover, if strict scrutiny applies to all facially race-neutral measures that
are designed in part to further race-conscious objectives, it could jeopardize
government action, for example, to address achievement gaps between AfricanAmericans and other students. See No Child Left Behind Act of 2001, Pub. L. No.
107-110, 115 Stat. 1425 (codified as amended in scattered sections of 20 U.S.C.).
Even Justices who have largely rejected any use of race to confer or deny
individual benefits have not gone so far as to bar facially race-neutral measures to
dismantle structural barriers to equal opportunity. See, e.g., City of Richmond v.
J.A. Croson Co., 488 U.S. 469, 526 (1989) (Scalia, J., concurring in the judgment).
Case: 10-3824 Document: 003110407516 Page: 21 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
22/42
15
typologies and can lead to corrosive discourse, where race serves not as an
element of our diverse heritage but instead as a bargaining chip in the political
process. Parents Involved, 551 U.S. at 797 (Kennedy, J., concurring in part and
concurring in the judgment). By contrast, [r]ace-conscious measures that do not
rely on differential treatment based on individual classifications are less
problematic because the same ends are achieved by more indirect means. Id.
2. Equally significant, Parents Involveds binding presumption of validity
for non-individualized race-consciousness provides school authorities a limited
degree of latitude to further the objectives ofBrown. Justice Kennedy recognized
that our nation has made great progress in the fifty-plus years since the Supreme
Courts landmark decision. Even so, flaws and injustices . . . remain, including
the increasing problem of de facto resegregation, and impede realization of
Browns objective of equal educational opportunity. Id. at 787, 788. Although
[t]he enduring hope is that race should not matter; the reality is that too often it
does in determining whether students have access to high-quality schools and
classrooms. Id. at 787.
Moreover, asBrown proclaimed and Parents Involvedreaffirmed, one of the
most important lessons that [t]he Nations schools strive to teach [is] that our
strength comes from people of different races, creeds, and cultures uniting in
commitment to the freedom of all. Id. at 782. But teach[ing] that principle is
Case: 10-3824 Document: 003110407516 Page: 22 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
23/42
16
more difficult if schools do not have classrooms that reflect the racial makeup of
the surrounding community. Id.
The challenges are particularly salient in communities with strong patterns
of residential segregation. Due to a variety of factorssome influenced by
government, some notneighborhoods in our communities do not reflect the
diversity of our Nation as a whole. Id. at 798; accordA53. Recognizing these
trends, school authorities have voluntarily employed a variety of integration
methods to help realizeBrowns promise of equal educational opportunity. To the
extent that the School District adopted a student assignment plan that took
neighborhood racial demographics into account, it is not alone. See NAACP Legal
Defense & Educational Fund, Inc. & The Civil Rights Project, Still Looking to the
Future: Voluntary K-12 Integration, A Manual for Parents, Educators, &
Advocates (2008) (describing examples from across the country of facially race-
neutral student assignment plans intended to achieve integration).6
6For instance, the Berkeley, California Unified School District aims to
reduce racial isolation by considering, when making student assignments, a
diversity index of the attendance zone in which the student residesdetermined by
the zones average household income, average educational attainment, and racialdemographics. See Am. Civil Rights Found. v. Berkeley Unified Sch. Dist., 172
Cal. App. 4th 207, 212-15 (Cal. Ct. App. 2009). In the face of a state
constitutional challenge, that plan was upheld precisely because it did not use
individualized racial classifications. See id. at 211 (We find that educators who
include a general recognition of the demographics of neighborhoods in student
assignments, without classifying a student by his or her race, do not discriminate
Case: 10-3824 Document: 003110407516 Page: 23 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
24/42
17
Recent research confirms that students from all racial backgrounds benefit
from efforts to produce integrated educational settings. See, e.g., National
Academy of Education, Race-Conscious Policies for Assigning Students to
Schools: Social Science Research and the Supreme Court Cases (2007).7
Indeed,
the nations future depends upon leaders trained through wide exposure to the
ideas and mores of students as diverse as this Nation of many peoples. Grutter,
539 U.S. at 324 (internal quotations and citations omitted).
3. It is precisely for these reasons that Justice Kennedy declined to join fully
the Chief Justices plurality opinion: To the extent the plurality opinion suggests
the Constitution mandates that state and local school authorities must accept the
status quo of racial isolation in schools, it is, in my view, profoundly mistaken.
