Lawrence J ONeill Financial Disclosure Report for 2010

download Lawrence J ONeill Financial Disclosure Report for 2010

of 19

Transcript of Lawrence J ONeill Financial Disclosure Report for 2010

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    1/19

    1 / 2 0 0 6FINANCIAL DISCL OSURE RE PORT

    FOR CALENDAR YEAR 2010

    7. Chambers or Of~:~ AddrtnU r ~ t e d S t s . te ~ C a u r t h a , a .~ e2 5 0 0 T u l m e S u e e ~F r c ~ o . C a l ~ f ~ - n i a 9 3 7 2 1

    E a ~ e r a D ~ f ic t o f C a l i f= ~ i a 0 1 1 1 I t 2 0 1 1

    01/01 /2010

    D~

    IMPORTANI" NOTF-.S:~ t c i ~ n g t h e N O N E

    I . POSITION S.j--] NONE (No reportablepoMtlonx.)

    POSITION NAME OF ORGANIZATION/ENTITY

    [] NONE (No reportable agreement,)PARTIES AND TERMS

    I . 1 9 9 9 Sta~e of CarH oPs Judg~ Sctf~--e~ Plan (l:~nskm co mm em:eJ at agu 62)2 .3.

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    2/19

    F IN A N C I A L D I S C L O S U R E R E P O R TPag~ 2 of 9

    L

    B. Spouses Non-Investment Income -[ ] NON E (No reportable non.investment Income.)

    |o

    2.3.4.

    DATE SOURCE AND TYPE

    4.

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    3/19

    FI N A N C I A L D I SCLO SU RE REPO RTPage 3 of 9 O i l ! 1 / 2 0 ! I

    V. GIFfS. ~,~,~, ~ ~, ~,,,,,,~ ~,~[] N O N E ( N o reportable gifts.)

    I.

    3.

    VI. LIABILITIES . ~-~,,~,N O N E (N o reportable

    I.

    3.4.

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    4/19

    FINANCIAL DISCLOSURE REPORTPage 4 of 9V II . IN V ESTM EN TS a n d T R U S T S- - -] NONE (No reportable income, ax~et~, or transactions.)

    A.

    o)

    Do

    !. Prud~n6t l F~ ~(Schwab sccO C

    K T

    8 . S . h w a b US Tvea.~uy M o n e y ~ ORA) A ~ K

    ! 3. ~;n~ Sel~t I r ~ (Sch~v~) A Divi~ad K T14. Lon~c~f ~m F~d tP~ (Schwab) A K T

    T

    #2 X!6 . Clovis Com mm ~ty Ba~ A

    D

    01.26 K

    1"2 -~,000.1~1 -

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    5/19

    F I N A N C IA L D I S C L O S U R E R E P O R TPage 5 of 9 O NII~ Lawre nce j [

    0 1 1 1 1 / 2 0 1 !

    VII . INVE ST M E NT S and T R UST S~ HO N E ~ ( N o r e p o r t a b l e ~ n c o r n ~ , a s s c t ~ , o r

    ~)

    19. Welt~ Fargo B t n k , ~ # 2 A l~ tc r~ J T

    26. San Fra ~iscO L~ff ~ m uni Bo~d l . n l ~ c a t J T

    31. K~ Bank coz~;~ bond B Int~:r~t K T3 2 . ! .~l ed e Gu C o I ~ m e . g a l e B Inte~ J T

    34, Providence G a s Co bond A Ln~ J T

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    6/19

    F I NANCI AL DI SCLOSURE REP ORTPage 6 of 9 O~tll~ Lawreoce ,I 01111~0| I

    N O N E ( N o reportable income, azseta, or traedacttoa~.)

    O) { 2 )~ "ry~ (,.~.( ^ . i 0 o~ iz~.)