Parents Involved, 551 U.S. at 788 (Kennedy, J., concurring in part and concurring
against, nor grant preferential treatment to, any individual or group on the basis of
race. (quoting Cal. Const., art. 1, 31, subdiv. (a))).7
For instance, when compared to their more segregated peers, students who
attend integrated schools have higher comfort levels with members of other racial
groups, an increased sense of civic engagement, reduced prejudices, and a greater
desire and ability to live and work in multiracial settings. See, e.g., Elizabeth
Stearns,Long-Term Correlates of High School Racial Composition, Teachers Coll.
Rec. 1654, 1669-71 (2010); Linda R. Tropp & Mary A. Prenovost, The Role of Intergroup Contact in Predicting Childrens Interethnic Attitudes, in Intergroup
Attitudes and Relations in Childhood Through Adulthood236, 245 (Sheri R. Levy
& Melanie Killen eds., 2008). An integrated learning environment also better
prepares students to attend and succeed in college. See, e.g., Douglas S. Massey &
Mary J. Fischer, The Effect of Childhood Segregation on Minority Academic
Performance at Selective Colleges, 29 Ethnic & Racial Stud. 1, 3-4, 20-22 (2006).
Case: 10-3824 Document: 003110407516 Page: 24 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
25/42
18
in the judgment). As Justice Kennedy recognized, if strict scrutiny invariably
applies even to mechanisms that are race-conscious in the aggregate but do not
classify individual students by race, many school districts would be deterred from
taking any voluntary action to redeemBrowns promise:
Executive and legislative branches, which for generations now have
considered these types of policies and procedures, should be permitted
to employ them with candor and with confidence that a constitutional
violation does not occur whenever a decisionmaker considers the
impact a given approach might have on students of different races.
Id. at 789.
Thus, Parents Involveds presumption of validity helps ensure that [t]hose
entrusted with directing our public schools can bring to bear the creativity of
experts, parents, administrators, and other concerned citizens to continu[e] the
important work of bringing together students of different racial, ethnic, and
economic backgrounds. Id. at 798; cf.Bd. of Educ. of Okla. City Pub. Schs. v.
Dowell, 498 U.S. 237, 248 (1991) (Local control over the education of children
allows citizens to participate in decisionmaking, and allows innovation so that
school programs can fit local needs.).
II. Justice Kennedys controlling concurrence encompasses principles set
forth in prior authority of the Supreme Court and this Court .
Instead of following the controlling framework set forth in Parents Involved,
the District Court assumed that strict scrutiny is compelled by the Supreme Courts
holding thirty years earlier in Arlington Heights, 429 U.S. 252, as well as this
Case: 10-3824 Document: 003110407516 Page: 25 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
26/42
19
Courts application of Arlington Heights five years before Parents Involved in
Pryor v. NCAA, 288 F.3d 548 (3rd Cir. 2002). A76-A80. Although the District
Court expressed doubts about how to apply Arlington Heights and Pryor to this
case, A78 n.7, A80 n.8, it ultimately determined that they warranted an analysis
separate from that in Parents Involved. A76-A80. After conducting this analysis,
the District Court decided to apply strict scrutiny based on the mere fact that the
School District considered neighborhood racial demographics, among other
factors, when it rezoned students from South Ardmore to attend Harriton High
School. A92; see also A67, A79-A80.
The District Court not only misinterpreted Arlington Heights and its
progeny, but it also misunderstood the relationship between Parents Involvedand
prior cases regarding race-conscious government decision-making. Sensitive to
concerns such as those raised by appellants in this case, Justice Kennedys
concurrence does not rule out strict scrutiny for all non-individualized race-
conscious decision-making by school authorities. But this rigorous review is
warranted only if a plaintiff demonstrates special circumstancessuch as
segregative intentthat warrant overcoming the presumption of validity; mere
consciousness of neighborhood racial demographics is alone insufficient. Parents
Involved, 551 U.S. at 789 (Kennedy, J., concurring in part and concurring in
judgment). This approach fully encompasses the principles that the Supreme Court
Case: 10-3824 Document: 003110407516 Page: 26 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
27/42
20
set forth in Arlington Heights for ferreting out when government actions are
motivated by segregative intent or an otherwise invidious discriminatory purpose.