    --~. 1~ Finl In~ c~penx ~ B l n t ~ : : t , t t K T

    -36. Southwester= BdlT~ Co ~pome B Met**t K

    ~37. Am cd~ Fm~b, Fmx l lay F-1 A DiHdcnd K

    T

    T

    38. C~i~ Workl Growth m ~d Income A I n t e n t Jm ~ t u a l f u r , d~ - 3 9 . P t ~ - to R k : ~ C e n ~ , e n t io ~ C e ~ t e ~ b o n d # B Imt~t K T

    A In~-~m J T

    141. F~v~t n c~ P ~ b ~ b b r~ ^ ~ J T~n B~d~

    45. Vtngaad Ca Interm T~m~ Tax E~eml~ C In~"~t L T

    46. V~tg-,md Primec.tp Cet~ F~d B [~=ut K T

    0 4 - 2 7

    _47. TCW Tom Rctm~ ~ (l~hwab) ~ C Int.ct~l K T~48. JP M~ Hinge S~t ~ ~ B ~v~ K T

    P 3 - . I I J X ~ O . I 1 0 1 I U , O 0 O , O ~ I

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    7/19

    F I NANCI AL DISCLOSURE REP OR TPag, 7 o f 9 0l / l l /2011

    V I I . I NV ESTMEN TS a nd TRUSTSN O N E ( N o repor table income, a.uet~, or transact ion&)

    A.

    T y p I ~ ~~,~z~

    5 7 . S c E w a b C a M t m i M o t x y F d S w e e p A Lqt~~st

    .~hwtb54 . SCH ~ M~ml Money Fd ~

    55. stn FnmcLw.o C.ttif Ci~..~.ou~T l~blk

    E a g l e O v m , e t. t IR A ( S c ] ~ , - k ) X

    D Imgt~t M T

    A Divld~M K TJ ~ Divid~ K T , I~ OidO K

    B ~ l " T ]m y 0I-l l

    t 60, JP Morg~ H tghbrkl8St~t Mkt X A Dividend K T

    6 ! . P i m c o E m . , g L o c a l B d A I~tt~st K T

    08-19

    I o ~ . o

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    8/19

    F I NANCI AL DI SCLOSUR E REP ORTPage 8 of 9 0 | 1 1 1 / 2 0 1 1

    VIH. ADDITIONAL INFORMATION OR EX PLANATIONS.

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    9/19

    F I NANCI AL DI SCLOSURE REP ORTPag~ 9 of 9 ON*lfl, L~nce J O i / I 1 / 2 0 1 1

    I X. CER TI F ICATI ON.and ~pl~ ~ I~ ~ ~ m7 ~le and ~~ and ~at may ~f~dm not ~wu~hh~d b~ ~ m~ app~ble ~

    I f n rtb~. ~ th a t s ru ed in come f rom eu~ld e emp loymen t a nd hoeo rm~ and th e acc tp t t n~ o rcompl iance with the pr~vl~loes ors u.s .~, app. 501 , (. teq5 s u.s .c . | 73~3, mad Ju dlc~a/Ceuferu~ce

    H L I N G I N S T R U C T I O N SM a i l s i g n e d o r ig i n a l a n d 3 a d d i t io n a l c o p i e s t o :

    Co m m i t t ~ o n F i n a n c i a l D i s c lo s u r eAdm in i s tr a t ive Offi ce o f t he Un i t ed S t a t e s C ou~Sui te 2-301O ne C o l um lm s C i rc l e , N .E .W ~h in g t o n ; D .C . 2 0 5 4 4

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    10/19

    Un ited S tates District CourtE A S T E R N D I S T R I C T O F C A L I F O R N I A

    CHAMBERS OFL A W R E N C E J . ONEILLUN1TED STATES DISTRICT J U D G E

    7 7 01 U N I T E D S T A T E S C O U R T H O U S E2 5 0 0 T U L A R E S T R E E T

    F R E S N O , C A L I F O R N I A 9 3 7 21(5 5 9) 4 99-5 6 8 0

    C A L E N D A R I N G ( 55 9 ) 4 9 9 - 56 8 2

    Judicial C onference of the U.S .C omm ittee on F inancial D isclosureOne Columbus Circle , N.E.W a sh in gt on , D . C . 2 0 5 4 4

    February

    RE: Calendar Year 2010 Filing: AMENDED

    Dear Judge Baldock:

    Pursuant to the request in your letter dated F ebruary 3 , 2 011 , a copy of w hich I amenclosing, please find three (3) copies of my A ME N D E D F inancial D isclosureReport.T hank you for your assistance.