A. Nothing inParents Involvedprevents application of strict scrutinywhere there is evidence of segregative intent.
Justice Kennedys controlling concurrence made clear that the presumption
of validity applies only when school districts pursue the objective of offering an
equal educational opportunity to all of their students. Id. at 788. Thus, Parents
Involveddoes not disturb the well-established principle that strict scrutiny applies
if a plaintiff demonstrates that a school district intentionally took non-
individualized, race-conscious actions for the purpose of segregating students, or
otherwise discriminatorily denying them access to educational opportunity, based
on their race. This principle flows directly fromBrown, where the Court held that
segregative intentper se is constitutionally suspect. 347 U.S. at 493, 495.
FollowingBrown, subsequent decisions leading up to and including Parents
Involved have reaffirmed that an intention to foster racial integration is not
similarly suspect under the Equal Protection Clause. Rather, as Justice Kennedy
made clear in Parents Involved,a school districts race-conscious decision-making
with the intent to ensure that its classrooms . . . reflect the racial makeup of the
surrounding community can help further Browns objective of equal educational
opportunity. 551 U.S. at 782, 788 (Kennedy, J., concurring in part and concurring
Case: 10-3824 Document: 003110407516 Page: 27 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
28/42
21
in the judgment).8
By contrast, school authorities actions that take race into
consideration for the discriminatory purpose of segregating students or denying
educational opportunity based on their race are contrary to, and undermine,
Browns objective. See id. at 835 (Breyer, J. dissenting) (distinguishing between
school district actions that keep the races apart and those that bring them
together).9
Thus, even when school authorities draw attendance zones or take other
actions that are facially race-neutral (in that no government decision allocates
benefits or burdens based on individualized racial classifications), those actions
should be subject to strict scrutiny if they are shown to have been motivated by a
segregative purpose. See, e.g., Columbus Bd. of Educ. v. Penick, 443 U.S. 449,
455, 461-63 (1979) (upholding a finding of unconstitutional segregation where a
8Indeed, Justice Kennedy departed from the Chief Justices plurality opinion
and joined the four dissenters to provide majority support for the view that, to the
extent that strict scrutiny is triggered by a school districts actions, it has a
compelling interest in avoiding racial isolation and achiev[ing] a diverse
student population. Id. at 797-98; see also id. at 865 (Breyer, J., dissenting).9
Appellants invoke cases, such as Gratz v. Bollinger, 539 U.S. 244 (2003),
andAdarand Constructors, Inc. v. Pena, 515 U.S. 200 (1995). Cf. Appellants Br.
40-41, 43-44. These cases are inapposite. As in Parents Involved, the reason whythe Supreme Court applied strict scrutiny in those cases was that they involved the
allocation of benefits or burdens based on an individualized racial classification.
See Gratz, 539 U.S. at 270;Adarand, 515 U.S. at 224. The Court did not suggest
that strict scrutiny was warranted simply because a governmental entity acted in
furtherance of the goal of promoting equal opportunity in education, employment,
or other contexts. A72-A80.
Case: 10-3824 Document: 003110407516 Page: 28 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
29/42
22
school board racially gerrymandered attendance zones to create segregated
schools); Keyes v. Sch. Dist. No. 1, 413 U.S. 189, 191-92, 201-02, 204-05 (1973),
affg in relevant partKeyes v. Sch. Dist. No. 1, 313 F. Supp. 61, 64-65 (D. Colo.
1970) (finding that the manipulation of student attendance zones and school sites
created or maintained segregated schools in violation of the Constitution). But
[n]othing in these cases is meant to discourage school boards from . . .
promoting the values of an integrated school experience. Keyes,413 U.S. at 242
(Powell, J., concurring in part, dissenting in part).
B. Arlington Heights does not require strict scrutiny simply becausea school district considers neighborhood racial demographics.
The District Court incorrectly assumed that, underArlington Heights and its
Third Circuit progeny, a school district triggers strict scrutiny by shifting a
neighborhood to a different school attendance zone, based in part on consideration
of the neighborhoods racial demographics at the aggregate leveleven where, as
here, there is no finding of segregative intent or any other invidious discriminatory
purpose. A79-A80.
1. In Arlington Heights, the Supreme Courtprovided guidance for how to
go about unearthing whether a facially race-neutral government action is, in fact,
motivated by segregative intent or an otherwise invidious discriminatory purpose
and, thus, triggers strict scrutiny. 429 U.S. at 265-68. As the Court explained, a
sensitive inquiry is required, which may take into account such circumstantial
Case: 10-3824 Document: 003110407516 Page: 29 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
30/42
23
and direct evidence of intent as may be available, including evidence of
unjustified disparate impact. Id. at 266. Under that standard, however, the Court
concluded that the plaintiffs inArlington Heights failed to prove that the Villages
decision to prohibit construction of low- and moderate-income housing was
motivated by an invidious discriminatory purpose. Id. at 270-71. Even though the
Village was aware that its decision had a clear disparate effect on racial minorities,
it was not unexplainable on grounds other than race. Id. at 266.
The Supreme Court elaborated on the unexplainable on grounds other than
race standard set forth in Arlington Heights in a line of cases reviewing the
constitutionality of state legislative efforts to expand political opportunities for
racial minorities through the creation of majority-minority electoral districts. In
these cases, the Supreme Court has consistently made clear that, under Arlington
Heights, not all race-conscious government decision-making is equivalent to
impermissible racial discrimination that triggers strict scrutiny. Shaw v. Reno,
509 U.S. 630, 646 (1993); see also id. at 643-44 (citing Arlington Heights, 429
U.S. at 266); Miller v. Johnson, 515 U.S. 900, 913-14 (1995) (citing Arlington
Heights, 429 U.S. at 266); see also id. at 916. Justice Kennedys concurrence in
Parents Involved expressly invoked this line of cases by quoting the plurality
opinion in Bush v. Vera, 517 U.S. 952 (1996), for the proposition that strict
scrutiny does not reflexively apply merely because redistricting is performed with
Case: 10-3824 Document: 003110407516 Page: 30 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
31/42
24
consciousness of race. Parents Involved, 551 U.S. at 789 (Kennedy, J.,
concurring in part and concurring in the judgment) (quoting Vera, 517 U.S. at 958
(plurality opinion)).
Justice Kennedys reliance on Vera confirms thatArlington Heights does not
mandate a framework for determining whether strict scrutiny applies that is distinct
from that articulated in Parents Involved. Like state legislatures or local zoning
authorities, school authorities will . . . almost always be aware of racial
demographics in the communities they serve, especially in light of patterns of
housing segregation that persist in many parts of this nation. See Miller, 515 U.S.
at 916; see also Swann v. Charlotte-Mecklenburg Bd. of Educ., 402 U.S. 1, 20-21
(1971) (describing the reciprocal influence of school location and neighborhood
racial composition). But general consciousness of community racial
demographics, or even consideration of racial balance, is insufficient, standing
alone, to trigger strict scrutiny. Easley v. Cromartie, 532 U.S. 234, 253 (2001);
Miller, 515 U.S. at 916.
As clarified by the subsequent line of electoral redistricting cases, Arlington
Heights is fully consistent with the approach drawn from the Columbus and Keyes
line of cases, discussed supra at 21-22, for determining whether special
circumstances warrant overcoming the presumptive validity of non-individualized
Case: 10-3824 Document: 003110407516 Page: 31 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
32/42
25
race-conscious decision-making by school authorities.10
Absent an individualized
racial classification,Arlington Heights counsels that the trigger for strict scrutiny is
evidence of segregative intent or an otherwise invidious discriminatory purpose
rather than the impact of a government actors mere consciousness of race. 429
U.S. at 264-66.11
If the District Courts contrary interpretation ofArlington
Heights were correct, Justice Kennedys binding presumption of validity for non-
individualized race-consciousness effectively would be nullified.
2. For the same reason that the District Court erred in interpretingArlington
Heights, it also misapplied Pryor, 288 F.3d 548. Pryor is the only Third Circuit
precedent cited by the District Court and appellants to support application of strict
scrutiny in this case. A76-A78, A80; Appellants Br. 41-43. The District Court
misunderstood Pryorasholding that if race-consciousness per se is a motivating
factor in a school districts decision-making, strict scrutiny is triggered. A77, A80.
In fact, Pryor held, consistent with Arlington Heights, that only an invidious
discriminatory purpose triggers strict scrutiny. Pryor, 288 F.3d at 562-63
(quotingArlington Heights, 429 U.S. at 266).