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    11/19

    AO I0Rev. 1/2006FINANC IAL D ISC LOSU RE REPOR TFOR CALENDAR YEAR 2 010

    Repor t Requi red by the Eth icsin Government Act o f 1978(5 U .S .C . app. 101-111)

    L Person Reporting 0ast name, first, middle Initial)ONeill, Lawrence J

    4. Title (A rticle llljudgea indicate active or ~en|or status;magistrate judges indicate full- or part-time)

    Article Ill Judge (active)

    7 . Chamber~ or O ffice Addres sUnited States Courthouse2500 Tulare StreetFresno, California 93721

    2. Court or OrganizationEa~tcru District of California

    i St. Report Type (check appropriate type)N o m i z a t i o n . D a t eI n i t i a l [~] Annual 1:] Final

    5b. [~ Amended R~oaIL On the basis of the information contained in this Report and anymodifications pertaining thereto, It I~, in my opinion, in compliancewith applicable laws and regulations.

    3, D a t e o f R e p o r t02/07/2011

    Reviewing Officer

    6. Reporting Period01/01/2010to12/31/2010

    Date

    IMPORTANT NOTES : The ins~uc~ons acco mpa ny ing t h i s fo rm m us t b e f o llowed . Comp le t e a l l p a r t s ,checking the NONE box for each par t where yOU have no re portable informatiOn. Sign on last pag~

    I. POSITIONS. r~t~or~,~.~d~olo.~; ~~,~ N O N E (No reportable positions.)

    1. T rustee2. Board of Director3.4.5 .

    P O S I T I O N N A M E O F O R G A N I Z A T I O N / E N T I T YTrust # 1

    Federal Bar Association ..3 ~~~~ ~

    D A T E P A R _ T IE S A N D T E R M S1 . 1 9 9 9 State of C alifornia Judges R etirement Plan (pension commences at age 62)2.3.

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    12/19

    FINANCIAL DISCLOSURE REPOR TPage 2 of 9 Ia m e o f P e r ~ o ~ R e p o r t in gONeill, Lawrence J

    III. NON-INV ESTM ENT INCOM E. ~Rero,~.~ ~d~id,.tA. Fliers Non-Investment Income

    ~] N O N E ( N o reportable non-investment income.)DATE SOURGEANDTYPE

    B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - if you were married daring any portion of the reporting year, complete this(D o , a t a mo u n t no t r ~ i r ed ~ ep t f o r h o no r a r i a . )~ ~ONE (No r epor tab l e non - inve s tmen t income . )

    D A T _ . E SOURCE AND TYPE

    D a t e o f R e p o r t02/07/201

    ( yo u rs , not spouses)

    I V . R E I M B U R S E M E N T S - ~.~,~or to ,~o~, ~oas i*~, /oo~.( In c lude s those m spouse and depen den t ch i ld ren . Se e pp . 25-27 o f in s truc t ion s . )

    D N O N E ( N o r e p o r t ab l e r e im b u r s e m e n t s . )

    I. American Business Trial Lawyers Association

    3.4.

    5 ,

    Teaching at the annual conference. Air Fare (337.6 0), Hotel (1332 .65), and W aiver ofRegistration Fee (575): TOTA L: ($22 45.25)

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    13/19

    F IN A N C I A L D I S C L O S U R E R E P O R TPage 3 of 9 ra m e o t P e r s o n R e p o r t in gON eill, Lawrence J

    2.