10
Of course, [c]ontext matters when reviewing race-based governmentalaction under the Equal Protection Clause, Grutter, 539 U.S. at 327, and principles
drawn from zoning and electoral redistricting cases cannot be directly translated to
address challenges to school attendance zones.11
Notably, however, facially race-neutral measures do trigger strict scrutiny
where they are an obvious pretext for racial discrimination. Pers. Admr of
Mass. v. Feeney, 442 U.S. 256, 272 (1979).
Case: 10-3824 Document: 003110407516 Page: 32 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
33/42
26
In Pryor, the plaintiffs survived a motion to dismiss because their complaint
alleged that the NCAA adopted facially race-neutral eligibility standards at least in
part for the discriminatory purpose of reducing the number of black athletes who
could qualify for scholarships, and not merely in spite of the resulting
disproportionate reduction in scholarships awarded to black athletes. Id. at 562
(citing Pers. Admr of Mass. v. Feeney, 442 U.S. 256, 279 (1979)); see also id. at
567. In contrast to the integrative goals of the types of non-individualized race-
conscious decision-making endorsed by Justice Kennedy in his Parents Involved
concurrence, the purpose alleged by the plaintiffs in Pryorwas segregative insofar
as it limited eligibility for aspiring college athletes based on their individual racial
backgrounds.
III. The District Courts findings provide no clear ground to disregard
Parents Involveds presumption of validity, but a remand could be
prudent to allow the District Court to clarify the facts in light of the
proper legal standard.
Amicis primary concern is to expose the District Courts errors in
interpreting Parents Involved. In light of these errors, it could be prudent for this
Court to remand so the parties may argue and the District Court may consider, in
the first instance, whether its factual and legal determinations warrant clarification
under the proper constitutional standard of review set forth in Parents Involved. A
remand could be particularly helpful in light of certain inconsistencies in the
District Courts findings.
Case: 10-3824 Document: 003110407516 Page: 33 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
34/42
27
Nevertheless, the District Courts existing findings provide no clear basis for
rejecting the presumption of validity that, under Parents Involved, applies to the
School Districts plan for redrawing school attendance zones. This presumption
provides an alternative basis to affirm the judgment below. If the Court takes this
approach, it need not reach the question of whether the District Court correctly
concluded that the School Districts plan satisfied strict scrutiny because it was
narrowly tailored to serve a compelling interest.12
Under Parents Involved, the undisputed fact that the School District never
employed individualized racial classifications in its redistricting process is critical
in establishing a presumption that the process was constitutionally valid and
therefore strict scrutiny should not apply. A69, A72. As the District Court found,
students were not identified or accorded differential treatment on a racial basis.
Any racial considerations were made on a general, aggregate level, and students
12It should be noted, however, that in its application of strict scrutiny, the
District Court clearly erred in cursorily treating the School Districts reliance on
criteria, such as equal-sized student populations and walkability, as compelling
interests. A67, A80-A91. These criteria are not among the limited number of
compelling interests, including promoting diversity and reducing racial isolation in
primary and secondary education, that the Supreme Court has recognized. See
Parents Involved, 551 U.S. at 797-98 (Kennedy, J., concurring in part andconcurring in the judgment); see also id. at 865 (Breyer, J., dissenting). Nor
should they be so recognized. If they were elevated to the same level as judicially
recognized interests rooted in the Fourteenth Amendments antidiscrimination
mandate, it would be far easier for school districts to justifyand therefore thwart
efforts by amici and others to challengeintentional segregation and other
invidious discrimination.
Case: 10-3824 Document: 003110407516 Page: 34 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
35/42
28
were assigned on the basis of their geographic residence rather than their race.13
The findings below are less clear, however, with respect to the question of
whether the School District considered neighborhood racial demographics in
furtherance ofBrowns objective of offering an equal educational opportunity to
all of their students. Parents Involved, 551 U.S. at 788 (Kennedy, J., concurring
in part and concurring in the judgment). As plaintiffs below, appellants had the
burden to prove otherwise.