    3.4.

    5 ,

    N O N E (N o repor table gi f t s .)S O U R C E . D E S C R I P T I O N

    D a t e o f R e p o r t02/07/2011

    V~ N O N E (No reportable liabilities.)C R E D I T O R D E S C R IPT IO N

    1.2.

    3 .4.

    5 .

    VALUECODE

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    14/19

    FINANC IAL D ISC LOSU RE REPOR TPage 4 of 9 Ia n e o f P e r s o n R e l ~ r t in gO N e i l l, L a w r e n c e J D a t e o f R e p 0 r t02/07/2011

    N O N E ( N o r e p o r t ab l e i n co m e , a s s e t s , o r t r a n sa c t i o n s . )

    Description of Assets(including trust assets)

    Place "(X)" after each assetexempt from prior di~:lo~re

    I n c o m e d u r i n g i Gross value at end ofr e p o a i n g p e r i o d [ reporting period(l) (2) -- 0) (2)A m o u n t T y p e ( g . Value V a l u ~Code I d i v . , r e n t . I Code 2 M e t h o d

    (i)T y p e ( e .g .b u y , s e l l ,r e d e m p t i o n )

    Transactions during reporting periodIf not exempt lrrom discloan~

    D a t e V alue Gain I d e n t i t y o fM o n t h - C o d e 2 C o d e I b u y e r / s e l l e rD a y ( J - P ) ( A - H ) ( i f p r i v a t e, t r a n s a e t i o t 0

    1. Prudential Fin Inc (Schwab acct) C Interest L T

    2. North Track Geneva Growth Fm~d A Interest J T( S c h w a b ) I R A3. R S G lobal N atural g~ources Fund B Interest K T(Schwab) IR A4. K ensington Strategic l~ealty Fund A Distribution J T(Schwab) IR A5. Dodge and ~;x Stock Fund (Schwab) C Dividend L T

    6. A rtisan lntl Small Cap Fund (Schwab) B Interest K T

    7, American Fund New W orld A Interest J T(Schwab)(IRA)8. Schwab US Treasury Money fired (IRA ) A Interest K T

    9. W ells Fargo Bank Trust #I A Interest J T

    10. RS Global Natural (Schwab) IRA A Interest J T

    I 1. F irst Eagle O verseas (Schwab) A Interest J T

    12. A merican Funds New W orld (Schwab)IR A1 3. Kensington Select Income (Schwab)IR A14. Longleaf Partners Fund IRA (Schwab) A

    Dividend

    Dividend

    Interest

    i5. Longlead Partner~ Fund IRA (Schwab) A I n t e r e S t#2 X16. Clovis Community Bank A Interest

    T buy 01-26 K

    17. Argonaut Corp, Livermore, Californiat985 $84,200 Trust # lDistribution R

    I . Income G ain C od ~: A =$ 1,0~0 or l*s B =$1,00! - 52 ,5(X) C =$2,501 - SS,000 D =$5,001 -( S ee Colurrm$ BI and D4) F--$50,001 - 510~,000 G -$ J00 ,00! . 51 ,000,0~}0 H | =$1,0~O,001 -$5,000,000 H2 =More than2 . V a k r~ C o d ~ I =$15,000 or le~ K =$15,001 - $50,000 L =550,001 - $ 100,000 M =5100,001 - $250,000(SCohzmns CI and D3) N :5250,00! o $50~,000 O-$500,001 - $ 1,000,000 PI ~$1,0~0.001 * 55,000,000 P2 =$5.000,001 - $25,000,000

    3. V alue M*thod Cod~s P3 =525,000,001 - 550,00~,000 R =-Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash(See Co!urlm C2) Q =Appraisal V =O~h~ S

    E = 5 1 5 , 0 ~ 1 - $ 5 0 , 0 0 0

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    15/19

    F INANC IAL D IS CL O S U RE RE P O R TPage 5 of 9

    N a m e 0 f P e r s o n R e p o r t in g [ D a t e o f R e p o r tON eill, Lawrence j

    [02/07/2011

    V I I. IN V E ST M E N T S a nd T R U ST S -N O N E ( N o r e p o r t ab l e i n co m e , a s s e t s , o r t r a n sa c t i o n s .)

    Dc~cripllun of Assets(ineloding Irust assets)

    Place "CA)~ aRer each a~setexempt from prior disclosure

    B. [I n c o m e d u r i n g G ro s s v a l u e a t e n d o fr e p o r t i n g p e r i o d r e p o r t i n g pe r i o d

    (t) (2) (i)A m o u n t T y p e ( e ~ g . Value V a l v , eC o d e I die. rent, C o d e 2 M et h o d( A - H ) or int,) :: (J-P) Code 3i

    Transaclions dining reporting periodI (I ) [ lfn~ ~tenr~t ~T y p e ( e . g . (2) (3) (4) (5)~, ~11, D a~ Value Gain [ Identi~ ofmerge.. M o n ~ - ~e 2 C o d e I buy~/sell~, r~empt~n) D ay ( J - P ) ( A - H ) ( i f p r i v a t e~ ~n~etion)

    18. C olumbia Housing IX Ltd prmer 1988$25,767 (trust #1) B Distribution K

    19. W ells Fargo Bank, acct #2 A Interest J T

    20 . Desert Funding, Inc. Mortgage Note D I n t e r e s t M(Trust #1)21. M acwest Riverside Housing lnv. LLC None M

    22. California State University Revenue A I n t e r e s t KMuni Bond23. Dallas/Ft, Worth, Texas lntl Muai Bond B Interest sell 0 7 , / 1 6

    24. Oregon Go Elderly/Disabled muni bond A Interest J T

    25. Puerto Rico Electric Power Muni bond A Interest K T

    26. San Francisco Intl Airport muni Bond A I n t e r e s t .~ T

    27. St. Louis MO Airport muni bond A I n t e r e s t J T

    28. B ank of America SBb N ot corporate B InterestboBds29. General Electric Cap Corporate bond A I n t e r e s t J T

    30. GTE North Inc bond A Interest J T

    31. Key Bank corporate bond

    32. Laclede Gas Co 1 st mortgage Interest

    33, Pacifric Bell corp bond B Interest K T

    34. Providence Gas Co bond A I n t e r e s t J T

    B = $ 1 , 0 0 1 - $ 2 , 5 0 oG = $ 1 0 0 . 0 0 ~ - S I , 0 O 0 , 0 0 0K =,$t5..00t. $50,00oo :5500,00! - 51,000.0~0R = ~ o ~ t ( R e a l E s ta t e O n l y )V = O ~ h e r

    C = $ 2 , 5 0 1 - $ 5 , 0 ~H I = 5 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 ( 1 . 0 0 0L = $ 5 0 , 0 0 1 - $ ; 0 0 . 0 O OP l = 5 1 , 0 O O . 0 0 ~ -P 4 = M o r e t h a n 5 5 0 ,0 0 0 , 0 0 0

    D = $ 5 , 0 o l - $ 1 5 # 0 ot 1 2 ~ M o r ~ t h ~ n $ 5 . 0 0 0 ,0 0 0M -5100,0hi - 5250,0001 2 - ~ 5 5 , 0 0 0 D 0 1 - 5 2 5 , 0 0 0 ,0 0 0T =C ash Market

    E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    16/19

    F INANC IAL D IS CL O S U RE RE P O R TPage 6 of 9

    N a m e o f P e ~ o n ReportingON eill , L awrence J

    Date of Report02/07/2011

    D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )P l a c e " ( X ) ~ a f t e r o c h a s s e te x e m p t f r o m p r i ~ r d i s c lo s u r e