The District Court expressly reject[ed] any allegations of invidious
discrimination or hostility toward African-American students by School District
staff and the School Board. A53, A79. Moreover, the District Court found that the
factors motivating the District Administration included reducing racial isolation
and its obvious desire for racial diversity in both high schools. A53; see also
A91. Prior to redistricting, low numbers of African Americans attended Harriton
High School. A13. As a result of the challenged student assignment plan, African-
American enrollment has increased at Harriton and therefore reduced racial
isolation at that schoolan outcome which should have beneficial educational
consequences for all students. A50; see Parents Involved, 551 U.S. at 787-88
(Kennedy, J., concurring in part and concurring in the judgment); Grutter, 539
13The District Court found that African Americans comprised, as of
September 2008, only 140 of the 308 students in kindergarten through grade 12
who lived in South Ardmore, the neighborhood whose rezoning to Harriton High
School precipitated this litigation. A10 n.2.
Case: 10-3824 Document: 003110407516 Page: 35 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
36/42
29
U.S. at 330-33; supra at 17. Moreover, the School Districts attendance zone
changes did not involve reassignment of African-American students to schools
regarded as ineffective or inferior in the community. A81. To the contrary, the
School Districts two high schools are ranked as being among the best in the state,
if not the nation. A6.
The District Courts suggestion that the School District embraced racial
parity might raise concerns, if it were interpreted to mean that the District Court
was unsure whether the School District acted in pursuit of the educational interests
furthered by racially integrated educational environments. A3, A53-A54.
Although seeking racial parity for its own sake likely would not trigger the
presumption of validity, see Grutter, 539 U.S. at 330 (citation and quotation marks
omitted), seeking classrooms that reflect the racial makeup of the surrounding
community in order to achieve the benefits of integration is precisely the
approach that Parents Involved embraces. 551 U.S. at 782 (Kennedy, J.,
concurring in part and concurring in the judgment). This Court may conclude that
clarification of this issue by the District Court in light of the proper Parents
Involvedstandard would be beneficial to support its judgment.
Case: 10-3824 Document: 003110407516 Page: 36 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
37/42
30
CONCLUSION
For the reasons set forth above, the judgment of the District Court should be
affirmed on alternative grounds or remanded for further consideration under the
applicable legal standard set forth in Parents Involved.
Dated: January 12, 2011 Respectfully submitted,
s/ Joshua Civin
JOHN PAYTON
DEBO P.ADEGBILEDAMON T.HEWITT
KIMBERLY LIU
NAACPLEGAL DEFENSE &
EDUCATIONAL FUND,INC.
99 Hudson St., 16th Floor
New York, NY 10013
(212) 965-2200
JOSHUA
CIVIN
NAACPLEGAL DEFENSE &
EDUCATIONAL FUND,INC.
1444 I Street, NW, 10th Floor
Washington, DC 20005
(202) 682-1300
Counsel for the Amici Curiae
Of Counsel:
DENNIS D.PARKER
AMERICAN CIVIL LIBERTIES
UNION FOUNDATION
125 Broad Street
New York, NY 10004
(212) 549-2500
Case: 10-3824 Document: 003110407516 Page: 37 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
38/42
31
WITOLD J.WALCZAK
ACLU OF PENNSYLVANIA
(PA I.D. No. 62976)
313 Atwood Street
Pittsburgh, PA 15213
(412) 681-7864
JOHN C.BRITTAIN
Professor of Law
DAVID A.CLARKE SCHOOL OF LAW
UNIVERSITY OF THE DISTRICT OF
COLUMBIA
4200 Connecticut Avenue, NW
Washington, DC 20008(832) 687-3007
(institutional affiliation listed for
identification purposes only)
DEREK W.BLACK
Associate Professor of Law
HOWARD UNIVERSITY SCHOOL OF
LAW
2900 Van Ness St., NW
Washington, D.C. 20008
(202) 806-8163
(institutional affiliation listed for
identification purposes only)
JON M.GREENBAUM
BRENDA SHUM
LAWYERSCOMMITTEE FOR CIVIL
RIGHTS UNDER LAW
1401 New York Avenue, NWSuite 400
Washington, DC 20005
(202) 662-8600
Case: 10-3824 Document: 003110407516 Page: 38 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
39/42
CERTIFICATE OF BAR MEMBERSHIP
PURSUANT TO L.A.R. 28.3(D)
Pursuant to Local Rule 28.3(d), I hereby certify that the following attorneys
are members in good standing of the bar of United States Court of Appeals for the
Third Circuit:
Debo P. Adegbile
Kimberly Liu
NAACP Legal Defense &
Educational Fund, Inc.