    I n c o m e d u r i n gr e p o r t in g p e r i o d

    C o d e I iIC ~ ) (t )T y p e ( n . g ~ Value

    d i v , , r ~ n t , C o d e 2o r i n t . ) ( J - P )

    O r o ~ v a l u n a t e n d o fr e p o r t in g p e r i o d

    M e t h o dC o d e 3

    (t)T y p e ( e .g .b u y , s o i l ,m e r g e r ,federation)

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p ~ r i o d

    (~ ) [ (3) (4 )DateI Vakm Gain I d e n t i t y o f Month- ~ Code2 C o d ~ 1 bu~r/~ll~[ ( J - P ) (A-~ ( i f p r i v a ~a y ~n~ction)

    35. Prudential Finl Inn corporate bond B Interest K T

    36 , Southwestern Bell Te, Co corporate B I n t e r e s t Kbond37. A merican Funds) Fund Inv F-I Dividend K38. C apital W orld Growth and Income A Interest Jmutual fund39. Pureto Rico Convention Center bonds B Interest K

    TT

    40. Contra Costa Community Collegebonds A Interest.l "

    41, Encinitas Ca Public Library A I n t e r e s tConstructiion Bonds42. S chwab Gov~ Money Fund: A I n t e r e s t KtRA--Schwabb43. Morgan Stanley CD (Schwab) B Interest K T

    44. Schwab Govt Money Fund: Schwabb D I n t e r e S t M T

    45. V anguad Ca lnterm Term Tax E xempt C InterestFD (Schwab)46. V anguard Primecap Core Fund B Interest K T

    sell 04-27

    47. TC W Total Return Bond (schwab) IRA C I n t e r e s t K T

    48. JP Morgan Highbridge Star Mkt Neutlal B Dividend K TSelect CL49. Loomis Sayles Bond CI (Schwab) B Dividend K T( I R A )50. Tweedy Brown Global Fund B Dividend K T(schwab--IRA)5 I. Vanguard GNMA Fund Investor Share B Dividend K T( I R A )

    t. Income Gain Codes: A = ~ t .000 or les~ B =$1,001 - $2 ,500 ~2 , 5 0 1 - $ 5 , 0 ~0 O ~$X001 - $15,000(See Columns BI and D4) F =$5 0.001 - $ 100.000 G = $100,001 - $1,000,000 HI =$ ; .000,~Ol - $5 .000,000 H2 = More th~n $5,000,000

    2. Valu~ Codes J =~ 15.000 or less K = $ 15.001 - $ 5 0,000 L =$50,001 - $ | 00,000 M =St00.00) - $250 ,000( Se e C ol um ns C I an d D 3 ) N =$ 25 0, 00 1 - $5 00 ,0 00 O =$500.001 - $ I,IR~0,000 P I =$1,000,001 - $5,000,000 P2 =$5.000.001 - $25 ,000,0003. ~ah~c Mtthod CtM~s P3 =$2 5,000,001 - $ 50 ,000,000 R =Cost ~P.eat Estate Only) P4 =More than $50 ,000,000 T =Cash Market

    (See Column C2) Q =Appcaisal V =O~r S =A ss~.~mentU B o o k V a l u~ W ~Esfimated

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    17/19

    F INANC IAL D IS C L O S U RE RE P O RTPage 7 of 9 qa m e o f P e r s o n R e p o r t i n gONeill, Lawrence J D a t e o f R e p o r t02/07/20] I

    V I I. IN V E ST M E N T S a nd T R U ST SN O N E ( N o r ep o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )

    A.Description of Assets

    ( i n c l u d i n g t ru s t asse ts )P l a c e " ( X ) " a ~ t e r e a c h a s s e t

    e x e m p t f r o m p r i o r d i sc l o s u ~(1 )A m o u n t

    C o d e 1( A - H )

    I n c o m e d u r i n gr e p o r t in g p e r i o d

    (2 )T y t ~ ( e . g . V a l ~d i v . , r e n t , C o d e 2o r i n t , ) ( J - P )

    G r o s s v a l u e a t e n d o fr e p o r t i n g p e r i o d

    (2 )Val~eM e t h o dC o d e 3( Q - W )

    Tramactions during ~o~ting period(|) Itnot exempt ~rom

    T y p e ( e . g . (2 ) (3) [~, sell, ~ Val ~ ] Gain l~nti~ ofm e r g e r , M o n ~ - C o d e 2 C~ e I buyer/sell~r ~ e m ~ i o n ) ~y ( J - P ) (A-~ ( i f p r i v a t e~)

    52. S chwab Ca Muni Money Fd S weepshares53. Pimco All Asset Fund, lnstit classSchwab54. SCH Ca Muni Money Fd shares(Schwab)55. San Francisco Calif City/County P~ablicUtility bonds56. Dublin, Cali[ School Securities X

    57. First Eagle Overseas IRA (Schwab) X

    58. T Rowe Price new ERA FD X

    5 9 . California Bond X

    6 0 . JP Morgan Highbridge Star Mkt X

    6 1 . Pimco Emrg Local Bd X

    A Interest

    B Interest

    D InterestA Divided

    A Dividend

    A Dividend

    A Dividend

    B Interest

    A Dividend

    A Interest

    MK

    K

    K

    J

    K

    T

    T

    T

    T

    T

    T

    T

    T

    buy 0 2 - 1 0 K

    buy 01-26 K

    buy 01-26 J

    buy 0 1 - 1 1 K

    buy 0 8 - 1 9 K

    buy 08-20 K

    I . l a c o m e G a i n C o d e s :( S c ~ Column~ BI and

    2 . Value Codes(51~ Coluwms CI

    3.Value Meth~. (S~ CoI~ C 2 )

    A ~ $ 1 . 0 0 0 o r ~ sv = s s o . 0 o l - s t o o , o o 0J = $ 1 5 , 0 0 0 o r t e s sN =$2 50.001 - $500,000P3 ~$25,000,00l $50,000,000Q * A p ~ a i ~ lU ~ B o o k V a l u e

    C = $ 2 , 5 0 1 - $ 5 , 0 0 0HI =$1.000,001 - $5,000,000PI =$1,000.001 -

    D = $ y , 0 0 1 - $ 1 5 , 0 0 0f - 1 2 = M o r n t h a n $ 5 . 0 0 0 , 0 0 0M ~ $ 1 0 o , o o l - $ 2 5 0 , 0 0 0P 2 = $ 5 . 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 OT = C a s h M a r k l

    E :$15,00t -

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    18/19

    FI N A N C I A L D I SC L OSU R E R E PO R TPago 8 of 9

    Name of P erson ReportingONeill, Lawrence J

    V III . ADDITIONAL INFORM ATION OR EXPLANATIONS.

    D a t e o f R e p o r t02/07/2011

  • 8/3/2019 Lawrence J ONeill Financial Disclosure Report for 2010

    19/19

    FINANCIAL DISCLOSURE REPORTPage 9 of 9

    IX . CERTIFICATION.la r a e o f P e r s o n R e p o r t i n gOtlqeill, Lawrence J D a t e o f R e p o r t02/07/2011

    ! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutoryprovisions permitting non-disclosure.

    I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the proVisions of 5 U .S.C . app. 5 01 et. seq., 5 U.S.C . 7353 , and Judicial Conference regulations.

    SignatureN O T E :A N D C R I M I N A L S A N C T I O N S ( 5 U . S , C . ap p. 1 04 )

    DateT H I S R E P O R T M A Y B E S U B J E C T T O C I V I L

    F I L IN G I N S T R U C T I O N SMai! signed original and 3 additional copies to:

    Committee on Financial DisclosureA dministrative O ffice of the United States C ourtsSuite 2-301O ne Col umb us Ci r cl e, N .E .W ashi ngton , D .C . 2 05 4 4