99 Hudson St., 16th FloorNew York, NY 10013
(212) 965-2200
Joshua Civin
NAACP Legal Defense &
Educational Fund, Inc.
1444 I Street, NW, 10th Floor
Washington, DC 20005
(202) 682-1300
s/ Kimberly Liu
Kimberly Liu
NAACP Legal Defense &
Educational Fund, Inc.
99 Hudson Street, 16th Floor
New York, New York 10013
(212) 965-2200
Counsel for Amici Curiae
Case: 10-3824 Document: 003110407516 Page: 39 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
40/42
2
CERTIFICATE OF COMPLIANCE
Pursuant to Federal Rule of Appellate Procedure 32(a)(7)(C) and Local Rule
31.1(c), I certify that the foregoing Brief ofAmici Curiae complies with the type-
volume limitation of Federal Rule of Appellate Procedure 32(a)(7)(B) because it
contains 6,991 words, excluding the parts of the brief exempted by Federal Rule of
Appellate Procedure 32(a)(7)(B)(iii).
This brief also complies with the typeface requirements of Federal Rule of
Appellate Procedure 32(a)(5) and the type style requirements of Federal Rule of
Appellate Procedure 32(a)(6) because this brief has been prepared in a
proportionally spaced typeface using Microsoft Office Word 2003 in 14-point
Times New Roman font.
Furthermore, this brief complies with the electronic filing requirements of
Local Rule 31.1(c) because the text of this electronic brief is identical to the text of
the paper copies. I have also scanned the electronic brief using Symantec
Antivirus Endpoint Protection Version 11.06005.562, and no viruses have been
detected.
s/ Kimberly Liu
Kimberly LiuNAACP Legal Defense &
Educational Fund, Inc.
99 Hudson Street, 16th Floor
New York, New York 10013
(212) 965-2200
Counsel for Amici Curiae
Case: 10-3824 Document: 003110407516 Page: 40 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
41/42
3
CERTIFICATE OF SERVICE
I hereby certify that I filed the foregoing with the Clerk of the Court for the
United States Court of Appeals for the Third Circuit by using the appellate
CM/ECF system on January 12, 2011. I further certify that ten (10) paper copies,
identical to the brief filed electronically, was sent to the Clerks Office by Federal
Express.
The following attorneys of record who are registered CM/ECF users were
served by the appellate CM/ECF system:
David G. C. Arnold
Suite 106
920 Matsonford Road
West Conshohocken, PA 19428
Attorney for Appellants
Christopher M. Arfaa
Suite F-200
150 North Radnor Chester Road
Radnor, PA 19087
Attorney for Amicus Appellant
Judith E. Harris
Morgan, Lewis & Bokius LLP
1701 Market Street
Philadelphia, Pennsylvania 19103
Attorney for Appellee
Mark L. Gross
Erin H. Flynn
U.S. Department of Justice
Civil Rights Division
(Appellate Section)
Ben Franklin Station
P.O. Box 144403
Washington, D.C. 20044-4403
Attorney for Amicus Appellee
Case: 10-3824 Document: 003110407516 Page: 41 Date Filed: 01/12/2011
-
8/8/2019 LDF ACLU Amicus Brief 1-12-11
42/42
I also certify that some of the participants in the case are not registered
CM/ECF users. I have served the foregoing document by Federal Express to the
following non-CM/ECF participants:
Christina J.F. Grese, Esq.
Allison N. Suflas, Esq.
Morgan, Lewis & Bockius
1701 Market Street
Philadelphia, PA 19103-0000
Kenneth A. Roos, Esq.Megan E. Shafer, Esq.
Wisler, Pearlstine, Talone, Craig,
Garrity & Potash
484 Norristown Road, Suite 100
Blue Bell, PA 19422-0000
Attorneys for Appellee
s/ Kimberly Liu
Kimberly Liu
NAACP Legal Defense &
Educational Fund, Inc.
99 Hudson Street, 16th Floor
New York, New York 10013
(212) 965-2200
Counsel for Amici Curiae
Case: 10-3824 Document: 003110407516 Page: 42 Date Filed: 01/12/2011